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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen New York Quality Municipal Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 8, 2025 |
3,100,000 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen New York Quality Municipal Income Fund Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-288347 PROSPECTUS SUPPLEMENT (To Prospectus dated August 8, 2025) 3,100,000 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen New York Quality Municipal Income Fund Nuveen New York Quality Municipal Income Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to 3,100,000 of its common shares, $0.01 p |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| December 13, 2024 |
SC 13D/A 1 ef20037752sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6) NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (Name of Issuer) Preferred Shares (Title of Class of Securities) 670654102 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon St |
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| December 13, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT EX-99.1 2 ef20037752ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen New York Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09135 36-4270661 (State or oth |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen New York Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09135 36-4270661 (State or o |
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| June 30, 2023 |
Nuveen New York Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2023 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 CORRESP [CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. |
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| January 26, 2023 |
1 Nuveen New York Quality Municipal Income Fund Portfolio of Investments November 30, 2022 (Unaudited) NAN Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 162. |
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| November 29, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| November 29, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
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| November 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 670654102 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 28255 (Name, |
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| July 28, 2022 |
1 Nuveen New York Quality Municipal Income Fund Portfolio of Investments May 31, 2022 (Unaudited) NAN Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 162. |
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| June 28, 2022 |
DEF 14A 1 d301959ddef14a.htm NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidentia |
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| February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09135 36-4270661 (State or |
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| January 27, 2022 |
Nuveen New York Quality Municipal Income Fund NAN Nuveen New York Quality Municipal Income Fund Portfolio of Investments November 30, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 151. |
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| January 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 670654102 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 28255 (Name, |
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| January 4, 2022 |
AMENDED AND RESTATED VOTING TRUST AGREEMENT Exhibit 99.9 Chapman and Cutler LLP AMENDED AND RESTATED VOTING TRUST AGREEMENT THIS AMENDED AND RESTATED VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of January 1, 2022, by and among Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law (“PFC” or the “P |
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| January 4, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| January 4, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
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| July 28, 2021 |
Nuveen New York Quality Municipal Income Fund NAN Nuveen New York Quality Municipal Income Fund Portfolio of Investments May 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 151. |
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| June 25, 2021 |
DEF 14A 1 d159844ddef14a.htm NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidentia |
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| April 9, 2021 |
CORRESP 1 filename1.htm April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews perfor |
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| January 26, 2021 |
Nuveen New York Quality Municipal Income Fund NAN Nuveen New York Quality Municipal Income Fund Portfolio of Investments November 30, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 151. |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09135 36-4270661 (State or oth |
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| July 28, 2020 |
NAN Nuveen New York Quality Municipal Income Fund Portfolio of Investments May 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 155. |
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| June 26, 2020 |
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND DEF 14A 1 d949607ddef14a.htm NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidentia |
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| January 27, 2020 |
Nuveen New York Quality Municipal Income Fund NAN Nuveen New York Quality Municipal Income Fund Portfolio of Investments November 30, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 155. |
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| July 30, 2019 |
NAN / Nuveen New York Dividend Advantage Municipal Fund NPORT-EX - - NAN Nuveen New York Quality Municipal Income Fund Portfolio of Investments May 31, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 156. |
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| June 28, 2019 |
Nuveen New York Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2019 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| January 29, 2019 |
Nuveen New York Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| December 17, 2018 |
Exchange Agreement Nuveen New York Quality Municipal Income Fund and Banc of America Preferred Funding Corporation December 13, 2018 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1. |
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| December 17, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 5 limitedpoa.htm LIMITED POA Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation |
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| December 17, 2018 |
EX-1.2 3 scheduletwo.htm SCHEDULE TWO Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers |
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| December 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066X800, 670654102 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North C |
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| December 17, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| December 17, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| July 30, 2018 |
Nuveen New York Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| July 30, 2018 |
EX-99.CERT 2 d599758dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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| June 28, 2018 |
Nuveen New York Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2018 |
EX-99.CERT 2 d503300dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| January 29, 2018 |
Nuveen New York Quality Municipal Income Fund - NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND N-Q 1 d503300dnq.htm NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West |
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| July 28, 2017 |
Nuveen New York Quality Municipal Income Fund - NAN N-Q 1 nq.htm NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of |
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| July 28, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| June 23, 2017 |
Nuveen New York Dividend Advantage Municipal Fund NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND DEF 14A 1 d403759ddef14a.htm NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidentia |
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| January 27, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| January 27, 2017 |
Nuveen New York Dividend Advantage Municipal Fund NAN (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| August 29, 2016 |
Nuveen New York Dividend Advantage Municipal Fund NAN (Quarterly Schedule of Portfolio Holdings) N-Q 1 nan.htm NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Addre |
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| August 29, 2016 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| August 5, 2016 |
8-K 1 d237498d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09135 36-427066 |
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| July 6, 2016 |
Exhibit 99.6 VMTP PURCHASE AND EXCHANGE AGREEMENT Nuveen New York Dividend Advantage Municipal Fund and Banc of America Preferred Funding Corporation July 1, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference 7 ARTICLE II PURCHASE, EXCHANGE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEES 7 2.1 Purchase, Exchange and Transfer of the New VMTP |
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| July 6, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| July 6, 2016 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| July 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066X503, 67066X800 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Try |
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| July 6, 2016 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, f |
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| July 6, 2016 |
Exhibit 99.7 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of July 1, 2016, is made between Nuveen New York Dividend Advantage Municipal Fund, a closed-end fund formed in Massachusetts (the “Fund”), and Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law (the “Shareholder”). |
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| July 6, 2016 |
OMNIBUS AMENDMENT VOTING TRUST AGREEMENTS Exhibit 99.3 OMNIBUS AMENDMENT TO VOTING TRUST AGREEMENTS This amendment (the "Amendment"), dated as of July 1, 2016, to each Voting Trust Agreement, referenced on Schedule B hereto, dated as of the date set forth on Schedule B hereto, by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation |
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| July 6, 2016 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE MLPF&S SEC Structured Return Note Order 6/23/2016 On June 23, 2016, the Securities and Exchange Commission (“SEC”) issued an administrative order in which it found that Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”), without admitting or denying any allegations, violated Section 17(a)(2) of the Securities Act of 1933 (“Securities Act”). |
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| March 10, 2016 |
Nuveen New York Dividend Advantage Municipal Fund NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND DEF 14A 1 d140852ddef14a.htm NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confide |
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| February 29, 2016 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| February 29, 2016 |
Nuveen New York Dividend Advantage Municipal Fund NAN (Quarterly Schedule of Portfolio Holdings) nq2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of prin |
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| August 28, 2015 |
Nuveen New York Dividend Advantage Municipal Fund NAN (Quarterly Schedule of Portfolio Holdings) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| August 28, 2015 |
EX-99.CERT 2 nancertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| August 11, 2015 |
Nuveen New York Dividend Advantage Municipal Fund NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on August 11, 2015 File No. |
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| August 11, 2015 |
Opinion and Consent of Vedder Price P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 CHICAGO ? NEW YORK? WASHINGTON, DC LONDON ? SAN FRANCISCO ? LOS ANGELES June 8, 2015 Nuveen New York Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen New York Performance Plus Municipal Fund, Inc. 333 West Wacker Drive Chicago, Il |
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| August 11, 2015 |
Opinion and Consent of K&L Gates LLP K&L GATES LLP STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON, MA 02111 T +1 617 261 3100 F +1 517 261 3175 klgates. |
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| August 11, 2015 |
EX-99.12.C 4 d63028dex9912c.htm OPINION AND CONSENT OF SIDLEY AUSTIN LLP SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CHICAGO DALLAS GENEVA HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D.C. FOUNDED 1866 June 8, 2015 Nuveen New York Dividend Advantage Municipal F |
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| July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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| June 9, 2015 |
SCHEDULE II LITIGATION SCHEDULE EX-99.4 5 scheduleII.htm SCHEDULE II SCHEDULE II LITIGATION SCHEDULE MLPF&S Regulation SHO Settlement 6/01/2015 On June 1, 2015, Merrill Lynch, Pierce, Fenner & Smith Incorporated and an affiliate (the "Firms") pursuant to an SEC administrative order (the "SHO Order"), were ordered to cease and desist from violations of Rule 203(b) of Regulation SHO under the Securities Exchange Act of 1934 (the " |
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| June 9, 2015 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| June 9, 2015 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-99.3 4 scheduleI.htm SCHEDULE I SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, C |
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| June 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066X503 (CUSIP Number) Bank of America Corporation BANK OF AMERICA CORPORATE CENTER, 100 N. Tryon Street CH |
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| June 9, 2015 |
EX-99.2 3 ex99-2.htm LIMITED POWER OF ATTORNEY Exhibit 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Sun Kyung Bae, Szabina Biro, Christopher Johnston and Eugene Rosati as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and |
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| May 4, 2015 |
Nuveen New York Performance Plus Municipal Fund, Inc. Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. 811-09135 Nuveen New York Dividen |
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| May 4, 2015 |
Nuveen New York Dividend Advantage Municipal Fund 2 Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| May 4, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| April 29, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund 2 Commission File No. |
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| April 29, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| April 29, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund 2 Commission File No. |
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| April 29, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Performance Plus Municipal Fund, Inc. |
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| April 29, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Performance Plus Municipal Fund, Inc. |
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| April 29, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| April 21, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| April 21, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| April 21, 2015 |
425 1 d836392d425.htm NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. 811-09135 Nuveen N |
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| March 24, 2015 |
Nuveen New York Dividend Advantage Municipal Fund 2 Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| March 24, 2015 |
Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| March 24, 2015 |
Nuveen New York Performance Plus Municipal Fund, Inc. Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen New York Dividend Advantage Municipal Fund Commission File No. 811-09135 Nuveen New York Dividend A |
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| March 4, 2015 |
Nuveen New York Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 4, 2015 |
NAN / Nuveen New York Dividend Advantage Municipal Fund CORRESP - - Nuveen New York Dividend Advantage Municipal Fund March 4, 2015 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Alison White Senior Counsel Re: Nuveen New York Dividend Advantage Municipal Fund (the “Acquiring Fund); File No. 811-09135 Nuveen New York Dividend Advantage Municipal Fund 2 (“Dividend Advantage 2”); File No. 811 |
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| March 4, 2015 |
NAN / Nuveen New York Dividend Advantage Municipal Fund COVER - - Letter to SEC 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D. |
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| February 27, 2015 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| February 27, 2015 |
Nuveen New York Quality Municipal Income Fund - NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| February 23, 2015 |
Form of Opinion and Consent of Vedder Price P.C. [Form of Tax Opinion] , 201 Nuveen New York Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen New York Performance Plus Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen New York Dividend Advantage Municipal Fund 2 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganizations of Nuveen |
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| February 23, 2015 |
Opinion and Consent of Counsel February 23, 2015 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen New York Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen New York Dividend Advantage Municipal Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts b |
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| February 23, 2015 |
NAN / Nuveen New York Dividend Advantage Municipal Fund CORRESP - - Nuveen New York Dividend Advantage Municipal Fund February 23, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen New York Dividend Advantage Municipal Fund Registration Statement on Form N-14 8C (File No. 333-201595) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, th |
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| February 23, 2015 |
NAN / Nuveen New York Dividend Advantage Municipal Fund CORRESP - - Nuveen New York Dividend Advantage Municipal Fund 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: +1 (312) 609 7500 F: +1 (312) 609 5005 NATHANIEL SEGAL ATTORNEY AT LAW +1 (312) 609 7747 nsegal@vedderprice. |
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| February 23, 2015 |
Nuveen New York Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on February 23, 2015 File No. |
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| February 23, 2015 |
Form of Opinion and Consent of K&L Gates LLP K&L GATES LLP STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON, MA 02111 T +1 617 261 3100 F +1 617 261 3175 klgates. |
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| February 23, 2015 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Consent of Independent Registered Public Accounting Firm The Board of Directors/Trustees of Nuveen New York Dividend Advantage Municipal Fund Nuveen New York Performance Plus Municipal Fund, Inc. |
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| February 23, 2015 |
Form of Opinion and Consent of Sidley Austin LLP SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CHICAGO DALLAS GENEVA HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
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| February 13, 2015 |
Nuveen New York Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 13, 2015 |
NAN / Nuveen New York Dividend Advantage Municipal Fund COVER - - Letter to SEC 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D. |
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| January 20, 2015 |
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY Powers of Attorney Exhibit 16 NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, a Massachusetts business trust (the “Trust”), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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| January 20, 2015 |
INVESTMENT MANAGEMENT AGREEMENT Investment Management Agreement, dated October 1, 2014 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). |
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| January 20, 2015 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Consent of Independent Registered Public Accounting Firm The Board of Directors/Trustees of Nuveen New York Dividend Advantage Municipal Fund Nuveen New York Performance Plus Municipal Fund, Inc. |
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| January 20, 2015 |
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) EX-99.6.L 3 d836392dex996l.htm INVESTMENT SUB-ADVISORY AGREEMENT, DATED OCTOBER 1, 2014 INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”). |
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| January 20, 2015 |
EX-99.13.C 5 d836392dex9913c.htm AMENDMENT AND SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENT AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 4th day of December, 2014, to the Transfer Agency and Service Agreement dated O |
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| January 20, 2015 |
NAN / Nuveen New York Dividend Advantage Municipal Fund COVER - - Letter to SEC 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D. |
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| January 20, 2015 |
EX-99.9.C 4 d836392dex999c.htm APPENDIX A TO CUSTODIAN AGREEMENT, UPDATED AS OF DECEMBER 2, 2014 APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of December 2, 2014) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Dow 30 SM Enhanced Premium & Income Fund Inc. Dow 30SM Premium & Dividend Income Fund Inc. NASDAQ Premium Income & Growth Fund Inc. N |
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| January 20, 2015 |
N-14 8C 1 d836392dn148c.htm NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND As filed with the Securities and Exchange Commission on January 16, 2015 File No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND |
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| August 29, 2014 |
EX-99.CERT 2 nancertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| August 29, 2014 |
N-Q 1 nq2.htm NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Addre |
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| July 3, 2014 |
JSD / Nuveen Short Duration Credit Opportunities Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 18, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 30, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 30, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| June 4, 2014 |
EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Sun Kyung Bae, Szabina Biro, Christopher Johnston and Eugene Rosati as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Co |
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| June 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066X503 (CUSIP Number) Bank of America Corporation BANK OF AMERICA CORPORATE CENTER CHARLOTTE, North Carol |
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| June 4, 2014 |
EX-99.3 4 misc3.htm MISCELLANEOUS EXHIBITS Exhibit 99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of June 3, 2014 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its suc |
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| June 4, 2014 |
Exhibit 99.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of June 3, 2014, is made between (i) Nuveen New York Dividend Advantage Municipal Fund, a closed-end fund organized as a Massachusetts business trust (the "Fund"), and (ii) Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operatio |
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| June 4, 2014 |
VMTP Purchase Agreement Nuveen New York Dividend Advantage Municipal Fund as Issuer and Banc of America Preferred Funding Corporation as Purchaser June 3, 2014 CONTENTS ARTICLE I DEFINITIONS[INSERT PAGE NUMBER] · · 1. |
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| June 4, 2014 |
JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. |
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| May 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 1, 2014 |
DEFA14A 1 d719867ddefa14a.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commis |
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| April 14, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| April 7, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| March 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| March 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 425 1 d600567d425.htm NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. 811-09135 Nuveen New |
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| March 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| February 28, 2014 |
Quarterly Schedule of Portfolio Holdings - NAN N-Q 1 nq2.htm NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Addre |
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| February 28, 2014 |
EX-99.CERT 2 nancertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| February 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| February 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| February 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| January 30, 2014 |
NAN / Nuveen New York Dividend Advantage Municipal Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X404 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| January 30, 2014 |
NAN / Nuveen New York Dividend Advantage Municipal Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X305 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| January 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| January 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| January 10, 2014 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| December 23, 2013 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| December 23, 2013 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| December 23, 2013 |
Merger Prospectus - NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund Filed by Nuveen New York Dividend Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen New York Dividend Advantage Municipal Fund Commission File No. |
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| November 20, 2013 |
Opinion and Consent of Vedder Price P.C. [Form of Tax Opinion] , 2013 Nuveen New York Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen New York Dividend Advantage Municipal Fund 2 333 West Wacker Drive Chicago, Illinois 60606 Re: MuniFund Term Preferred Shares Issued in the Reorganization of Nuveen New York Dividend Advantage Municipal Fund 2 into Nuveen New Y |
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| November 20, 2013 |
EX-99.12.B 4 d600567dex9912b.htm OPINION AND CONSENT OF L&L GATES LLP , 2013 Nuveen New York Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen New York Dividend Advantage Municipal Fund 2 333 West Wacker Drive Chicago, Illinois 60606 Re: MuniFund Term Preferred Shares Issued in the Reorganization of Nuveen New York Dividend Advantage Municipal Fund 2 into Nuvee |
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| November 20, 2013 |
November 20, 2013 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| November 20, 2013 |
EX-99.12.C 5 d600567dex9912c.htm OPINION AND CONSENT OF SIDLEY AUSTIN LLP SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CHICAGO DALLAS FRANKFURT GENEVA HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D.C. FOUNDED 1866 FORM OF SIDLEY AUSTIN LLP TAX OPINION [ ], 2014 |
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| November 20, 2013 |
Nuveen New York Dividend Advantage Municipal Fund November 20, 2013 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| November 20, 2013 |
NATHANIEL SEGAL ATTORNEY AT LAW [email protected] November 20, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen New York Dividend Advantage Municipal Fund (the “Registrant”); File No. 333-191636 To the Commission: On behalf of the Registrant, electronically transmitted herewith is the Registrant’s Pre-Effective Amendment No. 1 to its Regist |
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| November 20, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 6 d600567dex9914.htm CONSENT OF INDEPENDENT AUDITOR CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts”, “Appointment of the Independent Registered Public Accounting Firm” and “Financial Highlights” and to the use of our report dated November 26, 2012 for Nuveen New York Dividend Advantage Municipal Fund, Nuveen New |
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| November 20, 2013 |
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND As filed with the Securities and Exchange Commission on November 20, 2013 File No. |
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| November 20, 2013 |
EX-99.11 2 d600567dex9911.htm OPINION AND CONSENT OF COUNSEL November 20, 2013 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen New York Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen New York Dividend Advantage Municipal Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen New York Dividend Advantage Mun |
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| October 9, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS EX-99.6.G 4 d600567dex996g.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED JULY 29, 2013 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 29th day of July 2013 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties heret |
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| October 9, 2013 |
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) Investment Sub-Advisory Agreement, dated December 31, 2010 INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) THIS AGREEMENT is made as of the 31st day of December, 2010, between Nuveen Fund Advisors, Inc. |
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| October 9, 2013 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company EX-99.13.B 9 d600567dex9913b.htm AMENDMENT AND SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENT Exhibit 13.b AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 10th day of June, 2013, to the Transfer Agency and Service Agreemen |
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| October 9, 2013 |
NATHANIEL SEGAL ATTORNEY AT LAW [email protected] October 8, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen New York Dividend Advantage Municipal Fund (the “Registrant”); File No. 811-09135 To the Commission: On behalf of the Registrant, electronically transmitted herewith is the Registrant’s Registration Statement on Form N-14 relating t |
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| October 9, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS EX-99.6.E 2 d600567dex996e.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED MAY 25, 2011 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 25th day of May 2011 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”); WHEREAS, th |
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| October 9, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 10 d600567dex9914.htm CONSENT OF INDEPENDENT AUDITOR CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts”, “Appointment of the Independent Registered Public Accounting Firm” and “Financial Highlights” and to the use of our report dated November 26, 2012 for Nuveen New York Dividend Advantage Municipal Fund, Nuveen Ne |
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| October 9, 2013 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS Notice of Continuance of Investment Sub-Advisory Agreement, dated August 1, 2013 NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreeme |
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| October 9, 2013 |
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY EX-99.16 11 d600567dex9916.htm POWERS OF ATTORNEY NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, a Massachusetts business trust (the “Trust”), hereby constitutes and appoints JOHN P. AMBOIAN, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WING |
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| October 9, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Renewal of Investment Management Agreement, dated May 23, 2012 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 23rd day of May 2012 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. |
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| October 9, 2013 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT EX-99.6.I 6 d600567dex996i.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT, DATED AUGUST 1, 2012 NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have ent |
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| October 9, 2013 |
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND N-14 8C 1 d600567dn148c.htm NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND As filed with the Securities and Exchange Commission on October 8, 2013 File No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND ( |
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| October 9, 2013 |
EX-99.9.B 8 d600567dex999b.htm APPENDIX A TO CUSTODIAN AGREEMENT Exhibit 9.b APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of May 9, 2013) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Dow 30 SM Enhanced Premium & Income Fund Inc. Dow 30SM Premium & Dividend Income Fund Inc. NASDAQ Premium Income & Growth Fund Inc. Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municip |
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| August 29, 2013 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| August 29, 2013 |
Quarterly Schedule of Portfolio Holdings - NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
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| March 1, 2013 |
Quarterly Schedule of Portfolio Holdings - NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| March 1, 2013 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| February 28, 2013 |
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2013 |
NAN / Nuveen New York Dividend Advantage Municipal Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X305 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 14, 2013 |
NAN / Nuveen New York Dividend Advantage Municipal Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X404 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| December 11, 2012 |
CORRESP 1 filename1.htm December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, |
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| August 29, 2012 |
EX-99.CERT 2 nancertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| August 29, 2012 |
Quarterly Schedule of Portfolio Holdings - NAN_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 11, 2012 |
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 2, 2012 |
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| February 29, 2012 |
EX-99.CERT 2 nancertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| February 29, 2012 |
Quarterly Schedule of Portfolio Holdings - NAN_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| February 17, 2012 |
CORRESP February 17, 2012 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| February 2, 2012 |
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen New York Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 27, 2012 |
NAN / Nuveen New York Dividend Advantage Municipal Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X404 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| January 27, 2012 |
NAN / Nuveen New York Dividend Advantage Municipal Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X305 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| August 29, 2011 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| August 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| March 1, 2011 |
EX-99.CERT 2 nancertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| March 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| February 23, 2011 |
Schedule 13G Amendment No. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Nuveen New York Dividend Advantage Municipal Fund (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 67066X (CUSIP Number) January 6, 2011 (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 23, 2011 |
EX-99.1 2 dex991.htm EXHIBIT 99.1 EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such amended Schedule 13G and any subsequent amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none o |
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| February 14, 2011 |
Schedule 13G Amendment No. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Nuveen New York Dividend Advantage Municipal Fund (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 67066X (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 14, 2011 |
Exhibit 99.1 EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completene |
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| February 10, 2011 |
EX-99.(A) 2 a11-56122ex99da.htm EX-99.(A) Exhibit 99.(A) EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G/A with respect to the Securities of the Issuer and further agree that this joint filing agreement be included as an exhibit t |
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| February 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen New York Dividend Advantage Municipal Fund Inc. (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 67066X-20-6 (CUSIP Number) January 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X404 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen New York Dividend Advantage Municipal Fund (NAN) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67066X305 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 6, 2010 |
NUVEEN MUNICIPAL BOND FUNDS MUNIFUND TERM PREFERRED SHARES (“MTP”) MOODY’S GUIDELINES EX-99.2 3 dex992.htm RATING AGENCY GUIDELINES Exhibit 2 NUVEEN MUNICIPAL BOND FUNDS MUNIFUND TERM PREFERRED SHARES (“MTP”) MOODY’S GUIDELINES Below is set forth for the Funds set forth in Appendix A (each a “Fund”) the Moody’s Guidelines, as defined in the Statement Establishing and Fixing the Rights and Preferences of MuniFund Term Preferred Shares (the “Statement”). Capitalized terms not defined |
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| December 6, 2010 |
Form of Statement Establishing and Fixing the Rights and Preferences Exhibit 3 APPENDIX A NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF MUNIFUND TERM PREFERRED SHARES Table of Contents Page DEFINITIONS A-1 1. |
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| December 6, 2010 |
Nuveen Asset Management 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www. |
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| December 6, 2010 |
Form of Share Certificate Exhibit 1 CERTIFICATE NUMBER NUMBER OF SHARES NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Organized Under the Laws of the Commonwealth of Massachusetts MuniFund Term Preferred Shares, [ ]% Series 2016 $. |
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| December 6, 2010 |
[MORGAN STANLEY & CO. INCORPORATED LETTERHEAD] December 6, 2010 [MORGAN STANLEY & CO. INCORPORATED LETTERHEAD] December 6, 2010 VIA EDGAR John Grzeskiewicz Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Nuveen New York Dividend Advantage Municipal Fund Registration Statement on Form N-2 File Nos. 333-170120 and 811-09135 Dear Mr. Grzeskiewicz: Pursuant to Rule 461 under the Securiti |
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| December 6, 2010 |
Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 December 6, 2010 Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 December 6, 2010 BY EDGAR Securities and Exchange Commission 100 F Street, N. |
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| December 6, 2010 |
Nuveen New York Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 28, 2010 |
[K&L Gates LLP Letterhead] BY EDGAR October 28, 2010 Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| August 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| August 27, 2010 |
EX-99.CERT 2 certification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| April 22, 2010 |
SEC Response Letter April 16, 2010 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 29, 2009. Each comment is shown below followed by our response. Unless otherwise noted, the res |
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| March 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| March 1, 2010 |
EX-99.CERT 2 certification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| March 1, 2010 |
N-Q 1 nq2.htm NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Addre |
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| February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| December 15, 2009 |
EX-99.3 3 dex993.htm FORM OF STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PERFERENCES Exhibit 3 NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND FORM OF STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF MUNIFUND TERM PREFERRED SHARES Table of Contents Page DEFINITIONS 1 1.1 Definitions 1 1.2 Interpretation 7 TERMS APPLICABLE TO ALL SERIES OF MUNIFUND TERM PREFERRED SHARES 7 2.1 |
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| December 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nuveen New York Dividend Advantage Municipal Fund (Exact Name of Registrant as Specified in Its Charter) MASSACHUSETTS 36-4270661 (State of Incorporation or Organization) (I.R.S. Employer Identific |
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| December 15, 2009 |
EX-99.1 2 dex991.htm FORM OF SHARE CERTIFICATE Exhibit 1 CERTIFICATE NUMBER NUMBER OF SHARES NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Organized Under the Laws of the Commonwealth of Massachusetts MuniFund Term Preferred Shares, [ ]% Series 2015 $.01 Par Value Per Share $10.00 Liquidation Preference Per Share Cusip No. [ ] This Certifies that is the owner of ( ) fully paid and non-assessab |
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| December 14, 2009 |
Nuveen Asset Management 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www. |
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| December 14, 2009 |
[MORGAN STANLEY & CO. INCORPORATED LETTERHEAD] December 14, 2009 [MORGAN STANLEY & CO. INCORPORATED LETTERHEAD] December 14, 2009 VIA EDGAR John Grzeskiewicz Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Nuveen New York Dividend Advantage Municipal Fund Registration Statement on Form N-2 File Nos. 333-163055 and 811-09135 Dear Mr. Grzeskiewicz: Pursuant to Rule 461 under the Securit |
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| December 14, 2009 |
Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 December 15, 2009 Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 December 15, 2009 BY EDGAR Securities and Exchange Commission 100 F Street, N. |
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| November 20, 2009 |
Nuveen New York Dividend Advantage Municipal Fund BY EDGAR November 20, 2009 Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| August 28, 2009 |
EX-99.CERT 2 certification1.htm NAN CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| August 28, 2009 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| May 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| May 4, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| May 4, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| April 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| April 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| March 23, 2009 |
PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen New York Dividend Advantage Municipal Fund Inc. (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 67066X-20-6 (CUSIP Number) February 28, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| March 6, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Nuveen New York Dividend Advantage Municipal Fund (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 67066X206 (See Item 2(e)) (CUSIP Number) February 27, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| March 2, 2009 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 27, 2009 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY N-Q 1 nq1.htm NAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Addre |
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| February 27, 2009 |
EX-99.CERT 2 certification1.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| August 29, 2008 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09135 Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| August 29, 2008 |
EX-99.CERT 2 certification1.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen New York Dividend Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 16, 2008 |
[VEDDER PRICE LOGO] VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 Jennifer M. Goodman CHICAGO - NEW YORK CITY 312-609-7732 WASHINGTON, D.C. - ROSELAND, N.J. [email protected] May 16, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Definitive Proxy Materials and File Nos for: - Nuveen New York Dividend |
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| May 16, 2008 |
JENNIFER M. GOODMAN 312-609-7732 [email protected] May 16, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Jim O?Connor Re: Nuveen New York Dividend Advantage Municipal Fund, Nuveen New York Dividend Advantage Municipal Fund 2, Nuveen New York Investment Quality Municipal Fund, Inc., Nuveen New York Municipal Value Fund, Inc., Nuveen New York Performa |
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| May 16, 2008 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 25, 2008 |
VEDDER PRICE (LOGO) VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 JENNIFER M. GOODMAN FAX: 312-609-5005 312-609-7732 [email protected] CHICAGO - NEW YORK CITY - WASHINGTON, DC - ROSELAND, NJ April 25, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Materials for: Nuveen New York Dividend Advantage Muni |
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| April 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
