Mga Batayang Estadistika
| LEI | 2549008Y9TGWYEWYW496 |
| CIK | 882071 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 28, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| April 16, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 fc-proxy041625 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursu |
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| March 17, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 6, 2025 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a |
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| March 4, 2024 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| March 2, 2023 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 27, 2022 |
pfo-nq083122 1 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 79. |
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| April 28, 2022 |
pfo-nq022822 1 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2022 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| March 3, 2022 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ? Filed by Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-1 |
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| October 28, 2021 |
1 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| April 30, 2021 |
POS EX 1 pfo-posex043021.htm POST-EFFECTIVE AMENDMENT As filed with the Securities and Exchange Commission on April 30, 2021 Securities Act Registration No. 333-252798 Investment Company Registration No. 811-06495 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effectiv |
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| April 30, 2021 |
EX-99.(L)(2) 3 ex99-l2.htm OPINION AND CONSENT OF VENABLE LLP Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated POS EX Exhibit 99.(l)(2) 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com April 30, 2021 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91 |
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| April 30, 2021 |
Flaherty & Crumrine Preferred and Income Opportunity Fund POS EX Exhibit 99.(h) Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales Agreement April 30, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, a Maryland |
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| April 30, 2021 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated April 19, 2021) Registration Statement No. |
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| April 27, 2021 |
1 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated PORTFOLIO OF INVESTMENTS February 28, 2021 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| April 16, 2021 |
Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated 301 E. Colorado Boulevard, Suite 800 Pasadena, California 91101 April 16, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated (the ?Registrant?) Registration Statement on Form N-2 Securities Act File No. 333-252798 |
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| March 31, 2021 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 31, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| March 4, 2021 |
DEF 14A 1 pfo-def14a042121.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additio |
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| October 28, 2020 |
pfo-nq083120 1 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 76. |
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| May 26, 2020 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR May 26, 2020 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred and Income Fund Incorporated (PFD) (SEC File No. |
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| April 29, 2020 |
pfo-nq022920 1 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated PORTFOLIO OF INVESTMENTS February 29, 2020 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 77. |
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| March 5, 2020 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 24, 2019 |
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. NPORT-EX - - pfo-nq083119 1 Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated PORTFOLIO OF INVESTMENTS August 31, 2019 (Unaudited) Shares/$ Par Value Preferred Stock & Hybrid Preferred Securities§ — 78. |
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| May 2, 2019 |
8-K 1 pfo-8k050219.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 2, 2019 FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 81 |
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| April 29, 2019 |
N-Q 1 pfo-nq022819.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS pfo-nq022819 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in cha |
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| April 29, 2019 |
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| March 12, 2019 |
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. DEFINITIVE PROXY MATERIALS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant ☒ Filed by Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-1 |
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| October 26, 2018 |
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| October 26, 2018 |
pfo-nq083118 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasadena, CA 91101 (A |
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| April 27, 2018 |
N-Q 1 pfo-nq022818.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS pfo-nq022818 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in cha |
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| April 27, 2018 |
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| March 6, 2018 |
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| October 24, 2017 |
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated N-Q EX 99 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| October 24, 2017 |
Flaherty & Crumrine Preferred Income Opportunity Fund Inc - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 pfo-nq083117.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in charter) 301 E. |
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| September 15, 2017 |
PFD / Flaherty & Crumrine Preferred Income Fund, Inc. ESP CORRESP 1 filename1.htm September 14, 2017 Kathy Churko Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. |
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| April 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| April 28, 2017 |
N-Q 1 d348279dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in chart |
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| March 10, 2017 |
Flaherty & Crumrine Preferred Income Opportunity Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpfo3217185-def14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] De |
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| January 20, 2017 |
8-K 1 d331317d8k.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 20, 2017 FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNIT |
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| October 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d244092dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or |
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| October 27, 2016 |
N-Q 1 d244092dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in chart |
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| April 28, 2016 |
N-Q 1 d124381dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in chart |
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| April 28, 2016 |
302 Certifications Certifications I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 7, 2016 |
Flaherty & Crumrine Preferred Income Opportunity Fund DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| November 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 13, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-06495 95-4355600 (State or oth |
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| October 29, 2015 |
N-Q 1 d89257dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in charte |
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| October 29, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. |
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| June 4, 2015 |
8-K 1 fandcpfo8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 4, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811 |
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| April 28, 2015 |
N-Q 1 d875306dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in chart |
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| April 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d875306dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, R. Eric Chadwick, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or |
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| April 23, 2015 |
8-K 1 fandcpiof8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2015 FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland |
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| April 23, 2015 |
PFD AND PFO ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PFD AND PFO ANNOUNCE RESULTS OF ANNUAL ELECTION OF OFFICERS PASADENA, CALIFORNIA ? April 21, 2015 The Boards of Directors of Flaherty & Crumrine Preferred Income Fund Incorporated (NYSE: PFD) and Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (NYSE: PFO) today elected the following new officers of the funds. |
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| March 9, 2015 |
Flaherty & Crumrine Preferred Income Opportunity Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 fandcpiofidef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definiti |
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| October 29, 2014 |
N-Q 1 d779207dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as speci |
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| October 29, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| May 23, 2014 |
CORRESP 1 filename1.htm May 23, 2014 Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (PFD) (SEC File No. 811-06179) Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (PFO) (SEC File No. |
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| April 28, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 28, 2014 |
Quarterly Schedule of Portfolio Holdings - FLAHERRTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND Flaherrty & Crumrine Preferred Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 21, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 March 21, 2014 VIA EDGAR Ms. |
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| March 21, 2014 |
1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 VIA EDGAR March 21, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (“PFD”) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (“PFO”) Investment Company Act File |
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| March 21, 2014 |
DEF 14A 1 fandcpfodef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive |
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| March 6, 2014 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 VIA EDGAR March 5, 2014 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Flaherty & Crumrine Preferred Income Fund Incorporated (“PFD”) Investment Company Act File Number 811-06179 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (“PFO”) Investment Company Act File Numb |
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| March 6, 2014 |
PRE 14A 1 fcpiofipre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitive |
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| October 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| October 28, 2013 |
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2013 |
N-Q 1 d495486dnq.htm FLAHERTY & CRUMRINE PERFERRED INCOME OPPORTUNITY FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as speci |
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| April 29, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d495486dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact |
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| March 7, 2013 |
DEF 14A 1 fandcpfodef14a.htm DEFINITIVE PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive |
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| October 30, 2012 |
N-Q 1 d394704dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as speci |
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| October 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Section 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 27, 2012 |
N-Q 1 d308923dnq.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as speci |
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| April 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Section 30 Certifcations Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. |
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| April 10, 2012 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Flaherty & Crumrine PFD Income Opportunity Fund (Name of Issuer) Common Shares (Title of Class of Securities) 33848E106 (CUSIP Number) March 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| March 8, 2012 |
- DEFINITIVE REVISED PROXY SOLICITING MATERIALS SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| March 6, 2012 |
CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 6, 2012 VIA EDGAR Ms. Karen Rosotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4644 Re: Comments to Preliminary Proxy Materials for Flaherty & Crumrine Preferred Income Fund Incorporated, Flaherty & Crumrine Preferred Income Opportunity Fund Incorporate |
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| March 6, 2012 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant t |
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| February 16, 2012 |
PRE 14A 1 flahertypre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant [X] Filed by Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) [ ] Definitive Proxy Statement [ ] Definitiv |
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| February 14, 2012 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Flaherty & Crumrine PFD Income Opportunity Fund (Name of Issuer) Common Shares (Title of Class of Securities) 33848E106 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| October 28, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 w84070exv99wcert.htm EX-99.CERT Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Donald F. Crumrine, certify that: 1. I have reviewed this report on Form N-Q of Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated; 2. Based on my knowledge, this report does not contain any untrue statement of a materi |
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| October 28, 2011 |
N-Q 1 w84070nvq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06495 Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated (Exact name of registrant as specified in charter) 301 E. Colorado Boulevard, Suite 720 Pasad |
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| February 24, 2011 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A 1 w81619bdef14a.htm FORM DEF 14A SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant þ Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) þ Definitive Proxy Statement o Definitive Additional Materials o S |
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| February 17, 2011 |
SC 13G/A 1 l41899sc13gza.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Flaherty & Crumrine PFD Income Opportunity Fund (Name of Issuer) Common Shares (Title of Class of Securities) 33848E106 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check t |
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| February 3, 2011 |
8-K 1 g07725e8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 3, 2011 FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (Exact name of Registrant as specified in its charter) Maryland 811-0 |
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| April 29, 2010 |
SCHEDULE 14A Proxy Statement PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 DEFA14A 1 w78297defa14a.htm DEFA14A SCHEDULE 14A Proxy Statement PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant þ Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only as permitted by Rule 14a-6(e)(2) o Definitive Proxy Statement þ Definitive Additional Materials o Sol |
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| February 25, 2010 |
SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 DEF 14A 1 w77479def14a.htm DEF 14A SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by Registrant þ Filed by Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential for Use of the Commission Only as permitted by Rule 14a-6(e)(2) þ Definitive Proxy Statement o Definitive Additional Materials o Solicit |
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| February 16, 2010 |
SC 13G/A 1 l38860sc13gza.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Flaherty & Crumrine PFD Income Opportunity Fund (Name of Issuer) Common Shares (Title of Class of Securities) 33848E106 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check t |
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| September 3, 2009 |
SC 13G 1 l36952sc13g.htm SC 13G Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )1 Flaherty & Crumrine PFD Income Opportunity Fund Inc. (Name of |
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| April 9, 2009 |
SC 13G/A 1 flahertycrumrineprefer.htm FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INC 13GA1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Flaherty & Crumrine Preferred Income Opportunity Fund, Inc. (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 33848E205 (See Item 2(e)) (CUSIP Nu |
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| February 17, 2009 |
SC 13G/A 1 l35523asc13gza.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Flaherty & Crumrine PFD Income Opportunity Fund (Name of Issuer) Common Shares (Title of Class of Securities) 33848E106 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) C |
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| July 30, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED EX-99.77C VOTES 2 pfo77c.htm PROXY VOTES EXHIBIT 77C FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (the "Fund") On April 23, 2004, the Fund held its Annual Meeting of Shareholders to elect two Directors of the Fund ("Proposal 1"). The results of the proposal are as follows: Proposal 1: Election of Directors. Name For Withheld Common Stock Robert F. Wulf 10,086,552 86,324 Money |
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| July 30, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED EXHIBIT 77(i) EXHIBIT 77Q1b FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (the "Fund") Change in the Percentage of Foreign Securities The Fund may invest up to 30% of its total assets in the securities, other than money market securities, of companies organized or having their principal place of business outside the United States. |
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| July 30, 2004 |
Articles of Amendment dated November 15, 2003 EXHIBIT 77Q1a FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (the "Fund") At the July 18, 2003 Meeting of the Board of Directors of the Fund, the Board approved changing the Fund's name from "Preferred Income Opportunity Fund Incorporated" to "Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated". |
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| January 29, 2004 |
FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED EX-99.77Q1 OTHR EXHB 3 pfoexhibitone.htm EXHIBIT 77(Q1) FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INCORPORATED (the "Fund") At the October 17, 2003 Meeting of the Board of Directors of the Fund, the Board approved proposed amendments to the Fund's Articles Supplementary Creating and Fixing the Rights of Money Market Cumulative Preferred™ Stock ("Articles Supplementary"). The amended se |
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| January 29, 2004 |
The Board of Directors and Shareholders EX-99.77B ACCT LTTR 4 pfonsarletter.htm The Board of Directors and Shareholders Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated In planning and performing our audit of the financial statements of Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated for the year ended November 30, 2003, we considered its internal control, including control activities for safeguardin |
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| July 28, 2003 |
Meeting of Shareholders Meeting of Shareholders On April 25, 2003, the Fund held its Annual Meeting of Shareholders (the "Meeting") to elect three Directors of the Fund ("Proposal 1"). |
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| January 23, 2003 |
[the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's EX-99.77Q1 OTHR EXHB 4 pfocertb.htm [the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's findings; however, the wording in (a)(iii) cannot be changed] Exhibit to 77Q3 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a dat |
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| January 23, 2003 |
[the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's Form N-SAR Certification [the wording of (a)(i) and (a)(ii) may be changed to reflect the Fund's findings; however, the wording in (a)(iii) cannot be changed] Exhibit to 77Q3 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report. |
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| January 23, 2003 |
The Board of Directors and Shareholders EX-99.77B ACCT LTTR 5 auditpfo.htm The Board of Directors and Shareholders Preferred Income Opportunity Fund Incorporated In planning and performing our audit of the financial statements of Preferred Income Opportunity Fund Incorporated, for the year ended November 30, 2002, we considered its internal control, including control activities for safeguarding securities, in order to determine our audi |
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| July 23, 2002 |
Preferred Income Opportunity Fund Incorporated (the "Fund") Preferred Income Fund Incorporated Preferred Income Opportunity Fund Incorporated (the "Fund") Exhibit 77C On April 19, 2002, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect two Directors of the Fund ("Proposal 1") and (2) ratify the selection of KPMG LLP as independent accountants for the Fund for the fiscal year ending November 30, 2002 ("Proposal 2"). |
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| July 23, 2002 |
Preferred Income Opportunity Fund Incorporated (the "Fund") Preferred Income Fund Incorporated (the Fund) Preferred Income Opportunity Fund Incorporated (the "Fund") Exhibit 77D The Fund may invest up to 25% of its assets in holdings of securities rated below investment grade. |
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| January 29, 2002 |
Preferred Income Opportunity Fund Incorporated EX-99 3 pwcop.htm January 14, 2002 Securities and Exchange Commission 40 Fifth Street, N.W. Washington, D.C. 20549 Ladies and Gentlemen: Preferred Income Opportunity Fund Incorporated We have read the letter (copy attached) dated January 8, 2002 from Robert T. Flaherty, Chairman of the Board of Preferred Income Opportunity Fund Incorporated, which we understand will be filed in response to Sub-Ite |
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| January 29, 2002 |
Change in Independent Auditors EX-99.77K CHNG ACCNT 4 changepfo.htm Change in Independent Auditors Based on the recommendation of the Audit Committee of the Fund, the Board of Directors voted to appoint KPMG LLP as the Fund's independent auditors for the Fund's fiscal year ended November 30, 2001. On October 17, 2001, PricewaterhouseCoopers LLP ("PwC") resigned as the independent auditors of the Fund. The reports of PwC on the |
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| January 29, 2002 |
The Board of Directors and Shareholders EX-99.77B ACCT LTTR 6 kpmgpfo.htm The Board of Directors and Shareholders Preferred Income Opportunity Fund Incorporated In planning and performing our audit of the financial statements of Preferred Income Opportunity Fund Incorporated for the year ended November 30, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditi |
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| January 29, 2002 |
January 8, 2002 January 8, 2002 Ms. Christine Lennon, Partner PricewaterhouseCoopers LLP 160 Federal Street Boston, Massachusetts 02110 Dear Ms. Lennon: On October 17, 2001, PricewaterhouseCoopers LLP resigned as the independent accountants of Preferred Income Opportunity Fund Incorporated (Commission File Number 811-06495). In accordance with the requirements of item 304 of Regulation S-K, please |
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| July 30, 2001 |
SUB-ITEM 77C: Submission of Matters to a Vote of Security Holders SUB-ITEM 77C: Submission of Matters to a Vote of Security Holders SUB-ITEM 77C: Submission of Matters to a Vote of Security Holders Preferred Income Opportunity Fund Incorporated Meeting of Shareholders On April 27, 2001, the Fund held its Annual Meeting of Shareholders (the "Meeting") to (1) elect two Directors of the Fund ("Proposal 1") and (2) ratify the selection of PricewaterhouseCoopers LLP as independent accountants for the Fund for the fiscal year ending November 30, 2001 ("Proposal 2"). |
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| February 8, 2001 |
Report of Independent Accountants To the Shareholders and Report of Independent Accountants To the Board of Directors and Shareholders of Preferred Income Opportunity Fund Incorporated In planning and performing our audit of the financial statements of the Preferred Income Opportunity Fund Incorporated (the "Fund") for the year ended November 30, 2000 we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. |
