PCLB / Pinnacle Bancshares, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Pinnacle Bancshares, Inc.
US ˙ OTCPK

Mga Batayang Estadistika
CIK 1022243
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pinnacle Bancshares, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
February 10, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Pinnacle Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) D

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Pinnacle Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 722903101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

February 13, 2020 SC 13G/A

PCLB / Pinnacle Bancshares, Inc. / BANC FUNDS CO LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Pinnacle Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 722903101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

February 15, 2019 SC 13G

PCLB / Pinnacle Bancshares, Inc. / BANC FUNDS CO LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Pinnacle Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 722903101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

December 13, 2016 SC 13D/A

PCLB / Pinnacle Bancshares, Inc. / STILWELL JOSEPH - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment

CUSIP No. 722903101 SCHEDULE 13D Page 1 of 26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) pinnacle bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 81688L102 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006

September 23, 2014 SC 13D

PCLB / Pinnacle Bancshares, Inc. / STILWELL JOSEPH - SC 13D Activist Investment

CUSIP No. 722903101 SCHEDULE 13D Page 1 of 22 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 pinnacle bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 81688L102 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006 Telephone: (212) 2

April 28, 2008 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 g12967dedef14a.htm PINNACLE BANCSHARES, INC. Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential,

March 28, 2008 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-12707 PINNACLE BANCSHARES, INC. (Exact name of registrant as specified in

March 27, 2008 EX-99.1

PINNACLE BANCSHARES, INC. TO FILE NOTICE OF DEREGISTRATION

Exhibit 99.1 **FOR IMMEDIATE RELEASE** Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES, INC. TO FILE NOTICE OF DEREGISTRATION Jasper, Alabama (March 27, 2008) ?(OTCBB: PCLB) Pinnacle Bancshares, Inc., the holding company for Pinnacle Bank, Jasper, Alabama, today announced that it will file a Form 15 with the Securities and Exchange Commission

March 27, 2008 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2008 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 333-11495 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer of

March 25, 2008 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2008 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 333-11495 72-1370314 (State or Other Jurisdiction of Incorporation) (Commission Fi

March 25, 2008 EX-99.1

PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2007

Exhibit 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2007 Jasper, Alabama (March 24, 2008) ? Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (OTCBB:PCLB), today announced Pinnacle?s results of operations for the fourth quarter and

February 15, 2008 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2008 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation

February 15, 2008 EX-99.1

PINNACLE BANCSHARES, INC. COMMON STOCK TO BE VOLUNTARILY DELISTED FROM AMERICAN STOCK EXCHANGE PINNACLE BANCSHARES, INC. ALSO ANNOUNCES STOCK REPURCHASE PROGRAM

Exhibit 99.1 Contact: Robert B. Nolen, Jr. President & CEO Pinnacle Bancshares, Inc. (205) 221-4111 PINNACLE BANCSHARES, INC. COMMON STOCK TO BE VOLUNTARILY DELISTED FROM AMERICAN STOCK EXCHANGE PINNACLE BANCSHARES, INC. ALSO ANNOUNCES STOCK REPURCHASE PROGRAM JASPER, AL ?(BUSINESS WIRE)?Feb. 14, 2008 ? Pinnacle Bancshares, Inc. (Amex:PLE), the holding company for Pinnacle Bank, Jasper, Alabama, a

February 4, 2008 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

25 1 g11517e25.htm PINNACLE BANCSHARES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-12707 Issuer: Pinnacle Bancshares, Inc. Exchange: American Stock Exchange (Exact name of Issuer as specified in its charter, and n

January 28, 2008 EX-99.1

###

Exhibit 99.1 Contact: Robert B. Nolen, Jr., President and CEO Pinnacle Bancshares, Inc. (205) 221-4111 Pinnacle Bancshares, Inc. to Voluntarily Delist Common Stock from American Stock Exchange Jasper, AL ?(BUSINESS WIRE)?Jan. 25, 2008 ? Pinnacle Bancshares, Inc. (AMEX: PLE) announced today that it will voluntarily withdraw its common stock from listing on the American Stock Exchange (?AMEX?). In a

January 28, 2008 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2008 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer of

January 22, 2008 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 Amendment No.

January 22, 2008 EX-16.(A)(5)(V)

PINNACLE BANCSHARES, INC. ODD LOT TENDER OFFER TO EXPIRE

Exhibit 16(a)(5)(v) FOR IMMEDIATE RELEASE Contact: Robert B. Nolen, Jr. President and CEO 205-221-4111 PINNACLE BANCSHARES, INC. ODD LOT TENDER OFFER TO EXPIRE JASPER, Ala. (January 17, 2008) ? Pinnacle Bancshares, Inc. (AMEX: PLE) today announced that its tender offer for the purchase of all shares of its common stock held by persons owning 99 or fewer shares will expire at the close of business

January 17, 2008 EX-99.1

Pinnacle Bancshares, Inc. Odd Lot Tender Offer to Expire

Exhibit 99.1 Pinnacle Bancshares, Inc. Odd Lot Tender Offer to Expire JASPER, Ala.-(BUSINESS WIRE)-Pinnacle Bancshares, Inc. (AMEX: PLE) today announced that its tender offer for the purchase of all shares of its common stock held by persons owning 99 or fewer shares will expire at the close of business on January 18, 2008, at 5:00 p.m., Central Time. Pinnacle noted that approximately 70 sharehold

January 17, 2008 8-K

Other Events, Financial Statements and Exhibits

8-K 1 a5588209.htm PINNACLE BANCSHARES, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2008 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Oth

January 4, 2008 EX-16.(A)(1)(XVIII)

PINNACLE BANCSHARES, INC. LETTER OF TRANSMITTAL To Tender 99 or Fewer Shares of Common Stock of Pinnacle Bancshares, Inc. Pursuant to the Offer to Purchase dated December 3, 2007.

Exhibit 16(a)(1)(xviii) PINNACLE BANCSHARES, INC. LETTER OF TRANSMITTAL To Tender 99 or Fewer Shares of Common Stock of Pinnacle Bancshares, Inc. Pursuant to the Offer to Purchase dated December 3, 2007. THIS OFFER TO PURCHASE WILL EXPIRE AT 5:00 P.M., CENTRAL TIME, ON FRIDAY, JANUARY 18, 2008, UNLESS EXTENDED OR EARLIER TERMINATED. By Mail, Hand or Overnight Courier: Pinnacle Bancshares, Inc. 181

January 4, 2008 EX-16.(A)(5)(IV)

PINNACLE BANCSHARES, INC. EXTENDS ODD LOT TENDER OFFER

Exhibit 16(a)(5)(iv) FOR IMMEDIATE RELEASE Contact: Robert B. Nolen, Jr. President and CEO 205-221-4111 PINNACLE BANCSHARES, INC. EXTENDS ODD LOT TENDER OFFER JASPER, Alabama (January 3, 2008) ? Pinnacle Bancshares, Inc. (AMEX: PLE) today announced that the expiration date of its tender offer for the purchase of all shares of its common stock held by persons owning 99 or fewer shares as of the clo

January 4, 2008 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

SC 13E3/A 1 g11256a6sc13e3za.htm PINNACLE BANCSHARES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 Amendment No. 6 PINNACLE BANCSHARES, INC.

January 4, 2008 EX-16.(A)(1)(XVI)

PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on

EXHIBIT 16(a)(1)(xvi) PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on Friday, January 18, 2008, unless the Offer is extended or earlier terminated. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR

January 4, 2008 EX-16.(A)(1)(XVII)

Pinnacle Bancshares, Inc. 1811 Second Avenue t Jasper, Alabama 35502

Pinnacle Bancshares, Inc. 1811 Second Avenue t Jasper, Alabama 35502 Exhibit 16(a)(1)(xvii) January 3, 2008 Stockholder Name Stockholder Address Stockholder City, State and ZIP Re: Extension of Odd Lot Tender Offer Dear Stockholder Name: Pinnacle Bancshares, Inc. is extending its tender offer to purchase all shares of common stock held by persons holding 99 or fewer shares until 5:00 p.m., Central

December 17, 2007 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 Amendment No.

December 17, 2007 EX-16

Dear Shareholder:

EXHIBIT 16(a)(1)(xv) Dear Shareholder: You have less than three weeks to take advantage of Pinnacle?s offer to repurchase your shares at a premium.

December 7, 2007 EX-16.A.5.III

PINNACLE BANCSHARES, INC. RESPONDS TO QUESTIONS ABOUT ODD LOT TENDER OFFER

EXHIBIT 16(a)(5)(iii) FOR IMMEDIATE RELEASE CONTACT: Robert B. Nolen, Jr. President & CEO (205) 221-4111 PINNACLE BANCSHARES, INC. RESPONDS TO QUESTIONS ABOUT ODD LOT TENDER OFFER JASPER, Ala. (December 7, 2007) ? Pinnacle Bancshares, Inc. (AMEX: PLE) today responded to questions regarding its odd lot tender offer which have been directed to Pinnacle and Corporate Communications, Inc., the Informa

December 7, 2007 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

SC 13E3/A 1 g11003a4sc13e3za.htm PINNACLE BANCSHARES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 Amendment No. 4 PINNACLE BANCSHARES, INC.

December 6, 2007 EX-3.1

BYLAWS PINNACLE BANCSHARES, INC. ARTICLE I Principal Executive Office

Exhibit 3.1 BYLAWS OF PINNACLE BANCSHARES, INC. ARTICLE I Principal Executive Office The principal executive office of PINNACLE BANCSHARES, INC. (the ?Corporation?) shall be at 1811 2nd Avenue, in the County of Jasper, in the County of Walker, in the State of Alabama. The Corporation may also have offices at such other places within or without the State of Alabama as the board of directors shall f

December 6, 2007 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2007 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer of

December 4, 2007 EX-16.A.1.XIV

PINNACLE BANCSHARES, INC. LETTER OF TRANSMITTAL To Tender 99 or Fewer Shares of Common Stock of Pinnacle Bancshares, Inc. Pursuant to the Offer to Purchase dated December 3, 2007.

Exhibit 16(a)(1)(xiv) PINNACLE BANCSHARES, INC. LETTER OF TRANSMITTAL To Tender 99 or Fewer Shares of Common Stock of Pinnacle Bancshares, Inc. Pursuant to the Offer to Purchase dated December 3, 2007. THIS OFFER TO PURCHASE WILL EXPIRE AT 5:00 P.M., CENTRAL TIME, ON FRIDAY, JANUARY 4, 2008, UNLESS EXTENDED OR EARLIER TERMINATED. By Mail, Hand or Overnight Courier: Pinnacle Bancshares, Inc. 1811 S

December 4, 2007 EX-16.A.1.XII

PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on

EXHIBIT 16(a)(1)(xii) PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on Friday, January 4, 2008, unless the Offer is extended or earlier terminated. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR

December 4, 2007 EX-16.A.1.XIII

Pinnacle Bancshares, Inc. 1811 Second Avenue t Jasper, Alabama 35502 December 3, 2007

Exhibit 16.(a)(1)(xiii) Pinnacle Bancshares, Inc. 1811 Second Avenue t Jasper, Alabama 35502 December 3, 2007 Stockholder Name Stockholder Address Stockholder City, State and ZIP Re: Extension of Odd Lot Tender Offer Dear Stockholder Name: Pinnacle Bancshares, Inc. is extending its tender offer to purchase all shares of common stock held by persons holding 99 or fewer shares until Friday, January

December 4, 2007 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

SC 13E3/A 1 g10921a3sc13e3za.htm PINNACLE BANCSHARES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 Amendment No. 3 PINNACLE BANCSHARES, INC.

December 4, 2007 EX-16.A.5.II

Pinnacle Bancshares, Inc. Extends Odd Lot Tender Offer

EXHIBIT 16(a)(5)(ii) FOR IMMEDIATE RELEASE Pinnacle Bancshares, Inc. Extends Odd Lot Tender Offer Jasper, Alabama (December 3, 2007) ? Pinnacle Bancshares, Inc. (AMEX-PLE) today announced that the expiration date of its tender offer for the purchase of all shares of its common stock held by persons owning 99 or fewer shares as of the close of business on the record date of October 10, 2007 has bee

November 21, 2007 EX-16.(A)(1)(XI)

PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on

Exhibit 16(a)(1)(xi) PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on Monday, December 3, 2007, unless the Offer is extended or earlier terminated. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR

November 21, 2007 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 Amendment No.

November 19, 2007 CORRESP

November 16, 2007

Edward B. Crosland, Jr. Direct Dial 202-944-1101 Direct Fax 202-944-1109 [email protected] November 16, 2007 Julia E. Griffith, Esq. Special Counsel Office of Mergers & Acquisitions Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549-0303 Re: Pinnacle Bancshares, Inc. Schedule 13E-3 filed October 18, 2007 File No. 005-50933 Dear Ms. Griffith: On behalf o

November 19, 2007 CORRESP

[PINNACLE BANCSHARES, INC. LETTERHEAD] November 15, 2007

[PINNACLE BANCSHARES, INC. LETTERHEAD] November 15, 2007 Julia E. Griffith, Esq. Special Counsel Office of Mergers & Acquisitions Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549-0303 Re: Pinnacle Bancshares, Inc. Schedule 13E-3 filed October 18, 2007 File No. 005-50933 Dear Ms. Griffith: On behalf of Pinnacle Bancshares, Inc. (the ?Company?) and in connectio

November 14, 2007 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2007 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer of

November 14, 2007 EX-99.1

PINNACLE BANCSHARES ANNOUNCES RESULTS FOR THIRD QUARTER

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR THIRD QUARTER Jasper, Alabama (November 13, 2007) ? Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle?s third quarter results of operations. For the three months ended September 30, 2007

November 14, 2007 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) ? Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2007 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file number 1-12707 Pinnacle Bancshares, Inc. (Exact

October 31, 2007 EX-16.(A)(1)(IX)

James W. Cannon Robert B. Nolen, Jr. Chairman of the Board President and Chief Executive Officer

Exhibit 16(a)(1)(ix) October 31, 2007 Dear Stockholder: This is a reminder that you have about 30 days to take advantage of Pinnacle Bancshares offer to repurchase your stock at a premium price and no transaction costs to you.

October 31, 2007 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 Amendment No.

October 18, 2007 EX-16.(A)(1)(IV)

PINNACLE BANCSHARES, INC. Offer to Purchase for Cash Shares of its Common Stock, Par Value $.01 Per Share, Held by Holders of 99 or Fewer Shares THIS OFFER WILL EXPIRE AT 5:00 P.M. CENTRAL TIME ON MONDAY, DECEMBER 3, 2007, UNLESS EXTENDED OR EARLIER

EX-16.(A)(1)(IV) 5 g09939exv16wxayx1yxivy.htm EX-16.(A)(1)(IV) FORM OF LETTER Exhibit 16(a)(1)(iv) PINNACLE BANCSHARES, INC. Offer to Purchase for Cash Shares of its Common Stock, Par Value $.01 Per Share, Held by Holders of 99 or Fewer Shares THIS OFFER WILL EXPIRE AT 5:00 P.M. CENTRAL TIME ON MONDAY, DECEMBER 3, 2007, UNLESS EXTENDED OR EARLIER TERMINATED. October 18, 2007 To Our Clients: Enclos

October 18, 2007 EX-16.(A)(1)(II)

PINNACLE BANCSHARES, INC. LETTER OF TRANSMITTAL To Tender 99 or Fewer Shares of Common Stock of Pinnacle Bancshares, Inc. Pursuant to the Offer to Purchase dated October 18, 2007.

EX-16.(A)(1)(II) 3 g09939exv16wxayx1yxiiy.htm EX-16.(A)(1)(II) LETTER OF TRANSMITTAL Exhibit 16(a)(1)(ii) PINNACLE BANCSHARES, INC. LETTER OF TRANSMITTAL To Tender 99 or Fewer Shares of Common Stock of Pinnacle Bancshares, Inc. Pursuant to the Offer to Purchase dated October 18, 2007. THIS OFFER TO PURCHASE WILL EXPIRE AT 5:00 P.M., CENTRAL TIME, ON MONDAY, DECEMBER 3, 2007, UNLESS EXTENDED OR EAR

October 18, 2007 SC 13E3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Sect

SC 13E3 1 g09939sc13e3.htm PINNACLE BANCSHARES, INC. - FORM SC 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 PINNACLE BANCSHARES, INC. (Name o

October 18, 2007 EX-16.(A)(1)(V)

CLIENT INSTRUCTION FORM FOR SHARES HELD BY BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES CLIENT INSTRUCTIONS FOR TENDER OF ODD-LOT SHARES OF COMMON STOCK OF PINNACLE BANCSHARES, INC.

Exhibit 16(a)(1)(v) CLIENT INSTRUCTION FORM FOR SHARES HELD BY BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES CLIENT INSTRUCTIONS FOR TENDER OF ODD-LOT SHARES OF COMMON STOCK OF PINNACLE BANCSHARES, INC.

October 18, 2007 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2007 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction of Incorporation) (Commission Fi

October 18, 2007 EX-16.(A)(1)(I)

PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on

EX-16.(A)(1)(I) 2 g09939exv16wxayx1yxiy.htm EX-16.(A)(1)(I) OFFER TO PURCHASE EXHIBIT 16(a)(1)(i) PINNACLE BANCSHARES, INC. OFFER TO PURCHASE FOR CASH SHARES OF COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $16.25 NET PER SHARE AND $50.00 PER STOCKHOLDER This Offer to Purchase will expire at 5:00 p.m. Central Time on Monday, December 3, 2007, unless the Offer is extend

October 18, 2007 EX-16.(A)(5)

PINNACLE BANCSHARES, INC. ANNOUNCES ODD-LOT TENDER OFFER

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and CEO 205-221-4111 PINNACLE BANCSHARES, INC. ANNOUNCES ODD-LOT TENDER OFFER JASPER, Ala. (October 18, 2007) ? Pinnacle Bancshares, Inc. (AMEX: PLE) announced today that it will commence a tender offer to purchase all shares of its common stock held by persons owning 99 shares or fewer on the close of business as of October 10, 2007. The Compan

October 18, 2007 EX-99.1

PINNACLE BANCSHARES, INC. ANNOUNCES ODD-LOT TENDER OFFER

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and CEO 205-221-4111 PINNACLE BANCSHARES, INC. ANNOUNCES ODD-LOT TENDER OFFER JASPER, Ala. (October 18, 2007) ? Pinnacle Bancshares, Inc. (AMEX: PLE) announced today that it will commence a tender offer to purchase all shares of its common stock held by persons owning 99 shares or fewer on the close of business as of October 10, 2007. The Compan

October 18, 2007 EX-16.(A)(1)(VIII)

PINNACLE BANCSHARES, INC. OFFER TO PURCHASE ODD-LOTS FOR CASH

EX-16.(A)(1)(VIII) 9 g09939exv16wxayx1yxviiiy.htm EX-16.(A)(1)(VIII) OFFER TO PURCHASE FLIER TO STOCKHOLDERS Exhibit 16(a)(1)(viii) PINNACLE BANCSHARES, INC. OFFER TO PURCHASE ODD-LOTS FOR CASH Pinnacle Bancshares, Inc. is offering to purchase all shares of its common stock held by stockholders who owned of record or beneficially 99 or fewer shares as of the close of business on October 10, 2007,

October 18, 2007 EX-16.(A)(1)(VII)

[PINNACLE BANCSHARES LETTERHEAD]

EXHIBIT 16(a)(1)(vii) [PINNACLE BANCSHARES LETTERHEAD] October 18, 2007 Dear Stockholder: Pinnacle Bancshares is offering to repurchase your stock for $16.

October 18, 2007 EX-16.(A)(1)(VI)

NOT VALID UNLESS SIGNED BY AN ELIGIBLE INSTITUTION. NOTICE OF GUARANTEED DELIVERY OF SHARES OF COMMON STOCK OF PINNACLE BANCSHARES, INC. Pursuant to the Offer to Purchase dated October 18, 2007

Exhibit 16(a)(1)(vi) NOT VALID UNLESS SIGNED BY AN ELIGIBLE INSTITUTION. NOTICE OF GUARANTEED DELIVERY OF SHARES OF COMMON STOCK OF PINNACLE BANCSHARES, INC. Pursuant to the Offer to Purchase dated October 18, 2007 This notice of guaranteed delivery, or one substantially in the same form or a facsimile copy of it, must be used to accept the offer if: (a) certificates for shares of common stock of

October 18, 2007 EX-16.(A)(1)(III)

PINNACLE BANCSHARES, INC. 1811 Second Avenue Jasper, Alabama 35502-1388 Offer to Purchase for Cash Shares of its Common Stock, Par Value $.01 Per Share, Held by Holders of 99 or Fewer Shares THIS OFFER WILL EXPIRE AT 5:00 P.M. CENTRAL TIME ON MONDAY,

Exhibit 16(a)(1)(iii) PINNACLE BANCSHARES, INC. 1811 Second Avenue Jasper, Alabama 35502-1388 Offer to Purchase for Cash Shares of its Common Stock, Par Value $.01 Per Share, Held by Holders of 99 or Fewer Shares THIS OFFER WILL EXPIRE AT 5:00 P.M. CENTRAL TIME ON MONDAY, DECEMBER 3, 2007, THE EXPIRATION DATE, UNLESS EXTENDED OR EARLIER TERMINATED. October 18, 2007 To Brokers, Dealers, and Commerc

August 14, 2007 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2007 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file number 1-12707 Pinnacle Bancshares, Inc.

August 9, 2007 EX-99.1

PINNACLE BANCSHARES ANNOUNCES RESULTS FOR SECOND QUARTER

Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR SECOND QUARTER Jasper, Alabama (August 8, 2007) – Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle’s second quarter results of operations. For the three months ended June 30, 2007, net income was $4

August 9, 2007 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Pinnacle Bancshares, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2007 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commiss

June 29, 2007 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Pinnacle Bancshares, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2007 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commissi

May 15, 2007 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g07454e10qsb.htm PINNACLE BANCSHARES, INC. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2007 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file n

May 11, 2007 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2007 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer of Inco

May 11, 2007 EX-99.1

PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FIRST QUARTER

Exhibit 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FIRST QUARTER Jasper, Alabama (May 10, 2007) ? Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle?s first quarter results of operations. For the three months ended March 31, 2007, net inc

April 25, 2007 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 g06822def14a.htm PINNACLE BANCSHARES, INC. - FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy S

April 2, 2007 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB

10KSB 1 g06393e10ksb.htm PINNACLE BANCSHARES, INC. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition p

April 2, 2007 EX-13

Ex-13 Annual Report

EXHIBIT 13 BALANCE SHEET AND OTHER DATA At December 31, 2006 2005 (Dollars in Thousands) TOTAL AMOUNT OF: Assets $ 232,234 $ 220,249 Loans, net 113,490 106,256 Interest-bearing deposits in other banks 8,599 13,369 Securities available-for-sale 87,852 80,654 Loans held for sale 976 374 Deposits 206,570 192,552 Subordinated debt 3,093 3,093 Borrowed funds 0 2,375 Stockholders? equity 19,406 19,410 N

April 2, 2007 EX-21

Ex-21 Subsidiaries

EXHIBIT 21 Subsidiaries of the Registrant State of Percentage Incorporation Ownership Pinnacle Bank (1) Alabama 100 % First General Service(s) Corporation (2) Alabama 100 % First General Ventures Corporation (2) Alabama 100 % (1) Subsidiary of the Registrant. (2) Subsidiary of Pinnacle Bank.

March 27, 2007 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2007 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction of Incorporation) (Commission File

March 27, 2007 EX-99.1

PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2006

EX-99.1 PRESS RELEASE 03/27/07 Exhibit 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2006 Jasper, Alabama (March 27, 2007) — Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle’s results of operation

November 14, 2006 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) ? Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2006 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file number 1-12707 Pinnacle Bancshares, Inc. (Exact

November 13, 2006 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 09, 2006 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employe

November 13, 2006 EX-99.1

PINNACLE BANCSHARES ANNOUNCES RESULTS FOR THIRD QUARTER

Ex-99.1 Exhibit 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR THIRD QUARTER Jasper, Alabama (November 9, 2006) – Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle’s third quarter results of operations. For the three months ended September 3

August 25, 2006 8-K

Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Financial Statements and Exhibits

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2006 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction of Incorporation) (Commission

August 25, 2006 EX-14.1

EX-14.1 AMENDED CODE OF ETHICS

Exhibit 14.1 CODE OF ETHICS Each director, officer and other employee of Pinnacle Bancshares, Inc. and Pinnacle Bank is expected to monitor his or her personal conduct in such a way that it does not bring discredit to the Company or the Bank. The Company and the Bank will report to the appropriate authority any known or suspected violation of securities law or dishonest or fraudulent act by an off

August 14, 2006 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) ? Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2006 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file number 1-12707 Pinnacle Bancshares, Inc. (Exact Name

August 9, 2006 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 08, 2006 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.

August 9, 2006 EX-99.1

PINNACLE BANCSHARES ANNOUNCES RESULTS FOR SECOND QUARTER

exv99w1 EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR SECOND QUARTER Jasper, Alabama (August 08, 2006) — Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle’s second quarter results of operations. For the three months ended June 30, 2

June 29, 2006 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2006 PINNACLE BANCSHARES

PINNACLE BANCSHARES, INC. 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2006 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other

June 29, 2006 EX-99.1

EX-99.1 PRESS RELEASE

EXHIBIT 99.1 NEWS RELEASE FOR MORE INFORMATION CONTACT Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 - FOR IMMEDIATE RELEASE JUNE 28, 2006 PINNACLE BANCSHARES, INC. ANNOUNCES STOCK REPURCHASE PROGRAM Jasper, Alabama . . . Pinnacle Bancshares, Inc. (AMEX:PLE), the holding company for Pinnacle Bank, Jasper Alabama, announced today that it is commencing a stock repurchase

May 15, 2006 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

Pinnacle Bancshares, Inc. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2006 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file number 1-12707 Pinnacle Ba

April 24, 2006 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 g00969ddef14a.htm PINNACLE BANCSHARES, INC. Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by the Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definiti

March 31, 2006 EX-13

EX-13 ANNUAL REPORT TO SHAREHOLDERS

. . . EXHIBIT 13 BALANCE SHEET AND OTHER DATA AT DECEMBER 31, - 2005 2004 - - (Dollars in Thousands) TOTAL AMOUNT OF: Assets $ 220,249 $ 207,832 Loans, net 106,256 99,600 Interest-bearing deposits in other banks 13,369 485 Securities available-for-sale 80,654 89,025 Loans held for sale 374 1,206 Deposits 192,552 179,966 Subordinated debt 3,093 3,093 Borrowed funds 2,375 2,580 Stockholders' equity

March 31, 2006 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2005 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-12707 PINNAC

March 31, 2006 EX-21

EX-21 SUBSIDIARIES OF THE REGISTRANT

. . . EXHIBIT 21 Subsidiaries of the Registrant State of Percentage Incorporation Ownership - - Pinnacle Bank (1) Alabama 100% First General Service(s) Corporation (2) Alabama 100% First General Ventures Corporation (2) Alabama 100% - - (1) Subsidiary of the Registrant. (2) Subsidiary of Pinnacle Bank.

March 27, 2006 EX-3.1

EX-3.1 BYLAWS, AS AMENDED.

EXHIBIT 3.1 BYLAWS OF PINNACLE BANCSHARES, INC. ARTICLE I PRINCIPAL EXECUTIVE OFFICE The principal executive office of PINNACLE BANCSHARES, INC. (the "Corporation") shall be at 1811 2nd Avenue, in the County of Jasper, in the County of Walker, in the State of Alabama. The Corporation may also have offices at such other places within or without the State of Alabama as the board of directors shall f

March 27, 2006 EX-99.1

EX-99.1 PRESS RELEASE 03/27/06

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2005 Jasper, Alabama (March 27, 2006) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's results of operations for the fourth quarter and ye

March 27, 2006 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Results of Operations and Financial Condition

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2006 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer o

November 14, 2005 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g98321e10qsb.htm PINNACLE BANCSHARES, INC. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2005 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission fi

November 10, 2005 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Pinnacle Bancshares, Inc. Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2005 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (C

November 10, 2005 EX-99.1

Ex-99.1 Press Release

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR THIRD QUARTER Jasper, Alabama (November 9, 2005) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's third quarter results of operations. For the three months ended September 30, 2005,

August 15, 2005 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g96885e10qsb.htm PINNACLE BANCSHARES, INC. FORM 10QSB Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2005 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commiss

August 9, 2005 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2005 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction of Incorporation) (Commission

August 9, 2005 EX-99.1

EX-99.1 PRESS RELEASE

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR SECOND QUARTER Jasper, Alabama (August 8, 2005) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's second quarter results of operations. For the three months ended June 30, 2005, net

June 28, 2005 15-15D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-85441 Pinnacle Bancshares, Inc. (Exact name of registrant as specified i

May 16, 2005 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g95370e10qsb.htm PINNACLE BANCSHARES, INC. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) þ Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2005 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file n

May 13, 2005 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 g95369e8vk.htm PINNACLE BANCSHARES, INC. - FORM 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2005 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (St

May 13, 2005 EX-99.1

EX-99.1 PRESS RELEASE 05/13/05

EX-99.1 2 g95369exv99w1.txt EX-99.1 PRESS RELEASE 05/13/05 EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FIRST QUARTER Jasper, Alabama (May 13, 2005) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's first quarter results of ope

April 25, 2005 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 g94688ddef14a.htm PINNACLE BANCSHARES,INC. Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by the Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitiv

March 31, 2005 EX-14

EX-14 CODE OF ETHICS

EXHIBIT 14 CODE OF ETHICS Each director, officer and other employee of Pinnacle Bancshares, Inc.

March 31, 2005 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2004 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-12707 PINNAC

March 31, 2005 EX-21

EX-21 SUBSIDIARIES OF THE REGISTRANT

. . . EXHIBIT 21 Subsidiaries of the Registrant State of Percentage Incorporation Ownership - - Pinnacle Bank (1) Alabama 100% First General Service(s) Corporation (2) Alabama 100% First General Ventures Corporation (2) Alabama 100% - - (1) Subsidiary of the Registrant. (2) Subsidiary of Pinnacle Bank.

March 31, 2005 EX-13

EX-13 ANNUAL REPORT

. . . EXHIBIT 13 BALANCE SHEET AND OTHER DATA AT DECEMBER 31, - 2004 2003 - - (Dollars in Thousands) TOTAL AMOUNT OF: Assets $ 207,832 $ 208,574 Loans, net 99,600 105,477 Interest-bearing deposits in other banks 485 256 Securities available-for-sale 89,025 83,325 Loans held for sale 1,206 1,428 Deposits 179,966 179,939 Subordinated debt 3,093 3,093 Borrowed funds 2,580 3,465 Stockholders' equity 1

March 21, 2005 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 g94021e8vk.htm PINNACLE BANCSHARES, INC. - FORM 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2005 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (

March 21, 2005 EX-99.1

EX-99.1 PRESS RELEASE 03/21/05

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2004 Jasper, Alabama (March 21, 2005) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's results of operations for the fourth quarter and ye

November 15, 2004 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g91801e10qsb.htm PINNACLE BANCSHARES, INC. 10QSB Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) xQuarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2004 oTransition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commissio

November 9, 2004 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2004 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction of Incorporation) (Commissio

November 9, 2004 EX-99.1

Ex-99.1 Press Release

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR THIRD QUARTER Jasper, Alabama (November 8, 2004) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's third quarter results of operations. For the three months ended September 30, 2004,

August 16, 2004 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g90569e10qsb.htm PINNACLE BANCSHARES, INC. - FORM 10QSB Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2004 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commi

August 13, 2004 EX-99.1

EX-99.1 PRESS RELEASE

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR SECOND QUARTER Jasper, Alabama (August 13, 2004) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's second quarter results of operations. For the three months ended June 30, 2004, net

August 13, 2004 8-K

Current Report

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2004 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer

June 14, 2004 8-K

Current Report

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2004 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction (Commission (I.R.S. Employer of

June 14, 2004 EX-99.1

EX-99.1 PRESS RELEASE 06/10/04

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES SUPPLEMENTAL STOCK REPURCHASE PROGRAM Jasper, Alabama (June 10, 2004) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced that the Company has authorized a supplemental stock repurchase program to acquire an

May 14, 2004 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g89206e10qsb.htm PINNACLE BANCSHARES, INC. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2004 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file n

May 12, 2004 8-K

Current Report

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2004 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction of Incorporation) (Commission Fil

May 12, 2004 EX-99.1

Ex-99.1 Press Release

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FIRST QUARTER Jasper, Alabama (May 7, 2004) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's first quarter results of operations. For the three months ended March 31, 2004, net inco

April 29, 2004 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 g88785def14a.htm PINNACLE BANCSHARES, INC. Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by the Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

March 30, 2004 EX-21

Ex-21 Subsidiaries

. . . EXHIBIT 21 Subsidiaries of the Registrant State of Percentage Incorporation Ownership - - Pinnacle Bank (1) Alabama 100% First General Service(s) Corporation (2) Alabama 100% First General Ventures Corporation (2) Alabama 100% - - (1) Subsidiary of the Registrant. (2) Subsidiary of Pinnacle Bank.

March 30, 2004 EX-14

Ex-14 Code of Ethics

EXHIBIT 14 CODE OF ETHICS Each director, officer and other employee of Pinnacle Bancshares, Inc.

March 30, 2004 EX-13

Ex-13 Annual Report

. . . EXHIBIT 13 BALANCE SHEET AND OTHER DATA AT DECEMBER 31, - 2003 2002 - - (Dollars in Thousands) TOTAL AMOUNT OF: Assets $208,574 $218,290 Loans, net 105,477 119,375 Interest-bearing deposits in other banks 3,519 357 Securities available-for-sale 83,325 75,301 Loans held for sale 1,428 4,969 Deposits 179,939 188,955 Subordinated debt 3,093 0 Borrowed funds 3,465 5,940 Stockholders' equity 19,4

March 30, 2004 10KSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2003 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-12707 PINNAC

March 5, 2004 EX-99.1

Ex-99.1 Press Release

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FOURTH QUARTER AND YEAR ENDED DECEMBER 31, 2003 Jasper, Alabama (February 26, 2004) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's results of operations for the fourth quarter and

March 5, 2004 8-K

Current Report

8-K 1 g87635e8vk.htm PINNACLE FINANCIAL PARTNERS, INC. Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2004 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (

January 2, 2004 EX-10.2

Ex-10.2 Indenture

EXHIBIT 10.2 Pinnacle Bancshares, Inc. as Issuer INDENTURE Dated as of December 22, 2003 WELLS FARGO BANK, NATIONAL ASSOCIATION As Trustee JUNIOR SUBORDINATED DEBT SECURITIES DUE January 7, 2034 TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS SECTION 1.01. Definitions................................................... 1 Additional Interest.................................................. 1 Additiona

January 2, 2004 8-K

Current Report

8-K 1 g86545e8vk.htm PINNACLE BANCSHARES, INC. Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2003 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware (State or Other Jurisdiction

January 2, 2004 EX-10.1

Ex-10.1 Purchase Agreement

EXHIBIT 10.1 PURCHASE AGREEMENT among Pinnacle Capital Trust I, Issuer Pinnacle Bancshares, Inc., Sponsor and BEAR, STEARNS & CO. INC. Initial Purchaser Dated as of December 16, 2003 PURCHASE AGREEMENT, dated as of December 16, 2003 (this "Agreement"), among Pinnacle Capital Trust I, a statutory trust created under the laws of the State of Delaware (the "Issuer"), Pinnacle Bancshares, Inc., a Dela

November 14, 2003 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g85932e10qsb.htm PINNACLE BANCSHARES, INC. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2003 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission fi

October 27, 2003 EX-99.1

Ex-99.1 Press Release

EX-99.1 3 g85422exv99w1.txt EX-99.1 PRESS RELEASE EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR THIRD QUARTER Jasper, Alabama (October 24, 2003) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's third quarter results of operatio

October 27, 2003 8-K

Current Report

8-K 1 g85422e8vk.htm PINNACLE BANCSHARES, INC. Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2003 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or

August 14, 2003 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

PINNACLE BANCSHARES, INC. FORM 10QSB Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) x Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2003 o Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file number 1-12707 P

July 25, 2003 8-K

Current Report

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2003 PINNACLE BANCSHARES, INC. (Exact name of Registrant as Specified in Charter) Delaware 1-12707 72-1370314 (State or Other Jurisdiction of Incorporation) (Commission F

July 25, 2003 EX-99.1

EX-99.1 PRESS RELEASE 07/24/03

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR SECOND QUARTER Jasper, Alabama (July 24, 2003) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's second quarter results of operations. For the three months ended June 30, 2003, net i

April 30, 2003 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by the Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 PINNACLE BANCSHARES, INC.

April 29, 2003 EX-99.1

PRESS RELEASE 04/25/03

EXHIBIT 99.1 Contact: Robert B. Nolen, Jr. President and Chief Executive Officer (205) 221-4111 PINNACLE BANCSHARES ANNOUNCES RESULTS FOR FIRST QUARTER Jasper, Alabama (April 25, 2003) - Robert B. Nolen, Jr., President and Chief Executive Officer of Pinnacle Bancshares, Inc. (AMEX:PLE), today announced Pinnacle's first quarter results of operations. For the three months ended March 31, 2003, net i

April 29, 2003 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

PINNACLE BANCSHARES - FORM 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 14, 2002 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2002 OR [ ] Transition report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2002 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12707 PINNACLE B

November 14, 2002 EX-99.1

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-QSB for the period ended September 30, 2002 (the “Report”) of Pinnacle Bancshares, Inc. (the “Company”), as filed with the Securities and Exchange Commission on the date hereof, the undersigned, Chief Executive Office

August 5, 2002 8-K

Current Report

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report July 30, 2002 Pinnacle Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-12707 72-1370314 (Commission File No.) (IRS Employer Identifi

May 14, 2002 10QSB

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2002 TRANSITION REPORT PURSUANT TO SECTION 13 OR

10QSB 1 g76312e10qsb.htm PINNACLE FINANCIAL PARTNERS, INC. Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2002 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Perio

April 29, 2002 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by the Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 PINNACLE BANCSHARES, INC.

November 13, 2001 10QSB

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

10QSB 1 g72606e10qsb.htm PINNACLE BANCSHARES, INC. Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB (Mark one) Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2001 Transition report under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission file n

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