Mga Batayang Estadistika
LEI | 54930046DTEM3ISESB76 |
CIK | 1799850 |
SEC Filings
SEC Filings (Chronological Order)
April 5, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1) Renovacor, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 75989E106 (CUSIP Number) Eleazer |
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February 14, 2023 |
CHAQ / Chardan Healthcare Acquisition 2 Corp / CITADEL ADVISORS LLC - SC 13G/A Passive Investment SC 13G/A 1 tm233066-24sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* RENOVACOR, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (the “Shares”) (Title |
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December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39271 Renovacor, Inc. (ZEBRAFISH MERGER SUB II, LLC, AS SUCCESSOR TO REN |
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December 1, 2022 |
As filed with the Securities and Exchange Commission on December 1, 2022. As filed with the Securities and Exchange Commission on December 1, 2022. Registration No. 333-236977 Registration No. 333-260299 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-1 Registration No. 333-236977 Form S-1 Registration No. 333-260299 UNDER THE SECURITIES ACT OF 1933 Renovacor, Inc. (ZEBRAFISH MERGER SUB II, LLC, AS SUCCESS |
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December 1, 2022 |
Certificate of Formation of Zebrafish Merger Sub II, LLC. Exhibit 3.1 CERTIFICATE OF FORMATION OF ZEBRAFISH E MERGER SUB II, LLC This Certificate of Formation of Zebrafish Merger Sub II, LLC, is being duly executed and filed by the undersigned, to form a limited liability company under the Delaware Limited Liability Company Act (6 Del.C ?18-101, et seq.). FIRST: The name of the limited liability company is Zebrafish Merger Sub II, LLC (the ?Company?). SE |
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December 1, 2022 |
As filed with the Securities and Exchange Commission on December 1, 2022 As filed with the Securities and Exchange Commission on December 1, 2022 Registration No. |
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December 1, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 12, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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December 1, 2022 |
As filed with the Securities and Exchange Commission on December 1, 2022. As filed with the Securities and Exchange Commission on December 1, 2022. Registration No. 333-236977 Registration No. 333-260299 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-1 Registration No. 333-236977 Form S-1 Registration No. 333-260299 UNDER THE SECURITIES ACT OF 1933 Renovacor, Inc. (ZEBRAFISH MERGER SUB II, LLC, AS SUCCESS |
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December 1, 2022 |
Limited Liability Company Agreement of Zebrafish Merger Sub II, LLC. Exhibit 3.2 ZEBRAFISH MERGER SUB II, LLC a Delaware limited liability company LIMITED LIABILITY COMPANY OPERATING AGREEMENT September 16, 2022 LIMITED LIABILITY COMPANY OPERATING AGREEMENT This LIMITED LIABILITY COMPANY OPERATING AGREEMENT, dated as of September 16, 2022 (this ?Agreement?), of Zebrafish Merger Sub II, LLC, a Delaware limited liability company (the ?Company?), is entered into betwe |
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December 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2022 RENOVACOR, INC. (ZEBRAFISH MERGER SUB II, LLC, AS SUCCESSOR TO RENOVACOR, INC.) (Exact name of registrant as specified in its charter) Delaware 001-39271 83-3169838 |
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December 1, 2022 |
As filed with the Securities and Exchange Commission on December 1, 2022 As filed with the Securities and Exchange Commission on December 1, 2022 Registration No. |
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November 10, 2022 |
424B3 1 rcor424b3-20220930-10q.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 13 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this “Prospectus Supplement”) is being fi |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39271 Renovacor, Inc. |
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October 31, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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October 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File N |
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October 14, 2022 |
Exhibit 99.1 RENOVACOR CORPORATE PRESENTATION NYSE: RCOR October 2022 Forward Looking Statements This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this communication that do not relate to matters of historical fact should be considered forward-looking statements, including statements regardi |
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October 14, 2022 |
425 1 d370300d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorpo |
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September 23, 2022 |
Filed by Renovacor, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Renovacor, Inc. Commission File No.: 001-39271 Date: September 23, 2022 Renovacor Employee ?Frequently Asked Questions? Document ? September 23, 2022 1. What was announced? On September 20, 2022, we announced the signing |
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September 23, 2022 |
Filed by Renovacor, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Renovacor, Inc. Commission File No.: 001-39271 Date: September 23, 2022 Dear Renovacor Team, Per the announcement earlier this week, I am excited to share the news with you that we have signed a definitive agreement with |
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September 22, 2022 |
425 1 d371007d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incor |
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September 22, 2022 |
RENOVACOR CORPORATE PRESENTATION NYSE: RCOR September 2022 Exhibit 99.1 Forward Looking Statements This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this communication that do not relate to matters of historical fact should be considered forward-looking statements, including statements regar |
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September 22, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File |
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September 21, 2022 |
424B3 1 d388726d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 12 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this “Prospectus Supplement”) is being filed to up |
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September 21, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. ) Renovacor, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 75989E106 (CUSIP Number) Eleazer Kle |
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September 20, 2022 |
Exhibit 99.1 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is made and entered into as of September , 2022, by and between Renovacor, Inc., a Delaware corporation (the ?Company?) and the undersigned stockholder (the ?Stockholder?) of Rocket Pharmaceuticals, Inc., a Delaware corporation (?Parent?). WITNESSETH: WHEREAS, contemporaneously with the execution of this Agree |
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September 20, 2022 |
Exhibit 99.2 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is made and entered into as of September , 2022, by and between Rocket Pharmaceuticals, Inc., a Delaware corporation (?Parent?), and the undersigned stockholder (the ?Stockholder?) of Renovacor, Inc., a Delaware corporation (the ?Company?). WITNESSETH: WHEREAS, contemporaneously with the execution of this Agre |
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September 20, 2022 |
Exhibit 99.3 Rocket Pharmaceuticals to Acquire Renovacor, Extending Leadership in AAV-based Cardiac Gene Therapy ? Acquisition further strengthens Rocket?s leadership in AAV-based cardiac gene therapy and expands Company?s near-term clinical assets for the treatment of heart conditions ? Significant unmet medical need in BAG3-associated dilated cardiomyopathy, with meaningful commercial opportunit |
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September 20, 2022 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among ROCKET PHARMACEUTICALS, INC., ZEBRAFISH MERGER SUB, INC., ZEBRAFISH MERGER SUB II, LLC, and RENOVACOR, INC. dated as of September 19, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01. Certain Definitions 2 Section 1.02. Other Definitional Provisions 21 ARTICLE II THE MERGERS 22 Section 2.01. The Mergers 22 Sect |
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September 20, 2022 |
Filed by Rocket Pharmaceuticals, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Renovacor, Inc. Commission File No.: 001-39271 Date: September 20, 2022 This filing relates to the proposed acquisition of Renovacor, Inc., a Delaware corporation (the ?Company?), by Rocket Pharmaceuticals, I |
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September 20, 2022 |
425 1 brhc10042075425.htm 425 Filed by Rocket Pharmaceuticals, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Renovacor, Inc. Commission File No.: 001-39271 Date: September 20, 2022 This filing relates to the proposed acquisition of Renovacor, Inc., a Delaware corporation (the “Company”) |
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September 20, 2022 |
Exhibit 99.3 Rocket Pharmaceuticals to Acquire Renovacor, Extending Leadership in AAV-based Cardiac Gene Therapy ? Acquisition further strengthens Rocket?s leadership in AAV-based cardiac gene therapy and expands Company?s near-term clinical assets for the treatment of heart conditions ? Significant unmet medical need in BAG3-associated dilated cardiomyopathy, with meaningful commercial opportunit |
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September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File |
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September 20, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File |
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September 20, 2022 |
Exhibit 99.2 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is made and entered into as of September , 2022, by and between Rocket Pharmaceuticals, Inc., a Delaware corporation (?Parent?), and the undersigned stockholder (the ?Stockholder?) of Renovacor, Inc., a Delaware corporation (the ?Company?). WITNESSETH: WHEREAS, contemporaneously with the execution of this Agre |
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September 20, 2022 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among ROCKET PHARMACEUTICALS, INC., ZEBRAFISH MERGER SUB, INC., ZEBRAFISH MERGER SUB II, LLC, and RENOVACOR, INC. dated as of September 19, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01. Certain Definitions 2 Section 1.02. Other Definitional Provisions 17 ARTICLE II THE MERGERS 18 Section 2.01. The Mergers 18 Sect |
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September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2022 Rocket Pharmaceuticals, Inc. |
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September 20, 2022 |
Exhibit 99.1 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is made and entered into as of September , 2022, by and between Renovacor, Inc., a Delaware corporation (the ?Company?) and the undersigned stockholder (the ?Stockholder?) of Rocket Pharmaceuticals, Inc., a Delaware corporation (?Parent?). WITNESSETH: WHEREAS, contemporaneously with the execution of this Agree |
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August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39271 Renovacor, Inc. |
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August 8, 2022 |
Exhibit 99.1 Renovacor Reports Second Quarter 2022 Financial Results and Provides Corporate Update REN-001 IND submission planned for the second half of 2022 Data from pilot pig study showing successful cardiac transduction with REN-001 delivered via low-dose retrograde coronary sinus infusion published in Journal of the American College of Cardiology: Basic to Translational Science Cambridge, Mas |
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August 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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August 8, 2022 |
424B3 1 rcor424b3-20220630-10q.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 11 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this “Prospectus Supplement”) is being fi |
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July 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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July 12, 2022 |
RENOVACOR CORPORATE PRESENTATION NYSE: RCOR July 2022 Exhibit 99.1 Forward Looking Statements Certain statements in this Presentation may be considered forward-looking statements within the meaning of the ?safe harbor? provisions of the United States Private Securities Litigation Reform Act of 1995, as amended. Forward-looking statements generally relate to future events or the Company?s future ?n |
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June 24, 2022 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made, entered into by and between Renovacor, Inc., a Delaware corporation (the ?Company?), and Joe Carroll (the ?Executive?), dated June 17, 2022 (the ?Effective Date?). WHEREAS, the Executive possesses certain experience and expertise that qualifies him to provide the direction and leadership required by the Company |
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June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Com |
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June 24, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 10 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informat |
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June 24, 2022 |
Exhibit 10.1 CFO SERVICES AGREEMENT This CFO SERVICES AGREEMENT (this ?Agreement?) is made, entered into by and between Renovacor, Inc., a Delaware corporation (the ?Company?), and Wendy F. DiCicco (the ?Officer?), dated June 17, 2022 (the ?Effective Date?). WHEREAS, the Officer possesses certain experience and expertise that qualifies the Officer to serve as the Company?s principal financial offi |
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June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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June 3, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 9 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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June 1, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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June 1, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 8 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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June 1, 2022 |
EX-99.1 RENOVACOR CORPORATE PRESENTATION NYSE: RCOR June 2022 Exhibit 99.1 Forward Looking Statements Certain statements in this Presentation may be considered forward-looking statements within the meaning of the “safe harbor” provisions of the United States Private Securities Litigation Reform Act of 1995, as amended. Forward-looking statements generally relate to future events or the Company’s f |
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May 26, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 7 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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May 26, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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May 12, 2022 |
Exhibit 99.1 Renovacor Reports First Quarter 2022 Financial Results and Provides Corporate Update REN-001 advancing toward IND submission in the second half of 2022 with the initiation of a Phase I/II clinical trial in BAG3-DCM expected thereafter Strengthened executive team with appointment of Fred Driscoll as CFO CAMBRIDGE, Mass. ? May 12, 2022 ? Renovacor, Inc. (NYSE: RCOR), a biotechnology com |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39271 Renovacor, Inc. |
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May 12, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 6 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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April 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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March 28, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 5 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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March 28, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made, entered into by and between Renovacor, Inc., a Delaware corporation (the ?Company?), and Fred Driscoll (the ?Executive?), dated March 3, 2022. WHEREAS, the Executive possesses certain experience and expertise that qualifies him to provide the direction and leadership required by the Company; WHEREAS, the Compan |
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March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2022 Renovacor, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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March 24, 2022 |
Form of Earnout Restricted Stock Award Under the 2021 Omnibus Incentive Plan. Exhibit 10.11 NOTICE OF GRANT OF RESTRICTED STOCK UNITS AWARD (Earnout RSUs) RENOVACOR, INC. 2021 OMNIBUS INCENTIVE PLAN Renovacor, Inc. (the ?Company?) hereby grants this award of a Restricted Stock Units (the ?Units?) as set forth in this Notice of Grant of Restricted Stock Units Award (the ?Notice?) to the Grantee designated in this Notice, pursuant to the provisions of the Company?s 2021 Omnib |
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March 24, 2022 |
Exhibit 99.1 Renovacor Reports Fourth Quarter and Full Year 2021 Financial Results and Provides Corporate Update Debuted as a public company and raised gross proceeds of $95.1 million from the business combination with Chardan Healthcare Acquisition 2 Corp and a concurrent PIPE financing Strengthened company leadership with key appointments including Marc Semigran, M.D., as CMO, Matthew Killeen, P |
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March 24, 2022 |
As filed with the Securities and Exchange Commission on March 24, 2022 As filed with the Securities and Exchange Commission on March 24, 2022 Registration No. |
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March 24, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 4 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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March 24, 2022 |
RENOVACOR CORPORATE PRESENTATION NYSE: RCOR March 2022 RENOVACOR CORPORATE PRESENTATION NYSE: RCOR March 2022 Forward Looking Statements Certain statements in this Presentation may be considered forward-looking statements within the meaning of the ?safe harbor? provisions of the United States Private Securities Litigation Reform Act of 1995, as amended. |
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March 24, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Renovacor, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, par value |
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March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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March 24, 2022 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following descriptions are summaries of the material terms of our second amended and restated certificate of incorporation, amended and restated bylaws, our Public Warrants (as defined below) and of the Delaware General Corporation Law (the ?DGCL?). Because the follow |
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March 24, 2022 |
Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Name(s) Under Which the Subsidiary Does Business Jurisdiction of Incorporation Renovacor Holdings, Inc.* Renovacor, Renovacor, Inc. USA (Delaware) * Wholly-owned subsidiary of the Registrant. |
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March 24, 2022 |
Form of Restricted Stock Award Under the 2021 Omnibus Incentive Plan. Exhibit 10.12 NOTICE OF GRANT OF RESTRICTED STOCK UNITS AWARD (Time-vesting) RENOVACOR, INC. 2021 OMNIBUS INCENTIVE PLAN Renovacor, Inc. (the ?Company?) hereby grants this award of a Restricted Stock Units (the ?Units?) as set forth in this Notice of Grant of Restricted Stock Units Award (the ?Notice?) to the Grantee designated in this Notice, pursuant to the provisions of the Company?s 2021 Omnib |
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March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39271 Renovacor, Inc. |
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March 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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March 2, 2022 |
RENOVACOR CORPORATE PRESENTATION NYSE: RCOR March 2022 RENOVACOR CORPORATE PRESENTATION NYSE: RCOR March 2022 Forward Looking Statements Certain statements in this Presentation may be considered forward-looking statements within the meaning of the ?safe harbor? provisions of the United States Private Securities Litigation Reform Act of 1995, as amended. |
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March 2, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 3 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 1)* Renovacor, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (the ?Shares?) (Title of Class of Securities) 75989E106 (CUSIP N |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Renovacor, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 75989E106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Renovacor, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 75989E106 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to w |
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February 14, 2022 |
EX-1 2 ex-1.htm JOINT ACQUISITION STATEMENT Renovacor, Inc. SC 13G EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Renovacor Inc (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 75989E106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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January 19, 2022 |
CHAQ / Chardan Healthcare Acquisition 2 Corp / Oliveira Steven Michael - SC 13G/A Passive Investment SC 13G/A 1 tm223894d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 Renovacor, Inc. f/k/a Chardan Healthcare Acquisition 2 Corp. (Name of Issuer) Common Stock, $0.0001 p |
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January 18, 2022 |
CHAQ / Chardan Healthcare Acquisition 2 Corp / K2 PRINCIPAL FUND, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A (Rule 13d-102) Amendment No. 1 Under the Securities Exchange Act of 1934 Renovacor fka Chardan Healthcare Acquisition 2 Corp. (Name of Issuer) Common Shares (Title of Class of Securities) 75989E106 (CUSIP Number) September 02, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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November 15, 2021 |
Exhibit 99.1 Renovacor Announces Third Quarter 2021 Financial Results and Provides Corporate Update Debuted as a public company and strengthened liquidity position with $95.1 million in gross proceeds from the business combination with Chardan Healthcare Acquisition 2 Corp and concurrent PIPE financing Released topline preclinical data demonstrating feasibility of REN-001 to transduce a large anim |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39271 Renovacor, Inc. |
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November 15, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 2 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) updates and supplements the information contained in |
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November 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File |
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November 12, 2021 |
Exhibit 99.2 RENOVACOR, INC. 2018 STOCK OPTION AND GRANT PLAN Section 1. GENERAL PURPOSE OF THE PLAN, DEFINITIONS The name of the plan is the Renovacor, Inc. 2018 Stock Option and Grant Plan (the “Plan”). The purpose of the Plan is to encourage and enable the officers, employees or directors of, and consultants (whether individuals or entities) to, Renovacor, Inc. (including any successor entity, |
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November 12, 2021 |
Exhibit 99.3 RENOVACOR, INC. AMENDMENT 2019-1 TO RENOVACOR, INC. 2018 STOCK OPTION AND GRANT PLAN WHEREAS, Renovacor, Inc. (the ?Company?) maintains the Renovacor, Inc. 2018 Stock Option and Grant Plan (the ?Plan?); WHEREAS, the Board of Directors and the stockholders of the Company have approved the amendment of the Plan as set forth herein. NOW, THEREFORE, in accordance with the foregoing, effec |
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November 12, 2021 |
As filed with the Securities and Exchange Commission on November 12, 2021 As filed with the Securities and Exchange Commission on November 12, 2021 File No. |
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November 2, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus Supplement No. 1 (to prospectus dated November 1, 2021) UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus supplement (this ?Prospectus Supplement?) is being filed to update and supplement the informati |
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November 2, 2021 |
RENOVACOR COPORATE PRESENTATION NYSE: RCOR November 2021 Exhibit 99.1 Forward Looking Statements Certain statements in this Presentation may be considered forward-looking statements within the meaning of the ?safe harbor? provisions of the United States Private Securities Litigation Reform Act of 1995, as amended. Forward-looking statements generally relate to future events or the Company?s future |
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November 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 83-3169838 (State or Other Jurisdiction of Incorporation) (Commission File N |
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November 1, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-260299 Prospectus UP TO 8,526,546 SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF WARRANTS UP TO 12,668,314 SHARES OF COMMON STOCK UP TO 3,500,000 PRIVATE PLACEMENT WARRANTS This prospectus relates to the issuance by us of up to an aggregate of 8,526,546 shares of our common stock, par value $0.0001 per share (?Common Sto |
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October 29, 2021 |
Renovacor, Inc. P.O. Box 8142 Greenwich, CT 06836 October 29, 2021 CORRESP 1 filename1.htm Renovacor, Inc. P.O. Box 8142 Greenwich, CT 06836 October 29, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, NE Washington, D.C. 20549 Attn: Michael Davis Re: Renovacor, Inc. Registration Statement on Form S-1 SEC File No. 333-260299 Filed October 15, 2021 Mr. Davis: Pursuant to Rule 461 of Regula |
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October 15, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on October 15, 2021. |
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October 15, 2021 |
Pre-Funded Warrant, dated September 2, 2021. Exhibit 4.3 THIS SECURITY WAS ORIGINALLY ISSUED IN A TRANSACTION EXEMPT FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND THIS SECURITY MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN APPLICABLE EXEMPTION THEREFROM. THE HOLDER OF THIS SECURITY AGREES FOR THE BENEFIT OF THE COMPANY THAT (A) THIS SECURITY MAY BE OFF |
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October 15, 2021 |
Exhibit 21.1 Subsidiaries of Renovacor, Inc. Name of Subsidiary Jurisdiction of Organization Renovacor Holdings, Inc. Delaware |
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October 15, 2021 |
Letter to the Securities and Exchange Commission from Marcum LLP, dated as of October 15, 2021. Exhibit 16.1 October 15, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Renovacor, Inc. under Item 16.1 of its Form S-1 dated October 15, 2021 regarding the dismissal of Marcum LLP as the independent registered public accounting of Chardan Healthcare Acquisition 2 Corp. effective September 2, 2021. We agree with th |
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September 30, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2021 Renovacor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39271 80-0948910 (State or Other Jurisdiction of Incorporation) (Commission File |
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September 30, 2021 |
September 2021 ????????????????? Exhibit 99.1 Forward Looking Statements Certain statements in this Presentation may be considered forward-looking statements within the meaning of the ?safe harbor? provisions of the United States Private Securities Litigation Reform Act of 1995, as amended. Forward-looking statements generally relate to future events or the Company?s future ?nancial or operating p |
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September 13, 2021 |
CHAQ / Chardan Healthcare Acquisition 2 Corp / Broadview Ventures I LLC - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. )* RENOVACOR, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 75989E106 (CUSIP number) Thomas Needham c/o Broadview Ventures |
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September 13, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned, and any amendments thereto executed by the undersigned shall be filed on behalf of each of the undersigned without the necessity of filing any additional joint filing agreement. The undersigned acknowledge that each is responsible for the time |
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September 9, 2021 |
Exhibit 10.12 EXECUTION COPY AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made, entered into by and between Renovacor, Inc., a Delaware corporation (the ?Company?), and Magdalene Cook (the ?Executive?), dated May 17th, 2021. The Agreement becomes effective upon the closing (the ?Closing?) of the transactions (the ?Merger?) contempla |
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September 9, 2021 |
Exhibit 10.13 Execution Copy EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made, entered into by and between Renovacor, Inc., a Delaware corporation (the ?Company?), and Marc Semigran, MD (the ?Executive?), dated May 5, 2021. WHEREAS, the Executive possesses certain experience and expertise that qualifies him to provide the direction and leadership required by the Company; W |
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September 9, 2021 |
Exhibit 10.4 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. Amendment No. 2 to Sponsored Research Agreement This Amendment No. 2 to Sponsored Research Agreement (?Amendment No. 2?) is entered into effective as of July |
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September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2021 Renovacor, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 80-0948910 (State or other jurisdiction of incorporation) (Commission File |
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September 9, 2021 |
RENOVACOR, INC. UNAUDITED FINANCIAL STATEMENTS Six Months Ended June 30, 2020 and 2021 Exhibit 99.2 RENOVACOR, INC. UNAUDITED FINANCIAL STATEMENTS Six Months Ended June 30, 2020 and 2021 1 INDEX TO FINANCIAL STATEMENTS (Unaudited) Page Condensed Balance Sheets as of December 31, 2020 and June 30, 2021 F-2 Condensed Statements of Operations for the six months ended June 30, 2020 and 2021 F-3 Condensed Statements of Convertible Preferred Stock and Stockholders? Deficit for the six mon |
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September 9, 2021 |
Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of Chardan Healthcare Acquisition 2 Corp. resolutions were duly adopted setting forth a proposed amendment of the Certificate |
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September 9, 2021 |
RENOVACOR’S MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.1 RENOVACOR?S MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion and analysis of our financial condition and results of operations together with our financial statements and related notes appearing elsewhere in this Current Report on Form 8-K. Some of the information contained in this discussion and analysis, in |
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September 9, 2021 |
Exhibit 10.17 FIRST AMENDMENT TO CONSULTING AGREEMENT THIS FIRST AMENDMENT TO CONSULTING AGREEMENT (this ?First Amendment?), is made and entered into effective as of September 2, 2021 (the ?First Amendment Effective Date?) between Renovacor, Inc. (the ?Company?) and Arthur M. Feldman (the ?Consultant?). Capitalized terms that are used but not defined in this First Amendment shall have the meaning |
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September 9, 2021 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CHARDAN HEALTHCARE ACQUISITION 2 CORP. Chardan Healthcare Acquisition 2 Corp., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies as follows: 1. The name of the Corporation is Chardan Healthcare Acquisition 2 Corp. 2. The Corporation?s Certificate of Incorporation |
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September 9, 2021 |
Exhibit 21.1 Subsidiaries of Renovacor, Inc. Name of Subsidiary Jurisdiction of Organization Renovacor Holdings, Inc. Delaware |
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September 9, 2021 |
Letter to the Securities and Exchange Commission from Marcum LLP, dated as of September 9, 2021. Exhibit 16.1 September 9, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Renovacor, Inc. (formerly known as Chardan Healthcare Acquisition 2 Corp.) under Item 4.01 of its Form 8-K dated September 9, 2021. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagre |
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September 9, 2021 |
Exhibit 10.9 NOTICE OF GRANT OF [INCENTIVE STOCK OPTION] or [NON-QUALIFIED STOCK OPTION AWARD] RENOVACOR, INC 2021 OMNIBUS INCENTIVE PLAN Renovacor, Inc. (the ?Company?) hereby grants this award of a Non-qualified Stock Option (the ?Award? or ?Option?) as set forth in this Notice of Grant of Non-qualified Stock Option Award (the ?Notice?) to the Grantee designated in this Notice, pursuant to the p |
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September 9, 2021 |
Exhibit 10.6 Execution Version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of September 2, 2021 (the ?Effective Date?), is made and entered into by and among Renovacor, Inc., a Delaware corporation (f/k/a Chardan Healthcare Acquisition 2 Corp.) (the ?Company?), and each of the stockholders set forth on the signature pages hereto (each, a ?Stockhold |
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September 9, 2021 |
Exhibit 10.14 Execution Copy EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made, entered into by and between Renovacor, Inc., a Delaware corporation (the ?Company?), Matthew Killeen, PhD (the ?Executive?), dated August 16, 2021. WHEREAS, the Executive possesses certain experience and expertise that qualifies him to provide the direction and leadership required by the Company |
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September 9, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below have the same meaning as terms defined and included elsewhere in the Current Report on Form 8-K (the ?Form 8-K?) filed by the Company with the Securities and Exchange Commission (the ?SEC?) on September 9, 2021. Unless the context otherwise requires, ?Old Renovacor? refers to Renovacor, Inc. prio |
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September 9, 2021 |
Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF RENOVACOR, INC. (the ?Corporation?) ARTICLE I Stockholders Section 1.1. Annual Meeting. The annual meeting of stockholders (any such meeting being referred to in these Bylaws as an ?Annual Meeting?) shall be held at the hour, date and place within or without the United States which is fixed by the Corporation?s Board of Directors (the ?Board of Directors? |
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September 9, 2021 |
Exhibit 10.15 September 3, 2021 Dear Wendy, This letter agreement documents the mutual understanding between Renovacor, Inc. (the ?Company? or ?we?) and you regarding a special retention bonus opportunity we are providing to you in connection with the closing of the transactions (the ?Closing?) contemplated by the Agreement and Plan of Merger by and among the Company, CHAQ2 Merger Sub, Inc., and p |
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September 9, 2021 |
Exhibit 10.11 FORM OF EMPLOYMENT AGREEMENT1 This EMPLOYMENT AGREEMENT (this ?Agreement?) is made, entered into by and between Renovacor, Inc., a Delaware corporation (the ?Company?), and [EXECUTIVE NAME] (the ?Executive?), dated [DATE]. WHEREAS, the Executive possesses certain experience and expertise that qualifies him to provide the direction and leadership required by the Company; WHEREAS, the |
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September 9, 2021 |
Exhibit 10.8 CHARDAN HEALTHCARE ACQUISITION 2 CORP. 2021 OMNIBUS INCENTIVE PLAN Chardan Healthcare Acquisition 2 Corp., a Delaware corporation, sets forth herein the terms of its 2021 Omnibus Incentive Plan, as follows: 1. PURPOSE The Plan is intended to enhance the Company?s and its Affiliates? (as defined herein) ability to attract and retain highly qualified officers, Non-Employee Directors (as |
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September 9, 2021 |
Exhibit 10.2 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. SPONSORED RESEARCH AGREEMENT THIS AGREEMENT (?Agreement?), effective this 12th day of August, 2019 (?Effective Date?), by and between Temple University ? Of t |
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September 9, 2021 |
Exhibit 10.16 Execution Version CONSULTING AGREEMENT This CONSULTING AGREEMENT (the ?Agreement?) is entered into as of August 12, 2019 between Renovacor, Inc. (the ?Company?) and Arthur M. Feldman (?Consultant?) (each of the foregoing individually a ?Party? and collectively the ?Parties?). WHEREAS, Consultant and the Company have agreed that, effective on the Effective Date, Consultant shall serve |
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September 9, 2021 |
Exhibit 10.10 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into effective as of September 2, 2021 between Renovacor, Inc., a Delaware corporation (the ?Company?), and [ ] (?Indemnitee?). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors, officers or in other capacities unless they are p |
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September 9, 2021 |
Exhibit 10.1 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. LICENSE AGREEMENT This License Agreement (?Agreement?) is made effective on the date of the last signature by and between Temple University - Of The Commonwea |
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September 9, 2021 |
Exhibit 10.3 Amendment No. 1 to Sponsored Research Agreement This Amendment No. 1 (?Amendment No. 1?) is entered into effective August 27, 2019 (?Amendment Date?) and amends the Sponsored Research Agreement effective August 12, 2019 (the ?Agreement?) between Temple University ? Of The Commonwealth System of Higher Education (?University?) and Renovacor Inc., (?Sponsor?). University and Sponsor are |
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September 7, 2021 |
CHAQ / Chardan Healthcare Acquisition 2 Corp / RTW INVESTMENTS, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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September 3, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 14, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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September 2, 2021 |
Exhibit 99.1 CHARDAN HEALTHCARE ACQUISITION 2 CORP. ANNOUNCES STOCKHOLDER APPROVAL OF BUSINESS COMBINATION WITH RENOVACOR, INC. New York, NY, September 1, 2021 ? Chardan Healthcare Acquisition 2 Corp. (NYSE: CHAQ) (?CHAQ?), a special purpose acquisition company sponsored by Chardan Capital Markets (?Chardan?), today announced the results for the proposals considered and voted upon by its stockhold |
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September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 1, 2021 Date of Report (Date of earliest event reported) Chardan Healthcare Acquisition 2 Corp. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporat |
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September 2, 2021 |
EX-99.2 3 d73941dex992.htm EX-99.2 Exhibit 99.2 Renovacor, Inc. Closes its Business Combination with Chardan Healthcare Acquisition 2 Corp. and Will Begin Trading on the New York Stock Exchange Common stock and warrants of the combined company, renamed Renovacor, Inc., will commence trading on September 3, 2021 on the NYSE under ticker symbols “RCOR” and “RCOR.WS”, respectively. Gross proceeds fro |
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August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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August 25, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 CHARDAN HEALTHCARE ACQUISITION 2 CORP. |
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August 25, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 CHARDAN HEALTHCARE ACQUISITION 2 CORP. |
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August 19, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 CHARDAN HEALTHCARE ACQUISITION 2 CORP. |
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August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number [001-39271] CHARDAN HEALTHCARE |
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August 17, 2021 |
NT 10-Q 1 ea145989-nt10qchardan2.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-39271 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10D ¨ Form N-SAR ¨ Form N-CSR CUSIP NUMBER 15957T107 For Period Ended: June 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20 |
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August 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2021 CHARDAN HEALTHCARE ACQUISITION 2 CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporation |
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August 3, 2021 |
Exhibit 99.1 Chardan Healthcare Acquisition 2 Corp. Announces Record Date for Stockholders Eligible to Vote on Merger PHILADELPHIA and NEW YORK, August 3, 2021? Chardan Healthcare Acquisition 2 Corp. (the ?Company?) announced that the close of business on Thursday, August 5, 2021, has been set as the record date for the determination of stockholders eligible to receive the proxy and vote at the sp |
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August 3, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2021 CHARDAN HEALTHCARE ACQUISITION 2 CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporation |
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July 29, 2021 |
Joint Filing Statement Pursuant to Rule 13d-1(k)(1) EX-1 2 ex1.htm Exhibit 1 Joint Filing Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to the joint filing of Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock, par value $0.001 per share of Exagen Inc. beneficially owned by them, together with any or all amendments thereto, when and if appropriate. The parties heret |
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July 29, 2021 |
CHAQ / Chardan Healthcare Acquisition 2 Corp / RTW INVESTMENTS, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Chardan Healthcare Acquisition 2 Corp. |
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July 28, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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July 28, 2021 |
Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 July 28, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance Attention: Dillon Hagius Re: Chardan Healthcare Acquisition 2 Corp. Amendment No. 1 to Preliminary Proxy Statement on Schedule 14A Filed July 14, 2021 File No. 001-39271 Dear Mr. Ha |
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July 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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July 14, 2021 |
Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 July 14, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance Attention: Dillon Hagius Re: Chardan Healthcare Acquisition 2 Corp. Preliminary Proxy Statement on Schedule 14A Filed June 4, 2021 File No. 001-39271 Dear Mr. Hagius: This letter se |
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July 14, 2021 |
PRER14A 1 d174118dprer14a.htm PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Comm |
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July 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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June 29, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 CHARDAN HEALTHCARE ACQUISITION 2 CORP. |
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June 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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June 2, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 CHARDAN HEALTHCARE ACQUISITION 2 CORP. |
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May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39271 CHARDAN HEALTHCARE |
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May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-39271 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K x Form 10-Q ☐ Form 10D ☐ Form N-SAR ☐ Form N-CSR CUSIP NUMBER 15957T107 For Period Ended: March 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transit |
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May 3, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Chardan Healthcare Acquisition 2 Corp., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf o |
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May 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G*/ (Rule 13d-102) Chardan Healthcare Acquisition 2 Corp. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 15957T107 (CUSIP Number) April 23, 2021 Date of Event Which Requires Filing of the Statement Check the appropriate box to designate the rule pursuant to which this Sched |
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April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Chardan Healthcare Acquisition 2 Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 15957T107 (CUSIP Number) March 23, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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April 1, 2021 |
EX-1 2 ex-1.htm JOINT ACQUISITION STATEMENT Chardan Healthcare Acquisition 2 Corp. SC 13G EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the u |
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March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 22, 2021 Date of Report (Date of earliest event reported) Chardan Healthcare Acquisition 2 Corp. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporation |
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March 23, 2021 |
Form of Stockholder Support Agreement. Exhibit 10.3 ACQUIROR STOCKHOLDER SUPPORT AGREEMENT This ACQUIROR STOCKHOLDER SUPPORT AGREEMENT (this ?Agreement?), dated as of March 22, 2021 (the ?Effective Date?), is made by and among Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (?Acquiror?), Renovacor, Inc., a Delaware corporation (the ?Company?), and the undersigned holder of shares of common stock of Acquiror, par value $0 |
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March 23, 2021 |
Exhibit 10.2 SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this ?Agreement?), dated as of March 22, 2021, is made by and among Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (?Acquiror?), Renovacor, Inc., a Delaware corporation (the ?Company?) and Chardan Investments 2, LLC, a Delaware limited liability company (the ?Sponsor?). Acquiror, the Company and the Sponsor shal |
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March 23, 2021 |
Form of Subscription Agreement. Exhibit 10.1 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into on March 22, 2021, by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the ?Company?), and the undersigned subscriber (?Subscriber?). WHEREAS, immediately following the execution and delivery of this Subscription Agreement, the Company will enter into that cert |
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March 23, 2021 |
Investor Presentation dated March 2021. Exhibit 99.2 March 2021 ????????????????? Confidential This investor presentation (this ?Presentation?) is for informational purposes only to assist interested parties in making their own evaluation with respect to a possible transaction (the ?Business Combination?) involving Renovacor, Inc. (the ?Company?). The information contained herein does not purport to be all - inclusive and none of the Co |
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March 23, 2021 |
Exhibit 99.2 March 2021 ????????????????? Confidential This investor presentation (this ?Presentation?) is for informational purposes only to assist interested parties in making their own evaluation with respect to a possible transaction (the ?Business Combination?) involving Renovacor, Inc. (the ?Company?). The information contained herein does not purport to be all - inclusive and none of the Co |
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March 23, 2021 |
Form of Registration Rights Agreement. Exhibit 10.4 FORM OF REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of [?], 2021 (the ?Effective Date?), is made and entered into by and among Renovacor, Inc., a Delaware corporation (f/k/a Chardan Healthcare Acquisition 2 Corp.) (the ?Company?), and each of the stockholders set forth on the signature pages hereto (each, a ?Stockholder? collectively, |
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March 23, 2021 |
Press Release, dated March 22, 2021. Exhibit 99.1 Renovacor, Inc. to Merge with Chardan Healthcare Acquisition 2 Corp. ? Renovacor, Inc. has entered into a definitive merger agreement with Chardan Healthcare Acquisition 2 Corp. (NYSE: CHAQ) ? ? Upon closing, the combined company is expected to receive up to $116 million in proceeds and is expected to be listed on NYSE under the ticker symbol ?RCOR? ? ? The business combination is exp |
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March 23, 2021 |
Exhibit 99.1 Renovacor, Inc. to Merge with Chardan Healthcare Acquisition 2 Corp. ? Renovacor, Inc. has entered into a definitive merger agreement with Chardan Healthcare Acquisition 2 Corp. (NYSE: CHAQ) ? ? Upon closing, the combined company is expected to receive up to $116 million in proceeds and is expected to be listed on NYSE under the ticker symbol ?RCOR? ? ? The business combination is exp |
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March 23, 2021 |
Exhibit 10.2 SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this ?Agreement?), dated as of March 22, 2021, is made by and among Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (?Acquiror?), Renovacor, Inc., a Delaware corporation (the ?Company?) and Chardan Investments 2, LLC, a Delaware limited liability company (the ?Sponsor?). Acquiror, the Company and the Sponsor shal |
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March 23, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of March 22, 2021 by and among CHARDAN HEALTHCARE ACQUISITION 2 CORP. CHAQ2 MERGER SUB, INC. and RENOVACOR, INC. TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 3 1.01 Definitions 3 1.02 Construction 17 Article II THE MERGER; CLOSING 2.01 The Merger 18 2.02 Effects of the Merger 19 2.03 Closing 19 2.04 Organizational Documents of the Company a |
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March 23, 2021 |
Form of Subscription Agreement. Exhibit 10.1 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into on March 22, 2021, by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the ?Company?), and the undersigned subscriber (?Subscriber?). WHEREAS, immediately following the execution and delivery of this Subscription Agreement, the Company will enter into that cert |
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March 23, 2021 |
Form of Registration Rights Agreement. Exhibit 10.4 FORM OF REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of [?], 2021 (the ?Effective Date?), is made and entered into by and among Renovacor, Inc., a Delaware corporation (f/k/a Chardan Healthcare Acquisition 2 Corp.) (the ?Company?), and each of the stockholders set forth on the signature pages hereto (each, a ?Stockholder? collectively, |
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March 23, 2021 |
Form of Stockholder Support Agreement. Exhibit 10.3 ACQUIROR STOCKHOLDER SUPPORT AGREEMENT This ACQUIROR STOCKHOLDER SUPPORT AGREEMENT (this ?Agreement?), dated as of March 22, 2021 (the ?Effective Date?), is made by and among Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (?Acquiror?), Renovacor, Inc., a Delaware corporation (the ?Company?), and the undersigned holder of shares of common stock of Acquiror, par value $0 |
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March 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 22, 2021 Date of Report (Date of earliest event reported) Chardan Healthcare Acquisition 2 Corp. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporation |
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March 23, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of March 22, 2021 by and among CHARDAN HEALTHCARE ACQUISITION 2 CORP. CHAQ2 MERGER SUB, INC. and RENOVACOR, INC. TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 3 1.01 Definitions 3 1.02 Construction 17 Article II THE MERGER; CLOSING 2.01 The Merger 18 2.02 Effects of the Merger 19 2.03 Closing 19 2.04 Organizational Documents of the Company a |
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March 4, 2021 |
Form of Compensation Committee Charter Exhibit 99.2 CHARDAN HEALTHCARE ACQUISITION 2 CORP. COMPENSATION COMMITTEE CHARTER OF THE BOARD OF DIRECTORS Purpose of the Committee The purposes of the Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Chardan Healthcare Acquisition 2 Corp. (the ?Company?) shall be to oversee the Company?s compensation and employee benefit plans and practices, including its exec |
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March 4, 2021 |
Form of Nominating Committee Charter Exhibit 99.3 CHARDAN HEALTHCARE ACQUISITION 2 CORP. CHARTER OF NOMINATING AND CORPORATE GOVERNANCE COMMITTEE OF THE BOARD OF DIRECTORS Purpose The Nominating and Corporate Governance Committee (?Committee?) is a committee of the Board of Directors (the ?Board?) of Chardan Healthcare Acquisition 2 Corp. (the ?Company?), established to help ensure that the Board is properly constituted to meet its f |
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March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39421 CHARDAN HEALTHCARE ACQUISITION |
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March 4, 2021 |
Form of Audit Committee Charter Exhibit 99.1 CHARDAN HEALTHCARE ACQUISITION 2 CORP. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS Purpose and Policy The primary purpose of the Audit Committee (the ?Committee?) shall be to act on behalf of the Board of Directors (the ?Board?) of Chardan Healthcare Acquisition 2 Corp. (the ?Company?), in fulfilling the Board?s oversight responsibilities with respect to the Company?s cor |
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March 4, 2021 |
Exhibit 14 CODE OF CONDUCT AND ETHICS OF CHARDAN HEALTHCARE ACQUISITIONS 2 CORP. Adopted: April 23, 2020 The Board of Directors of Chardan Healthcare Acquisition 2 Corp. (the ?Company?) has adopted this Code of Ethics (this ?Code?) to provide value for our stockholders; and ? To encourage honest and ethical conduct, including fair dealing and the ethical handling of conflicts of interest; ? To pro |
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February 16, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Chardan Healthcare Acquisition 2 Corp (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 15957T107 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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February 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 Chardan Healthcare Acquisition 2 Corp. (Name of Issuer) Common Shares (Title of Class of Securities) 15957T107 (CUSIP Number) January 22, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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November 3, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39271 Chardan Heal |
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August 11, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39271 Chardan Healthcar |
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June 9, 2020 |
CHARDAN HEALTHCARE ACQUISITION 2 CORP. BALANCE SHEET APRIL 28, 2020 Exhibit 99.1 CHARDAN HEALTHCARE ACQUISITION 2 CORP. BALANCE SHEET APRIL 28, 2020 Pro Forma April 28, 2020 Adjustments As Adjusted (unaudited) (unaudited) ASSETS Current assets Cash $ 1,128,077 $ - $ 1,128,077 Prepaid expenses 96,800 - 96,800 Total Current Assets 1,224,877 - 1,224,877 Cash held in Trust Account 85,000,000 1,226,440 86,226,440 Total Assets $ 86,224,877 $ 1,226,440 $ 87,451,317 LIABI |
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June 9, 2020 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2020 Date of Report (Date of earliest event reported) Chardan Healthcare Acquisition 2 Corp (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporation) ( |
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June 3, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39271 Chardan Healthca |
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May 5, 2020 |
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock, $0. |
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May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2 Chardan Healthcare Acquisition 2 Corp. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 15957T 107 (CUSIP Number) April 24, 2020 ( |
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May 4, 2020 |
CHARDAN HEALTHCARE ACQUISITION 2 CORP. INDEX TO FINANCIAL STATEMENTS EXHIBIT 99.1 CHARDAN HEALTHCARE ACQUISITION 2 CORP. INDEX TO FINANCIAL STATEMENTS Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet F-3 Notes to the Balance Sheet F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Chardan Healthcare Acquisition 2 Corp. Opinion on the Financial Statements We have audited the acc |
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May 4, 2020 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 28, 2020 Date of Report (Date of earliest event reported) Chardan Healthcare Acquisition 2 Corp. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporation |
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April 29, 2020 |
Exhibit 10.3 STOCK ESCROW AGREEMENT This STOCK ESCROW AGREEMENT, dated as of April 23, 2020 (“Agreement”), by and among CHARDAN HEALTHCARE ACQUISITION 2 CORP., a Delaware corporation (“Company”) and the initial shareholders listed on the signature pages hereto (collectively, the “Initial Shareholders”) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, a New York corporation (“Escrow Agent”). WHEREAS |
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April 29, 2020 |
Exhibit 10.1 April 23, 2020 Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 Chardan Capital Markets, LLC 17 State Street, 21st Floor New York, NY 10004 Re: Initial Public Offering Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan Healthcare Acquisiti |
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April 29, 2020 |
Promissory Note, dated April 28, 2020, by and between the Registrant and Chardan Investments 2, LLC Exhibit 10.5 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY THAT SUCH REGISTRATI |
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April 29, 2020 |
Amended and Restated Certificate of Incorporation. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CHARDAN HEALTHCARE ACQUISITION 2 CORP. Pursuant to Section 245 of the Delaware General Corporation Law Chardan Healthcare Acquisition 2 Corp., a corporation existing under the laws of the State of Delaware (the “Corporation”), by its Chief Executive Officer, hereby certifies as follows: 1. The name of the Corporation is “Chardan Heal |
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April 29, 2020 |
Exhibit 10.7 April 23, 2020 Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 Ladies and Gentlemen: Chardan Healthcare Acquisition 2 Corp. (the “Company”), a blank check company formed for the purpose of acquiring one or more businesses or entities (a “Business Combination”), intends to register its securities under the Securities Act of 1933, as amended (“Secur |
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April 29, 2020 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 23, 2020 Date of Report (Date of earliest event reported) Chardan Healthcare Acquisition 2 Corp. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39271 83-3169838 (State or other jurisdiction of incorporation |
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April 29, 2020 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the 23rd day of April, 2020, by and among Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the “Company”) and the undersigned parties listed under Investor on the signature page hereto (each, an “Investor” and collectively, the “Investors”). WHEREAS, the Investors a |
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April 29, 2020 |
Exhibit 1.1 8,500,000 Units Chardan Healthcare Acquisition 2 Corp. UNDERWRITING AGREEMENT April 23, 2020 Chardan Capital Markets, LLC 17 State Street, Suite 1600 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (“Company”), hereby confirms its agreement wit |
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April 29, 2020 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Agreement is made as of April 23, 2020 by and between Chardan Healthcare Acquisition 2 Corp. (the “Company”) and Continental Stock Transfer & Trust Company (“Trustee”). WHEREAS, the Company’s registration statement on Form S-1, No. 333-236977 (“Registration Statement”) for its initial public offering of securities (“IPO”) has been declared ef |
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April 29, 2020 |
Exhibit 10.6 FORM OF INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of April 23, 2020, by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the “Company”), and the undersigned (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly held corporations as directors, officers or in other capacities un |
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April 29, 2020 |
Exhibit 4.1 WARRANT AGREEMENT This Warrant Agreement (“Warrant Agreement”) is made as of April 23, 2020, by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company (the “Warrant Agent”). WHEREAS, the Company is engaged in a public offering (the “Public Offering”) of 8,500,000 units (the “Units”) of the Company (and |
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April 28, 2020 |
$85,000,000 CHARDAN HEALTHCARE ACQUISITION 2 CORP. 8,500,000 UNITS PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration No. 333-236977 $85,000,000 CHARDAN HEALTHCARE ACQUISITION 2 CORP. 8,500,000 UNITS Chardan Healthcare Acquisition 2 Corp., which we refer to as “we,” “us” or “our company,” is a newly organized blank check company incorporated in Delaware and formed for the purpose of entering into a merger, share exchange, asset acquisition, stock purchase, |
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April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Chardan Healthcare Acquisition 2 Corp. |
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April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A (Amendment No. |
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April 17, 2020 |
Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant. Exhibit 4.4 WARRANT AGREEMENT This Warrant Agreement (?Warrant Agreement?) is made as of , 2020, by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the ?Company?), and Continental Stock Transfer & Trust Company (the ?Warrant Agent?). WHEREAS, the Company is engaged in a public offering (the ?Public Offering?) of 8,500,000 units (the ?Units?) of the Company (and up to 1, |
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April 17, 2020 |
As filed with the Securities and Exchange Commission on April 17, 2020 As filed with the Securities and Exchange Commission on April 17, 2020 Registration No. |
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April 16, 2020 |
Exhibit 3.3 BYLAWS OF Chardan Healthcare Acquisition 2 Corp. - A Delaware Corporation - BY-LAWS OF CHARDAN HEALTHCARE ACQUISITION 2 CORP. ARTICLE I OFFICES SECTION 1. Principal Office. The registered office of the corporation shall be located in such place as may be provided from time to time in the Certificate of Incorporation. SECTION 2. Other Offices. The corporation may also have offices at su |
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April 16, 2020 |
Exhibit 4.1 NUMBER UNITS U- SEE REVERSE FOR CERTAIN DEFINITIONS CHARDAN HEALTHCARE ACQUISITION 2 CORP. CUSIP UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE-HALF OF ONE SHARE OF COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (?Unit?) consists of one share of common stock, par value $.0001 per share, of Charda |
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April 16, 2020 |
As filed with the Securities and Exchange Commission on April 15, 2020 As filed with the Securities and Exchange Commission on April 15, 2020 Registration No. |
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April 16, 2020 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is entered into as of the day of , 2020, by and among Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the ?Company?) and the undersigned parties listed under Investor on the signature page hereto (each, an ?Investor? and collectively, the ?Investors?). WHEREAS, the Investors and the Com |
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April 16, 2020 |
Form of Subscription Agreement. Exhibit 10.6 , 2020 Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 Ladies and Gentlemen: Chardan Healthcare Acquisition 2 Corp. (the ?Company?), a blank check company formed for the purpose of acquiring one or more businesses or entities (a ?Business Combination?), intends to register its securities under the Securities Act of 1933, as amended (?Securities Ac |
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April 16, 2020 |
Exhibit 4.3 SPECIMEN WARRANT CERTIFICATE NUMBER [ ] WARRANTS WA- (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, FIVE YEARS FROM THE CLOSING DATE OF THE COMPANY?S INITIAL BUSINESS COMBINATION) CHARDAN HEALTHCARE ACQUISITION 2 CORP. CUSIP WARRANT THIS WARRANT CERTIFIES THAT, for value received , or registered agents, is the registered holder of a Warrant or Warran |
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April 16, 2020 |
Exhibit 99.5 CONSENT Chardan Healthcare Acquisition 2 Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the ?Registration Statement?), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registratio |
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April 16, 2020 |
Exhibit 10.3 STOCK ESCROW AGREEMENT This STOCK ESCROW AGREEMENT, dated as of , 2020 (?Agreement?), by and among CHARDAN HEALTHCARE ACQUISITION 2 CORP., a Delaware corporation (?Company?) and the initial shareholders listed on the signature pages hereto (collectively, the ?Initial Shareholders?) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, a New York corporation (?Escrow Agent?). WHEREAS, the Co |
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April 16, 2020 |
Exhibit 99.7 CONSENT Chardan Healthcare Acquisition 2 Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the ?Registration Statement?), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registratio |
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April 16, 2020 |
Exhibit 10.1 , 2020 Chardan Healthcare Acquisition 2 Corp. 17 State Street, 21st Floor New York, NY 10004 Chardan Capital Markets, LLC 17 State Street, 21st Floor New York, NY 10004 Re: Initial Public Offering Gentlemen: This letter is being delivered to you in accordance with the Underwriting Agreement (the ?Underwriting Agreement?) entered into by and between Chardan Healthcare Acquisition 2 Cor |
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April 16, 2020 |
Exhibit 99.6 CONSENT Chardan Healthcare Acquisition 2 Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the ?Registration Statement?), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registratio |
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April 16, 2020 |
Exhibit 3.1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF INCORPORATION OF ?CHARDAN HEALTHCARE ACQUISITION II CORP.?, FILED IN THIS OFFICE ON THE NINETEENTH DAY OF DECEMBER, A.D. 2018, AT 1:55 O?CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE KENT COU |
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April 16, 2020 |
Form of Underwriting Agreement. Exhibit 1.1 8,500,000 Units Chardan Healthcare Acquisition 2 Corp. UNDERWRITING AGREEMENT [?], 2020 Chardan Capital Markets, LLC 17 State Street, Suite 1600 New York, New York 10004 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (?Company?), hereby confirms its agreement with Cha |
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April 16, 2020 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Agreement is made as of , 2020 by and between Chardan Healthcare Acquisition 2 Corp. (the ?Company?) and Continental Stock Transfer & Trust Company (?Trustee?). WHEREAS, the Company?s registration statement on Form S-1, No. 333-236977 (?Registration Statement?) for its initial public offering of securities (?IPO?) has been declared effective |
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April 16, 2020 |
Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant. Exhibit 4.4 WARRANT AGREEMENT This Warrant Agreement (?Warrant Agreement?) is made as of , 2020, by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the ?Company?), and Continental Stock Transfer & Trust Company (the ?Warrant Agent?). WHEREAS, the Company is engaged in a public offering (the ?Public Offering?) of 8,500,000 units (the ?Units?) of the Company (and up to 1, |
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April 16, 2020 |
Specimen Common Stock Certificate. Exhibit 4.2 NUMBER SHARES C CHARDAN HEALTHCARE ACQUISITION 2 CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF CHARDAN HEALTHCARE ACQUISITION 2 CORP. transferable on the books of the Company in person or by duly authorized attorney upon surrend |
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April 16, 2020 |
Form of Amended and Restated Certificate of Incorporation. Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CHARDAN HEALTHCARE ACQUISITION 2 CORP. Pursuant to Section 245 of the Delaware General Corporation Law Chardan Healthcare Acquisition 2 Corp., a corporation existing under the laws of the State of Delaware (the ?Corporation?), by its Chief Executive Officer, hereby certifies as follows: 1. The name of the Corporation is ?Chardan Heal |
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April 16, 2020 |
Exhibit 99.4 CONSENT Chardan Healthcare Acquisition 2 Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the ?Registration Statement?), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registratio |
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April 16, 2020 |
Exhibit 10.5 FORM OF INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) is made as of , 2020, by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly held corporations as directors, officers or in other capacities unless they are provided w |
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April 16, 2020 |
Exhibit 99.8 CONSENT Chardan Healthcare Acquisition 2 Corp. intends to file a Registration Statement on Form S-1 (together with any amendments or supplements thereto the ?Registration Statement?), registering securities for issuance in its initial public offering. As required by Rule 438 under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registratio |
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March 9, 2020 |
As filed with the Securities and Exchange Commission on March 6, 2020 As filed with the Securities and Exchange Commission on March 6, 2020 Registration No. |
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March 9, 2020 |
Exhibit 10.6 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY THAT SUCH REGISTRATI |
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January 16, 2020 |
Confidentially submitted to the Securities and Exchange Commission on January 15, 2020 This draft registration statement has not been publicly filed with the U. |