NISTF / Nippon Steel Corporation - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Nippon Steel Corporation
US ˙ OTCPK ˙ JP3381000003

Mga Batayang Estadistika
LEI 35380065QWQ4U2V3PA33
CIK 1140471
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nippon Steel Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
December 11, 2019 15F-15D

NISTF / Nippon Steel & Sumitomo Metal Corp 15F-15D - - FORM 15F

Form 15F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 11, 2019 EX-99.1

Nippon Steel Corporation to Terminate Reporting Obligations with the U.S. Securities and Exchange Commission

NIPPON STEEL CORPORATION to Terminate Reporting Obligations Exhibit 1.1 Nippon Steel Corporation to Terminate Reporting Obligations with the U.S. Securities and Exchange Commission Tokyo — Nippon Steel Corporation (“Nippon Steel”) (TOKYO: 5401) hereby announces that it intends to terminate its reporting obligations with the U.S. Securities and Exchange Commission (the “SEC”) under Section 15(d) of

November 18, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan

November 8, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan

November 1, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan

October 3, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan

September 9, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of September 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japa

August 9, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (

August 7, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (

August 1, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (

July 30, 2019 20-F/A

NISTF / Nippon Steel & Sumitomo Metal Corp 20-F/A - - FORM 20-F/A

FORM 20-F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A Amendment No.1 ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF T

July 16, 2019 EX-1.2

Regulations Relating to Shares of Nippon Steel Corporation (English translation)

Regulations Relating to Shares Exhibit 1.2 (TRANSLATION) October 1, 2012 REGULATIONS RELATING TO SHARES NIPPON STEEL CORPORATION REGULATIONS RELATING TO SHARES OF NIPPON STEEL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. (Purpose) Handling of shares of NIPPON STEEL CORPORATION (hereinafter the “Company”) including the procedures for exercising shareholders’ rights and other matters shall be

July 16, 2019 EX-1.3

Regulations of the Board of Directors of Nippon Steel Corporation (English translation)

EX-1.3 4 d771607dex13.htm REGULATIONS OF THE BOARD OF DIRECTORS Exhibit 1.3 (TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div. Article 1. (General Provisions) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concer

July 16, 2019 EX-13.1

The certifications required by Rule 13a-14(b) (17 CFR 240.13a-14(b)) or Rule 15d-14(b) (17 CFR 240.15d-14(b)) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350)

The certifications required by Rule 13a-14(b) or Rule 15d-14(b) Exhibit 13.1 CERTIFICATION Pursuant to 18 U.S.C. § 1350, the undersigned officer of Nippon Steel Corporation (the “Company”), hereby certifies, to such officer’s knowledge, that the Company’s Annual Report on Form 20-F for the year ended March 31, 2019 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d), as a

July 16, 2019 EX-12.2

The certifications required by Rule 13a-14(a) (17 CFR 240.13a-14(a)) or Rule 15d-14(a) (17 CFR 240.15d-14(a))

The certifications required by Rule 13a-14(a) or Rule 15d-14(a) Exhibit 12.2 CERTIFICATION I, Katsuhiro Miyamoto, certify that: 1. I have reviewed this Annual Report on Form 20-F of Nippon Steel Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta

July 16, 2019 EX-13.2

The certifications required by Rule 13a-14(b) (17 CFR 240.13a-14(b)) or Rule 15d-14(b) (17 CFR 240.15d-14(b)) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350)

The certifications required by Rule 13a-14(b) or Rule 15d-14(b) Exhibit 13.2 CERTIFICATION Pursuant to 18 U.S.C. § 1350, the undersigned officer of Nippon Steel Corporation (the “Company”), hereby certifies, to such officer’s knowledge, that the Company’s Annual Report on Form 20-F for the year ended March 31, 2019 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d), as a

July 16, 2019 EX-1.1

Articles of Incorporation of Nippon Steel Corporation (English translation)

Articles of Incorporation Exhibit 1.1 (TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL CORPORATION ARTICLES OF INCORPORATION OF NIPPON STEEL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. The name of the Company shall be Nippon Seitetsu Kabushiki Kaisha. It shall be written in English NIPPON STEEL CORPORATION. Article 2. The objects of the Company shall be to carry on the following busine

July 16, 2019 EX-12.1

The certifications required by Rule 13a-14(a) (17 CFR 240.13a-14(a)) or Rule 15d-14(a) (17 CFR 240.15d-14(a))

The certifications required by Rule 13a-14(a) or Rule 15d-14(a) Exhibit 12.1 CERTIFICATION I, Eiji Hashimoto, certify that: 1. I have reviewed this Annual Report on Form 20-F of Nippon Steel Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances

July 16, 2019 EX-1.4

Regulations of the Audit & Supervisory Board of Nippon Steel Corporation (English translation)

EX-1.4 5 d771607dex14.htm REGULATIONS OF THE AUDIT & SUPERVISORY BOARD Exhibit 1.4 (TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board Article 1. (Purpose) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the Audit & Supervisory Board shall be governed by t

July 16, 2019 20-F

NISTF / Nippon Steel & Sumitomo Metal Corp 20-F - - FORM 20-F

Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 27, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (Ad

June 26, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of June 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (Ad

May 28, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K - Current Report of Foreign Issuer - FORM 6-K

FORM 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (Add

May 9, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp 6-K Current Report of Foreign Issuer FORM 6-K

FORM 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (Add

April 25, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp FORM 6-K (Current Report of Foreign Issuer)

FORM 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2019 Commission File Number: 333-228135 NIPPON STEEL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-8071 Japan (A

March 29, 2019 424B3

AMERICAN DEPOSITARY RECEIPT AMERICAN DEPOSITARY SHARES SHARES OF COMMON STOCK NIPPON STEEL CORPORATION (Incorporated under the laws of Japan)

Filed pursuant to Rule 424(b)(3) Registration Statement on Form F-6 Registration No.

February 28, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp FORM 6-K (Current Report of Foreign Issuer)

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2019 Commission File Number: 333-228135 NIPPON STEEL & SUMITOMO METAL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tok

February 21, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp FORM 6-K (Current Report of Foreign Issuer)

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2019 Commission File Number: 333-228135 NIPPON STEEL & SUMITOMO METAL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tok

February 7, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp FORM 6-K (Current Report of Foreign Issuer)

FORM 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2019 Commission File Number: 333-228135 NIPPON STEEL & SUMITOMO METAL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Tok

January 18, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp FORM 6-K (Current Report of Foreign Issuer)

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2019 Commission File Number: 333-228135 NIPPON STEEL & SUMITOMO METAL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Toky

January 16, 2019 6-K

NISTF / Nippon Steel & Sumitomo Metal Corp FORM 6-K (Current Report of Foreign Issuer)

Form 6-K Table of Contents FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January 2019 Commission File Number: 333-228135 NIPPON STEEL & SUMITOMO METAL CORPORATION (Translation of registrant’s name into English) 6-1, Marunouchi 2-chome Chiyoda-ku, Toky

November 13, 2018 425

NISTF / Nippon Steel & Sumitomo Metal Corp 425 (Prospectus)

425 Filing under Rule 425 under the U.S. Securities Act of 1933 Filing by: Nippon Steel & Sumitomo Metal Corporation Subject Company: Nisshin Steel Co., Ltd. (SEC File No. 132-02821) [Translation] November 12, 2018 To Whom It May Concern, Listed Company’s Name: Nippon Steel & Sumitomo Metal Corporation Representative: Kosei Shindo, Representative Director and President (Code Number: 5401, First Se

November 13, 2018 424B3

Nippon Steel & Sumitomo Metal Corporation Exchange for Shares of Common Stock of Nisshin Steel Co., Ltd.

PROSPECTUS Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-228135 PROSPECTUS Nippon Steel & Sumitomo Metal Corporation Exchange for Shares of Common Stock of Nisshin Steel Co., Ltd. Our board of directors and the board of directors of Nisshin Steel Co., Ltd. (“Nisshin Steel”) have agreed to a share exchange between the two companies (the “Share Exchange”) under the Companie

November 8, 2018 CORRESP

NISTF / Nippon Steel & Sumitomo Metal Corp CORRESP

correspondence November 8, 2018 VIA EDGAR CORRESPONDENCE Division of Corporation Finance, Office of Manufacturing and Construction, U.

November 2, 2018 EX-3.2

Regulations Relating to Shares of Nippon Steel & Sumitomo Metal Corporation (English translation)

Regulations Relating to Shares Exhibit 3.2 (TRANSLATION) October 1, 2012 REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION REGULATIONS RELATING TO SHARES OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. (Purpose) Handling of shares of NIPPON STEEL & SUMITOMO METAL CORPORATION (hereinafter the “Company”) including the procedures for exercis

November 2, 2018 EX-3.4

Regulations of the Audit & Supervisory Board of Nippon Steel & Sumitomo Metal Corporation (English translation)

Regulations of the Audit & Supervisory Board Exhibit 3.4 (TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board Article 1. (Purpose) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the Audit & Supervisory Board shall be governed by these Regulations. Article

November 2, 2018 EX-99.1

Notice of convocation of Nisshin Steel Co., Ltd.’s general meeting of shareholders and attachments thereto (English translation)

Notice of convocation Exhibit 99.1 (TRANSLATION) [Please note that the following purports to be a translation from the Japanese original Notice of Convocation of the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. prepared only for the convenience of shareholders outside Japan with voting rights. Therefore, in the case of any discrepancy between this translation and the Ja

November 2, 2018 EX-3.1

Articles of Incorporation of Nippon Steel & Sumitomo Metal Corporation (English translation)

Articles of Incorporation Exhibit 3.1 (TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION ARTICLES OF INCORPORATION OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. The name of the Company shall be Shinnittetsu Sumikin Kabushiki Kaisha. It shall be written in English NIPPON STEEL & SUMITOMO METAL CORPORATION. Article 2. The objects

November 2, 2018 F-4

NISTF / Nippon Steel & Sumitomo Metal Corp FORM F-4

FORM F-4 Table of Contents As filed with the Securities and Exchange Commission on November 2, 2018 Registration No.

November 2, 2018 EX-99.2

Form of mail-in-ballot for Nisshin Steel Co., Ltd.’s general meeting of shareholders (English translation)

Form of mail-in-ballot Exhibit 99.2 (TRANSLATION) VOTING FORM To Nisshin Steel Co., Ltd. Number of voting rights: I hereby exercise my voting rights as indicated on the right (as indicated by circling “Approve” or “Disapprove”), with regards to the Item of Business at the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. (the “Company”) to be held on December 10, 2018 (inclu

November 2, 2018 EX-3.3

Regulations of the Board of Directors of Nippon Steel & Sumitomo Metal Corporation (English translation)

Regulations of the Board of Directors Exhibit 3.3 (TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div. Article 1. (General Provisions) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the

November 2, 2018 CORRESP

NISTF / Nippon Steel & Sumitomo Metal Corp CORRESP

correspondence August 29, 2018 Division of Corporation Finance, Office of Manufacturing and Construction, U.

November 2, 2018 CORRESP

NISTF / Nippon Steel & Sumitomo Metal Corp CORRESP

correspondence November 2, 2018 Division of Corporation Finance, Office of Manufacturing and Construction, U.

November 2, 2018 CORRESP

NISTF / Nippon Steel & Sumitomo Metal Corp CORRESP

correspondence October 15, 2018 Division of Corporation Finance, Office of Manufacturing and Construction, U.

November 2, 2018 CORRESP

NISTF / Nippon Steel & Sumitomo Metal Corp CORRESP

correspondence September 26, 2018 Division of Corporation Finance, Office of Manufacturing and Construction, U.

October 15, 2018 EX-99.2

(Cutting Line)

Form of mail-in-ballot Exhibit 99.2 (TRANSLATION) VOTING FORM To Nisshin Steel Co., Ltd. Number of voting rights: I hereby exercise my voting rights as indicated on the right (as indicated by circling “Approve” or “Disapprove”), with regards to the Item of Business at the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. (the “Company”) to be held on [●] [●], 2018 (including

October 15, 2018 EX-3.4

(TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board

Regulations of the Audit & Supervisory Board Exhibit 3.4 (TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board Article 1. (Purpose) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the Audit & Supervisory Board shall be governed by these Regulations. Article

October 15, 2018 EX-3.1

(TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION

Articles of Incorporation Exhibit 3.1 (TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION ARTICLES OF INCORPORATION OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. The name of the Company shall be Shinnittetsu Sumikin Kabushiki Kaisha. It shall be written in English NIPPON STEEL & SUMITOMO METAL CORPORATION. Article 2. The objects

October 15, 2018 DRSLTR

NISTF / Nippon Steel & Sumitomo Metal Corp DRSLTR

SEC Letter October 15, 2018 Division of Corporation Finance, Office of Manufacturing and Construction, U.

October 15, 2018 EX-99.1

NOTICE OF CONVOCATION OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS

Notice of convocation Exhibit 99.1 (TRANSLATION) [Please note that the following purports to be a translation from the Japanese original Notice of Convocation of the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. prepared only for the convenience of shareholders outside Japan with voting rights. Therefore, in the case of any discrepancy between this translation and the Ja

October 15, 2018 EX-3.3

(TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div.

Regulations of the Board of Directors Exhibit 3.3 (TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div. Article 1. (General Provisions) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the

October 15, 2018 EX-3.2

REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION

Regulations Relating to Shares Exhibit 3.2 (TRANSLATION) October 1, 2012 REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION REGULATIONS RELATING TO SHARES OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. (Purpose) Handling of shares of NIPPON STEEL & SUMITOMO METAL CORPORATION (hereinafter the “Company”) including the procedures for exercis

October 15, 2018 DRS/A

NISTF / Nippon Steel & Sumitomo Metal Corp DRS/A

Amendment No. 3 to Draft Registration Statement Table of Contents As confidentially submitted to the Securities and Exchange Commission on October 15, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SHINNITTETSU SUMIKIN KABUSHIKI KAISHA (Exact name of registrant as specified in its c

September 26, 2018 EX-3.4

(TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board

Regulations of the Audit & Supervisory Board Exhibit 3.4 (TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board Article 1. (Purpose) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the Audit & Supervisory Board shall be governed by these Regulations. Article

September 26, 2018 DRSLTR

NISTF / Nippon Steel & Sumitomo Metal Corp DRSLTR

SEC Letter September 26, 2018 Division of Corporation Finance, Office of Manufacturing and Construction, U.

September 26, 2018 EX-99.1

NOTICE OF CONVOCATION OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS

Notice of convocation Exhibit 99.1 (TRANSLATION) [Please note that the following purports to be a translation from the Japanese original Notice of Convocation of the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. prepared only for the convenience of shareholders outside Japan with voting rights. Therefore, in the case of any discrepancy between this translation and the Ja

September 26, 2018 EX-99.2

(Cutting Line)

Form of mail-in-ballot Exhibit 99.2 (TRANSLATION) VOTING FORM To Nisshin Steel Co., Ltd. Number of voting rights: I hereby exercise my voting rights as indicated on the right (as indicated by circling “Approve” or “Disapprove”), with regards to the Item of Business at the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. (the “Company”) to be held on [●] [●], 2018 (including

September 26, 2018 EX-3.2

REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION

Regulations Relating to Shares Exhibit 3.2 (TRANSLATION) October 1, 2012 REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION REGULATIONS RELATING TO SHARES OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. (Purpose) Handling of shares of NIPPON STEEL & SUMITOMO METAL CORPORATION (hereinafter the “Company”) including the procedures for exercis

September 26, 2018 EX-3.3

(TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div.

Regulations of the Board of Directors Exhibit 3.3 (TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div. Article 1. (General Provisions) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the

September 26, 2018 DRS/A

NISTF / Nippon Steel & Sumitomo Metal Corp DRS/A

Amendment No. 2 to Draft Registration Statement Table of Contents As confidentially submitted to the Securities and Exchange Commission on September 26, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SHINNITTETSU SUMIKIN KABUSHIKI KAISHA (Exact name of registrant as specified in its

September 26, 2018 EX-3.1

(TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION

Articles of Incorporation Exhibit 3.1 (TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION ARTICLES OF INCORPORATION OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. The name of the Company shall be Shinnittetsu Sumikin Kabushiki Kaisha. It shall be written in English NIPPON STEEL & SUMITOMO METAL CORPORATION. Article 2. The objects

August 29, 2018 EX-3.1

(TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION

Articles of Incorporation Exhibit 3.1 (TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION ARTICLES OF INCORPORATION OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. The name of the Company shall be Shinnittetsu Sumikin Kabushiki Kaisha. It shall be written in English NIPPON STEEL & SUMITOMO METAL CORPORATION. Article 2. The objects

August 29, 2018 EX-3.2

REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION

Regulations Relating to Shares Exhibit 3.2 (TRANSLATION) October 1, 2012 REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION REGULATIONS RELATING TO SHARES OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. (Purpose) Handling of shares of NIPPON STEEL & SUMITOMO METAL CORPORATION (hereinafter the “Company”) including the procedures for exercis

August 29, 2018 DRSLTR

NISTF / Nippon Steel & Sumitomo Metal Corp DRSLTR

SEC Letter August 29, 2018 Division of Corporation Finance, Office of Manufacturing and Construction, U.

August 29, 2018 EX-3.4

(TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board

Regulations of the Audit & Supervisory Board Exhibit 3.4 (TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board Article 1. (Purpose) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the Audit & Supervisory Board shall be governed by these Regulations. Article

August 29, 2018 EX-99.1

NOTICE OF CONVOCATION OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS

Notice of convocation Exhibit 99.1 (TRANSLATION) [Please note that the following purports to be a translation from the Japanese original Notice of Convocation of the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. prepared only for the convenience of shareholders outside Japan with voting rights. Therefore, in the case of any discrepancy between this translation and the Ja

August 29, 2018 EX-99.2

(Cutting Line)

Form of mail-in-ballot Exhibit 99.2 (TRANSLATION) VOTING FORM To Nisshin Steel Co., Ltd. Number of voting rights: I hereby exercise my voting rights as indicated on the right (as indicated by circling “Approve” or “Disapprove”), with regards to the Item of Business at the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. (the “Company”) to be held on [●] [●], 2018 (including

August 29, 2018 DRS/A

NISTF / Nippon Steel & Sumitomo Metal Corp DRS/A

Amendment No. 1 to Draft Registration Statement Table of Contents As confidentially submitted to the Securities and Exchange Commission on August 29, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SHINNITTETSU SUMIKIN KABUSHIKI KAISHA (Exact name of registrant as specified in its ch

August 29, 2018 EX-3.3

(TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div.

Regulations of the Board of Directors Exhibit 3.3 (TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div. Article 1. (General Provisions) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the

August 2, 2018 425

NISTF / Nippon Steel & Sumitomo Metal Corp 425 (Prospectus)

425 Filing under Rule 425 under the U.S. Securities Act of 1933 Filing by: Nippon Steel & Sumitomo Metal Corporation Subject Company: Nisshin Steel Co., Ltd. (SEC File No. 132-02821) August 2nd, 2018 Nippon Steel & Sumitomo Metal Corporation Nisshin Steel Co., Ltd. Nippon Steel & Sumikin Pipe Co., Ltd. Nippon Steel & Sumikin Stainless Steel Pipe Co., Ltd. Nisshin Stainless Steel Tubing Co., Ltd. E

August 2, 2018 425

NISTF / Nippon Steel & Sumitomo Metal Corp 425 (Prospectus)

425 Filing under Rule 425 under the U.S. Securities Act of 1933 Filing by: Nippon Steel & Sumitomo Metal Corporation Subject Company: Nisshin Steel Co., Ltd. (SEC File No. 132-02821) 5401: JP NSSMY: ADR (US) First Quarter FY2018 Earnings Summary August 2nd, 2018 Notes on this presentation material ‘NIPPON All volume STEEL figures & are SUMITOMO presented METAL in metric CORPORATION’ tons is abbrev

July 27, 2018 425

NISTF / Nippon Steel & Sumitomo Metal Corp 425 (Prospectus)

425 Filing under Rule 425 under the U.S. Securities Act of 1933 Filing by: Nippon Steel & Sumitomo Metal Corporation Subject Company: Nisshin Steel Co., Ltd. (SEC File No. 132-02821) Conference Call Regarding “Making Nisshin Steel Co., Ltd. a Wholly Owned Subsidiary of Nippon Steel & Sumitomo Metal Corporation and Integration of the Stainless Steel Sheet Business” (held on May 18, 2018) Summary of

July 27, 2018 425

NISTF / Nippon Steel & Sumitomo Metal Corp 425 (Prospectus)

425 1 d590218d425.htm 425 Filing under Rule 425 under the U.S. Securities Act of 1933 Filing by: Nippon Steel & Sumitomo Metal Corporation Subject Company: Nisshin Steel Co., Ltd. (SEC File No. 132-02821) Synergy effect approx. ¥10 bil./year Integrate & Enhance NSSMC Group’s Stainless Steel Sheet Business Special stainless steel sheet (partly) Business assumption Current investment ratio 51% + Add

July 9, 2018 DRS

NISTF / Nippon Steel & Sumitomo Metal Corp DRS

draft registration statement Table of Contents As confidentially submitted to the Securities and Exchange Commission on July 9, 2018 Registration No.

July 9, 2018 EX-99.1

NOTICE OF CONVOCATION OF THE EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS

Notice of convocation Exhibit 99.1 (TRANSLATION) [Please note that the following purports to be a translation from the Japanese original Notice of Convocation of the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. prepared only for the convenience of shareholders outside Japan with voting rights. Therefore, in the case of any discrepancy between this translation and the Ja

July 9, 2018 EX-3.4

(TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board

Regulations of the Audit & Supervisory Board Exhibit 3.4 (TRANSLATION) Basic Regulations REGULATIONS OF THE AUDIT & SUPERVISORY BOARD [Division/Department in Charge] Audit & Supervisory Board Article 1. (Purpose) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the Audit & Supervisory Board shall be governed by these Regulations. Article

July 9, 2018 EX-3.3

(TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div.

Regulations of the Board of Directors Exhibit 3.3 (TRANSLATION) Basic Regulations REGULATIONS OF THE BOARD OF DIRECTORS OF NIPPON STEEL & SUMITOMO METAL CORPORATION [Division/Department in Charge] General Administration Dept., General Administration Div. Article 1. (General Provisions) In addition to what is provided for in laws, ordinances or the Articles of Incorporation, matters concerning the

July 9, 2018 EX-3.2

REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION

EX-3.2 3 filename3.htm Exhibit 3.2 (TRANSLATION) October 1, 2012 REGULATIONS RELATING TO SHARES NIPPON STEEL & SUMITOMO METAL CORPORATION REGULATIONS RELATING TO SHARES OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. (Purpose) Handling of shares of NIPPON STEEL & SUMITOMO METAL CORPORATION (hereinafter the “Company”) including the procedures for exercising shar

July 9, 2018 EX-3.1

(TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION

EX-3.1 2 filename2.htm Exhibit 3.1 (TRANSLATION) ARTICLES OF INCORPORATION NIPPON STEEL & SUMITOMO METAL CORPORATION ARTICLES OF INCORPORATION OF NIPPON STEEL & SUMITOMO METAL CORPORATION CHAPTER I GENERAL PROVISIONS Article 1. The name of the Company shall be Shinnittetsu Sumikin Kabushiki Kaisha. It shall be written in English NIPPON STEEL & SUMITOMO METAL CORPORATION. Article 2. The objects of

July 9, 2018 EX-99.2

(Cutting Line)

Form of mail-in-ballot Exhibit 99.2 (TRANSLATION) VOTING FORM To Nisshin Steel Co., Ltd. Number of voting rights: I hereby exercise my voting rights as indicated on the right (as indicated by circling “Approve” or “Disapprove”), with regards to the Item of Business at the Extraordinary General Meeting of Shareholders of Nisshin Steel Co., Ltd. (the “Company”) to be held on [●] [●], 2018 (including

May 16, 2018 425

NISTF / Nippon Steel & Sumitomo Metal Corp 425 (Prospectus)

425 Filing under Rule 425 under the U.S. Securities Act of 1933 Filing by: Nippon Steel & Sumitomo Metal Corporation Subject Company: Nisshin Steel Co., Ltd. (SEC File No. 132- ) May 16, 2018 To Whom It May Concern, Listed Company’s Name: Nippon Steel & Sumitomo Metal Corporation Representative: Kosei Shindo, Representative Director and President (Code Number: 5401, First Section of the TSE, First

June 28, 2017 F-X/A

Nippon Steel & Sumitomo Metal FORM F-X/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X/A APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): NIPPON STEEL & SUMITOMO METAL CORPORATION B. (1) This is [check one] ☐ an original filing for the Filer ☒ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in ac

June 28, 2017 F-X/A

Nippon Steel & Sumitomo Metal FORM F-X/A

FORM F-X/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X/A APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): NIPPON STEEL & SUMITOMO METAL CORPORATION B. (1) This is [check one] ? an original filing for the Filer ? an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in

June 28, 2017 F-X/A

Nippon Steel & Sumitomo Metal FORM F-X/A

Form F-X/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X/A APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): NIPPON STEEL & SUMITOMO METAL CORPORATION B. (1) This is [check one] ? an original filing for the Filer ? an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in

June 28, 2017 F-X/A

Nippon Steel & Sumitomo Metal FORM F-X/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X/A APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): NIPPON STEEL & SUMITOMO METAL CORPORATION (formerly named NIPPON STEEL CORPORATION) B. (1) This is [check one] ☐ an original filing for the Filer ☒ an amended filing for the Filer (2) Check the following box if

June 14, 2016 SC 13G/A

PKX / POSCO / NIPPON STEEL & SUMITOMO METAL CORP - SCHEDULE 13G AMENDMENT NO.1 Passive Investment

SCHEDULE 13G AMENDMENT NO.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* POSCO (Name of Issuer) Common Stock (Title of Class of Securities) Y70750-11-5 (CUSIP Number) June 8, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

June 9, 2015 EX-3

Notice of the 114th Ordinary General Meeting of Shareholders

Notice of the 114th Ordinary General Meeting of Shareholders Exhibit 3 (TRANSLATION) (Securities code: 5657) June 9, 2015 To Our Shareholders 9-1, Marunouchi 1-chome, Chiyoda-ku, Tokyo Suzuki Metal Industry Co.

June 9, 2015 CB/A

Nippon Steel & Sumitomo Metal FORM CB (AMENDMENT NO. 1)

Form CB (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO.1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ? Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (I

June 5, 2015 EX-3

Notice of the 97th Ordinary General Meeting of Shareholders

Notice of the 97th Ordinary General Meeting of Shareholders Exhibit 3 (TRANSLATION) (Securities code: 1819) June 5, 2015 To Our Shareholders 5-2, Marunouchi 2-chome, Chiyoda-ku, Tokyo NIPPON STEEL & SUMIKIN TEXENG.

June 5, 2015 CB/A

Nippon Steel & Sumitomo Metal FORM CB (AMENDMENT NO. 1)

CB/A 1 d936592dcba.htm FORM CB (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO.1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange

April 28, 2015 CB

Nippon Steel & Sumitomo Metal FORM CB

CB 1 d902754dcb.htm FORM CB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Of

April 28, 2015 CB

Nippon Steel & Sumitomo Metal FORM CB

FORM CB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ? Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) ? Exchange Act

April 28, 2015 F-X

Nippon Steel & Sumitomo Metal FORM F-X

Form F-X UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): NIPPON STEEL & SUMITOMO METAL CORPORATION B. (1) This is [check one] x an original filing for the Filer ? an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in pape

April 28, 2015 EX-1

Announcement regarding Nippon Steel & Sumitomo Metal Corporation Making Suzuki Metal Industry Co., Ltd. its Wholly-Owned Subsidiary through a Share Exchange

Joint press release Exhibit 1 April 28, 2015 Listed Company Name Nippon Steel & Sumitomo Metal Corporation Representative Representative Director and President, Kosei Shindo (Code No.

April 28, 2015 EX-2

Notice of Change of the Number of Shares in a Unit of Shares, Share Consolidation, and Partial Amendment of Articles of Incorporation in Conjunction Therewith

Press release by Nippon Steel & Sumitomo Metal Corporation Exhibit 2 April 28, 2015 Company name: Nippon Steel & Sumitomo Metal Corporation Representative: Kosei Shindo, Representative Director and President (Code no.

April 28, 2015 F-X

Nippon Steel & Sumitomo Metal FORM F-X

Form F-X UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): NIPPON STEEL & SUMITOMO METAL CORPORATION B. (1) This is [check one] x an original filing for the Filer ? an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in pape

April 28, 2015 EX-2

Notice of Change of the Number of Shares in a Unit of Shares, Share Consolidation, and Partial Amendment of Articles of Incorporation in Conjunction Therewith

Press release by Nippon Steel & Sumitomo Metal Corporation Exhibit 2 April 28, 2015 Company name: Nippon Steel & Sumitomo Metal Corporation Representative: Kosei Shindo, Representative Director and President (Code no.

April 28, 2015 EX-1

Announcement regarding Nippon Steel & Sumitomo Metal Corporation Making NIPPON STEEL & SUMIKIN TEXENG. Co., Ltd. its Wholly-Owned Subsidiary through a Share Exchange

Joint press release Exhibit 1 April 28, 2015 Listed Company Name Nippon Steel & Sumitomo Metal Corporation Representative Representative Director and President, Kosei Shindo (Code No.

June 12, 2013 CB/A

- FORM CB (AMENDMENT NO. 1)

Form CB (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB (Amendment No. 1) TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (

June 12, 2013 EX-2

Notice of the 157th Ordinary General Meeting of Shareholders

Notice of the 157th Ordinary General Meeting of shareholders Exhibit 2 (TRANSLATION) Securities code: 5457 June 12, 2013 To Our Shareholders Renpei Nakanishi President and Representative Director SUMITOMO PIPE & TUBE CO.

April 26, 2013 EX-1

Announcement regarding Nippon Steel & Sumitomo Metal Corporation Making Sumitomo Pipe & Tube Co., Ltd. its Wholly-Owned Subsidiary, and regarding the Basic Agreement Concerning the Merger of Sumitomo Pipe & Tube Co., Ltd. and Nittetsu Steel Pipe Co.,

Announcement regarding Nippon Steel & Sumitomo Metal Corporation Exhibit 1 April 26, 2013 Nippon Steel & Sumitomo Metal Corporation Sumitomo Pipe & Tube Co.

April 26, 2013 CB

- FORM CB

FORM CB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) ¨ Exchange Act

April 26, 2013 F-X

- FORM F-X

FORM F-X UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): NIPPON STEEL & SUMITOMO METAL CORPORATION B. (1) This is [check one] x an original filing for the Filer ¨ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in pape

September 11, 2012 EX-99.(A)

TABLE OF CONTENTS

J.P.Morgan J.P.Morgan TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 Section 1. Certain Definitions (a) ADR Register 1 (b) ADRs; Direct Registration ADRs 1 (c) ADS 1 (d) Custodian 1 (e) Deliver, execute, issue et al. 1 (f) Delivery Order 1 (g) Deposited Securities 2 (h) Direct Registration System 2 (i) Holder 2 (j) Securities Act of 1933 2 (k) Securities Exchange Act of 1934 2 (l) Shares 2 (m) Transf

September 11, 2012 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 September 11, 2012

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 September 11, 2012 JPMorgan Chase Bank, N.

September 11, 2012 F-6

-

As filed with the U.S. Securities and Exchange Commission on September 11, 2012 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts SHIN NIPPON SEITETSU KABUSHIKI KAISHA (To be renamed SHINNITTETSU SUMIKIN KABUSHIKI KAISHA) (Exact name of issu

June 4, 2012 EX-99.6

Notice of the Annual General Shareholders’ Meeting for the 89th Period to be held in Osaka, Japan on June 26, 2012 Sumitomo Metal Industries, Ltd. Osaka, Japan Editor’s notes: 1. Please note that the official text of this document has been prepared i

Notice of the Annual General Shareholders' Meeting Exhibit 6 Notice of the Annual General Shareholders’ Meeting for the 89th Period to be held in Osaka, Japan on June 26, 2012 Sumitomo Metal Industries, Ltd.

June 4, 2012 EX-99.7

Report of the 89th Period (from April 1, 2011 to March 31, 2012)

Report of the 89th Period (Appendix to Notice of the Annual General Shareholders’ Meeting for the 89th Period) Exhibit 7 Report of the 89th Period (from April 1, 2011 to March 31, 2012) Business Report Consolidated Financial Statements - Consolidated Balance Sheet - Consolidated Statement of Operations - Consolidated Statement of Changes in Net Assets - Notes to the Consolidated Financial Statemen

June 4, 2012 CB/A

- FORM CB/A

Form CB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO. 3) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Of

June 4, 2012 EX-99.8

Sumitomo Metal Industries, Ltd.

EX-99.8 4 d360752dex998.htm 87TH TERM REPORT Exhibit 8 Attachment 4 : Supplement of Reference documents for the General Shareholders’ Meeting The Contents of the Financial Statements, etc. for the Most Recent Fiscal Year of Nippon Steel Corporation Sumitomo Metal Industries, Ltd. Nippon Steel Corporation 87th Term Report April 1, 2011 to March 31, 2012 Nippon Steel Corporation 6-1, Marunouchi 2-ch

April 27, 2012 CB/A

- FORM CB/A

CB/A 1 d338824dcba.htm FORM CB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO. 2) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(

April 27, 2012 EX-3

Execution of Final Agreement regarding Business Integration between Nippon Steel Corporation and Sumitomo Metal Industries, Ltd.

Execution of Final Agreement Exhibit 3 April 27, 2012 Nippon Steel Corporation Sumitomo Metal Industries, Ltd.

April 27, 2012 EX-4

Nippon Steel Announces an Amendment to its Articles of Incorporation Related to its Trade Name and Other Provisions

Nippon Steel Announces an Amendment Exhibit 4 April 27, 2012 Nippon Steel Corporation Representative: Shoji Muneoka, President and Representative Director Code Number: 5401 Media Contact: Kazumasa Shinkai, Head of Department, General Administration Dept.

March 2, 2012 EX-2

Nippon Steel and Sumitomo Metals name the CEO and COO of Nippon Steel & Sumitomo Metal Corporation

Nippon Steel and Sumitomo Metals name the CEO and COO Exhibit 2 March 2, 2012 Nippon Steel Corporation Sumitomo Metal Industries, Ltd.

March 2, 2012 CB/A

- FORM CB/A

Form CB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM (AMENDMENT NO. 1) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ¨ Securities Act Rule 802 (Exchange Offer) x Exchange Act Rule 13e-4(h)(8) (Issuer Tender Of

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