Mga Batayang Estadistika
CIK | 1586698 |
SEC Filings
SEC Filings (Chronological Order)
January 13, 2015 |
Otsuka Pharmaceutical Completes Acquisition of Avanir Pharmaceuticals EX-99.A.5.G Exhibit (a)(5)(G) FOR IMMEDIATE RELEASE Company name: Otsuka Holdings Co., Ltd. Representative name: Tatsuo Higuchi President and Representative Director, CEO Stock ticker: 4578, Tokyo Stock Exchange, First Section Contact: Yuji Kogure Director, Investor Relations Department Telephone: +81-3-6361-7411 Otsuka Pharmaceutical Completes Acquisition of Avanir Pharmaceuticals Tokyo, Japan – |
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January 13, 2015 |
OTSKY / Otsuka Holdings Co. Ltd. SC TO-T/A - - SC TO-T/A SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) AVANIR PHARMACEUTICALS, INC. (Name of Subject Company) Bigarade Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary |
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January 6, 2015 |
EX-99.B.2 Exhibit (b)(2) CREDIT AGREEMENT This CREDIT AGREEMENT (this “Agreement”) is dated as of January 6, 2015, and is by and between OTSUKA AMERICA, INC. (the “Borrower”), a corporation duly organized and validly existing under the laws of the State of Delaware, and THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., a Japanese banking corporation (the “Bank”). The Borrower desires the Bank to lend certai |
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January 6, 2015 |
OTSKY / Otsuka Holdings Co. Ltd. SC TO-T/A - - SC TO-T/A SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) AVANIR PHARMACEUTICALS, INC. (Name of Subject Company) Bigarade Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary |
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January 5, 2015 |
Otsuka Holdings Announces Expiration of HSR Waiting Period for Avanir Tender Offer EX-(a)(5)(F) Exhibit (a)(5)(F) FOR IMMEDIATE RELEASE Company name: Otsuka Holdings Co. |
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January 5, 2015 |
OTSKY / Otsuka Holdings Co. Ltd. SC TO-T/A - - SC TO-T/A SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AVANIR PHARMACEUTICALS, INC. (Name of Subject Company) Bigarade Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary |
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December 31, 2014 |
OTSKY / Otsuka Holdings Co. Ltd. SC TO-T/A - - SC TO-T/A SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) AVANIR PHARMACEUTICALS, INC. (Name of Subject Company) Bigarade Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary |
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December 12, 2014 |
OTSKY / Otsuka Holdings Co. Ltd. SC TO-T - - SC TO-T SC TO-T SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AVANIR PHARMACEUTICALS, INC. (Name of Subject Company) Bigarade Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary of Otsuka Pharmaceut |
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December 12, 2014 |
EX-99.A.1.A Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of AVANIR PHARMACEUTICALS, INC. at $17.00 NET PER SHARE by BIGARADE CORPORATION a wholly owned indirect subsidiary of OTSUKA PHARMACEUTICAL CO., LTD. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF JANUARY 12, 2015, UNLESS THE OFFER IS EXTENDED (SUCH DATE |
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December 12, 2014 |
EX-99.A.1.E Exhibit (a)(1)(E) Letter to Clients with Respect to Offer to Purchase All Outstanding Shares of Common Stock of Avanir Pharmaceuticals, Inc. at $17.00 Per Share, Net in Cash, Pursuant to the Offer to Purchase dated December 12, 2014 by Bigarade Corporation an indirect wholly owned subsidiary of Otsuka Pharmaceutical Co., Ltd. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGH |
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December 12, 2014 |
EX-99.A.1.D Exhibit (a)(1)(D) Letter to Brokers and Dealers with Respect to Offer to Purchase All Outstanding Shares of Common Stock of Avanir Pharmaceuticals, Inc. at $17.00 Per Share, Net in Cash, Pursuant to the Offer to Purchase dated December 12, 2014 by Bigarade Corporation an indirect wholly owned subsidiary of Otsuka Pharmaceutical Co., Ltd. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 1 |
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December 12, 2014 |
MUTUAL NON-DISCLOSURE AGREEMENT EX-99.D.2 Exhibit (d)(2) MUTUAL NON-DISCLOSURE AGREEMENT MUTUAL NON-DISCLOSURE AGREEMENT THIS MUTUAL NON-DISCLOSURE AGREEMENT (this “Agreement”), entered into as of MAY 13, 2013 (the “Effective Date”), governs the disclosure of information by and between AVANIR PHARMACEUTICALS, INC., a Delaware corporation, with offices located at 20 Enterprise, Suite 200, Aliso Viejo, California, 92656, and OTSUK |
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December 12, 2014 |
Commitment Letter concerning USD3,540,000,000 Credit Facility EX-99.B.1 Exhibit (b)(1) December 9, 2014 Otsuka Holdings Co., Ltd. 2-9 Kanda-Tsukasamachi, Chiyoda-ku, Tokyo 101-0048 Attn: Mr. Atsumasa Makise Otsuka America, Inc. One Embarcadero Center, Suite 2020, San Francisco, CA 94111, U.S.A. Attn: Ms. Noriko Tojo Dear Sirs, Commitment Letter concerning USD3,540,000,000 Credit Facility We (“us” or the “Bank”) refer to the contemplated debt financing reques |
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December 12, 2014 |
FIRST AMENDMENT NON-DISCLOSURE AGREEMENT EX-99.D.3 Exhibit (d)(3) FIRST AMENDMENT TO NON-DISCLOSURE AGREEMENT THIS FIRST AMENDMENT to the Non-Disclosure Agreement (“Amendment”) is effective as of JULY 16, 2013, by and between AVANIR PHARMACEUTICALS, INC. (“Avanir”) and OTSUKA PHARMACEUTICAL CO. LTD. (“Company”). Hereafter, each of Avanir and Company may also be referred to as a “party” and sometimes collectively referred to as the “parti |
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December 12, 2014 |
EX-99.A.1.C Exhibit (a)(1)(C) Notice of Guaranteed Delivery for Offer to Purchase All Outstanding Shares of Common Stock of Avanir Pharmaceuticals, Inc. at $17.00 Per Share, Net in Cash, Pursuant to the Offer to Purchase dated December 12, 2014 by Bigarade Corporation an indirect wholly owned subsidiary of Otsuka Pharmaceutical Co., Ltd. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGH |
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December 12, 2014 |
Request for Taxpayer Identification Number and Certification EX-99.A.1.F Exhibit (a)(1)(F) Form W-9 (Rev. August 2013) Department of the Treasury Internal Revenue Service Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Name (as shown on your income tax return) Business name/disregarded entity name, if different from above Check appropriate box for federal tax classification: Exemptions (see in |
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December 12, 2014 |
SECOND AMENDMENT NON-DISCLOSURE AGREEMENT EX-99.D.4 Exhibit (d)(4) EXECUTION VERSION SECOND AMENDMENT TO NON-DISCLOSURE AGREEMENT THIS SECOND AMENDMENT to the Non-Disclosure Agreement (“Amendment”) is effective as of SEPTEMBER 2, 2014, by and between AVANIR PHARMACEUTICALS, INC. (“Avanir”) and OTSUKA PHARMACEUTICAL CO. LTD. (“Company”). Hereafter, each of Avanir and Company may also be referred to as a “party” and sometimes collectively r |
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December 12, 2014 |
EX-99.A.1.B Exhibit (a)(1)(B) THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION Letter of Transmittal To Tender Shares of Common Stock of Avanir Pharmaceuticals, Inc. at $17.00 Per Share, Net in Cash, Pursuant to the Offer to Purchase dated December 12, 2014 by Bigarade Corporation an indirect wholly owned subsidiary of Otsuka Pharmaceutical Co., Ltd. THE OFFER AND WITHDRAWAL RIGHTS |
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December 12, 2014 |
EX-99.A.1.G Exhibit (a)(1)(G) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made only by the Offer to Purchase, dated December 12, 2014, and the related Letter of Transmittal and any amendments or supplements thereto, and is being made to all holders of Shares. The Offer is not being made to (nor |
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December 12, 2014 |
EX-99.A.5.E Exhibit (a)(5)(E) FOR IMMEDIATE RELEASE Company name: Otsuka Holdings Co., Ltd. Representative name: Tatsuo Higuchi President and Representative Director, CEO Stock ticker: 4578, Tokyo Stock Exchange, First Section Contact: Yuji Kogure Director, Investor Relations Department Telephone: +81-3-6361-7411 Otsuka Pharmaceutical Commences Tender Offer to Acquire All Outstanding Shares of Ava |
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December 10, 2014 |
EX-99.A.5.D Exhibit (a)(5)(D) xCover sheet Document title: Extraordinary Report Filing to: Director-General of the Kanto Local Finance Bureau Filing date: December 10, 2014 Company name: Otsuka Holdings Co., Ltd. Title and name of representative: Tatsuo Higuchi President and Representative Director, CEO Registered address: 2-9, Kanda Tsukasa-machi, Chiyoda-ku, Tokyo 101-8535, Japan Telephone numbe |
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December 10, 2014 |
OTSKY / Otsuka Holdings Co. Ltd. SC TO-C - - SC TO-C SC TO-C SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AVANIR PHARMACEUTICALS, INC. (Name of Subject Company) Bigarade Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary of Otsuka Pharmaceut |
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December 2, 2014 |
AVANIR PHARMACEUTICALS, INC. SC TO-C Exhibit (a)(5)(A) December 2, 2014 Company name: Otsuka Holdings Co., Ltd. Representative name: Tatsuo Higuchi President and Representative Director, CEO Stock ticker: 4578, Tokyo Stock Exchange, First Section Contact: Yuji Kogure Director, Investor Relations Department Telephone: +81-3-6361-7411 Otsuka Pharmaceutical to Acquire Avanir Pharmaceuticals Full-scal |
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December 2, 2014 |
Press Release of Otsuka Pharmaceutical Co., Ltd. dated December 2, 2014 AVANIR PHARMACEUTICALS, INC. SC TO-C Exhibit (a)(5)(B) OTSUKA PHARMACEUTICAL TO ACQUIRE AVANIR PHARMACEUTICALS Full-scale entry to neurologic diseases area widens core business presence in CNS Tokyo, Japan – December 2, 2014 – Otsuka Pharmaceutical Co., Ltd. is pleased to announce an agreement with Avanir Pharmaceuticals, Inc. (“Avanir”) in which Otsuka America, Inc., a US subsidiary, acquires Ava |
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December 2, 2014 |
OTSKY / Otsuka Holdings Co. Ltd. SC TO-C - - TENDER OFFER STATEMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AVANIR PHARMACEUTICALS, INC. (Name of Subject Company) Bigarade Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary of Otsuka Pharmaceutical Co. |
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December 2, 2014 |
English Translation of Investor Presentation of Otsuka Holdings Co., Ltd. dated December 2, 2014 AVANIR PHARMACEUTICALS, INC. SC TO-C Exhibit (a)(5)(C) Acquisition of Avanir Pharmaceuticals Tatsuo Higuchi President & Representative Director, CEO Otsuka Holdings Co., Ltd. 2 Dec, 2014 1 Note to Investors The tender offer to purchase shares of Avanir common stock referenced in this presentation has not yet commenced, and this presentation is neither an offer to purchase, nor a solicitation of an |
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October 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) ASTEX PHARMACEUTICALS, INC. (Name of Subject Company) Autumn Acquisition Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirec |
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October 11, 2013 |
Otsuka Pharmaceutical Completes Acquisition of Astex Pharmaceuticals Exhibit (a)(5)(B) FOR IMMEDIATE RELEASE Company name: Otsuka Holdings Co., Ltd. Representative name: Tatsuo Higuchi President and Representative Director, CEO Stock ticker: 4578, Tokyo Stock Exchange, First Section Contact: Takuma Kimura Director, Investor Relations Department Telephone: +81-3-6361-7411 Otsuka Pharmaceutical Completes Acquisition of Astex Pharmaceuticals Tokyo, Japan — October 11, |
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October 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) ASTEX PHARMACEUTICALS, INC. (Name of Subject Company) Autumn Acquisition Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirec |
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October 7, 2013 |
Otsuka Holdings Announces Expiration of HSR Waiting Period for Astex Tender Offer Exhibit (a)(5)(A) FOR IMMEDIATE RELEASE Company name: Otsuka Holdings Co., Ltd. Representative name: Tatsuo Higuchi President and Representative Director, CEO Stock ticker: 4578, Tokyo Stock Exchange, First Section Contact: Takuma Kimura Director, Investor Relations Department Telephone: +81-3-6361-7411 Otsuka Holdings Announces Expiration of HSR Waiting Period for Astex Tender Offer Tokyo, Japan |
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September 23, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) ASTEX PHARMACEUTICALS, INC. (Name of Subject Company) Autumn Acquisition Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary o |
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September 16, 2013 |
- OTSUKA HOLDINGS CO., LTD. TENDER OFFER SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ASTEX PHARMACEUTICALS, INC. (Name of Subject Company) Autumn Acquisition Corporation (Offeror) a wholly owned direct subsidiary of Otsuka America, Inc. (Direct Parent of Offeror) a wholly owned indirect subsidiary o |
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September 13, 2013 |
Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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September 13, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(B) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of ASTEX PHARMACEUTICALS, INC. |
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September 13, 2013 |
Exhibit 99.(a)(1)(G) FOR IMMEDIATE RELEASE Company name: Otsuka Holdings Co., Ltd. Representative name: Tatsuo Higuchi President and Representative Director, CEO Stock ticker: 4578, Tokyo Stock Exchange, First Section Contact: Takuma Kimura Director, Investor Relations Department Telephone: +81-3-6361-7411 Otsuka Pharmaceutical Commences Tender Offer to Acquire All Outstanding Shares of Astex Phar |
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September 13, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of ASTEX PHARMACEUTICALS, INC. |
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September 13, 2013 |
Exhibit (d)(3) CONFIDENTIAL August 5, 2013 Otsuka Pharmaceutical Co., Ltd. Shinagawa Grand Central Tower 2-16-4 Konan, Minato-ku Tokyo 108-8242 Ladies and Gentlemen: Reference is made to that certain letter agreement between Otsuka Pharmaceutical Co., Ltd. and Astex Pharmaceuticals, Inc. dated July 3, 2013 (the “Original Agreement”). This letter agreement is to confirm our agreement with respect t |
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September 13, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of ASTEX PHARMACEUTICALS, INC. |
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September 13, 2013 |
Exhibit (d)(2) CONFIDENTIAL July 3, 2013 Otsuka Pharmaceutical Co., Ltd. Shinagawa Grand Central Tower 2-16-4 Konan, Minato-ku Tokyo 108-8242 Ladies and Gentlemen: In connection with the possible interest of Otsuka Pharmaceutical Co., Ltd. (“you” or “your”) in a negotiated transaction (a “Transaction”) involving Astex Pharmaceuticals, Inc. and its subsidiaries (collectively, the “Company”), the Co |
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September 13, 2013 |
Exhibit (d)(1) CONFIDENTIAL AGREEMENT AND PLAN OF MERGER by and among OTSUKA PHARMACEUTICAL CO. |
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September 13, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY For Tender of Shares of Common Stock of ASTEX PHARMACEUTICALS, INC. |
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September 13, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of ASTEX PHARMACEUTICALS, INC. |
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September 13, 2013 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |