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| CIK | 1178839 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Neuberger Berman Municipal Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 13, 2025 |
YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES OF STOCK YOU OWN. PLEASE VOTE PROMPTLY. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 24, 2025 |
NBH / Neuberger Berman Municipal Fund Inc. / Saba Capital Management, L.P. - EXHIBIT 2 EXHIBIT 2 Schedule A This Schedule sets forth information with respect to each purchase and sale of Common Shares which were effectuated by Saba Capital within the past sixty days prior to 2/19/25, the date of the event which required filing of this Schedule 13D/A. |
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| December 13, 2024 |
EX-99.1 2 ef20038138ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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| December 13, 2024 |
SC 13D/A 1 ef20038138sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.8) NEUBERGER BERMAN MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation Bank of America Corporate Cen |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 5, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Neuberger Berman Municipal Fund Inc. |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 26, 2024 |
DEFA14A 1 defa14a-nbh.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 18, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 Neuberger Berman Municipal Fund Inc. |
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| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 14, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.3) NEUBERGER BERMAN MUNICIPAL FUND INC (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64124P101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (21 |
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| June 4, 2024 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com June 4, 2024 VIA Email Mr. David Mathews Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Responses to Comments on the Joint Preliminary Proxy Statement filed by Neuberger Berman Municipal Fund Inc. and Neuberger Berman Next Generation |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 30, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 Neuberger Berman Municipal Fund Inc. |
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| May 21, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Under Rule 14a-12 Neuberger Berman Municipal Fund Inc. |
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| May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2) NEUBERGER BERMAN MUNICIPAL FUND INC (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64124P101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (21 |
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| December 18, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1) NEUBERGER BERMAN MUNICIPAL FUND INC (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64124P101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, |
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| November 20, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| November 20, 2023 |
SC 13D 1 formsc13d.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* NEUBERGER BERMAN MUNICIPAL FUND INC (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64124P101 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 101 |
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| November 13, 2023 |
EXHIBIT (12) October 20, 2023 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. Neuberger Berman New York Municipal Fund Inc. 1290 Avenue of the Americas New York, New York 10104 Re: Reorganizations to Combine Maryland Corporations Ladies and Gentlemen: Neuberger Berman California Municipal Fund Inc., a Maryland corporation (“California Municipal”), and Neuberger |
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| November 13, 2023 |
AGREEMENT AND PLAN OF REORGANIZATION EXHIBIT (4)(a) AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of October 20, 2023, between NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. |
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| November 13, 2023 |
NEUBERGER BERMAN MUNICIPAL FUND INC. ARTICLES SUPPLEMENTARY EXHIBIT (1)(f) NEUBERGER BERMAN MUNICIPAL FUND INC. ARTICLES SUPPLEMENTARY Neuberger Berman Municipal Fund Inc., a Maryland corporation and a closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Fund”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that: FIRST: The Board of Directors of the Fund (the “Board |
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| November 13, 2023 |
AGREEMENT AND PLAN OF REORGANIZATION EXHIBIT (4)(b) AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of October 20, 2023, between NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. |
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| November 13, 2023 |
As filed with the Securities and Exchange Commission on November 13, 2023 As filed with the Securities and Exchange Commission on November 13, 2023 1933 Act Registration No. |
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| October 30, 2023 |
AMENDMENT TO PURCHASE AGREEMENT EX-99.10 4 ef20013658ex99-10.htm EXHIBIT 99.10 Exhibit 99.10 EXECUTION VERSION AMENDMENT TO PURCHASE AGREEMENT This amendment (the "Amendment"), dated as of October 23, 2023, to the Second Amended and Restated VMTP Purchase Agreement, dated as of December 16, 2021, by and between Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operatio |
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| October 30, 2023 |
AMENDMENT TO REGISTRATION RIGHTS AGREEMENT EX-99.11 5 ef20013658ex99-11.htm EXHIBIT 99.11 Exhibit 99.11 EXECUTION VERSION AMENDMENT TO REGISTRATION RIGHTS AGREEMENT This amendment (the "Amendment"), dated as of October 23, 2023, to the Registration Rights Agreement, dated as of April 1, 2019, by and between Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law ("BAPF |
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| October 30, 2023 |
EX-99.1 2 ef20013658ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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| October 30, 2023 |
NBH / Neuberger Berman Municipal Fund Inc / BANK OF AMERICA CORP /DE/ - SC 13D/A Activist Investment SC 13D/A 1 ef20013658sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) NEUBERGER BERMAN MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation Bank of America Corporate Cent |
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| October 30, 2023 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 ef20013658ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 26, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104-0001 Tel. |
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| July 26, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104-0001 Tel. 21 |
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| July 20, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. 1290 Avenue of |
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| July 20, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. 1290 Avenue o |
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| July 10, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. 1290 Avenue o |
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| July 10, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. 1290 Avenue of |
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| July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ]) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| June 21, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. Neuberger Berma |
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| June 21, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. Neuberger Ber |
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| June 16, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. 425 1 nbo-425.htm Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Ne |
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| June 16, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Mun |
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| June 2, 2023 |
Consent of Independent Registered Public Accounting Firm EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Appendix A – Form of Agreement and Plan of Reorganization”, and “Appendix B – Financial Highlights” in the Joint Proxy Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman Municipal Fund Inc. |
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| June 2, 2023 |
EXHIBIT (18) Calculation of Filing Fee Tables FORM N-14 (Form Type) NEUBERGER BERMAN MUNICIPAL FUND INC. |
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| June 2, 2023 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com June 1, 2023 FILED VIA EDGAR Ms. Karen Rossotto Division of Investment Management Mr. Jeff Long Division of Investment Management Disclosure Review and Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Neuberger Berman Municipal Fund Inc. (the “Fun |
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| June 2, 2023 |
As filed with the Securities and Exchange Commission on June 1, 2023 As filed with the Securities and Exchange Commission on June 1, 2023 1933 Act Registration No. |
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| June 2, 2023 |
EXHIBIT (11) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com June 1, 2023 Neuberger Berman Municipal Fund Inc. 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman Municipal Fund Inc., a Maryland corporation (the “Fund” or “Acquiring Fund”), in connection with the filing with the U.S |
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| April 18, 2023 |
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. ARTICLES OF AMENDMENT EXHIBIT (1)(c) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. ARTICLES OF AMENDMENT Neuberger Berman Intermediate Municipal Fund Inc., a Maryland corporation, having its principal office in Baltimore City, Maryland (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Articles Supplementary are hereby further amended by deleting P |
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| April 18, 2023 |
EXHIBIT (18) Calculation of Filing Fee Tables FORM N-14 (Form Type) NEUBERGER BERMAN MUNICIPAL FUND INC. |
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| April 18, 2023 |
As filed with the Securities and Exchange Commission on April __, 2023 As filed with the Securities and Exchange Commission on April , 2023 1933 Act Registration No. |
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| April 18, 2023 |
EXHIBIT (2) NEUBERGER BERMAN MUNICIPAL FUND INC. A Maryland Corporation AMENDED AND RESTATED BYLAWS June 27, 2018, as revised August 28, 2018 TABLE OF CONTENTS Page ARTICLE I 1 NAME OF CORPORATION, LOCATION OF OFFICES AND SEAL 1 Section 1. Name 1 Section 2. Principal Offices 1 Section 3. Seal 1 ARTICLE II 1 STOCKHOLDERS 1 Section 1. Annual Meetings 1 Section 2. Special Meetings 1 Section 3. Notice |
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| April 18, 2023 |
EXHIBIT (1)(b) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. FORM OF ARTICLES SUPPLEMENTARY CREATING AND FIXING THE RIGHTS OF AUCTION MARKET PREFERRED SHARES, SERIES A AND B (“PREFERRED SHARES”) TABLE OF CONTENTS Page DESIGNATION 1 DEFINITIONS 2 PART I 19 1. NUMBER OF AUTHORIZED SHARES. 19 2. DIVIDENDS. 20 (a) RANKING. 20 (b) CUMULATIVE CASH DIVIDENDS. 20 (c) DIVIDENDS CUMULATIVE FROM DATE OF |
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| April 18, 2023 |
EXHIBIT (9)(b) AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made effective as of August 10, 2017 by and between Neuberger Berman Intermediate Municipal Fund Inc. |
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| April 18, 2023 |
EXHIBIT (1)(e) Neuberger Berman Municipal Fund Inc. Articles of Second Amendment and Restatement of Articles Supplementary Creating and Fixing the Rights and Preferences of Variable Rate Municipal Term Preferred Shares Series A TABLE OF CONTENTS Designation 1 Definitions 2 Section 1. Number of Authorized Shares 13 Section 2. Dividends 13 (a) Ranking 13 (b) Cumulative Cash Dividends 13 (c) Dividend |
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| April 18, 2023 |
NOVATION OF ADMINISTRATION AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. EXHIBIT 13(c) NOVATION OF ADMINISTRATION AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. |
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| April 18, 2023 |
AMENDMENT TO CUSTODIAN CONTRACT EXHIBIT (9)(c) AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is entered into as of May 1, 2020 and effective as of February 28, 2020 by and between Neuberger Berman Municipal Fund Inc. |
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| April 18, 2023 |
Neuberger Berman Intermediate Municipal Fund Inc. Articles of Amendment EXHIBIT (1)(d) Neuberger Berman Intermediate Municipal Fund Inc. Articles of Amendment Neuberger Berman Intermediate Municipal Fund Inc., a Maryland corporation, hereby certifies to the State Department of Assessments and Taxation of Maryland that: 1. Article Second of the charter of the corporation (the “Charter”) is hereby amended to change the name of the Corporation as follows: SECOND: Name of |
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| April 18, 2023 |
EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN MUNICIPAL FUND INC., a Maryland corporation (the“Fund”), and each of its undersigned officers and directors of the Fund hereby nominate, constitute and appoint Joseph V. Amato, Corey A. Issing, Brian P. Kerrane, John M. McGovern, Gariel Nahoum, Lori L. Schneider, Jennifer R. Gonzalez, Franklin H. Na, and Marguerite W. Laurent (with full power to each |
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| April 18, 2023 |
ADMINISTRATION AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. EXHIBIT 13(b) ADMINISTRATION AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. |
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| April 4, 2023 |
NEUBERGER BERMAN CLOSED-END MUNICIPAL FUNDS ANNOUNCE PROPOSED REORGANIZATIONS Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman In |
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| April 4, 2023 |
NEUBERGER BERMAN CLOSED-END MUNICIPAL FUNDS ANNOUNCE PROPOSED REORGANIZATIONS Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman In |
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| March 22, 2023 |
NPORT-EX 2 NPORT9W47294347150123.htm Schedule of Investments Municipal Fund Inc.^ (Unaudited) January 31, 2023 Principal Amount Value Municipal Notes 161.6% Alabama 0.3% $ 750,000 Sumter Co. Ind. Dev. Au.(Green Bond-Enviva, Inc.), Ser. 2022, 6.00%, due 7/15/2052 Putable 7/15/2032 $687,574 American Samoa 0.8% 1,700,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/ |
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| November 15, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
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| November 15, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) NEUBERGER BERMAN MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North C |
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| September 23, 2022 |
Schedule of Investments Municipal Fund Inc.^ (Unaudited) July 31, 2022 Principal Amount Value Municipal Notes 167.0% Alabama 0.3% $ 750,000 Sumter Co. Ind. Dev. Au.(Green Bond-Enviva, Inc.), Ser. 2022, 6.00%, due 7/15/2052 Putable 7/15/2032 $764,595 American Samoa 0.8% 1,700,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 1,853,793 Arizona 1.9% 500,000 M |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) NEUBERGER BERMAN MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North C |
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| August 17, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| August 17, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 30, 2022 |
Schedule of Investments Municipal Fund Inc.^ (Unaudited) January 31, 2022 Principal Amount Value Municipal Notes 163.5% American Samoa 0.7% $ 1,700,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 $ 1,924,971 Arizona 3.7% 4,000,000 Arizona Hlth. Fac. Au. Rev. (Banner Hlth.), Ser. 2015-C, (LOC: Bank of America N.A.), 0.12%, due 1/1/2046 4,000,000 (a) 500,000 Marico |
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| December 20, 2021 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
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| December 20, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| December 20, 2021 |
Exhibit 99.9 Execution Version Second Amended and Restated VMTP Purchase Agreement Neuberger Berman Municipal Fund Inc. as Issuer and Banc of America Preferred Funding Corporation as Purchaser December 16, 2021 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference and Interpretation 7 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FE |
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| December 20, 2021 |
SC 13D/A 1 brhc10032017sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) NEUBERGER BERMAN MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation Bank of America Corporate Ce |
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| October 7, 2021 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| September 22, 2021 |
Schedule of Investments Municipal Fund Inc.^ (Unaudited) July 31, 2021 Principal Amount Value Municipal Notes 157.4% Alabama 1.6% $ 1,300,000 Alabama St. Hsg. Fin. Au. Multi-Family Hsg. Rev. (Alison Pt. Apts. Proj.), Ser. 2007-B, (LOC: U.S. Bank N.A.), 0.04%, due 4/1/2037 $ 1,300,000 (a) 1,300,000 Columbia IDB PCR Ref. (Alabama Pwr. Co. Proj.), Ser. 2014-A, 0.03%, due 12/1/2037 1,300,000 (a) 1,900 |
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| August 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| March 25, 2021 |
Schedule of Investments Municipal Fund Inc.^ (Unaudited) January 31, 2021 Principal Amount Value Municipal Notes 156.9% Alabama 0.8% $ 1,900,000 Selma IDB Rev. (Int’l Paper Co. Proj.), Ser. 2011-A, 5.38%, due 12/1/2035 $ 1,970,167 490,000 Taylor-Ryan Imp. Dist. Rev. Ref., Ser. 2005, (LOC: Synovus Bank), 0.19%, due 11/1/2035 490,000 (a) 2,460,167 American Samoa 0.7% 1,700,000 American Samoa Econ. D |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| September 25, 2020 |
Schedule of Investments Municipal Fund Inc.^ (Unaudited) July 31, 2020 Principal Amount Value Municipal Notes 159.6% Alabama 2.8% $ 1,400,000 Black Belt Energy Gas Dist. Rev. (Goldman Sachs Group, Inc.), Ser. 2018-A, 4.00%, due 12/1/2048 Putable 12/1/2023 $ 1,539,706 4,400,000 Mizuho Floater/Residual Trust, Ser. 2020, (LOC: Mizuho Bank Ltd.), 0.66%, due 12/1/2048 4,400,000 (a)(b) 1,900,000 Selma I |
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| September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 21, 2020 |
NEUBERGER BERMAN MUNICIPAL FUND INC. NEUBERGER BERMAN MUNICIPAL FUND INC. April 17, 2020 Banc of America Preferred Funding Corporation One Bryant Park 1111 Avenue of the Americas, 9th Floor New York, New York 10036 Re: Consent in Connection with the Articles of Amendment and Restatement of Articles Supplementary Creating and Fixing the Rights and Preferences of the Variable Rate Municipal Term Preferred Shares, Series A Ladies and Ge |
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| April 21, 2020 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| April 21, 2020 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
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| April 21, 2020 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE New York Attorney General Investor Protection Bureau Masking Settlement 3/22/2018 On March 22, 2018, the Attorney General of the State of New York Investor Protection Bureau ("NYAG") alleged that Bank of America Corporation ("BAC") and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") (1) concealed from its institutional clients that orders were routed to and executed by "electronic liquidity providers," (2) misstated the composition of orders and trades in its dark pool, and (3) did not accurately describe its use of a proprietary "venue ranking" analysis, in violation of the Martin Act and Executive Law § 63(12). |
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| April 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* NEUBERGER BERMAN MUNICIPAL FUND INC (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, Charlotte, No |
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| April 21, 2020 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| March 30, 2020 |
Schedule of Investments Municipal Fund Inc.^ (Unaudited) January 31, 2020 Principal Amount Value Municipal Notes 157.1% Alabama 0.7% $ 1,900,000 Selma IDB Rev. (Int'l Paper Co. Proj.), Ser. 2011-A, 5.38%, due 12/1/2035 $ 2,035,071 American Samoa 0.6% 1,700,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 1,833,195 Arizona 2.6% 500,000 Maricopa Co. Ind. Dev. Au. Ed |
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| September 26, 2019 |
NBH / Neuberger Berman Intermediate Municipal Fund, Inc. NPORT-EX - - Schedule of Investments Municipal Fund Inc.^ (Unaudited) July 31, 2019 Principal Amount Value† (000’s omitted) (000’s omitted) Municipal Notes 159.2% Alabama 0.7% $ 1,900 Selma IDB Rev. (Int’l Paper Co. Proj.), Ser. 2011-A, 5.38%, due 12/1/2035 $ 2,054 Alaska 0.2% 600 Valdez Marine Term. Rev. Ref. (Exxon Pipeline Co. Proj.), Ser. 1993-B, 1.50%, due 12/1/2033 600 (a) American Samoa 0.6% 1,700 Ameri |
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| September 4, 2019 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 3, 2019 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder. |
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| April 3, 2019 |
Exhibit 99.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of April 1, 2019, is made between (i) Neuberger Berman Municipal Fund Inc., a Maryland corporation (the "Fund") and (ii) Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law (the "Shareholder"). RECITALS A. As of the |
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| April 3, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| April 3, 2019 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
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| April 3, 2019 |
Exhibit 99.7 Amended and Restated VMTP Purchase Agreement Neuberger Berman Municipal Fund Inc. as Issuer and Banc of America Preferred Funding Corporation as Purchaser April 1, 2019 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference and Interpretation 7 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 7 2.1 Purchase and Transfer |
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| April 3, 2019 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| April 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* NEUBERGER BERMAN MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, Charlotte, N |
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| March 27, 2019 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| March 27, 2019 |
NBH / Neuberger Berman Intermediate Municipal Fund, Inc. (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 27, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 3, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
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| December 3, 2018 |
Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder. |
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| December 3, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| December 3, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| December 3, 2018 |
PURCHASE AND ASSIGNMENT AGREEMENT Exhibit 99.6 PURCHASE AND ASSIGNMENT AGREEMENT This Purchase and Assignment Agreement (this "Agreement") dated as of November 29, 2018, is made by and between BLUE RIDGE INVESTMENTS, L.L.C., a Delaware limited liability company ("Transferor"), and BANC OF AMERICA PREFERRED FUNDING CORPORATION, a Delaware corporation, (the "Purchaser"). WHEREAS, the Transferor is the legal and beneficial owner of t |
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| December 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* NEUBERGER BERMAN MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center 100 N. Tryon Street CHARLOTTE, Nor |
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| September 28, 2018 |
As filed with the Securities and Exchange Commission on September 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2018 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| August 14, 2018 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 1, 2018 |
NBH / Neuberger Berman Intermediate Municipal Fund, Inc. CORRESP Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
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| March 28, 2018 |
As filed with the Securities and Exchange Commission on March 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2018 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| September 29, 2017 |
Neuberger Berman Intermediate Municipal Fund Inc - As filed with the Securities and Exchange Commission on September 29, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 29, 2017 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| August 14, 2017 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 28, 2017 |
Neuberger Berman Intermediate Municipal Fund Inc - As filed with the Securities and Exchange Commission on March 28, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2017 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| September 28, 2016 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| September 28, 2016 |
Neuberger Berman Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 28, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 19, 2016 |
Neuberger Berman Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 19, 2016 |
Neuberger Berman Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 8, 2016 |
Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 July 8, 2016 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street NE Washington, D. |
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| March 29, 2016 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| March 29, 2016 |
Neuberger Berman Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 29, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| September 25, 2015 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| September 25, 2015 |
Neuberger Berman Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 25, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
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| July 31, 2015 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 1, 2015 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| April 1, 2015 |
Neuberger Berman Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 26, 2014 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| September 26, 2014 |
Neuberger Berman Intermediate Municipal Fund Inc As filed with the Securities and Exchange Commission on September 26, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 27, 2014 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 8, 2014 |
NBH / Neuberger Berman Intermediate Municipal Fund, Inc. / UBS AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. 1) Neuberger Berman Intermediate Municipal Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 64124P200 64124P309 (CUSIP Nu |
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| July 9, 2014 |
JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. |
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| July 9, 2014 |
EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Sun Kyung Bae, Szabina Biro, Christopher Johnston and Eugene Rosati as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Co |
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| July 9, 2014 |
EX-99.4 5 misc4.htm MISCELLANEOUS EXHIBITS Exhibit 99.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of July 1, 2014, is made among (i) Neuberger Berman Intermediate Municipal Fund Inc., a Maryland corporation (the "Fund"), (ii) Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation |
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| July 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Neuberger Berman Intermediate Municipal Fund Inc (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124P408 (CUSIP Number) Bank of America Corporation BANK OF AMERICA CORPORATE CENTER CHARLOTTE, North Carol |
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| July 9, 2014 |
EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS JOINT FILER INFORMATION Item Information Name: Banc of America Preferred Funding Corporation Address: 214 North Tryon Street Charlotte, North Carolina 28255 Date of Event Requiring Statement (Month/Day/Year): July 1, 2014 Issuer Name and Ticker or Trading Symbol: Neuberger Berman Intermediate Municipal Fund Inc. (NBH) Relationship of Reporting Person(s) t |
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| July 9, 2014 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regu |
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| July 9, 2014 |
Exhibit 99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of July 1, 2014 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law ("P |
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| July 9, 2014 |
EX-99.5 6 misc5.htm MISCELLANEOUS EXHIBITS VMTP Purchase Agreement Neuberger Berman Intermediate Municipal Fund Inc. as Issuer and Banc of America Preferred Funding Corporation as a Purchaser and Blue Ridge Investments, L.L.C. as a Purchaser July 1, 2014 CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 5 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENS |
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| July 3, 2014 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| July 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* Neuberger Berman Intermediate Municipal Fund Inc (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 64124P (CUSIP Number) BANK OF AMERICA CORPORATION BANK OF AMERICA CORPORATE CENTER CHARLOTTE, North Carolina 28255 (Name, Address an |
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| July 3, 2014 |
LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Sun Kyung Bae, Szabina Biro, Christopher Johnston and Eugene Rosati as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by their execution of those agreements, forms and documents related specifically to Section 13 and Section 16 of the Securities Exchange Act of 1934, and other large shareholder and short position regulatory reporting requirements in other jurisdictions. |
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| July 3, 2014 |
Schedule II MLPF&S Blue Sheet AWC 6/04/2014 Without admitting or denying the findings, Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”) consented to a fine of $1,000,000, a censure, certain undertakings, and to the entry of findings that it submitted at least 5,323 inaccurate blue sheets to various securities regulators, including the SEC and FINRA. |
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| July 3, 2014 |
JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. |
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| March 31, 2014 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| March 31, 2014 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on March 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Neuberger Berman Intermediate Municipal Fund Inc. (NBH) (Name of Issuer) Auction Market Preferred Shares (Title of Class of Securities) 64124P200 64124P309 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check th |
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| October 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Neuberger Berman Intermediate Municipal Fund Inc. (NBH) (Name of Issuer) Auction Market Preferred Shares (Title of Class of Securities) 64124P200 64124P309 (CUSIP Number) September 30, 2013 (Date of Event which Requires Filing of this Statement) Check t |
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| September 30, 2013 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on September 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 30, 2013 |
EX-99.CERT 2 certs.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| July 29, 2013 |
EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! Your Proxy Vote is important! 3 EASY WAYS TO VOTE YOUR PROXY: 1. |
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| July 29, 2013 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2013 |
EX-99.CERT 2 cert.htm CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| March 29, 2013 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on March 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Neuberger Berman Intermediate Municipal Fund Inc. (NBH) (Name of Issuer) Auction Market Preferred Shares (Title of Class of Securities) 64124P200 64124P309 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| September 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| September 28, 2012 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on September 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 15, 2012 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 212-476-8800 June 15, 2012 Christina DiAngelo Securities and Exchange Commission 100 F Street NE Washington, D. |
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| March 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on March 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21168 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Exact Name of the Registrant as Specified in Chart |
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| September 28, 2011 |
As filed with the Securities and Exchange Commission on September 28, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2011 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| June 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 8, 2011 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 31, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| May 31, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 EX-99.1 2 pressrelease.htm Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, May 31, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. (NYSE Amex: NBW), Neuberger Berm |
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| March 31, 2011 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| March 31, 2011 |
N-Q 1 nq.htm As filed with the Securities and Exchange Commission on March 31, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21168 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Exact Name of the Registrant as Specified in Charte |
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| January 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman Intermediate Municipal Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 64124P200 64124P309 (CUSIP Number(s)) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 11, 2011 |
EX-99.1 2 dex991.htm EXHIBIT 99.1 EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsib |
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| January 11, 2011 |
SCHEDULE 13D CUSIP No. 64124P Page 1 of 30 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Neuberger Berman Intermediate Municipal Fund Inc (Name of issuer) AUCTION RATE PREFERRED (Title of class of securities) 64124P (CUSIP number) David Lavan, Esq. O?Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 (202) 383-5191 (Name, |
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| January 11, 2011 |
Exhibit 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Corporation |
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| September 29, 2010 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| September 29, 2010 |
As filed with the Securities and Exchange Commission on September 29, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 18, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, August 18, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. |
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| August 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| April 29, 2010 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2010 |
As filed with the Securities and Exchange Commission on March 31, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2010 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| February 18, 2010 |
FOUR NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS EX-99 2 pressrelease.htm Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 FOUR NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, February 18, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: NBW), Neuberg |
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| February 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securi |
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| September 29, 2009 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| September 29, 2009 |
As filed with the Securities and Exchange Commission on September 29, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 5, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS NEW YORK, June 5, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: NDD), N |
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| June 5, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 3) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
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| June 1, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS NEW YORK, June 1, 2009 — Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: N |
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| June 1, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
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| May 15, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Secu |
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| May 15, 2009 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. AND NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. ANNOUNCE INITIAL MEASUREMENT PERIODS UNDER THEIR TENDER OFFER PROGRAMS NEW YORK, NY, May 15, 2009 – Today, Neuberger Berma |
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| May 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 4, 2009 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman Intermediate Municipal Fund Inc. |
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| May 4, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
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| May 4, 2009 |
EX-99 6 clientletter.htm EXHIBIT (A)(1)(V) Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for C |
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| May 4, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for Cash Up To 10% of each Fund's Outstanding Co |
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| May 4, 2009 |
NOTICE OF GUARANTEED DELIVERY To Tender Common Shares (as defined below) of Neuberger Berman California Intermediate Municipal Fund Inc. |
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| May 1, 2009 |
EX-99 7 clientletter.htm EXHIBIT (A)(1)(V) Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for C |
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| May 1, 2009 |
LETTER OF TRANSMITTAL To Tender Common Shares of Beneficial Interest of Neuberger Berman Intermediate Municipal Fund Inc. |
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| May 1, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Secu |
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| May 1, 2009 |
EX-99 2 offer.htm EXHIBIT (A)(1)(I) Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for Cash Up |
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| May 1, 2009 |
NOTICE OF GUARANTEED DELIVERY To Tender Common Shares (as defined below) of Neuberger Berman California Intermediate Municipal Fund Inc. |
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| May 1, 2009 |
EX-99 6 brokerletter.htm EXHIBIT (A)(1)(IV) Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for |
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| May 1, 2009 |
Instructions for Withdrawal of Previously Tendered Common Shares (as defined below) of Neuberger Berman California Intermediate Municipal Fund Inc. |
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| May 1, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS COMMENCE TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS COMMENCE TENDER OFFERS NEW YORK, NY, May 1, 2009, Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: NDD), Neuberger Berman |
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| April 21, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confide |
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| April 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 16, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE COMMENCEMENT DATES OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE COMMENCEMENT DATES OF TENDER OFFERS NEW YORK, April 16, 2009 — Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: |
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| April 16, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Secu |
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| April 3, 2009 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| April 1, 2009 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| April 1, 2009 |
As filed with the Securities and Exchange Commission on April 1, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2009 |
Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. 605 Third Avenue New York, NY 10158 March 31, 2009 Dear Valued Stockholder: As you are likely aware, the difficult financial markets experienced during much of the past year have impacted your investments in Neuberger Berman Calif |
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| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 31, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Secu |
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| March 23, 2009 |
- PRELIMINARY PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| March 23, 2009 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 23, 2009 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Neuberger Berman California Intermediate Municipal Fund Inc. (File No. 811-21167), Neuberger Berman Dividend Advantage Fund Inc. (File No. 811-21499), Neuberger Berman Income Opportunity Fund Inc. (File No. 811-2 |
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| February 10, 2009 |
SC 13G 1 c80500sc13g.htm SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response...10.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neuberger Berman Intermediate Municipal Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Secur |
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| February 6, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Secu |
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| February 6, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFERS AND TENDER OFFER PROGRAMS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFERS AND TENDER OFFER PROGRAMS NEW YORK, February 6, 2009 ? The Boards of Directors/Trustees (each, a ?Board?) of Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: |
