Mga Batayang Estadistika
CIK | 1847345 |
SEC Filings
SEC Filings (Chronological Order)
August 22, 2025 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of August 19, 2025, between ASPIRE BIOPHARMA HOLDINGS, INC., a corporation organized under the laws of Delaware (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” or “Holder” and, collectively, the “Purchasers”). This Agr |
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August 22, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (as amended, supplemented, restated and/or modified from time to time, this “Agreement”) is entered into as of August 19, 2025, by and between Aspire Biopharma Holdings, Inc., a corporation organized under the laws of Delaware (the “Company”), and each investor identified on the signature pages hereto (each, including it |
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August 22, 2025 |
Aspire Biopharma Holdings, Inc. [Form of] Convertible Promissory Note Exhibit 10.2 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION |
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August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) (Co |
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August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41 |
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August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41293 ASPIRE BIOPHARMA |
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July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) (Comm |
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June 18, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) (Comm |
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June 10, 2025 |
Exhibit 99.1 Aspire Biopharma Holdings, Inc., Announces Michael C. Howe – with Decades of Experience at Leading and Building Brands in the Healthcare and Consumer Space – to be its New Chief Executive Officer Michael Howe – who currently serves as an Independent Board Member – to assume CEO role on June 10, 2025 Michael’s career spans nationally recognized brands such as MinuteClinic, Procter & Ga |
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June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) (Comm |
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May 28, 2025 |
Aspire Biopharma Holdings, Inc. 194 Candelaro Drive, #233 Humacao, PR 00791 Tel: (908) 987-3002 Aspire Biopharma Holdings, Inc. 194 Candelaro Drive, #233 Humacao, PR 00791 Tel: (908) 987-3002 May 28, 2025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F. Street, N.E. Washington, D.C. 20549 Attention: Mr. Daniel Crawfor Re: Aspire Biopharma Holdings, Inc. Registration Statement on Form S-1 File No. 333-287240 Ladies and G |
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May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41293 Aspire Biopharma |
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May 13, 2025 |
As filed with the Securities and Exchange Commission on May 13, 2025 As filed with the Securities and Exchange Commission on May 13, 2025 Registration No. |
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May 13, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) ASPIRE BIOPHARMA HOLDINGS, INC. |
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April 30, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) (Com |
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April 30, 2025 |
Exhibit 10.1 EXECUTION VERSION SETTLEMENT AGREEMENT This settlement agreement (“Agreement”) is made as of this 24th day of April 2025, between and among Cobra Alternative Capital Strategies LLC (“Cobra”), Blackstone Capital Advisors, (“Blackstone”), and their affiliates (the “Lenders”), and Aspire Biopharma Holdings, Inc. (“Aspire”) (each of Cobra, Blackstone and Aspire may be referred to herein a |
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April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) (Com |
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April 18, 2025 |
Aspire Biopharma Holdings, Inc. 194 Candelaro Drive, #233 Humacao, PR 00791 Tel: (908) 987-3002 Aspire Biopharma Holdings, Inc. 194 Candelaro Drive, #233 Humacao, PR 00791 Tel: (908) 987-3002 April 18, 2025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F. Street, N.E. Washington, D.C. 20549 Attention: Mr. Tyler Howes Re: Aspire Biopharma Holdings, Inc. Registration Statement on Form S-1 File No. 333-286444 Ladies and Ge |
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April 9, 2025 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) ASPIRE BIOPHARMA HOLDINGS, INC. |
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April 9, 2025 |
As filed with the Securities and Exchange Commission on April 9, 2025 As filed with the Securities and Exchange Commission on April 9, 2025 Registration No. |
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April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41293 Aspire Biopharma |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2024 Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on |
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February 21, 2025 |
Form of Placement Agency Agreement Exhibit 1.1 PLACEMENT AGENCY AGREEMENT Dawson James Securities, Inc. 101 North Federal Highway, Suite 600 Boca Raton, FL 33432 February 19, 2025 Ladies and Gentlemen: This letter (this “Agreement”) constitutes the agreement between Aspire Biopharma Holdings, Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson”) pursuant to which Dawson shall serve as the exclusi |
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February 21, 2025 |
Exhibit 10.11 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), dated as of February 10, 2025 (the “Effective Date”), is entered into by and between, Aspire Biopharma Holdings, Inc., a Delaware corporation (the “Company”), and Kraig Higginson, an individual and resident of the Commonwealth of Puerto Rico (the “Executive”). As used in this Agreement, Company and |
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February 21, 2025 |
Exhibit 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of February 19, 2025 (this “Agreement”), is among ASPIRE BIOPHARMA HOLDINGS INC., a Delaware corporation (together with its successors and assigns, the “Company”), all of the Subsidiaries of the Company (such Subsidiaries, the “Guarantors” and together with the Company, the “Debtors”) and the holders of the Company’s 20% original is |
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February 21, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 17, 2025, between ASPIRE BIOPHARMA HOLDINGS INC., a Delaware corporation (the “Company”), and each purchaser identified on the signature page hereto (each, a “Purchaser” and together, the “Purchasers”). Each of the Company and each Purchaser shall individually be referred to her |
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February 21, 2025 |
Letter from Marcum LLP to the Securities and Exchange Commission dated February 21, 2025. Exhibit 16.1 |
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February 21, 2025 |
Exhibit 3.2 BYLAWS OF POWERUP ACQUISITION CORP. ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be at 1209 Orange Street, City of Wilmington, County of New Castle, Delaware 19801. The name of the registered agent at such address is The Corporation Trust Company, 1209 Orange Street, City of Wilmington, County of New Castle, Del |
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February 21, 2025 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below have the same meaning as terms defined and included elsewhere in this Current Report on Form 8-K (“Form 8-K”) and, if not defined in the Form 8-K, in the Proxy Statement/Prospectus, which is incorporated by reference. Unless the context otherwise requires, the “Company” or “New Aspire” refers to |
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February 21, 2025 |
Aspire Biopharma Holdings, Inc. Announces the Execution of Securities Purchase Agreement Exhibit 99.2 Aspire Biopharma Holdings, Inc. Announces the Execution of Securities Purchase Agreement NEW YORK CITY, NY / ACCESS Newswire / February 20, 2025 / Aspire Biopharma, Inc. (“Aspire” or the “Company”), a developer of a multi-faceted patent-protected disruptive drug delivery mechanism technology (Nasdaq:ASBP)(Nasdaq:ASBPW), today announced that it entered into a definitive Securities Purc |
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February 21, 2025 |
Exhibit 10.10 Director Non-Compete Agreement This Director Non-Compete Agreement (“Agreement”) is entered into by and between Aspire Biopharma Inc., a Puerto Rico corporation, with its principal place of business located at 194 Candelaro Drive, #233, Humacao, Puerto Rico 00791 (the “Employer” or “Company”), on behalf of itself, its current, past, and future, parents, subsidiaries, and other corpor |
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February 21, 2025 |
Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 19, 2025, by and between ASPIRE BIOPHARMA HOLDINGS INC. (formerly known as Powerup Acquisition Corp.), a Delaware corporation (together with its successors and assigns, the “Company”), and those certain purchasers identified on the signature page hereto (together with it permitted assi |
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February 21, 2025 |
Exhibit 10.8 AMENDMENT AGREEMENT This Amendment Agreement (the “Agreement”) by and between PowerUp Acquisition Corp. (the “Company”) and Blackstone Capital Advisors, Inc. (the “Subscriber”) is dated and effective as of this 17th day of February, 2025. Each of the Company and the Subscriber are a “Party,” and collectively, the “Parties.” RECITALS WHEREAS, the Company entered into that certain Agree |
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February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) ( |
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February 21, 2025 |
Exhibit 10.9 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of February , 2025 by and between (i) PowerUp Acquisition Corp., incorporated as a Cayman Islands exempted company (including any successor entity thereto, the “Purchaser”), (ii) SRIRAMA Associates, LLC, a Delaware limited liability company, in its capacity as Purchaser Representative, and (iii) (t |
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February 21, 2025 |
Exhibit 10.4 GUARANTEE GUARANTEE (the “Guarantee”), dated as of February 19, 2025, by the Guarantor (as defined below) in favor of the Purchasers (as defined below). WHEREAS, Aspire Biopharma Holdings, Inc., a Delaware corporation (the “Borrower”), is the holder of certain equity interests of the Guarantor; and WHEREAS, pursuant to that certain Security Agreement (defined below), the Borrower is p |
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February 21, 2025 |
Exhibit 21.1 List of Subsidiaries Aspire Biopharma, Inc., a Delaware Corporation |
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February 21, 2025 |
Exhibit 10.40 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGI |
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February 21, 2025 |
Exhibit 10.37 ASPIRE BIOPHARMA, INC. 2024 STOCK INCENTIVE PLAN ARTICLE I. PURPOSE The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities and to align their interests and efforts to the long-term interests of the Company |
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February 21, 2025 |
Exhibit 10.12 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), dated as of February 10, 2025 (the “Effective Date”), is entered into by and between, Aspire Biopharma Holdings, Inc., a Delaware corporation (the “Company”), and Ernest J. Scheidemann, Jr., an individual and resident of the State of Florida (the “Executive”). As used in this Agreement, Company and |
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February 21, 2025 |
Amended and Restated Certificate of Incorporation of Aspire Biopharma Holdings, Inc. Exhibit 3.1 |
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February 20, 2025 |
Aspire Biopharma Holdings, Inc., Announces Public Listing on Nasdaq Exhibit 99.1 Aspire Biopharma Holdings, Inc., Announces Public Listing on Nasdaq The closing of the business combination with PowerUp Acquisition Corp. creates Nasdaq-listed biopharmaceutical company dedicated to developing breakthrough innovations in FDA approved drugs, nutraceuticals, and supplements Aspire has multiple product candidates in key areas of medical needs such as a fast-acting aspir |
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February 20, 2025 |
Exhibit 10.1 EXECUTION VERSION PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of February 13, 2025, is made by and between ARENA BUSINESS SOLUTIONS GLOBAL SPC II, LTD (the “Investor”), and POWERUP ACQUISITION CORP, a Delaware corporation (the “Company”). WHEREAS, the parties desire that, upon the terms and subject to the conditions contained herein, the Company shall have |
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February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 Aspire Biopharma Holdings, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-41293 33-3467744 (State or other jurisdiction of incorporation) ( |
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February 20, 2025 |
Exhibit 10.2 LOCK-UP AGREEMENT As of February , 2025 Ladies and Gentlemen: The undersigned understands that ASPIRE BIOPHARMA HOLDINGS INC. (formerly known as Powerup Acquisition Corp.), a Delaware corporation (together with its successors and, if permitted, assigns, the “Company”) intends to enter into a certain business transaction (the “Transaction”). Capitalized terms are used as defined in the |
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February 10, 2025 |
Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commissi |
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January 14, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-281991 PROXY STATEMENT FOR EXTRAORDINARY GENERAL MEETING OF POWERUP ACQUISITION CORP. (A CAYMAN ISLANDS EXEMPTED COMPANY) PROSPECTUS FOR 46,515,144 SHARES OF COMMON STOCK, 14,375,000 SHARES OF COMMON STOCK UNDERLYING WARRANTS AND 14,375,000 WARRANTS OF POWERUP ACQUISITION CORP. (SUCH SECURITIES TO BE ISSUED AFTER ITS DOMESTICATION AS |
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January 13, 2025 |
Aspire Biopharma, Inc. 194 Candelaro Drive, #233 Humacao, Puerto Rico 00791 Tel: (415) 592-7399 Aspire Biopharma, Inc. 194 Candelaro Drive, #233 Humacao, Puerto Rico 00791 Tel: (415) 592-7399 January 13, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Tyler Hawes Re: PowerUp Acquisition Corp. Registration Statement on Form S-4 File No. 333-281991 Ladies and Gentlemen: Pursuant to |
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January 10, 2025 |
188 Grand Street, Unit #195 New York, NY 10013 188 Grand Street, Unit #195 New York, NY 10013 January 10, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: PowerUp Acquisition Corp. Registration Statement on Form S-4 File No. 333-281991 Ladies and Gentleman: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigne |
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January 8, 2025 |
As filed with the Securities and Exchange Commission on January 8, 2025. As filed with the Securities and Exchange Commission on January 8, 2025. Registration No. 333-281991 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Aspire Biopharma, Inc.** (Exact name of co-registrant as spec |
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January 8, 2025 |
Form of Executive Employment Agreement between New Aspire and Kraig Higginson. Exhibit 10.26 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), dated as of , 2025 (the “Effective Date”), is entered into by and between, Aspire Biopharma Holdings, Inc., a Delaware corporation (the “Company”), and Kraig Higginson, an individual and resident of the Commonwealth of Puerto Rico (the “Executive”). As used in this Agreement, Company and Executive |
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January 8, 2025 |
Form of Executive Employment Agreement between New Aspire and Ernest Scheidemann. Exhibit 10.27 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”), dated as of , 2025 (the “Effective Date”), is entered into by and between, Aspire Biopharma Holdings, Inc., a Delaware corporation (the “Company”), and Ernest Scheidemann, an individual and resident of the State of Florida (the “Executive”). As used in this Agreement, Company and Executive are some |
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December 26, 2024 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT Registration Rights Agreement (this “Agreement”) dated as of December 13, 2024 among PowerUp Acquisition Corp., a Cayman Island corporation (the “Company”), and the Person named on Schedule 1 as the Holder (the “Holder”). RECITALS WHEREAS, pursuant to those certain Subscription Agreements each dated effective as of December 13, 2024, by and among the Comp |
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December 26, 2024 |
Exhibit 10.2 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVA |
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December 26, 2024 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 THE SECURITIES REFERRED TO HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAW. SUCH SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE PLEDGED, TRANSFERRED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR DELIVERY OF AN OPINION OF COUNSEL IN FORM AND SUBSTANCE REASONABLY SATISFACTORY TO THE COM |
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December 26, 2024 |
Exhibit 10.2 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVA |
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December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commiss |
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December 26, 2024 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT Registration Rights Agreement (this “Agreement”) dated as of December 13, 2024 among PowerUp Acquisition Corp., a Cayman Island corporation (the “Company”), and the Person named on Schedule 1 as the Holder (the “Holder”). RECITALS WHEREAS, pursuant to those certain Subscription Agreements each dated effective as of December 13, 2024, by and among the Comp |
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December 26, 2024 |
Exhibit 10.1 THE SECURITIES REFERRED TO HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAW. SUCH SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE PLEDGED, TRANSFERRED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR DELIVERY OF AN OPINION OF COUNSEL IN FORM AND SUBSTANCE REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH OFFER, |
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December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commiss |
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December 23, 2024 |
California | Illinois | Michigan | Minnesota | Texas | Washington, D.C. | Wisconsin Dykema Gossett PLLC 111 E. Kilbourn Ave. Suite 1050 Milwaukee, WI 53202 WWW.DYKEMA.COM Tel: 414-488-7300 Kate Bechen Direct Dial: (414) 488-7333 Email: [email protected] December 23, 2024 U.S. Securities and Exchange Commission Division of Corporate Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Tyler Howes, Tim Buchmiller, Eric Atallah, and Lynn Dicker Re: P |
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December 23, 2024 |
As filed with the Securities and Exchange Commission on December 23, 2024. As filed with the Securities and Exchange Commission on December 23, 2024. Registration No. 333-281991 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Aspire Biopharma, Inc.** (Exact name of co-registrant as sp |
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December 10, 2024 |
California | Illinois | Michigan | Minnesota | Texas | Washington, D.C. | Wisconsin Dykema Gossett PLLC 111 E. Kilbourn Ave. Suite 1050 Milwaukee, WI 53202 www.dykema.com Tel: 414-488-7300 Kate Bechen Direct Dial: (414) 488-7333 Email: [email protected] December 10, 2024 U.S. Securities and Exchange Commission Division of Corporate Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Tyler Howes, Tim Buchmiller, Eric Atallah, and Lynn Dicker Re: P |
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December 10, 2024 |
As filed with the Securities and Exchange Commission on December 10, 2024. As filed with the Securities and Exchange Commission on December 10, 2024. Registration No. 333-281991 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Aspire Biopharma, Inc.** (Exact name of co-registrant as sp |
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December 10, 2024 |
Exhibit 99.3 CONSENT TO BE NAMED AS A DIRECTOR NOMINEE Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a director nominee to the board of directors of Aspire Biopharma Holdings, Inc. and to the disclosure of the undersigned’s biographical information included in the Registration Statement on For |
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November 15, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024. As filed with the Securities and Exchange Commission on November 15, 2024. Registration No. 333-281991 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Aspire Biopharma, Inc.** (Exact name of co-registrant as sp |
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November 15, 2024 |
California | Illinois | Michigan | Minnesota | Texas | Washington, D.C. | Wisconsin Dykema Gossett PLLC 111 E. Kilbourn Ave. Suite 1050 Milwaukee, WI 53202 www.dykema.com Tel: 414-488-7300 Kate Bechen Direct Dial: (414) 488-7333 Email: [email protected] November 15, 2024 U.S. Securities and Exchange Commission Division of Corporate Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Tyler Howes, Tim Buchmiller, Eric Atallah, and Lynn Dicker Re: P |
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November 15, 2024 |
Exhibit 98.1 September 4, 2024 Board of Directors PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 c/o Mr. Surendra Ajjarapu, CEO Dear Mr. Surendra Ajjarapu: We understand that PowerUp Acquisition Corp. (“PowerUp” and “Purchaser”), a publicly-traded special purpose acquisition corporation, entered into a non-binding letter of intent (“Proposal”) on July 22, 2024, to consumma |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41293 POWERUP ACQU |
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November 14, 2024 |
Exhibit 3.1 |
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October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41 |
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October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-412 |
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October 24, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-4 (Form Type) PowerUp Acquisition Corp. |
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October 24, 2024 |
Opinion of KPSN & Associates LLP. Exhibit 98.1 September 4, 2024 Board of Directors PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 c/o Mr. Surendra Ajjarapu, CEO Dear Mr. Surendra Ajjarapu: We understand that PowerUp Acquisition Corp. (“PowerUp” and “Purchaser”), a publicly-traded special purpose acquisition corporation, entered into a non-binding letter of intent (“Proposal”) on July 22, 2024, to consumma |
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October 24, 2024 |
As filed with the Securities and Exchange Commission on October 24, 2024. As filed with the Securities and Exchange Commission on October 24, 2024. Registration No. 333-281991 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No.1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Aspire Biopharma, Inc.** (Exact name of co-registrant as spec |
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October 23, 2024 |
California | Illinois | Michigan | Minnesota | Texas | Washington, D.C. | Wisconsin Dykema Gossett PLLC 111 E. Kilbourn Ave. Suite 1050 Milwaukee, WI 53202 www.dykema.com Tel: 414-488-7300 Kate Bechen Direct Dial: (414) 488-7333 Email: [email protected] October 24, 2024 U.S. Securities and Exchange Commission Division of Corporate Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Tyler Howes, Tim Buchmiller, Eric Atallah, and Lynn Dicker Re: Po |
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October 10, 2024 |
EX-2.1 2 ex2-1.htm Exhibit 2.1 SECOND AMENDMENT AGREEMENT This Second Amendment Agreement (the “Agreement”) by and between PowerUp Acquisition Corp. (“Purchaser”), PowerUp Merger Sub II, Inc. (“Merger Sub”), Srirama Associates, LLC (“Sponsor”), Stephen Quesenberry (“Seller Representative”) and Aspire Biopharma, Inc. (“Company”) is dated and effective as of this 9th day of October 2024. Each of Pur |
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October 10, 2024 |
425 1 form425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorpo |
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October 10, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commissio |
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October 10, 2024 |
Exhibit 2.1 SECOND AMENDMENT AGREEMENT This Second Amendment Agreement (the “Agreement”) by and between PowerUp Acquisition Corp. (“Purchaser”), PowerUp Merger Sub II, Inc. (“Merger Sub”), Srirama Associates, LLC (“Sponsor”), Stephen Quesenberry (“Seller Representative”) and Aspire Biopharma, Inc. (“Company”) is dated and effective as of this 9th day of October 2024. Each of Purchaser, Merger Sub, |
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October 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commissio |
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October 4, 2024 |
Exhibit 2.1 PROMISSORY NOTE FEE AGREEMENT This PROMISSORY NOTE FEE AGREEMENT (this “Agreement”) is made and entered into effectively as of October 2, 2024 (the “Effective Date”), by and among SRIRAMA Associates, LLC, a Delaware limited liability company (“Sponsor”) and PowerUp Acquisition Corp., a Cayman Islands exempted company (“SPAC”) (each a “Party” and, collectively, the “Parties”). WHEREAS, |
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October 4, 2024 |
Exhibit 2.1 PROMISSORY NOTE FEE AGREEMENT This PROMISSORY NOTE FEE AGREEMENT (this “Agreement”) is made and entered into effectively as of October 2, 2024 (the “Effective Date”), by and among SRIRAMA Associates, LLC, a Delaware limited liability company (“Sponsor”) and PowerUp Acquisition Corp., a Cayman Islands exempted company (“SPAC”) (each a “Party” and, collectively, the “Parties”). WHEREAS, |
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October 4, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commissio |
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September 6, 2024 |
As filed with the Securities and Exchange Commission on September 6, 2024. As filed with the Securities and Exchange Commission on September 6, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Aspire Biopharma, Inc.** (Exact name of co-registrant as specified in its charter) C |
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September 6, 2024 |
Calculation of Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Form S-4 (Form Type) PowerUp Acquisition Corp. |
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September 6, 2024 |
Exhibit 10.19 CERTIFICATE OF DESIGNATION OF ASPIRE BIOPHARMA, INC. SERIES A PREFERRED STOCK On behalf of Aspire Biopharma, Inc., a Puerto Rico corporation (the “Company”), the undersigned hereby certifies that the following resolution has been duly adopted by the board of directors of the Company (the “Board”): RESOLVED, that, pursuant to the authority granted to and vested in the Board by the pro |
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September 6, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commiss |
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September 6, 2024 |
Exhibit 99.4 CONSENT TO BE NAMED AS A DIRECTOR NOMINEE Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a director nominee to the board of directors of Aspire Biopharma Holdings, Inc. and to the disclosure of the undersigned’s biographical information included in the Registration Statement on For |
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September 6, 2024 |
Exhibit 10.13 |
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September 6, 2024 |
Exhibit 2.1 AMENDMENT AGREEMENT This Amendment Agreement (the “Agreement”) by and between PowerUp Acquisition Corp. (“Purchaser”), PowerUp Merger Sub II, Inc. (“Merger Sub”), Srirama Associates, LLC (“Sponsor”), Stephen Quesenberry (“Seller Representative”) and Aspire Biopharma, Inc. (“Company”) is dated and effective as of this 5th day of September 2024. Each of Purchaser, Merger Sub, Sponsor, Se |
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September 6, 2024 |
Exhibit 2.1 AMENDMENT AGREEMENT This Amendment Agreement (the “Agreement”) by and between PowerUp Acquisition Corp. (“Purchaser”), PowerUp Merger Sub II, Inc. (“Merger Sub”), Srirama Associates, LLC (“Sponsor”), Stephen Quesenberry (“Seller Representative”) and Aspire Biopharma, Inc. (“Company”) is dated and effective as of this 5th day of September 2024. Each of Purchaser, Merger Sub, Sponsor, Se |
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September 6, 2024 |
Opinion of KPSN & Associates LLP. Exhibit 98.1 September 4, 2024 Board of Directors PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 c/o Mr. Surendra Ajjarapu, CEO Dear Mr. Surendra Ajjarapu: We understand that PowerUp Acquisition Corp. (“PowerUp” and “Purchaser”), a publicly-traded special purpose acquisition corporation, entered into a non-binding letter of intent (“Proposal”) on July 22, 2024, to consumma |
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September 6, 2024 |
Exhibit 10.18 |
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September 6, 2024 |
Exhibit 10.20 THE SECURITIES REFERRED TO HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAW. SUCH SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE PLEDGED, TRANSFERRED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR DELIVERY OF AN OPINION OF COUNSEL IN FORM AND SUBSTANCE REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH OFFER |
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September 6, 2024 |
Exhibit 99.3 CONSENT TO BE NAMED AS A DIRECTOR NOMINEE Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a director nominee to the board of directors of Aspire Biopharma Holdings, Inc. and to the disclosure of the undersigned’s biographical information included in the Registration Statement on For |
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September 6, 2024 |
Exhibit 99.1 Consent of KPSN & ASSOCIATES LLP We hereby consent to the quotation and summarization of our opinion letter dated September 4, 2024, to the Board of Directors of PowerUp Acquisition Corp. (the “Company”) in the proxy statement/prospectus contained in the Company’s Registration Statement on Form S-4 relating to the proposed merger of PowerUp Merger Sub II, Inc., a wholly owned subsidia |
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September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commiss |
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September 6, 2024 |
Exhibit 10.21 THE SECURITIES REFERRED TO HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAW. SUCH SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE PLEDGED, TRANSFERRED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR DELIVERY OF AN OPINION OF COUNSEL IN FORM AND SUBSTANCE REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH OFFER |
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September 6, 2024 |
Exhibit 10.17 ASSET PURCHASE AGREEMENT BETWEEN ASPIRE BIOPHARMA, INC. (“BUYER”) AND INSTAPRIN PHARMACEUTICALS INCORPORATED (THE “COMPANY”) DATED MARCH , 2022 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (the “Agreement”) is made as of March , 2022 by and among ASPIRE BIOPHARMA, INC. (“Buyer”), and INSTAPRIN PHARMACEUTICALS INCORPORATED (the “Company”). WHEREAS, this Agreement contemplate |
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September 6, 2024 |
Exhibit 99.2 CONSENT TO BE NAMED AS A DIRECTOR NOMINEE Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a director nominee to the board of directors of Aspire Biopharma Holdings, Inc. and to the disclosure of the undersigned’s biographical information included in the Registration Statement on For |
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September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commiss |
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September 3, 2024 |
Exhibit 99.1 Aspire Biopharma, Inc., and PowerUp Acquisition Corp. Announce Business Combination Agreement to Create Nasdaq-listed Biopharmaceutical Company Driving Breakthrough Innovations in FDA Approved Drugs, Nutraceuticals and Supplements Highlights ● Transaction Valuation: The transaction values Aspire Biopharma, Inc. at a pre-money equity value of approximately $316 million. ● Industry-Lead |
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August 30, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among POWERUP ACQUISITION CORP., as the Purchaser, pOWERUP MERGER SUB II, Inc., as Merger Sub, SRIRAMA ASSOCIATES, LLC, as the Sponsor, StePHEN Quesenberry as the Seller Representative, and ASPIRE BIOPHARMA, INC., as the Company Dated as of August 26, 2024 TABLE OF CONTENTS Article I Merger 2 1.1. Merger 2 1.2. Effective Time 2 1.3. |
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August 30, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commissio |
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August 30, 2024 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among POWERUP ACQUISITION CORP., as the Purchaser, pOWERUP MERGER SUB II, Inc., as Merger Sub, SRIRAMA ASSOCIATES, LLC, as the Sponsor, StePHEN Quesenberry as the Seller Representative, and ASPIRE BIOPHARMA, INC., as the Company Dated as of August 26, 2024 TABLE OF CONTENTS Article I Merger 2 1.1. Merger 2 1.2. Effective Time 2 1.3. |
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August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commissio |
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August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41293 POWERUP ACQUISITI |
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August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-41293 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on F |
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August 2, 2024 |
August 2, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Lauren Hamill, Tim Buchmiller, Tara Harkins, and Vanessa Robertson Re: PowerUp Acquisition Corp. Registration Statement on Form S-4 Originally Filed January 26, 2024 File No. 333-276727 Dear Ms. Hamill, Mr. Buchmiller, Ms. Harkins and M |
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July 30, 2024 |
PWUP / PowerUp Acquisition Corp. / BANK OF NOVA SCOTIA - BANK OF NOVA SCOTIA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PowerUp Acquisition Corporation (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) December 30, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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July 23, 2024 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commission |
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June 24, 2024 |
As filed with the Securities and Exchange Commission on June 24, 2024. As filed with the Securities and Exchange Commission on June 24, 2024. Registration No. 333-276727 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Cayman Islands* 6770 N/A (State or other jurisdiction of incorp |
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June 24, 2024 |
Exhibit 10.16 SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is made and entered into effective as of May 9, 2024 (the “Effective Date”), by, between and among [](the “Investor”), PowerUp Acquisition Corp., a Cayman Islands exempt company (“SPAC”), SRIRAMA Associates, LLC, a Delaware limited liability company (“Sponsor”), and VKSS Capital, LLC, a Delaware limited liability c |
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June 24, 2024 |
Exhibit 99.1 December 19, 2023 Board of Directors PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 c/o Mr. Suren Ajjarapu CEO Dear Mr. Ajjarapu: We understand that PowerUp Acquisition Corp. (“PowerUp” and “Purchaser”), a publicly-traded special purpose acquisition corporation, entered into a non-binding letter of intent (“Proposal”) on November 21, 2023, to consummate a busi |
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June 7, 2024 |
Exhibit 2.1 AMENDMENT AGREEMENT This Amendment Agreement (the “Agreement”) by and between PowerUp Acquisition Corp. (“PowerUp”), PowerUp Merger Sub Inc. (“Merger Sub”), Srirama Associates, LLC (“Sponsor”), Ryan Bleeks (“Seller Representative”) and Visiox Pharmaceuticals, Inc. (“Visiox”) is dated and effective as of this 6th day of June 2024. Each of PowerUp, Merger Sub, Sponsor, Seller Representat |
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June 7, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commission F |
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June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commission F |
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June 7, 2024 |
Exhibit 2.1 AMENDMENT AGREEMENT This Amendment Agreement (the “Agreement”) by and between PowerUp Acquisition Corp. (“PowerUp”), PowerUp Merger Sub Inc. (“Merger Sub”), Srirama Associates, LLC (“Sponsor”), Ryan Bleeks (“Seller Representative”) and Visiox Pharmaceuticals, Inc. (“Visiox”) is dated and effective as of this 6th day of June 2024. Each of PowerUp, Merger Sub, Sponsor, Seller Representat |
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June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41293 POWERUP ACQUISIT |
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May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commission F |
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May 28, 2024 |
Exhibit 3.1 |
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May 28, 2024 |
PWUP / PowerUp Acquisition Corp. / Harraden Circle Investments, LLC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PowerUp Acquisition Corp G7207P103 (CUSIP Number) May 22, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13d-1(d) * Th |
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May 28, 2024 |
EX-99.1 2 d783976dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Units of PowerUp Acquisition Corp. dated as of May 28, 2024, is and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the p |
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May 22, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commission F |
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May 22, 2024 |
Exhibit 10.1 FORM OF NON-REDEMPTION AGREEMENT AND ASSIGNMENT OF ECONOMIC INTEREST This Non-Redemption Agreement and Assignment of Economic Interest (this “Agreement”) is entered as of May [●], 2024 by and among PowerUp Acquisition Corp. (“PWUP”), a Cayman Islands exempted company, SRIRAMA Associates, LLC, a Delaware limited liability company (the “Sponsor”) and the undersigned investors (collectiv |
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May 20, 2024 |
Issuer Direct Corporation One Glenwood Ave, Suite 1001 Raleigh, NC 27603 (919) 481-4000 Exhibit 99.1 PowerUp Acquisition Corp. Announces Postponement of Extraordinary General Meeting of Shareholders New York, NY – May 20, 2024 – PowerUp Acquisition Corp. (the “Company”) (Nasdaq: PWUP) announced today that its extraordinary general meeting of shareholders (the “Meeting”), which was originally scheduled for May 17, 2024 and postponed to May 21, 2024, has been further postponed to 2:00 |
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May 20, 2024 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commission F |
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May 20, 2024 |
Form of Non-Redemption Agreement. Exhibit 10.1 NON-REDEMPTION AGREEMENT AND ASSIGNMENT OF ECONOMIC INTEREST This Non-Redemption Agreement and Assignment of Economic Interest (this “Agreement”) is entered as of May [●], 2024 by and among PowerUp Acquisition Corp. (“PWUP”), a Cayman Islands exempted company, SRIRAMA Associates, LLC, a Delaware limited liability company (the “Sponsor”) and the undersigned investors (collectively, “In |
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May 16, 2024 |
Issuer Direct Corporation One Glenwood Ave, Suite 1001 Raleigh, NC 27603 (919) 481-4000 Exhibit 99.1 PowerUp Acquisition Corp. Announces Postponement of Extraordinary General Meeting of Shareholders New York, NY – May 16, 2024 – PowerUp Acquisition Corp. (the “Company”) (Nasdaq: PWUP) announced today that its extraordinary general meeting of shareholders (the “Meeting”), which was originally scheduled for May 17, 2024, has been postponed to 9:00 a.m. Eastern Time, on Tuesday, May 21, |
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May 16, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commission F |
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May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-41293 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on |
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May 14, 2024 |
Exhibit 10.16 SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is made and entered into effective as of May 9, 2024 (the “Effective Date”), by, between and among [](the “Investor”), PowerUp Acquisition Corp., a Cayman Islands exempt company (“SPAC”), SRIRAMA Associates, LLC, a Delaware limited liability company (“Sponsor”), and VKSS Capital, LLC, a Delaware limited liability c |
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May 14, 2024 |
Exhibit 99.1 December 19, 2023 Board of Directors PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 c/o Mr. Suren Ajjarapu CEO Dear Mr. Ajjarapu: We understand that PowerUp Acquisition Corp. (“PowerUp” and “Purchaser”), a publicly-traded special purpose acquisition corporation, entered into a non-binding letter of intent (“Proposal”) on November 21, 2023, to consummate a busi |
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May 14, 2024 |
As filed with the Securities and Exchange Commission on May 13, 2024. As filed with the Securities and Exchange Commission on May 13, 2024. Registration No. 333-276727 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Cayman Islands* 6770 N/A (State or other jurisdiction of incorpo |
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May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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March 11, 2024 |
Exhibit 97.1 POWERUP ACQUISITION CORP. RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION POLICY November 2023 This Recovery of Erroneously Awarded Compensation Policy (this “Policy”) is the compensation recovery policy of PowerUp Acquisition Corp. (the “Company”), adopted by the Company in accordance with the provisions of Rule 10D-1 promulgated by the Securities and Exchange Commission (the “SEC”) und |
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March 11, 2024 |
Exhibit 19.1 INSIDER TRADING POLICY OF POWERUP ACQUISITION CORP. This insider trading policy (this “Policy”) describes the standards of PowerUp Acquisition Corp., a Cayman Islands exempted company, and its subsidiaries (the “Company”) on trading, and causing the trading of, the Company’s securities or securities of certain other publicly traded companies while in possession of confidential informa |
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March 11, 2024 |
Exhibit 10.11 |
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March 11, 2024 |
Exhibit 10.12 SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is made and entered into effective as of March 5, 2024 (the “Effective Date”), by, between and among [●] (the “Investor”), PowerUp Acquisition Corp., a Cayman Islands exempt company (“SPAC”), SRIRAMA Associates, LLC, a Delaware limited liability company (“Sponsor”), VKSS Capital, LLC, a Delaware limited liability c |
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March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41293 PowerUp Acquisiti |
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March 11, 2024 |
Exhibit 21.1 SUBSIDIARIES SUBSIDIARY JURISDICTION OF INCORPORATION PowerUp Merger Sub Inc. Delaware |
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February 14, 2024 |
PWUP / PowerUp Acquisition Corp. / GLAZER CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 POWERUP ACQUISITION CORP. (Name of Issuer) Class A ordinary shares, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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February 13, 2024 |
PWUP / PowerUp Acquisition Corp. / BANK OF NOVA SCOTIA - BANK OF NOVA SCOTIA Passive Investment SC 13G/A 1 pwupa121324.htm BANK OF NOVA SCOTIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PowerUp Acquisition Corporation (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) December 29, 2023 (Date of Event which Requires F |
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February 8, 2024 |
SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* PowerUp Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) G7207P111 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check th |
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February 7, 2024 |
SC 13G/A 1 p24-0559sc13ga.htm POWERUP ACQUISITION CORP. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of |
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January 30, 2024 |
Filed by PowerUp Acquisition Corp. Filed by PowerUp Acquisition Corp. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: PowerUp Acquisition Corp. Commission File No. 001-41293 PowerUp Acquisition Corp. and Visiox Pharmaceuticals, Inc. Announce Filing of Registration Statement on Form S-4 to the SEC in Connection with the Previous |
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January 26, 2024 |
Exhibit 99.5 CONSENT TO BE NAMED AS A DIRECTOR NOMINEE Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a director nominee to the board of directors of Visiox Holdings, Inc. and to the disclosure of the undersigned’s biographical information included in the Registration Statement on Form S-4, and |
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January 26, 2024 |
As filed with the Securities and Exchange Commission on January 26, 2024. As filed with the Securities and Exchange Commission on January 26, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp.* (Exact name of registrant as specified in its charter) Cayman Islands* 6770 N/A (State or other jurisdiction of incorporation or organizatio |
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January 26, 2024 |
Exhibit 99.1 December 19, 2023 Board of Directors PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 c/o Mr. Suren Ajjarapu CEO Dear Mr. Ajjarapu: We understand that PowerUp Acquisition Corp. (“PowerUp” and “Purchaser”), a publicly-traded special purpose acquisition corporation, entered into a non-binding letter of intent (“Proposal”) on November 21, 2023, to consummate a busi |
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January 26, 2024 |
Exhibit 99.4 CONSENT TO BE NAMED AS A DIRECTOR NOMINEE Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a director nominee to the board of directors of Visiox Holdings, Inc. and to the disclosure of the undersigned’s biographical information included in the Registration Statement on Form S-4, and |
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January 26, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-4 (Form Type) PowerUp Acquisition Corp. |
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January 26, 2024 |
Exhibit 10.12 SECURED CONVERTIBLE NOTE THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PU |
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January 26, 2024 |
Exhibit 10.13 Amendment No. 1 to SECURED CONVERTIBLE PROMISSORY NOTE This Amendment No. 1 to Secured Convertible Promissory Note (this “Amendment”) is made as of January 18, 2024 (the “Effective Date”), by and between Visiox Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and SRIRAMA Associates, LLC, a Delaware limited liability company (“Investor”). Company and Investor are togethe |
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January 26, 2024 |
Exhibit 99.2 Consent of The Mentor Group, Inc. We hereby consent to the quotation and summarization of our opinion letter dated December 19, 2023 to the board of directors of PowerUp Acquisition Corp. (the “Company”) in the proxy statement/prospectus contained in the Company’s Registration Statement on Form S-4 relating to the proposed acquisition of Visiox Pharmaceuticals, Inc. (the “Registration |
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January 26, 2024 |
Exhibit 99.3 CONSENT TO BE NAMED AS A DIRECTOR NOMINEE Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named as a director nominee to the board of directors of Visiox Holdings, Inc. and to the disclosure of the undersigned’s biographical information included in the Registration Statement on Form S-4, and |
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January 23, 2024 |
California | Illinois | Michigan | Minnesota | Texas | Washington, D.C. | Wisconsin Dykema Gossett PLLC 111 E. Kilbourn Ave. Suite 1050 Milwaukee, WI 53202 www.dykema.com Tel: 414-488-7300 January 23, 2024 U.S. Securities and Exchange Commission Division of Corporate Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, D.C. 20549 Attention: Ameen Hamady and Kristi Marrone Re: PowerUp Acquisition Corp. Form 10-K for the year ended December 31, 2022 Filed Mar |
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December 28, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among POWERUP ACQUISITION CORP., as the Purchaser, pOWERUP MERGER SUB Inc., as Merger Sub, SRIRAMA ASSOCIATES, LLC, as the Sponsor, RYAN BLEEKS, as the Seller Representative, and VISIOX PHARMACEUTICALS, INC., as the Company Dated as of December 26, 2023 TABLE OF CONTENTS Article I Merger 2 1.1. Merger 2 1.2. Effective Time 2 1.3. Effect of the Merger |
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December 28, 2023 |
Exhibit 99.1 Visiox Pharmaceuticals, Inc., a Commercial-Stage Biopharmaceutical Company to be Listed on Nasdaq Through a Business Combination with PowerUp Acquisition Corp. Tarrytown, NY and New York, NY, Dec. 27, 2023 (GLOBE NEWSWIRE) — Visiox Pharmaceuticals, Inc. (“Visiox” or the “Company”), a commercial-stage biopharmaceutical company, and PowerUp Acquisition Corp. (“PowerUp”) (Nasdaq: PWUP) t |
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December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commiss |
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December 28, 2023 |
Exhibit 10.1 |
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December 28, 2023 |
Exhibit 10.1 |
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December 28, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among POWERUP ACQUISITION CORP., as the Purchaser, pOWERUP MERGER SUB Inc., as Merger Sub, SRIRAMA ASSOCIATES, LLC, as the Sponsor, RYAN BLEEKS, as the Seller Representative, and VISIOX PHARMACEUTICALS, INC., as the Company Dated as of December 26, 2023 TABLE OF CONTENTS Article I Merger 2 1.1. Merger 2 1.2. Effective Time 2 1.3. Effect of the Merger |
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December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commiss |
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December 28, 2023 |
Exhibit 99.1 Visiox Pharmaceuticals, Inc., a Commercial-Stage Biopharmaceutical Company to be Listed on Nasdaq Through a Business Combination with PowerUp Acquisition Corp. Tarrytown, NY and New York, NY, Dec. 27, 2023 (GLOBE NEWSWIRE) — Visiox Pharmaceuticals, Inc. (“Visiox” or the “Company”), a commercial-stage biopharmaceutical company, and PowerUp Acquisition Corp. (“PowerUp”) (Nasdaq: PWUP) t |
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December 26, 2023 |
PWUP / PowerUp Acquisition Corp. / BANK OF NOVA SCOTIA - BANK OF NOVA SCOTIA Passive Investment SC 13G 1 pwup122223.htm BANK OF NOVA SCOTIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PowerUp Acquisition Corporation (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) December 30, 2022 (Date of Event which Requires Filing of this Statemen |
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November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41293 POWERUP ACQU |
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September 5, 2023 |
Exhibit 99.4 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated September 1, 2023, with respect to the Class A ordinary shares, par value $0.0001 per share of PowerUp Acquisition Corporation, a Cayman Islands exempted company, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the |
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September 5, 2023 |
PWUP / PowerUp Acquisition Corp - Class A / SRIRAMA Associates, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) SRIRAMA Associates, LLC Attn: Surendra Ajjarapu 515 Madison Ave, Suite 880 New York, New York 10022 wit |
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August 28, 2023 |
PWUP / PowerUp Acquisition Corp - Class A / PowerUp Sponsor LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P 103 (CUSIP Number) August 18, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2023 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) (Commissio |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2023 (August 14, 2023) PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Charter) Cayman Islands 001-41293 N/A (State or Other Jurisdiction of Incorporati |
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August 8, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41293 |
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July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2023 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Charter) Cayman Islands 001-41293 N/A (State or Other Jurisdiction of Incorporation) (Commission File |
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July 19, 2023 |
Exhibit 10.1 PURCHASE AGREEMENT This PURCHASE AGREEMENT (this “Agreement”) is made and entered into effectively as of July 14, 2023 (the “Effective Date”), by and among SRIRAMA Associates, LLC, a Delaware limited liability company (the “Acquirer”), PowerUp Acquisition Corp., a Cayman Islands exempted company (“SPAC”), and PowerUp Sponsor LLC, a Delaware limited liability company (“Sponsor”) (each |
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May 30, 2023 |
PWUP / PowerUp Acquisition Corp - Class A / PowerUp Sponsor LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P 103 (CUSIP Number) May 18, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 (May 18, 2023) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporati |
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May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2023 (May 18, 2023) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation |
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May 23, 2023 |
Exhibit 10.1 AMENDMENT TO THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF POWERUP ACQUISITION CORP. Extension Amendment Proposal “RESOLVED, as a special resolution, that the Amended and Restated Memorandum and Articles of Association of the Company be amended by the deletion of the existing Article 49.7 and Article 49.8 in their entirety and the insertion of the following langua |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2023 (May 9, 2023) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) |
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May 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-4129 |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 (May 3, 2023) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) |
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May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 (May 3, 2023) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation) |
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May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2023 (April 27, 2023) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporatio |
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May 1, 2023 |
Form of Non-Redemption Agreement Exhibit 10.1 NON-REDEMPTION AGREEMENT AND ASSIGNMENT OF ECONOMIC INTEREST This Non-Redemption Agreement and Assignment of Economic Interest (this “Agreement”) is entered as of [●], 2023 by and among PowerUp Acquisition Corp. (“PWUP”), a Cayman Islands exempted company, PowerUp Sponsor LLC, a Delaware limited liability company (the “Sponsor”) and the undersigned investor (“Investor”). RECITALS WHER |
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May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2023 (April 27, 2023) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporatio |
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May 1, 2023 |
Exhibit 10.1 NON-REDEMPTION AGREEMENT AND ASSIGNMENT OF ECONOMIC INTEREST This Non-Redemption Agreement and Assignment of Economic Interest (this “Agreement”) is entered as of [●], 2023 by and among PowerUp Acquisition Corp. (“PWUP”), a Cayman Islands exempted company, PowerUp Sponsor LLC, a Delaware limited liability company (the “Sponsor”) and the undersigned investor (“Investor”). RECITALS WHER |
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April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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March 21, 2023 |
Description of Registered Securities* Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2022, PowerUp Acquisition Corp. (“we,” “our,” “us” or the “Company”) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) its units, consisting |
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March 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41293 |
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February 14, 2023 |
PWUP / PowerUp Acquisition Corp - Class A / GLAZER CAPITAL, LLC Passive Investment SC 13G 1 pwup20221231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PowerUp Acquisition Corporation (Name of Issuer) Class A ordinary share, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the approp |
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February 14, 2023 |
PWUP / PowerUp Acquisition Corp - Class A / PowerUp Sponsor LLC - SC 13G Passive Investment SC 13G 1 tm236808d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the a |
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February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* PowerUp Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) G7207P111 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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February 14, 2023 |
EX-99.1 2 tm236808d1ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Class A ordinary shares, $0.0001 par value per share, of PowerUp Acqui |
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February 3, 2023 |
KYG7207P1110 / POWERUP ACQUISITION CORP / Linden Capital L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P111 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropria |
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November 10, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001- |
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August 11, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2022 (May 16, 2022) POWERUP ACQUISITION CORP. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or other jurisdiction of incorporation |
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May 16, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-4129 |
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April 8, 2022 |
Financial Statements and Exhibits, Other Events 8-K 1 tm2212211d18k.htm FORM 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 (April 7, 2022) POWERUP ACQUISITION CORP. (Exact Name of Registrant as Specified in its Charter) Cayman Islands 001-41293 N/A (State or |
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April 8, 2022 |
Exhibit 99.1 PowerUp Acquisition Corp. Announces the Separate Trading of its Class A Ordinary Shares and Warrants, Commencing April 11, 2022 New York, NY, April 7, 2022 ? PowerUp Acquisition Corp. (the ?Company?) (NASDAQ: PWUPU) announced today that, commencing April 11, 2022, holders of the units sold in the Company?s initial public offering may elect to separately trade the Company?s Class A ord |
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March 7, 2022 |
ADAGE CAPITAL PARTNERS GP, L.L.C. - POWERUP ACQUISITION CORP. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P111** (CUSIP Number) February 23, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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March 1, 2022 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of PowerUp Acquisition Corporation Opinion on the Financial Statement We have audited the accompanying balance sheet of PowerUp Acquisition Corp (the ?Company?) as of February 23, 2022, and the related notes (collectively referred to as the ?financial statement?). In our opinion, the fin |
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March 1, 2022 |
Financial Statements and Exhibits, Other Events 8-K 1 tm227866d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2022 (March 1, 2022) PowerUp Acquisition Corp. (Exact name of registrant as specified in its charter) Cayman Islands 001-41293 N/A (State or o |
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February 28, 2022 |
Saba Capital Management, L.P. - FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* PowerUp Acquisition Corp (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) G7207P111 (CUSIP Number) February 18, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 POWERUP ACQUISITION CORP. (Name of Issuer) CLASS A ORDINARY SHARES, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) G7207P111** (CUSIP Number) FEBRUARY 18, 2022 (Date of event which requires filing of this statement) Check the appropriate box to designate the ru |
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February 28, 2022 |
SC 13G 1 d223642dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PowerUp Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G7207P111 (CUSIP Number) February 23, 2022 (Date of Event which Requires Filing of this Statem |
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February 28, 2022 |
EX-99.A 2 d223642dex99a.htm EXHIBIT A Page 1 0 of 10 EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Ordinary Shares of PowerUp Acquisition Corp. dated as of February 23, 2022 is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the pro |
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February 23, 2022 |
Exhibit 1.1 PowerUp Acquisition Corp. 25,000,000 Units UNDERWRITING AGREEMENT New York, New York February 17, 2022 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 as Representative of the several underwriters listed in Schedule I hereto (the ?Underwriters?) Ladies and Gentlemen: PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), proposes to is |
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February 23, 2022 |
Exhibit 10.1 February 17, 2022 PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 Re: Initial Public Offering Gentlemen: This letter (this ?Letter Agreement?) is being delivered to you in accordance with the Underwriting Agreement (the ?Underwriting Agreement?) to be entered into by and among PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and Cit |
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February 23, 2022 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of February 17, 2022, 2022, is made and entered into by and among PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and the undersigned parties listed under Investors on the signature page hereto (each, an ?Investor? and collectively, the ?Investors?). RECITALS WHE |
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February 23, 2022 |
Exhibit 10.6 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) is made on February 17, 2022. Between: (1) PowerUp Acquisition Corp., a Cayman Islands exempted company with its registered office at Maples Corporate Services (Cayman) Limited, PO Box 309, Ugland house, Grand Cayman KY1-1104, Cayman Islands (the ?Company?); and (2) (?Indemnitee?). Whereas: (A) Highly competent persons ha |
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February 23, 2022 |
PowerUp Acquisition Corp. Announces Pricing of $250 Million Initial Public Offering Exhibit 99.1 PowerUp Acquisition Corp. Announces Pricing of $250 Million Initial Public Offering New York, NY, February 17, 2022 PowerUp Acquisition Corp. (the ?Company?) announced today that it priced its initial public offering of 25,000,000 units at $10.00 per unit. The units will be listed on the Nasdaq Global Market (?Nasdaq?), begin trading on February 18, 2022, and trade under the ticker sy |
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February 23, 2022 |
Exhibit 4.1 WARRANT AGREEMENT between POWERUP ACQUISITION CORP. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated , 2022 THIS WARRANT AGREEMENT (this ?Agreement?), dated as of February 17, 2022, is by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and American Stock Transfer & Trust Company, LLC, a New York limited purpose trust company, as warrant a |
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February 23, 2022 |
Exhibit 3.1 THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF POWERUP ACQUISITION CORP. (adopted by special resolution dated 17 February 2022 and effective on 17 February 2022) THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF PO |
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February 23, 2022 |
Exhibit 10.4 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of February 17, 2022 (as it may from time to time be amended, this “Agreement”), is entered into by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the “Company”), and PowerUp Sponsor LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, |
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February 23, 2022 |
8-K 1 tm227505d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 23, 2022 (February 17, 2022) PowerUp Acquisition Corp. (Exact name of registrant as specified in its charter) Cayman Islands] 001-41293 N/A (S |
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February 23, 2022 |
Exhibit 99.2 PowerUp Acquisition Corp. Announces Closing of $287,500,000 Initial Public Offering Including Full Exercise of Over-Allotment Option New York, NY, February 23, 2022 PowerUp Acquisition Corp. (the ?Company?), a newly incorporated blank check company, announced today the closing of its initial public offering of 28,750,000 units, including 3,750,000 units issued pursuant to the full exe |
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February 23, 2022 |
Exhibit 10.5 POWERUP ACQUISITION CORP. 188 Grand Street Unit #195 New York, NY 10013 February 17, 2022 PowerUp Sponsor LLC 188 Grand Street Unit #195 New York, NY 10013 Re: Administrative Services Agreement Ladies and Gentlemen: This letter agreement by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and PowerUp Sponsor LLC, dated as of the date hereof, wi |
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February 23, 2022 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this ?Agreement?) is made effective as of February 17, 2022, by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the ?Trustee?). WHEREAS, the Company?s registration state |
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February 22, 2022 |
$250,000,000 PowerUp Acquisition Corp. 25,000,000 Units 424B4 1 tm227321d1424b4.htm 424B4 Filed Pursuant to Rule 424(b)(4) Registration No. 333-261941 $250,000,000 PowerUp Acquisition Corp. 25,000,000 Units PowerUp Acquisition Corp. is a blank check company incorporated as a Cayman Islands exempted company for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or |
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February 17, 2022 |
8-A12B 1 tm219697-98a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 PowerUp Acquisition Corp. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands N/A (State of Incorporation or Organization) (I.R.S. Emplo |
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February 15, 2022 |
* * * [Signature Page Follows] February 15, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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February 15, 2022 |
POWERUP ACQUISITION CORP. 188 Grand Street, Unit #195 New York, NY 10013 February 15, 2022 POWERUP ACQUISITION CORP. 188 Grand Street, Unit #195 New York, NY 10013 February 15, 2022 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Alan Campbell Re: PowerUp Acquisition Corp. Registration Statement on Form S-1, as Amended Filed: December 30, 2021 File No. 333-261941 Dear Alan Campbell: Pursuant to Rule 461 under the Securities Act of 1 |
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February 14, 2022 |
Form of Registration Rights Agreement between the Registrant and certain security holders.** Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of [], 2022, is made and entered into by and among PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and the undersigned parties listed under Investors on the signature page hereto (each, an ?Investor? and collectively, the ?Investors?). RECITALS WHEREAS, the Compa |
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February 14, 2022 |
Compensation Committee Charter (1) Exhibit 99.2 FORM OF POWERUP ACQUISITION CORP. COMPENSATION COMMITTEE CHARTER I. Purpose The Compensation Committee (the ?Committee?) of the Board of Directors of PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), shall have responsibility for the compensation of the Company?s executive officers, including the Company?s Chief Executive Officer (the ?CEO?), and for incent |
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February 14, 2022 |
Amended and Restated Memorandum and Articles of Association.** Exhibit 3.2 THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF POWERUP ACQUISITION CORP. (adopted by special resolution dated [Date] and effective on [date]) THE COMPANIES ACT (As Revised) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF POWERUP ACQUISITION CO |
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February 14, 2022 |
EX-14 17 tm219697d6ex14.htm EXHIBIT 14 Exhibit 14 FORM OF CODE OF ETHICS OF POWERUP ACQUISITION CORP. 1. Introduction The Board of Directors (the “Board”) of PowerUp Acquisition Corp., a Cayman Islands exempted company (the “Company”), has adopted this code of ethics (this “Code”), as may be amended from time to time by the Board and which is applicable to all of the Company’s directors, officers |
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February 14, 2022 |
Form of Administrative Services Agreement** Exhibit 10.8 POWERUP ACQUISITION CORP. 188 Grand Street Unit #195 New York, NY 10013 [], 2022 PowerUp Sponsor LLC 188 Grand Street Unit #195 New York, NY 10013 Re: Administrative Services Agreement Ladies and Gentlemen: This letter agreement by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and PowerUp Sponsor LLC, dated as of the date hereof, will confir |
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February 14, 2022 |
Exhibit 4.1 NUMBER UNITS U- SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP G7207P 111 POWERUP ACQUISITION CORP. UNITS CONSISTING OF ONE CLASS A ORDINARY SHARE AND ONE-HALF OF ONE WARRANT TO PURCHASE ONE CLASS A ORDINARY SHARE THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) Class A ordinary share, of par value $0.0001 per share (“Ordinary Shares”), of PowerUp Acquisitio |
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February 14, 2022 |
Exhibit 99.1 FORM OF POWERUP ACQUISITION CORP. AUDIT COMMITTEE CHARTER I. Purpose The Audit Committee (the ?Committee?) of the Board of Directors (the ?Board?) of PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), shall provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: (a) the integrity of the financial statements and other fin |
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February 14, 2022 |
Form of Letter Agreement among the Registrant, its officers and directors and PowerUp Sponsor LLC.** Exhibit 10.2 [], 2022 PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 Re: Initial Public Offering Gentlemen: This letter (this ?Letter Agreement?) is being delivered to you in accordance with the Underwriting Agreement (the ?Underwriting Agreement?) to be entered into by and among PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and Citigroup Gl |
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February 14, 2022 |
Form of Underwriting Agreement.** Exhibit 1.1 PowerUp Acquisition Corp. 25,000,000 Units UNDERWRITING AGREEMENT New York, New York , 2022 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 as Representative of the several underwriters listed in Schedule I hereto (the “Underwriters”) Ladies and Gentlemen: PowerUp Acquisition Corp., a Cayman Islands exempted company (the “Company”), proposes to issue and sel |
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February 14, 2022 |
Form of Warrant Agreement between American Stock Transfer & Trust Company, LLC and the Registrant.** Exhibit 4.4 WARRANT AGREEMENT between POWERUP ACQUISITION CORP. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated , 2022 THIS WARRANT AGREEMENT (this ?Agreement?), dated as of , 2022, is by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and American Stock Transfer & Trust Company, LLC, a New York limited purpose trust company, as warrant agent (in su |
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February 14, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) PowerUp Acquisition Corp. |
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February 14, 2022 |
Exhibit 10.6 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of [], 2022 (as it may from time to time be amended, this “Agreement”), is entered into by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the “Company”), and PowerUp Sponsor LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Compa |
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February 14, 2022 |
Exhibit 10.3 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this ?Agreement?) is made effective as of , 2022, by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the ?Company?), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the ?Trustee?). WHEREAS, the Company?s registration statement on For |
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February 14, 2022 |
As filed with U.S. Securities and Exchange Commission on February 14, 2022. As filed with U.S. Securities and Exchange Commission on February 14, 2022. Registration No. 333-261941 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PowerUp Acquisition Corp. (Exact name of registrant as specified in its charter) Cayman Islands 6770 N/A (State or other jurisdiction of inc |
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February 14, 2022 |
Form of Indemnity Agreement.** EX-10.7 15 tm219697d6ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made on , 2022. Between: (1) PowerUp Acquisition Corp., a Cayman Islands exempted company with its registered office at Maples Corporate Services (Cayman) Limited, PO Box 309, Ugland house, Grand Cayman KY1-1104, Cayman Islands (the “Company”); and (2) (“Indemnitee”). Wherea |
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February 14, 2022 |
Exhibit 10.1 THE OFFER AND SALE OF THIS AMENDED AND RESTATED PROMISSORY NOTE (THIS ?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACT |
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February 14, 2022 |
Specimen Warrant Certificate (1) Exhibit 4.3 [Form of Warrant Certificate] [FACE] Number Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW POWERUP ACQUISITION CORP. Incorporated Under the Laws of the Cayman Islands CUSIP G7207P 129 Warrant Certificate This Warrant Certificate certifies that ,or registered assigns, is the regist |
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February 14, 2022 |
Specimen Class A Ordinary Share Certificate (1) EX-4.2 5 tm219697d6ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 NUMBER C- SHARES SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP G7207P 103 POWERUP ACQUISITION CORP. INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS CLASS A ORDINARY SHARES This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE CLASS A ORDINARY SHARES OF THE PAR VALUE OF US$0.0001 EACH OF POWERUP ACQUISITION CORP. (THE “COMPANY”) subject |
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January 6, 2022 |
PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 PowerUp Acquisition Corp. 188 Grand Street Unit #195 New York, NY 10013 VIA EDGAR January 6, 2022 U.S. Securities & Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, NE Washington, D.C. 20549 Attn: Alan Campbell Re: PowerUp Acquisition Corp. Amended Draft Registration Statement on Form S-1 Submitted September 7, 2021 CIK 0001847345 Dear Mr. Campbell: PowerUp |
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December 30, 2021 |
Form of Warrant Agreement between American Stock Transfer & Trust Company, LLC and the Registrant. Exhibit 4.4 WARRANT AGREEMENT between POWERUP ACQUISITION CORP. and AMERICAN STOCK TRANSFER AND TRUST COMPANY, LLC Dated , 2021 THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2021, is by and between PowerUp Acquisition Corp., a Cayman Islands exempted company (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability company, as warrant agent (in such |
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December 30, 2021 |
EX-99.3 7 tm219697d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 CONSENT OF PETER BLACKLOW PowerUp Acquisition Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned |
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December 30, 2021 |
Promissory Note, dated as of February 16, 2021, issued to PowerUp Sponsor LLC. Exhibit 10.1 THE OFFER AND SALE OF THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AN |
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December 30, 2021 |
Memorandum and Articles of Association. EX-3.1 2 tm219697d1ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 Assistant Registrar THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES MEMORANDUM AND ARTICLES OF ASSOCIATION OF POWERUP ACQUISITION CORP. EXEMPTED Company Registered and filed as No. 371384 On 09-Feb-2021 Assistant Registrar THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES MEMORANDUM OF |
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December 30, 2021 |
EX-99.5 9 tm219697d1ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 CONSENT OF JULIE UHRMAN PowerUp Acquisition Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the “Registration Statement”), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned he |