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| CIK | 868578 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flaherty & Crumrine Preferred Income Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 7, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| April 28, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| April 16, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| March 17, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 6, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 4, 2024 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| March 2, 2023 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 27, 2022 |
pfd-nq083122 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| April 28, 2022 |
pfd-nq022822 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| March 3, 2022 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A 1 pfd-def14a042022.htm DEFINITIVE PROXY STATEMENTS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additi |
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| October 28, 2021 |
pfd-nq083121 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| April 30, 2021 |
Up to $75,000,000 of Common Shares Flaherty & Crumrine Preferred and Income Fund Incorporated PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated April 19, 2021) Registration Statement No. |
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| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Fund Incorporated POS EX Exhibit 99.(h) Flaherty & Crumrine Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement April 30, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Flaherty & Crumrine Preferred and Income Fund Incorporated, a Maryland corporation (the ?Comp |
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| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Fund Incorporated POS EX Exhibit 99.(l)(2) 750 E; PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com April 30, 2021 Flaherty & Crumrine Preferred and Income Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101 Re: Registration Statement on Form N-2 (File Nos. 333-252800 and 811-06179) Ladies |
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| April 30, 2021 |
As filed with the Securities and Exchange Commission on April 30, 2021 Securities Act Registration No. |
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| April 27, 2021 |
pfd-nq022821 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| March 31, 2021 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 31, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| March 4, 2021 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-1 |
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| October 28, 2020 |
pfd-nq083120 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| May 26, 2020 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR May 26, 2020 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred and Income Fund Incorporated (PFD) (SEC File No. |
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| April 29, 2020 |
pfd-nq022920 1 Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS February 29, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| March 5, 2020 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT DEF 14A 1 pfd-def14a042220.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio |
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| October 24, 2019 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. NPORT-EX - - NPORT-EX 1 FlahertyCrumrinePrefInc.htm pfd-quarterlyreport083119 1 Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78.5% Banking — 41.0% Flaherty & Crumrine Preferred and Income Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2019 (Unaudited) Bank of America Corporation: $ 3,600,000 5.875% to 03/15/28 then 3ML + 2.931%, Series FF $ 3,917,160 *(1)(2) $ 400,000 6.30% to 03/ |
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| May 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 2, 2019 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305694 (State or other jurisdiction of |
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| April 29, 2019 |
N-Q 1 pfd-nq022819.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS pfd-nq022819 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
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| April 29, 2019 |
Flaherty & Crumrine Preferred Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| March 12, 2019 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 pfd-def14a042319.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio |
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| October 26, 2018 |
pfd-nq083118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of pr |
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| October 26, 2018 |
Flaherty & Crumrine Preferred Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 27, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Flaherty & Crumrine Preferred Income Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 27, 2018 |
N-Q 1 pfd-nq022818.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS pfd-nq022818b UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E |
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| March 6, 2018 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpfd3387616-def14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] De |
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| October 24, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d434674dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
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| October 24, 2017 |
Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 15, 2017 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. ESP CORRESP 1 filename1.htm September 14, 2017 Kathy Churko Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. |
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| April 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d348253dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
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| April 28, 2017 |
Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 10, 2017 |
Flaherty & Crumrine Preferred Income Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpfd3217186-def14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] De |
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| January 20, 2017 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| October 27, 2016 |
N-Q 1 d244538dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
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| April 28, 2016 |
N-Q 1 d112809dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
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| April 28, 2016 |
302 Certifications Certifications I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| March 7, 2016 |
Flaherty & Crumrine Preferred Income Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitiv |
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| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 13, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305694 (State or other jurisdict |
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| October 29, 2015 |
Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 29, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| June 4, 2015 |
8-K 1 fandcpfd8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 4, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-43 |
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| April 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 28, 2015 |
N-Q 1 d875283dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
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| April 23, 2015 |
PFD AND PFO ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PFD AND PFO ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PASADENA, CALIFORNIA ? April 21, 2015 The Boards of Directors of Flaherty & Crumrine Preferred Income Fund Incorporated (NYSE: PFD) and Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (NYSE: PFO) today elected the following new officers of the funds. |
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| April 23, 2015 |
Flaherty & Crumrine Preferred Income Fund CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305694 (State or other jurisdiction |
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| March 9, 2015 |
Flaherty & Crumrine Preferred Income Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitiv |
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| October 29, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| October 29, 2014 |
Flaherty & Crimurine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2014 |
Flaherty & Crumrine Preferred Income Fund Incorporated May 23, 2014 Christina DiAngelo Senior Staff Accountant U. |
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| April 28, 2014 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| March 21, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 21, 2014 VIA EDGAR Ms. |
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| March 21, 2014 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| March 21, 2014 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 VIA EDGAR March 21, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (“PFD”) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (“PFO”) Investment Company Act File |
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| March 6, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR March 5, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (“PFD”) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (“PFO”) Investment Company Act File Numb |
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| March 6, 2014 |
PRE 14A 1 fcpifipre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive |
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| October 28, 2013 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPROATED Flaherty & Crumrine Preferred Income Fund Incorproated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| March 7, 2013 |
DEF 14A 1 fandcpifidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitiv |
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| October 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d394706dex99cert.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or o |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED N-Q 1 d394706dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED Flaherty & Crumrine Preferred Income Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d308909dex99cert.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or o |
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| March 8, 2012 |
- DEFINITIVE REVISED PROXY SOLICITING MATERIALS DEFR14A 1 fcpidefr14a.htm DEFINITIVE REVISED PROXY SOLICITING MATERIALS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statemen |
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| March 6, 2012 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| March 6, 2012 |
CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 6, 2012 VIA EDGAR Ms. Karen Rosotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4644 Re: Comments to Preliminary Proxy Materials for Flaherty & Crumrine Preferred Income Fund Incorporated, Flaherty & Crumrine Preferred Income Opportunity Fund Incorporate |
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| February 16, 2012 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 28, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 w84069exv99wcert.htm EX-99.CERT Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or o |
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| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06179 Flaherty & Crumrine Preferred Income Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (Address of principal execu |
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| February 24, 2011 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
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| February 3, 2011 |
8-K 1 g07726e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 3, 2011 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06179 95-4305 |
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| April 29, 2010 |
SCHEDULE 14A Proxy Statement PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A Proxy Statement PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only as permitted by Rule 14a-6(e)(2) o Definitive Proxy Statement ? Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11c or Rule 14a-12 Flaherty & Crumrine Preferred Income Fund Incorporated (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
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| February 25, 2010 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-1 |
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| February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Flaherty & Crumrine Preferred Income Fund Incorporated (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 338480205 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 10, 2009 |
SC 13G 1 c80482sc13g.htm SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response...10.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Flaherty & Crumrine Preferred Income Fund Incorporated (Name of Issuer) Auction Preferred Stock (Title of Clas |
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| February 14, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )1 Flaherty & Crumrine PFD Income (Name of Issuer) Common Shares (Title of Class of Securities) 33848E106 (CUSIP Nu |
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| July 30, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") On April 23, 2004, the Fund held its Annual Meeting of Shareholders to elect two Directors of the Fund ("Proposal 1"). |
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| July 30, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED EXHIBIT 77Q1b FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") Change in the Percentage of Foreign Securities The Fund may invest up to 30% of its total assets in the securities, other than money market securities, of companies organized or having their principal place of business outside the United States. |
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| July 30, 2004 |
Articles of Amendment dated November 15, 200 EXHIBIT 77(i) EXHIBIT 77Q1a FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") At the July 18, 2003 Meeting of the Board of Directors of the Fund, the Board approved changing the Fund's name from "Preferred Income Fund Incorporated" to "Flaherty & Crumrine Preferred Income Fund Incorporated". |
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| January 29, 2004 |
The Board of Directors and Shareholders The Board of Directors and Shareholders Flaherty & Crumrine Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of Flaherty & Crumrine Preferred Income Fund Incorporated for the year ended November 30, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
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| January 29, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77(Q1) FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (the "Fund") At the October 17, 2003 Meeting of the Board of Directors of the Fund, the Board approved proposed amendments to the Fund's Articles Supplementary Creating and Fixing the Rights of Money Market Cumulative Preferred™ Stock ("Articles Supplementary"). |
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| July 28, 2003 |
Meeting of Shareholders Meeting of Shareholders On April 25, 2003, the Fund held its Annual Meeting of Shareholders (the "Meeting") to elect three Directors of the Fund ("Proposal 1"). |
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| January 24, 2003 |
[the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's Form N-SAR Certification [the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's findings; however, the wording in (a)(iii) cannot be changed] Exhibit to 77Q3 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report. |
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| January 24, 2003 |
The Board of Directors and Shareholders The Board of Trustees and Shareholders The Board of Directors and Shareholders Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of Preferred Income Fund Incorporated, for the year ended November 30, 2002, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
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| January 24, 2003 |
[the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's Form N-SAR Certification [the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's findings; however, the wording in (a)(iii) cannot be changed] Exhibit to 77Q3 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report. |
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| January 24, 2003 |
TERMS OF NEW OR AMENDED SECURITIES PREFERRED INCOME FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77(i) TERMS OF NEW OR AMENDED SECURITIES PREFERRED INCOME FUND INCORPORATED On June 4, 2002 Preferred Income Fund Incorporated (the "Fund") completed its offering of 225 newly issued shares of Money Market Cumulative Preferred Stock ("MMP â ") which increased the number of its shares of MMP â outstanding to 800. |
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| July 23, 2002 |
Preferred Income Fund Incorporated (the "Fund") EX-99.77Q1 OTHR EXHB 5 pfdmm.htm Preferred Income Fund Incorporated (the "Fund") Exhibit 77Q1a The Funds Articles Supplementary Creating and Fixing the Rights of Money Market Cumulative Preferred Stock, dated May 31, 2002, are incorporated be reference as Exhibit #6 to the Funds N-2/A filing done with the Securities and Exchange Commission, via EDGAR, on May 31, 2002 (Accession No. 0000935069-02-0 |
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| July 23, 2002 |
Preferred Income Fund Incorporated (the "Fund") EX-99.77C VOTES 3 pfdvote.htm Preferred Income Fund Incorporated (the "Fund") Exhibit 77C On April 19, 2002, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect two Directors of the Fund ("Proposal 1") and (2) ratify the selection of KPMG LLP as independent accountants for the Fund for the fiscal year ending November 30, 2002 ("Proposal 2"). The results of each proposal a |
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| July 23, 2002 |
Preferred Income Fund Incorporated (the "Fund") EX-99.77D POLICIES 4 pfdrate.htm Preferred Income Fund Incorporated (the "Fund") Exhibit 77D The Fund may invest up to 25% of its assets in holdings of securities rated below investment grade. These securities must be rated at least either "Ba3" by Moodys Investors Service, Inc. or "BB-" by Standard & Poors or judged to be comparable in quality, in either case at the time of purchase; however, the |
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| January 29, 2002 |
Change in Independent Auditors EX-99.77K CHNG ACCNT 4 changepfd.htm Change in Independent Auditors Based on the recommendation of the Audit Committee of the Fund, the Board of Directors voted to appoint KPMG LLP as the Fund's independent auditors for the Fund's fiscal year ended November 30, 2001. On October 17, 2001, PricewaterhouseCoopers LLP ("PwC") resigned as the independent auditors of the Fund. The reports of PwC on the |
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| January 29, 2002 |
The Board of Directors and Shareholders The Board of Directors and Shareholders Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of Preferred Income Fund Incorporated for the year ended November 30, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
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| January 29, 2002 |
February xx, 1999 January 8, 2002 Ms. Christine Lennon, Partner PricewaterhouseCoopers LLP 160 Federal Street Boston, Massachusetts 02110 Dear Ms. Lennon: On October 17, 2001, PricewaterhouseCoopers LLP resigned as the independent accountants of Preferred Income Fund Incorporated (Commission File Number 811-06179). In accordance with the requirements of item 304 of Regulation S-K, please provide u |
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| January 29, 2002 |
Preferred Income Fund Incorporated November 8, 1999 January 14, 2002 Securities and Exchange Commission 40 Fifth Street, N. |
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| July 31, 2001 |
SUB-ITEM 77C: Submission of Matters to a Vote of Security Holders EX-99.77C VOTES 3 vote.htm SUB-ITEM 77C: Submission of Matters to a Vote of Security Holders Preferred Income Fund Incorporated Meeting of Shareholders On April 27, 2001, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect two Directors of the Fund ("Proposal 1") and (2) ratify the selection of PricewaterhouseCoopers LLP as independent accountants for the Fund for the fis |
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| February 8, 2001 |
Report of Independent Accountants To the Shareholders and Report of Independent Accountants To the Board of Directors and Shareholders of Preferred Income Fund Incorporated In planning and performing our audit of the financial statements of the Preferred Income Fund Incorporated (the "Fund") for the year ended November 30, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
