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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Navios Maritime Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33311 NAVIOS MARITIME HOLDINGS INC. (Exact name of registrant as specifi |
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| February 8, 2024 |
NM / Navios Maritime Holdings, Inc. / Beryl Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock (Title of Class of Securities) Y62197119 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33311 Issuer: Navios Maritime Holdings Inc. Exchange: New York Stock Exchange LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is lis |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33311 Issuer: Navios Maritime Holdings Inc. Exchange: New York Stock Exchange LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is lis |
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| January 11, 2024 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: January 10, 2024 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Off |
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| January 11, 2024 |
SC 13D/A 1 d681493dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 10)* Under the Securities Exchange Act of 1934 Navios Maritime Partners L.P. (Name of Issuer) Common Units, representing limited partner interests (Title of Class of Securities) Y62267409 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Offi |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33311 NAVIOS MARITIME HOLDINGS INC. (Exact name of registrant as specifi |
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| December 15, 2023 |
NM / Navios Maritime Holdings, Inc. / Frangou Angeliki - SC 13D/A Activist Investment SC 13D/A 1 d602088dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 20)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. N Shipmanagement Acquisition Corp. 85 Ak |
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| December 14, 2023 |
As filed with the Securities and Exchange Commission on December 14, 2023 As filed with the Securities and Exchange Commission on December 14, 2023 Registration Nos. |
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| December 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 14, 2023 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principa |
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| December 14, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 14, 2023 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Of |
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| December 14, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 26, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Navios Maritime Holdings Inc. (Name of the Issuer) Navios Maritime Holdings Inc. N Logistics Holdings Corporation N Shipmanagement Acquisition Corp. Angeliki Frangou (Names of Persons Filing Statement) C |
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| December 14, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 26, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 14, 2023 |
Exhibit 99.1 Navios Maritime Holdings Inc. Announces Completion of Acquisition by N Logistics Holdings Corporation GRAND CAYMAN, Cayman Islands and PIRAEUS, Greece, December 14, 2023 — Navios Maritime Holdings Inc. (the “Company”) (NYSE: NM) and N Logistics Holdings Corporation (“NLHC”), a company affiliated with the Company’s Chairwoman and Chief Executive Officer, Angeliki Frangou, announced tod |
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| November 30, 2023 |
NM / Navios Maritime Holdings, Inc. / Beryl Capital Management LLC Passive Investment SC 13G 1 nm13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock (Title of Class of Securities) Y62197119 (CUSIP Number) November 20, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| November 13, 2023 |
EX-99.(c)(5) Exhibit (c)(5) Project Navigation Presentation to the Special Committee of the Board of Directors of Navios Maritime Holdings Inc. October 22, 2023 / Confidential Jefferies LLC Member SIPC The information provided in this document, including valuation discussions, represents the views of Jefferies Investment Banking. There is no assurance that the views expressed herein will be consis |
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| November 13, 2023 |
EX-99.(c)(4) Exhibit (c)(4) Project Navigation Presentation to the Special Committee of the Board of Directors of Navios Maritime Holdings Inc. October 20, 2023 / Confidential Jefferies LLC Member SIPC The information provided in this document, including valuation discussions, represents the views of Jefferies Investment Banking. There is no assurance that the views expressed herein will be consis |
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| November 13, 2023 |
EX-99.(c)(2) Exhibit (c)(2) Project Navigation Presentation to the Special Committee of the Board of Directors of Navios Maritime Holdings Inc. October 4, 2023 / Confidential Jefferies LLC Member SIPC The information provided in this document, including valuation discussions, represents the views of Jefferies Investment Banking. There is no assurance that the views expressed herein will be consist |
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| November 13, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Table 1 – Transaction Valuation Transaction Valuation Fee Rate Amount of Filing Fee Fees to Be Paid $52,044,306. |
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| November 13, 2023 |
NOTICE OF SPECIAL MEETING OF STOCKHOLDERS EX-99.(a)(1) Exhibit (a)-(1) November 13, 2023 LETTER TO THE STOCKHOLDERS OF NAVIOS MARITIME HOLDINGS INC. FROM THE CHAIRMAN OF THE SPECIAL COMMITTEE: Dear Stockholders of Navios Maritime Holdings Inc.: You are cordially invited to attend a special meeting (including any adjournments or postponements thereof, the “Special Meeting”) of the stockholders of Navios Maritime Holdings Inc. (the “Company |
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| November 13, 2023 |
SC 13E3 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 13, 2023 |
EX-99.(c)(3) Exhibit (c)(3) Project Navigation Presentation to the Special Committee of the Board of Directors of Navios Maritime Holdings Inc. October 11, 2023 / Confidential Jefferies LLC Member SIPC The information provided in this document, including valuation discussions, represents the views of Jefferies Investment Banking. There is no assurance that the views expressed herein will be consis |
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| November 13, 2023 |
EX-99.(a)(4) Exhibit a-4 YOUR VOTE IS IMPORTANT. PLEASE VOTE TODAY. Vote by Internet – QUICK EASY IMMEDIATE – 24 Hours a Day, 7 Days a Week or by Mail NAVIOS MARITIME HOLDINGS INC. Your Mobile or Internet vote authorizes the named proxies to vote your shares in the same manner as if you marked, signed and returned your proxy card by mail. Votes submitted electronically over the Internet must be re |
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| October 31, 2023 |
NM / Navios Maritime Holdings, Inc. / Natural Selection Fund I, LP - JOINT FILING AGREEMENT EX-1 2 starkelex1.htm JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joi |
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| October 31, 2023 |
NM / Navios Maritime Holdings, Inc. / Natural Selection Fund I, LP - 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* NAVIOS MARITIME HOLDINGS INC. (Name of Issuer) Common Stock (Title of Class of Securities) Y62197119 (CUSIP Number) Beau H. Starkel with a copy to Jason D. Benson Natural Selection Fund I, LP McGrath North Mullin 15361 Orchard Avenue & Kratz, PC LLO Omaha, |
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| October 24, 2023 |
AMENDMENT NO. 1 TO THE CONVERTIBLE DEBENTURE EX-4.1 Exhibit 4.1 AMENDMENT NO. 1 TO THE CONVERTIBLE DEBENTURE This Amendment No. 1 (this “Amendment No. 1”), dated October 22, 2023, to the Convertible Debenture (the “Convertible Debenture”), dated January 3, 2022, by and between Navios Maritime Holdings Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”) and N Shipmanagement Acquisition Corp. |
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| October 24, 2023 |
EX-99.1 Exhibit 99.1 Navios Maritime Holdings Inc. Announces Definitive Merger Agreement Shareholders to Receive $2.28 Per Common Share in Cash GRAND CAYMAN, Cayman Islands and PIRAEUS, Greece, October 23, 2023 — Navios Maritime Holdings Inc. (the “Company”) (NYSE: NM) and N Logistics Holdings Corporation (“NLHC”), a company controlled by the Company’s Chairwoman and Chief Executive Officer, Angel |
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| October 24, 2023 |
EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among N LOGISTICS HOLDINGS CORPORATION, NAVIGATION MERGER SUB INC., NAVIOS MARITIME HOLDINGS INC., and, solely for the purposes of Sections 5.01(c), 7.02(c) and 10.06(d), N SHIPMANAGEMENT ACQUISITION CORP. Dated as of October 22, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 5 Section 1.01 Certain Defined Terms 5 Sectio |
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| October 24, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: October 22, 2023 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executiv |
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| October 24, 2023 |
NM / Navios Maritime Holdings, Inc. / Frangou Angeliki - SC 13D/A Activist Investment SC 13D/A 1 d511612dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 19)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. N Shipmanagement Acquisition Corp. 85 Ak |
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| September 13, 2023 |
NM / Navios Maritime Holdings, Inc. / Frangou Angeliki - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 18)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. N Shipmanagement Acquisition Corp. 85 Akti Miaouli Street, Piraeus, Gr |
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| September 13, 2023 |
EX-99.5 Exhibit 99.5 September 13, 2023 Board of Directors Navios Maritime Holdings Inc. Strathvale House, 90 N Church Street P.O. Box 309, Grand Cayman KY1-1104 Cayman Islands Dear Directors, On behalf of N Shipmanagement Acquisition Corp. (the “Offeror”), we are pleased to propose a transaction pursuant to which Navios Maritime Holdings Inc. (the “Company”) would be merged with an affiliate of t |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: September 7, 2023 -12-31 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive |
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| June 6, 2023 |
Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: June 6, 2023 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Of |
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| March 28, 2023 |
EX-13.2 Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. § 1350 AS ADOPTED PURSUANT TO § 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Navios Maritime Holdings Inc. (the “Company”) for the annual period ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Georgios Akhn |
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| March 28, 2023 |
EX-12.2 Exhibit 12.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Georgios Akhniotis, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
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| March 28, 2023 |
EX-12.1 Exhibit 12.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Angeliki Frangou, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| March 28, 2023 |
Consent of PricewaterhouseCoopers S.A.(filed herewith). Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-202141 and 333-222002) of Navios Maritime Holdings Inc. of our report dated March 27, 2023 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in this Form 20 |
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| March 28, 2023 |
EX-13.1 Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. § 1350 AS ADOPTED PURSUANT TO § 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Navios Maritime Holdings Inc. (the “Company”) for the annual period ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Angeliki Fran |
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| March 28, 2023 |
Consent of Ernst & Young (Hellas) Certified Auditors Accountants S.A. (filed herewith). EX-15.2 8 d460704dex152.htm EX-15.2 Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: (a) Registration Statement (Form S-8 No. 333-202141) of Navios Maritime Holdings Inc. and (b) Registration Statement (Form S-8 No. 333-222002) of Navios Maritime Holdings Inc. of our reports dated March 24, |
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| December 21, 2022 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 21, 2022 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Of |
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| December 12, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 12, 2022 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principa |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: November 17, 2022 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Office |
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| October 24, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferr |
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| October 24, 2022 |
Exhibit (a)(5)(C) NAVIOS MARITIME HOLDINGS INC. ANNOUNCES RESULTS OF THE TENDER OFFER FOR ITS SERIES G AND SERIES H AMERICAN DEPOSITARY SHARES GRAND CAYMAN, Cayman Islands, October 24, 2022 ? Navios Maritime Holdings Inc. (?Navios Holdings? or the ?Company?) (NYSE: NM), announced today the final results of its previously announced tender offer (the ?Offer?) to purchase up to $20 million consisting |
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| October 13, 2022 |
EX-(a)(5)(B) Exhibit (a)(5)(B) NAVIOS MARITIME HOLDINGS INC. EXTENDS $20 MILLION TENDER OFFER FOR ITS SERIES G AND SERIES H AMERICAN DEPOSITARY SHARES UNTIL MIDNIGHT ON OCTOBER 21, 2022 GRAND CAYMAN, Cayman Islands, October 13, 2022 — Navios Maritime Holdings Inc. (“Navios Holdings”, the “Company” or “we”) (NYSE: NM), announced today that it is extending the expiration date of its tender offer (th |
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| October 13, 2022 |
SC TO-I/A 1 d388610dsctoia.htm SC TO-I/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) American Depositary Shares, each representing 1/100th of a Share of 8.75% Series |
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| September 29, 2022 |
Table of Contents Exhibit (a)(1)(D) NAVIOS MARITIME HOLDINGS INC. OFFER TO PURCHASE FOR AN AGGREGATE OF APPROXIMATELY $20,000,000 CONSISTING OF UP TO 300,000 AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.75% SERIES G CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK AND UP TO 1,000,000 AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.625% SERIES H CUMULAT |
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| September 29, 2022 |
VIA EDGAR September 29, 2022 Mr. David Plattner Office of Mergers and Acquisitions U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Navios Maritime Holdings Inc. Schedule TO-I filed September 14, 2022 File No. 005-80980 Dear Mr. Plattner: On behalf of Navios Maritime Holdings Inc. (the ?Company? or ?Navios?), we respectfully subm |
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| September 29, 2022 |
Exhibit (a)(1)(F) NAVIOS MARITIME HOLDINGS INC. OFFER TO PURCHASE FOR AN AGGREGATE OF APPROXIMATELY $20,000,000 CONSISTING OF UP TO 300,000 of the AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.75% SERIES G CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK AND UP TO 1,000,000 of the AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.625% SERIES H CUMULATIVE |
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| September 29, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferr |
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| September 29, 2022 |
Exhibit (a)(1)(E) NAVIOS MARITIME HOLDINGS INC. OFFER TO PURCHASE FOR AN AGGREGATE OF APPROXIMATELY $20,000,000 CONSISTING OF UP TO 300,000 AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.75% SERIES G CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK AND UP TO 1,000,000 AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.625% SERIES H CUMULATIVE REDEEMABLE PER |
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| September 14, 2022 |
Exhibit 107 CALCULATION OF FILING FEES TABLE Table 1: Transaction Valuation SC TO-I (Form Type) Navios Maritime Holdings Inc. Transaction Value Fee Rate Amount of Filing Fee Fees to be Paid $20,000,000.00 0.0000927 $1,854.00 Fees Previously Paid - Total Transaction Value $20,000,000.00 Total Fees Due for Filing $1,854.00 Total Fees Previously Paid - Total Fee Offsets - Net Fees Due $1,854.00 |
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| September 14, 2022 |
Table of Contents Exhibit (a)(1)(A) NAVIOS MARITIME HOLDINGS INC. OFFER TO PURCHASE UP TO $20,000,000 OF THE AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.75% SERIES G CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK AND THE AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.625% SERIES H CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK FOR CASH CUSIP No. C |
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| September 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferred Stock, par valu |
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| September 14, 2022 |
Exhibit (a)(1)(B) NAVIOS MARITIME HOLDINGS INC. OFFER TO PURCHASE UP TO $20,000,000 OF THE AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.75% SERIES G CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK AND THE AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.625% SERIES H CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK FOR CASH THE OFFER AND WITHDRAWAL RIGH |
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| September 14, 2022 |
Exhibit (a)(1)(C) NAVIOS MARITIME HOLDINGS INC. OFFER TO PURCHASE UP TO $20,000,000 OF THE AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.75% SERIES G CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK AND THE AMERICAN DEPOSITARY SHARES, EACH REPRESENTING 1/100TH OF A SHARE OF 8.625% SERIES H CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK FOR CASH THE OFFER AND WITHDRAWAL RIGH |
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| September 14, 2022 |
Exhibit (a)(5)(A) NAVIOS MARITIME HOLDINGS INC. LAUNCHES $20 MILLION TENDER OFFER FOR ITS SERIES G AND SERIES H AMERICAN DEPOSITARY SHARES GRAND CAYMAN, Cayman Islands, September 14, 2022 ? Navios Maritime Holdings Inc. (?Navios Holdings? or the ?Company?) (NYSE: NM), announced today that it commenced a tender offer to purchase up to $20 million of the outstanding Series G and Series H (as defined |
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| September 13, 2022 |
NM / Navios Maritime Holdings Inc. / Frangou Angeliki - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. N Shipmanagement Acquisition Corp. 85 Akti Miaouli Street, Piraeus, Gr |
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| September 13, 2022 |
Exhibit 99.1 ?BARECON 2001? STANDARD BAREBOAT CHARTER PART1 1. Shipbroker BIMCO STANDARD BAREBOAT CHARTER CODE NAME : ?BARECON 2001? ITOCHU CORPORATION TOKBR Section, 5-1, Kita-Aoyama 2-chome, Minato-ku, Tokyo, 107-8077, Japan PART I 2. Place and date In New York, U.S. XXth XXXX, 2022 3. Owners / Place of business (Cl. 1) 4. Bareboat Charterers / Place of business (Cl. 1) Bright Carrier S.A. Trust |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: September 13, 2022 -12-31 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executiv |
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| August 5, 2022 |
NM / Navios Maritime Holdings Inc. / Frangou Angeliki - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. Secretary Navios Shipmanagement Holdings Corporation 85 Akti Miaouli S |
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| July 27, 2022 |
Navios Maritime Holdings Inc. Announces the Sale of its 36-Vessel Drybulk Fleet Exhibit 99.1 Navios Maritime Holdings Inc. Announces the Sale of its 36-Vessel Drybulk Fleet GRAND CAYMAN, Cayman Islands, July 27, 2022 ? Navios Maritime Holdings Inc. (?Navios Holdings? or the ?Company?) (NYSE: NM), announced today a definitive agreement providing for the sale of its 36-vessel drybulk fleet for an aggregate consideration of approximately $835.0 million consisting of cash and the |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: July 27, 2022 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Offices) I |
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| July 8, 2022 |
NM / Navios Maritime Holdings Inc. / Frangou Angeliki - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 15)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. Secretary Navios Shipmanagement Holdings Corporation 85 Akti Miaouli Street, Pi |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: May 27, 2022 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Offices) In |
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| April 14, 2022 |
Consent of Ernst & Young (Hellas) Certified Auditors Accountants S.A. (filed herewith). Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: (a) Registration Statement (Form S-8 No. 333-147186) of Navios Maritime Holdings Inc. ; (b) Registration Statement (Form S-8 No. 333-202141) of Navios Maritime Holdings Inc ; and (c) Registration Statement (Form S-8 No. 333-222002) of Navios M |
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| April 14, 2022 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. ? 1350 AS ADOPTED PURSUANT TO ? 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Navios Maritime Holdings Inc. (the ?Company?) for the annual period ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Georgios Akhniotis, t |
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| April 14, 2022 |
EX-12.1 Exhibit 12.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Angeliki Frangou, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
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| April 14, 2022 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. ? 1350 AS ADOPTED PURSUANT TO ? 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Navios Maritime Holdings Inc. (the ?Company?) for the annual period ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Angeliki Frangou, the |
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| April 14, 2022 |
Exhibit 15.3 INDEX Page NAVIOS MARITIME PARTNERS L.P. REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM?ERNST YOUNG (HELLAS) CERTIFIED AUDITORS ACCOUNTANTS S.A. (PCAOB ID 1457) F-2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ? PRICEWATERHOUSECOOPERS S.A. (PCAOB ID 1387) F-4 CONSOLIDATED BALANCE SHEETS AT DECEMBER 31, 2021 AND 2020 F-5 CONSOLIDATED STATEMENTS OF OPERATIONS FOR EAC |
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| April 14, 2022 |
Consent of PricewaterhouseCoopers S.A (filed herewith). Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-147186, 333-202141 and 333-222002) of Navios Maritime Holdings Inc. of our report dated April 13, 2022 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in |
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| April 14, 2022 |
EX-12.2 Exhibit 12.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Georgios Akhniotis, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc. (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| April 14, 2022 |
Exhibit 4.32 1. Shipbroker ITOCHU CORPORATION TOKBR Section, 5-1, Kita-Aoyama 2-chome, Minato-ku, Tokyo, 107-8077, Japan BIMCO STANDARD BAREBOAT CHARTER CODE NAME : ?BARECON 2001? PART I 2, Place and date In New York, U.S. 21? February, 2022 3. Owners / Place of business (Cl. 1) Kotobukl Kaiun Co., Ltd. / Yutoku Kinkai kisen Co., Ltd. / Kotobuki Shipping Corporation, S.A. 4, Bareboat Charterers / |
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| April 7, 2022 |
NM / Navios Maritime Holdings Inc. / Frangou Angeliki - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. Secretary Navios Shipmanagement Holdings Corporation 85 Akti Miaouli Street, Pi |
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| January 10, 2022 |
Exhibit 99.1 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN ISSUED OR SOLD TO THE HOLDER HEREOF IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY |
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| January 10, 2022 |
Exhibit 99.2 CERTIFICATE OF DESIGNATION, PREFERENCES AND RIGHTS OF SERIES I NON-ECONOMIC PREFERRED STOCK OF NAVIOS MARITIME HOLDINGS INC. (Pursuant to Section 35(5) of the Business Corporations Act of the Associations Law of the Republic of the Marshall Islands) The undersigned, Ms. Angeliki Frangou and Ms. Vasiliki Papaefthymiou, do hereby certify: 1. That they are the duly elected and acting Chi |
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| January 10, 2022 |
NM / Navios Maritime Holdings Inc. / Frangou Angeliki - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Vasiliki Papaefthymiou, Esq. Secretary Navios Shipmanagement Holdings Corporation 85 Akti Miaouli S |
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| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 21, 2021 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Office |
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| December 15, 2021 |
PART II “BARECON 2001” Standard Bareboat Charter Exhibit 99.7 ?BARECON 2001? STANDARD BAREBOAT CHARTER PART1 1.??Shipbroker BIMCO STANDARD BAREBOAT CHARTER CODE NAME : ?BARECON 2001? ITOCHU CORPORATION TOKBR Section, 5-1, Kita-Aoyama 2-chome, Minato-ku, Tokyo, 107-8077, Japan PART I 2.??Place and date In New York, U.S. 30th November, 2021 3.??Owners / Place of business (Cl. 1) 4.??Bareboat Charterers / Place of business (Cl. 1) K.T.M. Corporatio |
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| December 15, 2021 |
“BARECON 2001” Standard Bareboat Charter PART II Exhibit 99.8 1.??Shipbroker Not Applicable THE BALTIC AND INTERNATIONAL MARITIME COUNCIL(BIMCO) STANDARD BAREBOAT CHARTER CODE NAME: ?BARECON 2001? PART I 2.??Place and date at [Place] on [date] 3.??Owners/Place of business (Cl.1) ASL NAVIGATION S.A. 53rd E Street, Urbanizacion Marbella, MMG Tower, 16th Floor, Panama, Republic of Panama 4.??Bareboat charterers(Charterers)/Place of business (Cl.1) |
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| December 15, 2021 |
Exhibit 99.1 DATED 29 August 2019 as amended and restated on 13 December 2021 NAVIOS MARITIME HOLDINGS INC. as borrower and NAVIOS SHIPMANAGEMENT HOLDINGS CORPORATION as lender SECURED LOAN AGREEMENT for a loan of up to USD127,632,195 in one or more advances Index Clause Page 1 Purpose and definitions 1 2 The Lender?s Commitment, Loan and Use of Proceeds 12 3 Interest 13 4 Repayment and prepayment |
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| December 15, 2021 |
PART II “BARECON 2001” Standard Bareboat Charter Exhibit 99.9 ?BARECON 2001? STANDARD BAREBOAT CHARTER PART 1 1. Shipbroker ITOCHU CORPORATION TOKBR Section, 5-1, Kita-Aoyama 2-chome, Minato-ku, Tokyo, 107-8077, Japan BIMCO STANDARD BAREBOAT CHARTER CODE NAME : ?BARECON 2001? PART I 2. Place and date In New York, U.S. XX XXXXX, 2021 3. Owners / Place of business (Cl. 1) Juno Marine Corp., Paseo Del Mar and Pacific Avenues Coasta del Este, MMG To |
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| December 15, 2021 |
Exhibit 99.2 DATED 29 June 2021 as amended and restated on November 2021 NAVIOS MARITIME HOLDINGS INC. as borrower and NAVIOS SHIPMANAGEMENT HOLDINGS CORPORATION as lender SECURED LOAN AGREEMENT for a loan of up to USD135,000,000 in one or more advances Index Clause Page 1 Purpose and definitions 1 2 The Lender?s Commitment, Loan and Use of Proceeds 12 3 Interest 14 4 Repayment and prepayment 15 5 |
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| December 15, 2021 |
Exhibit 99.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN ISSUED OR SOLD TO THE HOLDER HEREOF IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY |
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| December 15, 2021 |
PART II “BARECON 2001” Standard Bareboat Charter Exhibit 99.6 ?BARECON 2001? STANDARD BAREBOAT CHARTER PART1 1.??Shipbroker ITOCHU CORPORATION TOKBR Section, 5-1, Kita-Aoyama 2-chome, Minato-ku, Tokyo, 107-8077, Japan BIMCO STANDARD BAREBOAT CHARTER CODE NAME : ?BARECON 2001? PART I 2.??Place and date In New York, U.S. XXth December, 2021 3.??Owners / Place of business (Cl. 1) 4.??Bareboat Charterers / Place of business (Cl. 1) Batanagar Shippin |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 15, 2021 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Offices |
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| December 15, 2021 |
Exhibit 99.4 Dated 14 December 2021 KLEIMAR NV WHITE NARCISSUS MARINE S.A. FAITH MARINE LTD. RED ROSE SHIPPING CORP. JASMINE SHIPPING CORPORATION and MOONSTONE SHIPPING CORPORATION as joint and several Borrowers and THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders and HAMBURG COMMERCIAL BANK AG as Agent, Mandated Lead Arranger and Security Trustee LOAN AGREEMENT relating to a s |
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| December 15, 2021 |
Exhibit 99.5 Dated 13 December 2021 DUCALE MARINE INC. KLEIMAR NV OPAL SHIPPING CORPORATION IRIS SHIPPING CORPORATION HIGHBIRD MANAGEMENT INC. CORSAIR SHIPPING LTD. as joint and several Borrowers and THE BANKS AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders and CR?DIT AGRICOLE CORPORATE AND INVESTMENT BANK BNP PARIBAS as Bookrunners and Arrangers and CR?DIT AGRICOLE CORPORATE AND INVEST |
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| December 14, 2021 |
6-K 1 d241138d6k.htm 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 14, 2021 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Isl |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: November 17, 2021 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Office |
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| October 26, 2021 |
NMM / Navios Maritime Partners L.P. / Navios Maritime Holdings Inc. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 9)* Under the Securities Exchange Act of 1934 Navios Maritime Partners L.P. (Name of Issuer) Common Units, representing limited partner interests (Title of Class of Securities) Y62267409 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 M |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Final Amendment (Amendment No. 18)* Under the Securities Exchange Act of 1934 Navios Maritime Acquisition Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62159143 (CUSIP Number) Attn: Vasiliki Papaefthymiou, Esq. Secretary 7 Avenue de Grande Bretagne, Office |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: September 10, 2021 -12-31 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executiv |
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| September 7, 2021 |
Amendment No. 17 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 17)* Under the Securities Exchange Act of 1934 Navios Maritime Acquisition Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) Y62159143 (CUSIP Number) Vasiliki Papaefthymiou, Esq. Executive Vice President - Legal Navios Mariti |
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| July 26, 2021 |
Navios Maritime Holdings Inc. Announces Redemption of $100.0 Million of 11.25% Senior Secured Notes due 2022 GRAND CAYMAN, Cayman Islands, July 26, 2021 ? Navios Maritime Holdings Inc. (?Navios Holdings? or the ?Company?) (NYSE: NM), a global seaborne shipping and logistics company, announced that on July 23, 2021, the Company completed the redemption of an aggregate principal amount of $100,000,0 |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: July 26, 2021 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Offices) In |
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| July 13, 2021 |
Navios Maritime Holdings Inc. Common Shares Table of Contents Filed pursuant to Rule 424 (b)(3) File No. 333-257606 PROSPECTUS Navios Maritime Holdings Inc. Common Shares This prospectus relates to the resale, from time to time, of up to 9,301,542 common shares of Navios Maritime Holdings Inc., which we refer to herein as the Company or Navios Holdings, being offered by Grimaud Ventures S.A., an affiliate of the Company, which we refer to h |
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| July 9, 2021 |
NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands July 9, 2021 VIA EDGAR Liz Packebusch Division of Corporation Finance Office of Energy & Transportation United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 RE: Navios Maritime Holdings Inc. Registration Statement on Form F-1 Filed July 1 |
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| July 1, 2021 |
As filed with the Securities and Exchange Commission on July 1, 2021 Table of Contents As filed with the Securities and Exchange Commission on July 1, 2021 No. |
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| June 30, 2021 |
EX-99.1 2 d193576dex991.htm EX-99.1 Exhibit 99.1 EIGHTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of June 29, 2021, is entered into by and among Navios Maritime Holdings Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), Navios Maritime Finance II (US) Inc., a corporation organized under the laws of the State of Delaware (“N |
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| June 30, 2021 |
Exhibit 99.3 Private and Confidential Date June 30, 2021 NAVIOS MARITIME HOLDINGS INC. as Borrower and GRIMAUD VENTURES S.A. as Lender SUPPLEMENTAL AGREEMENT in relation to a Loan Agreement dated 30th April 2019 for a term loan facility of up to USD70,000,000 (as amended, novated or supplemented from time to time) INCE PIRAEUS Index Clause Page No 1 INTERPRETATION 1 2 AGREEMENT OF THE LENDER 1 3 C |
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| June 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: June 30, 2021 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Offices) In |
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| June 30, 2021 |
Exhibit 99.2 Private and Confidential DATED 29 June 2021 NAVIOS MARITIME HOLDINGS INC. as borrower and NAVIOS SHIPMANAGEMENT HOLDINGS CORPORATION as lender SECURED LOAN AGREEMENT for a loan of up to USD115,000,000 in two advances THIS AGREEMENT is dated 29 June 2021 and made BETWEEN: (1) NAVIOS MARITIME HOLDINGS INC. as Borrower; and (2) NAVIOS SHIPMANAGEMENT HOLDINGS CORPORATION as Lender. IT IS |
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| June 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: June 14, 2021 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. Strathvale House, 90 N Church Street, P.O. Box 309, Grand Cayman, KY1-1104 Cayman Islands (Address of Principal Executive Offices) I |
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| April 29, 2021 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Navios Maritime Holdings Inc. (the ?Company?) does hereby certify, to such offi |
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| April 29, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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| April 29, 2021 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. Exhibit 12.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, George Achniotis, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| April 29, 2021 |
Amended and Restated Bylaws of Navios Maritime Holdings Inc. EX-1.2 2 d153558dex12.htm EX-1.2 Exhibit 1.2 AMENDED AND RESTATED BYLAWS OF NAVIOS MARITIME HOLDINGS INC. ARTICLE I OFFICES 1.1 Registered Office. The registered office of Navios Maritime Holdings Inc. (the “Corporation”) in the Republic of Marshall Islands shall be established and maintained at Trust Company Complex, Ajeltake Island, P.O. Box 1405, Majuro, Marshall Islands, MH 96960, and Trust Co |
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| April 29, 2021 |
Consent of PricewaterhouseCoopers S.A. EX-15.1 8 d153558dex151.htm EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-147186, 333-202141 and 333-222002) of Navios Maritime Holdings Inc. of our report dated April 29, 2021 relating to the financial statements and the effectiveness of internal control over fi |
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| April 29, 2021 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. EX-12.1 Exhibit 12.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Angeliki Frangou, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 29, 2021 |
Exhibit 2.19 DESCRIPTION OF THE RIGHTS OF EACH CLASS OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT The following summary is a brief description of the securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?) of Navios Maritime Holdings Inc., a Marshall Islands corporation. Unless the context requires otherwise, references to ?we |
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| April 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 8)* Under the Securities Exchange Act of 1934 Navios Maritime Partners L.P. (Name of Issuer) Common Units, representing limited partner interests (Title of Class of Securities) Y62267409 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (011) |
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| December 22, 2020 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 22, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by c |
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| December 8, 2020 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 8, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by ch |
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| November 17, 2020 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: November 17, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by c |
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| November 17, 2020 |
EX-10.2 Exhibit 10.2 SEVENTH SUPPLEMENTAL INDENTURE Seventh Supplemental Indenture (this “Supplemental Indenture”), dated as of November 17, 2020, by and among Navios Maritime Holdings, Inc., a Marshall Islands corporation (the “Company”) and Navios Maritime Finance II (US) Inc., a Delaware corporation (“Navios Finance” and together with the Company, the “Co-Issuers”), the guarantors party hereto |
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| November 17, 2020 |
ELEVENTH SUPPLEMENTAL INDENTURE EX-10.1 Exhibit 10.1 ELEVENTH SUPPLEMENTAL INDENTURE Eleventh Supplemental Indenture (this “Supplemental Indenture”), dated as of November 17, 2020, by and among Navios Maritime Holdings, Inc., a Marshall Islands corporation (the “Company”) and Navios Maritime Finance II (US) Inc., a Delaware corporation (“Navios Finance” and together with the Company, the “Co-Issuers”), the guarantors party heret |
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| November 16, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: November 16, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate |
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| October 1, 2020 |
EX-99.1 Exhibit 99.1 CONSENT AGREEMENT This CONSENT AGREEMENT (including all exhibits and/or schedules hereto, this “Agreement”) dated as of October 1, 2020 is made by and among (i) the undersigned beneficial holders, or investment advisors, sub advisors or managers of discretionary accounts for the beneficial holders, of the Notes (as defined below; each such signatory, an “Initial Consenting Not |
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| October 1, 2020 |
EX-99.2 Exhibit 99.2 SIXTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of October 1, 2020, is entered into by and among Navios Maritime Holdings Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), Navios Maritime Finance II (US) Inc., a corporation organized under the laws of the State of Delaware (“Navios Finance” and, togethe |
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| October 1, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: October 1, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate b |
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| October 1, 2020 |
EX-99.3 Exhibit 99.3 [ ] SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of [ ], 2020, is entered into by and among Navios Maritime Holdings Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), Navios Maritime Finance II (US) Inc., a corporation organized under the laws of the State of Delaware (“Navios Finance” and, together with t |
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| September 11, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: September 11, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicat |
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| July 13, 2020 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: July 10, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by check |
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| July 13, 2020 |
EX-10.2 Exhibit 10.2 THIS DEED OF ASSIGNMENT AND ASSUMPTION is dated 24 June, 2020 and made between: (1) NAVIOS SOUTH AMERICAN LOGISTICS INC., a company incorporated in the Marshall Islands and having its registered office at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (the Assignor); (2) GRIMAUD VENTURES S.A., a company incorporated in the Marshall Isl |
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| July 13, 2020 |
EX-10.1 Exhibit 10.1 Exhibit A From: Navios Maritime Holdings Inc. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco To: Navios South American Logistics Inc. Trust Company Complex Ajeltake Road , Ajeltake Island Majuro, Marshall Islands, MH96960 Re. Letter Agreement Dear Sirs, 24 April, 2020 Loan agreement dated 25 Apri12019 (the “Loan Agreement”) in respect of a loan of USD 70 |
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| July 13, 2020 |
EX-10.3 Exhibit 10.3 From: Navios Maritime Holdings Inc. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco To: Grimaud Ventures S.A Trust Company Complex Ajeltake Road , Ajeltake Island Majuro, Marshall Islands, MH96960 June 25, 2020 Dear Sirs, Loan agreement dated 25 April 2019, as amended, supplemented or assigned from time to time (the “Loan Agreement”), in respect of a loan |
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| June 12, 2020 |
EX-4.46 Exhibit 4.46 Private and Confidential DATED 03 June 2020 NAVIOS MARITIME HOLDINGS INC. as borrower and NAVIOS SHIPMANAGEMENT HOLDINGS CORPORATION as lender SECURED LOAN AGREEMENT for a loan of up to USD50,000,000 in multiple advances Index Clause Page 1 Purpose and definitions 2 2 The Lender’s Commitment, Loan and Use of Proceeds 12 3 Interest 13 4 Repayment and prepayment 14 5 Expenses 15 |
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| June 12, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: June 12, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by |
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| April 21, 2020 |
EX-4.44 Exhibit 4.44 FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of April 18, 2019, among Navios Maritime Holdings Inc., a Marshall Islands corporation, (the “Company”) and Wilmington Trust, National Association, as trustee under the Indenture referred to below (the “Trustee”). All capitalized terms not defined herein shall have the meanings ascribed to them in the |
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| April 21, 2020 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. EX-12.1 Exhibit 12.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Angeliki Frangou, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 21, 2020 |
Consent of PricewaterhouseCoopers S.A. EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-147186, 333-202141 and 333-222002) of Navios Maritime Holdings Inc. of our report dated April 21, 2020 relating to the consolidated financial statements and the effectiveness of internal control over financial reporti |
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| April 21, 2020 |
EX-2.17 Exhibit 2.17 DESCRIPTION OF THE RIGHTS OF EACH CLASS OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT The following summary is a brief description of the securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) of Navios Maritime Holdings Inc., a Marshall Islands corporation. Unless the context requires otherwise, reference |
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| April 21, 2020 |
EX-13.1 Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Navios Maritime Holdings Inc. (the “Company”) does hereby certify, to s |
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| April 21, 2020 |
EX-4.45 Exhibit 4.45 SHAREHOLDERS’ AGREEMENT THIS SHAREHOLDERS’ AGREEMENT (this “Agreement”) is made as of the 19th day of November, 2019 (the “Effective Date”), by and among Navios South American Logistics Inc., a Marshall Islands corporation (the “Company”), Navios Maritime Holdings Inc. (“Navios Holdings”) and Peers Business S.A. (“Peers”). Each of Navios Holdings and Peers is herein referred t |
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| April 21, 2020 |
EX-4.38 Exhibit 4.38 Private and Confidential DATED 25 April 2019 NAVIOS MARITIME HOLDINGS INC. (1) as borrower and NAVIOS SOUTH AMERICAN LOGISTICS INC. (2) as lender LOAN AGREEMENT in respect of a loan of up to USD50,000,000 in up to ten Advances 1 Index Clause Page 1 Purpose and definitions 3 2 The lender’s commitment, loan and use of proceeds 15 3 Interest 16 4 Repayment and prepayment 18 5 Fee |
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| April 21, 2020 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. EX-12.2 Exhibit 12.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, George Achniotis, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 21, 2020 |
EX-4.43 Exhibit 4.43 NAVIOS MARITIME HOLDINGS INC. as the Issuer, and Wilmington Trust, National Association, as Trustee INDENTURE Dated as of March 21, 2019 9.75% Senior Notes due 2024 Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939 Trust Indenture Act Sections Indenture Sections § 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) 7.10 (a)(4) |
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| April 21, 2020 |
EX-4.41 Exhibit 4.41 ‘BARECON 2001” STANDARD BAREBOAT CHARTER PART1 1. Shlpbrol |
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| April 21, 2020 |
EX-4.39 Exhibit 4.39 Private and Confidential Date December 02, 2019 NAVIOS MARITIME HOLDINGS INC. as Borrower and NAVIOS SOUTH AMERICAN LOGISTICS INC. as Lender SUPPLEMENTAL AGREEMENT in relation to a Loan Agreement dated 25th April 2019 for a term loan facility of up to USD50,000,000 INCE PIRAEUS Index Clause Page No 1 INTERPRETATION 1 2 AGREEMENT OF THE LENDER 1 3 CONDITIONS PRECEDENT 1 4 REPRE |
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| April 21, 2020 |
EX-4.40 Exhibit 4.40 ‘BARECON 2001” STANDARD BAREBOAT CHARTER PART1 1, Shipbroker BIMCO STANDARD BAREBOAT CHARTER CODE NAME : “BARECON 2001” Mitsui & CO.L TD PART I 2. Place and date lilillil!l November 2019 :zr 3. Owners I Place of business (CI. 1) 4. Bareboat Charterers I Place of business {CJ. 1} Anchor Trans lnc. Vernazza Shlptrada lnc. Panama City, Republic of Panama guaranteed by Elfuku Trus |
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| January 16, 2020 |
NM / Navios Maritime Holdings, Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: January 16, 2020 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by ch |
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| December 13, 2019 |
NM / Navios Maritime Holdings, Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 18, 2019 |
NM / Navios Maritime Holdings, Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: November 18, 2019 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate |
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| September 12, 2019 |
NM / Navios Maritime Holdings, Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 9, 2019 |
SCHEDULE 13D AMENDMENT NO. 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) Y62197119 (CUSIP Number) Navios Maritime Holdings Inc. Attn: Vasiliki Papaefthymiou 7 Avenue de Grande |
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| September 5, 2019 |
EX-99.2 Exhibit 99.2 Execution Copy MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT is made effective the 29th day of August, 2019 by and between NAVIOS MARITIME HOLDINGS INC., a corporation duly organized and existing under the laws of the Marshall Islands with address in 7 Avenue de Grande Bretagne, Office 11B2, Monte Carlo, MC 98000, Monaco (“NM”) and Navios Shipmanagement Inc., a company duly o |
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| September 5, 2019 |
EX-99.6 Exhibit 99.6 Execution Copy CONFIDENTIAL PURCHASE AGREEMENT This Purchase Agreement (this “Agreement”) is entered into as of August 30, 2019, by and among N Shipmanagement Acquisition Corp., a corporation duly organized and existing under the laws of the Marshall Islands (the “Holdings Buyer”), Alegria Shiptrade Co., a corporation duly organized and existing under the laws of the Marshall |
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| September 5, 2019 |
EX-99.5 Exhibit 99.5 EXECUTION VERSION Private and Confidential DATED 29 August 2019 NAVIOS MARITIME HOLDINGS INC. as borrower and NAVIOS SHIPMANAGEMENT HOLDINGS CORPORATION as lender SECURED LOAN AGREEMENT for a loan of USD 125,000,0001 1 Subject to adjustment as provided in clause 2.2 of this Agreement. Index Clause Page 1 Purpose and definitions 3 2 The Lender’s Commitment, Loan and Use of Proc |
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| September 5, 2019 |
EX-99.4 Exhibit 99.4 EXECUTION COPY CONFIDENTIAL CONTRIBUTION AGREEMENT This Contribution Agreement (this “Agreement”) is entered into as of August 29, 2019, by and between Navios Shipmanagement Holdings Corporation, a corporation duly organized and existing under the laws of the Marshall Islands (the “Company”), Navios Shipmanagement Inc., Navios Tankers Management Inc. Navios Containers Manageme |
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| September 5, 2019 |
NM / Navios Maritime Holdings, Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: September 4, 2019 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate |
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| September 5, 2019 |
ADMINISTRATIVE SERVICES AGREEMENT EX-99.3 Exhibit 99.3 Execution Copy ADMINISTRATIVE SERVICES AGREEMENT THIS ADMINISTRATIVE SERVICES AGREEMENT is made effective the 29th day of August, 2019 by and between NAVIOS MARITIME HOLDINGS INC., a corporation duly organized and existing under the laws of the Marshall Islands with its registered office at Trust Company Complex, Ajeltake Island, Ajeltake Road, Majuro, Marshall Islands MH96960 |
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| September 5, 2019 |
EX-99.1 Exhibit 99.1 Press Release Navios Maritime Holdings Inc. Announces Sale of Ship Management for $20.0 Million and a Five-Year Services Agreement 08/30/19 MONACO, Aug. 30, 2019 (GLOBE NEWSWIRE) — Navios Maritime Holdings Inc. (the “Company”) (NYSE: NM), today announced that it sold its ship management division and certain general partnership interests (the “Transaction”) to N Shipmanagement |
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| September 5, 2019 |
Amendment No. 16 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 16)* Under the Securities Exchange Act of 1934 Navios Maritime Acquisition Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) Y62159143 (CUSIP Number) Attn: Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Monte |
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| September 5, 2019 |
Amendment No. 7 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 7)* Under the Securities Exchange Act of 1934 Navios Maritime Partners L.P. (Name of Issuer) Common Units, representing limited partner interests (Title of Class of Securities) Y62267409 (CUSIP Number) Attn: Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 1 |
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| August 13, 2019 |
NNA / Navios Maritime Acquisition Corp. CORRESP - - CORRESP August 13, 2018 Via EDGAR Transmission United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| July 22, 2019 |
NNA / Navios Maritime Acquisition Corp. CORRESP - - CORRESP July 22, 2019 Via EDGAR Transmission United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 13, 2019 |
NM / Navios Maritime Holdings, Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 3, 2019 |
NM / Navios Maritime Holdings, Inc. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: June 3, 2019 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by check |
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| June 3, 2019 |
EX-99.1 Exhibit 99.1 NAVIOS MARITIME HOLDINGS INC. ANNOUNCES PROPOSED PRIVATE DEBT OFFERING RELATING TO NAVIOS SOUTH AMERICAN LOGISTICS INC. MONACO, June 3, 2019 (GLOBE NEWSWIRE) — Navios Maritime Holdings Inc. (“Navios Holdings” or “the Company”) (NYSE:NM), a global, vertically integrated seaborne shipping and logistics company, today announced that Corporacion Navios Sociedad Anonima (“CNSA”), w |
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| May 24, 2019 |
Amendment No. 15 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 15)* Under the Securities Exchange Act of 1934 Navios Maritime Acquisition Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) Y62159 143 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Monte Carl |
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| May 24, 2019 |
Amendment No. 6 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6)* Under the Securities Exchange Act of 1934 Navios Maritime Partners L.P. (Name of Issuer) Common Units, representing limited partner interests (Title of Class of Securities) Y62267102 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Mo |
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| April 26, 2019 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. EX-12.1 Exhibit 12.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Angeliki Frangou, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 26, 2019 |
EX-13.1 Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Navios Maritime Holdings Inc. (the “Company”) does hereby certify, to s |
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| April 26, 2019 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. EX-12.2 Exhibit 12.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, George Achniotis, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 26, 2019 |
NM / Navios Maritime Holdings, Inc. 20-F 20-F 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2019 |
Consent of PricewaterhouseCoopers S.A. EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-147186, 333-202141 and 333-222002) of Navios Maritime Holdings Inc. of our report dated April 26, 2019 relating to the financial statements and the effectiveness of internal control over financial reporting, which app |
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| April 17, 2019 |
NM / Navios Maritime Holdings, Inc. AMENDMENT NO. 8 TO SCHEDULE TO SC TO-I/A 1 d727299dsctoia.htm AMENDMENT NO. 8 TO SCHEDULE TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 8 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Deposit |
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| April 15, 2019 |
Navios Maritime Holdings Inc. Announces Preliminary Results of the Series G ADS Exchange Offer EX-99.(A)(5)(G) 2 d670229dex99a5g.htm EX-99.(A)(5)(G) Exhibit (A)(5)(G) Navios Maritime Holdings Inc. Announces Preliminary Results of the Series G ADS Exchange Offer MONACO, April 15, 2019—Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) today announced the preliminary results of its previously launched exchange offer (the “Series G ADS Exchange Offer”) to exchange cash and/or n |
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| April 15, 2019 |
NM / Navios Maritime Holdings, Inc. AMENDMENT NO. 7 TO SCHEDULE TO SC TO-I/A 1 d670229dsctoia.htm AMENDMENT NO. 7 TO SCHEDULE TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 7 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Deposit |
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| April 1, 2019 |
NM / Navios Maritime Holdings, Inc. AMENDMENT NO. 6 TO SCHEDULE TO SC TO-I/A 1 d729191dsctoia.htm AMENDMENT NO. 6 TO SCHEDULE TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 6 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Deposit |
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| April 1, 2019 |
EX-(a)(5)(F) Exhibit (a)(5)(F) Navios Maritime Holdings Inc. Announces Increase in Consideration and Extension of Time under the Series G ADS Exchange Offer and Consent Solicitation MONACO, April 1, 2019—Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) previously launched an exchange offer (the “Series G ADS Exchange Offer”) and consent solicitation (collectively, the “Series G A |
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| April 1, 2019 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| March 18, 2019 |
EX-99.(a)(5)(E) EXHIBIT (a)(5)(E) Navios Maritime Holdings Inc. Announces Increased Consideration for the Series G ADS Exchange Offer And Expiration of Series H ADS Exchange Offer Monaco, March 18, 2019 — Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) today announced (i) amendments to the Company’s previously announced exchange offer for cash and/or Notes (defined below) for Am |
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| March 18, 2019 |
NM / Navios Maritime Holdings, Inc. AMENDMENT NO. 5 TO SCHEDULE TO SC TO-I/A 1 d678994dsctoia.htm AMENDMENT NO. 5 TO SCHEDULE TO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Deposit |
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| March 18, 2019 |
424B3 Table of Contents PROSPECTUS Navios Maritime Holdings Inc. OFFER TO EXCHANGE Cash and/or 9.75% Senior Notes Due 2024 For 946,100 American Depositary Shares, Each Representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferred Stock AND SERIES G ADS CONSENT SOLICITATION STATEMENT To Adopt The Series G Proposed Amended and Restated Certificate of Designation Title o |
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| March 8, 2019 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k) EX-99.1 2 d698767dex991.htm EX1 Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k) Each of the undersigned is individually eligible to use the Schedule 13D to which this Exhibit is attached. The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D sha |
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| March 8, 2019 |
Amendment No. 14 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 14)* Under the Securities Exchange Act of 1934 Navios Maritime Acquisition Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) Y62159 143 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Monte Carl |
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| March 4, 2019 |
NM / Navios Maritime Holdings, Inc. SCHEDULE TO (AMENDMENT NO. 4) SC TO-I/A 1 d715498dsctoia.htm SCHEDULE TO (AMENDMENT NO. 4) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Deposita |
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| March 4, 2019 |
EX-99.(a)(5)(D) EXHIBIT (a)(5)(D) Navios Maritime Holdings Inc. Announces Increase in Consideration and Extension of Time Under Exchange Offer for Series G ADSs and Series H ADSs Monaco, March 4, 2019 — Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) today announced that, as of March 1, 2019, there were 705,391 Series G ADSs and 1,062,573 Series H ADSs validly tendered for cash |
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| March 4, 2019 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| February 19, 2019 |
EX-4.1 Exhibit 4.1 STOCKHOLDERS RIGHTS AGREEMENT This Stockholders Rights Agreement (this “Rights Agreement”) is made and entered into as of February 19, 2019, by and between Navios Maritime Holdings Inc., a Marshall Islands corporation (the “Company”), and Continental Stock Transfer & Trust Company, as Rights Agent (the “Rights Agent”). WHEREAS, the Company was previously party to a Stockholders |
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| February 19, 2019 |
NM / Navios Maritime Holdings, Inc. 8-A12B 8-A12B 1 d699760d8a12b.htm 8-A12B SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For registration of certain classes of securities pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 NAVIOS MARITIME HOLDINGS INC. (Exact name of the Registrant as specified in its charter) Republic of Marshall Islands 98-0384348 (State of incorporation or organization) (I.R. |
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| February 19, 2019 |
NM / Navios Maritime Holdings, Inc. SCHEDULE TO (AMENDMENT NO. 3) SC TO-I/A 1 d710296dsctoia.htm SCHEDULE TO (AMENDMENT NO. 3) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Deposita |
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| February 19, 2019 |
Navios Maritime Holdings Inc. Extends Time Period Under Exchange Offer and Waives Minimum Condition EX-99.(A)(5)(C) 2 d710296dex99a5c.htm EX-99.(A)(5)(C) Exhibit (a)(5)(c) Navios Maritime Holdings Inc. Extends Time Period Under Exchange Offer and Waives Minimum Condition MONACO, February 19, 2019— Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) today announced that, in connection with its exchange offer and consent solicitation (the “Exchange Offer”) to exchange cash and/or ne |
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| February 19, 2019 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| February 4, 2019 |
NM / Navios Maritime Holdings, Inc. SC TO-I/A SC TO-I/A 1 d661784dsctoia.htm SC TO-I/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Depositary Shares, each repr |
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| February 4, 2019 |
EX-99.(a)(5)(B) Exhibit (a)(5)(B) Navios Maritime Holdings Inc. Announces Increase in Consideration and Extension of Time Under Exchange Offer MONACO, February 4, 2019—Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) previously launched an exchange offer and consent solicitation (the “Exchange Offer”) to exchange cash and/or newly issued 9.75% Senior Notes due 2024 (the “Notes”) |
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| February 4, 2019 |
EX-99.(G) 3 d661784dex99g.htm EX-99.(G) Exhibit (g) SOLICITING DEALER FORM Offer to Exchange and Consent Solicitation Relating to American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferred Stock (the “Series G ADSs”) CUSIP: 63938Y 100 and American Depositary Shares, each representing 1/100th of a Share of 8.625% Series H Cumulative |
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| February 4, 2019 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| January 25, 2019 |
NM / Navios Maritime Holdings, Inc. SC TO-I/A SC TO-I/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Depositary Shares, each representing 1/100th of a Share of |
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| January 11, 2019 |
Form of Notice of Guaranteed Delivery* Notice of Guaranteed Delivery Exhibit 99.3 NOTICE OF GUARANTEED DELIVERY NAVIOS MARITIME HOLDINGS INC. EXCHANGE OFFER Cash and/or 9.75% Senior Notes due 2024 For 946,100 American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferred Stock and 1,907,600 American Depositary Shares, each representing 1/100th of a Share of 8.625% Series H C |
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| January 11, 2019 |
NM / Navios Maritime Holdings, Inc. F-4/A F-4/A Table of Contents As filed with the Securities and Exchange Commission on January 11, 2019 No. |
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| December 28, 2018 |
EX-1.1 2 d676959dex11.htm EX-1.1 Exhibit 1.1 Amendment to the Amended and Restated Articles of Incorporation of Navios Maritime Holdings Inc. ARTICLES OF AMENDMENT OF THE AMENDED AND RESTATED ARTICLES OF INCORPORATION OF NAVIOS MARITIME HOLDINGS, INC. UNDER SECTION 90 OF THE BUSINESS CORPORATIONS ACT I, Angeliki Frangou, Chief Executive Officer of Navios Maritime Holdings Inc., a corporation incor |
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| December 28, 2018 |
NM / Navios Maritime Holdings, Inc. 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 28, 2018 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by c |
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| December 21, 2018 |
NM / Navios Maritime Holdings, Inc. SC TO-I SC TO-I 1 d660827dsctoi.htm SC TO-I SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Navios Maritime Holdings Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) (Title of Class of Securities) (CUSIP No.) American Depositary Shares, each representing 1/100th of a Sh |
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| December 21, 2018 |
Navios Maritime Holdings Inc. Preferred Stock Exchange Offer and Consent Solicitation EX-99.(a)(5) Exhibit (a)(5) Navios Maritime Holdings Inc. Launches Preferred Stock Exchange Offer and Consent Solicitation MONACO, Dec. 21, 2018—Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) (NYSE:NM) announced today that it commenced an offer to exchange cash and/or newly issued 9.75% Senior Notes due 2024 (the “Notes”) for approximately 66 2/3% of each of the outstanding Ser |
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| December 21, 2018 |
Form F-4 Table of Contents As filed with the Securities and Exchange Commission on December 21, 2018 No. |
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| December 21, 2018 |
EX-4.18 EXHIBIT 4.18 NAVIOS MARITIME HOLDINGS INC. as the Issuer, and Wilmington Trust, National Association, as Trustee INDENTURE Dated as of [●], [●] $[●] 9.75% Senior Notes due 2024 Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939 Trust Indenture Act Sections Indenture Sections § 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) 7.10 (a)(4) |
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| December 21, 2018 |
Form of Notice of Guaranteed Delivery** Notice of Guaranteed Delivery Exhibit 99.3 NOTICE OF GUARANTEED DELIVERY NAVIOS MARITIME HOLDINGS INC. EXCHANGE OFFER Cash and/or 9.75% Senior Notes due 2024 For 946,100 American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferred Stock and 1,907,600 American Depositary Shares, each representing 1/100th of a Share of 8.625% Series H C |
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| December 21, 2018 |
EX-25.1 6 d660192dex251.htm EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, |
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| December 21, 2018 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.** Broker Letter Exhibit 99.1 NAVIOS MARITIME HOLDINGS INC. EXCHANGE OFFER Cash and/or 9.75% Senior Notes due 2024 For 946,100 American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferred Stock and 1,907,600 American Depositary Shares, each representing 1/100th of a Share of 8.625% Series H Cumulative Redeemable Perpetual Preferred Stock |
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| December 21, 2018 |
Client Letter Exhibit 99.2 NAVIOS MARITIME HOLDINGS INC. EXCHANGE OFFER Cash and/or 9.75% Senior Notes due 2024 For 946,100 American Depositary Shares, each representing 1/100th of a Share of 8.75% Series G Cumulative Redeemable Perpetual Preferred Stock and 1,907,600 American Depositary Shares, each representing 1/100th of a Share of 8.625% Series H Cumulative Redeemable Perpetual Preferred Stock |
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| December 20, 2018 |
EX-10.1 Exhibit 10.1 Dated 23 May 2017 RED ROSE SHIPPING CORP. and THE AND FINANCIAL INSTITUTIONS listed in Schedule 1 as Lenders and HSH NORDBANK AG as Agent, Mandated Lead Arranger and Security Trustee LOAN AGREEMENT relating to a senior secured post-delivery term loan facility of up to US$15,300,000 to provide finance secured on one 2010-built Capesize bulk carrier vessel named “NAVIOS BONHEUR” |
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| December 20, 2018 |
EX-10.3 Exhibit 10.3 FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of March 12, 2018, among Navios Maritime Holdings Inc., a Marshall Islands corporation, (the “Company”), Navios Maritime Finance II (US) Inc., a Delaware corporation (together with the Company, the “Co-Issuers”), Asteroid Shipping S.A., Cloud Atlas Marine S.A., Heodor Shipping Inc. and Navios Containe |
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| December 20, 2018 |
NM / Navios Maritime Holdings, Inc. 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 20, 2018 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by c |
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| December 20, 2018 |
EX-10.5 6 d622386dex105.htm EX-10.5 Exhibit 10.5 FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”), dated as of March 17, 2017, among Navios Maritime Holdings Inc., a Marshall Islands corporation, (the “Company”), Navios Maritime Finance II (US) Inc., a Delaware corporation (together with the Company, the “Co-Issuers”), and Motiva Trading Ltd, a Marshall Islands corporation and an |
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| December 20, 2018 |
EX-10.2 Exhibit 10.2 Private and Confidential DATED 14 February 2018 ARAMIS NAVIGATION INC. IRIS SHIPPING CORPORATION and JASMINE SHIPPING CORPORATION (1) as Borrowers CRÉDIT AGRICOLE CORPORATE AND INVESTMENT BANK (2) as Bank FACILITY AGREEMENT in respect of a loan of up to USD 28,745,000 in three advances INCE & CO PIRAEUS Index Clause Page 1 Purpose and definitions 3 2 The Bank’s Commitment, adv |
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| December 20, 2018 |
EX-10.4 Exhibit 10.4 EXECUTION VERSION SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of October 31, 2018, among Navios Maritime Holdings Inc., a Marshall Islands corporation, (the “Company”), Navios Maritime Finance II (US) Inc., a Delaware corporation (together with the Company, the “Co-Issuers”), Pacifico Navigation Corp., a Marshall Islands corporation and an in |
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| December 20, 2018 |
EX-10.7 Exhibit 10.7 EXECUTION VERSION SEVENTH SUPPLEMENTAL INDENTURE (this “Seventh Supplemental Indenture”), dated as of October 31, 2018, among Navios Maritime Holdings Inc., a Marshall Islands corporation, (the “Company”), Navios Maritime Finance II (US) Inc., a Delaware corporation (together with the Company, the “Co-Issuers”), and Pacifico Navigation Corp., a Marshall Islands corporation and |
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| December 20, 2018 |
EX-10.6 Exhibit 10.6 SIXTH SUPPLEMENTAL INDENTURE (this “Sixth Supplemental Indenture”), dated as of March 12, 2018, among Navios Maritime Holdings Inc., a Marshall Islands corporation, (the “Company”), Navios Maritime Finance II (US) Inc., a Delaware corporation (together with the Company, the “Co-Issuers”), Alpha Merit Corporation, Asteroid Shipping S.A., Cloud Atlas Marine S.A., Heodor Shipping |
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| December 19, 2018 |
EX-99.(F) Exhibit F Execution Version AGREEMENT AND PLAN OF MERGER dated as of October 7, 2018 by and among NAVIOS MARITIME ACQUISITION CORPORATION, NMA SUB LLC, NAVIOS MARITIME MIDSTREAM PARTNERS L.P., and NAVIOS MARITIME MIDSTREAM PARTNERS GP LLC TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS SECTION 1.1 Definitions 2 SECTION 1.2 Rules of Construction 10 ARTICLE II. MERGER SECTION 2.1 Closing of |
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| December 19, 2018 |
Amendment No. 13 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 13)* Under the Securities Exchange Act of 1934 Navios Maritime Acquisition Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) Y62159101 (CUSIP Number) Vasiliki Papaefthymiou Secretary Navios Maritime Holdings Inc. 7 Avenue de |
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| December 4, 2018 |
NM / Navios Maritime Holdings, Inc. 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 4, 2018 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by ch |
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| December 4, 2018 |
SECOND AMENDMENT TO THE NAVIOS MARITIME HOLDINGS INC. 2015 EQUITY INCENTIVE PLAN EX-99.1 2 d666564dex991.htm EX-99.1 Exhibit 99.1 SECOND AMENDMENT TO THE NAVIOS MARITIME HOLDINGS INC. 2015 EQUITY INCENTIVE PLAN This Second Amendment (this “Amendment”) to the Navios Maritime Holdings Inc. 2015 Equity Incentive Plan (the “Plan”) is made and adopted by Navios Maritime Holdings Inc. (the “Company”), a corporation organized under the laws of the Republic of the Marshall Islands. 1. |
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| December 3, 2018 |
NM / Navios Maritime Holdings, Inc. FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: December 3, 2018 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate |
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| November 29, 2018 |
NM / Navios Maritime Holdings, Inc. 6-K (Current Report of Foreign Issuer) 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 24, 2018 |
NM / Navios Maritime Holdings, Inc. 6-K (Current Report of Foreign Issuer) 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 31, 2018 |
NM / Navios Maritime Holdings, Inc. 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: May 31, 2018 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by check |
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| May 29, 2018 |
NM / Navios Maritime Holdings, Inc. 6-K (Current Report of Foreign Issuer) 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 13, 2018 |
EX-15.3 Exhibit 15.3 NAVIOS MARITIME ACQUISITION CORPORATION REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM F-2 CONSOLIDATED BALANCE SHEETS AT DECEMBER 31, 2017 AND 2016 F-3 CONSOLIDATED STATEMENTS OF OPERATIONS FOR EACH OF THE YEARS ENDED DECEMBER 31, 2017, 2016 AND 2015 F-4 CONSOLIDATED STATEMENTS OF CASH FLOWS FOR EACH OF THE YEARS ENDED DECEMBER 31, 2017, 2016 AND 2015 F-5 CONSOLIDATE |
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| April 13, 2018 |
NM / Navios Maritime Holdings, Inc. 20-F 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 13, 2018 |
Consent of PricewaterhouseCoopers S.A. EX-15.1 6 d570133dex151.htm EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-147186, 333-202141 and 333-222002) of Navios Maritime Holdings Inc. of our report dated April 13, 2018 relating to the financial statements and the effectiveness of internal control over fi |
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| April 13, 2018 |
Consent of PricewaterhouseCoopers S.A. EX-15.2 Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-147186, 333-202141 and 333-222002) of Navios Maritime Holdings Inc. of our report dated April 5, 2018 related to the financial statements of Navios Maritime Acquisition Corporation, which appears in this Form 20-F. /s |
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| April 13, 2018 |
Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. EX-12.2 Exhibit 12.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, George Achniotis, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 13, 2018 |
EX-13.1 Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Navios Maritime Holdings Inc. (the “Company”) does hereby certify, to s |
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| April 13, 2018 |
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act. EX-12.1 Exhibit 12.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Angeliki Frangou, certify that: 1. I have reviewed this annual report on Form 20-F of Navios Maritime Holdings Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| April 13, 2018 |
SCHEDULE 13D AMENDMENT NO. 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* Navios Maritime Holdings Inc. (Name of Issuer) Common Stock, par value $.0001 per share (Title of Class of Securities) Y62196103 (CUSIP Number) Navios Maritime Holdings Inc. Attn: Vasiliki Papaefthymiou 7 Avenue de Grande B |
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| April 4, 2018 |
Amendment No. 5 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5)* Under the Securities Exchange Act of 1934 Navios Maritime Partners L.P. (Name of Issuer) Common Units, representing limited partner interests (Title of Class of Securities) Y62267102 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Mo |
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| January 19, 2018 |
NM / Navios Maritime Holdings, Inc. CORRESP CORRESP [FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP LETTERHEAD] Direct Line: (212) 859-8890 Fax: (212) 859-4000 mark. |
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| January 17, 2018 |
Current Report of Foreign Issuer - 6-K 6-K 1 d495992d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: January 17, 2018 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Of |
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| January 17, 2018 |
EX-99.1 3 d495992dex991.htm EX-99.1 Exhibit 99.1 Navios Maritime Holdings Inc. Reports Financial Results for the Third Quarter and Nine Months Ended September 30, 2017 • $334.5 million revenue for 9M 2017; $120.6 million for Q3 2017; $36.4 million net cash from operating activities for 9M 2017 • $80.1 million Adjusted EBITDA for 9M 2017; $31.2 million Adjusted EBITDA for Q3 2017 • $119.2 million o |
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| January 17, 2018 |
EX-10.1 2 d495992dex101.htm EX-10.1 Exhibit 10.1 Up to $18,253,968.25 FACILITY AGREEMENT Dated 21 December 2017 for KLEIMAR NV as Borrower guaranteed by NAVIOS MARITIME HOLDINGS INC. as Corporate Guarantor and TRIANGLE SHIPPING CORPORATION ESMERALDA SHIPPING CORPORATION as Collateral Guarantors arranged by DVB BANK SE as Arranger with DVB BANK SE acting as Facility Agent DVB BANK SE acting as Secu |
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| December 12, 2017 |
NM / Navios Maritime Holdings, Inc. S-8 S-8 As filed with the U.S. Securities and Exchange Commission on December 12, 2017 REGISTRATION NO. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT under the SECURITIES ACT OF 1933 NAVIOS MARITIME HOLDINGS INC. (Exact Name of Registrant as Specified in Its Charter) Republic of Marshall Islands 98-0384348 (State or Other Jurisdiction of I |
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| December 12, 2017 |
Amendment to the Navios Maritime Holdings Inc. 2015 Equity Incentive Plan.* EX-10.1 3 d500373dex101.htm EX-10.1 EXHIBIT 10.1 FIRST AMENDMENT TO THE NAVIOS MARITIME HOLDINGS INC. 2015 EQUITY INCENTIVE PLAN This First Amendment (this “Amendment”) to the Navios Maritime Holdings Inc. 2015 Equity Incentive Plan (the “Plan”) is made and adopted by Navios Maritime Holdings Inc. (the “Company”), a corporation organized under the laws of the Republic of the Marshall Islands. 1. S |
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| December 8, 2017 |
NM / Navios Maritime Holdings, Inc. CORRESP CORRESP [FRIED, FRANK, HARRIS, SHRIVER & JACOBSON LLP LETTERHEAD] Direct Line: (212) 859-8890 Fax: (212) 859-4000 mark. |
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| November 28, 2017 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k) EX-1 Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k) Each of the undersigned is individually eligible to use the Schedule 13D to which this Exhibit is attached. |
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| November 28, 2017 |
EX-3 Exhibit 3 EXECUTION VERSION PLEDGE AGREEMENT PLEDGE AGREEMENT, dated as of November 21, 2017 (this “Pledge Agreement”), made by Alpha Merit Corporation (the “Pledged Share Collateral Guarantor”) in favor of Wells Fargo Bank, National Association, a national banking association, as Collateral Trustee (in such capacity, the “Collateral Trustee”) for the Secured Parties (as defined below). |
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| November 28, 2017 |
EX-99.3 3 d501136dex993.htm EXHIBIT 3 Exhibit 3 EXECUTION VERSION PLEDGE AGREEMENT PLEDGE AGREEMENT, dated as of November 21, 2017 (this “Pledge Agreement”), made by Alpha Merit Corporation (the “Pledged Share Collateral Guarantor”) in favor of Wells Fargo Bank, National Association, a national banking association, as Collateral Trustee (in such capacity, the “Collateral Trustee”) for the Secured |
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| November 28, 2017 |
Amendment No. 4 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4)* Under the Securities Exchange Act of 1934 Navios Maritime Partners L.P. (Name of Issuer) Common Units, representing limited partner interests (Title of Class of Securities) Y62267102 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Mo |
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| November 28, 2017 |
SC 13D/A 1 d387930dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 12)* Under the Securities Exchange Act of 1934 Navios Maritime Acquisition Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) Y62159101 (CUSIP Number) Vasiliki Papaefthymiou 7 Avenue de Grande Bretagne, Office 11B2 Monte |
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| November 28, 2017 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k) EX-99.1 2 d501136dex991.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k) Each of the undersigned is individually eligible to use the Schedule 13D to which this Exhibit is attached. The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 1 |
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| November 21, 2017 |
EX-99.2 3 d296420dex992.htm EX-99.2 Exhibit 99.2 EXECUTION VERSION NAVIOS MARITIME HOLDINGS INC. and NAVIOS MARITIME FINANCE II (US) INC., as Co-Issuers, the GUARANTORS party hereto, as Guarantors, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee and Collateral Trustee INDENTURE Dated as of November 21, 2017 $305,000,000 11.25% Senior Secured Notes due 2022 TABLE OF CONTENTS Page ARTICLE ONE |
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| November 21, 2017 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 Dated: November 21, 2017 Commission File No. 001-33311 NAVIOS MARITIME HOLDINGS INC. 7 Avenue de Grande Bretagne, Office 11B2 Monte Carlo, MC 98000 Monaco (Address of Principal Executive Offices) Indicate by c |
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| November 21, 2017 |
EX-99.1 Exhibit 99.1 Navios Maritime Holdings Inc. Announces Closing of Offering of $305 Million of 11.25% Senior Secured Notes Due 2022 MONACO, Nov. 21, 2017 (GLOBE NEWSWIRE) — Navios Maritime Holdings Inc. (“Navios Holdings” or the “Company”) (NYSE: NM) announced today that the Company and Navios Maritime Finance II (US) Inc., its wholly owned finance subsidiary, completed the sale of $305 milli |
