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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Star Investment Corp. II - Equity Warrant
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2024 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2024 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 4, 2024 |
Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NORTHERN STAR INVESTMENT CORP. II Pursuant to Sections 242 and 245 of the Delaware General Corporation Law Northern Star Investment Corp. II, a corporation existing under the laws of the State of Delaware (the “Corporation”), by its Chief Operating Officer, hereby certifies as follows: 1. The name of the Corporation is “Norther |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2024 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| February 14, 2024 |
NSTB / Northern Star Investment Corp. II / CITADEL ADVISORS LLC - SC 13G/A Passive Investment SC 13G/A 1 tm243573d10sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* Northern Star Investment Corp. II (Name of Issuer) Class A common stock, par value $0.0001 per sh |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 6, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC ("NYSE American" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of Units, each consisting of one share of Class A Common Stock and one-fifth of one Redeemable Warrant, and the Class A Common Stock (the "Securities") of Northern Star Investment Corp. |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 25, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2024 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Com |
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| January 25, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2024 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Com |
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| January 25, 2024 |
Exhibit 99.1 Northern Star Investment Corp. II Announces Determination to Continue Corporate Existence Holders of Public Shares to be paid Trust Fund Distribution and Retain Shares New York, New York, Jan. 25, 2024 (GLOBE NEWSWIRE) - Northern Star Investment Corp. II (the “Company”) today announced that, because it will not be able to consummate an initial business combination as described in the |
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| January 10, 2024 |
Northern Star Investment Corp. II Receives NYSE Notice Regarding Audit Committee Composition Exhibit 99.1 Northern Star Investment Corp. II Receives NYSE Notice Regarding Audit Committee Composition New York, New York, Jan. 10, 2024 (GLOBE NEWSWIRE) - Northern Star Investment Corp. II (NYSE American: NSTB) (the “Company”), announced today that the New York Stock Exchange Regulation, Inc., by letter dated January 5, 2024, notified the Company that it was not in compliance with NYSE America |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2024 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Comm |
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| January 2, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC ("NYSE American" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove Redeemable Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11. |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 NORTHERN STAR INV |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 NORTHERN STAR INVESTME |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 FORM 12b-25 Expires: April 30, 2025 Estimated average burden Hours per form 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-39929 CUSIP NUMBER 66573W107 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Tr |
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| August 1, 2023 |
Amendment to the Amended and Restated Certificate of Incorporation Exhibit 3.1 SECOND AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NORTHERN STAR INVESTMENT CORP. II Pursuant to Section 242 of the Delaware General Corporation Law The undersigned, being a duly authorized officer of NORTHERN STAR INVESTMENT CORP. II (the “Corporation”), a corporation existing under the laws of the State of Delaware, does hereby certify as follows: 1. The nam |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 25, 2023 |
Form of Non-Redemption Agreement. Exhibit 99.1 SHARE TRANSFER AGREEMENT This Share Transfer Agreement (“Agreement”), dated July , 2023, between (the “Holder”) and Northern Star II Sponsor LLC (the “Insider”). RECITALS: A. Northern Star Investment Corp. II, a Delaware corporation (the “Company” or “SPAC”) will hold a special meeting of its stockholders (the “Meeting”) to consider and act upon a proposal (the “Extension Proposal”) t |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 25, 2023 |
Exhibit 99.1 SHARE TRANSFER AGREEMENT This Share Transfer Agreement (“Agreement”), dated July , 2023, between (the “Holder”) and Northern Star II Sponsor LLC (the “Insider”). RECITALS: A. Northern Star Investment Corp. II, a Delaware corporation (the “Company” or “SPAC”) will hold a special meeting of its stockholders (the “Meeting”) to consider and act upon a proposal (the “Extension Proposal”) t |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 –––––––––––––––––– SCHEDULE 14A –––––––––––––––––– Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 –––––––––––––––––– SCHEDULE 14A –––––––––––––––––– Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 NORTHERN STAR INVESTM |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 24, 2023 |
Northern Star Investment Corp. II Receives NYSE Notice Regarding Late Form 10-Q Filing Exhibit 99.1 Northern Star Investment Corp. II Receives NYSE Notice Regarding Late Form 10-Q Filing New York, New York (May 24, 2023) – Northern Star Investment Corp. II (NYSE American: NSTB) (the “Company”), announced today that New York Stock Exchange Regulation, Inc., by letter dated May 23, 2023, notified the Company that it was not in compliance with NYSE American’s continued listing standard |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 FORM 12b-25 Expires: April 30, 2025 Estimated average burden Hours per form 2.50 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-39929 CUSIP NUMBER 66573W107 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ T |
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| March 31, 2023 |
Description of the Registrant’s Securities. Exhibit 4.5 DESCRIPTION OF REGISTRANT’S SECURITIES The following summary of Northern Star Investment Corp. II’s securities is based on and qualified by the Company’s Amended and Restated Articles of Incorporation (the “Amended and Restated Charter”). References to the “Company” and to “we,” “us,” and “our” refer to Northern Star Investment Corp. II.” General The Company is authorized to issue 150, |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 Commission File Number 001-39929 NORTHERN STAR INVESTMENT CORP. II (Exact name of registrant as specified in its charter) Delaware 85-3909728 (State or Other Jurisdiction of Incorporation |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 17, 2023 |
Promissory Note dated March 16, 2023. Exhibit 10.1 PROMISSORY NOTE $321,250 As of March 16, 2023 Northern Star Investment Corp. II (“Maker”) promises to pay to the order of Ironbound Partners Fund LLC or its successors or assigns (“Holder”) the principal sum of Three Hundred Twenty One Thousand Two Hundred Fifty Dollars and No Cents ($321,250.00) in lawful money of the United States of America, on the terms and conditions described be |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION 25 1 ea175155-25northern2.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D. C. 20549 OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response: 1:00 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39929 NORTHERN STAR INVESTMENT |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| February 24, 2023 |
Northern Star Investment Corp. II To Transfer Listing To NYSE American Exhibit 99.1 Northern Star Investment Corp. II To Transfer Listing To NYSE American Friday, February 24, 2023 New York, NY, Feb. 24, 2023 (GLOBE NEWSWIRE) - Northern Star Investment Corp. II (NYSE: NSTB, NSTB.U, NSTB WS) (“Northern Star II”), announced today that it will transfer its listing from the New York Stock Exchange (the “NYSE”) to the NYSE American LLC (the “NYSE American”). Northern Star |
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| February 24, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Its Charter) Delaware 85-3909728 (State or other jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| February 14, 2023 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northern Star Investment Corp. II (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 66573W107 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) C |
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| February 14, 2023 |
NSTB / Northern Star Investment Corp. II / CITADEL ADVISORS LLC - SC 13G/A Passive Investment SC 13G/A 1 tm234574-25sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Northern Star Investment Corp. II (Name of Issuer) Class A Common Stock, par value $0.0001 per sh |
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| February 13, 2023 |
SC 13G/A 1 d457550dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* NORTHERN STAR INVESTMENT CORP. II (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 66573W107 (CUSIP Number) FEBRUARY 10, 2023 (Date of Event Which Requires Filing of |
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| February 10, 2023 |
SC 13G/A 1 schedule13ganstb2102023.htm NSTB 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northern Star Investment Corp II (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 66573W107 (CUSIP Number) January 31, 2023 (Date of Event which Requires |
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| February 9, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Com |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2023 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Com |
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| January 27, 2023 |
NSTB / Northern Star Investment Corp. II / Magnetar Financial LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 – Exit Filing)* Northern Star Investment Corp. II (Name of Issuer) Common Stock – Class A (Title of Class of Securities) 66573W107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 27, 2023 |
EXHIBIT 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that I, David J. Snyderman, hereby make, constitute and appoint each of Michael Turro, Karl Wachter and Hayley Stein, or any of them acting individually, and with full power of substitution, as my true and lawful attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as Manager or |
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| January 27, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Shares of Northern Star Investment Corp. II dated as of December 31, 2022 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the previsions of Rule 13d- |
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| January 25, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Northern Star Investment Corp. II (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 66573W107 (CUSIP Number) December 31, 2022 (Date of event which requires filing of this statement) Check the appropriate box to design |
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| January 11, 2023 |
EX-1 2 ea171483ex1northernstar2.htm JOINT FILING AGREEMENT, DATED AS OF JANUARY 10, 2023, BY AND BETWEEN SPONSOR, MR. LEDECKY AND MS. COLES Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D (as may be amended from time to time, the “Schedule 13D”) with respect to the Class A Common Stock of Northern Star Investment Corp. II beneficially owned by the undersigned i |
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| January 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 10, 2023 |
SC 13G 1 schedule13gnstb01102023.htm NSTB 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northern Star Investment Corp II (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 66573W107 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filin |
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| January 3, 2023 |
Amended and Restated Certificate of Incorporation Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NORTHERN STAR INVESTMENT CORP. II Pursuant to Section 242 of the Delaware General Corporation Law The undersigned, being a duly authorized officer of NORTHERN STAR INVESTMENT CORP. II (the ?Corporation?), a corporation existing under the laws of the State of Delaware, does hereby certify as follows: 1. The name of th |
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| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2022 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| December 30, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2022 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| December 28, 2022 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2022 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| December 23, 2022 |
Exhibit 10.1 SHARE TRANSFER AGREEMENT This Share Transfer Agreement (?Agreement?), dated , 2022, between (the ?Holder?) and Northern Star II Sponsor LLC (the ?Insider?). RECITALS: A. Northern Star Investment Corp. II, a Delaware corporation (the ?Company? or ?SPAC?) will hold a special meeting of its stockholders (the ?Meeting?) to consider and act upon a proposal (the ?Extension Proposal?) to ext |
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| December 23, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 6, 2022 |
Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-4499 (212) 818-8800 Graubard Miller The Chrysler Building 405 Lexington Avenue New York, N.Y. 10174-4499 (212) 818-8800 facsimile direct dial number (212) 818-8881 (212) 818-8638 email address [email protected] December 6, 2022 Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, D.C. 20549 Re: Northern Star Investment Corp. II Prel |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| November 10, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 |
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| September 2, 2022 |
Northern Star Investment Corp. II c/o Graubard Miller 405 Lexington Avenue New York, New York 10174 September 2, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Northern Star Investment Corp. II Registration Statement on Form S-4 File No. 333-255120 Application for Withdrawal of Registration Statement Gentlemen: Pursuant to Rule 477 under the Securities Act of |
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| August 12, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:001-39929 NORTH |
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| May 13, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 NOR |
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| April 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 Commission File Number 001-39929 NORTHERN STAR INVESTMENT CORP. II (Exact name of registrant as specified in its charter) Delaware 85-3909728 (State or Other Jurisdictio |
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| March 31, 2022 |
OMB APPROVAL OMB Number: 3235-0058 Expires: March 31, 2022 Estimated average burden Hours per form 2. |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2022 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 25, 2022 |
Exhibit 3.1 BY LAWS OF NORTHERN STAR INVESTMENT CORP. II ARTICLE I OFFICES 1.1 Registered Office. The registered office of Northern Star Investment Corp. II (the ?Corporation?) in the State of Delaware shall be established and maintained at 1013 Centre Road, Suite 403-B, Wilmington, Delaware 19805, County of New Castle and Vcorp Services, LLC shall be the registered agent of the corporation in cha |
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| February 14, 2022 |
NSTB / Northern Star Investment Corp. II / Soroban Capital Partners LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 1)* Northern Star Investment Corp. II (Name of Issuer) Class A Common Stock, par value $0.0001 per share (the ?Shares?) (Title of Class of Secu |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NORTHERN STAR INVESTMENT CORP. II (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 66573W107 (CUSIP Number) FEBRUARY 10, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 10, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northern Star Investment Corp. II (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 66573W107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to design |
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| February 9, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Northern Star Investment Corp. II (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 66573W107 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to design |
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| January 28, 2022 |
NSTB / Northern Star Investment Corp. II / Magnetar Financial LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northern Star Investment Corp. II (Name of Issuer) Common Stock – Class A (Title of Class of Securities) 66573W107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northern Star Investment Corp. II (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 66573W107 (CUSIP Number) December 6, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 1, 2021 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| November 16, 2021 |
As filed with the Securities and Exchange Commission on November 15, 2021 Table of Contents As filed with the Securities and Exchange Commission on November 15, 2021 Registration No. |
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| November 16, 2021 |
Form of Amendment to Subscription Agreement Exhibit 10.37 CONFIDENTIAL AMENDMENT TO SUBSCRIPTION AGREEMENT This AMENDMENT TO SUBSCRIPTION AGREEMENT (this ?Amendment?), dated August 31, 2021, is entered into by and between Northern Star Investment Corp. II, a Delaware corporation (the Company?), and the undersigned subscriber (the ?Subscriber?). WHEREAS, the Company and the Subscriber are parties to that certain Subscription Agreement, dated |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| November 15, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 |
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| November 3, 2021 |
Filing under Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Northern Star Investment Corp. |
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| September 16, 2021 |
Exhibit 99.1 Apex Fintech Solutions Acquires Silver Management Group to Strengthen Platform and Expand SaaS Offerings Silver?s extensive regulatory cost basis & tax reporting capabilities and other data management solutions will be integrated into the Apex platform and available as independent SaaS offerings DALLAS?(BUSINESS WIRE)?Apex Fintech Solutions LLC (?Apex?), the ?fintech for fintechs? pow |
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| September 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (C |
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| September 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (C |
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| September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Comm |
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| September 3, 2021 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 24, 2021 |
NORTHERN STAR INVESTMENT CORP. II ANNOUNCES POSTPONEMENT OF SPECIAL MEETING 425 Filing under Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Northern Star Investment Corp. |
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| August 20, 2021 |
Filing under Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Northern Star Investment Corp. |
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| August 16, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 NORT |
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| July 26, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Northern Star Investment Corp. II (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 66573W107 (CUSIP Number) July 16, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the |
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| July 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| July 6, 2021 |
Exhibit 99.1 Apex Fintech Solutions Strengthens Executive Leadership Team with New C-Level Hires Andrew Lientz Joins as Chief Technology Officer and Lindsey Becker as Chief Marketing Officer DALLAS ? July 6, 2021 ? Apex Fintech Solutions LLC (?Apex? or the ?Company?), the ?fintech for fintechs? powering innovation and the future of digital wealth management, today announced the addition of two sen |
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| July 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| June 30, 2021 |
Form of Amendment to Subscription Agreement Exhibit 10.1 CONFIDENTIAL FORM OF AMENDMENT TO SUBSCRIPTION AGREEMENT This AMENDMENT TO SUBSCRIPTION AGREEMENT (this ?Amendment?), dated June , 2021, is entered into by and between Northern Star Investment Corp. II, a Delaware corporation (the ?Company?), and the undersigned subscriber (the ?Subscriber?). WHEREAS, the Company and the Subscriber are parties to that certain Subscription Agreement, d |
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| June 30, 2021 |
Form of Amendment to Subscription Agreement. Exhibit 10.1 CONFIDENTIAL FORM OF AMENDMENT TO SUBSCRIPTION AGREEMENT This AMENDMENT TO SUBSCRIPTION AGREEMENT (this ?Amendment?), dated June , 2021, is entered into by and between Northern Star Investment Corp. II, a Delaware corporation (the ?Company?), and the undersigned subscriber (the ?Subscriber?). WHEREAS, the Company and the Subscriber are parties to that certain Subscription Agreement, d |
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| June 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 24, 2021 |
Exhibit 99.1 NORTHERN STAR INVESTMENT CORP. II AND APEX FINTECH SOLUTIONS ANNOUNCE APEX?S SECOND QUARTER 2021 PRELIMINARY FINANCIAL GUIDANCE AND CLIENT ACQUISITIONS IN SECOND QUARTER 2021 Expects Second Quarter 2021 Net Income to be $29.8 Million ? $31.5 Million and Adjusted EBITDA to be $44.9 Million ? $47.1 Million Expects First Half 2021 Net Income to be $66.1 Million ? $67.8 Million and Adjust |
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| June 24, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| June 21, 2021 |
Filing under Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Northern Star Investment Corp. |
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| June 21, 2021 |
As filed with the Securities and Exchange Commission on June 21, 2021 Table of Contents As filed with the Securities and Exchange Commission on June 21, 2021 Registration No. |
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| June 21, 2021 |
Filing under Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Northern Star Investment Corp. |
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| June 21, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction (Commission (IRS Employer |
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| June 14, 2021 |
As filed with the Securities and Exchange Commission on June 14, 2021 Table of Contents As filed with the Securities and Exchange Commission on June 14, 2021 Registration No. |
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| June 10, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| June 10, 2021 |
Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is a transcript of an interview with Matthew Hulsizer, a founder of PEAK6, conducted during the LD Micro |
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| June 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| June 7, 2021 |
Exhibit 99.6 PROXY NORTHERN STAR INVESTMENT CORP. II c/o Graubard Miller The Chrysler Building 405 Lexington Avenue, 11th Floor New York, NY 10174 Tel. (212) 818-8800 ANNUAL MEETING YOUR VOTE IS IMPORTANT THIS PROXY IS SOLICITED BY THE BOARD OF DIRECTORS FOR THE ANNUAL MEETING TO BE HELD ON [?], 2021 The undersigned, revoking any previous proxies relating to these shares, hereby acknowledges recei |
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| June 7, 2021 |
As filed with the Securities and Exchange Commission on June 4, 2021 Table of Contents As filed with the Securities and Exchange Commission on June 4, 2021 Registration No. |
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| June 7, 2021 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Registrant Name Percentage Ownership State of Organization NSIC II-A Merger LLC 100% Delaware NSIC II-B Merger LLC 100% Delaware |
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| May 26, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 26, 2021 |
Exhibit 99.1 Apex Fintech Solutions to Launch Product Providing Investors with Immediate Access to Cash Following Sale of U.S. Equities Innovative offering to simulate instant trade settlement by making funds immediately available to investors Product to launch in Third Quarter 2021 May 26, 2021 09:15 AM Eastern Daylight Time DALLAS?(BUSINESS WIRE)?Apex Fintech Solutions LLC (?Apex?), the ?fintech |
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| May 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 24, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 24, 2021 |
Exhibit 10.5 February , 2021 Northern Star Investment Corp. II c/o Graubard Miller The Chrysler Building 405 Lexington Avenue New York, New York 10174 Re: Amendment to Insider Letter, Dated January 25, 2021 Ladies and Gentlemen: Reference is made to that certain letter agreement (?Insider Letter?) dated January 25, 2021 executed by the undersigned. Capitalized terms used herein that are not otherw |
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| May 24, 2021 |
Exhibit 10.36 DEBT REPAYMENT AND CONVERSION AGREEMENT THIS DEBT REPAYMENT AND CONVERSION AGREEMENT (this ?Agreement?), is made as of the 21st day of May, 2021, by and among Apex Fintech Solutions LLC, a Delaware limited liability company formerly named Apex Clearing Holdings LLC (the ?Company?), PEAK6 Investments LLC, a Delaware limited liability company (?PEAK6 Investments?) and PEAK6 Group LLC, |
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| May 24, 2021 |
Exhibit 99.1 LEX Joins Forces with Apex Clearing to Unlock Access to New Real Estate Markets for Retail Investors The partnership becomes the first to successfully make public trading of single asset real estate securities available to all investors for investments as small as $250 May 20, 2021 NEW YORK, NY ? (BUSINESS WIRE) ? LEX, a commercial real estate securities marketplace for retail investo |
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| May 24, 2021 |
Exhibit 10.22 Broadridge Securities Processing Solutions, LLC Execution Version 2 Gateway Center TO BE PREPARED AND Newark,, New Jersey 07102 SIGNED IN DUPLICATE MASTER SERVICES AGREEMENT [REDACTED COPY FOR FILING WITH CONFIDENTIAL TREATMENT REQUEST WITH THE SEC] Client: Apex Clearing Corporation (?Client?) Address: 350 N. St. Paul St., Suite 1300 City: Dallas State: Texas Zip Code: 75201 1. TERMI |
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| May 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 24, 2021 |
Exhibit 10.9 Second Amended and Restated Apex Clearing Corporation Long-Term Incentive Plan SECTION 1 Purpose of Plan; Effective Date 1.1 Purpose of Plan. The purpose of this Apex Clearing Corporation Long-Term Incentive Plan (the ?Plan?) is to attract and retain key employees and to further align these employees? interests with those of Apex Clearing Corporation (the ?Corporation?). 1.2 Effective |
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| May 24, 2021 |
Form of Amended and Restated Bylaws. Exhibit 3.2 FORM OF AMENDED AND RESTATED BYLAWS OF APEX FINTECH SOLUTIONS, INC. (hereinafter called the ?Corporation?) ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.1. Place of Meetings. Meetings of the stockholders of the Corporation for the election of directors or for any other purpose shall be held at such time and place, if any, either within or without the State of Delaware, as shall be desig |
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| May 24, 2021 |
Consent of David Snyderman to be named as a director. Exhibit 99.5 CONSENT TO REFERENCE IN REGISTRATION STATEMENT May 12, 2021 Northern Star Investment Corp. II c/o Graubard Miller The Chrysler Building 405 Lexington Avenue, 11th Floor New York, NY 10174 Northern Star Investment Corp. II (the ?Company?) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securit |
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| May 24, 2021 |
Consent of Judi Hart to be named as a director. Exhibit 99.4 CONSENT TO REFERENCE IN REGISTRATION STATEMENT May 12, 2021 Northern Star Investment Corp. II c/o Graubard Miller The Chrysler Building 405 Lexington Avenue, 11th Floor New York, NY 10174 Northern Star Investment Corp. II (the ?Company?) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securit |
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| May 24, 2021 |
As filed with the Securities and Exchange Commission on May 21, 2021 Table of Contents As filed with the Securities and Exchange Commission on May 21, 2021 Registration No. |
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| May 24, 2021 |
Exhibit 10.4 FORM OF LOCK-UP AGREEMENT This LOCK-UP AGREEMENT (this ?Agreement?) is made as of [?], 2021 by and among Northern Star Investment Corp. II, a Delaware corporation (the ?Company?), and each other Person identified on Schedule A attached hereto (the ?Schedule of Holders?) as of the date hereof. RECITALS WHEREAS, the Company is party to that certain Agreement and Plan of Reorganization, |
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| May 24, 2021 |
Exhibit 10.20 THIRD AMENDMENT TO CREDIT AGREEMENT This Third Amendment to Credit Agreement (herein, the ?Amendment?) is entered into as of April 30, 2021, by and among APEX CLEARING CORPORATION, a New York corporation (the ?Borrower?), the Lenders party hereto, and BMO HARRIS BANK N.A, as Administrative Agent (the ?Administrative Agent?). PRELIMINARY STATEMENTS A. The Borrower, the Lenders and the |
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| May 21, 2021 |
Exhibit 99.2 APEX May 2021 Disclaimer Basis of Presentation Disclaimer This Presentation (this ?Presentation?) is provided for informational purposes only. This Presentation and any oral statements made in connection with this Presentation do not constitute an offer to sell, or a solicitation of an offer to buy, or a recommendation or advice to purchase, any securities in any jurisdiction, or the |
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| May 21, 2021 |
Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is a transcript of presentation by William Capuzzi and Christopher Springer, Apex?s Chief Executive Offic |
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| May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39929 NOR |
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| May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 21, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 19, 2021 |
Exhibit 99.1 NORTHERN STAR INVESTMENT CORP. II INDEX TO FINANCIAL STATEMENT Page Audited Financial Statement of Northern Star Investment Corp. II: Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of January 28, 2021 F-3 Notes to Financial Statement F-4 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Northern Star Inv |
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| May 19, 2021 |
Financial Statements and Exhibits 8-K/A 1 d203361d8ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2021 (January 28, 2021) NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 00 |
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| May 18, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 18, 2021 |
EX-99.2 3 d163448dex992.htm EX-99.2 Exhibit 99.2 May 2021Exhibit 99.2 May 2021 Disclaimer Basis of Presentation This Presentation (this “Presentation”) is provided for informational purposes only. This Presentation and any oral statements made in connection with this Presentation do not constitute an offer to sell, or a solicitation of an offer to buy, or a recommendation or advice to purchase, an |
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| May 18, 2021 |
NT 10-Q 1 d141177dnt10q.htm NT 10-Q OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden Hours per form 2.50 SEC FILE NUMBER 001-39929 CUSIP NUMBER 66573W107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-C |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 18, 2021 |
Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is a transcript of presentation by William Capuzzi and Christopher Springer, Apex?s Chief Executive Offic |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 14, 2021 |
Exhibit 99.2 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is an interview with William Capuzzi, the Chief Executive Officer of Apex, which appeared on the financia |
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| May 14, 2021 |
Exhibit 99.1 |
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| May 14, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 10, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the Class A common stock of Northern Star Investment Corp. II, a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behal |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G*/ (Rule 13d-102) Northern Star Investment Corp. II (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 66573W107 (CUSIP Number) April 29, 2021 Date of Event Which Requires Filing of the Statement Check the appropriate box to designate the rule pursuant to which this Sc |
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| May 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commissi |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commissi |
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| May 6, 2021 |
Exhibit 99.1 Apex Fintech Solutions Listed as One of the World?s Most Innovative Tech Solution Providers on FinTech Global?s WealthTech100 List The recognition underscores Apex?s commitment to driving the modernization of the financial services industry DALLAS, TX (May 5, 2021) ? Apex Clearing Corporation (?Apex? or the ?Company?), the ?fintech for fintechs? powering innovation and the future of d |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of I |
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| April 29, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of I |
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| April 29, 2021 |
Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is a revised transcript of the interview with Jenny Just and Matthew Hulsizer, the founders of PEAK6, Joa |
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| April 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 28, 2021 |
APEX 1Q21 Earnings Conference Call Transcript April 28, 2021 Exhibit 99.2 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is a transcript of the earnings call for Apex?s first quarter ended March 31, 2021 hosted by William Capu |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 28, 2021 |
Exhibit 99.1 Northern Star Investment Corp. II and Apex Fintech Solutions Announce Apex?s First Quarter 2021 Results ? Net Revenue Increased 98% from First Quarter 2020 ? Net Income Increased 414% from First Quarter 2020 ? Adjusted Net Revenue1 Increased 122% from First Quarter 2020 ? Adjusted EBITDA1 Increased 262% from First Quarter 2020 ? Total Customer Accounts Grew 85% from First Quarter 2020 |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 22, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 22, 2021 |
Exhibit 99.1 Meme Stocks Make their Historic Debut in Apex Next Investor Outlook Amid Retail Trading Boom Apex?s Latest Quarterly Report Reveals Young Investors Repositioning Their Portfolios Post Covid-19 in Favor of Meme Stocks and Penny Shares DALLAS, TX (April 21, 2021) ? Apex Clearing Corporation (?Apex? or the ?Company?), the fintech for fintechs powering innovation and the future of digital |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 20, 2021 |
Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is an interview with Jenny Just and Matthew Hulsizer, the founders of PEAK6, Joanna Coles, the Chairperso |
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| April 9, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 9, 2021 |
EX-99.1 Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 333-255120 The following is a transcript of a voiceover advertisement for Apex’s products and services which will be inclu |
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| April 8, 2021 |
Form of Convertible Senior Notes due 2023 Exhibit 10.12 EXHIBIT A [FORM OF FACE OF NOTE] [INCLUDE FOLLOWING LEGEND IF A RESTRICTED SECURITY] [THE SALE OF THIS NOTE HAS NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, PRIOR TO THE RESALE RESTRICTION TERMINATION DATE (AS DEFINED BELOW), THIS NOTE MAY NOT BE OFFERED, PLEDGED, RESOLD OR OTHERWISE TRANSFERRED, EXCEPT: (A) TO APEX C |
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| April 8, 2021 |
Amendment to Merger Agreement. Exhibit 2.1 AMENDMENT TO AGREEMENT AND PLAN OF REORGANIZATION This Amendment to Agreement and Plan of Reorganization (this ?Amendment?) is made and entered into as of April 7, 2021 (the ?Effective Date?) by and among Northern Star Investment Corp. II, a Delaware corporation (?Parent?), NSIC II-A Merger LLC, a limited liability company and wholly owned subsidiary of Parent (?Merger Sub I?), NSIC II |
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| April 8, 2021 |
Exhibit 10.13 REVOLVING CREDIT AGREEMENT Dated November 2, 2017 by and between APEX CLEARING CORPORATION, as the Borrower and TRISTATE CAPITAL BANK, as the Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 7 ARTICLE II THE LOAN 8 2.1 The Loan 8 2.2 Repayment 8 2.3 Interest Rate 9 2.4 Unused Commitment Fee 9 ARTICLE III GENERAL PROVISIONS CO |
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| April 8, 2021 |
Exhibit 10.11 EXECUTION VERSION APEX CLEARING HOLDINGS LLC AND MAGNETAR FINANCIAL LLC as Representative of the Holders NOTE ISSUANCE AGREEMENT Dated as of February 19, 2021 Convertible Senior Notes due 2023 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 29 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES 29 S |
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| April 8, 2021 |
Exhibit 10.22 SERVICES AGREEMENT BETWEEN APEX CLEARING CORPORATION AND APEX CRYPTO LLC This Services Agreement (this ?Agreement?), as it may be amended, modified, or replaced from time to time, by and between Apex Clearing Corporation (?Apex?) and Apex Crypto LLC (?Crypto?) shall be effective as of December 13,2018. WHEREAS, Crypto intends to enter into agreements with introducing brokers and clie |
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| April 8, 2021 |
Exhibit 10.16 CLIENT AGREEMENT 1. This Client Agreement (?Agreement?) is between Instinet LLC and its affiliates (Collectively ?Instinet? or ?we?), a Delaware limited liability company, located at 1095 Avenue of the Americas. New York. New York 10036 and Instinet Client (hereinafter, ?Client? or ?You?). Subject to credit approval, and in accordance with this Agreement, Instinet agrees to provide y |
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| April 8, 2021 |
Consent of Jennifer Just to be named as a director. Exhibit 99.1 CONSENT TO REFERENCE IN REGISTRATION STATEMENT April 7, 2021 Northern Star Investment Corp. II c/o Graubard Miller The Chrysler Building 405 Lexington Avenue, 11th Floor New York, NY 10174 Northern Star Investment Corp. II (the ?Company?) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securi |
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| April 8, 2021 |
Exhibit 10.23 SERVICES AND EXPENSE SHARING AGREEMENT This Services and Expense Sharing Agreement is entered into as of April 1, 2020 by and between PEAK6 Investments LLC, a Delaware limited partnership (?PEAK6?) and each of its affiliates or subsidiaries listed in Exhibit A hereto (each a ?Service Recipient?) and PEAK6 NI LIMITED a private limited company incorporated under the laws of Northern Ir |
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| April 8, 2021 |
Consent of William Capuzzi to be named as a director. Exhibit 99.3 CONSENT TO REFERENCE IN REGISTRATION STATEMENT April 7, 2021 Northern Star Investment Corp. II c/o Graubard Miller The Chrysler Building 405 Lexington Avenue, 11th Floor New York, NY 10174 Northern Star Investment Corp. II (the ?Company?) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securi |
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| April 8, 2021 |
Exhibit 10.30 Fifth Addendum and Amendment to Support Services Agreement This FIFTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P. (?Providing Party?), Apex Clearing Holdings LLC (?ACH?) and Apex Clearing Corporation (?Apex?) is made and entered into as of January 1, 2017 (this ?Addendum?). WHEREAS, on June 5, 2012, Providing Party and ACH entered into th |
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| April 8, 2021 |
Exhibit 10.17 CREDIT AGREEMENT DATED AS OF SEPTEMBER 13, 2018 AMONG APEX CLEARING CORPORATION, THE OTHER LOAN PARTIES PARTY THERETO, THE LENDERS FROM TIME TO TIME PARTY HERETO, AND BMO HARRIS BANK N.A., AS ADMINISTRATIVE AGENT BMO CAPITAL MARKETS, AS SOLE LEAD ARRANGER AND SOLE BOOK RUNNER TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. DEFINITIONS; INTERPRETATION 1 Section 1.1. Definitions 1 Se |
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| April 8, 2021 |
Exhibit 10.15 APEX Clearing Corporation. Full Service-Omnibus Execution Copy *Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. CLEARING AGREEMENT (OMNIBUS?FULL SERVICE) THIS CLEARING AGREEMENT (the ?Agreement?) is made as of this 31st day of December, 2015 (?Effective Date?), by and between Charles Schwab |
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| April 8, 2021 |
Consent of Matthew Hulsizer to be named as a director. Exhibit 99.2 CONSENT TO REFERENCE IN REGISTRATION STATEMENT April 7, 2021 Northern Star Investment Corp. II c/o Graubard Miller The Chrysler Building 405 Lexington Avenue, 11th Floor New York, NY 10174 Northern Star Investment Corp. II (the ?Company?) is filing a Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securi |
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| April 8, 2021 |
Amendment to Merger Agreement. Exhibit 2.1 AMENDMENT TO AGREEMENT AND PLAN OF REORGANIZATION This Amendment to Agreement and Plan of Reorganization (this ?Amendment?) is made and entered into as of April 7, 2021 (the ?Effective Date?) by and among Northern Star Investment Corp. II, a Delaware corporation (?Parent?), NSIC II-A Merger LLC, a limited liability company and wholly owned subsidiary of Parent (?Merger Sub I?), NSIC II |
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| April 8, 2021 |
Exhibit 10.31 *Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. Sixth Addendum and Amendment to Support Services Agreement This SIXTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P. (?Providing Party?), Apex Clearing Holdings LLC (?ACH?) and Apex Clearing Corporat |
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| April 8, 2021 |
Exhibit 10.27 *Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. Second Addendum and Amendment to Support Services Agreement This SECOND ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, LP, (?Providing Party?), Apex Clearing Holdings LLC (?ACH?) and Apex Clearing Corpora |
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| April 8, 2021 |
Exhibit 10.26 Addendum and Amendment to Support Services Agreement This ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P, (?Providing Party?), Apex Clearing Holdings LLC (?ACH?) and Apex Clearing Corporation (?Apex?) is made and entered into as of December 1, 2012 with effect as of June 5, 2012 (this ?Addendum?). WHEREAS, on June 5, 2012, Providing Party and |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 7, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 8, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 7, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 8, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 8, 2021 Registration No. |
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| April 8, 2021 |
Exhibit 10.33 * Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EIGHTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT This EIGHTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENTS, by and among PEAK6 Group LLC (formerly known as PEAK6 Investments, L.P.) (?Providing Party?), Apex Clearing Holdin |
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| April 8, 2021 |
Exhibit 10.25 *Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXECUTION SUPPORT SERVICES AGREEMENT by and between PEAK6 INVESTMENTS, L.P. and APEX CLEARING HOLDINGS LLC Dated as of June 5, 2012 SUPPORT SERVICES AGREEMENT This SUPPORT SERVICES AGREEMENT (this ?Agreement?) is made and entered into as of J |
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| April 8, 2021 |
Exhibit 10.24 * Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. SUPPORT SERVICES AGREEMENT by and between APEX CLEARING CORPORATION and APEX CRYPTO LLC Effective as of October 1, 2020 SUPPORT SERVICES AGREEMENT This SUPPORT SERVICES AGREEMENT (this ?Agreement?) is executed March 22, 2021, and shall be ef |
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| April 8, 2021 |
Exhibit 10.28 Third Addendum and Amendment to Support Services Agreement This THIRD ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P., (?Providing Party?), Apex Clearing Corporation Holdings LLC (?ACH?) and Apex Clearing Corporation (?Apex?) is made and entered into as of May 12,2014 (the ?Addendum?). WHEREAS, on June 5, 2012, Providing Party and ACH entered |
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| April 8, 2021 |
Exhibit 10.18 FIRST AMENDMENT TO CREDIT AGREEMENT This First Amendment to Credit Agreement (herein, the ?Amendment?) is entered into as of September 12, 2019, by and among APEX CLEARING CORPORATION, a New York corporation (the ?Borrower?), the Lenders party hereto, and BMO HARRIS BANK N.A, as Administrative Agent (the ?Agent?). PRELIMINARY STATEMENTS A. The Borrower, the Lenders and the Agent ente |
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| April 8, 2021 |
Exhibit 10.29 *Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. Third Addendum and Amendment to Support Services Agreement This THIRD ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P. (?Providing Party?), Apex Clearing Holdings LLC (?ACH?) and Apex Clearing Corporat |
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| April 8, 2021 |
* Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. |
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| April 8, 2021 |
Exhibit 10.14 EXECUTION COPY AMENDMENT AND MODIFICATION TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT AND MODIFICATION TO REVOLVING CREDIT AGREEMENT (this ?Amendment?) is made effective as of the 22nd day of September 2020, by and between Apex Clearing Corporation, a New York corporation (?Borrower?) and TriState Capital Bank, a Pennsylvania state chartered bank (the ?Bank?). BACKGROUND A. Pursuant |
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| April 8, 2021 |
Exhibit 10.34 NINTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT This NINTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT, by and among PEAK6 Group LLC (formerly known as PEAK6 Investments, L.P.) (?Providing Party?), Apex Clearing Holdings LLC (?ACH?) and Apex Clearing Corporation (?Apex?) is made and entered into as of February 19, 2021 (this ?Addendum?). WHEREAS, on June 5, 2012, |
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| April 8, 2021 |
Exhibit 10.32 Seventh Addendum and Amendment to Support Services Agreement This SEVENTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P (?Providing Party?), Apex Clearing Holdings LLC (?ACH?) and Apex Clearing Corporation (?Apex?) is made and entered into as of January 1, 2019 (this ?Addendum?). WHEREAS, on June 5, 2012, Providing Party and ACH entered into |
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| April 8, 2021 |
Exhibit 10.19 * Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. SECOND AMENDMENT TO CREDIT AGREEMENT This Second Amendment to Credit Agreement (herein, the ?Amendment?) is entered into as of September 10, 2020, by and among APEX CLEARING CORPORATION, a New York corporation (the ?Borrower?), the Lenders p |
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| April 6, 2021 |
EX-99.1 Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is a transcript of a voiceover advertisement for Apex’s products and services which will be includ |
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| April 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 6, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 6, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 5, 2021 |
EX-99.1 Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 A hyperlink to the following article from wealthmanagement.com was posted on Apex’s website, apexclearing.com: R |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 5, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| March 31, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 Commission File Number 001-39929 NORTHERN STAR INVESTMENT CORP. II (Exact name of registrant as specified in its charter) Delaware 85-3909728 (State or Other Jurisdictio |
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| March 31, 2021 |
Description of the Registrant’s Securities. Exhibit 4.5 DESCRIPTION OF REGISTRANT?S SECURITIES The following summary of Northern Star Investment Corp. II?s securities is based on and qualified by the Company?s Amended and Restated Articles of Incorporation (the ?Amended and Restated Charter?). References to the ?Company? and to ?we,? ?us,? and ?our? refer to Pivotal Investment Corporation III.? General As of the date of its Initial Public O |
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| March 30, 2021 |
EX-99.2 3 d329963dex992.htm EX-99.2 Exhibit 99.2 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is a transcript of a television advertisement for Apex’s products and |
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| March 30, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 30, 2021 |
Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is an interview with Matthew Hulsizer, a founder of PEAK6 Investments LLC, which appeared on the tastytrad |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 22, 2021 |
EX-99.1 Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is an interview with William Capuzzi, the Chief Executive Officer of Apex, which appeared on the f |
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| March 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 16, 2021 |
EX-99.1 2 d150020dex991.htm EX-99.1 Exhibit 99.1 APEX CLEARING NAMED “BEST WEALTH MANAGEMENT COMPANY” FOR FOURTH CONSECUTIVE YEAR IN ANNUAL FINTECH BREAKTHROUGH AWARDS DALLAS, TX (March 16, 2021) – Apex Clearing Corporation (“Apex” or the “Company”), the fintech for fintechs powering innovation and the future of digital wealth management, today announced that it has received the “Best Wealth Manag |
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| March 16, 2021 |
EX-99.2 3 d150020dex992.htm EX-99.2 Exhibit 99.2 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is FT Partners’ interview of William Capuzzi, the Chief Executive Offi |
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| March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 16, 2021 |
Exhibit 99.3 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following article was published on dallasinnovates.com and will be posted on apexclearing.com: Dallas? Apex Clearing |
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| March 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 15, 2021 |
EX-99.1 Exhibit 99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is a transcript of Bloomberg TV’s interview of William Capuzzi, the Chief Executive Officer of Ape |
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| March 15, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 11, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 11, 2021 |
Apex Clearing Recognized by Fast Company as One of the World’s Most Innovative Companies EX-99.1 Exhibit 99.1 Apex Clearing Recognized by Fast Company as One of the World’s Most Innovative Companies DALLAS, TX (March 10, 2021) – Apex Clearing Corporation (“Apex” or the “Company”), the fintech for fintechs powering innovation and the future of digital wealth management, today announced that it has been named to Fast Company’s esteemed annual list of the ‘World’s Most Innovative Compani |
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| March 11, 2021 |
Exhibit 99.2 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following article was published on investentnews.com and will be posted on apexclearing.com: SPAC frenzy takes on we |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commi |
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| March 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| March 5, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Commis |
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| March 5, 2021 |
EX-99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following article was published on financial-planning.com: On SPACs, GameStop and crypto: Q&A with Apex Clearing’s Tricia |
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| March 4, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NORTHERN STAR INVESTMENT CORP. II (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 66573W206** (CUSIP Number) January 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the app |
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| March 2, 2021 |
EX-99.1 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following are excerpts from a transcript of a recorded webinar made available by Broadridge. Broadridge Webinar Leadershi |
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| March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| March 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| February 22, 2021 |
EX-99.4 Exhibit 99.4 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is the form of email correspondence sent by Apex Clearing Corp. commencing on February 22, 2021 to |
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| February 22, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG NORTHERN STAR INVESTMENT CORP. II, NSIC II-A MERGER LLC, NSIC II-B MERGER LLC, APEX CLEARING HOLDINGS LLC and, solely for the purposes of Section 5.21 herein, PEAK6 INVESTMENTS LLC DATED AS OF FEBRUARY 21, 2021 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time; Closing 2 1.3 Effect of the Merger 2 1.4 Gov |
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| February 22, 2021 |
EX-99.1 Exhibit 99.1 LEADING FINTECH APEX CLEARING HOLDINGS TO LIST ON NYSE THROUGH MERGER WITH NORTHERN STAR INVESTMENT CORP. II • Apex, the fintech for fintechs, is the technology powering innovation for over 200 clients representing more than 13 million customer accounts, including more than 1 million crypto accounts opened in 2021, driving digital transformation of the financial services indus |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| February 22, 2021 |
Form of Subscription Agreement. Exhibit 10.1 CONFIDENTIAL SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?), dated February 21, 2021, is entered into by and between Northern Star Investment Corp. II, a Delaware corporation (the ?Company?), and the undersigned subscriber (the ?Subscriber?). WHEREAS, in connection with the proposed business combination (the ?Transaction?) between the Company and Ap |
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| February 22, 2021 |
EX-99.3 Exhibit 99.3 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is a transcript of a recorded audio investor presentation made available by Northern Star Investme |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2021 NORTHERN STAR INVESTMENT CORP. II (Exact Name of Registrant as Specified in Charter) Delaware 001-39929 85-3909728 (State or Other Jurisdiction of Incorporation) (Co |
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| February 22, 2021 |
EX-99.4 Exhibit 99.4 Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Northern Star Investment Corp. II Subject Company: Northern Star Investment Corp. II File No. 001-39929 The following is the form of email correspondence sent by Apex Clearing Corp. commencing on February 22, 2021 to |
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| February 22, 2021 |
EX-99.2 February 2021 Northern Star Investment Corp. II Powering the Digital Finance Transformation Exhibit 99.2 Basis of Presentation This Presentation (this “Presentation”) is provided for informational purposes only and has been prepared to assist interested parties in making their own evaluation with respect to a potential business combination between Apex Clearing Holdings LLC (“Apex”) and No |
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| February 22, 2021 |
EX-99.1 Exhibit 99.1 LEADING FINTECH APEX CLEARING HOLDINGS TO LIST ON NYSE THROUGH MERGER WITH NORTHERN STAR INVESTMENT CORP. II • Apex, the fintech for fintechs, is the technology powering innovation for over 200 clients representing more than 13 million customer accounts, including more than 1 million crypto accounts opened in 2021, driving digital transformation of the financial services indus |
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| February 22, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG NORTHERN STAR INVESTMENT CORP. II, NSIC II-A MERGER LLC, NSIC II-B MERGER LLC, APEX CLEARING HOLDINGS LLC and, solely for the purposes of Section 5.21 herein, PEAK6 INVESTMENTS LLC DATED AS OF FEBRUARY 21, 2021 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time; Closing 2 1.3 Effect of the Merger 2 1.4 Gov |
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| February 22, 2021 |
Form of Member Support Agreement. Exhibit 10.2 FORM OF SUPPORT AGREEMENT This SUPPORT AGREEMENT (this ?Agreement?), dated as of February 21, 2021, is entered into by and among Northern Star Investment Corp. II, a Delaware corporation (?Parent?), Apex Clearing Holdings LLC, a Delaware limited liability company (the ?Company?), and each undersigned member (any such member, the ?Member? and, together with Parent, each a ?Party? and c |
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| February 22, 2021 |
Form of Sponsor Support Agreement.* Exhibit 10.3 FORM OF SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this ?Agreement?), dated as of February 21, 2021, is entered into by and among Northern Star II Sponsor LLC, a Delaware limited liability company (?Sponsor Holdco?), the Persons set forth on Annex A hereto (together with the Sponsor Holdco, each a ?Sponsor? and together, the ?Sponsors?), Northern Star Investment Corp. I |
