Mga Batayang Estadistika
| LEI | 5493007JOB1812PHXG23 |
| CIK | 1178841 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Neuberger Berman New York Municipal Fund Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [X] Merger [ ] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer only |
|
| October 25, 2023 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 ef20013125ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to |
|
| October 25, 2023 |
SC 13D/A 1 ef20013125sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation Bank of America Corpo |
|
| October 25, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| October 23, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 03, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
|
| October 16, 2023 |
SC 13D 1 formsc13d.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 64124K102 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New Yor |
|
| October 16, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
|
| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| July 26, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104-0001 Tel. 21 |
|
| July 20, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. 1290 Avenue of |
|
| July 10, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. 1290 Avenue of |
|
| July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ]) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)( |
|
| June 21, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Municipal Fund Inc. Neuberger Berman California Municipal Fund Inc. Neuberger Berma |
|
| June 16, 2023 |
Filed by Neuberger Berman Municipal Fund Inc. Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman Mun |
|
| April 4, 2023 |
NEUBERGER BERMAN CLOSED-END MUNICIPAL FUNDS ANNOUNCE PROPOSED REORGANIZATIONS Filed by Neuberger Berman Municipal Fund Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Companies: Neuberger Berman California Municipal Fund Inc. Commission File No. 811-21167 Neuberger Berman New York Municipal Fund Inc. Commission File No. 811-21169 Neuberger Berman In |
|
| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Neuberger Berman New York Municipal Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 64124K102 (CUSIP Number) February 28, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursu |
|
| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64124K102 (CUSIP Number) February 24, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de |
|
| February 14, 2023 |
SC 13G/A 1 karpus-sch13g18686f.htm KARPUS INVESTMENT MGT / NEUBERGER BERMAN NY - SCHEDULE 13G/A(#1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Neuberger Berman New York Municipal Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 64124K102 (CUSIP Number) December 31, 2022 (Date of |
|
| November 14, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 brhc10044038ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, |
|
| November 14, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte |
|
| August 17, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| August 17, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
|
| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte |
|
| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| March 30, 2022 |
Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) January 31, 2022 Principal Amount Value Municipal Notes 164.4% American Samoa 0.8% $ 500,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 $ 566,168 California 4.9% 250,000 California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, due |
|
| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Neuberger Berman New York Municipal Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 64124K102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pu |
|
| December 20, 2021 |
Exhibit 99.9 Execution Version Second Amended and Restated VMTP Purchase Agreement Neuberger Berman New York Municipal Fund Inc. as Issuer and Banc of America Preferred Funding Corporation as Purchaser December 16, 2021 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference and Interpretation 7 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDI |
|
| December 20, 2021 |
SC 13D/A 1 brhc10032018sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation Bank of America Cor |
|
| December 20, 2021 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the ?Corporation?), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation?s name, place and stead, for the Corporation?s use and benefit, to bind the Corporation by his execution of th |
|
| December 20, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| October 7, 2021 |
Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
|
| September 22, 2021 |
Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) July 31, 2021 Principal Amount Value Municipal Notes 160.1% American Samoa 0.8% $ 500,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 $ 591,339 California 4.8% 250,000 California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, due 12 |
|
| August 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
|
| March 25, 2021 |
Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) January 31, 2021 Principal Amount Value Municipal Notes 160.7% American Samoa 0.8% $ 500,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 $ 578,535 California 4.9% 250,000 California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, due |
|
| February 16, 2021 |
SC 13G/A 1 fp0062196sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* Neuberger Berman New York Municipal Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 64124K102 (CUSIP Numbe |
|
| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
|
| September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| September 25, 2020 |
Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) July 31, 2020 Principal Amount Value Municipal Notes 163.0% American Samoa 0.8% $ 500,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 $ 586,460 California 5.0% 250,000 California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redpak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, due 1 |
|
| April 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, Cha |
|
| April 21, 2020 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| April 21, 2020 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
|
| April 21, 2020 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-1.01 2 sch1.htm EX-1.01 SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte |
|
| April 21, 2020 |
SCHEDULE II LITIGATION SCHEDULE EX-1.02 3 sch2.htm EX-1.02 SCHEDULE II LITIGATION SCHEDULE New York Attorney General Investor Protection Bureau Masking Settlement 3/22/2018 On March 22, 2018, the Attorney General of the State of New York Investor Protection Bureau ("NYAG") alleged that Bank of America Corporation ("BAC") and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") (1) concealed from its institutional client |
|
| April 21, 2020 |
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. April 17, 2020 Banc of America Preferred Funding Corporation One Bryant Park 1111 Avenue of the Americas, 9th Floor New York, New York 10036 Re: Consent in Connection with the Articles of Amendment and Restatement of Articles Supplementary Creating and Fixing the Rights and Preferences of the Variable Rate Municipal Term Preferred Shares, Series A Ladi |
|
| March 30, 2020 |
Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) January 31, 2020 Principal Amount Value Municipal Notes 160.7% American Samoa 0.7% $ 500,000 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 $ 539,175 California 4.7% 250,000 California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redpak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, du |
|
| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Neuberger Berman New York Municipal Fund Inc (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 64124K102 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
|
| February 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Neuberger Berman New York Municipal Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 64124K102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
|
| September 26, 2019 |
NBO / Neuberger Berman New York Intermediate Municipal Fund, Inc. NPORT-EX - - Schedule of Investments New York Municipal Fund Inc.^ (Unaudited) July 31, 2019 Principal Amount Value† (000’s omitted) (000’s omitted) Municipal Notes 161.6% American Samoa 0.7% $ 500 American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/2029 $ 532 California 6.2% 250 California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redpak Svcs. So. California LLC Proj.), Se |
|
| September 4, 2019 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| April 3, 2019 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 5 poa.htm POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation' |
|
| April 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, Cha |
|
| April 3, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| April 3, 2019 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
|
| April 3, 2019 |
Exhibit 99.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of April 1, 2019, is made between (i) Neuberger Berman New York Municipal Fund Inc., a Maryland corporation (the "Fund") and (ii) Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law (the "Shareholder"). RECITALS A. A |
|
| April 3, 2019 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder. |
|
| April 3, 2019 |
Exhibit 99.7 EXECUTION VERSION Amended and Restated VMTP Purchase Agreement Neuberger Berman New York Municipal Fund Inc. as Issuer and Banc of America Preferred Funding Corporation as Purchaser April 1, 2019 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference and Interpretation 7 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE |
|
| March 27, 2019 |
CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
|
| March 27, 2019 |
As filed with the Securities and Exchange Commission on March 27, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 13, 2019 |
Saba Capital Management, L.P.: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Neuberger Berman New York Municipal Fund Inc (Name of Issuer) Common Stock, 0.0001 par value (Title of Class of Securities) 64124K102 (CUSIP Number) March 4, 2019 (Date of Event which |
|
| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Neuberger Berman New York Municipal Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 64124K102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
|
| December 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center 100 N. Tryon Street CHARL |
|
| December 3, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
|
| December 3, 2018 |
EX-1.2 3 ScheduleII.htm EX-1.2 Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of |
|
| December 3, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
| December 3, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
|
| December 3, 2018 |
PURCHASE AND ASSIGNMENT AGREEMENT Exhibit 99.6 PURCHASE AND ASSIGNMENT AGREEMENT This Purchase and Assignment Agreement (this "Agreement") dated as of November 29, 2018, is made by and between BLUE RIDGE INVESTMENTS, L.L.C., a Delaware limited liability company ("Transferor"), and BANC OF AMERICA PREFERRED FUNDING CORPORATION, a Delaware corporation, (the "Purchaser"). WHEREAS, the Transferor is the legal and beneficial owner of t |
|
| September 28, 2018 |
As filed with the Securities and Exchange Commission on September 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 28, 2018 |
CERTIFICATIONS I, Joseph V. Amato, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
|
| August 14, 2018 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| June 1, 2018 |
NBO / Neuberger Berman New York Intermediate Municipal Fund, Inc. CORRESP Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, NY 10104 Tel. |
|
| March 28, 2018 |
As filed with the Securities and Exchange Commission on March 28, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 28, 2018 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| September 29, 2017 |
Neuberger Berman New York Intermediate Municipal Fund Inc - As filed with the Securities and Exchange Commission on September 29, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 29, 2017 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| August 14, 2017 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| March 28, 2017 |
Neuberger Berman New York Intermediate Municipal Fund Inc - As filed with the Securities and Exchange Commission on March 28, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 28, 2017 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| September 28, 2016 |
Neuberger Berman New York Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 28, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 28, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| August 19, 2016 |
Neuberger Berman New York Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| August 19, 2016 |
Neuberger Berman New York Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| July 8, 2016 |
CORRESP 1 filename1.htm Neuberger Berman Investment Advisers LLC 605 Third Avenue New York, NY 10158-3698 July 8, 2016 Christina DiAngelo Fettig Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 Re: SEC Questions on Neuberger Berman Registered Funds’ N-CSRs and other filings: Neuberger Berman Income Funds Neuberger Berman Alternative Funds Neuberger Berman California Interm |
|
| March 29, 2016 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| March 29, 2016 |
Neuberger Berman New York Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 29, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 30, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
|
| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
|
| December 24, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
|
| September 25, 2015 |
Neuberger Berman New York Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on September 25, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 25, 2015 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
|
| September 18, 2015 |
POWER OF ATTORNEY For Executing Forms 3, 4 and 5 POWER OF ATTORNEY For Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Robert Conti, Andrew Allard, Claudia A. |
|
| July 31, 2015 |
Neuberger Berman California Intermediate Municipal Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
| April 1, 2015 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| April 1, 2015 |
Neuberger Berman New York Intermediate Municipal Fund (Quarterly Schedule of Portfolio Holdings) As filed with the Securities and Exchange Commission on March 31, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 26, 2014 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| September 26, 2014 |
Neuberger Berman New York Intermediate Municipal Fund Inc As filed with the Securities and Exchange Commission on September 26, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 27, 2014 |
NBW / Neuberger Berman California Intermediate Municipal Fund, Inc. DEF 14A - - SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| July 9, 2014 |
JOINT FILER INFORMATION Item Information Name: Banc of America Preferred Funding Corporation Address: 214 North Tryon Street Charlotte, North Carolina 28255 Date of Event Requiring Statement (Month/Day/Year): July 2, 2014 Issuer Name and Ticker or Trading Symbol: Neuberger Berman New York Intermediate Municipal Fund Inc. |
|
| July 9, 2014 |
SC 13D 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Neuberger Berman New York Intermediate Municipal Fund Inc (Name of Issuer) VARIABLE RATE MUNICIPAL TERM PREFERRED SHARES (Title of Class of Securities) 64124K409 (CUSIP Number) Bank of America Corporation BANK OF AMERICA CORPORA |
|
| July 9, 2014 |
JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. |
|
| July 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* Neuberger Berman New York Intermediate Municipal Fund Inc (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 64124K (CUSIP Number) Bank of America Corporation BANK OF AMERICA CORPORATE CENTER CHARLOTTE, North Carolina 28255 (Name, A |
|
| July 8, 2014 |
LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Sun Kyung Bae, Szabina Biro, Christopher Johnston and Eugene Rosati as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by their execution of those agreements, forms and documents related specifically to Section 13 and Section 16 of the Securities Exchange Act of 1934, and other large shareholder and short position regulatory reporting requirements in other jurisdictions. |
|
| July 8, 2014 |
Schedule II MLPF&S Blue Sheet AWC 6/04/2014 Without admitting or denying the findings, Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”) consented to a fine of $1,000,000, a censure, certain undertakings, and to the entry of findings that it submitted at least 5,323 inaccurate blue sheets to various securities regulators, including the SEC and FINRA. |
|
| July 8, 2014 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regu |
|
| July 8, 2014 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
|
| March 31, 2014 |
By: /s/ Robert Conti Robert Conti Chief Executive Officer and President CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| March 31, 2014 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on March 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Neuberger Berman New York Intermediate Municipal Fund Inc. (NBO) (Name of Issuer) Auction Market Preferred Shares (Title of Class of Securities) 64124K201 64124K300 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) |
|
| September 30, 2013 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on September 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 30, 2013 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| July 29, 2013 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| July 29, 2013 |
EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! EVERY STOCKHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! Your Proxy Vote is important! 3 EASY WAYS TO VOTE YOUR PROXY: 1. |
|
| March 29, 2013 |
CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| March 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on March 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21169 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Exact Name of the Registrant as Specified |
|
| January 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Neuberger Berman New York Intermediate Municipal Fund Inc. (NBO) (Name of Issuer) Auction Market Preferred Shares (Title of Class of Securities) 64124K201 64124K300 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropria |
|
| September 28, 2012 |
Quarterly Schedule of Portfolio Holdings - As filed with the Securities and Exchange Commission on September 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
|
| June 15, 2012 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 212-476-8800 June 15, 2012 Christina DiAngelo Securities and Exchange Commission 100 F Street NE Washington, D. |
|
| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 n-q.htm As filed with the Securities and Exchange Commission on March 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21169 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Exact Name of the Registrant as Specified |
|
| March 28, 2012 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| September 28, 2011 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| September 28, 2011 |
As filed with the Securities and Exchange Commission on September 28, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 15, 2011 |
DEFA14A 1 defa-14a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permit |
|
| June 8, 2011 |
DEF 14A 1 def14a.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission Only (as p |
|
| May 31, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title |
|
| May 31, 2011 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, May 31, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. (NYSE Amex: NBW), Neuberger Berman High Yield Strategies Fu |
|
| March 31, 2011 |
N-Q 1 nq.htm As filed with the Securities and Exchange Commission on March 31, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21169 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Exact Name of the Registrant as Specified |
|
| March 31, 2011 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| January 11, 2011 |
Exhibit 99.1 EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completene |
|
| January 11, 2011 |
Schedule 13D CUSIP No. 64124K SCHEDULE 13D Page 1 of 30 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Neuberger Berman New York Intermediate Municipal Fund Inc (Name of issuer) AUCTION RATE PREFERRED (Title of class of securities) 64124K (CUSIP number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 |
|
| January 11, 2011 |
EXHIBIT 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Corporation by his execu |
|
| September 29, 2010 |
As filed with the Securities and Exchange Commission on September 29, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 29, 2010 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| August 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title |
|
| August 18, 2010 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, August 18, 2010 – Neuberger Berman California Intermediate Municipal Fund Inc. |
|
| April 29, 2010 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| March 31, 2010 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| March 31, 2010 |
As filed with the Securities and Exchange Commission on March 31, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title |
|
| February 18, 2010 |
FOUR NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 FOUR NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFER PROGRAM MEASUREMENT PERIODS NEW YORK, NY, February 18, 2010 ? Neuberger Berman California Intermediate Municipal Fund Inc. (NYSEAmex: NBW), Neuberger Berman Intermediate Mu |
|
| September 29, 2009 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| September 29, 2009 |
As filed with the Securities and Exchange Commission on September 29, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Neuberger Berman New York Intermediate Municipal Fund Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 64124K102 (C |
|
| June 5, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS NEW YORK, June 5, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: NDD), N |
|
| June 5, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 3) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.00 |
|
| June 1, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.00 |
|
| June 1, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE PRELIMINARY RESULTS OF TENDER OFFERS NEW YORK, June 1, 2009 ? Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: N |
|
| May 8, 2009 |
Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. 605 Third Avenue New York, NY 10158 April 23, 2009 Mr. Houghton Hallock Division of Investment |
|
| May 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
|
| May 4, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for Cash Up To 10% of Its Outstanding Common Sha |
|
| May 4, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 Neuberger Berman New York Intermediate Municipal Fund Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 64124K102 (C |
|
| May 4, 2009 |
NOTICE OF GUARANTEED DELIVERY To Tender Common Shares (as defined below) of Neuberger Berman California Intermediate Municipal Fund Inc. |
|
| May 4, 2009 |
LETTER OF TRANSMITTAL To Tender Shares of Common Stock of Neuberger Berman New York Intermediate Municipal Fund Inc. |
|
| May 4, 2009 |
COMPROMISE AND STANDSTILL AGREEMENT Exhibit 99.1 COMPROMISE AND STANDSTILL AGREEMENT This Compromise and Standstill Agreement (the “Agreement”) is made and entered into effective as of the 30th day of April 2009 by and among Neuberger Berman Management LLC (“Neuberger Berman”) and Arthur D. Lipson, Western Investment LLC, Western Investment Hedged Partners L.P., Western Investment Activism Partners LLC, Western Investment Institutio |
|
| May 4, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.00 |
|
| May 4, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for Cash Up To 10% of each Fund's Outstanding Co |
|
| May 1, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for Cash Up To 10% of Its Outstanding Common Sha |
|
| May 1, 2009 |
Instructions for Withdrawal of Previously Tendered Common Shares (as defined below) of Neuberger Berman California Intermediate Municipal Fund Inc. |
|
| May 1, 2009 |
LETTER OF TRANSMITTAL To Tender Common Shares of Beneficial Interest of Neuberger Berman New York Intermediate Municipal Fund Inc. |
|
| May 1, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS COMMENCE TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS COMMENCE TENDER OFFERS NEW YORK, NY, May 1, 2009, Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: NDD), Neuberger Berman |
|
| May 1, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(D)(1) or 13(E)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
|
| May 1, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for Cash Up To 10% of each Fund's Outstanding Co |
|
| May 1, 2009 |
Offer by Each of Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Dividend Advantage Fund Inc. Neuberger Berman Income Opportunity Fund Inc. Neuberger Berman High Yield Strategies Fund Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. (each, a "Fund") to Purchase for Cash Up To 10% of Its Outstanding Common Sha |
|
| May 1, 2009 |
NOTICE OF GUARANTEED DELIVERY To Tender Common Shares (as defined below) of Neuberger Berman California Intermediate Municipal Fund Inc. |
|
| April 30, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
|
| April 30, 2009 |
Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN MANAGEMENT ANNOUNCES UPDATE ABOUT TENDER OFFER PROGRAMS AND ISSUES STATEMENT REGARDING NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. NEW YORK, NY, April 30, 2009, Neuberger Berman Management LLC (“NB Management”) ann |
|
| April 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confide |
|
| April 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
|
| April 16, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
|
| April 16, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE COMMENCEMENT DATES OF TENDER OFFERS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE COMMENCEMENT DATES OF TENDER OFFERS NEW YORK, April 16, 2009 — Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: NBW), Neuberger Berman Dividend Advantage Fund Inc. (AMEX: |
|
| April 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Neuberger Berman New York Intermediate Municipal Fund Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 64124K102 (CU |
|
| April 14, 2009 |
JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Neuberger Berman New York Intermediate Municipal Fund Inc., a Maryland corporation (the “Fund”); WHEREAS, Western Investment LLC, a Delaware limited liability company, Western Investment Hedged Partners L.P., a Delaware limited partnership, Western Investment Total Re |
|
| April 14, 2009 |
Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of Neuberger Berman Dividend Advantage Fund Inc. (“NDD”), Ne |
|
| April 3, 2009 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 April 3, 2009 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Neuberger Berman California Intermediate Municipal Fund Inc. (File No. 811-21167), Neuberger Berman Dividend Advantage Fund Inc. (File No. 811-21499), Neuberger Berman Income Opportunity Fund Inc. (File No. 811-21 |
|
| April 3, 2009 |
- DEFINITIVE PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
|
| April 1, 2009 |
As filed with the Securities and Exchange Commission on April 1, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 1, 2009 |
EXHIBIT 99-CERT CERTIFICATIONS I, Robert Conti, certify that: 1. I have reviewed this report on Form N-Q of Neuberger Berman New York Intermediate Municipal Fund Inc. (“Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| March 31, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
|
| March 31, 2009 |
Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc. 605 Third Avenue New York, NY 10158 March 31, 2009 Dear Valued Stockholder: As you are likely aware, the difficult financial markets experienced during much of the past year have impacted your investments in Neuberger Berman Calif |
|
| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A DEFA14A 1 defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rul |
|
| March 23, 2009 |
- PRELIMINARY PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS PREC14A 1 nbclosedendprec14a.htm PRELIMINARY PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as per |
|
| March 23, 2009 |
scratch.pdf - Converted by SECPublisher 4.0, created by BCL Technologies Inc., for SEC Filing 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 23, 2009 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Neuberger Berman California Intermediate Municipal Fund Inc. (File No. 811-21167), Neuberger Berman Dividend Advantage |
|
| February 6, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Subject Company (Issuer)) NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC. (Name of Filing Person (Issuer)) COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Titl |
|
| February 6, 2009 |
NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFERS AND TENDER OFFER PROGRAMS Neuberger Berman Management LLC 605 Third Avenue New York, NY 10158-3698 Tel 212.476.9000 Contact: Neuberger Berman Management LLC Investor Information (877) 461-1899 NEUBERGER BERMAN CLOSED-END FUNDS ANNOUNCE TENDER OFFERS AND TENDER OFFER PROGRAMS NEW YORK, February 6, 2009 ? The Boards of Directors/Trustees (each, a ?Board?) of Neuberger Berman California Intermediate Municipal Fund Inc. (AMEX: |
