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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Qumu Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-20728 Qumu Corporation (Exact name of registrant as specified in its cha |
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| February 13, 2023 |
QUMU / Qumu Corp / Harbert Discovery Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 13, 2023 |
QUMU / Qumu Corp / Roumell Asset Management, LLC - JAMES C. ROUMELL Passive Investment SC 13G/A 1 qumua121323.htm JAMES C. ROUMELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Qumu Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 749063103 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the approp |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 8, 2023 Registration No. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 S-8 POS 1 forms-8pos.htm As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. 333-53875, 333-34788, 333-69550, 333-106901, 333-127244, 333-147344, 333-161262, 333-176145, 333-177836, 333-187616, 333-197520, 333-206270, 333-215549, 333-226694, 333-249832, 333-255927, 333-265934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTI |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
QUMU / Qumu Corp / Grossman Bruce - AMENDMENT NO. 2 Passive Investment SC 13G/A 1 eh230328965sc13ga2-qumu.htm AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Qumu Corp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 749063103 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Ch |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023 As filed with the Securities and Exchange Commission on February 9, 2023 Registration Nos. |
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| February 9, 2023 |
As filed with the Securities and Exchange Commission on February 8, 2023 Registration No. |
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| February 8, 2023 |
Amended and Restated Articles of Incorporation of Qumu Corporation dated February 8, 2023. EXHIBIT 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF QUMU CORPORATION To form a corporation pursuant to the Minnesota Business Corporation Act, the undersigned, an individual 18 years of age or older, adopts the following articles of incorporation: 1. Name.The name of the corporation is Qumu Corporation. 2. Registered Office.The address of the registered office of the corporation in Minne |
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| February 8, 2023 |
Amended and Restated Bylaws of Qumu Corporation dated February 8, 2023. EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF QUMU CORPORATION Table of Contents Page Article 1. Shareholder Meetings 1 1.1 Place of Meetings 1 1.2 Regular Meetings 1 1.3 Special Meetings 1 1.4 Quorum, Adjourned Meetings 1 1.5 Voting 2 1.6 Record Date 2 1.7 Notice of Meetings 2 1.8 Written Action 2 1.9 Chief Executive Officer; Secretary 2 Article 2. Directors 2 2.1 Number, Qualifications and Term of |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 8, 2023 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) QUMU CORPORATION (Name of Subject Company) COSMOS MERGER SUB, INC. (Offeror) ENGHOUSE INTERACTIVE, INC. (Parent of Offeror) ENGHOUSE SYSTEMS LIMITED (Indirect and Ultimate Parent o |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) AMENDMENT NO. 3 TO SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 QUMU CORPORATION (Name of Subject Company) QUMU CORPORATION (Name of Person(s) Filing Statement) Common Stock (Title of Class of Securities) 749063103 (CUSIP Number of Class of Se |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) AMENDMENT NO. 2 TO SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 QUMU CORPORATION (Name of Subject Company) QUMU CORPORATION (Name of Person(s) Filing Statement) Common Stock (Title of Class of Securities) 749063103 (CUSIP Number of Class of Se |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 30, 2023 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) AMENDMENT NO. 1 TO SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 QUMU CORPORATION (Name of Subject Company) QUMU CORPORATION (Name of Person(s) Filing Statement) Common Stock (Title of Class of Securities) 749063103 (CUSIP Number of Class of Se |
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| January 27, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 24, 2023 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) QUMU CORPORATION (Name of Subject Company) COSMOS MERGER SUB, INC. (Offeror) ENGHOUSE INTERACTIVE, INC. (Parent of Offeror) ENGHOUSE SYSTEMS LIMITED (Indirect and Ultimate Parent o |
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| January 6, 2023 |
Press Release issued by Enghouse, dated January 6, 2023. Enghouse Systems Limited SC TO-T Exhibit 99.(a)(5)(ii) NEWS Enghouse Systems Commences Tender Offer for Qumu Corporation Markham, Ontario ? January 6, 2023 ? Enghouse Systems Limited (TSX:ENGH) (?Enghouse?) today announced that its indirect wholly-owned subsidiary, Cosmos Merger Sub, Inc., has commenced its previously announced tender offer for all outstanding shares of common stock of Qumu Corpor |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 QUMU CORPORATION (Name of Subject Company) QUMU CORPORATION (Name of Person(s) Filing Statement) Common Stock (Title of Class of Securities) 749063103 (CUSIP Number of Class of Securities) Rose Bent |
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| January 6, 2023 |
Enghouse Systems Limited SC TO-T Exhibit 99.(d)(2) Qumu Corporation 400 S. 4th Street, Suite 401-412 Minneapolis, MN 55415 July 26, 2022 Name and Address: Enghouse Systems Limited 80 Tiverton Court, Suite 800 Markham, ON, L3R OG4 Canada Ladies and Gentlemen: In connection with the consideration of a potential negotiated transaction (the ?Transaction?) involving Qumu Corporation (the ?Company?), th |
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| January 6, 2023 |
EX-13 2 ex-e13.htm Exhibit (e)(13) EXECUTIVE COMPENSATION Explanation of Compensation The following describes our compensation objectives and policies in 2021 as applied to the following persons who served as executive officers for all or a portion of 2021 who are referred to in this proxy statement as the named executive officers: ● TJ Kennedy, who served as our President and Chief Executive Offi |
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| January 6, 2023 |
Form of Notice of Guaranteed Delivery ex99-a1iii Enghouse Systems Limited SC TO-T Exhibit 99.(a)(1)(iii) Notice of Guaranteed Delivery for Tender of Shares of Common Stock Of QUMU CORPORATION to COSMOS MERGER SUB, INC. (Not to be used for signature guarantees) THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE FOLLOWING 11:59 P.M. (12:00 MIDNIGHT), NEW YORK CITY TIME, ON FEBRUARY 6, 2023, UNLESS THE OFFER IS EXTENDED. This Noti |
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| January 6, 2023 |
EX-99.(A)(1)(II) 3 ex99-a1ii.htm FORM OF LETTER OF TRANSMITTAL ex99-a1ii Enghouse Systems Limited SC TO-T Exhibit 99.(a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of QUMU CORPORATION-CUSIP #749063103 at $0.90 Net Per Share in Cash Pursuant to the Offer to Purchase dated January 6, 2023 by Enghouse Interactive, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE FOLLO |
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| January 6, 2023 |
ex-107 Enghouse Systems Limited SC TO-T Exhibit 107 Calculation of Filing Fee Tables SC TO-T (Form Type) QUMU CORPORATION (Name of Issuer) ENGHOUSE SYSTEMS LIMITED (Name of Person(s) Filing Statement) Table 1: Transaction Valuation ? ? Transaction Valuation ? Fee Rate ? Amount of Filing Fee Fees to Be Paid ? $17,265,887* ? $0. |
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| January 6, 2023 |
SC TO-T 1 eghsf-sctot010523.htm THIRD PARTY TENDER OFFER STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QUMU CORPORATION (Name of Subject Company) COSMOS MERGER SUB, INC. (Offeror) ENGHOUSE INTERACTIVE, INC. (Parent of Offeror) ENGHOUS |
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| January 6, 2023 |
Letter of Intent Agreement, dated November 8, 2022, by and between Qumu and Enghouse. Enghouse Systems Limited SC TO-T Exhibit 99.(d)(4) Enghouse Systems Limited 80 Tiverton Court, Suite 800 Markham, Ontario, Canada L3R0G4 Tel: 905-946-3302 Fax: 905-946-3201 STRICTLY CONFIDENTIAL November 8, 2022 VIA EMAIL: Mr. David Wambeke [email protected] QUMU Corporation 510 1st Avenue North, Suite 305 Minneapolis, MN 55403 Dear David: Re: Revised Term sheet for the share purchase |
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| January 6, 2023 |
Offer to Purchase, dated January 6, 2023 ex99-a1i Enghouse Systems Limited SC TO-T Exhibit 99.(a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Qumu Corporation at $0.90 Net Per Share by Cosmos Merger Sub, Inc. a wholly owned subsidiary of Enghouse Interactive, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT THAT TIME THAT IS ONE MINUTE FOLLOWING 11:59 P.M. (12:00 MIDNIGHT), NEW YORK CITY TIME, ON FEBRUAR |
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| December 21, 2022 |
QUMU / Qumu Corp / Harbert Discovery Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 19, 2022 |
Exhibit 99.2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), is made and entered into as of December 17, 2022, by and among Enghouse Interactive, Inc., a Delaware corporation (“Parent”), Cosmos Merger Sub, Inc., a Minnesota corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and each of the Persons set forth on Schedule A hereto (each, a “Sharehol |
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| December 19, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among ENGHOUSE INTERACTIVE, INC., Cosmos Merger Sub, Inc. and QUMU CORPORATION DECEMBER 17, 2022 TABLE OF CONTENTS Page ARTICLE I THE MERGER TRANSACTIONS 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 5 Section 1.3 The Merger 6 Section 1.4 Closing 7 Section 1.5 Effective Time 7 Section 1.6 Merger Without Meeting of Shareholders 7 Section 1.7 E |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 QUMU CORPORATION (Name of Subject Company) QUMU CORPORATION (Name of Person(s) Filing Statement) Common Stock, $0.01 par value (Title of Class of Securities) 749063103 (CUSIP Number of Class of Secu |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 17, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QUMU CORPORATION (Name of Subject Company) COSMOS MERGER SUB, INC. (Offeror) ENGHOUSE INTERACTIVE, INC. (Parent of Offeror) ENGHOUSE SYSTEMS LIMITED (Indirect and Ultimate Parent of Offeror) (Filing |
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| December 19, 2022 |
Amendments effective December 17, 2022 to Amended and Restated Bylaws of Qumu Corporation. Exhibit 3.1 AMENDMENTS EFFECTIVE DECEMBER 17, 2022 TO AMENDED AND RESTATED BYLAWS OF QUMU CORPORATION The following amendments are made to the Amended and Restated Bylaws, as amended (the “Bylaws”) of Qumu Corporation (the “corporation”), pursuant to resolutions adopted by the corporation’s board of directors at a meeting held on December 17, 2022: ARTICLE XII. EXCLUSIVE FORUM Unless the corporati |
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| December 19, 2022 |
Exhibit 99.1 Enghouse Systems to Acquire Qumu Corporation in All-Cash Transaction Expanding its SaaS Enterprise Video Offering Markham, Ontario; Minneapolis, Minnesota – December 19, 2022 – Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology, and Enghouse Systems Ltd. (TSX:ENGH), a leading global provider of enterprise software solutions serving certain e |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU |
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| October 28, 2022 |
EXHIBIT 99.1 Qumu Reports Third Quarter 2022 Financial Results Traction with Partner-Led Sales Strategy Contributes to Continued Growth in Quarterly SaaS Revenue and SaaS Annual Recurring Revenue for Third Quarter 2022 Cost Management Yields 30% Year-Over-Year Operating Expense Reduction MINNEAPOLIS ? October 27, 2022 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise |
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| October 28, 2022 |
Qumu Corporation Third Quarter 2022 Earnings Conference Call October 27, 2022 Exhibit 99.2 Qumu Corporation Third Quarter 2022 Earnings Conference Call October 27, 2022 Operator Welcome to Qumu?s third quarter 2022 conference call. My name is Kurt, and I will be your operator this afternoon. Joining us are Qumu?s President and CEO Rose Bentley, CFO Tom Krueger, and Matt Glover from Gateway Investor Relations. At this time, all participant lines are in listen-only mode. Afte |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| October 12, 2022 |
EXHIBIT 99.1 From the desk of Rose Bentley Published on October 11, 2022 Welcome to autumn. I?m looking forward to reporting to you on the results for our third quarter, which ended September 30, later this month. We currently plan to announce our third quarter results the week of October 24. Stay tuned for the exact date and the conference call dial-in details. 100 Days In ? Early in our third qu |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 11, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU CORPO |
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| August 15, 2022 |
EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this ?Agreement?) is dated as of the Effective Date between SILICON VALLEY BANK, a California corporation (?Bank?), and the borrowers listed on Schedule I hereto (each and together, jointly and severally, ?Borrower?). The parties agree as follows: 1 LOAN AND TERMS OF PAYMENT 1.1 Revolving Line. (a) Availability. Subject to |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 10, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| August 12, 2022 |
Qumu Corporation Second Quarter 2022 Earnings Conference Call August 10, 2022 Exhibit 99.2 Qumu Corporation Second Quarter 2022 Earnings Conference Call August 10, 2022 Operator Welcome to Qumu?s second quarter 2022 conference call. My name is Chris, and I will be your operator this afternoon. Joining us are Qumu?s President and CEO Rose Bentley, CFO Tom Krueger, and Matt Glover from Gateway Investor Relations. At this time, all participant lines are in listen-only mode. Af |
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| August 12, 2022 |
EXHIBIT 99.1 Qumu Reports Second Quarter 2022 Financial Results Qumu Reports 10% Increase in Quarterly SaaS Revenue and SaaS Annual Recurring Revenue for Second Quarter 2022 Company Reiterated its SaaS Growth Expectations for 2022 and 2023 MINNEAPOLIS ? August 10, 2022 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology, today reported financial results |
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| July 29, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 26, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| July 8, 2022 |
Letter from KPMG LLP dated July 8, 2022. Exhibit 16.1 July 8, 2022 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Qumu Corporation and, under the date of April 15, 2022, we reported on the consolidated financial statements of Qumu Corporation as of and for the year ended December 31, 2021. On July 6, 2022, we were dismissed. We have read Qumu Corporation?s stat |
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| July 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 6, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Number) (I. |
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| June 30, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Qumu Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Regist |
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| June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 400 S 4th St, Suite 401-412 Minneapolis, MN 55415 (Address of principal exec |
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| June 3, 2022 |
Qumu Announces Results of 2022 Annual Meeting of Shareholders Qumu Announces Results of 2022 Annual Meeting of Shareholders MINNEAPOLIS ? June 3, 2022 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology, today announced the results of its 2022 Annual Meeting of Shareholders held Thursday, June 2, 2022 at 2:00 p. |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 2, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Number) (I. |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I. |
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| May 13, 2022 |
Qumu Corporation First Quarter 2022 Earnings Conference Call May 12, 2022 Exhibit 99.2 Qumu Corporation First Quarter 2022 Earnings Conference Call May 12, 2022 Operator Welcome to Qumu?s first quarter 2022 conference call. My name is Eli, and I will be your operator this afternoon. Joining us is Qumu?s President and CEO Rose Bentley, CFO Tom Krueger, and Matt Glover from Gateway Investor Relations. At this time, all participant lines are in listen-only mode. After the |
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| May 13, 2022 |
EXHIBIT 99.1 Qumu Reports First Quarter 2022 Financial Results Continued Execution of Transformational Cloud Growth Strategy Drives 15% Increase in Quarterly SaaS Revenue and 10% Increase in SaaS Annual Recurring Revenue (ARR) SaaS Revenue Accounted for 54% of Total Q1 Revenue MINNEAPOLIS ? May 12, 2022 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technolog |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 12, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Number) (I. |
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| May 2, 2022 |
DEF 14A 1 qumu2022annualmeetingproxy.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commiss |
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| April 18, 2022 |
Offer letter from Qumu Corporation to Rose Bentley dated April 12, 2022. EXHIBIT 10.1 April 12, 2022 Rose Bentley Sent via email Dear Rose, Congratulations! We are very pleased to inform you of your appointment to the position of Chief Executive Officer of Qumu Corporation (?Qumu? or ?Company?). Your appointment will be effective April 16, 2022 (?Effective Date?), at which point your employment will be subject to the terms and conditions set forth in this offer letter. |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 12, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File N |
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| April 18, 2022 |
Qumu Appoints Rose Bentley as the Company’s New President and Chief Executive Officer EXHIBIT 99.1 Qumu Appoints Rose Bentley as the Company?s New President and Chief Executive Officer Minneapolis, MN ? April 18, 2022 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology, has appointed current Chief Operating Officer Rose Bentley as its new President and Chief Executive Officer, effective April 16, 2022. Bentley succeeds TJ Kennedy, who is |
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| April 15, 2022 |
Stock Option Agreement dated December 6, 2021 by and between Qumu Corporation and Thomas A. Krueger. EX-10.1 2 ex-101stockoptionagreement.htm STOCK OPTION AGREEMENT Exhibit 10.1 QUMU CORPORATION STOCK OPTION AGREEMENT THIS STOCK OPTION AGREEMENT (this “Agreement”) is made as of the Grant Date set forth below, by and between Qumu Corporation, a Minnesota corporation (the “Company”), and the optionee named below (“Optionee”), and is not issued pursuant to the Company’s 2007 Second Amended and Resta |
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| April 15, 2022 |
FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Mi |
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| April 15, 2022 |
Subsidiaries of Qumu Corporation. Exhibit 21.1 SUBSIDIARIES OF QUMU CORPORATION AS OF DECEMBER 31, 2021 Name Jurisdiction of Incorporation Percent Owned Qumu, Inc. California 100.0% Qumu UK Holdings, Ltd. United Kingdom 100.0% Qumu UK Limited United Kingdom 100.0% (1) Qumu Middle East FZ-LLC Dubai 100.0% (1) Qumu Ltd. United Kingdom 100.0% (1) Qumu Japan Co., Ltd. Japan 100.0% Qumu (Singapore) Pte. Ltd Singapore 100.0% (1)100% own |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 30, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File N |
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| April 4, 2022 |
Form of ELT Performance Stock Unit Award Agreement granted March 30, 2022. EXHIBIT 10.1 QUMU corporation Performance Stock Unit award agreement ELT Participant: Grant: Performance Stock Units Grant Date: March 30, 2022 THIS PERFORMANCE STOCK UNIT AWARD AGREEMENT (this ?Agreement?) is made as of the Grant Date set forth above, by and between Qumu Corporation, a Minnesota corporation (the ?Company?), and the ELT Participant named above (?Participant?) setting forth the ter |
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| March 31, 2022 |
EXHIBIT 10.1 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Agreement?) is entered into as of March 30, 2022, by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, and its successors and assigns (?Lender?), QUMU CORPORATION, a Minnesota corporation, and QUMU, INC., a California corporation (individually and |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 30, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Number) (I. |
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| March 31, 2022 |
EXHIBIT 99.1 Qumu Reports Fourth Quarter and Full Year 2021 Financial Results Continued Execution of Cloud Growth Strategy Drives 35% Increase in SaaS Revenue and 16% Increase in SaaS Annual Recurring Revenue (ARR) MINNEAPOLIS ? March 17, 2022 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology, today reported financial results for the fourth quarter an |
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| March 31, 2022 |
NT 10-K 1 qumuform12b-25forform10xk.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-20728 CUSIP Number: 749063103 ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-CEN ☐ Form N-CSR For period ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition |
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| March 18, 2022 |
EXHIBIT 99.1 Qumu Reports Fourth Quarter and Full Year 2021 Financial Results Continued Execution of Cloud Growth Strategy Drives 35% Increase in SaaS Revenue and 16% Increase in SaaS Annual Recurring Revenue (ARR) MINNEAPOLIS ? March 17, 2022 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology, today reported financial results for the fourth quarter an |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 17, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Number) (I. |
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| March 18, 2022 |
Qumu Corporation Fourth Quarter and Full Year 2021 Earnings Conference Call March 17, 2022 Exhibit 99.2 Qumu Corporation Fourth Quarter and Full Year 2021 Earnings Conference Call March 17, 2022 Operator Welcome to Qumu?s fourth quarter and full year 2021 conference call. My name is Dulem, and I will be your operator this afternoon. Joining us is Qumu?s President and CEO TJ Kennedy, CFO Tom Krueger, COO Rose Bentley, and Matt Glover from Gateway Investor Relations. At this time, all par |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 24, 2022 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| February 11, 2022 |
QUMU / Qumu Corp / Portolan Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 tm226177d4sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d–1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. 1 )* Qumu Corporation (Name of Issuer) Common (Title of Class of Securities) 749063103 (CUSIP Number) December 31, 202 |
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| February 11, 2022 |
QUMU / Qumu Corp / Roumell Asset Management, LLC - JAMES C. ROUMELL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Qumu Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 749063103 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 23, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| November 30, 2021 |
EXHIBIT 99.1 Qumu Appoints Senior Technology and Finance Executive Tom Krueger as CFO to Guide Company?s Continued SaaS Transformation Former Khoros, Meltwater and Salesforce Finance Leader Joins Qumu?s Management Team MINNEAPOLIS ? November 29, 2021 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, has appointed senior |
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| November 30, 2021 |
EXHIBIT 10.1 November 19, 2021 Thomas A. Krueger [address] [address] Sent via email Dear Tom, We are pleased to offer you the position of Chief Financial Officer (CFO) for Qumu Corporation. In this role, you will report to TJ Kennedy, President & CEO. Below is a summary of information related to this full time offer of employment. This offer is contingent on the successful completion of a backgrou |
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| November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 23, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Number) (I. |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I. |
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| October 29, 2021 |
Qumu Corporation Third Quarter 2021 Earnings Conference Call October 28, 2021 Exhibit 99.2 Qumu Corporation Third Quarter 2021 Earnings Conference Call October 28, 2021 Operator Welcome to Qumu?s third quarter 2021 conference call. My name is Kevin, and I will be your operator this afternoon. Joining us is Qumu?s President and CEO TJ Kennedy, COO Rose Bentley, and Matt Glover from Gateway Investor Relations. At this time, all participant lines are in listen-only mode. After |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 28, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Number) (I. |
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| October 29, 2021 |
EXHIBIT 99.1 Qumu Reports Third Quarter 2021 Financial Results Continued Execution of Cloud Growth Strategy Drives 19% Year-over-Year Increase in Subscription ARR and Strong SaaS Metrics MINNEAPOLIS ? October 28, 2021 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, today reported financial results for the third quarte |
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| August 30, 2021 |
Qumu Announces CFO Transition Plan Exhibit 99.1 Qumu Announces CFO Transition Plan MINNEAPOLIS ? August 30, 2021 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology, announced today that Dave Ristow will be stepping down from his position as Chief Financial Officer of the Company, effective September 10, 2021, to pursue a new CFO opportunity with a technology company in the pharmaceutica |
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| August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 26, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| August 16, 2021 |
QUMU / Qumu Corp / Harbert Discovery Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 9, 2021 |
EXHIBIT 10.1 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT This First Amendment to Loan And Security Agreement (this ?Agreement?) is entered into as of August 6, 2021, by and among Wells Fargo Bank, National Association, a national banking association, and its successors and assigns (?Lender?), Qumu Corporation, a Minnesota corporation, and Qumu, Inc., a California corporation (individually and c |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I. |
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| July 30, 2021 |
Qumu Corporation Second Quarter 2021 Earnings Conference Call July 29, 2021 Exhibit 99.2 Qumu Corporation Second Quarter 2021 Earnings Conference Call July 29, 2021 Operator Welcome to Qumu?s second quarter 2021 conference call. My name is Nikah, and I will be your operator this afternoon. Joining us is Qumu?s President and CEO TJ Kennedy, CFO Dave Ristow, and Matt Glover from Gateway Investor Relations. The results we will review today further enhance our pre-announcemen |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 29, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| July 30, 2021 |
EXHIBIT 99.1 Qumu Reports Second Quarter 2021 Financial Results Continued Progress within Cloud Growth Strategy Drives 28% Year-over-Year Increase in Subscription Annual Recurring Revenue (ARR) and Improving SaaS Metrics MINNEAPOLIS ? July 29, 2021 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, today reported financi |
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| June 30, 2021 |
Qumu Corporation Business Update Conference Call June 29th at 4:00 p.m. CT Exhibit 99.2 Qumu Corporation Business Update Conference Call June 29th at 4:00 p.m. CT Operator Welcome to Qumu?s business update conference call. My name is [NAME], and I will be your operator this afternoon. Joining us is Qumu?s Chairman Neil Cox, President and CEO TJ Kennedy, CFO Dave Ristow, COO Rose Bentley, and Matt Glover from Gateway Investor Relations. At this time, all participant lines |
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| June 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 29, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| June 30, 2021 |
EX-99.1 2 q22021ex991.htm PRESS RELEASE ISSUED JUNE 29, 2021 EXHIBIT 99.1 Qumu Reports Preliminary Second Quarter 2021 Financial Results and Updates 2021 Business Outlook Company to Hold Conference Call Today, June 29th at 5:00 p.m. ET MINNEAPOLIS – June 29, 2021 – Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, today a |
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| June 11, 2021 |
QUMU / Qumu Corp / Portolan Capital Management, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d ?1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d?2. (Amendment No. )* Qumu Corporation (Name of Issuer) Common (Title of Class of Securities) 749063103 (CUSIP Number) June 3, 2021 (Date of Event Which Requires Filing of this |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 400 South 4th Street, Suite 401-412 Minneapolis, MN 55415 (Address of |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I. |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 6, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Numb |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 29, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File N |
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| April 30, 2021 |
EXHIBIT 99.1 Qumu Reports First Quarter 2021 Financial Results Execution on SaaS Strategy Drives 21% Year-over-Year Increase in Subscription Annual Recurring Revenue (ARR); Management Reiterates Revenue Growth Outlook of 20%+ in 2021 MINNEAPOLIS ? April 29, 2021 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, today re |
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| April 30, 2021 |
Qumu Corporation First Quarter 2021 Earnings Conference Call April 29, 2021 EX-99.2 3 q12021ex992.htm STATEMENTS OF TJ KENNEDY, DAVE RISTOW AND ROSE BENTLEY Exhibit 99.2 Qumu Corporation First Quarter 2021 Earnings Conference Call April 29, 2021 Operator Welcome to Qumu’s first quarter 2021 conference call. My name is Ashley, and I will be your operator this afternoon. Joining us is Qumu’s President and CEO TJ Kennedy, CFO Dave Ristow, COO Rose Bentley, and Matt Glover fr |
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| April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 22, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File N |
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| March 12, 2021 |
Letter from RSM US LLP dated March 12, 2021. Exhibit 16.1 March 12, 2021 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Qumu Corporation?s statements included under Item 4.01(a) of its Form 8-K filed on March 12, 2021, and we agree with such statements concerning our firm. Sincerely, /s/ RSM US LLP |
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| March 12, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 10, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File N |
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| March 10, 2021 |
Subsidiaries of Qumu Corporation. Exhibit 21.1 SUBSIDIARIES OF QUMU CORPORATION AS OF DECEMBER 31, 2020 Name Jurisdiction of Incorporation Percent Owned Qumu, Inc. California 100.0% Qumu UK Holdings, Ltd. United Kingdom 100.0% Qumu UK Limited United Kingdom 100.0% (1) Qumu Middle East FZ-LLC Dubai 100.0% (1) Qumu Ltd. United Kingdom 100.0% (1) Qumu Japan Co., Ltd. Japan 100.0% Qumu (Singapore) Pte. Ltd Singapore 100.0% (1)100% own |
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| March 10, 2021 |
FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Mi |
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| March 8, 2021 |
EXHIBIT 99.1 Qumu Reports Fourth Quarter and Full Year 2020 Financial Results 2020 Revenue Up 15% to $29.1 Million and Subscription ARR Up 29% to $11.6 Million; Management Reaffirms 20%+ Revenue Growth Target for 2021 MINNEAPOLIS ? March 4, 2021 ? Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, today reported financial |
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| March 8, 2021 |
Qumu Corporation Fourth Quarter 2020 Earnings Conference Call March 4, 2021 Exhibit 99.2 Qumu Corporation Fourth Quarter 2020 Earnings Conference Call March 4, 2021 Operator Ladies and gentlemen, thank you for standing by. Welcome to the Qumu fourth quarter 2020 earnings conference call. At this time, all participant lines are in listen-only mode. After the speaker presentation, there will be a question-and-answer session. To ask a question during the session, you will ne |
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| March 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 4, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| February 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 18, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| February 24, 2021 |
Form of Qumu Corporation Performance Stock Unit Award Agreement approved February 18, 2021. EXHIBIT 10.2 QUMU corporation Performance Stock Unit award agreement Participant: Grant: Performance Stock Units Grant Date: , 2021 THIS PERFORMANCE STOCK UNIT AWARD AGREEMENT (this ?Agreement?) is made as of the Grant Date set forth above, by and between Qumu Corporation, a Minnesota corporation (the ?Company?), and the Participant named above (?Participant?) setting forth the terms and condition |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Qumu Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 749063103 (CUSIP Number) December |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Qumu Corp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 749063103 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 29, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| January 27, 2021 |
Qumu Announces Launch of Public Offering of $20 Million of Common Stock EXHIBIT 99.1 Qumu Announces Launch of Public Offering of $20 Million of Common Stock Minneapolis, MN – January 25, 2021 – Qumu Corporation (NASDAQ: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, announced today the launch of an underwritten registered public offering of $20 million of its common stock. In addition, Qumu intends to grant the und |
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| January 27, 2021 |
EXHIBIT 1.1 3,225,000 Shares1 Qumu Corporation Common Stock, par value $0.01 per share PURCHASE AGREEMENT January 26, 2021 Craig-Hallum Capital Group LLC c/o Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Minnesota 55402 Ladies and Gentlemen: Qumu Corporation, a Minnesota corporation (the “Company”), proposes to sell to Craig-Hallum Capital Group LLC (the “Underwrite |
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| January 27, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-233470 Registration No. 333-252388 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2019) 3,225,000 Shares Common Stock We are offering 3,225,000 shares of our common stock, par value $0.01 per share, as described in this prospectus supplement and the accompanying prospectus. Our common stock is listed on the Nasdaq Capital Market under |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 26, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| January 27, 2021 |
Qumu Announces Pricing of Public Offering of Common Stock EXHIBIT 99.2 Qumu Announces Pricing of Public Offering of Common Stock Minneapolis, MN – January 27, 2021 – Qumu Corporation (NASDAQ: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, announced today the pricing of its previously announced underwritten registered public offering of 3,225,000 shares of its common stock at a price to the public of $ |
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| January 25, 2021 |
Subject to Completion, dated January 25, 2021 Filed Pursuant to Rule 424(b)(5) Registration No. 333-233470 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has become effective by rule of the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and w |
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| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 25, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| January 25, 2021 |
Qumu Reports Preliminary Fourth Quarter and 2020 Financial Results EXHIBIT 99.1 Qumu Reports Preliminary Fourth Quarter and 2020 Financial Results Minneapolis, MN – January 25, 2021 – Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, today reported preliminary financial results for the fourth quarter and its full year ended December 31, 2020. The preliminary financial results for 2020 ar |
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| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Qumu Corporation (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 400 S. 4th Street, Suite 401-412 Minneapolis, MN 55415 (612) 638-91 |
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| January 19, 2021 |
EXHIBIT 10.2 Wells Fargo Bank, N.A. Technology Banking Group January 15, 2021 Qumu Corporation Qumu, Inc. 400 S. 4th Street, Suite 401-412 Minneapolis, Minnesota 55415 Attention: Dave Ristow Re: Loan from Wells Fargo Bank, N.A. (the “Lender”) QUMU Corporation, a Minnesota corporation and QUMU, Inc., a California corporation (individually and collectively, the “Borrower”) Dear Dave: Pursuant to tha |
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| January 19, 2021 |
EXHIBIT 99.1 Qumu Secures $10 Million Revolving Credit Facility, Providing Additional Financial Flexibility to Execute SaaS Growth Strategy Minneapolis, MN – January 19, 2021 – Qumu Corporation (Nasdaq: QUMU), a leading provider of cloud-based enterprise video technology for organizations of all sizes, has closed a $10 million revolving credit facility with Wells Fargo Bank, NA. The revolving cred |
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| January 19, 2021 |
EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT Among QUMU CORPORATION, QUMU, INC. And WELLS FARGO BANK, NATIONAL ASSOCIATION This Loan And Security Agreement (this “Agreement”) is entered into as of January 15, 2021, by and among Wells Fargo Bank, National Association, a national banking association, and its successors and assigns (“Lender”), Qumu Corporation, a Minnesota corporation and Qumu, Inc., a C |
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| January 19, 2021 |
Entry into a Material Definitive Agreement - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 15, 2021 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| December 8, 2020 |
EXHIBIT 99.1 Enterprise Video Leader Qumu Announces Worldwide Office Virtualization New ‘Work from Wherever, Forever’ Policy Virtualizes All Roles, Will Eliminate Dedicated Office Space in Minneapolis, London and Hyderabad Minneapolis, December 8, 2020—Qumu, a leading provider of cloud-based Enterprise Video technology for organizations of all sizes, has just announced a ‘Work from Wherever, Forev |
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| December 8, 2020 |
Costs Associated with Exit or Disposal Activities - FORM 8-K DATED DECEMBER 8, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 8, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| November 27, 2020 |
- FORM 8-K DATED NOVEMBER 27, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 27, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 510 1st Avenue North, Suite 305 Minneapolis, MN 55403 (Address of prin |
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| November 3, 2020 |
Exhibit 10.1 QUMU CORPORATION STOCK OPTION AGREEMENT THIS STOCK OPTION AGREEMENT (this “Agreement”) is made as of the Grant Date set forth below, by and between Qumu Corporation, a Minnesota corporation (the “Company”), and the optionee named below (“Optionee”), and is not issued pursuant to the Company’s 2007 Second Amended and Restated Stock Incentive Plan (the “2007 Plan”) or any other equity i |
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| November 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I. |
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| October 28, 2020 |
EXHIBIT 99.1 Qumu Reports Third Quarter and Nine Month 2020 Financial Results Company’s Strategic Roadmap Designed to Drive 20%+ Full Year Revenue Growth in 2021, Supported by 18% Year-over-Year Increase in Q3 2020 Subscription Annual Recurring Revenue (ARR) and Robust Pipeline Minneapolis, MN – October 27, 2020 – Qumu Corporation (Nasdaq: QUMU), the leading provider of best-in-class Enterprise Vi |
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| October 28, 2020 |
Qumu Corporation Third Quarter 2020 Earnings Conference Call October 27, 2020 at 3:30 p.m. CT EXHIBIT 99.2 Qumu Corporation Third Quarter 2020 Earnings Conference Call October 27, 2020 at 3:30 p.m. CT Operator Ladies and gentlemen, thank you for standing by. I would now like to introduce your host, Qumu’s Chief Financial Officer, Mr. Dave Ristow. Sir, you may begin. Dave Ristow – CFO Thanks, operator, and good afternoon, everyone. After the market close today, Qumu issued a press release a |
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| October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| October 2, 2020 |
- FORM 8-K DATED SEPTEMBER 30, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 30, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fi |
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| August 24, 2020 |
QUMU / Qumu Corp. / Grossman Bruce - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Qumu Corp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 749063103 (CUSIP Number) August 17, 2020 (Dat |
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| August 14, 2020 |
- OTHER DEFINITIVE PROXY STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Minnesota 41-1577970 (State or other jurisdiction of incorporation or organization) (I. |
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| August 4, 2020 |
EXHIBIT 31.2 CERTIFICATION I, David G. Ristow, certify that: 1. I have reviewed this Form 10-Q of Qumu Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covere |
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| July 29, 2020 |
EXHIBIT 99.1 Qumu Announces Second Quarter 2020 Financial Results Company Affirms 74% Revenue Increase in Second Quarter to Record $9.3 Million; Strong Demand Continues to Expand Sales Pipeline Minneapolis, MN – July 28, 2020 – Qumu Corporation (Nasdaq: QUMU), the leading provider of best-in-class video technology for the enterprise, today reported financial results for the second quarter ended Ju |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 28, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| July 29, 2020 |
Qumu Corporation Second Quarter 2020 Earnings Conference Call July 28, 2020 Exhibit 99.2 Qumu Corporation Second Quarter 2020 Earnings Conference Call July 28, 2020 Operator Good afternoon and welcome to Qumu’s second quarter 2020 conference call. My name is Justin, and I will be your operator this afternoon. Joining me for today’s call is the Company’s Chairman Neil Cox, President and CEO TJ Kennedy, and CFO Dave Ristow. After the market close today, Qumu issued a press |
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| July 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 23, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| July 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 14, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| July 20, 2020 |
EXHIBIT 10.1 July 14, 2020 TJ Kennedy [address] [address] Dear TJ, The Qumu board of directors is pleased to offer you the position of President and Chief Executive Officer. Your first day of employment is July 20, 2020. You will report to Qumu’s board of directors. You will also be appointed to the Qumu board of directors on your first day of employment. Base Salary In this position, your annual |
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| July 20, 2020 |
Qumu Appoints Veteran Technology Executive TJ Kennedy as President and CEO EXHIBIT 99.1 Qumu Appoints Veteran Technology Executive TJ Kennedy as President and CEO Minneapolis, MN – July 17, 2020 – Qumu Corporation (Nasdaq: QUMU), the leading provider of best-in-class video technology for the enterprise, today announced that its Board of Directors has appointed technology executive TJ Kennedy as its new President and Chief Executive Officer, effective July 20, 2020. Mr. K |
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| July 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 15, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| July 16, 2020 |
EXHIBIT 99.1 Qumu Announces Preliminary Second Quarter 2020 Revenue Strong Demand Drives Company to Raise Expected 2020 Revenue to $29 million Conference Call Scheduled for July 28, 2020 Minneapolis, MN - July 15, 2020 - Qumu Corporation (Nasdaq: QUMU), the leading provider of best-in-class video technology for the enterprise, announced preliminary revenue results for its second quarter ended June |
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| June 30, 2020 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 29, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| June 30, 2020 |
EXHIBIT 10.1 MUTUAL TERMINATION AGREEMENT This MUTUAL TERMINATION AGREEMENT (this “Agreement”), dated as of June 29, 2020, is by and among Synacor, Inc., a Delaware corporation (“Synacor”), Qumu Corporation., a Minnesota corporation (“Qumu”), and Quantum Merger Sub I, Inc., a Minnesota corporation. W I T N E S S E T H: WHEREAS, the parties have entered into that certain Agreement and Plan of Merge |
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| June 30, 2020 |
Synacor and Qumu Announce Mutual Termination of Merger Agreement EXHIBIT 99.1 Synacor and Qumu Announce Mutual Termination of Merger Agreement BUFFALO, NY, and MINNEAPOLIS, MN, June 29, 2020 – Synacor, Inc. (Nasdaq: SYNC), a leading provider of cloud-based Collaboration and Identity Management software and services serving global enterprises, video, internet and communications providers, and governments, and Qumu Corporation (Nasdaq: QUMU) a leading provider of |
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| June 1, 2020 |
Second Amendment and Consent to Loan and Security Agreement dated May 27, 2020* Exhibit 10.1 SECOND AMENDMENT AND CONSENT TO LOAN AND SECURITY AGREEMENT This Second Amendment and Consent to Loan and Security Agreement (this “Amendment”) is entered into this 27th day of May, 2020, by and among: (a) SILICON VALLEY BANK (“Bank”) and (b) (i) SYNACOR, INC., a Delaware corporation (“Synacor”), (ii) NTV INTERNET HOLDINGS, LLC, a Delaware limited liability company (“NTV”), and (iii) |
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| June 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 Synacor, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33843 16-1542712 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 8, 2020 |
Quarterly Report - FORM 10-Q FOR THE THREE MONTHS ENDED MARCH 31, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2020; OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . |
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| May 7, 2020 |
Qumu Corporation First Quarter 2020 Earnings Conference Call May 5, 2020 Exhibit 99.2 Qumu Corporation First Quarter 2020 Earnings Conference Call May 5, 2020 Operator [Introduction] Dave Ristow, CFO Good afternoon everyone, and thank you for joining our first quarter 2020 earnings conference call. After the market closed, we issued a press release announcing our results for the first quarter ended March 31st, 2020, a copy of which is available on the Investor Relation |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 Synacor, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33843 16-1542712 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 7, 2020 |
Security Agreement dated May 1, 2020 by and between Qumu Corporation and ESW Holdings, Inc. EXHIBIT 10.2 SECURITY AGREEMENT This Security Agreement (this “Security Agreement” or “Agreement”) is entered into as of May 1, 2020 by and between QUMU CORPORATION, a Minnesota corporation (“Debtor”) and ESW HOLDINGS, INC. (“Secured Party”) pursuant to the Secured Promissory Note dated as of the date hereof between Debtor and Secured Party (as amended, restated, supplemented or otherwise modified |
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| May 7, 2020 |
EXHIBIT 99.1 Qumu Announces First Quarter 2020 Results Company reports solid first quarter results, provides update on business and market for enterprise video amid COVID-19 pandemic Conference Call Today, May 5, 2020 at 4:30 p.m. ET Minneapolis, MN – May 5, 2020 – Qumu Corporation (Nasdaq: QUMU) today reported financial results for the first quarter ended March 31, 2020, reflecting revenue of $6. |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 1, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Numb |
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| May 7, 2020 |
Secured Promissory Note dated May 1, 2020 by and between Qumu Corporation and ESW Holdings, Inc. EXHIBIT 10.1 SECURED PROMISSORY NOTE $1,832,888.27 May 1, 2020 FOR VALUE RECEIVED, QUMU CORPORATION (referred to herein as “Debtor”), hereby promises to pay to the order of ESW HOLDINGS, INC., or its successors or assigns (“Holder”) at 401 Congress Avenue, Suite 2650, Austin, Texas 78701, or such other address as Holder may designate or permit in writing, the principal sum of One Million Eight Hun |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 5, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Numb |
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| May 7, 2020 |
Exhibit 99.1 Synacor Reports First Quarter 2020 Financial Results; Strength In Software Offset By COVID-19 Impact On Publisher Advertising BUFFALO, N.Y., May 6, 2020 – Synacor, Inc. (Nasdaq: SYNC), a cloud-based software and services company serving global video, internet and communications providers, device manufacturers, governments and enterprises, today announced its financial results for the |
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| March 6, 2020 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The authorized capital stock of Qumu Corporation (“Qumu,” “we,” “our,” or “us”) consists of 30,000,000 shares of capital stock, $0.01 par value. Unless otherwise established by our board of directors, all shares of capital stock are common stock. Qumu has one class of sec |
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| March 6, 2020 |
Letter Agreement effective March 3, 2020 by and between Qumu Corporation and David G. Ristow * Exhibit 10.11 Minnesota employee RETENTION AGREEMENT THIS RETENTION AGREEMENT (“Agreement”) is made by and between David G. Ristow (“Employee”) and Qumu Corporation (“Company”), and is dated as of March 3, 2020. WHEREAS, pursuant to an Agreement and Plan of Merger and Reorganization dated as of February 11, 2020 by and among Synacor, Inc., a Delaware corporation (“Synacor”), Quantum Merger Sub I, |
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| March 6, 2020 |
QUMU / Qumu Corp. 10-K - Annual Report - FORM 10-K FOR THE FISCAL YEAR ENDED DECEMBER 31, 2019 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 000-20728 QUMU CORPORATION (Exact name of registrant as specified in its charter) Mi |
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| March 6, 2020 |
Subsidiaries of Qumu Corporation. Exhibit 21.1 SUBSIDIARIES OF QUMU CORPORATION AS OF DECEMBER 31, 2019 Name Jurisdiction of Incorporation Percent Owned Qumu, Inc. California 100.0% Qumu UK Holdings, Ltd. United Kingdom 100.0% Qumu UK Limited United Kingdom 100.0% (1) Qumu Middle East FZ-LLC Dubai 100.0% (1) Qumu Ltd. United Kingdom 100.0% (1) Qumu Japan Co., Ltd. Japan 100.0% Qumu (Singapore) Pte. Ltd Singapore 100.0% (1) 100% ow |
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| March 4, 2020 |
Qumu Corporation 4th Quarter and Full Year 2019 Conference Call March 4, 2020 Exhibit 99.2 Qumu Corporation 4th Quarter and Full Year 2019 Conference Call March 4, 2020 Operator [Introduction] Dave Ristow, CFO Good afternoon everyone, and thank you for joining our fourth quarter and year-end 2019 earnings conference call. After the market closed, we issued a press release announcing our results for the fourth quarter and year ended December 31, 2019, a copy of which is avai |
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| March 4, 2020 |
EXHIBIT 99.1 Qumu Announces Fourth Quarter and Year-End 2019 Results Full year results reflect improved revenue, gross margin, adjusted EBITDA and cash position over 2018, as well as no debt, in advance of Synacor merger Conference Call Today, March 4, 2020 at 4:30 p.m. ET Minneapolis, MN – March 4, 2020 – Qumu Corporation (NASDAQ: QUMU) today reported financial results for the fourth quarter and |
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| March 4, 2020 |
QUMU / Qumu Corp. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 4, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| March 4, 2020 |
EXHIBIT 99.1 Qumu Announces Fourth Quarter and Year-End 2019 Results Full year results reflect improved revenue, gross margin, adjusted EBITDA and cash position over 2018, as well as no debt, in advance of Synacor merger Conference Call Today, March 4, 2020 at 4:30 p.m. ET Minneapolis, MN – March 4, 2020 – Qumu Corporation (NASDAQ: QUMU) today reported financial results for the fourth quarter and |
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| March 4, 2020 |
Qumu Corporation 4th Quarter and Full Year 2019 Conference Call March 4, 2020 Exhibit 99.2 Qumu Corporation 4th Quarter and Full Year 2019 Conference Call March 4, 2020 Operator [Introduction] Dave Ristow, CFO Good afternoon everyone, and thank you for joining our fourth quarter and year-end 2019 earnings conference call. After the market closed, we issued a press release announcing our results for the fourth quarter and year ended December 31, 2019, a copy of which is avai |
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| March 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 4, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| March 3, 2020 |
QUMU / Qumu Corp. / Radoff Bradley Louis - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* Qumu Corporation (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 749063103 (CUSIP Number) February 28, 2020 ( |
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| March 3, 2020 |
SYNC / Synacor, Inc. 425 - Merger Prospectus - 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2020 Synacor, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33843 16-1542712 (State or other jurisdiction of incorporation) (Commission File Number |
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| March 3, 2020 |
Exhibit 99.1 Joint Filing Agreement The undersigned hereby agree that the Statement on Schedule 13G dated March 3, 2020, with respect to the Common Stock, par value $0.01, of Qumu Corporation, and any amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Secu |
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| February 13, 2020 |
QUMU / Qumu Corp. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 10, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission (I. |
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| February 11, 2020 |
Exhibit 99.1 Qumu Announces Preliminary Full Year 2019 Financial Results 2019 Conference Call Scheduled for March 4, 2020 Minneapolis, MN – February 11, 2020 – Qumu Corporation (NASDAQ: QUMU), the leading provider of best-in-class video technology for the enterprise, announced preliminary financial results for its full year ended December 31, 2019. The preliminary financial results for 2019 are su |
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| February 11, 2020 |
Transcript of Joint Conference Call by Synacor, Inc. and Qumu Corporation February 11, 2020 EXHIBIT 99.3 Transcript of Joint Conference Call by Synacor, Inc. and Qumu Corporation February 11, 2020 Participants Rob Fink ? F&K Investor Relations Himesh Bhise ? Synacor Chief Executive Officer Vern Hanzlik ? Qumu Chief Executive Officer Tim Heasley ? Synacor Chief Financial Officer Dave Ristow ? Qumu Chief Financial Officer Analysts George Sutton ? Craig-Hallum Laura Martin ? Needham & Compa |
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| February 11, 2020 |
Joint Investor Presentation by Qumu Corporation and Synacor, Inc. dated February 11, 2020 |
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| February 11, 2020 |
Form of Synacor Support Agreement EXHIBIT 10.2 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this ?Agreement?) is made and entered into as of February 11, 2020 by and between Qumu Corporation, a Minnesota corporation (?Qumu?), and the undersigned stockholder (?Shareholder?) of Synacor, Inc., a Delaware corporation (?Synacor?). Capitalized terms that are used but not defined herein shall have the respective meanings ascribed thereto in |
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| February 11, 2020 |
Form of Qumu Support Agreement EXHIBIT 10.1 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this ?Agreement?) is made and entered into as of February 11, 2020 by and between SYNACOR, INC., a Delaware corporation (?Synacor?), and the undersigned shareholder (?Shareholder?) of Qumu Corporation, a Minnesota corporation (?Qumu?). Capitalized terms that are used but not defined herein shall have the respective meanings ascribed thereto in |
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| February 11, 2020 |
Joint Investor Presentation by Qumu Corporation and Synacor, Inc. dated February 11, 2020 |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 11, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| February 11, 2020 |
Form of Qumu Support Agreement EXHIBIT 10.1 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of February 11, 2020 by and between SYNACOR, INC., a Delaware corporation (“Synacor”), and the undersigned shareholder (“Shareholder”) of Qumu Corporation, a Minnesota corporation (“Qumu”). Capitalized terms that are used but not defined herein shall have the respective meanings ascribed thereto in |
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| February 11, 2020 |
EXHIBIT 99.1 Synacor and Qumu Agree to Merger, Creating Global Leader in SaaS-Based Collaboration Software All-Stock Transaction to Enhance Financial Scale; Estimated $70 Million of Software Revenue with $50 Million Recurring Provides Strategic Opportunities to Accelerate Revenue Growth, Increase Operating Efficiencies and Open New Sales Channels BUFFALO, NY, and Minneapolis, MN, February 11, 2020 |
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| February 11, 2020 |
Transcript of Joint Conference Call by Synacor, Inc. and Qumu Corporation February 11, 2020 EXHIBIT 99.3 Transcript of Joint Conference Call by Synacor, Inc. and Qumu Corporation February 11, 2020 Participants Rob Fink – F&K Investor Relations Himesh Bhise – Synacor Chief Executive Officer Vern Hanzlik – Qumu Chief Executive Officer Tim Heasley – Synacor Chief Financial Officer Dave Ristow – Qumu Chief Financial Officer Analysts George Sutton – Craig-Hallum Laura Martin – Needham & Compa |
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| February 11, 2020 |
EXHIBIT 99.1 Synacor and Qumu Agree to Merger, Creating Global Leader in SaaS-Based Collaboration Software All-Stock Transaction to Enhance Financial Scale; Estimated $70 Million of Software Revenue with $50 Million Recurring Provides Strategic Opportunities to Accelerate Revenue Growth, Increase Operating Efficiencies and Open New Sales Channels BUFFALO, NY, and Minneapolis, MN, February 11, 2020 |
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| February 11, 2020 |
EXHIBIT 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among SYNACOR, INC. QUANTUM MERGER SUB I, INC. and QUMU CORPORATION February 11, 2020 TABLE OF CONTENTS Page Article I THE MERGER 2 1.1 The Merger 2 1.2 The Surviving Corporation of the Merger 2 1.3 General Effects of the Merger 3 1.4 Effect of the Merger on Capital Stock of the Merging Corporations 3 1.5 Settleme |
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| February 11, 2020 |
Form of Synacor Support Agreement EXHIBIT 10.2 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of February 11, 2020 by and between Qumu Corporation, a Minnesota corporation (“Qumu”), and the undersigned stockholder (“Shareholder”) of Synacor, Inc., a Delaware corporation (“Synacor”). Capitalized terms that are used but not defined herein shall have the respective meanings ascribed thereto in |
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| February 11, 2020 |
Qumu Synacor Announcement FAQs for Qumu Employees EXHIBIT 99.4 Qumu Synacor Announcement FAQs for Qumu Employees The information in this FAQ document is intended to answer some of the questions that may be on the mind of Qumu employees at this point. This is not intended to be an all-inclusive list of questions or answers for Qumu employees. Why is Qumu merging with Synacor? Qumu’s merger with Synacor is expected to create a SaaS-focused leader i |
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| February 11, 2020 |
Qumu Synacor Announcement FAQs for Qumu Employees EXHIBIT 99.4 Qumu Synacor Announcement FAQs for Qumu Employees The information in this FAQ document is intended to answer some of the questions that may be on the mind of Qumu employees at this point. This is not intended to be an all-inclusive list of questions or answers for Qumu employees. Why is Qumu merging with Synacor? Qumu?s merger with Synacor is expected to create a SaaS-focused leader i |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 11, 2020 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| February 11, 2020 |
EXHIBIT 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among SYNACOR, INC. QUANTUM MERGER SUB I, INC. and QUMU CORPORATION February 11, 2020 TABLE OF CONTENTS Page Article I THE MERGER 2 1.1 The Merger 2 1.2 The Surviving Corporation of the Merger 2 1.3 General Effects of the Merger 3 1.4 Effect of the Merger on Capital Stock of the Merging Corporations 3 1.5 Settleme |
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| November 15, 2019 |
QUMU / Qumu Corp. / Palogic Value Management, L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* QUMU CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 749063103 (CUSIP Number) Palogic Value Management, L.P. Attn: Ryan L. Vardeman 5310 Harvest Hill Road, Suite 110 Dallas, TX 75230 (214) 871- |
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| November 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 12, 2019 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission Fil |
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| November 15, 2019 |
Qumu Closes Public Offering of Common Stock, Repays Term Debt in Full EXHIBIT 99.1 Qumu Closes Public Offering of Common Stock, Repays Term Debt in Full Minneapolis, MN – November 13, 2019 – Qumu (NASDAQ: QUMU), the leading provider of best-in-class video technology for the enterprise, announced that on November 12, 2019 it closed on its previously announced underwritten public offering of 3,652,000 shares of its common stock. Craig-Hallum Capital Group acted as the |
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| November 14, 2019 |
QUMU / Qumu Corp. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 14, 2019 |
QUMU / Qumu Corp. / DOLPHIN LIMITED PARTNERSHIP III, L.P. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Qumu Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 749063103 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN FROM |
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| November 14, 2019 |
Dolphin Limited Partnership III, L.P. Exhibit 99.1 Dolphin Limited Partnership III, L.P. Via Federal Express - signature required September 24, 2019 Mr. Robert F. Olson Chairman of the Board of Directors Qumu Corporation 510 1st Avenue North, Suite 305 Minneapolis, MN 55403 Dear Bob: It is always a pleasure to speak with you. As you know, Dolphin Limited Partnership III, L.P. (“Dolphin”) remains a long-term sizeable shareholder of Qum |
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| November 8, 2019 |
Qumu Announces Proposed Public Offering of Common Stock EXHIBIT 99.1 Qumu Announces Proposed Public Offering of Common Stock Minneapolis, MN – November 6, 2019 – Qumu Corporation (NASDAQ: QUMU), a leading provider of best-in-class video technology for the enterprise, announced today that it intends to offer and sell shares of its common stock in an underwritten registered public offering. In addition, Qumu intends to grant the underwriter a 30-day opti |
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| November 8, 2019 |
Qumu Announces Pricing of Public Offering of Common Stock EXHIBIT 99.2 Qumu Announces Pricing of Public Offering of Common Stock Minneapolis, MN – November 7, 2019 – Qumu Corporation (NASDAQ: QUMU), a leading provider of best-in-class video technology for the enterprise, announced today the pricing of its previously announced underwritten registered public offering of 3,175,652 shares of its common stock at a price to the public of $2.50 per share, for g |
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| November 8, 2019 |
EXHIBIT 1.1 3,175,652 Shares1 Qumu Corporation Common Stock, par value $0.01 per share PURCHASE AGREEMENT November 7, 2019 Craig-Hallum Capital Group LLC As Representative of the several Underwriters named in Schedule I hereto c/o Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Minnesota 55402 Ladies and Gentlemen: Qumu Corporation, a Minnesota corporation (the “Compa |
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| November 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 6, 2019 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| November 8, 2019 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-233470 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2019) 3,175,652 Shares Common Stock We are offering 3,175,652 shares of our common stock, par value $0.01 per share, as described in this prospectus supplement and the accompanying prospectus. Our common stock is listed on the Nasdaq Capital Market under the symbol “QUMU.” On Novemb |
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| November 6, 2019 |
Subject to Completion, dated November 6, 2019 Filed Pursuant to Rule 424(b)(5) Registration No. 333-233470 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has become effective by rule of the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and w |
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| November 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2019; OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . |
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| October 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 31, 2019 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| October 31, 2019 |
EXHIBIT 99.1 Qumu Reports Third Quarter 2019 Results 6% Year-to-Date Revenue Increase and 51% Adjusted EBITDA Improvement Underpin Return to Growth Reiterates Revenue and Adjusted EBITDA Financial Guidance for 2019 Conference Call Today, October 31, 2019 at 4:30 p.m. ET Minneapolis, MN – October 31, 2019 – Qumu Corporation (NASDAQ: QUMU) today reported financial results for the third quarter and n |
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| October 31, 2019 |
Qumu Corporation Third Quarter 2019 Earnings Conference Call October 31, 2019 Exhibit 99.2 Qumu Corporation Third Quarter 2019 Earnings Conference Call October 31, 2019 Operator [Introduction] Dave Ristow, CFO Good afternoon everyone, and thank you for joining our third quarter 2019 earnings conference call. After the market closed, we issued a press release announcing our results for the third quarter ended September 30, 2019, a copy of which is available on the Investor R |
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| October 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 31, 2019 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File |
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| October 31, 2019 |
EXHIBIT 99.1 Qumu Appoints Technology Veteran Edward Horowitz and Financial Executive Mary E. Chowning to Board of Directors Minneapolis, MN – October 31, 2019 – Qumu Corporation (NASDAQ: QUMU) has appointed Edward Horowitz and Mary E. Chowning to its board of directors, effective immediately. With these additions, Qumu’s board is now comprised of seven directors, including the Company’s Chief Exe |
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| October 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Qumu Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 749063103 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN FROM |
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| October 21, 2019 |
Dolphin Limited Partnership III, L.P. Exhibit 99.1 Dolphin Limited Partnership III, L.P. Via Email and Federal Express – signature required October 18, 2019 Board of Directors Qumu Corporation 510 1st Avenue North, Suite 305 Minneapolis, MN 55403 Re: October 15, 2019 letter, revised from Qumu responses Gentlemen: As you know, Dolphin Limited Partnership III, L.P. (“Dolphin”), a long term holder with approximately 6.1% of the outstandi |
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| September 3, 2019 |
Qumu Corporation 510 1st Avenue North, Suite 305 Minneapolis, MN 55403 September 3, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 26, 2019 |
QUMU / Qumu Corp. S-3 - - FORM S-3 As filed with the Securities and Exchange Commission on August 26, 2019 Registration No. |
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| August 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2019; OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . |
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| July 31, 2019 |
EXHIBIT 99.1 Qumu Reports Second Quarter 2019 Results, Reiterates Annual Financial Guidance Strong Sales Pipeline, Expanding Gross Margin and Record Customer Retention Will Drive Anticipated Growth in Second Half of Year Conference Call Today, July 30, 2019 at 4:30 p.m. ET Minneapolis, MN – July 30, 2019 – Qumu Corporation (NASDAQ: QUMU) today reported financial results for the second quarter and |
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| July 31, 2019 |
Qumu Corporation Second Quarter 2019 Earnings Conference Call July 30, 2019 Exhibit 99.2 Qumu Corporation Second Quarter 2019 Earnings Conference Call July 30, 2019 Operator [Introduction] Dave Ristow, CFO Good afternoon everyone, and thank you for joining our second quarter 2019 earnings conference call. After the market closed, we issued a press release announcing our results for the second quarter ended June 30, 2019, a copy of which is available on the Investor Relati |
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| July 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 30, 2019 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Nu |
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| July 12, 2019 |
QUMU / Qumu Corp. / Palogic Value Management, L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* QUMU CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 749063103 (CUSIP Number) Palogic Value Management, L.P. Attn: Ryan L. Vardeman 5310 Harvest Hill Road, Suite 110 Dallas, TX 75230 (214) 871- |
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| May 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 9, 2019 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File Numb |
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| May 8, 2019 |
Exhibit 10.1 THIRD AMENDMENT TO LEASE THIS THIRD AMENDMENT TO LEASE is made effective this 18th day of January, 2019, by and between Butler North, LLC, a Minnesota Limited Liability Company (hereinafter referred to as "Landlord"), and QUMU Corporation, a Minnesota corporation (hereinafter referred to as "Tenant"). WHEREAS, Butler North, LLC and Tenant have previously entered into a Building Lease |
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| May 8, 2019 |
QUMU / Qumu Corp. 10-Q Quarterly Report FORM 10-Q FOR THE THREE MONTHS ENDED MARCH 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2019; OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . |
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| May 6, 2019 |
QUMU / Qumu Corp. / Palogic Value Management, L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* QUMU CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 749063103 (CUSIP Number) Palogic Value Management, L.P. Attn: Ryan L. Vardeman 5310 Harvest Hill Road, Suite 110 Dallas, TX 75230 (214) 871- |
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| May 2, 2019 |
EXHIBIT 99.1 Qumu Announces First Quarter 2019 Results, Reiterates Confidence in Annual Guidance Company reports record gross margins, growing revenues and second consecutive quarter of positive adjusted EBITDA Conference Call Wednesday, May 1, 2019 at 10:00 a.m. ET Minneapolis, MN – April 30, 2019 – Qumu Corporation (NASDAQ: QUMU) today reported financial results for the first quarter ended March |
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| May 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2019 Qumu Corporation (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 000-20728 41-1577970 (Commission File N |
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| May 2, 2019 |
Qumu Corporation First Quarter 2019 Earnings Conference Call May 1, 2019 Exhibit 99.2 Qumu Corporation First Quarter 2019 Earnings Conference Call May 1, 2019 Operator [Introduction] Dave Ristow Good morning everyone, and thank you for joining our first quarter 2019 earnings conference call. We will make certain statements today with respect to our expected financial results, go-to-market strategy, and efforts designed to increase our traction and penetration with cust |
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| April 19, 2019 |
QUMU / Qumu Corp. ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
