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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NS Wind Down Co., Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35980 NS Wind Down Co., Inc. (Exact name of registrant as specified in |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 NS Wind Down Co. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2024 NS Wind Down Co. |
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| June 20, 2024 |
nstg06182024ex991 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: NANOSTRING TECHNOLOGIES, INC. |
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| May 28, 2024 |
EXHIBIT 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NANOSTRING TECHNOLOGIES, INC. THE UNDERSIGNED, being a duly appointed and authorized officer of NanoString Technologies, Inc., a corporation organized and existing under and by virtue of the laws of the State of Delaware (the “Corporation”), does hereby certify, on behalf of the Corpo |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 NS Wind Down Co. |
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| May 28, 2024 |
EXHIBIT 3.2 SECOND AMENDED AND RESTATED BYLAWS OF NS WIND DOWN CO., INC. (NanoString Technologies, Inc.) (as amended and restated on May 27, 2024) TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Registered Office 1 1.2 Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures 2 2.5 Notice of Stock |
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| May 22, 2024 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: NANOSTRING TECHNOLOGIES, INC. |
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| May 22, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 NanoString Technologies, Inc. |
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| May 17, 2024 |
NSTGQ / NanoString Technologies, Inc. / Farallon Capital Partners, L.P. Passive Investment SC 13G 1 nano13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * NanoString Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 63009R109 (Cusip Number) May 9, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| May 10, 2024 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ý Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: March 31, 2024 ☐Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K ☐Transition Report on Form 10-Q For the Transi |
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| May 8, 2024 |
Material Modification to Rights of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 07, 2024 NanoString Technologies, Inc. |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2024 NanoString Technologies, Inc. |
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| May 6, 2024 |
News Exhibit 99.1 Bruker Completes Asset Acquisition of NanoString Business Adds Highly Complementary Business in Gene Expression Profiling and Spatial Transcriptomics for Discovery and Translational Research BILLERICA, Massachusetts – May 6, 2024: Bruker Corporation (Nasdaq: BRKR) today announced that it has closed its asset acquisition of the business of NanoString Technologies, Inc., headquarte |
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| April 22, 2024 |
ex991march2024mors UST Form 11-MOR (12/01/2021) 1 UNITED STATES BANKRUPTCY COURT DISTRICT OFIN THE DELAWARE In Re. |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 NanoString Technologies, Inc. |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2024 NanoString Technologies, Inc. |
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| April 19, 2024 |
Exhibit 99.1 NanoString Technologies to Be Acquired by Bruker Corporation Bruker Wins Competitive Auction Acquisition Ensures Continued Customer Access to NanoString’s Products Transaction Expected to Close in early-May 2024 Seattle, March 10, 2024 – (BUSINESS WIRE) - NanoString Technologies, Inc. (“NanoString” or “the Company”), a leading provider of life science tools for discovery and translati |
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| April 19, 2024 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT by and between NanoString Technologies, Inc., and Bruker Corporation Dated as of April 17, 2024 TABLE OF CONTENTS Page Article 1 DEFINITIONS............................................................................................................................... 1 1.1 Certain Defined Terms................................................................... |
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| March 22, 2024 |
31466467.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: NANOSTRING TECHNOLOGIES, INC., et al.,1 Debtors. Chapter 11 Case No. 24-10160 (CTG) (Jointly Administered) GLOBAL NOTES TO MONTHLY OPERATING REPORT FOR NANOSTRING TECHNOLOGIES, INC. AND ITS DEBTOR AFFILIATES On February 4, 2024, NanoString Technologies, Inc. and its debtor affiliates, as debtors and debtors in pos |
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| March 22, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2024 NanoString Technologies, Inc. |
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| March 15, 2024 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ý Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2023 ☐Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K ☐Transition Report on Form 10-Q For the Tra |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2024 NanoString Technologies, Inc. |
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| March 12, 2024 |
Exhibit 99.1 Patient Square Capital, a Leading Health Care-Focused Investment Firm, Agrees to Acquire NanoString Technologies Binding Agreement to Acquire Substantially All NanoString Assets for $220 Million Pending Bankruptcy Court Approval Agreement Represents Major Step in Financial Restructuring and Provides Continuity for Customers and Employees Seattle, March 10, 2024 – (BUSINESS WIRE) - Nan |
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| March 12, 2024 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT by and among NanoString Technologies, Inc., and Nucleus Buyer, LLC Dated as of March10, 2024 TABLE OF CONTENTS Page Article 1 DEFINITIONS..................................................................................................................... 2 1.1 Certain Defined Terms......................................................................…......... |
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| February 14, 2024 |
NSTG / NanoString Technologies, Inc. / RA CAPITAL MANAGEMENT, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 14, 2024 |
EXHIBIT 1 AGREEMENT This Joint Filing Agreement, dated as of February 14, 2024, is by and among RA Capital Management, L. |
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| February 13, 2024 |
NSTG / NanoString Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01506-nanostringtechnologi.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: NanoString Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 63009R109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate bo |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 NanoString Technologies, Inc. |
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| February 13, 2024 |
NSTG / NanoString Technologies, Inc. / Prosight Management, LP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| February 13, 2024 |
NSTG / NanoString Technologies, Inc. / Avidity Partners Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2024 |
NSTG / NanoString Technologies, Inc. / Polar Capital Holdings Plc Passive Investment SC 13G/A 1 polar-nstg123123a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nanostring Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) C |
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| February 13, 2024 |
Information to identify the case: Debtor: NanoString Technologies, Inc. EIN: 20-0094687 United State Bankruptcy Court for the District of Delaware Case Number: 24-10160 (CTG) Date case filed in chapter 11: February 4, 2024 Official Form 309F1 (For Corporations or Partnerships) Notice of Chapter 11 Bankruptcy Case 10/20 For the debtor listed above, a case has been filed under chapter 11 of the Bank |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 05, 2024 NanoString Technologies, Inc. |
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| February 8, 2024 |
Exhibit 10.1 Execution Version CREDIT AGREEMENT AND GUARANTY dated as of February 8, 2024 by and among NANOSTRING TECHNOLOGIES, INC., as the Borrower, THE GUARANTORS FROM TIME TO TIME PARTY HERETO, as the Guarantors, THE LENDERS FROM TIME TO TIME PARTIES HERETO, as the Lenders, and WILMINGTON TRUST, NATIONAL ASSOCIATION, as the Agent U.S. $142,500,000 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 |
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| February 5, 2024 |
Exhibit 99.1 NANOSTRING TAKES STEPS TO RESTRUCTURE ITS BUSINESS AND PROTECT ITS MISSION TO MAP THE UNIVERSE OF BIOLOGY Initiates Voluntary Chapter 11 Restructuring Proceedings with Additional $40 Million in Financing Secured from Existing Noteholders to Facilitate Process Continuing to Serve Life Sciences Researchers Worldwide Seattle, February 4, 2024 – (BUSINESS WIRE) - NanoString Technologies, |
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| February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 04, 2024 NanoString Technologies, Inc. |
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| January 25, 2024 |
Form of Insider Retention Bonus Letter NANOSTRING TECHNOLOGIES, INC. January [●], 2024 [●] BY HAND Re: Retention Bonus Opportunity Dear [●]: To encourage you to continue employment with NanoString Technologies, Inc. (the “Company”), you are being provided an opportunity to earn a retention bonus subject to the terms and conditions described in this letter agreement (this “Agreement”), which will b |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2024 NanoString Technologies, Inc. |
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| January 25, 2024 |
SC 13G/A 1 tm244078-1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NanoString Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) January 19, 2024 (Date of Event Which Requires Filing of this statem |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2023 NanoString Technologies, Inc. |
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| December 11, 2023 |
December 11, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N. |
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| November 30, 2023 |
NanoString Technologies, Inc. 16,000,000 Shares Common Stock Offered by the Selling Stockholders PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-275689 NanoString Technologies, Inc. 16,000,000 Shares Common Stock Offered by the Selling Stockholders The selling stockholders identified herein may from time to time offer or sell up to 16,000,000 shares of our common stock, $0.0001 par value per share, issuable upon exercise of warrants to purchase our common stock issued by us t |
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| November 28, 2023 |
November 28, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Crawford Re: NanoString Technologies, Inc. Registration Statement on Form S-3 File No. 333-275689 Acceleration Request Requested Date: November 30, 2023 Requested Time: 4 P.M. Eastern Time Ladies and Gentlemen: Pursuant to Rule 461 under th |
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| November 22, 2023 |
NSTG / Nanostring Technologies Inc / WYGOD MARTIN J - SC 13D/A Activist Investment SC 13D/A 1 ef20015192sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock par value $0.0001 (Title of Class of Securities) 63009R109 (CUSIP Number) Martin J. Wygod P.O. Box 7188 Rancho Santa Fe, California 92067 (201) 703-3419 (N |
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| November 21, 2023 |
CALCULATION OF FILING FEE TABLES Form S-3 (Form Type) NanoString Technologies, Inc. |
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| November 21, 2023 |
As filed with the Securities and Exchange Commission on November 21, 2023 As filed with the Securities and Exchange Commission on November 21, 2023 Registration No. |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 NanoString Technologies, Inc. |
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| November 20, 2023 |
NanoString Comments on Delaware District Court Verdict Exhibit 99.1 NanoString Comments on Delaware District Court Verdict SEATTLE – November 19, 2023 - NanoString Technologies, Inc. (NASDAQ: NSTG), a leading provider of life science tools for discovery and translational research, commented on the November 17th verdict of a jury in the U.S. District Court for the District of Delaware finding that NanoString GeoMx® Digital Spatial Profiler products inf |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 NanoString Technologies, Inc. |
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| November 7, 2023 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 7, 2023, by and among NanoString Technologies, Inc., a Delaware corporation (the “Company”), and each of the Investors from time to time signatory hereto. WHEREAS: A. In accordance with the Exchange Agreement, dated as of November 6, 2023, by and among the Company, the investors from t |
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| November 7, 2023 |
Exhibit 4.1 NANOSTRING TECHNOLOGIES, INC., THE GUARANTORS PARTY HERETO FROM TIME TO TIME, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee and Collateral Agent INDENTURE Dated as of November 7, 2023 6.95% Senior Secured Notes due 2026 TABLE OF CONTENTS Article 1 Definitions 1 Section 1.01 Definitions 1 Section 1.02 Interpretation 29 Section 1.03 Accounting Terms and Principles; Basket |
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| November 7, 2023 |
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF NANOSTRING TECHNOLOGIES, INC. Exhibit 4.3 WARRANT TO PURCHASE SHARES OF COMMON STOCK OF NANOSTRING TECHNOLOGIES, INC. Original Issue Date: [, , 202] No. W-[] FOR VALUE RECEIVED, the undersigned, NanoString Technologies, Inc., a Delaware corporation (together with its successors and assigns, the “Company”), hereby certifies that [] or any transferee, assignee or other subsequent holder hereof (the “Holder”) is entitled to subsc |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 NanoString Technologies, Inc. |
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| November 6, 2023 |
Form of 6.95% Senior Secured Note Due 2026 (included in Exhibit 4.1). Exhibit 4.1 NANOSTRING TECHNOLOGIES, INC., THE GUARANTORS PARTY HERETO FROM TIME TO TIME, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee and Collateral Agent INDENTURE Dated as of November [], 2023 6.95% Senior Secured Notes due 2026 TABLE OF CONTENTS Article 1 Definitions 1 Section 1.01 Definitions 1 Section 1.02 Interpretation 29 Section 1.03 Accounting Terms and Principles; Baske |
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| November 6, 2023 |
Exhibit 99.1 NanoString Technologies Releases Operating Results for Third Quarter of 2023 Completed Exchange Transaction with Convertible Note Holders Representing 94% of Outstanding Principal – Record Q3 Revenue of $48.1 Million, 63% Year on Year Growth and Above Upper End of Q3 Guidance Range – SEATTLE - November 6, 2023 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life s |
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| November 6, 2023 |
, 2023, between the Registrant and John Gerace. 530 Fairview Avenue N Seattle, WA 98109 VIA EMAIL ([email protected]) August 3, 2023 Calabri Biosciences, LLC Attn: John Gerace 37 Barlett Place Tustin, CA 92782 Re: Consulting Services Dear John: This letter agreement (this “Agreement”) confirms our mutual understanding with respect to the terms and conditions upon which Calabri Biosciences, LLC (“Calabri”) agrees to provide NanoString Technologi |
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| November 6, 2023 |
, 2023, between the Registrant and Todd Garland. NANOSTRING TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into, effective as of August 28, 2023 (the “Effective Date”), by and between NanoString Technologies, Inc. (the “Company”) and Jonathan Todd Garland (“Executive”). 1.Duties and Scope of Employment. (a)Positions and Duties. As of the Effective Date, Executive will serve as the Chief Commercial |
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| November 6, 2023 |
Exhibit 4.3 WARRANT TO PURCHASE SHARES OF COMMON STOCK OF NANOSTRING TECHNOLOGIES, INC. Original Issue Date: [, , 202] No. W-[] FOR VALUE RECEIVED, the undersigned, NanoString Technologies, Inc., a Delaware corporation (together with its successors and assigns, the “Company”), hereby certifies that [] or any transferee, assignee or other subsequent holder hereof (the “Holder”) is entitled to subsc |
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| November 6, 2023 |
Exhibit 10.1 NanoString Technologies, Inc. November 6, 2023 1.Introduction. NanoString Technologies, Inc., a Delaware corporation (the “Company”), proposes to exchange (the “Exchange Transaction” or the “Transactions”) $215,724,000.00 aggregate principal amount of the Company’s 2.625% Convertible Senior Notes due 2025, CUSIP 63009R AD1 (the “Old Notes”) held by certain existing holders of the Old |
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| November 6, 2023 |
Form of Registration Rights Agreement Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November [], 2023, by and among NanoString Technologies, Inc., a Delaware corporation (the “Company”), and each of the Investors from time to time signatory hereto. WHEREAS: A. In accordance with the Exchange Agreement, dated as of November 6, 2023, by and among the Company, the investors from |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35980 |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2023 NanoString Technologies, Inc. |
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| October 10, 2023 |
Exhibit 99.1 NanoString Provides Preliminary Financial and Operational Highlights for Third Quarter of 2023 - Record Q3 Revenue of Over $48 Million, 63% Year on Year Growth, Above Upper End of Q3 Guidance Range - - Implementing Reorganization of R&D and Manufacturing Operations to Improve Path to Profitability - SEATTLE - October 10, 2023 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading pr |
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| October 5, 2023 |
NSTG / Nanostring Technologies Inc / WYGOD MARTIN J - SC 13D/A Activist Investment SC 13D/A 1 ef20012011sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock par value $0.0001 (Title of Class of Securities) 63009R109 (CUSIP Number) Martin J. Wygod P.O. Box 7188 Rancho Santa Fe, California 92067 (201) 703-3419 (N |
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| September 28, 2023 |
NSTG / Nanostring Technologies Inc / WYGOD MARTIN J - SC 13D Activist Investment SC 13D 1 ef20011451sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock par value $0.0001 (Title of Class of Securities) 63009R109 (CUSIP Number) Martin J. Wygod P.O. Box 7188 Rancho Santa Fe, California 92067 (201) 703-3419 (Name, Ad |
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| September 12, 2023 |
exhibit991 The image part with relationship ID rId2 was not found in the file. Morgan Stanley Global Healthcare Conference Baird Global Healthcare Conference September 12 and 13, 2023 This presentation and the accompanying oral commentary contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934 and the |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 NanoString Technologies, Inc. |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 NanoString Technologies, Inc. |
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| September 1, 2023 |
NSTG / Nanostring Technologies Inc / Prosight Management, LP - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) August 23, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de |
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| September 1, 2023 |
JOINT FILING AGREEMENT September 1, 2023 EX-99.1 2 d549620dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT September 1, 2023 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Act or any rule o |
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| August 21, 2023 |
NSTG / Nanostring Technologies Inc / Titanite Investment Management LP - SC 13G Passive Investment SC 13G 1 tm2324295d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NanoString Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) August 16, 2023 (Date of Event Which Requires Filing of this statement) C |
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| August 21, 2023 |
EX-99.1 2 tm2324295d1ex1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0.0001 par value per share, of NanoString Technologies, Inc., and f |
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| August 3, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) NanoString Technologies, Inc. |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 NanoString Technologies, Inc. |
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| August 3, 2023 |
Exhibit 99.1 NanoString Technologies Releases Operating Results for Second Quarter of 2023 – Record Q2 Revenue of $44.2 Million, 37% Year on Year Growth and Above Upper End of Q2 Guidance Range – - Retained More than $35 Million in CosMx Instrument Order Backlog at the End of Q2 - SEATTLE - August 3, 2023 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for d |
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| August 3, 2023 |
2018 Inducement Equity Incentive Plan, as amended. AMENDED AND RESTATED 2018 INDUCEMENT EQUITY INCENTIVE PLAN NANOSTRING TECHNOLOGIES, INC. |
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| August 3, 2023 |
As filed with the Securities and Exchange Commission on August 3, 2023 Registration No. |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35980 NANO |
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| July 13, 2023 |
NSTG / Nanostring Technologies Inc / Polar Capital Holdings Plc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 NanoString Technologies, Inc. |
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| July 10, 2023 |
Exhibit 99.1 NanoString Provides Preliminary Financial and Operational Highlights for Second Quarter of 2023 - Record Q2 Revenue of Over $44 Million, 37% Year on Year Growth and Above Upper End of Q2 Guidance Range - - New Orders for CosMx Instruments Grew Sequentially and Year on Year - SEATTLE - July 10, 2023 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools |
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| June 27, 2023 |
Amended and Restated 2022 Equity Incentive Plan. AMENDED AND RESTATED 2022 EQUITY INCENTIVE PLAN NANOSTRING TECHNOLOGIES, INC. 2022 EQUITY INCENTIVE PLAN 1.Purposes of the Plan. The purposes of this Plan are: •to attract and retain the best available personnel for positions of substantial responsibility, •to provide additional incentive to Employees, Directors and Consultants, and •to promote the success of the Company’s business. The Plan permi |
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| June 27, 2023 |
2018 Inducement Equity Incentive Plan, as amended. AMENDED AND RESTATED 2018 INDUCEMENT EQUITY INCENTIVE PLAN NANOSTRING TECHNOLOGIES, INC. |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2023 NanoString Technologies, Inc. |
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| June 27, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) NanoString Technologies, Inc. |
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| June 27, 2023 |
As filed with the Securities and Exchange Commission on June 27, 2023 Registration No. |
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| June 27, 2023 |
Amended and Restated Certificate of Incorporation of the Registrant. NanoString Technologies, Inc. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION NanoString Technologies, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: A. The original Certificate of Incorporation of this Corporation was originally filed with the Secretary of State of Delaware on June 20, 2003. B. This Amended an |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* NanoString Technologies Inc (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) May 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| May 31, 2023 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 NANOSTRING TECHNOLOGIES, INC. Conflict Minerals Report For the Year Ended December 31, 2022 This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014 (the “Rule”). The Rule was adopted by the Securities and Exchange Commi |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report NanoString Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35980 20-0094687 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 530 Fairview Avenue North Seattle, Washington 98109 (Address of princ |
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| May 25, 2023 |
NSTG / Nanostring Technologies Inc / Avidity Partners Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 NanoString Technologies, Inc. |
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| May 3, 2023 |
Exhibit 99.1 NanoString Technologies Releases Operating Results for First Quarter of 2023 – Q1 Revenue of $35.8 Million – - Total Spatial Biology and nCounter Revenue Above Upper End of Q1 Guidance Ranges - - Raising Annual Revenue Guidance to $175-185 Million - SEATTLE - May 3, 2023 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translati |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-35980 NA |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| April 28, 2023 |
nstg-2023ars |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| April 10, 2023 |
NSTG / Nanostring Technologies Inc / RA CAPITAL MANAGEMENT, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) March 30, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 NanoString Technologies, Inc. |
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| February 28, 2023 |
As filed with the Securities and Exchange Commission on February 28, 2023 Registration No. |
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| February 28, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) NanoString Technologies, Inc. |
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| February 28, 2023 |
Form of RSU Agreement under the 2018 Inducement Equity Incentive Plan. EXHIBIT 10.9 NANOSTRING TECHNOLOGIES, INC. 2018 INDUCEMENT EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Unless otherwise defined herein, the terms defined in the NanoString Technologies, Inc. 2018 Inducement Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Agreement (the “Award Agreement”), which includes the Notice of Restricted Stock U |
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| February 28, 2023 |
2018 Inducement Equity Incentive Plan EXHIBIT 10.8 NANOSTRING TECHNOLOGIES, INC. 2018 INDUCEMENT EQUITY INCENTIVE PLAN 1.Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals entering into employment with the Company or any Parent or Subsidiary of the Company. The Plan permits the grant of Non |
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| February 28, 2023 |
Form of Stock Option Agreement under the 2018 Inducement Equity Incentive Plan. EXHIBIT 10.10 NANOSTRING TECHNOLOGIES, INC. 2018 INDUCEMENT EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the NanoString Technologies, Inc. 2018 Inducement Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Stock Option Agreement (the “Agreement”), including the Notice of Stock Option Grant (the “Notice of Grant”) and |
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| February 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 Or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35980 NANOSTR |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 NanoString Technologies, Inc. |
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| February 28, 2023 |
Exhibit 99.1 NanoString Technologies Releases Fourth Quarter and Full Year 2022 Operating Results and Provides 2023 Financial Outlook - Generated Record Orders for Over 105 Spatial Biology Instruments, Representing 50% Growth Year-over-Year - - Q4 Revenue Over $34 Million - SEATTLE - February 28, 2023 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for disco |
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| February 28, 2023 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, NanoString Technologies, Inc. (the “Company”) had one class of securities, our common stock, registered under Section 12 of the Securities Exchange Act of 1934, as amended. These securities are listed on the Nasdaq Global Market under the symbol “ |
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| February 14, 2023 |
NSTG / NanoString Technologies Inc / RA CAPITAL MANAGEMENT, L.P. - SC 13G/A Passive Investment SC 13G/A 1 tm236221d12sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this St |
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| February 14, 2023 |
NSTG / NanoString Technologies Inc / Polar Capital Holdings Plc Passive Investment SC 13G 1 polar-nstg123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nanostring Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check th |
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| February 9, 2023 |
NSTG / NanoString Technologies Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: NanoString Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 63009R109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* NanoString Technologies Inc (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 27, 2023 |
Amended and Restated Bylaws of the Registrant. EX-3.1 2 exhibit31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF NANOSTRING TECHNOLOGIES, INC. (as amended and restated on January 25, 2023) TABLE OF CONTENTS Page ARTICLE I — CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II — MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 1 2.5 NOTICE OF |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 NanoString Technologies, Inc. |
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| January 9, 2023 |
EX-99.1 2 nstg-2022ex991revenuesjpmo.htm EX-99.1 Exhibit 99.1 NanoString Provides Preliminary Financial and Operational Highlights for Fourth Quarter and FY 2022 Generated Record Orders for Over 105 Spatial Biology Instruments in Q4, Representing 50% Growth Year-over-Year Q4 Product and Service Revenue of Over $34 Million, Within Guidance Range of $33 to $35 Million SEATTLE - January 8, 2023 - Nan |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2023 NanoString Technologies, Inc. |
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| December 12, 2022 |
NanoString Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NanoString Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) November 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| November 7, 2022 |
Exhibit 99.1 NanoString Technologies Releases Operating Results for Third Quarter of 2022 Generated Orders for ~60 Spatial Biology Instruments, Representing ~70% Growth Year-over-Year, Including Orders for ~40 CosMx Spatial Molecular Imagers SEATTLE - November 7, 2022 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, t |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-3598 |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2022 NanoString Technologies, Inc. |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-35980 NAN |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 NanoString Technologies, Inc. |
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| August 4, 2022 |
Exhibit 99.1 NanoString Technologies Releases Operating Results for Second Quarter of 2022 Generated Orders for ~ 50 Spatial Biology Instruments, Representing 65% Growth Year-over-Year, Including Orders for More than 25 CosMx Spatial Molecular Imagers SEATTLE - August 4, 2022 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational res |
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| June 21, 2022 |
As filed with the Securities and Exchange Commission on June 17, 2022 As filed with the Securities and Exchange Commission on June 17, 2022 Registration No. |
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| June 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2022 NanoString Technologies, Inc. |
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| June 17, 2022 |
Form of Restricted Stock Unit Agreement under the 2022 Equity Incentive Plan Exhibit 10.3 NANOSTRING TECHNOLOGIES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Unless otherwise defined herein, the terms defined in the NanoString Technologies, Inc. 2022 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement (the ?Award Agreement?), which includes the Notice of Restricted Stock Unit Grant (the ?Notice |
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| June 17, 2022 |
Power of Attorney (contained on signature page hereto). As filed with the Securities and Exchange Commission on June 17, 2022 Registration No. |
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| June 17, 2022 |
Form of Stock Option Agreement under the 2022 Equity Incentive Plan Exhibit 10.2 NANOSTRING TECHNOLOGIES, INC. 2022 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the NanoString Technologies, Inc. 2022 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Stock Option Agreement (the ?Agreement?), including the Notice of Stock Option Grant (the ?Notice of Grant?) and Terms and Conditions o |
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| June 17, 2022 |
Form of Performance-Based Restricted Stock Unit Agreement under the 2022 Equity Incentive Plan Exhibit 10.4 NANOSTRING TECHNOLOGIES, INC. 2022 EQUITY INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT Unless otherwise defined herein, the terms defined in the NanoString Technologies, Inc. 2022 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Performance-Based Restricted Stock Unit Agreement (the ?Award Agreement?), which includes the Notice of Perf |
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| June 17, 2022 |
Exhibit 10.1 NANOSTRING TECHNOLOGIES, INC. 2022 EQUITY INCENTIVE PLAN 1.Purposes of the Plan. The purposes of this Plan are: ?to attract and retain the best available personnel for positions of substantial responsibility, ?to provide additional incentive to Employees, Directors and Consultants, and ?to promote the success of the Company?s business. The Plan permits the grant of Incentive Stock Opt |
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| June 17, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) NanoString Technologies, Inc. |
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| May 27, 2022 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 NANOSTRING TECHNOLOGIES, INC. Conflict Minerals Report For the Year Ended December 31, 2021 This report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014 (the ?Rule?). The Rule was adopted by the Securities and Exchange Commi |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report NanoString Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35980 20-0094687 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 530 Fairview Avenue North Seattle, Washington 98109 (Address of princ |
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| May 10, 2022 |
Exhibit 10.3 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. OMISSIONS ARE DESIGNATED AS [?]. EXCLUSIVE LICENSE AGREEMENT Between NanoString Technologies, Inc. (Licensee) And The Institute for Systems Biology (INSTITUTE) This Exclusive License Agreement (hereinafter called ?Agre |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-35980 NA |
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| May 10, 2022 |
Exhibit 10.4 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. OMISSIONS ARE DESIGNATED AS [?]. AMENDMENT NO. 1 TO EXCLUSIVE LICENSE AGREEMENT This Amendment No. 1 to Exclusive License Agreement ("Amendment") is entered into on February 5, 2007, by and between the Institute for Sy |
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| May 10, 2022 |
NanoString Technologies Releases Operating Results for First Quarter of 2022 Exhibit 99.1 NanoString Technologies Releases Operating Results for First Quarter of 2022 SEATTLE - May 10, 2022 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the first quarter ended March 31, 2022. First Quarter Financial Highlights ?Product and service revenue of $30.8 million |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 NanoString Technologies, Inc. |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 NanoString Technologies, Inc. |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NANOSTRING TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) April 18, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2022 NanoString Technologies, Inc. |
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| April 18, 2022 |
EX-99.1 2 nstg8kex99104182022.htm EX-99.1 Exhibit 99.1 NanoString Appoints Dr. Teresa Foy to Board of Directors Dr. Rob Hershberg steps down from Board after 7 years of service SEATTLE, Wash., April 18, 2022/Business Wire/- NanoString Technologies, Inc. (NASDAQ: NSTG), a leading provider of life science tools for discovery and translational research, today announced the appointment of Dr. Teresa ( |
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| April 12, 2022 |
NanoString Technologies Announces Preliminary Revenue for First Quarter of Fiscal Year 2022 Exhibit 99.1 NanoString Technologies Announces Preliminary Revenue for First Quarter of Fiscal Year 2022 SEATTLE - April 12, 2022 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today announced preliminary total product and service revenue of approximately $31 million for the first quarter. This unaudited estimate, b |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2022 NanoString Technologies, Inc. |
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| March 1, 2022 |
List of subsidiaries of the Registrant. Exhibit 21.1 SUBSIDIARIES OF NANOSTRING TECHNOLOGIES, INC. Name of Subsidiary State or other Jurisdiction of Incorporation NanoString Technologies Europe Limited United Kingdom NanoString Technologies SAS France NanoString Technologies International, Inc. Delaware NanoString Technologies Germany GmbH Germany NanoString Technologies Asia Pacific Limited Hong Kong NanoString Technologies Singapore P |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 NanoString Technologies, Inc. |
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| March 1, 2022 |
Employment Agreement dated January 6, 2022, between the Registrant and John Gerace. Exhibit 10.24 NANOSTRING TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into, effective as of January 6, 2022 (the ?Effective Date?), by and between NanoString Technologies, Inc. (the ?Company?) and John D. Gerace (?Executive?). 1.Duties and Scope of Employment. (a)Positions and Duties. As of the Effective Date, Executive will serve as the Chief Comm |
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| March 1, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) NanoString Technologies, Inc. |
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| March 1, 2022 |
Transition Agreement and Release dated January 7, 2022, between the Registrant and J. Chad Brown. Exhibit 10.21 TRANSITION AGREEMENT AND RELEASE This Transition Agreement and Release (?Agreement?) is made by and between J. Chad Brown (?Employee?) and NanoString Technologies, Inc. (the ?Company?) (collectively referred to as the ?Parties? or individually referred to as a ?Party?). WHEREAS, Employee was employed at-will by the Company pursuant to that certain Employment Agreement between the Par |
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| March 1, 2022 |
As filed with the Securities and Exchange Commission on March 1, 2022 Registration No. |
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| March 1, 2022 |
EX-10.31 4 nstg-2021ex1031.htm EX-10.31 AMENDMENT NO. 3 TO OFFICE LEASE AGREEMENT THIS AMENDMENT NO. 3 TO THE OFFICE LEASE AGREEMENT (“Third Amendment”) is made and entered into effective as of July 20, 2021 (“Effective Date”), by and between BLUME ROY BUILDING LLC, a Washington Limited Liability Company, ("Landlord") and NANOSTRING TECHNOLOGIES, INC., a Delaware corporation ("Tenant"). RECITALS A |
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| March 1, 2022 |
Exhibit 99.1 NanoString Technologies Releases Fourth Quarter and Full Year 2021 Operating Results and Provides 2022 Financial Outlook SEATTLE - March 1, 2022 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the fourth quarter and year ended December 31, 2021. Fourth Quarter Financi |
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| March 1, 2022 |
As filed with the Securities and Exchange Commission on March 1, 2022 As filed with the Securities and Exchange Commission on March 1, 2022 Registration No. |
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| March 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 Or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35980 NANOSTR |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 NanoString Technologies, Inc. |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NanoString Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 10, 2022 |
NSTG / NanoString Technologies Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: NanoString Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 63009R109 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* NanoString Technologies Inc (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 10, 2022 |
Exhibit 99.1 NanoString Provides Preliminary Financial and Operational Highlights for Fourth Quarter and FY 2021 - Record Q4 Product and Service Revenue of $42 Million, Including GeoMx Revenue of $18 Million - SEATTLE - January 9, 2022 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported preliminary financi |
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| January 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 NanoString Technologies, Inc. |
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| January 10, 2022 |
Exhibit 99.2 NanoString Announces Transition in Commercial Leadership Chad Brown to Retire Following More than Four Successful Years as SVP, Sales & Marketing Genomics and Diagnostics Veteran John D. Gerace Appointed as Chief Commercial Officer SEATTLE ? January 9, 2022 ? NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* NanoString Technologies Inc (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) October 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 NanoString Technologies, Inc. |
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| November 9, 2021 |
NanoString Releases Operating Results for Third Quarter of 2021 EX-99.1 2 nstg-20218kex991.htm EX-99.1 Exhibit 99.1 NanoString Releases Operating Results for Third Quarter of 2021 SEATTLE - November 9, 2021 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the third quarter ended September 30, 2021. Third Quarter Financial Highlights •Product an |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-3598 |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-35980 NAN |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 NanoString Technologies, Inc. |
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| August 4, 2021 |
NanoString Releases Operating Results for Second Quarter of 2021 Exhibit 99.1 NanoString Releases Operating Results for Second Quarter of 2021 SEATTLE - August 4, 2021 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the second quarter ended June 30, 2021. Second Quarter Financial Highlights ?Product and service revenue of $33.6 million, 59% yea |
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| June 21, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2021 NanoString Technologies, Inc. |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report NanoString Technologies, Inc. |
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| May 27, 2021 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. EX-1.01 2 nstgex101.htm EX-1.01 Exhibit 1.01 NANOSTRING TECHNOLOGIES, INC. Conflict Minerals Report For the Year Ended December 31, 2020 This report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014 (the “Rule”). The Rule was adopted by t |
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| May 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-35980 NA |
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| May 10, 2021 |
NanoString Technologies Releases Operating Results for First Quarter of 2021 Exhibit 99.1 NanoString Technologies Releases Operating Results for First Quarter of 2021 SEATTLE - May 10, 2021 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the first quarter ended March 31, 2021. First Quarter Financial Highlights ?Product and service revenue of $31.4 million |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 NanoString Technologies, Inc. |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 9, 2021 |
NanoString Appoints Dr. Dana Rollison and Janet George to Board of Directors Exhibit 99.1 NanoString Appoints Dr. Dana Rollison and Janet George to Board of Directors SEATTLE, Wash., March 9, 2021/Business Wire/- NanoString Technologies, Inc. (NASDAQ: NSTG), a leading provider of life science tools for discovery and translational research, today announced the appointment of two new board members, Dr. Dana Rollison and Janet George, effective March 8, 2021. “I’m thrilled to |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2021 NanoString Technologies, Inc. |
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| March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2021 NanoString Technologies, Inc. |
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| March 1, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 Or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35980 NANOSTR |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 NanoString Technologies, Inc. |
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| March 1, 2021 |
Power of Attorney (contained on signature page hereto). As filed with the Securities and Exchange Commission on March 1, 2021 Registration No. |
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| March 1, 2021 |
Exhibit 99.1 NanoString Technologies Releases Fourth Quarter and Full Year 2020 Operating Results and Provides 2021 Financial Outlook SEATTLE - March 1, 2021 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the fourth quarter and year ended December 31, 2020. Fourth Quarter Financi |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 17, 2021 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) EX-1 2 ex1.htm Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock, $0.0001 Par Value, of NanoString Technologies, Inc., beneficially owned by them, together with any or all amendments thereto, when and if app |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 16, 2021 |
Nanostring Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nanostring Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2021 |
SC 13G/A 1 brhc10020182sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* NanoString Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Sta |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: NanoString Technologies Inc. Title of Class of Securities: Common Stock CUSIP Number: 63009R109 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* NanoString Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| January 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2021 NanoString Technologies, Inc. |
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| January 11, 2021 |
EX-99.1 2 nstg-8kex99101102021.htm EX-99.1 Exhibit 99.1 NanoString Provides Preliminary Financial and Operational Highlights for Fourth Quarter and FY 2020 - Q4 Product and Service Revenue of $35.7 Million, Including GeoMx Revenue of $12.2 million, Exceeding High End of Guidance Ranges - - Over 180 Cumulative GeoMx Orders as of Year End - SEATTLE - January 10, 2021 - NanoString Technologies, Inc. |
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| January 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* NanoString Technologies Inc (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 9, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-3598 |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2020 NanoString Technologies, Inc. |
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| November 9, 2020 |
NanoString Technologies Releases Operating Results for Third Quarter of 2020 Exhibit 99.1 NanoString Technologies Releases Operating Results for Third Quarter of 2020 SEATTLE - November 9, 2020 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the third quarter of 2020. Third Quarter Financial Highlights •Product and service revenue of $30.1 million, 14% yea |
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| October 9, 2020 |
NSTG / NanoString Technologies, Inc. / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| October 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* NanoString Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) September 30,2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi |
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| October 8, 2020 |
CALCULATION OF REGISTRATION FEE Filed Pursuant to Rule 424(b)(5) Registration No. 333-230361 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered (1) Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee (2) Common Stock, par value $0.0001 per share 5,750,000 $40.00 $230,000,000 $25,093 (1) Includes 750,000 shares that m |
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| October 8, 2020 |
Underwriting Agreement, dated as of October 7, 2020 NANOSTRING TECHNOLOGIES, INC. 5,000,000 Shares of Common Stock Underwriting Agreement October 7, 2020 J.P. Morgan Securities LLC UBS Securities LLC Cowen and Company, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 c/o |
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| October 8, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2020 NanoString Technologies, Inc. |
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| October 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NanoString Technologies, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 63009R109 (CUSIP Number) September 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| October 7, 2020 |
NANOSTRING TECHNOLOGIES, INC. Offering of Common Stock Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-230361 Supplementing the Preliminary Prospectus Supplement dated October 6, 2020 (To Prospectus dated March 18, 2019) NANOSTRING TECHNOLOGIES, INC. Offering of Common Stock The information in this free writing prospectus relates only to the offering of common stock offered pursuant to our preliminary prospectus suppleme |
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| October 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2020 NanoString Technologies, Inc. |
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| October 6, 2020 |
Subject to completion, dated October 6, 2020 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| October 6, 2020 |
Exhibit 99.1 NanoString Technologies Provides Preliminary Financial and Operational Highlights for Third Quarter 2020 - Third Quarter Product and Service Revenue of $30.1 Million vs. Guidance Range of $25 to $28 Million - - More than 25 New GeoMx DSP Orders Received in the Third Quarter - SEATTLE - October 6, 2020 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science to |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2020 NanoString Technologies, Inc. |
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| August 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-35980 NAN |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NanoString Technologies Inc (Name of Issuer) Common Stock (Title of Class of Securities) 63009R109 (CUSIP Number) July 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| August 10, 2020 |
NanoString Technologies Releases Operating Results for Second Quarter of 2020 Exhibit 99.1 NanoString Technologies Releases Operating Results for Second Quarter of 2020 SEATTLE - August 10, 2020 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the second quarter of 2020. Second Quarter Financial Highlights •Product and service revenue of $21.1 million, 5% ye |
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| June 19, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2020 NanoString Technologies, Inc. |
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| June 1, 2020 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. EX-1.01 2 nstgex101.htm EXHIBIT 1.01 Exhibit 1.01 NANOSTRING TECHNOLOGIES, INC. Conflict Minerals Report For the Year Ended December 31, 2019 This report for the year ended December 31, 2019 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014 (the “Rule”). The Rule was adopted |
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| June 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD Specialized Disclosure Report NanoString Technologies, Inc. |
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| May 8, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File: Number 001-35980 NA |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 NanoString Technologies, Inc. |
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| May 7, 2020 |
NanoString Technologies Releases Operating Results for First Quarter of 2020 Exhibit 99.1 NanoString Technologies Releases Operating Results for First Quarter of 2020 SEATTLE - May 7, 2020 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational research, today reported financial results for the first quarter of 2020. First Quarter Financial Highlights • Product and service revenue of $24.5 million, 15% year-ov |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 6, 2020 |
Exhibit 99.1 NanoString Provides COVID-19 Business Update and Announces Conference Call on Thursday May 7th, 2020 GeoMx DSP Orders and Revenue In-Line with Prior Guidance nCounter Instrument and Consumable Revenue Disrupted by COVID-19 SEATTLE - (Business Wire) April 6, 2020 - NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for discovery and translational rese |
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| April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2020 NanoString Technologies, Inc. |
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| March 20, 2020 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2020 NanoString Technologies, Inc. |
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| March 20, 2020 |
Exhibit 16.1 March 20, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by NanoString Technologies, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of NanoString Technologies, Inc. dated March 16, 2020. We agree with the statements co |
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| March 9, 2020 |
EX-99.1 3 d890689dex991.htm EX-99.1 Exhibit 99.1 NanoString Technologies Announces Proposed Private Offering of $175 Million of Convertible Senior Notes SEATTLE, Wash. – March 4, 2020 – NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for translational research, today announced that it intends to offer, subject to market conditions and other factors, $175 milli |
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| March 9, 2020 |
EX-99.2 Exhibit 99.2 NanoString Technologies Announces Pricing of Upsized Offering of $200 Million of Convertible Senior Notes SEATTLE, Wash. – March 5, 2020 – NanoString Technologies, Inc. (NASDAQ:NSTG), a leading provider of life science tools for translational research, today announced the pricing of $200 million aggregate principal amount of 2.625% convertible senior notes due 2025 in a privat |
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| March 9, 2020 |
EX-4.1 2 d890689dex41.htm EX-4.1 Exhibit 4.1 NANOSTRING TECHNOLOGIES, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of March 9, 2020 2.625% Convertible Senior Notes due 2025 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01 |
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| March 9, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020 NanoString Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35980 20-0094687 (State or other jurisdiction of incorporation) (Co |
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| March 3, 2020 |
NSTG / NanoString Technologies, Inc. S-8 - - S-8 As filed with the Securities and Exchange Commission on March 2, 2020 Registration No. |
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| March 2, 2020 |
EX-10.21 6 nstg-ex1021.htm EXHIBIT 10.21 Exhibit 10.21 NANOSTRING TECHNOLOGIES, INC. AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This Amendment to Executive Employment Agreement (this “Amendment”) is made by and between Joseph Beechem (“Executive”) and NanoString Technologies, Inc., a Delaware corporation (the “Company” and together with Executive, the “Parties”) on the dates set forth below. WHER |
