NIMU / Non-Invasive Monitoring Systems, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Non-Invasive Monitoring Systems, Inc.
US ˙ OTCPK

Mga Batayang Estadistika
CIK 720762
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Non-Invasive Monitoring Systems, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
September 3, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 28, 2025 NON INVASIVE MONI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 28, 2025 NON INVASIVE MONITORING SYSTEMS INC /FL/ Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (Sta

August 28, 2025 EX-10.1

PROMISSORY NOTE

Exhibit 10.1 PROMISSORY NOTE $25,000.00 August 27, 2025 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL 331

August 28, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 27, 2025 Non-Invasive Moni

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 27, 2025 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) NON INVASIVE MONITORING SYSTEMS INC /FL/ Florida 000-13176 59-2007840 (Sta

July 29, 2025 EX-10.4

SECOND AMENDMENT TO Promissory note

Exhibit 10.4 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note (THE “NOTE”) dated AS OF september 16, 2022 and amended on august 15, 2023 (THE “fIRST aMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND jane hsiao (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively,

July 29, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 25, 2025 Non-Invasive Monito

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 25, 2025 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) NON INVASIVE MONITORING SYSTEMS INC /FL/ Florida 000-13176 59-2007840 (State

July 29, 2025 EX-10.2

SECOND AMENDMENT TO Promissory note

Exhibit 10.2 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note (THE “NOTE”) dated AS OF OCTOBER 4, 2021 and amended on august 15, 2023 (THE “fIRST aMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND jane hsiao (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the

July 29, 2025 EX-10.8

FIRST AMENDMENT TO Promissory note

Exhibit 10.8 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note dated AS OF january 23, 2025 (THE “NOTE”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note wh

July 29, 2025 EX-10.7

FIRST AMENDMENT TO Promissory note

Exhibit 10.7 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note (THE “NOTE”) dated AS OF October 23, 2024 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note wh

July 29, 2025 EX-10.3

SECOND AMENDMENT TO Promissory note

Exhibit 10.3 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note (THE “NOTE”) dated AS OF september 16, 2022 and amended on august 15, 2023 (THE “fIRST aMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Pa

July 29, 2025 EX-10.1

SECOND AMENDMENT TO Promissory note

Exhibit 10.1 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note dated AS OF OCTOBER 4, 2021 (THE “NOTE”) and amended on august 15, 2023 (THE “fIRST aMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee

July 29, 2025 EX-10.5

FIRST AMENDMENT TO Promissory note

Exhibit 10.5 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note (THE “NOTE”) dated AS OF AUGUST 15, 2023 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note whi

July 29, 2025 EX-10.6

FIRST AMENDMENT TO Promissory note

Exhibit 10.6 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED JULY 25, 2025, shall amend the Promissory note (THE “NOTE”) dated AS OF september 25, 2024 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note

June 13, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON INVASIV

March 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2025 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

January 24, 2025 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated January 23, 2025

Exhibit 10.1 PROMISSORY NOTE $40,000.00 January 23, 2025 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL 33

January 24, 2025 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported):January 23, 2025 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation

December 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

October 25, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 000-13176 NON-INVASIVE MONITO

October 25, 2024 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

October 25, 2024 EX-10.103

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated October 23, 2024

Exhibit 10.103 PROMISSORY NOTE $30,000.00 October 23, 2024 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL

September 27, 2024 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated September 25, 2024 (incorporated by reference from Exhibit 10.1 to Form 8-K filed September 27, 2024).

Exhibit 10.1 PROMISSORY NOTE $25,000.00 September 25, 2024 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL

September 27, 2024 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2024 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporat

June 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVASIV

March 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

December 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

November 30, 2023 EX-16.1

Letter from EisnerAmper dated November 30, 2023 to the SEC regarding statements included in this Form 8-K.

Exhibit 16.1 November 30, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated November 30, 2023 of Non-Invasive Monitoring Systems, Inc. and are in agreement with the statements contained therein as it regards our firm. We have no basis to agree or disagree with other statements of the registrant contained i

November 30, 2023 8-K

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 27, 2023 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporati

October 30, 2023 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

October 30, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 000-13176 NON-INVASIVE MONITO

August 16, 2023 EX-10.4

First Amendment dated August 15, 2023 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated September 16, 2022 (incorporated by reference from Exhibit 10.4 to Form 8-K filed August 16, 2023).

Exhibit 10.4 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED AUGUST 15, 2023, shall amend the Promissory note (THE “NOTE”) dated AS OF SEPTEMBER 16, 2022 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Not

August 16, 2023 EX-10.3

First Amendment dated August 15, 2023 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao dated October 4, 2021 (incorporated by reference from Exhibit 10.3 to Form 8-K filed August 16, 2023).

Exhibit 10.3 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED AUGUST 15, 2023, shall amend the Promissory note (THE “NOTE”) dated AS OF OCTOBER 4, 2021 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND jane hsiao (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note which became effecti

August 16, 2023 EX-10.5

First Amendment dated August 15, 2023 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao dated September 16, 2022 (incorporated by reference from Exhibit 10.5 to Form 8-K filed August 16, 2023).

Exhibit 10.5 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED AUGUST 15, 2023, shall amend the Promissory note (THE “NOTE”) dated AS OF SEPTEMBER 16, 2022 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND jane hsiao (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note which became effe

August 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2023 Non-Invasive Moni

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2023 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation

August 16, 2023 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated August 15, 2023 (incorporated by reference from Exhibit 10.1 to Form 8-K filed August 16, 2023).

Exhibit 10.1 PROMISSORY NOTE $200,000.00 August 15, 2023 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL 33

August 16, 2023 EX-10.2

First Amendment dated August 15, 2023 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated October 4, 2021 (incorporated by reference from Exhibit 10.2 to Form 8-K filed August 16, 2023).

Exhibit 10.2 FIRST AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED AUGUST 15, 2023, shall amend the Promissory note (THE “NOTE”) dated AS OF October 4, 2021 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note w

June 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVASIV

June 15, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 000-13176 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended April 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Repor

June 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 Non-Invasive Monitor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 000-13176 59-2007840 (State or other Jurisdiction of Incorporation) (

March 14, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 13, 2023 Date of Report (date of earliest event reported) Non-Invasive Monitori

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 13, 2023 Date of Report (date of earliest event reported) Non-Invasive Monitoring Systems, Inc.

March 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

December 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

October 28, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) ? Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 000-13176 NON-INVASIVE MONITO

October 28, 2022 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

September 19, 2022 EX-10.2

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao dated September 16, 2022 (incorporated by reference from Exhibit 10.2 to Form 8-K filed September 19, 2022).

Exhibit 10.2 PROMISSORY NOTE $75,000.00 September 16, 2022 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Jane Hsiao of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such place as may be designated in wr

September 19, 2022 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2022 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporat

September 19, 2022 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated September 16, 2022 (incorporated by reference from Exhibit 10.1 to Form 8-K filed September 19, 2022).

Exhibit 10.1 PROMISSORY NOTE $75,000.00 September 16, 2022 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL

June 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVASIV

March 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

December 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

October 29, 2021 EX-21.1

Subsidiaries of the Company

EX-21.1 2 ex21-1.htm Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

October 29, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2021 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 000-13176

October 6, 2021 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma dated October 4, 2021 (incorporated by reference from Exhibit 10.1 to Form 8-K filed October 6, 2021).

EX-10.1 2 ex10-1.htm Exhibit 10.1 PROMISSORY NOTE $75,000.00 October 4, 2021 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15t

October 6, 2021 EX-10.2

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao dated October 4, 2021 (incorporated by reference from Exhibit 10.2 to Form 8-K filed October 6, 2021).

Exhibit 10.2 PROMISSORY NOTE $75,000.00 October 4, 2021 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Jane Hsiao of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such place as may be designated in writi

October 6, 2021 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 4, 2021 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation

June 11, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2021 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

March 12, 2021 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2021 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-I

December 14, 2020 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-I

October 29, 2020 10-K

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 000-13176 NON-INVASIVE MO

October 29, 2020 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

June 15, 2020 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

March 16, 2020 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2020 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-I

December 13, 2019 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-I

November 13, 2019 10-K

NIMU / Non-Invasive Monitoring Systems, Inc. 10-K - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number 000-13176 NON-INVASIVE MO

November 13, 2019 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

October 30, 2019 NT 10-K

NIMU / Non-Invasive Monitoring Systems, Inc. NT 10-K - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 000-13176 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended July 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K

August 6, 2019 8-K

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2019 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation)

July 5, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 3, 2019 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation) (

June 14, 2019 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

June 12, 2019 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 d763104dex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (including amendments thereto) with resp

June 12, 2019 SC 13D

NIMU / Non-Invasive Monitoring Systems, Inc. / Opko Health, Inc. - SC 13D Activist Investment

SC 13D 1 d763104dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Non-Invasive Monitoring Systems, Inc. (Name of Issuer) Common stock, $0.01 par value per share (

June 12, 2019 EX-99.2

POWER OF ATTORNEY

EX-99.2 3 d763104dex992.htm EXHIBIT 2 Exhibit 2 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Steven D. Rubin, with full power to act singly, his true and lawful attorney-in-fact to: (i) sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general par

June 4, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2019 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation) (

May 29, 2019 SC 14F1

NIMU / Non-Invasive Monitoring Systems, Inc. SC 14F1 - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14F-1 INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14F-1 THEREUNDER NON-INVASIVE MONITORING SYSTEMS, INC. (Exact name of Registrant as specified in its charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation or organization) Commission File

April 24, 2019 EX-99.1

Joint Filing Agreement

Exhibit 99.1 AGREEMENT TO FILE JOINT SCHEDULE 13D Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of the common stock of Non-Invasive Monitoring Systems, Inc., a Flor

April 24, 2019 SC 13D/A

NIMU / Non-Invasive Monitoring Systems, Inc. / FROST PHILLIP MD ET AL Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 655366508 (CUSIP Number) Phillip Frost, M.D. 4400 Biscayne Boulevard Miami, Florida 33137 Telephone: (305) 575-6015 (Name, add

April 18, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 17, 2019 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporation)

March 18, 2019 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-I

March 1, 2019 DEF 14C

NIMU / Non-Invasive Monitoring Systems, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement No

February 19, 2019 PRE 14C

NIMU / Non-Invasive Monitoring Systems, Inc. PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement No

January 11, 2019 SC 13D/A

NIMU / Non-Invasive Monitoring Systems, Inc. / FROST PHILLIP MD ET AL Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 655366508 (CUSIP Number) Phillip Frost, M.D. 4400 Biscayne Boulevard Miami, Florida 33137 Telephone: (305) 575-6015 (Name, add

January 11, 2019 EX-99.4

Joint Filing Agreement

Exhibit 99.4 AGREEMENT TO FILE JOINT SCHEDULE 13D Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of the common stock of Non-Invasive Monitoring Systems, Inc., a Flor

January 11, 2019 SC 13D/A

NIMU / Non-Invasive Monitoring Systems, Inc. / HSIAO JANE PH D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 655366508 (CUSIP Number) Jane Hsiao, Ph.D. 4400 Biscayne Boulevard Miami, Florida 33137 Telephone: (305) 575-6004 (Name, addre

January 11, 2019 EX-99.4

Joint Filing Agreement

Exhibit 99.4 AGREEMENT TO FILE JOINT SCHEDULE 13D Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of the common stock of Non-Invasive Monitoring Systems, Inc., a Flor

December 28, 2018 EX-10.1

Form of Stock Purchase Agreement, dated December 21, 2018 (incorporated by reference from Exhibit 10.1 to Form 8-K filed December 28, 2018).

STOCK PURCHASE AGREEMENT This Stock Purchase Agreement is dated as of December 21, 2018 (this “Agreement”) by and among Non-Invasive Monitoring Systems, Inc.

December 28, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 21, 2018 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporati

December 28, 2018 EX-10.2

Debt Exchange Agreement, dated December 21, 2018, by and among the Company and the Creditors (incorporated by reference from Exhibit 10.1 to Form 8-K filed December 28, 2018).

EXECUTION VERSION DEBT EXCHANGE AGREEMENT This Debt Exchange Agreement is dated as of December 21, 2018 (this “Agreement”) by and among Non-Invasive Monitoring Systems, Inc.

December 17, 2018 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-I

December 4, 2018 EX-10.1

Form of Lock-Up and Voting Agreement (incorporated by reference from Exhibit 10.1 to Form 8-K filed December 4, 2018).

EX-10.1 3 ex10-1.htm Execution Version LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT, as may be amended, supplemented or modified from time to time in accordance with the terms hereof, is made as of December 3, 2018 (this “Agreement”) by and between Non-Invasive Monitoring Systems, Inc., a Florida corporation (the “Company”), and the undersigned investor (the “Investor”). Capitalized terms used but not

December 4, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2018 Non-Invasive Monitoring Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 000-13176 59-2007840 (State or other jurisdiction of incorporatio

December 4, 2018 EX-2.1

Equity Exchange Agreement, dated as of December 3, 2018, by and among Non-Invasive Monitoring Systems, Inc., IRA Financial Group LLC, IRA Financial Trust Company, Adam Bergman and Fred Horner

EX-2.1 2 ex2-1.htm EXECUTION VERSION EQUITY EXCHANGE AGREEMENT by and among NON-INVASIVE MONITORING SYSTEMS, INC., IRA FINANCIAL GROUP LLC, IRA FINANCIAL TRUST COMPANY, ADAM BERGMAN, and FRED HORNER Dated as of December 3, 2018 TABLE OF CONTENTS Page ARTICLE I . PURCHASE AND SALE 3 Section 1.01 The Exchange 3 Section 1.02 Closing 3 Section 1.03 Post-Exchange Operations 3 ARTICLE II . REPRESENTATIO

November 20, 2018 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2018 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R

November 20, 2018 EX-10.2

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao, Ph.D., dated November 16, 2018 (incorporated by reference from Exhibit 10.2 to Form 8-K filed November 20, 2018).

EX-10.2 3 ex10-2.htm Exhibit 10.2 PROMISSORY NOTE $50,000.00 November 16, 2018 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Jane Hsiao of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (“Payee”), at such place as may

November 20, 2018 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated November 16, 2018 (incorporated by reference from Exhibit 10.1 to Form 8-K filed November 20, 2018).

EX-10.1 2 ex10-1.htm Exhibit 10.1 PROMISSORY NOTE $50,000.00 November 16, 2018 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (“Payee”), a

November 13, 2018 10-K

NIMU / Non-Invasive Monitoring Systems, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2018 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-13176 NON-INVASIVE MO

November 13, 2018 EX-21.1

Subsidiaries of the Company

EX-21.1 2 ex21-1.htm Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

October 29, 2018 NT 10-K

NIMU / Non-Invasive Monitoring Systems, Inc. NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 000-13176 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended July 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K

October 9, 2018 8-K

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 4, 2018 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.S

October 9, 2018 EX-16.1

Letter from Morrison, Brown Argiz & Farra, LLC dated October 4, 2018 to the SEC regarding statements included in this Form 8-K.

EX-16.1 2 ex16-1.htm October 4, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Non-Invasive Monitoring System, Inc. (the “Company”) set forth under Item 4.01 of its Current Report on Form 8-K dated October 4, 2018 (the “Form 8-K”). We agree with the statements concerning our firm in such Form 8-K. /s/ Morris

August 2, 2018 EX-10.10

Second Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated October 27, 2015 (incorporated by reference from Exhibit 10.10 to Form 8-K filed August 2, 2018).

EX-10.10 11 ex10-10.htm Exhibit 10.10 Second AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF OCTOBER 27, 2015 AND AMENDED ON JULY 20, 2017 (THE “FIRST AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND frost gamma investments trust (THE “PAYEE”) AS NOTED BELOW. THE NOTE,

August 2, 2018 EX-10.12

Second Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated June 1, 2016 (incorporated by reference from Exhibit 10.12 to Form 8-K filed August 2, 2018).

Exhibit 10.12 Second AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF JUNE 1, 2016 AND AMENDED ON JULY 20, 2017 (THE “FIRST AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND frost gamma investments trust (THE “PAYEE”) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND TH

August 2, 2018 EX-10.4

Fourth Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P., dated May 30, 2012 (incorporated by reference from Exhibit 10.4 to Form 8-K filed August 2, 2018).

Exhibit 10.4 Fourth AMENDMENT TO Promissory note THIS Fourth Amendment (THE “FOURTH AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF may 30, 2012 AND AS amended on july 31, 2013 (the “first amendment”), july 27, 2015 (The “Second amendment”), And July 20, 2017 (The “THIRD amendment”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND Hsu Gamma In

August 2, 2018 EX-10.1

Seventh Amendment dated July 27, 2018 to Note and Security Agreement of Non-Invasive Monitoring Systems, Inc. in favor of HSU Gamma Investments, L.P. and Frost Gamma Investments Trust, dated March 31, 2010 (incorporated by reference from Exhibit 10.1 to Form 8-K filed August 2, 2018).

EX-10.1 2 ex10-1.htm Exhibit 10.1 seventh AMENDMENT TO NOTE AND SECURITY AGREEMENT THIS seventh Amendment (THE “SEVENTH AMENDMENT”) DATED July 27, 2018 to THE Note and Security Agreement (THE “AGREEMENT”) dated AS OF March 31, 2010, and as amended on March 14, 2011 (the “First Amendment”), July 29, 2011 (the “Second amendment”), MAY 30, 2012 (THE “tHIRD AMENDMENT”), April 8, 2013 (the “Fourth Amen

August 2, 2018 EX-10.16

First Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated September 22, 2017 (incorporated by reference from Exhibit 10.16 to Form 8-K filed August 2, 2018).

Exhibit 10.16 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF SEPTEmBER 22, 2017 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND frost gamma investments trust (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note

August 2, 2018 EX-10.13

Second Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated June 1, 2016 (incorporated by reference from Exhibit 10.13 to Form 8-K filed August 2, 2018).

Exhibit 10.13 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF JUNE 1, 2016 AND AMENDED ON JULY 20, 2017 (THE “FIRST AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND Hsu Gamma Investments, l.p. (THE “PAYEE”) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND THE

August 2, 2018 EX-10.5

Fourth Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated February 22, 2013 (incorporated by reference from Exhibit 10.5 to Form 8-K filed August 2, 2018).

Exhibit 10.5 fourth AMENDMENT TO Promissory note THIS fourth Amendment (THE “FOURTH AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF FEBRUARY 22, 2013 and AS amended on july 31, 2013 (the “first amendment”), JULY 27, 2015 (the “second amendment”), AND JULY 20, 2017 (THE “THIRD AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND JANE HS

August 2, 2018 EX-10.6

Third Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated September 24, 2014 (incorporated by reference from Exhibit 10.6 to Form 8-K filed August 2, 2018).

Exhibit 10.6 Third AMENDMENT TO Promissory note THIS Third Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF september 24, 2014 and amended on july 27, 2015 (the “first amendment”), and July 20, 2017 (The “Second Amendment”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND JANE HSIAO (THE “PAYEE”) AS NOTED BELOW. THE NOTE,

August 2, 2018 EX-10.18

First Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated February 15, 2018 (incorporated by reference from Exhibit 10.18 to Form 8-K filed August 2, 2018).

Exhibit 10.18 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF FEBRUARY 15, 2018 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND frost gamma investments trust (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note

August 2, 2018 EX-10.7

Third Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated February 2, 2015 (incorporated by reference from Exhibit 10.7 to Form 8-K filed August 2, 2018).

Exhibit 10.7 Third AMENDMENT TO Promissory note THIS Third Amendment (THE “THIRD AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF FEBRUARY 2, 2015 and amended on july 27, 2015 (the “first amendment”), AND July 20, 2017 (THE “SECOND AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND JANE HSIAO (THE “PAYEE”) AS NOTED BELOW. THE NOTE, TH

August 2, 2018 EX-10.8

Third Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated April 16, 2015 (incorporated by reference from Exhibit 10.8 to Form 8-K filed August 2, 2018).

Exhibit 10.8 third AMENDMENT TO Promissory note THIS third Amendment (THE “THIRD AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF April 16, 2015 and amended on july 27, 2015 (“the first amendment”), AND JULY 20, 2017 (THE “SECOND AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BE

August 2, 2018 EX-10.3

Fourth Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Marie Wolf, dated September 12, 2011 (incorporated by reference from Exhibit 10.3 to Form 8-K filed August 2, 2018).

EX-10.3 4 ex10-3.htm Exhibit 10.3 Fourth AMENDMENT TO Promissory note THIS Fourth Amendment (THE “FOURTH AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF september 12, 2011 AND AS amended July 31, 2013 (the “First Amendment”), july 27, 2015 (the “Second amendment), and July 20, 2017 (The “Third AMendment”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “M

August 2, 2018 EX-10.15

Second Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P., dated April 6, 2017 (incorporated by reference from Exhibit 10.15 to Form 8-K filed August 2, 2018).

Exhibit 10.15 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF April 6, 2017 AND AMENDED ON JULY 20, 2017 (THE “FIRST AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND Hsu Gamma Investments, l.p. (THE “PAYEE”) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND THE

August 2, 2018 EX-10.9

Second Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated August 12, 2015 (incorporated by reference from Exhibit 10.9 to Form 8-K filed August 2, 2018).

Exhibit 10.9 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF August 12, 2015 AND AMENDED ON JULY 20, 2017 (THE “FIRST AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND frost gamma investments trust (THE “PAYEE”) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND

August 2, 2018 EX-10.2

Fourth Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated September 12, 2011 (incorporated by reference from Exhibit 10.2 to Form 8-K filed August 2, 2018).

Exhibit 10.2 Fourth AMENDMENT TO Promissory note THIS Fourth Amendment (THE “THIRD AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF september 12, 2011 and AS amended on july 31, 2013 (the “first amendment”), JULY 27, 2015 (THE “SECOND AMENDMENT”), and July 20, 2017 (The “Third Amendment) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GA

August 2, 2018 EX-10.17

First Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated September 22, 2017 (incorporated by reference from Exhibit 10.17 to Form 8-K filed August 2, 2018).

EX-10.17 18 ex10-17.htm Exhibit 10.17 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF SEPTEMBEr 22, 2017 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND JANE HSIAO (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the

August 2, 2018 EX-10.11

Second Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated October 27, 2015 (incorporated by reference from Exhibit 10.11 to Form 8-K filed August 2, 2018).

Exhibit 10.11 Second AMENDMENT TO Promissory note THIS Second Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF OCTOBER 27, 2015 AND AMENDED ON JULY 20, 2017 (THE “FIRST AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND JANE HSIAO (THE “PAYEE”) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND THE SECOND AMENDM

August 2, 2018 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 27, 2018 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.S.

August 2, 2018 EX-10.19

First Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P., dated February 15, 2018 (incorporated by reference from Exhibit 10.19 to Form 8-K filed August 2, 2018).

Exhibit 10.19 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF february 15, 2018 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND Hsu Gamma Investments, l.p. (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note wh

August 2, 2018 EX-10.14

Second Amendment dated July 27, 2018 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated April 6, 2017 (incorporated by reference from Exhibit 10.14 to Form 8-K filed August 2, 2018).

Exhibit 10.14 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED July 27, 2018, shall amend the Promissory note (THE “NOTE”) dated AS OF April 6, 2017 AND AMENDED ON JULY 20, 2017 (THE “FIRST AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND frost gamma investments trust (THE “PAYEE”) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND T

June 14, 2018 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

April 27, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2018 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-200784

March 16, 2018 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2018 or [ ] Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON

February 20, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 15, 2018 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-200

February 20, 2018 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated February 15, 2018 (incorporated by reference from Exhibit 10.1 to Form 8-K filed February 20, 2018).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 100,000.00 February 15, 2018 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such plac

February 20, 2018 EX-10.2

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P. dated February 15, 2018 (incorporated by reference from Exhibit 10.2 to Form 8-K filed February 20, 2018).

EX-10.2

December 14, 2017 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2017 or [ ] Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON

October 30, 2017 10-K

NIMU / Non-Invasive Monitoring Systems, Inc. 10-K (Annual Report)

10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2017 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-1

October 30, 2017 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

September 27, 2017 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust dated September 22, 2017 (incorporated by reference from Exhibit 10.1 to Form 8-K filed September 27, 2017).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 50,000.00 September 22, 2017 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such plac

September 27, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 22, 2017 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-20

September 27, 2017 EX-10.2

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao, dated September 22, 2017 (incorporated by reference from Exhibit 10.2 to Form 8-K filed September 27, 2017).

EX-10.2

July 26, 2017 EX-10.11

First Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated October 27, 2015 (incorporated by reference from Exhibit 10.11 to Form 8-K filed July 26, 2017).

Exhibit 10.11 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE ?FIRST AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF OCTOBER 27, 2015 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND JANE HSIAO (THE ?PAYEE?) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the ?Parties?) are parties to the Note which became effecti

July 26, 2017 EX-10.3

Third Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Marie Wolf, dated September 12, 2011 (incorporated by reference from Exhibit 10.3 to Form 8-K filed July 26, 2017).

EX-10.3 4 ex10-3.htm Exhibit 10.3 Third AMENDMENT TO Promissory note THIS THIRD Amendment (THE “THIRD AMENDMENT”) DATED July 20, 2017, shall amend the Promissory note (THE “NOTE”) dated AS OF september 12, 2011 AND AS amended July 31, 2013 (the “First Amendment”), and july 27, 2015 (the “Second amendment) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND marie wolf (THE “PAYEE”) AS NOT

July 26, 2017 EX-10.4

Third Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P., dated May 30, 2012 (incorporated by reference from Exhibit 10.4 to Form 8-K filed July 26, 2017).

Exhibit 10.4 THIRD AMENDMENT TO Promissory note THIS THIRD Amendment (THE ?THIRD AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF may 30, 2012 AND AS amended on july 31, 2013 (the ?first amendment?), and july 27, 2015 (The ?Second amendment?) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND Hsu Gamma Investments Trust, L.P. (THE ?PAYEE?) AS NOT

July 26, 2017 EX-10.9

First Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated August 12, 2015 (incorporated by reference from Exhibit 10.9 to Form 8-K filed July 26, 2017).

Exhibit 10.9 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE ?FIRST AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF August 12, 2015 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND frost gamma investments trust (THE ?PAYEE?) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the ?Parties?) are parties to the Note whi

July 26, 2017 EX-10.8

Second Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated April 16, 2015 (incorporated by reference from Exhibit 10.8 to Form 8-K filed July 26, 2017).

Exhibit 10.8 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE ?SECOND AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF April 16, 2015 and amended on july 27, 2015 (?the first amendment?) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND FROST GAMMA INVESTMENTS TRUST (THE ?PAYEE?) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND T

July 26, 2017 EX-10.5

Third Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated February 22, 2013 (incorporated by reference from Exhibit 10.5 to Form 8-K filed July 26, 2017).

Exhibit 10.5 THIRD AMENDMENT TO Promissory note THIS Third Amendment (THE ?THIRD AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF FEBRUARY 22, 2013 and AS amended on july 31, 2013 (?the first amendment?), AND JULY 27, 2015 (the ?second amendment?) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND JANE HSIAO (THE ?PAYEE?) AS NOTED BELOW. THE NOTE

July 26, 2017 EX-10.15

First Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P., dated April 6, 2017 (incorporated by reference from Exhibit 10.15 to Form 8-K filed July 26, 2017).

Exhibit 10.15 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE ?FIRST AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF April 6, 2017 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND Hsu Gamma Investments, l.p. (THE ?PAYEE?) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the ?Parties?) are parties to the Note which

July 26, 2017 EX-10.12

First Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated June 1, 2016 (incorporated by reference from Exhibit 10.12 to Form 8-K filed July 26, 2017).

Exhibit 10.12 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE ?FIRST AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF JUNE 1, 2016 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND frost gamma investments trust (THE ?PAYEE?) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the ?Parties?) are parties to the Note which

July 26, 2017 EX-10.1

Sixth Amendment dated July 20, 2017 to Note and Security Agreement of Non-Invasive Monitoring Systems, Inc. in favor of HSU Gamma Investments, L.P. and Frost Gamma Investments Trust, dated March 31, 2010 (incorporated by reference from Exhibit 10.1 to Form 8-K filed July 26, 2017).

EX-10.1 2 ex10-1.htm Exhibit 10.1 SIXTH AMENDMENT TO NOTE AND SECURITY AGREEMENT THIS SIXTH Amendment (THE “SIXTH AMENDMENT”) DATED July 20, 2017 to THE Note and Security Agreement (THE “AGREEMENT”) dated AS OF March 31, 2010, and as amended on March 14, 2011 (the “First Amendment”), July 29, 2011 (the “Second amendment”), MAY 30, 2012 (THE “tHIRD AMENDMENT”), April 8, 2013 (the “Fourth Amendment”

July 26, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 20, 2017 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.S.

July 26, 2017 EX-10.13

First Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P., dated June 1, 2016 (incorporated by reference from Exhibit 10.13 to Form 8-K filed July 26, 2017).

EX-10.13 14 ex10-13.htm Exhibit 10.13 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE “FIRST AMENDMENT”) DATED July 20, 2017, shall amend the Promissory note (THE “NOTE”) dated AS OF JUNE 1, 2016 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND Hsu Gamma Investments Trust, L.P. (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) a

July 26, 2017 EX-10.2

Third Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated September 12, 2011 (incorporated by reference from Exhibit 10.2 to Form 8-K filed July 26, 2017).

Exhibit 10.2 Third AMENDMENT TO Promissory note THIS Third Amendment (THE ?THIRD AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF september 12, 2011 and AS amended on july 31, 2013 (the ?first amendment?), AND ON JULY 27, 2015 (THE ?SECOND AMENDMENT?) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND FROST GAMMA INVESTMENTS TRUST (THE ?PAYEE?) A

July 26, 2017 EX-10.7

Second Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated February 2, 2015 (incorporated by reference from Exhibit 10.7 to Form 8-K filed July 26, 2017).

Exhibit 10.7 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE ?SECOND AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF FEBRUARY 2, 2015 and amended on july 27, 2015 (?the first amendment?) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND JANE HSIAO (THE ?PAYEE?) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND THE SECOND AMENDME

July 26, 2017 EX-10.10

First Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated October 27, 2015 (incorporated by reference from Exhibit 10.10 to Form 8-K filed July 26, 2017).

Exhibit 10.10 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE ?FIRST AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF OCTOBER 27, 2015 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND frost gamma investments trust (THE ?PAYEE?) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the ?Parties?) are parties to the Note w

July 26, 2017 EX-10.6

Second Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Jane Hsiao, dated September 24, 2014 (incorporated by reference from Exhibit 10.6 to Form 8-K filed July 26, 2017).

Exhibit 10.6 SECOND AMENDMENT TO Promissory note THIS SECOND Amendment (THE “SECOND AMENDMENT”) DATED July 20, 2017, shall amend the Promissory note (THE “NOTE”) dated AS OF september 24, 2014 and amended on july 27, 2015 (“the first amendment”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND JANE HSIAO (THE “PAYEE”) AS NOTED BELOW. THE NOTE, THE FIRST AMENDMENT, AND THE SECOND AMEND

July 26, 2017 EX-10.14

First Amendment dated July 20, 2017 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated April 6, 2017 (incorporated by reference from Exhibit 10.14 to Form 8-K filed July 26, 2017).

Exhibit 10.14 First AMENDMENT TO Promissory note THIS FIRST Amendment (THE ?FIRST AMENDMENT?) DATED July 20, 2017, shall amend the Promissory note (THE ?NOTE?) dated AS OF April 6, 2017 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE ?MAKER?) AND frost gamma investments trust (THE ?PAYEE?) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the ?Parties?) are parties to the Note whic

June 9, 2017 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q (Quarterly Report)

10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Numb

April 10, 2017 EX-10.2

Non-Invasive Monitoring Systems, Inc. Promissory Note in favor of Hsu Gamma Investments, L.P. dated April 6, 2017 (incorporated by reference from Exhibit 10.2 to Form 8-K filed April 10, 2017).

EX-10.2

April 10, 2017 EX-10.1

Non-Invasive Monitoring Systems, Inc. Promissory Note in Favor of Frost Gamma Investments Trust dated April 6, 2017, 2016 (incorporated by reference from Exhibit 10.1 to Form 8-K filed April 10, 2017).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 50,000.00 April 6, 2017 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such place as

April 10, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 htm54789.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 6, 2017 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other ju

March 17, 2017 10-Q

Non-Invasive Monitoring Systems (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2017 or [ ] Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON

December 15, 2016 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuatto Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2016 or [ ] Transition Report Pursuantto Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-IN

October 25, 2016 10-K

NIMU / Non-Invasive Monitoring Systems, Inc. 10-K - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2016 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-13176 NON-INVASIVE MO

October 25, 2016 EX-21.1

SUBSIDIARIES

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

June 13, 2016 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2016 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

June 3, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2016 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840

June 3, 2016 EX-10.2

Non-Invasive Monitoring Systems, Inc. Promissory Note in Favor of Hsu Gamma Investments, L.P. dated June 1, 2016 (incorporated by reference from Exhibit 10.2 to Form 8-K filed June 3, 2016).

EX-10.2

June 3, 2016 EX-10.1

Non-Invasive Monitoring Systems, Inc. Promissory Note in Favor of Frost Gamma Investments Trust dated June 1, 2016 (incorporated by reference from Exhibit 10.1 to Form 8-K filed June 3, 2016).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 100,000.00 June 1, 2016 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such place as

March 15, 2016 10-Q

NIMU / Non-Invasive Monitoring Systems, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2016 or [ ] Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON

December 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2015 or ? Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

October 30, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 27, 2015 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007

October 30, 2015 EX-10.2

Non-Invasive Monitoring Systems, Inc. Promissory Note in Favor of Jane Hsiao dated October 27, 2015 (incorporated by reference from Exhibit 10.2 to Form 8-K filed October 30, 2015).

October 30, 2015 EX-10.1

Non-Invasive Monitoring Systems, Inc. Promissory Note in Favor of Frost Gamma Investments Trust dated October 27, 2015 (incorporated by reference from Exhibit 10.1 to Form 8-K filed October 30, 2015).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 50,000.00 October 27, 2015 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such place

October 23, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) x Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2015 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-13176 NON-INVASIVE MONITO

October 23, 2015 EX-21.1

Name of Subsidiary

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

August 14, 2015 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated August 12, 2015 (incorporated by reference from Exhibit 10.1 to Form 8-K filed on August 14, 2015).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 25,000.00 August 12, 2015 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such place a

August 14, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 12, 2015 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-20078

July 30, 2015 EX-10.3

Second Amendment dated July 27, 2015 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor or Frost Gamma Investments Trust, dated September 12, 2011 (incorporated by reference from Exhibit 10.3 to Form 8-K filed July 30, 2015

EX-10.3

July 30, 2015 EX-10.4

Second Amendment dated July 27, 2015 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P., dated May 30, 2012 (incorporated by reference from Exhibit 10.4 to Form 8-K filed July 30, 2015).

EX-10.4

July 30, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 27, 2015 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840

July 30, 2015 EX-10.2

Second Amendment dated July 27, 2015 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Marie Wolf, dated September 12, 2011(incorporated by reference from Exhibit 10.2 to Form 8-K filed July 30, 2015).

EX-10.2

July 30, 2015 EX-10.5

Second Amendment dated July 27, 2015 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Hsiao, dated February 22, 2013 (incorporated by reference from Exhibit 10.5 to Form 8-K filed July 30, 2015).

EX-10.5

July 30, 2015 EX-10.8

First Amendment dated July 27, 2015 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated April 16, 2015 (incorporated by reference from Exhibit 10.8 to Form 8-K filed July 30, 2015).

EX-10.8

July 30, 2015 EX-10.7

First Amendment dated July 27, 2015 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Hsiao, dated February 2, 2015 (incorporated by reference from Exhibit 10.7 to Form 8-K filed July 30, 2015).

EX-10.7

July 30, 2015 EX-10.6

First Amendment dated July 27, 2015 to Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Dr. Hsiao, dated September 24, 2014 (incorporated by reference from Exhibit 10.6 to Form 8-K filed July 30, 2015).

EX-10.6

July 30, 2015 EX-10.1

Fifth Amendment dated July 27, 2015 to Note and Security Agreement of Non-Invasive Monitoring Systems, Inc. in favor of HSU Gamma Investments, L.P. and Frost Gamma Investments Trust, dated March 31, 2010 (incorporated by reference from Exhibit 10.1 to Form 8-K filed July 30, 2015).

EX-10.1 EXHIBIT 10.1 FIFTH AMENDMENT TO NOTE AND SECURITY AGREEMENT THIS FIFTH AMENDMENT (THE ?FIFTH AMENDMENT?) DATED JULY 27, 2015 TO THE NOTE AND SECURITY AGREEMENT (THE ?AGREEMENT?) DATED AS OF MARCH 31, 2010, AND AS AMENDED ON MARCH 14, 2011 (THE ?FIRST AMENDMENT?), JULY 29, 2011 (THE ?SECOND AMENDMENT?), MAY 30, 2012 (THE ?THIRD AMENDMENT?), AND APRIL 18, 2013 (THE ?FOURTH AMENDMENT?) AMONG

June 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2015 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVASIV

May 26, 2015 SC 13G/A

NIMU / Non-Invasive Monitoring Systems, Inc. / Rosenstock Richard J - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 655366508 (CUSIP Number) December 31

April 20, 2015 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Frost Gamma Investments Trust, dated April 16, 2015 (incorporated by reference from Exhibit 10.1 to Form 8-K filed April 20, 2015).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 100,000.00 April 16, 2015 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (?Payee?), at such place a

April 20, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 16, 2015 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-200784

March 17, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2015 or ? Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

February 4, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2015 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007

February 4, 2015 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao, dated February 2, 2015 (incorporated by reference from Exhibit 10.1 to Form 8-K filed February 4, 2015).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 50,000.00 February 2, 2015 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Jane Hsiao of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (“Payee”), at such place as may be designate

December 15, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2014 or ? Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

October 27, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) x Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2014 OR ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-13176 NON-INVASIVE MONITO

October 27, 2014 EX-21.1

Exhibit 21.1

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

September 26, 2014 SC 13D/A

NIMU / Non-Invasive Monitoring Systems, Inc. / HSIAO JANE PH D - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 655366508 (CUSIP Number) Jane Hsiao, Ph.D. 4400 Biscayne Boulevard Miami, Florida 33137 Telephone: (305) 575-6004 (Name, Address and Telephone N

September 26, 2014 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao, dated September 24, 2014 (incorporated by reference from Exhibit 10.1 to Form 8-K filed September 26, 2014).

EX-10.1 PROMISSORY NOTE $ 50,000.00 September 24, 2014 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Jane Hsiao of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (“Payee”), at such place as may be designated in writin

September 26, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 24, 2014 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-20

July 2, 2014 SC 13G/A

NIMU / Non-Invasive Monitoring Systems, Inc. / Rosenstock Richard J - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 655366508 (CUSIP Number) December 31

June 13, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2014 or ? Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

March 10, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2014 or ¨ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

December 16, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2013 or ? Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

October 29, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) x Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2013 OR ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-13176 NON-INVASIVE MONITO

October 29, 2013 EX-21.1

Exhibit 21.1

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

August 6, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - LIVE FILING

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2013 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840

August 6, 2013 EX-10.1

First Amendment dated July 31, 2013 to Promissory Note dated September 12, 2011 between the Company and Marie Wolf (incorporated by reference from Exhibit 10.1 to Form 8-K filed on August 6, 2013).

EX-10.1 EXHIBIT 10.1 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT (THE “FIRST AMENDMENT”) DATED JULY 31, 2013, SHALL AMEND THE PROMISSORY NOTE (THE “NOTE”) DATED AS OF SEPTEMBER 12, 2011 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND MARIE WOLF (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note which becam

August 6, 2013 EX-10.4

First Amendment dated July 31, 2013 to Promissory Note dated February 22, 2013 between the Company and Jane Hsiao (incorporated by reference from Exhibit 10.4 to Form 8-K filed on August 6, 2013).

EX-10.4 EXHIBIT 10.4 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT (THE “FIRST AMENDMENT”) DATED JULY 31, 2013, SHALL AMEND THE PROMISSORY NOTE (THE “NOTE”) DATED AS OF FEBRUARY 22, 2013 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND JANE HSIAO (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the Note which became

August 6, 2013 EX-10.2

First Amendment dated July 31, 2013 to Promissory Note dated September 12, 2011 between the Company and Frost Gamma Investments Trust (incorporated by reference from Exhibit 10.2 to Form 8-K filed on August 6, 2013).

EX-10.2 EXHIBIT 10.2 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT (THE “FIRST AMENDMENT”) DATED JULY 31, 2013, SHALL AMEND THE PROMISSORY NOTE (THE “NOTE”) DATED AS OF SEPTEMBER 12, 2011 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND FROST GAMMA INVESTMENTS TRUST (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to t

August 6, 2013 EX-10.3

First Amendment dated July 31, 2013 to Promissory Note dated May 30, 2012 between the Company and Hsu Gamma Investments, L.P. (incorporated by reference from Exhibit 10.3 to Form 8-K filed on August 6, 2013).

EX-10.3 EXHIBIT 10.3 FIRST AMENDMENT TO PROMISSORY NOTE THIS FIRST AMENDMENT (THE “FIRST AMENDMENT”) DATED JULY 31, 2013, SHALL AMEND THE PROMISSORY NOTE (THE “NOTE”) DATED AS OF MAY 30, 2012 AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “MAKER”) AND HSU GAMMA INVESTMENTS TRUST, L.P. (THE “PAYEE”) AS NOTED BELOW. RECITALS WHEREAS, Maker and Payee (collectively, the “Parties”) are parties to the

June 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended April 30, 2013 or ¨ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INVAS

April 10, 2013 EX-10.2

Fourth Amendment dated April 8, 2013 to Note and Security Agreement dated as of March 31, 2010 between Non-Invasive Monitoring Systems, Inc. and Frost Gamma Investment Trust and Hsu Gamma Investments, L.P. (incorporated by reference from Exhibit 10.2 to Form 8-K filed on April 10, 2013).

EX-10.2 EXHIBIT 10.2 FOURTH AMENDMENT TO NOTE AND SECURITY AGREEMENT THIS FOURT AMENDMENT (THE “FOURTH AMENDMENT”) DATED APRIL 8, 2013 TO THE NOTE AND SECURITY AGREEMENT (THE “AGREEMENT”) DATED AS OF MARCH 31, 2010, AND AS AMENDED ON MARCH 14, 2011 (THE “FIRST AMENDMENT”) JULY 29, 2011 (THE “SECOND AMENDMENT”) AND MAY 30, 2012 (THE “THIRD AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (TH

April 10, 2013 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - LIVE FILING

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 8, 2013 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840

April 10, 2013 EX-10.1

Form of Stock Purchase Agreements dated as of April 8, 2013 between the Company and the Investors named therein (Incorporated by reference from Exhibit 10.1 to Form 8-K filed on April 10, 2013).

EX-10.1 Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement is dated as of April 8, 2013 (this “Agreement”), between Non-Invasive Monitoring Systems, Inc., a Florida corporation (the “Company”), and the purchasers whose names and addresses are set forth on the signature pages hereto (individually, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, the Company desires to se

March 18, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended January 31, 2013 or ? Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

February 28, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 22, 2013 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-200

February 28, 2013 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Jane Hsiao dated February 22, 2013 (incorporated by reference from Exhibit 10.1 to Form 8-K filed on February 28, 2013).

EX-10.1 Exhibit 10.1 PROMISSORY NOTE $ 50,000.00 February 22, 2013 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Jane Hsiao of 4400 Biscayne Blvd., 15th Floor Miami, FL 33137 (“Payee”), at such place as may be designat

February 1, 2013 SC 13G/A

NIMU / Non-Invasive Monitoring Systems, Inc. / Rosenstock Richard J - AMENDMENT TO SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 655366508 (CUSIP Number) December 31

December 17, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Quarterly Period ended October 31, 2012 or ¨ Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the Transition Period from to Commission File Number 000-13176 NON-INV

October 29, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K (Mark One) x Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2012 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-13176 NON-INVASIVE MONITO

October 29, 2012 EX-21.1

Exhibit 21.1

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

June 14, 2012 EX-3.1

FLORIDA DEPARTMENT OF STATE Division of Corporations

EX-3.1 Exhibit 3.1 May 7, 2012 FLORIDA DEPARTMENT OF STATE Division of Corporations NON-INVASIVE MONITORING SYSTEMS, INC. 4400 BISCAYNE BLVD. MIAMI, FL 33137 Re: Document Number 681706 The Articles of Amendment to the Articles of Incorporation for NON-INVASIVE MONITORING SYSTEMS, INC., a Florida corporation, were filed on May 7, 2012. The certification requested is enclosed. To be official, the ce

June 14, 2012 EX-10.1

2011 Equity Incentive Plan (incorporated by reference from Exhibit 10.1 to Form 10-Q filed on June 14, 2012).

EX-10.1 Exhibit 10.1 NON-INVASIVE MONITORING SYSTEMS, INC. 2011 EQUITY INCENTIVE PLAN 1. DEFINITIONS The following terms shall have the following meanings unless the context indicates otherwise: 1.1. “Affiliate” and “Associate” shall have the respective meanings given to such terms under Rule 12b-2 under the Exchange Act. 1.2. “Award” shall mean either a Stock Option, an SAR, a Stock Award, a Stoc

June 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

June 5, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - LIVE FILING

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 30, 2012 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840

June 5, 2012 EX-10.1

Promissory Note of Non-Invasive Monitoring Systems, Inc. in favor of Hsu Gamma Investments, L.P. dated May 30, 2012 (incorporated by reference from Exhibit 10.1 to Form 8-K filed on June 5, 2012).

Exhibit 10.1 PROMISSORY NOTE $ 50,000.00 May 30, 2012 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Hsu Gamma Investments Trust, L.P., with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL 3

June 5, 2012 EX-10.2

Third Amendment dated May 30, 2012 to Note and Security Agreement dated as of March 31, 2010 between Non-Invasive Monitoring Systems, Inc. and Frost Gamma Investment Trust and Hsu Gamma Investments, L.P. (incorporated by reference from Exhibit 10.2 to Form 8-K filed on June 5, 2012).

EX-10.2 EXHIBIT 10.2 THIRD AMENDMENT TO NOTE AND SECURITY AGREEMENT THIS THIRD AMENDMENT (THE “THIRD AMENDMENT”) DATED MAY 30, 2012 TO THE NOTE AND SECURITY AGREEMENT (THE “AGREEMENT”) DATED AS OF MARCH 31, 2010, AND AS AMENDED ON MARCH 14, 2011 (THE “FIRST AMENDMENT”) AND JULY 29, 2011 (THE “SECOND AMENDMENT”) AMONG NON-INVASIVE MONITORING SYSTEMS, INC. (THE “BORROWER”) AND FROST GAMMA INVESTMENT

April 3, 2012 DEF 14C

- DEFINITIVE INFORMATION STATEMENT

Definitive Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 22, 2012 8-K

Submission of Matters to a Vote of Security Holders - LIVE FILING

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 16, 2012 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-200784

March 21, 2012 PRE 14C

- PRE 14C

PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement Non-Invasive Monitoring

March 16, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

March 7, 2012 SC 13D/A

NIMU / Non-Invasive Monitoring Systems, Inc. / FROST PHILLIP MD ET AL - SCHEDULE 13D/A Activist Investment

Schedule 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of issuer) Common Stock (Title of class of securities) 655366508 (CUSIP number) Phillip Frost, M.D. 4400 Biscayne Boulevard Miami, Florida 33137 Telephone: (305) 575-6015 (Name, address and telep

March 2, 2012 SC 13G

NIMU / Non-Invasive Monitoring Systems, Inc. / Rosenstock Richard J - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* NON-INVASIVE MONITORING SYSTEMS, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 655366508 (CUSIP Number) October 3, 2

March 1, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 htm44407.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2012 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or othe

December 15, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q (Mark One) þ Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

October 31, 2011 EX-21.1

Exhibit 21.1

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

October 31, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2011 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-13176 NON-INVASIVE MONITORING SYSTEMS, INC.

September 16, 2011 EX-10.1

Promissory Note Dated September 12, 2011 between the Company and Frost Gamma Investments Trust (incorporated by reference from Exhibit 10.1 to Form 8-K filed on September 16, 2011).

Exhibit 10.1 PROMISSORY NOTE $ 50,000.00 September 12, 2011 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (?Maker?), promises to pay to the order of Frost Gamma Investments Trust, with its principal place of business at 4400 Biscayne Blvd., 15th Floor Miami, FL

September 16, 2011 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 12, 2011 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-20

September 16, 2011 EX-10.2

Promissory Note Dated September 12, 2011 between the Company and Marie Wolf (incorporated by reference from Exhibit 10.2 to Form 8-K filed on September 16, 2011).

EX-10.2 Exhibit 10.2 PROMISSORY NOTE $ 50,000.00 September 12, 2011 Miami, FL FOR VALUE RECEIVED, the undersigned, Non-Invasive Monitoring Systems, Inc., a Florida corporation with its principal place of business at 4400 Biscayne Blvd., Miami, FL 33137 (“Maker”), promises to pay to the order of Marie Wolf, with an address of P.O. Box 150, New Vernon, NJ 07976 (“Payee”), at such place as may be des

August 4, 2011 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 29, 2011 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840

August 4, 2011 EX-10.1

Second Amendment Dated July 29, 2011 Note and Security Agreement dated as of March 31, 2010 between the Company and Frost Gamma Investments Trust and Hsu Gamma Investments, L.P. (incorporated by reference from Exhibit 10.1 to Form 8-K filed on August 04, 2011).

SECOND AMENDMENT TO NOTE AND SECURITY AGREEMENT THIS SECOND AMENDMENT (THE ?SECOND AMENDMENT?) DATED JULY 29, 2011 TO THE NOTE AND SECURITY AGREEMENT (THE ?AGREEMENT?) DATED AS OF MARCH 31, 2010, AND AS AMENDED ON MARCH 14, 2011 (THE ?FIRST AMENDMENT?) AMONG NON-INVASIVE MONITORING SYSTEMS, INC.

July 8, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 1, 2011 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.S. E

June 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

March 18, 2011 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 14, 2011 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.S.

March 18, 2011 EX-10.1

First Amendment Dated March 14, 2011 Note and Security Agreement dated as of March 31, 2010 between the Company and Frost Gamma Investments Trust and Hsu Gamma Investments, L.P. (incorporated by reference from Exhibit 10.1 to Form 8-K filed on March 18, 2011).

FIRST AMENDMENT TO NOTE AND SECURITY AGREEMENT THIS FIRST AMENDMENT (THE ?FIRST AMENDMENT?) DATED MARCH 14, 2011 TO THE NOTE AND SECURITY AGREEMENT (THE ?AGREEMENT?) DATED AS OF MARCH 31, 2010 AMONG NON-INVASIVE MONITORING SYSTEMS, INC.

March 17, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

February 2, 2011 CORRESP

Page 1 of 7

Correspondence February 1, 2011 Mr. Jeff Jaramillo, Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-3030 RE: SEC Comment Letter Dated January 19, 2011, File Number 000-13176 Dear Mr. Jaramillo: Non-Invasive Monitoring Systems, Inc. (“Company”, “NIMS”, “we”, “us” or “our”) is providing this letter in re

January 26, 2011 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Non-Invasive Monitoring Systems, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 20, 2011 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007

January 14, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 10, 2011 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.

December 15, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

November 29, 2010 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment No. 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment No.

October 29, 2010 EX-21.1

Exhibit 21.1

Exhibit 21.1 SUBSIDIARIES Name of Subsidiary State of Incorporation Name Under Which Subsidiary Is Doing Business Non-Invasive Monitoring Systems of Florida, Inc. Florida Non-Invasive Monitoring Systems of Florida, Inc. NIMS of Canada, Inc. Ontario, Canada NIMS of Canada, Inc.

October 29, 2010 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) þ Annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended July 31, 2010 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-13176 NON-INVASIVE MONITORING SYSTEMS, INC.

June 28, 2010 8-K

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 22, 2010 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.S.

June 14, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

April 6, 2010 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 31, 2010 Non-Invasive Monitoring Systems, Inc. (Exact name of registrant as specified in its charter) Florida 0-13176 59-2007840 (State or other jurisdiction (Commission (I.R.S.

April 6, 2010 EX-10.1

Note and Security Agreement dated as of March 31, 2010 between the Company and Frost Gamma Investments Trust and Hsu Gamma Investments, L.P. (incorporated by reference from Exhibit 10.1 to Form 8-K filed on April 6, 2010).

NOTE AND SECURITY AGREEMENT FOR VALUE RECEIVED, NON-INVASIVE MONITORING SYTEMS, INC.

March 17, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC.

March 17, 2010 EX-3.3

Articles of Amendment to Articles of Incorporation (Incorporated by Reference from Exhibit 3.3 to Form 10-Q filed on March 17, 2010)

Exhibit 3.3 March 15, 2010 FLORIDA DEPARTMENT OF STATE Division of Corporations NON-INVASIVE MONITORING SYSTEMS, INC. 4400 BISCAYNE BLVD. MIAMI, FL 33137 Re: Document Number 681706 The Articles of Amendment to the Articles of Incorporation for NON-INVASIVE MONITORING SYSTEMS, INC., a Florida corporation, were filed on March 12, 2010. The certification requested is enclosed. To be official, the cer

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