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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Adams Natural Resources Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00548F105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212 |
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| August 22, 2024 |
August 22, 2024 Via EDGAR Brian Szilagyi, Staff Accountant Division of Investment Management, Disclosure Review Office U. |
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| June 21, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00548F105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, N |
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| June 7, 2024 |
EXHIBIT 3.1 Adams Natural Resources Fund, Inc. (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED JUNE 2, 2024 Adams Natural Resources Fund, Inc. Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1.1. Investment Objectives. Consistent with Adams Natural Resources Fund, Inc.’s history and structure as a closed-end fund (hereinafter, the “Fund”), the Fund ha |
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| June 7, 2024 |
ADAMS FUNDS ANNOUNCE GOVERNANCE UPDATES EXHIBIT 99.3 ADAMS FUNDS ANNOUNCE GOVERNANCE UPDATES BALTIMORE, MARYLAND, June 3, 2024 — Adams Diversified Equity Fund, Inc. (NYSE: ADX), and Adams Natural Resources Fund, Inc. (NYSE: PEO) announced today that the Board of Directors of each Fund has unanimously approved several governance updates: election of a classified board structure and adoption of certain bylaws amendments. The Funds have ea |
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| June 7, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 2, 2024 Date of Report (Date of earliest event reported) Adams Natural Resources Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-02736 13-5506797 (State or other jurisdiction (Com |
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| June 6, 2024 |
EXHIBIT 3.1 Adams Natural Resources Fund, Inc. (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED JUNE 2, 2024 Adams Natural Resources Fund, Inc. Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1.1. Investment Objectives. Consistent with Adams Natural Resources Fund, Inc.’s history and structure as a closed-end fund (hereinafter, the “Fund”), the Fund ha |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 2, 2024 Date of Report (Date of earliest event reported) Adams Natural Resources Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-02736 13-5506797 (State or other jurisdiction (Commission (IRS Emplo |
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| June 6, 2024 |
ADAMS NATURAL RESOURCES FUND, INC. ARTICLES SUPPLEMENTARY EXHIBIT 99.1 ADAMS NATURAL RESOURCES FUND, INC. ARTICLES SUPPLEMENTARY Adams Natural Resources Fund, Inc., a Maryland corporation (the “Company”),hereby certifies to the State Department of Assessments and Taxation of Maryland (the “SDAT”) that: FIRST: Under a power contained in Title 3, Subtitle 8 of the Maryland General Corporation Law (the “MGCL”), by resolutions duly adopted by the Board of Di |
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| June 6, 2024 |
ADAMS NATURAL RESOURCES FUND, INC. INITIAL CLASSES OF DIRECTORS EXHIBIT 99.2 ADAMS NATURAL RESOURCES FUND, INC. INITIAL CLASSES OF DIRECTORS Class I (Term Expires 2025) Lauriann C. Kloppenburg James P. Haynie Class II (Term Expires 2026) Mary Chris Jammet Kenneth J. Dale Class III (Term Expires 2027) Jane Musser Nelson Mark E. Stoeckle Frederic A. Escherich |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00548F105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212 |
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| April 10, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00548F105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, N |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| February 7, 2024 |
PEO / Adams Natural Resources Fund, Inc. / ADAGE CAPITAL PARTNERS GP, L.L.C. Passive Investment SC 13G/A 1 p24-0605sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Adams Natural Resources Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00548F105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the app |
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| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00548F105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00548F105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212 |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00548F105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 5 |
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| August 11, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 9, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Adams Natural Resources Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00548F105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| November 21, 2022 |
Schedule of Investments September 30, 2022 (unaudited) Shares Value (a) Common Stocks — 99. |
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| September 30, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Adams Natural Resources Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00548F105 (CUSIP Number) September 20, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the ru |
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| May 27, 2022 |
Schedule of Investments March 31, 2022 (unaudited) Shares Value (a) Common Stocks — 99. |
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| February 16, 2022 |
DEF 14A 1 tm225609d2def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS |
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| November 29, 2021 |
ADAMS NATURAL RESOURCES FUND, INC. Schedule of Investments September 30, 2020 (unaudited) Shares Value (a) Common Stocks — 99.5% Energy — 65.3% Equipment & Services — 5.4% Baker Hughes Company 202,100 $ 2,685,909 Halliburton Company 264,970 3,192,889 National Oilwell Varco, Inc. 115,900 1,050,054 Schlumberger Limited 456,400 7,101,584 TechnipFMC plc 132,900 838,599 14,869,035 Exploration & Product |
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| June 4, 2021 |
CORRESP 1 filename1.htm June 4, 2021 Via EDGAR Ken Ellington, Staff Accountant Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Adams Diversified Equity Fund, Inc., File No. 811-00248 Adams Natural Resources Fund Inc., File No. 811-02736 Dear Mr. Ellington: In a telephone conversation on April 29, 2021, |
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| May 28, 2021 |
? Schedule of Investments ? March 31, 2021 (unaudited) ? ? ? Shares ? ? Value (a) ? Common Stocks ? 99. |
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| February 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ? Defin |
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| February 9, 2021 |
SCHEDULE 13G/A CUSIP No: 00548F105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 559,752 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| November 25, 2020 |
ADAMS NATURAL RESOURCES FUND, INC. Schedule of Investments September 30, 2020 (unaudited) Shares Value (a) Common Stocks — 99.5% Energy — 65.3% Equipment & Services — 5.4% Baker Hughes Company 202,100 $ 2,685,909 Halliburton Company 264,970 3,192,889 National Oilwell Varco, Inc. 115,900 1,050,054 Schlumberger Limited 456,400 7,101,584 TechnipFMC plc 132,900 838,599 14,869,035 Exploration & Product |
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| September 15, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name |
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| September 10, 2020 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 10, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 10, 2020 |
ADAMS NATURAL RESOURCES FUND ANNOUNCES TENDER OFFER RESULTS EX-99.(a)(5)(ii) Press Release ADAMS NATURAL RESOURCES FUND ANNOUNCES TENDER OFFER RESULTS BALTIMORE, MARYLAND, September 10, 2020 — Adams Natural Resources Fund, Inc. (NYSE: PEO) (“PEO”) today announced the final results of its offer to purchase up to 5,955,676 of its common shares at $11.95, 95% of the $12.58 net asset value per share (“NAV”) at the close of regular trading on the New York Stock |
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| September 8, 2020 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 8, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 2, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name |
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| August 10, 2020 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 7, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 10, 2020 |
Form of Information Agent Agreement between the Fund and AST Fund Solutions, LLC.* Exhibit (d)(2) , 2020 [NAME and ADDRESS] Attn: RE: (the “Fund”) Dear : This letter will serve as the agreement (the “Agreement”) between AST Fund Solutions, LLC (“AST Fund Solutions”) and the Fund, pursuant to which AST Fund Solutions will provide the services set forth below in connection with the Fund’s proposed public tender offer of Common Shares (the “Offer”). |
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| August 10, 2020 |
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* Exhibit (a)(1)(vi) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number to Give the Payer — Social Security Numbers have nine digits separated by two hyphens: i. |
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| August 10, 2020 |
Letter to Clients and Client Instruction Form.* Exhibit (a)(1)(iv) OFFER BY ADAMS NATURAL RESOURCES FUND, INC. TO PURCHASE FOR CASH UP TO 20% OF ITS SHARES FOR 95% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON SEPTEMBER 4, 2020 (“TERMINATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED IN |
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| August 10, 2020 |
Exhibit (a)(1)(i) OFFER TO PURCHASE ADAMS NATURAL RESOURCES FUND, INC. OFFER TO PURCHASE FOR CASH UP TO 5,955,676 SHARES OF COMMON STOCK SUMMARY TERM SHEET THIS SUMMARY HIGHLIGHTS CERTAIN INFORMATION IN THIS OFFER TO PURCHASE. TO UNDERSTAND THE OFFER FULLY AND FOR A MORE COMPLETE DESCRIPTION OF THE TERMS OF THE OFFER, YOU SHOULD CAREFULLY READ THIS ENTIRE OFFER TO PURCHASE AND THE RELATED LETTER O |
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| August 10, 2020 |
Form of Depositary Agreement between the Fund and American Stock Transfer & Trust Company.* Exhibit (d)(1) FORM OF DEPOSITARY AGREEMENT This DEPOSITARY AGREEMENT (this “Agreement”) is entered into as of , 2020 by and between American Stock Transfer & Trust Company, LLC (the “Depositary”) and (the “Issuer,” or “Company”). |
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| August 10, 2020 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.* Exhibit (a)(1)(iii) OFFER BY ADAMS NATURAL RESOURCES FUND, INC. TO PURCHASE FOR CASH UP TO 20% OF ITS SHARES FOR 95% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON SEPTEMBER 4, 2020 (“TERMINATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED I |
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| August 10, 2020 |
Exhibit 99.(d)(3) FORM OF APPOINTMENT AND TERMS OF AGREEMENT FOR TRANSFER AGENT AND REGISTRAR SERVICES Between Adams Natural Resources Fund, Inc. and American Stock Transfer & Trust Company, LLC November 12, 2003 Certificate of Appointment I, the undersigned, Secretary of the above-named Corporation, DO HEREBY CERTIFY that: The following resolution was duly adopted by the Board of Directors of the |
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| August 10, 2020 |
Notice of Guaranteed Delivery.* Exhibit (a)(1)(v) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF ADAMS NATURAL RESOURCES FUND, INC. |
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| August 10, 2020 |
Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL TO TENDER SHARES OF COMMON STOCK OF ADAMS NATURAL RESOURCES FUND, INC. |
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| August 4, 2020 |
The Bulldog-Ancora Group Terminates its Tender Offer for Shares of Adams Natural Resources Fund Exhibit (a)(1)(G) The Bulldog-Ancora Group Terminates its Tender Offer for Shares of Adams Natural Resources Fund SADDLE BROOK, N. |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Adams Natural Resources Fund, Inc. (Name of Subject Company (Issuer)) Ancora Advisors, LLC Bulldog Investors, LLC (d/b/a The Bulldog-Ancora Group) (Names of Filing Person (Offerer)) Com |
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| July 29, 2020 |
Press Release issued by the Fund on July 29, 2020, filed herewith. Exhibit 99.1 Press Release ADAMS NATURAL RESOURCES FUND ANNOUNCES TENDER OFFER BALTIMORE, MARYLAND, July 29, 2020 — Adams Natural Resources Fund, Inc. (NYSE: PEO) announced today that its Board of Directors has approved a tender offer to acquire in exchange for cash up to 20 percent of the Fund’s outstanding shares at a price equal to 95 percent of the Fund’s net asset value per share as of the cl |
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| July 29, 2020 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 29, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 ADAMS NATURAL RESOURCES FUND, INC. (Name of Subject Company) ADAMS NATURAL RESOURCES FUND, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 00548F10 |
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| July 16, 2020 |
Press Release issued by the Fund on July 14, 2020, filed herewith. Exhibit (a)(1) Press Release BOARD OF DIRECTORS BELIEVES THE NEW BULLDOG-ANCORA TENDER OFFER IS NOT IN SHAREHOLDERS’ BEST INTERESTS BALTIMORE, MARYLAND, July 14, 2020 —The Board of Directors of Adams Natural Resources Fund, Inc. |
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| July 13, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| July 10, 2020 |
Exhibit (a)(1)(C) Offer to Purchase for Cash Up To $40,000,000 of Shares of Common Stock Of ADAMS NATURAL RESOURCES FUND, INC. |
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| July 10, 2020 |
Exhibit (a)(1)(D) Offer to Purchase for Cash Up To $40,000,000 Shares of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| July 10, 2020 |
Exhibit (a)(1)(F) The Bulldog-Ancora Group Commences Tender Offer for $40 Million of Shares of Adams Natural Resources Fund SADDLE BROOK, N. |
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| July 10, 2020 |
Exhibit (a)(1)(A) Offer to Purchase for Cash Up To $40,000,000 of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| July 10, 2020 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Exhibit (a)(1)(E) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number to Give the Payer — Social Security numbers have nine digits separated by two hyphens: i. |
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| July 10, 2020 |
Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| July 10, 2020 |
SC TO-T 1 fp0055421sctot.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Adams Natural Resources Fund, Inc. (Name of Subject Company (Issuer)) Ancora Advisors, LLC Bulldog Investors, LLC (d/b/a The Bulldog-Ancora Group) (Names of Filing Person (Of |
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| July 7, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| June 29, 2020 |
The Bulldog-Ancora Group Announces Results of Tender Offer for Adams Natural Resources Fund Exhibit (a)(1)(J) The Bulldog-Ancora Group Announces Results of Tender Offer for Adams Natural Resources Fund SADDLE BROOK, N. |
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| June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) Adams Natural Resources Fund, Inc. (Name of Subject Company (Issuer)) Ancora Advisors, LLC Bulldog Investors, LLC (d/b/a The Bulldog-Ancora Group) (Names of Filing Person (Offerer)) Com |
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| June 17, 2020 |
Press Release issued by the Fund on June 16, 2020, filed herewith. Exhibit (a)(3) Press Release BOARD OF DIRECTORS BELIEVES THE AMENDED BULLDOG-ANCORA TENDER OFFER IS NOT IN SHAREHOLDERS’ BEST INTERESTS BALTIMORE, MARYLAND, June 16, 2020 —The Board of Directors of Adams Natural Resources Fund, Inc. |
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| June 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) ADAMS NATURAL RESOURCES FUND, INC. (Name of Subject Company) ADAMS NATURAL RESOURCES FUND, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Se |
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| June 16, 2020 |
The Bulldog-Ancora Group Amends its Tender Offer for Adams Natural Resources Fund Exhibit (a)(1)(I) The Bulldog-Ancora Group Amends its Tender Offer for Adams Natural Resources Fund SADDLE BROOK, N. |
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| June 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Adams Natural Resources Fund, Inc. (Name of Subject Company (Issuer)) Ancora Advisors, LLC Bulldog Investors, LLC (d/b/a The Bulldog-Ancora Group) (Names of Filing Person (Offerer)) Com |
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| June 15, 2020 |
Exhibit (a)(1)(A) Offer to Purchase for Cash Up To $70,000,000 of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| June 15, 2020 |
Exhibit (a)(1)(D) Offer to Purchase for Cash Up To $70,000,000 Shares of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| June 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Adams Natural Resources Fund, Inc. (Name of Subject Company (Issuer)) Ancora Advisors, LLC Bulldog Investors, LLC (d/b/a The Bulldog-Ancora Group) (Names of Filing Person (Offerer)) Com |
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| June 15, 2020 |
Exhibit (a)(1)(C) Offer to Purchase for Cash Up To $70,000,000 of Shares of Common Stock Of ADAMS NATURAL RESOURCES FUND, INC. |
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| June 15, 2020 |
Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| June 15, 2020 |
The Bulldog-Ancora Group Amends its Tender Offer for Adams Natural Resources Fund Exhibit (a)(1)(H) The Bulldog-Ancora Group Amends its Tender Offer for Adams Natural Resources Fund SADDLE BROOK, N. |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ADAMS NATURAL RESOURCES FUND, INC. (Name of Subject Company) ADAMS NATURAL RESOURCES FUND, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Se |
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| June 9, 2020 |
Transcript related to the Offer from the Conference Call held on June 8, 2020, filed herewith. Exhibit (a)(2) TRANSCRIPT FROM CONFERENCE CALL HELD ON JUNE 8, 2020 Adams Funds Adams Natural Resources Fund Conference Call June 8, 2020 at 12:00 p. |
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| June 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Adams Natural Resources Fund, Inc. (Name of Subject Company (Issuer)) Ancora Advisors, LLC Bulldog Investors, LLC (d/b/a The Bulldog-Ancora Group) (Names of Filing Person (Offerer)) Com |
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| June 4, 2020 |
The Bulldog-Ancora Group Amends Tender Offer for Adams Natural Resources Fund Exhibit (a)(1)(G) The Bulldog-Ancora Group Amends Tender Offer for Adams Natural Resources Fund SADDLE BROOK, N. |
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| June 1, 2020 |
ADAMS NATURAL RESOURCES FUND, INC. Schedule of Investments March 31, 2020 (unaudited) Shares Value (a) Common Stocks — 98.6% Energy — 72.0% Equipment & Services — 4.4% Baker Hughes Company 207,000 $ 2,173,500 Halliburton Company 314,670 2,155,490 Helmerich & Payne, Inc. 29,500 461,675 National Oilwell Varco, Inc. 125,000 1,228,750 Schlumberger Limited 481,300 6,492,737 TechnipFMC plc 130,900 882,2 |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 ADAMS NATURAL RESOURCES FUND, INC. (Name of Subject Company) ADAMS NATURAL RESOURCES FUND, INC. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 00548F10 |
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| May 26, 2020 |
Press Release issued by the Fund on May 22, 2020.* Exhibit (a)(1) Press Release BOARD OF DIRECTORS RECOMMENDS SHAREHOLDERS REJECT THE BULLDOG-ANCORA TENDER OFFER BALTIMORE, MARYLAND, May 22, 2020 —The Board of Directors of Adams Natural Resources Fund, Inc. |
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| May 18, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14-d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Adams Natural Resources Fund, Inc. (Name of Subject Company (Issuer)) Ancora Advisors, LLC Bulldog Investors, LLC (d/b/a The Bulldog-Ancora Group) (Names of Filing Person (Offerer)) Common Stock, $0.001 |
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| May 15, 2020 |
Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| May 15, 2020 |
Exhibit (a)(1)(D) Offer to Purchase for Cash Up To $70,000,000 Shares of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| May 15, 2020 |
Exhibit (a)(1)(C) Offer to Purchase for Cash Up To $70,000,000 of Shares of Common Stock Of ADAMS NATURAL RESOURCES FUND, INC. |
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| May 15, 2020 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Exhibit (a)(1)(E) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Guidelines for Determining the Proper Identification Number to Give the Payer — Social Security numbers have nine digits separated by two hyphens: i. |
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| May 15, 2020 |
Exhibit (a)(1)(A) Offer to Purchase for Cash Up To $70,000,000 of Common Stock of ADAMS NATURAL RESOURCES FUND, INC. |
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| May 15, 2020 |
Exhibit (a)(1)(6) The Bulldog-Ancora Group Commences Tender Offer for $70 Million of Shares of Adams Natural Resources Fund SADDLE BROOK, N. |
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| April 28, 2020 |
ADAMS NATURAL RESOURCES FUND, INC. Schedule of Investments September 30, 2019 (unaudited) Shares Value (a) Common Stocks — 99.6% Energy — 77.5% Equipment & Services — 6.3% Baker Hughes, a GE company Class A 133,100 $ 3,087,920 Halliburton Company 277,870 5,237,850 Helmerich & Payne, Inc. 33,600 1,346,352 National Oilwell Varco, Inc. 109,000 2,310,800 Schlumberger Limited 430,600 14,713,602 Technip |
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| March 20, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| March 13, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| March 12, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Address and |
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| February 24, 2020 |
PEO / Adams Natural Resources Fund, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
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| February 24, 2020 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| February 10, 2020 |
PEO / Adams Natural Resources Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 00548F105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,705,500 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| December 13, 2019 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| November 20, 2019 |
PEO / Adams Natural Resources Fund, Inc. NPORT-EX - - ADAMS NATURAL RESOURCES FUND, INC. Schedule of Investments September 30, 2019 (unaudited) Shares Value (a) Common Stocks — 99.6% Energy — 77.5% Equipment & Services — 6.3% Baker Hughes, a GE company Class A 133,100 $ 3,087,920 Halliburton Company 277,870 5,237,850 Helmerich & Payne, Inc. 33,600 1,346,352 National Oilwell Varco, Inc. 109,000 2,310,800 Schlumberger Limited 430,600 14,713,602 Technip |
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| November 8, 2019 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| October 25, 2019 |
PEO / Adams Natural Resources Fund, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ADAMS NATURAL RESOURCES FUND, INC (Name of Issuer) Common Shares (Title of Class of Securities) 00548F105 (CUSIP Number) Fredrick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, |
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| May 29, 2019 |
PEO / Adams Natural Resources Fund, Inc. NPORT-EX - - NPORT-EX ADAMS NATURAL RESOURCES FUND, INC. Schedule of Investments March 31, 2019 (unaudited) Shares Value (a) Common Stocks — 99.2% Energy — 80.0% Equipment & Services — 6.4% Baker Hughes, a GE company Class A 133,100 $ 3,689,532 Halliburton Company 277,870 8,141,591 Helmerich & Payne, Inc. 33,600 1,866,816 National Oilwell Varco, Inc. 109,000 2,903,760 Schlumberger Limited 430,600 18,761,242 TechnipFMC |
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| February 27, 2019 |
PEO / Adams Natural Resources Fund, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Defin |
|
| February 12, 2019 |
PEO / Adams Natural Resources Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 00548F105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,765,800 6)SHARED VOTING POWER: - 7)SOLE DISP |
|
| October 31, 2018 |
EX-99.CERT 2 tv505131ex99cert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Natural Resources Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
|
| October 31, 2018 |
PEO / Adams Natural Resources Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 ADAMS NATURAL RESOURCES FUND, INC. |
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| April 27, 2018 |
PEO / Adams Natural Resources Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. |
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| April 27, 2018 |
Exhibit 99.CERT CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Natural Resources Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
|
| February 26, 2018 |
PEO / Adams Natural Resources Fund, Inc. DEF 14A out - none - 2.478s UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE |
|
| February 9, 2018 |
PEO / Adams Natural Resources Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G CUSIP No: 00548F105 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,430,900 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
|
| October 30, 2017 |
Adams Natural Resources Fund A (Quarterly Schedule of Portfolio Holdings) ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q - SEPTEMBER 30, 2017 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) |
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| October 30, 2017 |
ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2017 |
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| October 23, 2017 |
EX-99.CERT 2 adxnqcert09302017.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Diversified Equity Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| October 23, 2017 |
ADAMS NATURAL RESOURCES FUND, INC. - ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-Q - SEPTEMBER 30, 2017 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-00248 - ADAMS DIVERSIFIED EQUITY FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive office |
|
| October 23, 2017 |
EX-99.CERT 2 peonqcert09302017.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Natural Resources Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
|
| October 23, 2017 |
ADAMS NATURAL RESOURCES FUND, INC. - ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q - SEPTEMBER 30, 2017 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) |
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| April 28, 2017 |
ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q CERTIFICATION - MARCH 31, 2017 |
|
| April 28, 2017 |
ADAMS NATURAL RESOURCES FUND, INC. - ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q - MARCH 31, 2017 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) Law |
|
| February 24, 2017 |
Adams Natural Resources Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
|
| October 21, 2016 |
Adams Natural Resources Fund (Quarterly Schedule of Portfolio Holdings) FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. |
|
| October 21, 2016 |
ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2016 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Natural Resources Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
|
| April 25, 2016 |
ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q CERTIFICATION - MARCH 31, 2016 |
|
| April 25, 2016 |
Adams Natural Resources Fund (Quarterly Schedule of Portfolio Holdings) FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. |
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| February 23, 2016 |
Adams Natural Resources Fund Form DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
|
| November 16, 2015 |
Adams Diversified Equity Fund WD adamsdiversifiedappwd.htm Letterhead of Chadbourne & Parke LLP 1301 Avenue of the Americas New York, NY 10019 telephone: (212) 408-5100 November 16, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Adams Diversified Equity Fund, Inc. et. al (File No. 812-14300) Ladies and Gentlemen: On behalf of Adams Diversified E |
|
| October 21, 2015 |
ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2015 CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Adams Natural Resources Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
|
| October 21, 2015 |
Adams Natural Resources Fund (Quarterly Schedule of Portfolio Holdings) ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q - SEPTEMBER 30, 2015 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) |
|
| April 24, 2015 |
Adams Natural Resources Fund (Quarterly Schedule of Portfolio Holdings) ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q - MARCH 31, 2015 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - ADAMS NATURAL RESOURCES FUND, INC. - (Exact name of registrant as specified in charter) 500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202 - (Address of principal executive offices) Law |
|
| April 24, 2015 |
ADAMS NATURAL RESOURCES FUND, INC. - FORM N-Q CERTIFICATION - MARCH 31, 2015 |
|
| March 10, 2015 |
Adams Natural Resources Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
|
| March 10, 2015 |
Adams Natural Resources Fund ESP RESPONSE LETTER [Chadbourne & Parke LLP Letterhead] March 10, 2015 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Petroleum & Resources Corporation (?Company?) Preliminary Proxy Statement on Form PRE 14A Filed on February 13, 2015 (File No. |
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| February 13, 2015 |
PEO / Adams Natural Resources Fund, Inc. PRE 14A - - PRE 14A PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| October 17, 2014 |
ADAMS NATURAL RESOURCES FUND, INC. PETROLEUM & RESOURCES CORPORATION - FORM N-Q - SEPTEMBER 30, 2014 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
|
| October 17, 2014 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2014 CERTIFICATIONS I, Mark E. |
|
| April 22, 2014 |
Quarterly Schedule of Portfolio Holdings - PETROLEUM & RESOURCES CORPORATION - FORM N-Q - MARCH 31, 2014 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) Seven Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
|
| April 22, 2014 |
EX-99.CERT 2 peonqcert03312014.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Petroleum & Resources Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
|
| February 21, 2014 |
Definitive Proxy Material UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| October 18, 2013 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2013 CERTIFICATIONS I, Mark E. |
|
| October 18, 2013 |
Quarterly Schedule of Portfolio Holdings - PETROLEUM & RESOURCES CORPORATION - FORM N-Q - SEPTEMBER 30, 2013 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
|
| April 19, 2013 |
Quarterly Schedule of Portfolio Holdings - PETROLEUM & RESOURCES CORPORATION - FORM N-Q - MARCH 31, 2012 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
|
| April 19, 2013 |
EX-99.CERT 2 peonqcert03312013.htm CERTIFICATIONS I, Mark E. Stoeckle, certify that: 1. I have reviewed this report on Form N-Q of Petroleum & Resources Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
|
| February 26, 2013 |
NOTICE & PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6 |
|
| February 14, 2013 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
|
| October 19, 2012 |
Quarterly Schedule of Portfolio Holdings - PETROLEUM & RESOURCES CORPORATION - FORM N-Q - SEPTEMBER 30, 2012 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| October 19, 2012 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2012 CERTIFICATIONS I, Douglas G. |
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| April 20, 2012 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - MARCH 31, 2012 CERTIFICATIONS I, Douglas G. |
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| April 20, 2012 |
Quarterly Schedule of Portfolio Holdings - PETROLEUM & RESOURCES CORPORATION - FORM N-Q - MARCH 31, 2012 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| February 21, 2012 |
DEF14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) |
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| October 21, 2011 |
N-Q 1 peonq09302011.htm FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. Hooper, Jr. Petroleum & Resources |
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| October 21, 2011 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2011 CERTIFICATIONS I, Douglas G. |
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| April 28, 2011 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - MARCH 31, 2011 CERTIFICATIONS I, Douglas G. |
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| April 28, 2011 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - PETROLEUM & RESOURCES CORPORATION - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - (Address of principal executive offices) Lawrence L. |
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| March 1, 2011 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 peoacctlttr.htm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Petroleum & Resources Corporation In planning and performing our audit of the financial statements of Petroleum & Resources Corporation ("the Corporation") as of and for the year ended December 31, 2010, in accordance with the standards of the Public Company A |
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| February 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| October 22, 2010 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2010 CERTIFICATIONS I, Douglas G. |
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| October 22, 2010 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - - PETROLEUM & RESOURCES CORPORATION - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| April 16, 2010 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - MARCH 31, 2010 CERTIFICATIONS I, Douglas G. |
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| April 16, 2010 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q - MARCH 31, 2010 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02736 - - PETROLEUM & RESOURCES CORPORATION - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| March 1, 2010 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Petroleum & Resources Corporation In planning and performing our audit of the financial statements of Petroleum & Resources Corporation ("the Corporation") as of and for the year ended December 31, 2009, in accordance with the standards of the Public Company Accounting Oversight Board (United Stat |
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| February 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| October 14, 2009 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-02736 - - PETROLEUM & RESOURCES CORPORATION - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| October 14, 2009 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - SEPTEMBER 30, 2009 CERTIFICATIONS I, Douglas G. |
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| April 22, 2009 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-00248 - - PETROLEUM & RESOURCES CORPORATION - - (Exact name of registrant as specified in charter) 7 Saint Paul Street, Suite 1140, Baltimore, Maryland 21202 - - (Address of principal executive offices) Lawrence L. |
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| April 22, 2009 |
PETROLEUM & RESOURCES CORPORATION - FORM N-Q CERTIFICATION - MARCH 31, 2009 CERTIFICATIONS I, Douglas G. |
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| February 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| September 17, 2008 |
Petroleum & Resources Corporation Petroleum & Resources Corporation - Exhibit 3 Petroleum & Resources Corporation (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED AND RESTATED SEPTEMBER 11, 2008 Petroleum & Resources Corporation Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1. |
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| September 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 11, 2008 PETROLEUM & RESOURCES CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 811-02736 13-5506797 (State or Other Jurisdiction of Incorporation) (Commission File No. |
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| February 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| August 3, 2007 |
Petroleum & Resources Corporation EX-99.77Q1 OTHR EXHB 2 peonsara063007bylaws.htm Petroleum & Resources Corporation (a Maryland Corporation) Amended and Restated Bylaws AS AMENDED AND RESTATED JUNE 14, 2007 Petroleum & Resources Corporation Amended and Restated Bylaws ARTICLE ONE INVESTMENT OBJECTIVES; OFFICES Section 1.1. Investment Objectives. Consistent with the Corporation's history and structure as a closed-end fund, the Corp |
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| July 27, 2007 |
Petroleum & Resources Corporation Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 EX-99.1 CHARTER 2 petro8k0707ex991.htm Exhibit 99.1 Petroleum & Resources Corporation Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 July 27, 2007 TO: DIRECTORS AND EXECUTIVE OFFICERS SUBJECT TO SECTION 16 FROM: MAUREEN A. JONES SUBJECT: BLACKOUT PERIOD DURING THRIFT PLAN ADMINISTRATOR TRANSITION This is to notify you of an upcoming blackout period under the Petroleum & Resources E |
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| July 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2007 (July 27, 2007) Petroleum & Resources Corporation (Exact Name of Registrant as Specified in Charter) (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of Incorporation) 811-02736 (Commission File Number) 13-5506797 (IRS Employer Identification No. |
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| February 16, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| January 18, 2007 |
OMB APPROVAL OMB Number: 3235-0080 Expires: February 28, 2009 Estimated average burden hours per response . |
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| October 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of |
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| October 4, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of |
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| September 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confid |
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| September 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, For Use of |
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| February 17, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| August 16, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 16, 2005 (August 15, 2005) Petroleum & Resources Corporation (Exact Name of Registrant as Specified in Charter) (Exact Name of Registrant as Specified in Charter) Maryland (State or Other Jurisdiction of Incorporation) 811-02736 (Commission File Number) 13-5506797 (IRS Employer Identification No. |
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| August 16, 2005 |
Petroleum & Resources Corporation Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 Exhibit 99.1 Exhibit 99.1 Petroleum & Resources Corporation Seven St. Paul Street Baltimore, Maryland 21202 (410) 752-5900 August 15, 2005 TO: DIRECTORS AND EXECUTIVE OFFICERS SUBJECT TO SECTION 16 FROM: LAWRENCE L. HOOPER, JR. SUBJECT: BLACKOUT PERIOD DURING THRIFT PLAN ADMINISTRATOR RECORDKEEPING SYSTEM UPDATE This is to notify you of an upcoming blackout period under the Petroleum & Resources E |
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| April 27, 2005 |
As filed with the Securities and Exchange Commission on April 27, 2005. Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Petroleum & Resources Corporation (Exact name of registrant as specified in its charter) Maryland (State or Other Jurisdiction of Incorporation or organization) |
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| April 27, 2005 |
Exhibit 24 Exhibit 24 POWER OF ATTORNEY I, the undersigned Director and/or Officer of Petroleum & Resources Corporation, a Maryland corporation (the “Company”), hereby constitute and appoint LAWRENCE L. |
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| April 27, 2005 |
Exhibit 4-a Exhibit 4-a ARTICLES OF INCORPORATION OF PETROLEUM & RESOURCES CORPORATION FIRST: THE UNDERSIGNED, J. |
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| April 27, 2005 |
Exhibit 4-b Exhibit 4-b Petroleum & Resources Corporation (a Maryland Corporation) By-Laws ADOPTED FEBRUARY 12, 1976 AND AS AMENDED THROUGH APRIL 14, 2005 Petroleum & Resources Corporation By-Laws ARTICLE ONE OFFICES SECTION 1. |
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| March 17, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) x Defin |
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| February 23, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) [X |
