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| CIK | 1841968 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to P10 Holdings Inc - New
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 14, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of the Class A Common Stock, par value $0.001 per share, of P10, |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 P10, INC. (Exact name of registrant as specified in its charter) Delaware 87-2908160 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 2699 Howell |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| August 7, 2025 |
September 30, 2024 Second Quarter 2025 Results Earnings Presentation Second Line of Title September 30, 2024 Second Quarter 2025 Results Earnings Presentation Second Line of Title Important Disclosures IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| August 7, 2025 |
P10 Reports Second Quarter 2025 Earnings Results Record Organic Fundraising and Deployments of over $1. |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 07, 2025 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 13, 2025 |
FORM 8-K Item 5.07 Submission of Matters to a Vote of Security Holders. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 23, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Definitive Prox |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| May 8, 2025 |
P10 Reports First Quarter 2025 Earnings Results Record fundraising and deployments of over $1. |
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| May 8, 2025 |
September 30, 2024 First Quarter 2025 Results Earnings Presentation Second Line of Title September 30, 2024 First Quarter 2025 Results Earnings Presentation Second Line of Title Important Disclosures IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 08, 2025 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| April 28, 2025 |
Notice of Annual Meeting of Stockholders PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 21, 2025 |
P10 Announces Appointments of Jennifer Glassman and Stephen Blewitt to Board of Directors P10 Announces Appointments of Jennifer Glassman and Stephen Blewitt to Board of Directors Dallas, TX – April 21, 2025 – P10, Inc. |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2025 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| April 7, 2025 |
P10 Completes Acquisition of Qualitas Funds, a Leading European Lower-Middle Market Alternative Investment Solutions Provider DALLAS, April 7, 2025 (GLOBE NEWSWIRE) - P10, Inc. |
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| April 7, 2025 |
EX-10.2 3 d894210dex102.htm EX-10.2 Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into effective as of April 3, 2025 (the “Effective Date”), by and between P10 Intermediate Holdings, LLC (the “Company”), and Mark Hood (the “Executive”). RECITALS WHEREAS, Executive and the Company desire to memorialize the terms and conditions of Executive’s empl |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 04, 2025 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 7, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into effective as of April 3, 2025 (the “Effective Date”), by and between P10 Intermediate Holdings, LLC (the “Company”), and Amanda Coussens (the “Executive”). RECITALS WHEREAS, Executive and the Company desire to memorialize the terms and conditions of Executive’s employment with the Company and it |
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| February 28, 2025 |
EXHIBIT 4.1 DESCRIPTION OF REGISTRANTS SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a description of our capital stock. The following summary is qualified in its entirety by reference to our amended and restated certificate of incorporation and bylaws, each of which have been filed as exhibits to our Annual Report on Form 10-K, and by applica |
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| February 28, 2025 |
Form of Restricted Stock Award Agreement under the 2021 Equity Incentive Plan. EXHIBIT 10.8 P10, INC. 2021 INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD FOR NON-EMPLOYEE DIRECTORS P10, Inc., a Delaware corporation (the “Company”), hereby grants to the Grantee named below (the “Grantee”) shares of restricted Class A common stock (the “Restricted Stock”), subject to the terms and conditions of the P10, Inc. 2021 Incentive Plan, as amended from time to time (the “Plan”), this |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| February 28, 2025 |
Form of Restricted Stock Unit Agreement under the 2021 Equity Incentive Plan. EXHIBIT 10.10 P10, INC. 2021 INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the 2021 Incentive Plan (the “Plan”) shall have the same defined meanings in this Restricted Stock Unit Award Agreement, including the Notice of Grant of Restricted Stock Units (the “Notice of Grant”), the Terms and Condit |
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| February 28, 2025 |
EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT (as of December 31, 2024) Name of Subsidiary Subsidiary State of Incorporation or Organization P10 Holdings, Inc. DE P10 Intermediate Holdings LLC DE P10 Advisors, LLC DE P10 RCP Holdco, LLC DE RCP Advisors 2, LLC DE RCP Advisors 3, LLC DE Five Points Capital LLC DE TrueBridge Capital Partners LLC DE Enhanced Capital Group LLC DE Trident ECG Holdings LLC |
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| February 28, 2025 |
Form of Stock Option Agreement under the 2021 Incentive Plan. EXHIBIT 10.9 P10, INC. 2021 INCENTIVE PLAN Notice of Grant OF STOCK OPTION Unless otherwise defined herein, the terms defined in the 2021 Incentive Plan (the “Plan”) shall have the same defined meanings in this Stock Option Award Agreement, including the Notice of Grant of Stock Option (the “Notice of Grant”), the Terms and Conditions of Stock Option Grant, and any appendices and exhibits attached |
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| February 28, 2025 |
- - EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into effective as of September 16, 2024 (the “Effective Date”), by and between P10 Intermediate Holdings, LLC (the “Company”), and Sarita Narson Jairath (the “Executive”). |
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| February 28, 2025 |
P10, Inc. COMPANY INSIDER TRADING POLICY I. PURPOSE This Insider Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of P10, Inc. (“P10” or the “Company”) and the handling of confidential information about the Company and the companies with which the Company engages in transactions or does business. The Company’s Board of Directors has adopted this Poli |
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| February 14, 2025 |
Exhibit 99.1 Joint Filer Agreement The undersigned hereby agree and acknowledge that the statement containing the information required by Schedule 13G, to which this agreement is attached as an exhibit, is filed on behalf of each of them, and any amendments or supplements to the Schedule 13G shall also be filed on behalf of each of them. February 14, 2025 /s/ Nell M. Blatherwick Name: Nell M. Blat |
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| February 14, 2025 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them a statement on Schedule 13G (including amendments thereto, if any) with respect to the Class |
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| February 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| February 12, 2025 |
P10 Reports Fourth Quarter and Full Year 2024 Earnings Results Generated Record Quarterly Revenue of $85 Million, a 35% Annual Increase DALLAS, February 12, 2025 (GLOBE NEWSWIRE) - P10, Inc. |
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| February 12, 2025 |
September 30, 2024 Fourth Quarter and Full Year 2024 Results Earnings Presentation Second Line of Title Important Disclosures IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| January 22, 2025 |
As filed with the Securities and Exchange Commission on January 22, 2025 Table of Contents As filed with the Securities and Exchange Commission on January 22, 2025 Registration No. |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2025 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 26, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other jurisdiction of incorporation) (Commission File Number |
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| December 26, 2024 |
Amendment No. 2 to Controlled Company Agreement, dated as of December 19, 2024, AMENDMENT NO. 2 TO CONTROLLED COMPANY AGREEMENT This AMENDMENT NO. 2 TO CONTROLLED COMPANY AGREEMENT (the “Amendment”) is dated as of December 19, 2024 (the “Effective Date”) by and among the parties listed on the signature pages hereto. Capitalized terms not otherwise defined herein shall have the meanings ascribed in the Controlled Company Agreement dated as of October 20, 2021 (as amended by Am |
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| December 13, 2024 |
PX / P10, Inc. / 210 Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 d895064dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* P10, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 69376K106 (CUSIP Number) Adam W. Finerman, Esq. BakerHostetler 45 Rockefeller Plaza New York, New York 10111 |
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| December 5, 2024 |
PX / P10, Inc. / 210 Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 d546754dsc13da.htm SC 13D/A AUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* P10, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 69376K106 (CUSIP Number) Adam W. Finerman, Esq. BakerHostetler 45 Rockefeller Plaza New York, New York 1011 |
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| November 27, 2024 |
PX / P10, Inc. / 210 Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 d869893dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* P10, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 69376K106 (CUSIP Number) Adam W. Finerman, Esq. BakerHostetler 45 Rockefeller Plaza New York, New York 10111 |
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| November 22, 2024 |
PX / P10, Inc. / 210 Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 d838387dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* P10, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 69376K106 (CUSIP Number) Adam W. Finerman, Esq. BakerHostetler 45 Rockefeller Plaza New York, New York 10111 |
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| November 12, 2024 |
PX / P10, Inc. / 210 Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 d839782dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* P10, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 69376K106 (CUSIP Number) Adam W. Finerman, Esq. BakerHostetler 45 Rockefeller Plaza New York, New York 10111 |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| November 8, 2024 |
P10, Inc. Up to 56,553,931 Shares of Class A Common Stock by Selling Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-279769 Prospectus Supplement No. 2 (To Prospectus dated August 1, 2024) P10, Inc. Up to 56,553,931 Shares of Class A Common Stock by Selling Stockholders This prospectus supplement updates and supplements the prospectus dated August 1, 2024, which forms a part of our Registration Statement on Form S-1 (Registration No. 333-279769) (as |
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| November 7, 2024 |
September 30, 2024 Third Quarter 2024 Results Earnings Presentation Second Line of Title September 30, 2024 Third Quarter 2024 Results Earnings Presentation Second Line of Title Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| November 7, 2024 |
Amended and Restated Employment Agreement, dated as of November 5, 2024, AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”), is hereby entered into as of November 5, 2024 (the “Effective Date”), by and between P10 Intermediate Holdings, LLC, a Delaware corporation (the “Company”), and Luke A. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 7, 2024 |
P10 Reports Third Quarter 2024 Earnings Results Generated Record Quarterly Revenue of $74. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other jurisdiction of incorporation) (Commission File Number) |
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| October 8, 2024 |
PX / P10, Inc. / 210 Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 d884199dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* P10, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 69376K106 (CUSIP Number) Adam W. Finerman, Esq. BakerHostetler 45 Rockfeller Plaza New York, New York 10111 |
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| September 19, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| September 19, 2024 |
2024 Investor Day September 19, 2024 2024 Investor Day September 19, 2024 IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| September 19, 2024 |
P10 Hosts Investor Day DALLAS, September 19, 2024 - P10, Inc. (NYSE: PX) (the “Company”), a leading private markets solutions provider, will host an Investor Day in New York today, beginning at 8:30 a.m. Eastern Time. During the event, P10’s management team and strategy leadership will provide an in-depth presentation of the Company’s strategic vision, investment strategies, growth levers, and fin |
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| September 17, 2024 |
P10 to Expand Internationally with Acquisition of Qualitas Funds September 17, 2024 P10 to Expand Internationally with Acquisition of Qualitas Funds September 17, 2024 Company Overview Qualitas Equity Funds SGEIC, S. |
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| September 17, 2024 |
P10 Announces Agreement to Acquire Qualitas Funds, a Leading European Lower-Middle Market Alternative Investment Solutions Provider Establishes European presence and will add approximately $1 billion in fee-paying assets under management Expands P10’s global client base by over 1,300 LPs Expected to be modestly accretive to fully-taxed ANI per share in 2025 DALLAS, September 17, 2024 (GLOBE NEWSWIRE) - P10, Inc. |
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| September 17, 2024 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 9, 2024 |
P10, Inc. Up to 56,553,931 Shares of Class A Common Stock by Selling Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-279769 Prospectus Supplement No. 1 (To Prospectus dated August 1, 2024) P10, Inc. Up to 56,553,931 Shares of Class A Common Stock by Selling Stockholders This prospectus supplement updates and supplements the prospectus dated August 1, 2024, which forms a part of our Registration Statement on Form S-1 (Registration No. 333-279769) (as |
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| August 9, 2024 |
Exhibit 10.3 AMENDMENT TO EXECUTIVE TRANSITION AGREEMENT This Amendment (this “Amendment”) to the Executive Transition Agreement (as defined below) is entered into as of May 9, 2024 by and between Robert Alpert (the “Executive”) and P10 Intermediate Holdings, Inc. (the “Company”) on behalf of it and its parent, subsidiaries, successors, and assigns, including but not limited to P10, Inc. (“P10”) ( |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| August 9, 2024 |
Exhibit 10.2 SEPARATION AGREEMENT AND GENERAL RELEASE This SEPARATION AGREEMENT AND GENERAL RELEASE (“Agreement”) is made and entered into by and between William F. Souder (“Executive”) and P10 Intermediate Holdings, LLC (the “Company”). RECITALS: WHEREAS, the Company and Executive entered into an Employment Agreement dated May 12, 2023 (the “Employment Agreement”); and WHEREAS, Executive was prov |
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| August 8, 2024 |
P10 Reports Second Quarter 2024 Earnings Results Generated Record Quarterly Revenue of $71. |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 08, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 8, 2024 |
Second Quarter 2024 Results Earnings Presentation Second Quarter 2024 Results Earnings Presentation Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| August 5, 2024 |
RESTATEMENT AGREEMENT RESTATEMENT AGREEMENT, dated as of August 1, 2024 (this “Agreement”), to the Credit Agreement dated as of December 22, 2021 (as amended by that certain Increase Joinder and First Amendment, dated as of August 25, 2022, as further amended by that certain Second Amendment, dated as of October 13, 2022, as further amended by that certain Third Amendment, dated as of June 2, 2023 and as further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and among P10, Inc. |
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| August 5, 2024 |
P10 Expands Credit Agreement to $500 Million Upsized facilities offer financial flexibility and diversify lending syndicate JPMorgan Chase Bank, N. |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 01, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 31, 2024 |
P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas, Texas 75205 CORRESP P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas, Texas 75205 July 31, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance - Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Re: P10, Inc. Registration Statement on Form S-1, as amended (File No. 333-279769) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, P10, Inc |
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| July 19, 2024 |
As filed with the Securities and Exchange Commission on July 19, 2024 As filed with the Securities and Exchange Commission on July 19, 2024 Registration No. |
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| July 19, 2024 |
As filed with the Securities and Exchange Commission on July 19, 2024 As filed with the Securities and Exchange Commission on July 19, 2024 Registration No. |
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| July 19, 2024 |
July 19, 2024 VIA E-MAIL AND EDGAR Securities and Exchange Commission Division of Corporation Finance - Office of Finance 100 F Street, N. |
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| July 19, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) P10, Inc. |
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| July 19, 2024 |
As filed with the Securities and Exchange Commission on July 19, 2024 Table of Contents As filed with the Securities and Exchange Commission on July 19, 2024 Registration No. |
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| July 12, 2024 |
As filed with the Securities and Exchange Commission on July 12, 2024 S-8 1 d710221ds8.htm S-8 As filed with the Securities and Exchange Commission on July 12, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 87-2908160 (State or other jurisdiction of incorporation or organiza |
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| July 12, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) P10, Inc. |
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| June 17, 2024 |
Exhibit 10.1 AMENDMENT NO. 1 TO P10, INC. 2021 INCENTIVE PLAN As Amended and Restated WHEREAS, P10, Inc. (the “Company”) maintains the P10, Inc. 2021 Incentive Plan, as amended and restated from time to time (the “Plan”) (capitalized terms not defined herein shall have the meaning assigned to such terms in the Plan); WHEREAS, pursuant to Section 11.1 of the Plan, the Board may amend the Plan, in w |
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| June 17, 2024 |
P10 Announces Results of its Annual Meeting of Stockholders Appoints Tracey Benford to Lead Independent Director DALLAS, June 17, 2024 (GLOBE NEWSWIRE) - P10, Inc. |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 29, 2024 |
As filed with the Securities and Exchange Commission on May 28, 2024 S-1 Table of Contents As filed with the Securities and Exchange Commission on May 28, 2024 Registration No. |
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| May 29, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) P10, Inc. |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| May 9, 2024 |
EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into effective as of February 27, 2024 (the “Effective Date”), by and between P10 Intermediate Holdings, LLC (the “Company”), and Richard J. |
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| May 9, 2024 |
EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into effective as of February 27, 2024 (the “Effective Date”), by and between P10 Intermediate Holdings, LLC (the “Company”), and Amanda Coussens (the “Executive”). |
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| May 9, 2024 |
EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into effective as of February 27, 2024 (the “Effective Date”), by and between P10 Intermediate Holdings, LLC (the “Company”), and Mark Hood (the “Executive”). |
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| May 8, 2024 |
First Quarter 2024 Results Earnings Presentation First Quarter 2024 Results Earnings Presentation Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 8, 2024 |
P10 Provides Corporate Governance Updates Appoints Luke Sarsfield to Chairman, Effective in June Improves Governance Policy Through Termination of Stockholder Rights Plan DALLAS, May 8, 2024 (GLOBE NEWSWIRE) - P10, Inc. |
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| May 8, 2024 |
P10 Reports First Quarter 2024 Earnings Results Generated Record Quarterly Revenue of $66. |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 22, 2024 |
P10 Announces Appointment of Tracey Benford to Board of Directors P10 Announces Appointment of Tracey Benford to Board of Directors DALLAS, April 22, 2024 (GLOBE NEWSWIRE) - P10, Inc. |
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| March 13, 2024 |
EXHIBIT 4.3 DESCRIPTION OF REGISTRANTS SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a description of our capital stock. The following summary is qualified in its entirety by reference to our amended and restated certificate of incorporation and bylaws, each of which have been filed as exhibits toour Annual Report on Form 10-K, and by applicab |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| March 13, 2024 |
EXHIBIT 97.1 P10, INC. INCENTIVE-BASED COMPENSATION CLAWBACK POLICY P10, Inc. (“Company”) has adopted this clawback policy (the “Policy”) as a supplement to any other clawback policies in effect now or in the future at the Company. To the extent this Policy applies to compensation payable to a covered person, it shall be the only clawback policy applicable to such compensation and no other clawbac |
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| March 13, 2024 |
EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT (as of December 31, 2023) Name of Subsidiary Subsidiary State of Incorporation or Organization P10 Holdings, Inc. DE P10 Intermediate Holdings LLC DE P10 Advisors, LLC DE P10 RCP Holdco, LLC DE RCP Advisors 2, LLC DE RCP Advisors 3, LLC DE Five Points Capital, Inc. DE TrueBridge Capital Partners LLC DE Enhanced Capital Group, LLC DE Trident ECG Holdings, |
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| February 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| February 29, 2024 |
Fourth Quarter and Full Year 2023 Results Earnings Presentation Fourth Quarter and Full Year 2023 Results Earnings Presentation Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| February 29, 2024 |
P10 Reports Fourth Quarter and Full Year 2023 Earnings Results Generated Fourth Quarter Revenue and Fee-Paying AUM (FPAUM) Growth of 8% and 10%, Respectively Announces Key Leadership Appointments Authorizes Additional Stock Repurchase, Now More Than $50 Million Available DALLAS, February 29, 2024 (GLOBE NEWSWIRE) - P10, Inc. |
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| February 14, 2024 |
PX / P10, Inc. / Blatherwick Nell M. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K 106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2024 |
PX / P10, Inc. / Conversant Capital LLC Passive Investment SC 13G/A 1 px13gv5.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) Under the Securities Exchange Act of 1934 P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2023 Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| February 14, 2024 |
EX-99.1 2 d791885dex991.htm EX-99.1 Exhibit 99.1 Joint Filer Agreement The undersigned hereby agree and acknowledge that the statement containing the information required by Schedule 13G, to which this agreement is attached as an exhibit, is filed on behalf of each of them, and any amendments or supplements to the Schedule 13G shall also be filed on behalf of each of them. February 14, 2024 /s/ Ne |
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| February 13, 2024 |
PX / P10, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01642-p10incclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: P10, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 69376K106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the |
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| February 9, 2024 |
P10 Announces Chief Operating Officer William Souder to Retire Expected to remain in role through May of 2024 to ensure seamless transition DALLAS, Feb. |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 06, 2024 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| February 7, 2024 |
PX / P10, Inc. / FEDERATED HERMES, INC. Passive Investment SC 13G/A 1 form1626p10.htm OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4*) P10, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 69376K106 (CUSIP Number) January 31, 2024 (Date of Event Which Requires |
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| January 18, 2024 |
PX / P10, Inc. / FEDERATED HERMES, INC. Passive Investment SC 13G/A 1 px1574-form.htm OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3*) P10, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires |
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| December 20, 2023 |
Form of Rule 10b5-1 Transaction Plan with Clear Street LLC EX-99.6 2 d569631dex996.htm EX-99.6 Exhibit 6 RULE 10B5-1 TRANSACTION PLAN This Rule 10b5-1 Transaction Plan (the “Agreement”) is entered into as of December 10, 2023, between 210/P10 Acquisition Partners, LLC, the undersigned client (the “Client”) and Clear Street LLC, a Delaware limited liability company (“Broker”). WHEREAS, the Client wishes to establish a trading plan (the “Plan”) that satisfi |
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| December 20, 2023 |
Joint Filing Agreement, dated December 19, 2023, by and among the Reporting Persons EX-99.7 3 d569631dex997.htm EX-99.7 Exhibit 7 JOINT FILING AGREEMENT December 19, 2023 In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D filed on the date hereof (including amendments thereto) with respect to the shares of Class A Common Stock, pa |
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| December 20, 2023 |
PX / P10, Inc. / 210 Capital, LLC - SC 13D Activist Investment SC 13D 1 d569631dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* P10, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 69376K106 (CUSIP Number) Adam W. Finerman, Esq. BakerHostetler 45 Rockfeller Plaza New York, New York 10111 (212) |
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| November 28, 2023 |
P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas, Texas 75205 P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas, Texas 75205 November 28, 2023 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: P10, Inc. Acceleration Request Registration Statement on Form S-3 Filed November 20, 2023 File No. 333-275667 Ladies and Gentlemen: Pursuant to Rule 461 under the Securitie |
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| November 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) P10, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) (3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fe |
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| November 20, 2023 |
As filed with the Securities and Exchange Commission on November 20, 2023 Table of Contents As filed with the Securities and Exchange Commission on November 20, 2023 Registration No. |
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| November 20, 2023 |
Form of Restricted Stock Unit Award Agreement under the 2021 Equity Incentive Plan Exhibit 4.1 P10, INC. 2021 INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the 2021 Incentive Plan (the “Plan”) shall have the same defined meanings in this Restricted Stock Unit Award Agreement, including the Notice of Grant of Restricted Stock Units (the “Notice of Grant”), the Terms and Conditio |
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| November 13, 2023 |
EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into as of October 20, 2023, by and between P10 Intermediate Holdings, LLC, a Delaware corporation (the “Company”), and Luke A. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| November 13, 2023 |
EXECUTIVE TRANSITION AGREEMENT This Executive Transition Agreement (this “Agreement”) is entered into as of October 20, 2023 by and between C. |
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| November 13, 2023 |
EXECUTIVE TRANSITION AGREEMENT This Executive Transition Agreement (this “Agreement”) is entered into as of October 20, 2023 by and between Robert Alpert (the “Executive”) and P10 Intermediate Holdings, Inc. |
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| November 9, 2023 |
Third Quarter 2023 Company Overview Third Quarter 2023 Company Overview Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 09, 2023 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 9, 2023 |
P10 Reports Third Quarter 2023 Results Double-Digit Revenue and Fee Paying AUM Growth New CEO Luke Sarsfield Joins P10 to Drive Shareholder Value DALLAS, November 9, 2023 (GLOBE NEWSWIRE) - P10, Inc. |
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| November 9, 2023 |
Third Quarter 2023 Results Earnings Presentation Third Quarter 2023 Results Earnings Presentation Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| November 6, 2023 |
PX / P10 Inc - Class A / DAUTEN KENT P - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) October 25, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| October 25, 2023 |
P10 Appoints Luke Sarsfield as Chief Executive Officer New CEO brings deep asset management and financial sector advisory experience to lead P10 in its next phase of growth Robert Alpert becomes Executive Chairman and Clark Webb becomes Executive Vice Chairman DALLAS, TX, October 23, 2023 (GLOBE NEWSWIRE)— P10, Inc. |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2023 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| September 19, 2023 |
FIRST AMENDMENT TO RIGHTS AGREEMENT THIS FIRST AMENDMENT TO RIGHTS AGREEMENT, dated as of September 15, 2023 (this “Amendment”), by and between P10, Inc. |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| August 14, 2023 |
AMENDMENT NO. 1 TO CONTROLLED COMPANY AGREEMENT This AMENDMENT NO. 1 TO CONTROLLED COMPANY AGREEMENT (the “Amendment”) is entered into as of May 16, 2023 to amend that Controlled Company Agreement dated as of October 20, 2021 (the “Controlled Company Agreement”), by and among the parties listed on the signature pages thereto, and shall be effective as of the Effective Date (as defined below). Capi |
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| August 10, 2023 |
Second Quarter 2023 Results Earnings Presentation Second Quarter 2023 Results Earnings Presentation Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| August 10, 2023 |
Second Quarter 2023 Company Overview Second Quarter 2023 Company Overview Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 P10, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 10, 2023 |
P10 Reports Second Quarter 2023 Results Record Fundraising and Deployment Drives Double-Digit Revenue Growth DALLAS, August 10, 2023 (GLOBE NEWSWIRE) - P10, Inc. |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2023 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 30, 2023 |
PX / P10 Inc - Class A / Gehl Jeff Patrick - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* P10, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 69376K106 (CUSIP Number) May 16, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2023 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 15, 2023 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into as of May 12, 2023 (the “Effective Date”), by and between C. |
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| May 15, 2023 |
P10, INC. 2021 INCENTIVE PLAN Notice of Grant OF STOCK OPTION Unless otherwise defined herein, the terms defined in the 2021 Incentive Plan (the “Plan”) shall have the same defined meanings in this Stock Option Agreement, including the Notice of Grant of Stock Option (the “Notice of Grant”), the Terms and Conditions of Stock Option Grant, and any appendices and exhibits attached thereto (all toget |
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| May 15, 2023 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into as of May 12, 2023 (the “Effective Date”), by and between Robert Alpert (the “Executive”) and P10 Intermediate Holdings, LLC (the “Company”) on behalf of it and its parent, subsidiaries, successors, and assigns, including but not limited to P10, Inc. |
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| May 15, 2023 |
EX-99.1 Exhibit 99.1 P10 Reports First Quarter 2023 Results Strong Fundraising and Deployment Drives Double-Digit Revenue Growth DALLAS, May 15, 2023 (GLOBE NEWSWIRE) — P10, Inc. (NYSE: PX), a leading private markets solutions provider, today reported financial results for the first quarter ended March 31, 2023. First Quarter 2023 Financial Highlights: • Fee Paying Assets Under Management: $21.6 b |
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| May 15, 2023 |
SEPARATION AGREEMENT AND GENERAL RELEASE This SEPARATION AGREEMENT AND GENERAL RELEASE (“Agreement”) is made and entered into by and between Jeff P. |
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| May 15, 2023 |
EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), is made and entered into as of May 12, 2023, by and between P10 Intermediate Holdings, LLC (the “Company”), and William F. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| May 15, 2023 |
EX-99.2 Exhibit 99.2 First Quarter 2023 COMPANY OVERVIEW Legal Disclaimer IMPORTANT NOTICES CAUTION REGARDING FINANCIAL AND OPERATING PROJECTIONS The inclusion of references to P10, Inc. (the “Company”) in this presentation is for information All financial and operating projections, forecasts or estimates about or relating to the purposes only as the holding company of various subsidiaries. P10 do |
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| April 24, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| March 27, 2023 |
EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT (as of December 31, 2022) Name of Subsidiary Subsidiary State of Incorporation or Organization P10 Holdings, Inc. DE P10 Intermediate Holdings LLC DE P10 Advisors, LLC DE P10 RCP Holdco, LLC DE RCP Advisors 2, LLC DE RCP Advisors 3, LLC DE Five Points Capital, Inc. DE TrueBridge Capital Partners LLC DE Enhanced Capital Group, LLC DE Trident ECG Holdings, |
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| March 27, 2023 |
DocuSign Envelope ID: C5CEDC5A-1156-4472-B2F7-648D65F325B6 EMPLOYMENT AGREEMENT This Employment Agreement (the “Employment Agreement”), is made and entered into as of November 11, 2022, by and between P10 Intermediate Holdings, LLC (the “Company”), and Amanda Coussens (the “Executive”). |
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| March 6, 2023 |
EX-99.2 Exhibit 99.2 Fourth Quarter and Full Year 2022 COMPANY OVERVIEW Legal Disclaimer IMPORTANT NOTICES CAUTION REGARDING FINANCIAL AND OPERATING PROJECTIONS The inclusion of references to P10, Inc. (the “Company”) in this presentation is for information All financial and operating projections, forecasts or estimates about or relating to the purposes only as the holding company of various subsi |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 6, 2023 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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| March 6, 2023 |
EX-99.1 Exhibit 99.1 P10 Reports Fourth Quarter and Full Year 2022 Earnings Results Double-digit, year-over-year growth drives a record 2022 DALLAS, March 6, 2023 (GLOBE NEWSWIRE) — P10, Inc. (NYSE: PX), a leading private markets solutions provider, today reported financial results for the fourth quarter and year ended December 31, 2022. Fourth Quarter 2022 Financial Highlights: • Fee Paying Asset |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* P10, Inc. (Name of Issuer) (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rul |
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| February 14, 2023 |
PX / P10, Inc. Class A Common Stock / Blatherwick Nell M. - SC 13G Passive Investment SC 13G 1 d459395dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K 106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 14, 2023 |
EX-99.1 2 d459395dex991.htm EX-99.1 Exhibit 99.1 Joint Filer Agreement The undersigned hereby agree and acknowledge that the statement containing the information required by Schedule 13G, to which this agreement is attached as an exhibit, is filed on behalf of each of them, and any amendments or supplements to the Schedule 13G shall also be filed on behalf of each of them. February 14, 2023 /s/ Ne |
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| February 13, 2023 |
PX / P10, Inc. Class A Common Stock / Grandeur Peak Global Advisors, LLC Passive Investment SC 13G 1 a53316579.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 P10 Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 13, 2023 |
PX / P10, Inc. Class A Common Stock / Conversant Capital LLC Passive Investment SC 13G/A 1 ff175171313ga1-p10.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 13, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-99.1 2 ff175171313ga1-ex991.htm Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G in respect of the Class A Common Stock of P10, Inc. is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned wit |
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| February 9, 2023 |
PX / P10, Inc. Class A Common Stock / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01611-p10incclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: P10 Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 69376K106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the |
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| February 1, 2023 |
PX / P10, Inc. Class A Common Stock / FEDERATED HERMES, INC. Passive Investment OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2*) P10, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) |
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| January 26, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) P10, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.001 p |
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| January 26, 2023 |
Power of Attorney (included on the signature page of this Form S-8). As filed with the Securities and Exchange Commission on January 26, 2023 Registration No. |
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| January 4, 2023 |
P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas, Texas 75205 January 4, 2023 CORRESP 1 filename1.htm P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas, Texas 75205 January 4, 2023 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Division of Corporation Finance Washington, DC 20549 Re: P10, Inc. Registration Statement on Form S-3 File No. 333-268275 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, a |
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| December 28, 2022 |
Exhibit 99.3 P10 FINANCIAL, INC.UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Description of the Acquisition On October 13, 2022, P10 Intermediate Holdings, LLC, a Delaware limited liability company (?Buyer?), and P10, Inc., a Delaware corporation (?P10? or the ?Company?), completed its previously announced acquisition (the ?Acquisition?) of all of the issued and outstanding membersh |
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| December 28, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 13, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 28, 2022 |
Exhibit 99.2 Westech Investment Advisors LLC and Subsidiaries Consolidated Financial Statements (Unaudited) as of September 30, 2022 and for the period from January 1, 2022 through September 30, 2022 C O N T E N T S Page CONSOLIDATED FINANCIAL STATEMENTS: Consolidated Balance Sheet (Unaudited) as of September 30, 2022 1 Consolidated Statement of Operations (Unaudited) for the Nine Months Ended Sep |
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| December 28, 2022 |
EX-99.1 3 d432205dex991.htm EX-99.1 Exhibit 99.1 Westech Investment Advisors LLC and Subsidiaries Consolidated Financial Statements as of and for the year ended December 31, 2021, and Independent Auditor’s Report C O N T E N T S Page INDEPENDENT AUDITOR’S REPORT 1 CONSOLIDATED FINANCIAL STATEMENTS: Consolidated Balance Sheet as of December 31, 2021 3 Consolidated Statement of Operations for the Ye |
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| December 27, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 27, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number |
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| December 27, 2022 |
P10 Announces Increase to Stock Buyback Program EXHIBIT 99.1 Press Release P10 Announces Increase to Stock Buyback Program Dallas, Texas ? December 27, 2022 ? P10, Inc. (?P10?) (NYSE: PX), a leading private markets solutions provider, today announced that its Board of Directors has authorized an increase to its stock buyback program pursuant to which P10 may purchase up to an additional $20 million of P10?s outstanding shares of Class A and Cla |
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| December 16, 2022 |
EX-FILING FEES 4 d417197dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) P10, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Title of Securities to be Registered Fee Calculation Rule Amount to be Registered (4) Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offeri |
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| December 16, 2022 |
CORRESP 1 filename1.htm December 16, 2022 Adam W. Finerman direct dial: 212.589.4233 [email protected] VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: P10, Inc. Registration Statement on Form S-3 Filed November 9, 2022 File No. 333-268275 Dear Sir/Madam: On behalf of P10, Inc., a Delaware corporation (the |
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| December 16, 2022 |
As filed with the Securities and Exchange Commission on December 16, 2022 Table of Contents As filed with the Securities and Exchange Commission on December 16, 2022 Registration No. |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| December 14, 2022 |
Exhibit 10.1 P10, INC. 2021 INCENTIVE PLAN As Amended and Restated As further amended and restated on December 9, 2022 Article 1 Establishment and Purpose 1.1 Establishment of the Plan. P10, Inc., a Delaware corporation (the ?Company?), hereby establishes an incentive compensation plan (as amended from time to time, the ?Plan?), as set forth in this document. 1.2 Purpose of the Plan. The purposes |
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| November 15, 2022 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| November 10, 2022 |
Exhibit 99.1 P10 Reports Third Quarter 2022 Results Record Results Driven by a 31% Increase in Year-Over-Year Revenue and a 17% Increase in Year-Over-Year Fee Paying Assets Under Management. Company Declares Cash Dividend of $.03 Per Share Dallas, Texas ? November 10, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today reported financial results for the third quarter e |
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| November 10, 2022 |
Exhibit 99.2 Third Quarter 2022 Company Overview Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. (the ?Company?) in this presentation is for information purposes only as the holding company of various subsidiaries. P10 does not offer investment advisory services and this presentation is neither an offer of any investment products nor an offer of advisory services by P10 |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 10, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number |
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| November 9, 2022 |
As filed with the Securities and Exchange Commission on November 9, 2022 S-3 Table of Contents As filed with the Securities and Exchange Commission on November 9, 2022 Registration No. |
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| November 9, 2022 |
Exhibit 4.1 P10, INC. INDENTURE Dated as of , 20 As Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 Definitions 1 1.2 Other Definitions 4 1.3 Incorporation by Reference of Trust Indenture Act 4 1.4 Rules of Construction 5 ARTICLE II THE SECURITIES 5 2.1 Issuable in Series 5 2.2 Establishment of Terms of Series of Securities 5 2.3 Execution and Authenticati |
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| November 9, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) P10, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Title of Securities to be Registered Fee Calculation Rule Amount to be Registered (2)(3) Proposed Maximum Offering Price Per Share (2)(4) Proposed Maximum Aggregate Offering Price (4)(5) Fee Rate Amount of Registration |
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| October 27, 2022 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 19, 2022 |
P10 Announces Time Change for Third Quarter 2022 Earnings Release on Thursday, November 10, 2022 Exhibit 99.1 PRESS RELEASE P10 Announces Time Change for Third Quarter 2022 Earnings Release on Thursday, November 10, 2022 Dallas, Texas ? October 19, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced it will release its third quarter 2022 results on Thursday, November 10, 2022, before 8:30 a.m. Eastern Time. The company will also host a conference call at |
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| October 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 19, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| October 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 17, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| October 17, 2022 |
P10 Schedules Third Quarter 2022 Earnings Release for Thursday, November 10, 2022 Exhibit 99.1 PRESS RELEASE P10 Schedules Third Quarter 2022 Earnings Release for Thursday, November 10, 2022 Dallas, Texas ? October 17, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced it will release its third quarter 2022 results on Thursday, November 10, 2022, after U.S. markets close. The company will also host a conference call at 5:00 p.m. Eastern T |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 13, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| October 13, 2022 |
P10 Completes Acquisition of Western Technology Investment, Market Leader in Venture Debt Exhibit 99.1 P10 Completes Acquisition of Western Technology Investment, Market Leader in Venture Debt Dallas, Texas ? October 13, 2022 ? P10, Inc. (NYSE: PX) (?P10? or the ?Company?), a leading private markets solutions provider, today announced it has completed its previously announced acquisition of all of the outstanding membership interests of Westech Investment Advisors LLC, a California lim |
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| August 26, 2022 |
Exhibit 10.2 Execution Version EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this ?Agreement?), is made as of August 25, 2022, but to be effective only as of the Closing (as defined in the Purchase Agreement (as defined below)) by and among P10, Inc. a Delaware corporation (the ?Company?), P10 Holdings Inc., a Delaware corporation (?P10 Holdings?), P10 Intermediate Holdings LLC, a Delaware limited l |
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| August 26, 2022 |
P10 Announces Agreement to Acquire Western Technology Investment, Market Leader in Venture Debt Exhibit 99.1 P10 Announces Agreement to Acquire Western Technology Investment, Market Leader in Venture Debt Dallas, Texas ? August 26, 2022 ? P10, Inc. (NYSE: PX) (?P10? or the ?Company?), a leading private markets solutions provider, today announced it has entered into a Purchase and Sale Agreement to acquire through its subsidiary, P10 Intermediate Holdings LLC, all of the outstanding membershi |
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| August 26, 2022 |
EX-10.3 4 d273626dex103.htm EX-10.3 Exhibit 10.3 Execution Version INCREASE JOINDER AND FIRST AMENDMENT INCREASE JOINDER AND FIRST AMENDMENT, dated as of August 25, 2022 (this “Agreement”), to the Credit Agreement dated as of December 22, 2021 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and among P10, Inc., a Delaware corporation (the “Borrower”), |
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| August 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 25, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| August 26, 2022 |
Exhibit 10.1 Execution Version SALE AND PURCHASE AGREEMENT by and among WESTECH INVESTMENT ADVISORS LLC, P10, INC. THE SELLERS SET FORTH ON THE SIGNATURE PAGES HERETO, DAVID R. WANEK, as the Seller Representative, and P10 INTERMEDIATE HOLDINGS LLC Dated as of August 25, 2022 TABLE OF CONTENTS Page SECTION 1. DEFINITIONS 1 SECTION 2. PURCHASE AND SALE OF INTERESTS 21 2.1 Purchase and Sale 21 2.2 Wi |
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| August 26, 2022 |
Exhibit 99.2 Western Technology Investment N O T E 2 On August 26, 2022, P10, Inc. (?P10?) Explanatory announced that it entered into a Purchase and Sale Agreement through its subsidiary, P10 Note Intermediate Holdings LLC, to acquire the outstanding membership interests of Westech Investment Advisors LLC, a California limited liability company (the ?Acquisition?). See the Current Report on Form 8 |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| August 11, 2022 |
Exhibit 99.2 Second Quarter 2022 Company Overview Legal Disclaimer IMPORTANT NOTICES The inclusion of references to P10, Inc. (the ?Company?) in this presentation is for information purposes only as the holding company of various subsidiaries. P10 does not offer investment advisory services and this presentation is neither an offer of any investment products nor an offer of advisory services by P1 |
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| August 11, 2022 |
Exhibit 99.1 P10 Reports Second Quarter 2022 Results Record Results Driven by a 38% Increase in Year-Over-Year Revenue and a 30% Increase in Year-Over-Year Fee Paying Assets Under Management. Company Declares Cash Dividend of $.03 Per Share Dallas, Texas ? August 11, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today reported financial results for the second quarter e |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 11, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* P10, Inc. (Name of Issuer) (Title of Class of Securities) 69376K106 (CUSIP Number) July 20, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13 |
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| July 26, 2022 |
P10 Schedules Second Quarter 2022 Earnings Release for Thursday, August 11, 2022 Exhibit 99.1 PRESS RELEASE P10 Schedules Second Quarter 2022 Earnings Release for Thursday, August 11, 2022 Dallas, Texas ? July 25, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced it will release its second quarter 2022 results on Thursday, August 11, 2022 after U.S. markets close. The company will also host a conference call at 5:00 p.m. Eastern Time on |
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| July 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 25, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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| July 12, 2022 |
Exhibit 99.1 PRESS RELEASE Crossroads Impact Corp Announces $180 Million Equity Investment from Funds Managed by P10 and Conversant Capital and Expanded Relationship with Enhanced Capital Group to Accelerate Growth Company also finalizing new $150 million debt facility, ensuring ample capital to deploy across existing and new verticals Enhanced Capital Group and Crossroads to focus relationship on |
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| July 12, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 11, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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| June 30, 2022 |
PX / P10, Inc. Class A Common Stock / DAUTEN KENT P - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) June 27, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| June 28, 2022 |
PX / P10, Inc. Class A Common Stock / Keystone Capital XXX, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ? Exit Filing)* P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) June 27, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| June 24, 2022 |
P10, Inc. 2021 Incentive Plan Article 1 Establishment and Purpose P10, Inc. 8-K Exhibit 10.1 P10, Inc. 2021 Incentive Plan Article 1 Establishment and Purpose 1.1 Establishment of the Plan. P10, Inc., a Delaware corporation (the ?Company?), hereby establishes an incentive compensation plan (as amended from time to time, the ?Plan?), as set forth in this document. 1.2 Purpose of the Plan. The purposes of the Plan are to (a) enable the Company and any Affiliate to |
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| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 17, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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| June 10, 2022 |
PX / P10, Inc. Class A Common Stock / ALLIANCEBERNSTEIN L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* P10 Inc (Name of Issuer) Common Stock (Title of Class of Securities) 69376K106 (CUSIP Number) May 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| May 12, 2022 |
First Quarter 2022 Company Overview Exhibit 99.2 First Quarter 2022 Company Overview Legal Disclaimer IMPORTANTNOTICES TheinclusionofreferencestoP10,Inc.(the?Company?)inthispresentationisforinformationpurposesonlyastheholdingcompanyofvarioussubsidiaries.P10doesnotoffer investmentadvisoryservicesandthispresentationisneitheranofferofanyinvestmentproductsnoranofferofadvisoryservicesbyP10.Byacceptingthispresentation,you acknowledgethatP |
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| May 12, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) P10, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0 |
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| May 12, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on May 12, 2022 Registration No. |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 12, 2022 |
Exhibit 99.1 PRESS RELEASE P10 Reports First Quarter 2022 Results Results Driven by a 32% Increase in Year-Over-Year Revenue and a 34% Increase in Year- Over-Year Fee Paying Assets Under Management. Company Implements Regular Quarterly Cash Dividend of $.03 Per Share and Stock Repurchase Program Dallas, Texas ? May 12, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, toda |
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| May 12, 2022 |
P10 Holdings, Inc. 2018 Stock Incentive Plan Exhibit 99.1 P10 HOLDINGS, INC. 2018 STOCK INCENTIVE PLAN 1. Establishment and Purpose. This 2018 Stock Incentive Plan (as the same may be amended, the ?Plan?) is established by P10 Holdings, Inc., a Delaware corporation (the ?Company?), as of April 11, 2018 (the ?Effective Date?). The Plan is designed to enable the Company and its subsidiaries to attract, retain and motivate directors, members of |
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| May 10, 2022 |
PX / P10, Inc. Class A Common Stock / Keystone Capital XXX, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| April 29, 2022 |
DEF 14A 1 d301592ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com |
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| April 27, 2022 |
P10 Schedules First Quarter 2022 Earnings Release for Thursday, May 12, 2022 Exhibit 99.1 PRESS RELEASE P10 Schedules First Quarter 2022 Earnings Release for Thursday, May 12, 2022 Dallas, Texas ? April 26, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced it will release its first quarter 2022 results on Thursday, May 12, 2022 after U.S. markets close. The company will also host a conference call at 4:30 p.m. Eastern Time on Thursd |
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| April 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) ( |
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| March 21, 2022 |
EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT (as of December 31, 2021) Name of Subsidiary Subsidiary State of Incorporation or Organization P10 Holdings, Inc. DE P10 Intermediate Holdings LLC DE P10 RCP Holdco, LLC DE RCP Advisors 2, LLC DE RCP Advisors 3, LLC DE Five Points Capital, Inc. DE TrueBridge Capital Partners LLC DE Enhanced Capital Group, LLC DE Trident ECG Holdings, Inc. DE Trident ECP |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 28, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 1, 2022 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) (I |
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| March 1, 2022 |
Exhibit 99.2 Fourth Quarter and Year End 2021 Company Overview Legal Disclaimer IMPORTANTNOTICES The inclusion of references to P10, Inc. (the?Company?) in this presentation is for information purposes only as the holding company of various subsidiaries. P10 does not offer investment advisory services and this presentation is neither an offer of any investment products nor an offer of advisory ser |
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| March 1, 2022 |
Exhibit 99.1 PRESS RELEASE P10 Reports Fourth Quarter and Year End 2021 Results Record Results Driven by a 123% increase in Year-Over-Year Revenue and a 36% Increase in Year-Over-Year Fee Paying Assets Under Management Dallas, Texas ? March 1, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today reported financial results for the fourth quarter and year ended December 3 |
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| February 14, 2022 |
PX / P10, Inc. Class A Common Stock / 210 Capital, LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 14, 2022 |
PX / P10, Inc. Class A Common Stock / ALLIANCEBERNSTEIN L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* P10 Inc (Name of Issuer) Common Stock (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 P10 Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 |
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| February 14, 2022 |
PX / P10, Inc. Class A Common Stock / FEDERATED HERMES, INC. Passive Investment OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ?.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1*) P10, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 P10, Inc. (Name of Issuer) (Title of Class of Securities) 69376K106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule |
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| February 10, 2022 |
PX / P10, Inc. Class A Common Stock / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: P10 Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 69376K106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 1 |
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| February 10, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 9, 2022 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| February 10, 2022 |
P10 Schedules Fourth Quarter and Full Year 2021 Earnings Release on Tuesday, March 1, 2022 Exhibit 99.1 PRESS RELEASE P10 Schedules Fourth Quarter and Full Year 2021 Earnings Release on Tuesday, March 1, 2022 Dallas, Texas ? February 9, 2022 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced it will release its fourth quarter and full year 2021 results on Tuesday, March 1, 2022, before U.S. markets open. The company will also host a conference call at |
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| December 23, 2021 |
PX / P10, Inc. Class A Common Stock / Conversant Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. )* UNDER THE SECURITIES EXCHANGE ACT OF 1934 P10, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 69376K106 (CUSIP Number) December 13, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| December 23, 2021 |
Exhibit 10.1 Execution Version CREDIT AGREEMENT dated as of December 22, 2021 among P10, INC., as the Borrower THE GUARANTORS PARTY HERETO FROM TIME TO TIME, THE LENDERS PARTY HERETO FROM TIME TO TIME and JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A., and TEXAS CAPITAL BANK, as Joint Lead Arrangers and Joint Bookrunners Posting Version 12.20.21 T |
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| December 23, 2021 |
P10 Announces $250MM Debt Refinancing Exhibit 99.1 PRESS RELEASE P10 Announces $250MM Debt Refinancing Dallas, Texas ? December 23, 2021 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced that it and certain of its subsidiaries, as guarantors, have entered into a $250 million credit facility with a syndicate of banks led by JPMorgan Chase Bank, N.A. and Texas Capital Bank. The new credit facility pro |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 22, 2021 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number |
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| December 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 1, 2021 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number) |
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| December 1, 2021 |
Exhibit 99.1 The Bridge to Private Markets Third Quarter 2021 Company Overview Legal Disclaimer IMPORTANTNOTICES The inclusion of referencestoP10, Inc. (the?Company?) in thispresentation isforinformationpurposes only astheholding company of varioussubsidiaries.P10 doesnot offer investment advisory services and this presentation is neither an offer of any investment products nor an offer of advisor |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40937 P10, Inc. |
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| November 22, 2021 |
P10 Announces Full Exercise of Underwriters’ Overallotment Option to Purchase Additional Shares EX-99.1 2 d269382dex991.htm EX-99.1 Exhibit 99.1 PRESS RELEASE P10 Announces Full Exercise of Underwriters’ Overallotment Option to Purchase Additional Shares DALLAS, Texas – November 19, 2021 (GLOBE NEWSWIRE) – P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced that the underwriters of its previously announced public offering have fully exercised their option to a |
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| November 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 18, 2021 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2021 P10, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40937 87-2908160 (State or other Jurisdiction of Incorporation) (Commission File Number |
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| November 12, 2021 |
Exhibit 99.1 PRESS RELEASE P10 Reports Third Quarter 2021 Results Record Results Driven by 122% Increase in Year-Over-Year Fee Paying Assets Under Management Dallas, Texas ? November 12, 2021 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today reported financial results for the third quarter ended September 30, 2021. Third Quarter 2021 Financial Highlights: ? Fee Paying Ass |
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| November 10, 2021 |
OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ?.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) P10, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 69376K106 (CUSIP Number) October 31, 2021 (Date of Event Which Requires Filing of this Statement) Ch |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* P10 Inc (Name of Issuer) Common Stock (Title of Class of Securities) 69376K106 (CUSIP Number) October 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| November 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 5, 2021 P10, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 8, 2021 |
P10 Schedules Third Quarter 2021 Earnings Release for Friday, November 12, 2021 Exhibit 99.1 PRESS RELEASE P10 Schedules Third Quarter 2021 Earnings Release for Friday, November 12, 2021 Dallas, Texas ? November 5, 2021 ? P10, Inc. (NYSE: PX), a leading private markets solutions provider, today announced it will release its third quarter 2021 results on Friday, November 12, 2021, before U.S. markets open. The company will also host a conference call at 8:30 a.m. Eastern Time |
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| October 26, 2021 |
Exhibit 4.1 RIGHTS AGREEMENT This Rights Agreement, dated as of October 20, 2021 (this ?Agreement?), is made and entered into by and between P10, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer & Trust Company, LLC, as Rights Agent (the ?Rights Agent?). RECITALS: WHEREAS, (i) the Company has generated Tax Benefits (as hereinafter defined) for United States federal income |
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| October 26, 2021 |
EX-10.2 7 d247132dex102.htm EX-10.2 Exhibit 10.2 STOCKHOLDERS AGREEMENT This Stockholders Agreement (this “Agreement”) is made and entered into as of October 20, 2021, among P10, Inc., a Delaware corporation (the “Company”), and the persons identified on Schedule A hereto as “Investors” (collectively, the “Investors” and, each individually, an “Investor”), and is joined by the Original Agreement P |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2021 P10, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40937 87-2908160 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| October 26, 2021 |
EX-1.1 2 d247132dex11.htm EX-1.1 Exhibit 1.1 20,000,000 Shares P10, INC. CLASS A COMMON STOCK (PAR VALUE $0.001 PER SHARE) UNDERWRITING AGREEMENT October 20, 2021 [•], 2021 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Barclays Capital Inc. c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, NY 10179 c/o Barclays Cap |
