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| LEI | 549300U0TWS55O2SJ275 |
| CIK | 1793129 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Dynamic Municipal Opportunities Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| October 31, 2024 |
Nuveen Dynamic Municipal Opportunities Fund (NYSE: NDMO) (the “Fund”) Supplement Dated October 31, 2024 To The Fund’s Currently Effective Prospectus Effective October 31, 2024, the information appearing under the heading “Risk Factors” of the Prospectus is hereby supplemented with the below. |
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| September 13, 2024 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-279589 PROSPECTUS SUPPLEMENT (To Prospectus dated August 26, 2024) UP TO $363,851,781.95 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Dynamic Municipal Opportunities Fund Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to $363,851,781.95 of its common |
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| August 20, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| April 1, 2024 |
Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Dynamic Municipal Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-23489 84-3584099 (State or other |
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| January 2, 2024 |
Filed Pursuant to Rule 424(b)(3) File No. 333-252927 File No. 333-261173 File No. 333-248493 File No. 333-259086 File No. 333-253965 File No. 333-271575 File No. 333-271871 NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND (NYSE: NEA) NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND (NYSE: NVG) NUVEEN TAXABLE MUNICIPAL INCOME FUND (NYSE: NBB) NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN |
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| December 8, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-248493 File No. 333-259086 File No. 333-254473 NUVEEN TAXABLE MUNICIPAL INCOME FUND (NYSE: NBB) NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (EACH, A “FUND”) SUPPLEMENT DATED DECEMBER 8, 2023 TO EACH FUND’S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (“SAI”), AS SUPPLEMENTED Nu |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Dynamic Municipal Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-23489 84-3584099 (State or oth |
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| October 13, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-252927 File No. 333-261173 File No. 333-248493 File No. 333-259086 File No. 333-253965 File No. 333-271575 File No. 333-271871 NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND (NYSE: NEA) NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND (NYSE: NVG) NUVEEN TAXABLE MUNICIPAL INCOME FUND (NYSE: NBB) NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN |
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| June 30, 2023 |
Nuveen Dynamic Municipal Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 12, 2023 |
AMENDMENT TO DISTRIBUTION AGREEMENT Distribution Agreement AMENDMENT TO DISTRIBUTION AGREEMENT This amendment (the “Amendment”) is made as of June 9, 2023 to the distribution agreement dated December 16, 2021 (the “Agreement”), by and between Nuveen Securities, LLC (“Nuveen” or the “Manager”) and Nuveen Dynamic Municipal Opportunities Fund (the “Fund” and, together with Nuveen, the “Parties”). |
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| June 12, 2023 |
As filed with the U.S. Securities and Exchange Commission on June 12, 2023 Nuveen Dynamic Municipal Opportunities Fund As filed with the U.S. Securities and Exchange Commission on June 12, 2023 Securities Act File No. 333-259086 Investment Company Act File No. 811-23489 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (CHECK APPROPRIATE BOX OR BOXES) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☒ Post-Effe |
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| June 12, 2023 |
AMENDMENT TO DEALER AGREEMENT This amendment (the “Amendment”) is made as of June 9, 2023 to the dealer agreement dated December 17, 2021 (the “Agreement”), by and between Nuveen Securities, LLC (“Nuveen” or the “Manager”) and Virtu Americas LLC (“Virtu” or the “Dealer” and, together with Nuveen, the “Parties”) with respect to the Nuveen Dynamic Municipal Opportunities Fund. |
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| June 9, 2023 |
Nuveen Dynamic Municipal Opportunities Fund Filed Pursuant to Rule 424(b)(3) File No. |
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| May 31, 2023 |
Nuveen Dynamic Municipal Opportunities Fund Filed Pursuant to Rule 424(b)(3) File No. |
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| April 12, 2023 |
Nuveen Dynamic Municipal Opportunities Fund Filed Pursuant to Rule 424(b)(3) File No. |
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| December 20, 2022 |
* Represents net unrealized appreciation (depreciation). NDMO Nuveen Dynamic Municipal Opportunities Fund Portfolio of Investments July 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 150. |
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| December 20, 2022 |
1 Nuveen Dynamic Municipal Opportiunities Fund Portfolio of Investments July 31, 2022 (Unaudited) NDMO Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 147. |
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| December 20, 2022 |
* Represents net unrealized appreciation (depreciation). NDMO Nuveen Dynamic Municipal Opportunities Fund Portfolio of Investments January 31, 2022 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 149. |
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| December 19, 2022 |
Nuveen Dynamic Municipal Opportunities Fund NDMO Nuveen Dynamic Municipal Opportunities Fund Portfolio of Investments January 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 137. |
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| September 30, 2022 |
424B3 1 d392624d424b3.htm NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND Filed Pursuant to Rule 424(b)(3) File No. 333-259086 File No. 333-254678 NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) (EACH, A “FUND”) SUPPLEMENT DATED SEPTEMBER 30, 2022 TO EACH FUND’S STATEMENT OF ADDITIONAL INFORMATION (“SAI”) Nuveen Dynamic Municipal Opportu |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
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| June 21, 2022 |
Voting Trust Agreement Dated June 8, 2022 EX-99.4 5 ndmoex994.htm VOTING TRUST AGREEMENT DATED JUNE 8, 2022 EXHIBIT 99.4 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of June 8, 2022, by and among Lord Securities Corporation, including its successors and assigns by operation of law, as voting trustee (the “Voting Trustee”), Toronto Dominion |
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| June 21, 2022 |
EX-99.1 2 ndmoex991.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or |
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| June 21, 2022 |
EXHIBIT 99.2 THE TORONTO-DOMINION BANK CERTIFICATE "RESOLVED THAT: 1. The Chief Executive Officer of the Bank be and is hereby authorized to designate offices of the Bank and appoint such officers thereto as the Chief Executive Officer may consider necessary to carry on the business of the Bank. 2. The Group Head, Senior Executive Vice President or Executive Vice President with enterprise responsi |
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| June 21, 2022 |
Initial Series A MuniFund Preferred Shares (MFP) Purchase Agreement dated June 8, 2022 EXHIBIT 99.5 INITIAL SERIES A MUNIFUND PREFERRED SHARES (MFP) PURCHASE AGREEMENT dated as of June 8, 2022 between Nuveen dynamic Municipal opportunities Fund, as Issuer and TORONTO-DOMINION INVESTMENTS, INC. as Purchaser 1 (NDMO Series A MFP ? VARIABLE RATE MODE?ADJUSTABLE RATE) CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 5 ARTICLE II PURCHAS |
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| June 21, 2022 |
Secretary’s Certificate for TD GUS EX-99.3 4 ndmoex993.htm SECRETARYS CERTIFICATE FOR TD GUS Exhibit 99.3 TD GROUP US HOLDINGS LLC SECRETARY'S CERTIFICATE The undersigned, being the duly elected, qualified and acting Assistant Secretary of TD Group US Holdings LLC, a Delaware Limited Liability Company, hereby certifies that the following person is a duly elected officer of TD Group US Holdings LLC: Cody J. Botnick, Assistant Secret |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (Name of Issuer) SERIES A MUNIFUND PREFERRED SHARES (Title of Class of Securities) 67079X201 (CUSIP Number) Toronto-Dominion Investments, Inc. 1 Vanderbilt Avenue New York, NY 10017 (212) 827-7488 (Name, Add |
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| March 30, 2022 |
* Represents net unrealized appreciation (depreciation). NDMO Nuveen Dynamic Municipal Opportunities Fund Portfolio of Investments January 31, 2022 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 149. |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-23489 84-3584099 (State or o |
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| February 25, 2022 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Inco |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| December 17, 2021 |
Consent of KPMG LLP is filed herewith. Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated December 28, 2020, with respect to the financial statements and financial highlights of Nuveen Dynamic Municipal Opportunities Fund, as of October 31, 2020, incorporated herein by reference, and to the references to our firm under the headings “Financial Highlights” and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information filed on Form N-2. |
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| December 17, 2021 |
As filed with the Securities and Exchange Commission on December 17, 2021 POS EX 1 d152908dposex.htm NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND As filed with the Securities and Exchange Commission on December 17, 2021 Securities Act File No. 333-259086 Investment Company Act File No. 811-23489 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective |
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| December 17, 2021 |
CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 Title of Securities Being Registered Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(2) Common Shares, $0. |
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| December 17, 2021 |
EX-99.H.3 2 d152908dex99h3.htm DISTRIBUTION AGREEMENT RELATING TO AT-THE-MARKET OFFERINGS NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND 333 West Wacker Drive Chicago, Illinois 60606 December 16, 2021 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Dynamic Municipal Opportunities Fund is a |
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| December 17, 2021 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 December 17, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, New York 10006 RE: At-the-Market Offerings by Nuveen Dynamic Municipal Opportunities Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the ?Manager,? ?we? or ?us?) will act as manager of registered at-the-market offerings by the Nuveen Dynamic Municipal Opportunities Fund, a Massachusetts business trust (the ?Fund?), of the Fund?s common stock, par value $0. |
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| September 27, 2021 |
* Represents net unrealized appreciation (depreciation). NDMO Nuveen Dynamic Municipal Opportunities Fund Portfolio of Investments July 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 150. |
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| August 27, 2021 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 August 26, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, New York 10006 RE: At-the-Market Offerings by Nuveen Dynamic Municipal Opportunities Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the ?Manager,? ?we? or ?us?) will act as manager of registered at-the-market offerings by the Nuveen Dynamic Municipal Opportunities Fund, a Massachusetts business trust (the ?Fund?), of the Fund?s common stock, par value $0. |
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| August 27, 2021 |
Up to 5,722,461 Common Shares Nuveen Dynamic Municipal Opportunities Fund Filed Pursuant to Rule 424(b)(5) File No. 333-259086 PROSPECTUS SUPPLEMENT (To Prospectus dated August 26, 2021) Up to 5,722,461 Common Shares Nuveen Dynamic Municipal Opportunities Fund Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to 5,722,461 of its common shares, $0.01 par value per share (the “Common Shares”), |
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| August 27, 2021 |
As filed with the Securities and Exchange Commission on August 26, 2021 As filed with the Securities and Exchange Commission on August 26, 2021 Securities Act File No. |
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| August 27, 2021 |
NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND 333 West Wacker Drive Chicago, Illinois 60606 August 26, 2021 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Dynamic Municipal Opportunities Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the ?Fund?). |
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| August 26, 2021 |
NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND 333 West Wacker Drive Chicago, Illinois 60606 August 26, 2021 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Form of Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Dynamic Municipal Opportunities Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the ?Fund?). |
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| August 26, 2021 |
August 26, 2021 Nuveen Dynamic Municipal Opportunities Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Dynamic Municipal Opportunities Fund (NDMO): Registration Statement on Form N-2 (File No. |
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| August 26, 2021 |
EX-99.B 2 d183755dex99b.htm AMENDED AND RESTATED BY-LAWS BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own |
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| August 26, 2021 |
Notice of Continuance of Investment Sub-Advisory Agreement, dated July 30, 2021 EX-99.G.4 4 d183755dex99g4.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS NUVEEN FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreemen |
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| August 26, 2021 |
Consent of KPMG LLP. Filed herewith. Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated December 28, 2020, with respect to the financial statements and financial highlights of Nuveen Dynamic Municipal Opportunities Fund, as of October 31, 2020, incorporated herein by reference, and to the references to our firm under the headings “Financial Highlights” and “Independent Registered Public Accounting Firm” in the Base Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information filed on Form N-2. |
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| August 26, 2021 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
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| August 26, 2021 |
As filed with the Securities and Exchange Commission on August 26, 2021 Securities Act File No. |
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| August 26, 2021 |
AMENDMENT TO THE AMENDED AND RESTATED CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY AMENDMENT to the Amended and Restated Custodian Agreement (the ?Agreement?) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the ?Custodian?) and each managem |
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| August 26, 2021 |
August 26, 2021 Nuveen Dynamic Municipal Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Dynamic Municipal Opportunities Fund (the ?Fund?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with the Fund?s Registration Statement on Form N-2 to be filed with the U. |
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| August 26, 2021 |
EX-99.H.2 6 d183755dex99h2.htm FORM OF DEALER AGREEMENT RELATING FORM OF DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 August 26, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, New York 10006 RE: At-the-Market Offerings by Nuveen Dynamic Municipal Opportunities Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the “Manage |
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| August 26, 2021 |
Continuance of Investment Management Agreement, dated July 30, 2021 CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 30th day of July 2021, by and between the entities listed on Appendix A (the ?Funds?), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?), to be effective August 1, 2021. |
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| August 26, 2021 |
Nuveen Compliance | 9 August 2021 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. |
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| June 25, 2021 |
DEF 14A 1 d159844ddef14a.htm NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| March 29, 2021 |
Nuveen Dynamic Municipal Opportunities Fund NDMO Nuveen Dynamic Municipal Opportunities Fund Portfolio of Investments January 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 137. |
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| October 6, 2020 |
EX-99.1 3 d35824dex991.htm EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AM |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-23489 84-3584099 (State or other |
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| August 28, 2020 |
Consent of KPMG LLP Exhibit n Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Dynamic Municipal Opportunities Fund: We consent to the use of our report dated June 18, 2020, with respect to the financial statements of Nuveen Dynamic Municipal Opportunities Fund, and to the references to our firm under the headings “Legal Opinions and Experts” in the Prospectus and “Experts” in the Statement of Additional Information, which are incorporated by reference to the post-effective amendment filed on Form N-2. |
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| August 28, 2020 |
RBC Capital Markets, LLC Fee Agreement RBC Capital Markets, LLC Fee Agreement Exhibit h.11 FEE AGREEMENT August 26, 2020 RBC Capital Markets, LLC Three World Financial Center, 8th Floor 200 Vesey Street, New York, New York 10281-8098 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fun |
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| August 28, 2020 |
Underwriting Agreement Exhibit h.1 52,000,000 Shares NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT August 26, 2020 August 26, 2020 Morgan Stanley & Co. LLC BofA Securities, Inc. UBS Securities LLC Wells Fargo Securities, LLC Nuveen Securities, LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 |
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| August 28, 2020 |
EX-99.H.14 15 d28066dex99h14.htm PERSHING LLC FEE AGREEMENT Exhibit h.14 FEE AGREEMENT August 26, 2020 Pershing LLC One Pershing Plaza Jersey City, NJ 07399 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuvee |
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| August 28, 2020 |
Consent of Stradley Ronon Stevens & Young, LLP. Consent of Stradley Ronon Stevens & Young, LLP exhibit l.3 Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive Suite 1601 Chicago, IL 60606 August 28, 2020 Nuveen Dynamic Municipal Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Dynamic Municipal Opportunities Fund As counsel for Nuveen Dynamic Municipal Opportunities Fund (the “Registrant”), we consent to the incorp |
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| August 28, 2020 |
Wedbush Securities Inc. Fee Agreement Wedbush Securities Inc. Fee Agreement Exhibit h.15 FEE AGREEMENT August 26, 2020 Wedbush Securities Inc. 1000 Wilshire Blvd. Los Angeles, CA 90017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen Asset Ma |
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| August 28, 2020 |
- NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND Nuveen Dynamic Municipal Opportunities Fund As filed with the Securities and Exchange Commission on August 28, 2020 Securities Act File No. |
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| August 28, 2020 |
UBS Securities LLC Structuring Fee Agreement UBS Securities LLC Structuring Fee Agreement Exhibit h.8 STRUCTURING FEE AGREEMENT August 26, 2020 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to Nuveen Dynamic M |
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| August 28, 2020 |
Stifel, Nicolaus & Company, Incorporated Fee Agreement Stifel, Nicolaus & Company, Incorporated Fee Agreement Exhibit h.12 FEE AGREEMENT August 26, 2020 Stifel, Nicolaus & Company, Incorporated 237 Park Avenue New York, NY 10017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the |
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| August 28, 2020 |
Consent to Morgan, Lewis & Bockius LLP. Consent of Morgan, Lewis & Bockius LLP Exhibit l.4 August 28, 2020 Nuveen Dynamic Municipal Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Stradley Ronon Stevens & Young, LLP 191 N. Wacker Dr., Ste. 1601 Chicago, Illinois 60606 RE: Nuveen Dynamic Municipal Opportunities Fund Ladies and Gentlemen: As special Massachusetts counsel to Nuveen Dynamic Municipal Opportunities Fund, a M |
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| August 28, 2020 |
Exhibit s NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK J. |
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| August 28, 2020 |
Specimen Nuveen Master Selected Dealer Agreement.(1) Exhibit h.3 NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen alone or in conjunction with other firms (the “Re |
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| August 28, 2020 |
Ameriprise Financial Services, LLC Fee Agreement Ameriprise Financial Services, LLC Fee Agreement Exhibit h.10 FEE AGREEMENT August 26, 2020 Ameriprise Financial Services, LLC 707 2nd Avenue South Minneapolis, Minnesota 55402 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (t |
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| August 28, 2020 |
Specimen Morgan Stanley & Co. LLC Master Agreement Among Underwriters.(1) Specimen Morgan Stanley & Co. LLC Master Agreement Among Underwriters Exhibit h.5 Morgan Stanley & Co. LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) January 1, 2019 This Master Agreement Among Underwriters (this “Master AAU”), dated as of January 1, 2019, is by and betwee |
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| August 28, 2020 |
Hilltop Securities Inc. Fee Agreement Hilltop Securities Inc. Fee Agreement Exhibit h.13 FEE AGREEMENT August 26, 2020 Hilltop Securities Inc. 1201 Elm Street Suite 3500 Dallas, TX 75270-2180 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen A |
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| August 28, 2020 |
GMS Group, LLC Fee Agreement Exhibit h.16 FEE AGREEMENT August 26, 2020 The GMS Group, LLC 120 Eagle Rock Avenue, Suite 300 East Hanover, NJ 07936 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen Asset Ma |
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| August 28, 2020 |
Wells Fargo Securities, LLC Structuring Fee Agreement EX-99.H.9 10 d28066dex99h9.htm WELLS FARGO SECURITIES, LLC STRUCTURING FEE AGREEMENT Exhibit h.9 STRUCTURING FEE AGREEMENT August 26, 2020 Wells Fargo Securities, LLC 500 West 33rd Street New York, NY 10001 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”) |
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| August 28, 2020 |
BofA Securities, Inc. Structuring Fee Agreement Exhibit h.7 STRUCTURING FEE AGREEMENT STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of August 26, 2020, between BofA Securities, Inc. (collectively with its affiliates, “BofA”) and Nuveen Fund Advisors, LLC (“Nuveen”). WHEREAS, Nuveen Dynamic Municipal Opportunities Fund (the “Fund”) is a newly organized, diversified, closed-end management investment company registered under the Investment |
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| August 28, 2020 |
Specimen Dealer Letter Agreement.(1) Specimen Dealer Letter Agreement Exhibit h.2 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2011 Dear Mr. : Reference is made to Fund (the “Fund”). The Fund currently is making an initial public offering of its common shares of beneficial interest (the “Shares”) through several underwriters. Such offering is referred to herein as the “Offering.” You are acting as lead manager and rep |
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| August 28, 2020 |
Morgan Stanley & Co. LLC Structuring and Syndication Fee Agreement Morgan Stanley & Co. LLC Structuring and Syndication Fee Agreement Exhibit h.6 STRUCTURING AND SYNDICATION FEE AGREEMENT August 26, 2020 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: This agreement is between Nuveen Fund Advisors, LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Nuveen Dynamic Municipal Opportunities Fund ( |
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| August 28, 2020 |
Specimen Morgan Stanley & Co. LLC Master Selected Dealers Agreement.(1) Specimen Morgan Stanley & Co. LLC Master Selected Dealers Agreement Exhibit h.4 Morgan Stanley & Co. LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) March 1, 2019 This Master Selected Dealers Agreement (this “Master SDA”), dated as of March 1, 2019, is by and between Morgan Stanley & Co. LLC (including its successor |
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| August 28, 2020 |
BB&T Securities, LLC Fee Agreement BB&T Securities, LLC Fee Agreement Exhibit h.17 FEE AGREEMENT August 26, 2020 BB&T Securities, LLC 901 East Byrd Street Richmond, Virginia 23219 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated August 26, 2020 (the “Underwriting Agreement”), by and among Nuveen Dynamic Municipal Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen Asset Mana |
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| August 27, 2020 |
52,000,000 Shares Nuveen Dynamic Municipal Opportunities Fund Common Shares $15.00 per Share Nuveen Dynamic Municipal Opportunities Fund Filed pursuant to Rule 424(b)(1) Registration No. |
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| August 24, 2020 |
Nuveen Dynamic Municipal Opportunities Fund Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago, Illinois 60606 Phone: 312-917-7700 www. |
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| June 25, 2020 |
- NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND Nuveen Dynamic Municipal Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 19, 2020 |
Nuveen Dynamic Municipal Opportunities Fund Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive, Suite 1601 Chicago, Illinois 60606 Telephone 312. |
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| November 8, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940; and in connection with such notifi |
