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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Senior Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 31, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 9, 2023 |
Nuveen Senior Income Fund (NSL) Nuveen Senior Income Fund Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Opportunity Fund (JRO) Nuveen Short Duration Credit Opportunities Fund (JSD) Please exercise your right to vote as soon as possible! Dear Shareholder: We recently sent you proxy materials concerning important merger and other proposals affecting your fund(s), which was considered at an Annual Meeting of Shareholders of the funds on May 8, 2023, at 2:00 p. |
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| April 14, 2023 |
Filed by Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Fund Filed by Nuveen Floating Rate Income Fund (Commission File No. |
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| April 14, 2023 |
Nuveen Floating Rate Income Fund PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen Floating Rate Income Fund (Commission File No. |
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| March 31, 2023 |
NUVEEN SENIOR INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 30, 2023 |
NUVEEN SENIOR INCOME FUND March 30, 2023 Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas Miami vedderprice. |
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| March 16, 2023 |
NUVEEN SENIOR INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 27, 2022 |
NPORT-EX 2 NSL.htm 1 Nuveen Senior Income Fund Portfolio of Investments October 31, 2022 (Unaudited) NSL Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS - 161.5% (98.1% of Total Investments) X 276,430,942 VARIABLE RATE SENIOR LOAN INTERESTS - 134.8% (81.9% of Total Investments) (2) X 276,430,942 Aerospace & Defens |
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| June 29, 2022 |
1 Nuveen Senior Income Fund Portfolio of Investments April 30, 2022 (Unaudited) NSL Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS - 156. |
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| March 1, 2022 |
40-33 1 d302058d4033.htm NUVEEN SENIOR INCOME FUND Case 1:21-cv-00327-JPO-RWL Document 60 Filed 02/18/22 Page 1 of 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -X SABA CAPITAL CEF OPPORTUNITIES 1, LTD., et al., Plaintiffs, 21 CIVIL 327 (JPO) -against- JUDGMENT NUVEEN FLOATING RATE INCOME FUND, et al., Defendants. -X It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons s |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN SENIOR INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09571 36-4316644 (State or other jurisdiction |
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| February 25, 2022 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Inco |
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| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| February 14, 2022 |
NSL / Nuveen Senior Income Fund / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen Senior Income Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67067Y104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| December 27, 2021 |
NSL Nuveen Senior Income Fund Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 156. |
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| June 28, 2021 |
NSL Nuveen Senior Income Fund Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 154. |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds ? Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1 )* Nuveen Senior Income Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67067Y104 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| January 22, 2021 |
Nuveen Senior Income Fund |
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| December 31, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 Nuveen Senior Income Fund (Name of Issuer) Preferred Shares (Title of Class of Securities) 67067Y 872 (CUSIP Number) 10/5/2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| December 29, 2020 |
NSL Nuveen Senior Income Fund Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 155. |
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| December 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2020 (December 1, 2020) Nuveen Senior Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09571 36-4316644 (State or other jurisdiction of |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN SENIOR INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09571 36-4316644 (State or other jurisdiction of i |
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| June 30, 2020 |
NSL Nuveen Senior Income Fund Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 151. |
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| April 24, 2020 |
NSL / Nuveen Senior Income Fund / Saba Capital Management, L.P. - FORM SC 13G Passive Investment SC 13G 1 formsc13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Senior Income Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67067Y104 (CUSIP Number) April 16, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriat |
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| April 2, 2020 |
NSL / Nuveen Senior Income Fund DEFA14A - - NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
NSL / Nuveen Senior Income Fund DEF 14A - - NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 27, 2019 |
NSL Nuveen Senior Income Fund Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 161. |
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| June 28, 2019 |
NSL / Nuveen Senior Income Fund NPORT-EX - - NSL Nuveen Senior Income Fund Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 158. |
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| February 26, 2019 |
NSL / Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 28, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| December 28, 2018 |
NSL / Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND (Quarterly Schedule of Portfolio Holdings) Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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| June 29, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| June 29, 2018 |
NSL / Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND (Quarterly Schedule of Portfolio Holdings) Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| February 23, 2018 |
NSL / Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| December 29, 2017 |
Nuveen Senior Income Fund - NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| June 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| June 29, 2017 |
Nuveen Senior Income Fund - NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| March 9, 2017 |
Thomas S. Harman 1.202.373.6725 [email protected] March 8, 2017 Nuveen Floating Rate Income Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Senior Income Fund (File No. 333-187030) Ladies and Gentlemen: We hereby consent to all references to our firm in Post-Effective Amendment No. 2 under the Securities Act of 1933 to the Registration Statement of Nuveen Senior Income Fund. In |
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| March 9, 2017 |
March 8, 2017 Nuveen Senior Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Senior Income Fund (the ?Fund?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with the Fund?s Registration Statement on Form N-2 to be filed with the Securities and Exchange Commission (the ?Commission?) on or about March 8, 2017 (the ?Registration Statement?), with respect to the registration of 8. |
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| March 9, 2017 |
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES PARTICIPATING FUNDS Participating funds 1 : Funds from which director compensation can be deferred 2 : AUM ? $270MM 3 : funds do not lose Participating status from a subsequent loss of assets 4 : list updated each quarter, with new funds that have surpassed the $270MM threshold Current List of Pa |
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| March 9, 2017 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Senior Income Fund: We consent to the use of our report dated September 28, 2016, with respect to the financial statements of Nuveen Senior Income Fund, incorporated herein by reference, and to the references to our firm under the headings ?Financial Highlights? and ?Independent Registered Public Accounting Firm? in the Prospectus and ?Financial Statements? and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information filed on Form N-2. |
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| March 9, 2017 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON March 8, 2017 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON March 8, 2017 File No. 333-187030 File No. 811-09571 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Post-Effective Amendment No. 2 and/or ? REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ? Amendment No. 20 NUVEEN S |
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| February 24, 2017 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| December 30, 2016 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND (Quarterly Schedule of Portfolio Holdings) Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| December 9, 2016 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| December 9, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Nuveen Senior Income Fund (Name of Issuer) Variable Rate Term Preferred Shares (Title of Class of Securities) 67067Y-60-9 (CUSIP Number) November 30, 2016 |
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| November 1, 2016 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY Powers of Attorney Exhibit s NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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| November 1, 2016 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND As filed with the U.S. Securities and Exchange Commission on November 1, 2016 1933 Act File No. 333-212240 1940 Act File No. 811-09571 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. x Post-Effective Amendment No. 1 and/or x REGISTRATION STATEMENT UNDER T |
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| November 1, 2016 |
Statement of Establishing and Fixing the Rights and Preferences Exhibit d.2 Execution Copy NUVEEN SENIOR INCOME FUND STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF TERM PREFERRED SHARES (with respect to Series 2021 and any series subsequently added by appendix) Table of Contents Page ARTICLE 1 DEFINITIONS 1 1.1 Definitions 1 1.2 Interpretation 8 1.3 Liability of Officers, Trustees |
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| November 1, 2016 |
Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive, Suite 1601 Chicago, Illinois 60606 Consent of Stradley Ronon Stevens & Young, LLP Exhibit l.3 Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive, Suite 1601 Chicago, Illinois 60606 November 1, 2016 Nuveen Senior Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Senior Income Fund As counsel for Nuveen Senior Income Fund (the ?Registrant?), we consent to the incorporation by reference of our opinion, filed wit |
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| November 1, 2016 |
[ ] Shares NUVEEN SENIOR INCOME FUND TERM PREFERRED SHARES UNDERWRITING AGREEMENT Form of Underwriting Agreement (Term Preferred Shares) Exhibit h.1 [ ] Shares NUVEEN SENIOR INCOME FUND TERM PREFERRED SHARES UNDERWRITING AGREEMENT [ ], 2016 [ ], 2016 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Nuveen Senior Income Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the ?Investment Adviser?) and Symphony Asset Management LLC (the ?Sub-Adviser? |
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| November 1, 2016 |
Form of Structuring Fee Agreement with Morgan Stanley & Co. LLC Exhibit h.6 STRUCTURING FEE AGREEMENT [ ], 2016 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: This agreement (this ?Agreement?) is among Nuveen Fund Advisors, LLC (the ?Adviser?), Nuveen Senior Income Fund (the ?Fund?) and Morgan Stanley & Co. LLC (?Morgan Stanley?) with respect to the Fund?s Of |
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| November 1, 2016 |
Consent of Independent Registered Public Accounting Firm Consent of KPMG LLP Exhibit n. Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Senior Income Fund: We consent to the use of our report dated September 28, 2016, with respect to the financial statements of Nuveen Senior Income Fund, and to the references to our firm under the headings ?Financial Highlights? and ?Independent Registered Public Accounting Firm? |
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| November 1, 2016 |
Consent of Morgan, Lewis & Bockius LLP Exhibit l.4 November 1, 2016 Stradley Ronon Stevens & Young, LLP 191 N. Wacker Dr., Suite 1601 Chicago, Illinois 60606 Nuveen Senior Income Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Senior Income Fund Ladies and Gentlemen: As special Massachusetts counsel to Nuveen Senior Income Fund, a Massachusetts business trust (the ?Fund?), we consent |
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| October 3, 2016 |
Response Letter Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www. |
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| September 29, 2016 |
Response Letter Stradley Ronon Stevens & Young, LLP 191 N. Wacker Drive Suite 1601 Chicago, Illinois 6066 VIA EDGAR September 29, 2016 Kimberly A. Browning, Esq. Senior Counsel Disclosure Review and Accounting Office Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Senior Income Fund File Numbers: 333-212240; 811-09571 Dear Ms. Browning: On behalf of the Nuve |
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| September 2, 2016 |
Response Letter Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312. |
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| August 15, 2016 |
Letter to SEC Stradley Ronon Stevens & Young, LLP 191 N. Wacker Drive Suite 1601 Chicago, IL 60606 August 15, 2016 Securities and Exchange Commission Attn.: Kimberly Browning, Esq. Senior Counsel Disclosure Review and Accounting Office 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Senior Income Fund Ladies and Gentlemen: On behalf of the Nuveen Senior Income Fund (the Fund), we are transm |
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| August 12, 2016 |
Response Letter Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312. |
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| August 12, 2016 |
Response Letter Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312. |
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| July 11, 2016 |
Nuveen Senior Income Fund [Stradley Ronon Logo] Stradley Ronon Stevens & Young, LLP 191 N. |
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| June 29, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| June 29, 2016 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND (Quarterly Schedule of Portfolio Holdings) N-Q 1 d192434dnq.htm NUVEEN SENIOR INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principa |
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| March 10, 2016 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| December 30, 2015 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND (Quarterly Schedule of Portfolio Holdings) N-Q 1 d24367dnq.htm NUVEEN SENIOR INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| July 21, 2015 |
Nuveen Investments July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staf |
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| June 29, 2015 |
Nuveen Senior Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 29, 2015 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| February 17, 2015 |
NSL / Nuveen Senior Income Fund DEF 14A - - NUVEEN SENIOR INCOME FUND Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 30, 2014 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| December 30, 2014 |
Nuveen Senior Income Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 3, 2014 |
JSD / Nuveen Short Duration Credit Opportunities Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 27, 2014 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| June 27, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Senior Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67067Y104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| December 30, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| December 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 17, 2013 |
Nuveen Senior Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 28, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| April 19, 2013 |
April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspondence filing perta |
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| March 11, 2013 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON March 11, 2013 File No. |
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| March 11, 2013 |
NUVEEN SENIOR INCOME FUND 333 West Wacker Drive Chicago, Illinois 60606 Distribution Agreement Relating to At-the-Market Offerings NUVEEN SENIOR INCOME FUND 333 West Wacker Drive Chicago, Illinois 60606 March 4, 2013 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Senior Income Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). |
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| March 11, 2013 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Dealer Agreement Regarding At-the-Market Offerings DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 March 4, 2013 Stifel, Nicolaus & Company, Incorporated One South Street, 17th Floor Baltimore, Maryland 21202 RE: At-the-Market Offerings by Nuveen Senior Income Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Senior Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0. |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen Senior Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 67067Y104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| December 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 28, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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| November 30, 2012 |
Transfer Agency and Service Agreement between the Registrant Exhibit k.1 Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust Company TABLE OF CONTENTS Page 1. Appointment of Agent 1 2. Standard Services 2 3. Dividend Disbursing Services 3 4. Shareholder Internet Services 4 5. Fees and Expenses 5 6 |
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| November 30, 2012 |
Bingham McCutchen LLP 2020 K Street NW Washington, DC 20006 Tel: 202.373.6000 Fax: 202.373.6001 www.bingham.com November 30, 2012 Nuveen Senior Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Opinion Letter Ladies and Gentlemen: We have acted as counsel to the Nuveen Senior Income Fund (the “Fund”), a Massachusetts voluntary association (commonly known as a business trust), in connec |
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| November 30, 2012 |
SCHEDULE A NUVEEN CLOSED-END FUNDS Dated as of: May 25, 2011 Schedule A, dated May 25,2011, to the Transfer Agency and Service Agreement Exhibit k. |
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| November 30, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Ernst & Young LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 27, 2012 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Senior Income Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| November 30, 2012 |
NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON November 30, 2012 File No. |
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| November 30, 2012 |
Appendix A, dtd March 9, 2012, to Amended & Restated Master Custodian Agreement Exhibit j. |
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| November 30, 2012 |
Code of Ethics Reporting Requirements of Nuveen Investments, Inc Exhibit r Nuveen Investments Inc. |
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| November 15, 2012 |
- NUVEEN SENIOR INCOME FUND (NSL) Nuveen Senior Income Fund (NSL) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2012 |
- NUVEEN SENIOR INCOME FUND (NSL) Nuveen Senior Income Fund (NSL) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 16, 2012 |
- NUVEEN SENIOR INCOME FUND (NSL) Nuveen Senior Income Fund (NSL) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 17, 2012 |
Opinion and Consent of Bingham McCutchen LLP Bingham McCutchen LLP 2020 K Street NW Washington DC, 20006 Tel: 202. |
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| August 17, 2012 |
NUVEEN SENIOR INCOME FUND FIRST AMENDMENT DISTRIBUTION AGREEMENT First Amendment to Distribution Agreement NUVEEN SENIOR INCOME FUND FIRST AMENDMENT TO DISTRIBUTION AGREEMENT August 17, 2012 THIS AMENDMENT (this “Amendment”) to the Distribution Agreement (defined below) is entered into on and as of August 17, 2012, by and between Nuveen Senior Income Fund, a Massachusetts business trust (the “Fund”) and the Fund’s distributor, Nuveen Securities, LLC (formerly known as Nuveen Investments, LLC), a Delaware limited liability company (the “Distributor”) (together with the Fund, the “Parties”). |
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| August 17, 2012 |
Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON August 17, 2012 File No. |
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| August 17, 2012 |
First Amendment to Equity Distribution Agreement NUVEEN SENIOR INCOME FUND Common Stock ($0. |
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| August 17, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 5 d377676dex99n.htm CONSENT OF ERNST & YOUNG LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 28, 2011 in the Registration Statement (Form N-2) and related Prospectus and Stateme |
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| June 29, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| June 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 31, 2012 |
EX-99.L 2 d343020dex99l.htm CONSENT OF MORGAN, LEWIS & BOCKIUS, LLP Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202.739.3000 Fax: 202.739.3001 www.morganlewis.com May 31, 2012 Nuveen Senior Income Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Senior Income Fund (File Nos. 333-167328 and 811-09571) Dear Ladies and Gentleman: We hereby consent to all |
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| May 31, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Ernst & Young LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 28, 2011 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Senior Income Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| May 31, 2012 |
486BPOS 1 d343020d486bpos.htm NUVEEN SENIOR INCOME FUND NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON May 31, 2012 File No. 333-167328 File No. 811-09571 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Post-Effective Amendment No. 5 and/or x REGISTRATI |
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| December 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 30, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| November 30, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Ernst & Young LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 28, 2011 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Senior Income Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| November 30, 2011 |
Consent of Morgan, Lewis & Bockius, LLP Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| November 30, 2011 |
NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2011 486BPOS 1 d249408d486bpos.htm NUVEEN SENIOR INCOME FUND NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2011 File No. 333-167328 File No. 811-09571 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Post-Effective Amendment No. 4 and/or x REGIS |
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| October 14, 2011 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 14, 2011 |
cover MARK A. DIOMEDE 312-609-7727 [email protected] October 14, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Definitive Proxy Materials for: Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Opportunity Fund Nuveen Senior Income Fund Nuveen Tax-Advantaged Floating Rate Fund Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona D |
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| October 3, 2011 |
cover MARK A. DIOMEDE 312-609-7727 [email protected] October 3, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Materials for: Nuveen Floating Rate Income Fund (JFR) Nuveen Floating Rate Income Opportunity Fund (JRO) Nuveen Senior Income Fund (NSL) Nuveen Tax-Advantaged Floating Rate Fund (JFP) Nuveen Arizona Dividend Advantage Municip |
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| October 3, 2011 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q/A QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 30, 2011 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| June 29, 2011 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| June 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 7, 2011 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organizations listed on Appendix A,, hereby constitutes and appoints KEVIN J. |
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| June 7, 2011 |
NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 7, 2011 NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 7, 2011 File No. |
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| June 7, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions ?Financial Highlights? and ?Independent Registered Public Accounting Firm? and to the incorporation by reference of our report dated September 27, 2010 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Senior Income Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| June 7, 2011 |
EX-99.L 2 dex99l.htm CONSENT OF MORGAN, LEWIS & BOCKIUS, LLP Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202.739.3000 Fax: 202.739.3001 www.morganlewis.com June 7, 2011 Nuveen Senior Income Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Senior Income Fund (File Nos. 333-167328 and 811-09571) Dear Ladies and Gentleman: We hereby consent to all referen |
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| June 7, 2011 |
Code of Ethics and Reporting Requirements Exhibit r.1 Nuveen Investments Inc. Including : Affiliated Entities Nuveen Closed-End Funds Nuveen Open-End Funds Nuveen Defined Portfolios Code of Ethics and Reporting Requirements As Amended Effective January 1, 2011 1 Table of Contents I. Introduction Page 4 II. General Principles Page 5 III. Standards of Business Conduct Page 5 A. Fiduciary Standards P |
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| December 30, 2010 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of NUVEEN SENIOR INCOME FUND; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 30, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 NUVEEN SENIOR INCOME FUND (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 10, 2010 |
FORM AW – AMENDMENT WITHDRAWAL REQUEST FORM AW – AMENDMENT WITHDRAWAL REQUEST December 10, 2010 VIA EDGAR U.S. Securities Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Senior Income Fund (File Nos. 333-167328 and 811-09571) Dear Mr. Grzeskiewicz: On behalf of the Nuveen Senior Income Fund (the “Fund”), I hereby submit this application for withdrawal of a post-effective amendment to the Fund’s Registration Stateme |
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| November 30, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 4 dex99n.htm CONSENT OF ERNST & YOUNG LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 27, 2010 in the Registration Statement (Form N-2) and related Prospectus and Statement of A |
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| November 30, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Ernst & Young LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 27, 2010 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Senior Income Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| November 30, 2010 |
Consent of Morgan, Lewis, & Bockius, LLP Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| November 30, 2010 |
NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2010 Nuveen Senior Income Fund NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2010 File No. |
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| November 30, 2010 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| November 30, 2010 |
Exhibit j.2 APPENDIX A TO CUSTODIAN AGREEMENT Dated as of October 19, 2010 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividend Advantage Municipal Fund 2 Nuveen Arizona Dividend Advantage Municipal Fund 3 Nuveen Arizona Premium Income Municipal Fund, Inc. Nuveen Build America Bond Fund Nuveen Build America Bond Opportunity Fund |
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| November 30, 2010 |
NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2010 NUVEEN SENIOR INCOME FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2010 File No. |
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| November 30, 2010 |
Appendix A dated October 19, 2010 to Master Custodian Agreement Exhibit j.2 APPENDIX A TO CUSTODIAN AGREEMENT Dated as of October 19, 2010 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividend Advantage Municipal Fund 2 Nuveen Arizona Dividend Advantage Municipal Fund 3 Nuveen Arizona Premium Income Municipal Fund, Inc. Nuveen Bu |
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| October 20, 2010 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 1, 2010 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 28, 2010 |
As filed with the U.S. Securities and Exchange Commission on September 28, 2010 As filed with the U.S. Securities and Exchange Commission on September 28, 2010 1933 Act File No. 333-167328 1940 Act File No. 811-09571 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. x Post-Effective Amendment No. 1 and/or x REGISTRATION STATEMENT UNDER |
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| September 28, 2010 |
NUVEEN SENIOR INCOME FUND Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENT Equity Distribution Agreement Exhibit h.3 NUVEEN SENIOR INCOME FUND Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENT August 27, 2010 Stifel, Nicolaus & Company, Incorporated One South Street, 17th Floor Baltimore, Maryland 21202 Ladies and Gentlemen: Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and condition |
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| September 28, 2010 |
DISTRIBUTION AGREEMENT NUVEEN SENIOR INCOME FUND 333 West Wacker Drive Chicago, Illinois 60606 Distribution Agreement Exhibit h.2 DISTRIBUTION AGREEMENT NUVEEN SENIOR INCOME FUND 333 West Wacker Drive Chicago, Illinois 60606 August 27, 2010 Nuveen Investments, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Senior Income Fund is a Massachusetts business trust operating as a closed-end management in |
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| September 28, 2010 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Amended and Restated Master Custodian Agreement Exhibit j.2 AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Append |
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| September 28, 2010 |
APPENDIX A TO CUSTODIAN AGREEMENT Dated as of March 17, 2010 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividend Advantage Municipal Fund 2 Nuveen Arizona Dividend Advantage Municipal Fund 3 Nuveen Arizona Premium Income Municipal Fund, Inc. |
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| August 16, 2010 |
Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312 9177700 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312 9177700 www.nuveen.com August 16, 2010 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. John Grzeskiewicz Re: Nuveen Senior Income Fund – Request for Acceleration of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (File Nos. 333-167328 and 811-09571) (the “Regis |
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| July 14, 2010 |
Nuveen Senior Income Fund Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| June 29, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 NUVEEN SENIOR INCOME FUND (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 29, 2010 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of NUVEEN SENIOR INCOME FUND; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| April 22, 2010 |
SEC Response Letter April 16, 2010 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 29, 2009. Each comment is shown below followed by our response. Unless otherwise noted, the res |
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| February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Senior Income Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 67067Y203 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 30, 2009 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 30, 2009 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 22, 2009 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| June 29, 2009 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 29, 2009 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| February 10, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| December 30, 2008 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 30, 2008 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 29, 2008 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2) |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)). þ Def |
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| September 24, 2008 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) |
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| June 27, 2008 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| June 27, 2008 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 28, 2007 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| December 28, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| September 5, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| August 27, 2007 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 13, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 10, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 10, 2007 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 29, 2007 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| June 29, 2007 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 28, 2006 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| December 28, 2006 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| June 28, 2006 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| June 28, 2006 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811 - 09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| December 29, 2005 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| December 29, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| June 29, 2005 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| June 29, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| December 30, 2004 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09571 Nuveen Senior Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois, 60606 Address of principal executive offices) (Zip code) Jessica R. |
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| December 30, 2004 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Senior Income Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| September 26, 2003 |
EX-99 4 ltr77q2703.txt Sub-Item 77Q2 Nuveen Senior Income Fund 333-86619 811-09571 Based on a review of the SEC Forms 3, 4 and 5 furnished to the Fund, the Fund believes that all Section 16(a) filing requirements applicable to the Fund's officers and directors, investment adviser and affiliated persons of the investment adviser were complied with, except that Form 3 listed below were filed late. T |
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| February 13, 2003 |
Amend to Annual Stmt of Changes in Ben. Ownership OMB APPROVAL OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response...1.0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Ho |
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| December 26, 2002 |
SEC Form 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Sectio |
