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| CIK | 1057695 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Network 1 Financial Group, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 18, 2013 |
EXHIBIT 16.1 RBSM LLP NEW YORK, NEW YORK January 14, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Network 1 Financial Group,, Inc. (The “Company”) Form 8-K dated January 14, 2013, and are in agreement with the statements relating only to RBSM LLP contained therein. We have no basis to agree or disagree with other |
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| January 18, 2013 |
Changes in Registrant's Certifying Accountant - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 17, 2013 Network 1 Financial Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-14753 11-3423157 (State or Other Jurisdiction (Commission (I.R.S. |
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| December 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2012( August 31, 2012) NETWORK 1 FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 000-14753 11-3423157 (State or Other Jurisdiction ( |
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| December 20, 2012 |
Confidential Confidential Term Sheet $400,000.00 Secured Promissory Note EX-10 2 ex101.htm Exhibit 10.01 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT OR APPLICABLE EXEMPTION OR SAFE HARBOR PROVISION. NOTWITHSTANDING THE FOREGOING, THE SECURITIES PAID TO HOLDER AS “PRIMARY ADDITIONAL CONSIDERATION” SUPPORTING THIS |
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| September 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2012 Network 1 Financial Group, Inc (Exact name of registrant as specified in its charter) Delaware 001-14753 11-3423157 (State or Other Jurisdiction (Commission (I.R.S. |
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| September 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-14753 Network 1 Financial Group, Inc. (Exact name of registrant as speci |
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| September 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): [insert date] NETWORK 1 FINANCIAL GROUP, INC (Exact name of registrant as specified in its charter) Delaware 001-14753 11-3423157 (State or Other Jurisdiction (Commission (I.R.S. Empl |
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| September 7, 2012 |
SUBSCRIPTION AGREEMENT (PRIVATE PLACEMENT SECURITIES PURCHASE AGREEMENT) EX-10 2 ex10.htm Exhibit 10.1 SUBSCRIPTION AGREEMENT (PRIVATE PLACEMENT SECURITIES PURCHASE AGREEMENT) THIS SECURITIES PURCHASE AGREEMENT, dated as of August 23, 2012, is entered into by and between Network 1 Financial Group Inc a Delaware corporation, with headquarters located at 2 bridge Ave Red Bank N.J. 07701 (the “Company”), and Frank Ciolli (the "Purchaser"). RECITALS: WHEREAS, the Company i |
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| July 12, 2012 |
N E T W O R K 1 F I N A N C I A L G R O U P , I N C . July 11, 2012 Ms. Suzanne Hayes Assistant Director Division of Corporate Finance U.S. Securities & Exchange Commission Washington, D.C. 20549 Re: Your File No. 001-14753 Network 1 Financial Group, Inc. Form 10-K for Fiscal Year Ended June 30, 2011 – Filed October 13, 2011 Amendment No. 1 to Form 10-K for Fiscal Year Ended June 30, 2011 – Filed |
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| July 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 2 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Year Ended June 30, 2011 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-14753 NETWORK |
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| July 9, 2012 |
Fully Disclosed Clearing Agreement EX-99 6 ntflex991.htm Exhibit 99.1 Fully Disclosed Clearing Agreement This agreement (the "Agreement") is made between Legent Clearing LLC, ("Clearing Broker"), and Network 1 Financial Securities, Inc. ("Correspondent"), having the form of organization set forth below. Recitals WHEREAS, Correspondent desires that Clearing Broker shall provide certain services (the "Services") to Correspondent with |
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| July 6, 2012 |
Quarterly Report - FORM 10-Q/A 10-Q/A 1 ntfl10qa0705.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transiti |
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| July 5, 2012 |
Quarterly Report - FORM 10-Q/A 10-Q/A 1 ntfl10q0703.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transiti |
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| June 21, 2012 |
N E T W O R K 1 F I N A N C I A L G ROUP, I N C . June 20, 2012 Securities and Exchange Commission Attn: Susan Hayes Assistant Director 100 F Street Washington, DC 20549 RE: SEC Letter Dear Susan Hayes: Network 1 Financial Group, Inc. is in receipt of a letter dated 6-11-2012 from SEC. As per your request, Network 1 Financial Group, Inc. will comply with your request and expects to file the change |
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| May 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 001-14753 NETWORK 1 |
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| May 15, 2012 |
NT 10-Q 1 v302750nt10q.htm NOTICE UNDER RULE 12B25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20- F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition |
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| February 21, 2012 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 001-14753 NETWOR |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): £Form 10-K £ Form 20-F £Form 11-K SForm 10-Q £Form 10-I £ Form NSAR £Form N-CSR For Period Ended: December 31, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form |
