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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Resonant Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 7, 2022 |
15-12B 1 tm2210290d41512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-36467 RESONANT INC. (Exact name of r |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d5posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. |
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| March 28, 2022 |
SC TO-T/A 1 tm2210290d1sctot.htm SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 2 RESONANT INC. (Name of Subject Company - Issuer) PJ COSMOS ACQUISITION COMPANY, INC. (Offeror) MURATA ELECTRONICS NORTH AMERICA, INC. (Parent of Offeror) MURATA MANUFACTURI |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 S-8 POS 1 a22-1041510s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-239313 Registration No. 333-232094 Registration No. 333-218542 Registration No. 333-214571 Registration No. 333-211894 Registration No. 333-211893 Registration No. 333-196344 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendme |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d6posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d3posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
Amended and Restated Bylaws of Resonant Inc. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF RESONANT INC. Article I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such time as the Board of Directors shall each y |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d4posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d7posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2022 Resonant INC. (Exact name of registrant as specified in its charter) Delaware 001-36467 45-4320930 (State or other jurisdiction (Commission (IRS Employer of incorporati |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d1posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) Of The Securities Exchange Act Of 1934 (Amendment No. 3) RESONANT INC. (Name of Subject Company) RESONANT INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 76118L102 (CUSIP Nu |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d2posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 28, 2022 POS AM 1 tm2210415d8posam.htm POS AM As filed with the Securities and Exchange Commission on March 28, 2022 Registration No. 333-254242 Registration No. 333-246336 Registration No. 333-234370 Registration No. 333-233570 Registration No. 333-228353 Registration No. 333-221089 Registration No. 333-217255 Registration No. 333-211375 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 |
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| March 28, 2022 |
Amended and Restated Certificate of Incorporation of Resonant Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Resonant Inc. FIRST: The name of the Corporation is Resonant Inc. (the ?Corporation?). SECOND: The address of the Corporation?s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle 19801. The name of its registered agent at such address is The Corporation Trust Company. THI |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) Of The Securities Exchange Act Of 1934 (Amendment No. 2) RESONANT INC. (Name of Subject Company) RESONANT INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 76118L102 (CUSIP Nu |
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| March 14, 2022 |
Exhibit (a)(5)(E) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK - KEN CALLEN, Plaintiff, Case No. |
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| March 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 1 RESONANT INC. (Name of Subject Company - Issuer) PJ COSMOS ACQUISITION COMPANY, INC. (Offeror) MURATA ELECTRONICS NORTH AMERICA, INC. (Parent of Offeror) MURATA MANUFACTURING CO., LTD. (Other Person) (Names of Filing |
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| March 14, 2022 |
Exhibit (a)(5)(G) IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA BENNY RUFF, : : Case No. |
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| March 14, 2022 |
SC 14D9/A 1 tm229165d1sc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) Of The Securities Exchange Act Of 1934 (Amendment No. 1) RESONANT INC. (Name of Subject Company) RESONANT INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title |
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| March 14, 2022 |
Exhibit (a)(5)(F) Daniel Sadeh, Esq. HALPER SADEH LLP 667 Madison Avenue, 5th Floor New York, NY 10065 Telephone: (212) 763-0060 Facsimile: (646) 776-2600 Email: [email protected] Counsel for Plaintiff UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK THOMAS VALENTI, Case No: Plaintiff, JURY TRIAL DEMANDED v. RESONANT INC., GEORGE B. HOLMES, MICHAEL FOX, RUB?N CABALLERO, ALAN B. HOWE, |
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| March 14, 2022 |
Exhibit (a)(5)(C) Evan J. Smith BRODSKY & SMITH 240 Mineola Boulevard First Floor Mineola, NY 11501 Telephone: 516.741.4977 Facsimile: 516.741.0626 [email protected] Attorneys for Plaintiff UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK DANNY KEY, Case No.: Plaintiff, Complaint For: VS. (1) Violation of ? 14 (e) of the Securities Exchange Act of 1934 (2) Violation of ? 14 (d) of |
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| March 14, 2022 |
Exhibit 10.7 SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between [] (?Executive?) and Resonant Inc., a Delaware corporation (the ?Company?), effective as of the Executive?s first date of employment with the Company (the ?Effective Date?). Certain capitalized terms used in the Agreement are defined in Sec |
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| March 14, 2022 |
Exhibit (a)(5)(H) UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK JEFFREY D. |
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| March 14, 2022 |
Exhibit (a)(5)(D) UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK BRIAN JONES, Plaintiff, Civil Action No. |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-364 |
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| February 28, 2022 |
?? ?Exhibit (a)(1)(C)? NOTICE OF GUARANTEED DELIVERY to Tender Shares of Common Stock of Resonant, Inc. |
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| February 28, 2022 |
Exhibit (d)(2) CONFIDENTIAL January 11, 2022 Murata Manufacturing Co., Ltd. 10-1, Higashikotari 1-chome Nagaokakyo-shi Kyoto Prefecture 617-8555 Ladies and Gentlemen: In connection with the consideration of a possible transaction involving Resonant Inc. (?Resonant?), its business and/or securities by Murata Manufacturing Co., Ltd. (the ?Company?) and/or its subsidiaries (the ?Transaction?), we hav |
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| February 28, 2022 |
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees ?? ?Exhibit (a)(1)(E)? Offer to Purchase for Cash All Outstanding Shares of Common Stock of Resonant Inc. |
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| February 28, 2022 |
SEVERANCE AND CHANGE IN CONTROL AGREEMENT Exhibit (e)(13) SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between Dylan Kelly (?Executive?) and Resonant Inc. |
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| February 28, 2022 |
Summary Advertisement as published in the Wall Street Journal, dated February 28, 2022 Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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| February 28, 2022 |
EX-99.(A)(1)(B) 3 tm226509d4ex99-a1b.htm EX-99.(A)(1)(B) Exhibit (a)(1)(B) LETTER OF TRANSMITTAL to Tender Shares of Common Stock of Resonant Inc. Pursuant to the Offer to Purchase dated February 28, 2022 by PJ Cosmos Acquisition Company, Inc. a wholly owned subsidiary of Murata Electronics North America, Inc. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT ONE MINUTE FOLLOWING 11:59 PM, EASTERN TIME, |
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| February 28, 2022 |
[The remainder of this page is intentionally left blank.] Exhibit (e)(3) February 2, 2022 Resonant Inc. 10900 Stonelake Boulevard Building 2, Suite 100, Office 02-130 Austin, TX 78759 Re: Exclusivity Agreement Ladies and Gentlemen: This letter agreement confirms certain agreements of Murata Manufacturing Co., Ltd. (?Buyer?) and Resonant Inc. (the ?Company?) as set forth below. 1. Buyer is considering a potential acquisition of the Company on the terms se |
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| February 28, 2022 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees ?? ?Exhibit (a)(1)(D)? Offer to Purchase for Cash All Outstanding Shares of Common Stock of Resonant Inc. |
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| February 28, 2022 |
SEVERANCE AND CHANGE IN CONTROL AGREEMENT Exhibit (e)(12) SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between Martin S. |
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| February 28, 2022 |
TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2022 |
SEVERANCE AND CHANGE IN CONTROL AGREEMENT Exhibit (e)(10) SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between Neal Fenzi (?Executive?) and Resonant Inc. |
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| February 28, 2022 |
SEVERANCE AND CHANGE IN CONTROL AGREEMENT Exhibit (e)(14) SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between Clint Brown (?Executive?) and Resonant Inc. |
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| February 28, 2022 |
SEVERANCE AND CHANGE IN CONTROL AGREEMENT Exhibit (e)(15) SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between Lisa Wolf (?Executive?) and Resonant Inc. |
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| February 28, 2022 |
AMENDED AND RESTATED SEVERANCE AND CHANGE IN CONTROL AGREEMENT Exhibit (e)(11) AMENDED AND RESTATED SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Amended and Restated Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between George B. |
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| February 28, 2022 |
Exhibit 107 Calculation of Filing Fee Tables SC TO-T (Form Type) Resonant Inc (Name of Subject Company ? Issuer) PJ Cosmos Acquisition Company, Inc. |
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| February 28, 2022 |
TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2022 |
Offer to Purchase, dated February 28, 2022 TABLE OF CONTENTS? ?Exhibit (a)(1)(A)? CONFIDENTIAL? Offer to Purchase for Cash All Outstanding Shares of Common Stock of Resonant Inc. |
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| February 14, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 14, 2022 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporatio |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) Of The Securities Exchange Act of 1934 (Amendment No. ) RESONANT INC. (Name of Subject Company) RESONANT INC. (Name of Persons Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 76118L102 (CUSIP Num |
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| February 14, 2022 |
Exhibit 99.2 February 15, 2022 Company name: Murata Manufacturing Co., Ltd. Name of representative: Norio Nakajima President and Representative Director (Code: 6981, First section of the Tokyo Stock Exchange) Contact: Toshiyuki Ozawa General Manager of Corporate Communication Department (Phone: 075-955-6786) Notice Concerning Conclusion of Agreement to Acquire U.S.-based Resonant Inc. and Schedule |
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| February 14, 2022 |
EX-99.1 3 tm226596d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Murata to acquire Resonant for $4.50 per share in cash Acquisition enhances Murata’s position as a leading global provider of RF system solutions and filter products KYOTO and AUSTIN, TX, February 14, 2022 – Murata Electronics North America, Inc., a wholly owned subsidiary of Murata Manufacturing Co., Ltd., and Resonant Inc. (Resonant) (NASD |
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| February 14, 2022 |
Exhibit 99.1 Murata to acquire Resonant for $4.50 per share in cash Acquisition enhances Murata?s position as a leading global provider of RF system solutions and filter products KYOTO and AUSTIN, TX, February 14, 2022 ? Murata Electronics North America, Inc., a wholly owned subsidiary of Murata Manufacturing Co., Ltd., and Resonant Inc. (Resonant) (NASDAQ: RESN) today announced that they have ent |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Resonant Inc. (Name of Subject Company ? Issuer) PJ Cosmos Acquisition Company, Inc. (Offeror) Murata Electronics North America, Inc. (Parent of Offeror) Murata Manufacturing Co., Ltd. (Other Person) (Names of Filing Pe |
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| February 14, 2022 |
EX-2.1 2 tm226596d1ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER Among MURATA ELECTRONICS NORTH AMERICA, INC., PJ COSMOS ACQUISITION COMPANY, INC. and RESONANT INC. Dated as of February 14, 2022 Table of Contents Page Article I. DEFINITIONS 2 Section 1.01 Definitions 2 Article II. THE OFFER 14 Section 2.01 The Offer 14 Section 2.02 Company Action 17 Article III. |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 28, 2022 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 14, 2022 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 or ? Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exa |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 10, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 10, 2021 |
Resonant Inc. Reports Third Quarter 2021 Financial Results Expands Partnership with World?s Largest RF Filter Manufacturer for the Development of XBAR?-based RF Filters, Increasing Price Per Device by up to 400% for the Most Complex Bands Surpasses Milestone of 100 Million Resonant-Designed RF Filters Shipped AUSTIN, TX - November 10, 2021 - Resonant Inc. (NASDAQ: RESN), a provider of radio freque |
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| November 10, 2021 |
Exhibit 10.2 SUBLEASE AGREEMENT This Sublease Agreement (“Sublease”) is dated as of September 10, 2021 (the “Effective Date”), for reference purposes only, by and between SONIM TECHNOLOGIES, INC., a Delaware corporation (“Sublandlord”), having an address of 6500 River Place Blvd., Building 7, Suite 250 Austin, TX 78730 U.S.A., and RESONANT, INC., a Delaware corporation (“Subtenant”), having an add |
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| November 10, 2021 |
EX-10.1 2 resonant-xaddendum1tomurat.htm EX-10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. OMISSIONS ARE DESIGNATED AS [***]. ADDENDUM 1 TO COLLABORATION AND LICENSE AGREEMENT This Addendum 1 to Collaboration and License Agreement (this “Addendum”) i |
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| October 12, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 6, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| October 6, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 30, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| October 6, 2021 |
EX-99.1 2 exhibit991pressreleasemura.htm EX-99.1 Resonant Inc. Expands Strategic Partnership with Murata Manufacturing Co., Ltd., the World's Leading RF Module and Filter Provider Resonant's XBAR® Technology to be Leveraged Across Additional Bands AUSTIN, Texas - October 6, 2021 - Resonant Inc. (NASDAQ: RESN), a provider of radio frequency (RF) filter solutions developed on a robust intellectual p |
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| August 11, 2021 |
EX-99.1 2 exhibit991q22021.htm EX-99.1 Resonant Inc. Reports Second Quarter 2021 Financial Results Resonant-Designed RF Filter Shipment Volumes Grew a Record 450% Year-Over-Year; IP Portfolio Expands to over 375 Filed or Issued Patents AUSTIN, TX - August 11, 2021 - Resonant Inc. (NASDAQ: RESN), a provider of radio frequency (RF) filter solutions developed on a robust intellectual property platfor |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 or ? Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact na |
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| August 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 11, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 8, 2021 |
Resonant Customers Shipped a Record 17.5 Million RF Filters in The Second Quarter of 2021 Capitalizing on WaveXTM Design Technology; Representing Year Over Year Growth of 450% Company Exceeds Milestone of 79 Million RF Filters Shipped by Resonant's Customers AUSTIN, Texas - July 07, 2021 - Resonant Inc. (NASDAQ: RESN), a provider of radio frequency (RF) filter solutions developed on a robust intel |
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| July 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 7, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| June 10, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 8, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 14, 2021 |
RESONANT INC. 10900 Stonelake Blvd Suite 100, Office 02-130 Austin TX 78759 May 17, 2021 RESONANT INC. 10900 Stonelake Blvd Suite 100, Office 02-130 Austin TX 78759 May 17, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Resonant Inc. Registration Statement on Form S-3 (File No. 333-254242) Acceleration Request Requested Date: May 19, 2021 Requested Time: 4:00 p.m. Eastern Time Ladies and Gentlemen: Resonant Inc. (the ?Comp |
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| May 13, 2021 |
amended by Amendment No. 1 to Registration Statement on Form S-3 filed on May 13, 2021 As filed with the Securities and Exchange Commission on May 13, 2021. Registration No. 333-254242 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RESONANT INC. (Exact name of registrant as specified in its charter) Delaware (State of other jurisdiction of incorporation or organization) 45-43 |
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| May 12, 2021 |
EX-99.1 2 exhibit991q12021.htm EX-99.1 Resonant Inc. Reports First Quarter 2021 Financial Results RADIO FREQUENCY (RF) FILTER VOLUMES USING RESONANT DESIGNS GROWS 437% YEAR-OVER-YEAR; IP PORTFOLIO INCREASES TO 330 PATENTS AUSTIN, TX - May 12, 2021 - Resonant Inc. (NASDAQ: RESN), a provider of radio frequency (RF) filter solutions developed on a robust intellectual property platform, designed to co |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 or ? Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact n |
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| May 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 12, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| April 28, 2021 |
EX-99.1 2 exhibit991q12021pre-release.htm EX-99.1 Resonant Provides Preliminary First Quarter 2021 Financial Results Company Expects Significant Year-Over-Year Growth in 2021 Austin, TX - April 28, 2021 - Resonant Inc. (NASDAQ: RESN), a provider of radio frequency (RF) filter solutions developed on a robust intellectual property platform, designed to connect People and Things, has provided prelimi |
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| April 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 28, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 20, 2021 |
RESONANT INC. 10900 Stonelake Blvd Suite 100, Office 02-130 Austin TX 78759 April 20, 2021 RESONANT INC. 10900 Stonelake Blvd Suite 100, Office 02-130 Austin TX 78759 April 20, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Resonant Inc. Registration Statement on Form S-3 (File No. 333-254242) Withdrawal of Acceleration Request Ladies and Gentlemen: Resonant Inc. (the ?Company?) hereby withdraws its request for acceleration |
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| April 19, 2021 |
RESONANT INC. 10900 Stonelake Blvd Suite 100, Office 02-130 Austin TX 78759 April 19, 2021 RESONANT INC. 10900 Stonelake Blvd Suite 100, Office 02-130 Austin TX 78759 April 19, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Resonant Inc. Registration Statement on Form S-3 (File No. 333-254242) Acceleration Request Requested Date: April 22, 2021 Requested Time: 4:00 p.m. Eastern Time Ladies and Gentlemen: Resonant Inc. (the ? |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 15, 2021 |
Resonant Inc. Reports Fourth Quarter and Full Year 2020 Financial Results 2020 Revenues Increase Over 330% Year-over-Year to Record $3.2 Million Murata Confirms XBAR® Performance and Moves Into Manufacturing Development Phase of Agreement AUSTIN, Texas - March 15, 2021 -Resonant Inc. (NASDAQ: RESN), a provider of radio frequency (RF) filter solutions developed on a robust intellectual property pla |
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| March 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 15, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| March 12, 2021 |
Outside Director Compensation Policy EX-10.10 2 ex1010123120.htm EX-10.10 Exhibit 10.10 OUTSIDE DIRECTOR COMPENSATION POLICY RESONANT INC. (Revised Effective as of June 11, 2019) Resonant Inc. (the “Company”) believes that the granting of equity and cash compensation to members of its Board of Directors (the “Board,” and members of the Board, “Directors”) represents a powerful tool to attract, retain and reward Directors who are not |
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| March 12, 2021 |
Registration Statement on Form S-3 (Registration No. 333-254242) filed on March 12, 2021 As filed with the Securities and Exchange Commission on March 12, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RESONANT INC. (Exact name of registrant as specified in its charter) Delaware (State of other jurisdiction of incorporation or organization) 45-4320930 (I.R.S. Employer |
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| March 12, 2021 |
Exhibit 10.11.2 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (this ?Amendment?) is made and entered into as of May 1, 2020, between 175 CREMONA TRAMCO, LLC, a California limited liability company, 175 CREMONA CANWOOD, LLC, a California limited liability company, and 175 CREMONA SIMONE, LLC, a California limited liability company (collectively ?Landlord?), and RESONANT INC., a Delaware co |
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| March 12, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-364 |
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| March 12, 2021 |
Form of Indenture between the Registrant and one or more trustees to be named EXHIBIT 4.2 RESONANT INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [?], 20 DEBT SECURITIES Table Of Contents (1) Article I DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 Article II ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities. 4 Section 2.02 Form of Securities and Trustee?s Certificate. 6 Section 2. |
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| February 16, 2021 |
SC 13G/A 1 tm216900d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* RESONANT, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 76118L 10 2 (CUSIP Number) February 4, 2021 (Date of Event which Requires Filing of this Statement) Check the |
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| February 12, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Resonant Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 76118L102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Ru |
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| February 9, 2021 |
EX-99.1 2 exhibit991q420prerelease.htm EX-99.1 Resonant Inc. Provides Preliminary Full Year 2020 Financial Results, Revenues Increase Over 330% to a Record $3.2 Million Austin, Texas - Feb. 09, 2021 -Resonant Inc. (NASDAQ: RESN), a provider of radio frequency (RF) filter intellectual property connecting People and Things, has provided preliminary unaudited financial and operational results for the |
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| February 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 9, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 21, 2021 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 10, 2020 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 10, 2020 |
Resonant Inc. Reports Third Quarter 2020 Financial Results Company Achieves Landmark Milestone with World’s Largest RF Filter Manufacturer for the Development of XBAR® 5G RF Filters for Mobile Devices GOLETA, CA - November 10, 2020 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless dev |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exa |
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| October 7, 2020 |
Murata Manufacturing Co., Ltd., the World's Leading RF Module and Filter Provider and Resonant, Inc. Confirm Target Performance, Packaging and Initial Reliability for First Mobile XBAR Design, and Approve Move to the Manufacturing Development Phase of the Agreement Resonant receives second payment based on strategic alliance on pre-paid royalties GOLETA, CA - October 5, 2020 - Resonant Inc. (NASDA |
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| October 7, 2020 |
Resonant Provides Preliminary Third Quarter 2020 Results, Delivers Technical 5G Milestone with Strategic Partner Ahead of Guidance GOLETA, CA - October 7, 2020 - Resonant Inc. |
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| October 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 5, 2020 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 25, 2020 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 19, 2020 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) |
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| August 25, 2020 |
Letter to the Securities and Exchange Commission from Crowe LLP dated August 24, 2020. Exhibit 16.1 August 24, 2020 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Resonant Inc.’s (the “Company”) statements included under Item 4.01 of its Form 8-K dated August 24, 2020. We agree with the statement made in the second sentence in the first and second paragraphs and in the statements made in th |
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| August 14, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 14, 2020 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) |
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| August 14, 2020 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-228353 and Registration No. 333-246336 PROSPECTUS SUPPLEMENT (to Prospectus dated November 29, 2018) $25,000,000 Common Stock We have entered into an At-the-Market Equity Offering Sales Agreement, or the Sales Agreement, with Stifel, Nicolaus & Company, Incorporated, or Stifel, relating to shares of our common stock offered by this prospectus s |
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| August 14, 2020 |
Exhibit 1.1 RESONANT INC. Common Stock ($0.001 par value per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENT August 14, 2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED 787 Seventh Ave, 12th Floor New York, NY 10019 Ladies and Gentlemen: Resonant Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or th |
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| August 14, 2020 |
Registration Statement on Form S-3 (Registration No.333-246336) filed on August 14, 2020; As filed with the Securities and Exchange Commission on August 14, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RESONANT INC. (Exact name of registrant as specified in its charter) Delaware (State of other jurisdiction of incorporation or organization) 45-4320930 (I.R.S. Employer |
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| August 5, 2020 |
Resonant Inc. Reports Second Quarter 2020 Financial Results Customer Unit Shipments Increased >95% Sequentially to >3 Million; Over 40 Million Units Shipped To-Date GOLETA, CA - August 5, 2020 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, has announced financial results f |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact na |
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| August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 5, 2020 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 10, 2020 |
RESN / Resonant Inc. / Select Equity Group, L.P. - SCHEDULE 13G Passive Investment SC 13G 1 s36193046a.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Resonant Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 76118L102 (CUSIP Number) June 30, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to wh |
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| July 10, 2020 |
AGREEMENT OF REPORTING PERSONS EX-99.1 2 s36193046b.htm AGREEMENT OF REPORTING PERSONS EXHIBIT 99.1 AGREEMENT OF REPORTING PERSONS The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint f |
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| June 19, 2020 |
Registration Statement on Form S-8 (Registration No. 333-239313) filed on June 19, 2020; As filed with the Securities and Exchange Commission on June 19, 2020 Registration No. |
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| June 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 9, 2020 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| June 10, 2020 |
Amendment No. 4 to Registrant's Amended and Restated 2014 Omnibus Incentive Plan EX-10.1 2 exhibit101amendmenttoincen.htm EXHIBIT 10.1 Exhibit 10.1 RESONANT INC. AMENDMENT NO. 4 TO AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN This Amendment No. 4 (this “Amendment”) to the Resonant Inc. Amended and Restated 2014 Omnibus Incentive Plan (the “Plan”) is effective as of June 9, 2020, by action of the Board of Directors of Resonant Inc., a Delaware corporation (the “Company”). 1 |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact n |
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| May 6, 2020 |
Resonant Inc. Reports First Quarter 2020 Financial Results Revenues up sequentially - Costs cut significantly GOLETA, CA - May 6, 2020 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced financial results for the first quarter ended March 31, 2020, and provided |
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| May 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 6, 2020 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| April 22, 2020 |
2020 Annual Meeting of Stockholders, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| April 21, 2020 |
RESN / Resonant Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 18, 2020 |
8-K 1 tm2013052-18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 17, 2020 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission |
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| March 13, 2020 |
10-K 1 resn20191231-10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| March 13, 2020 |
Technical Advisor Agreement, dated as of August 5, 2019, between the Registrant and Ruben Caballero Exhibit 10.19 Technical Advisor Agreement This Technical Advisor Agreement (this “Agreement”) is made and entered into as of August 5, 2019 (the "Effective Date") by and between Resonant Inc., a Delaware corporation (“Company”), and Ruben Caballero, an individual ("Technical Advisor"). R E C I T A L Technical Advisor desires to perform, and Company desires to have Technical Advisor perform, consul |
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| March 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 10, 2020 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| March 10, 2020 |
Resonant Inc. Reports Fourth Quarter and Annual 2019 Financial Results and Provides Business Update Resonant Inc. Reports Fourth Quarter and Annual 2019 Financial Results and Provides Business Update GOLETA, Calif. - March 10, 2020 -Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced financial results for the fourth quarter and fiscal year ended December 31, 201 |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 12, 2020 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporatio |
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| February 13, 2020 |
RESN / Resonant Inc. / Park City Capital, LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
8-K 1 tm207651-18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 10, 2020 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commissi |
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| February 7, 2020 |
Resonant Announces Proposed Public Offering of Common Stock Exhibit 99.1 For Immediate Release Resonant Announces Proposed Public Offering of Common Stock GOLETA, Calif. – February 6, 2020 – Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced that it is offering to sell shares of its common stock in an underwritten public |
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| February 7, 2020 |
Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-228353 PROSPECTUS SUPPLEMENT (to Prospectus dated November 29, 2018) 16,666,667 Shares Common Stock We are offering 16,666,667 shares of our common stock. Our common stock is listed on The Nasdaq Capital Market under the symbol “RESN.” On February 6, 2020, the last reported sale price of our common stock was $2.20 per share. Investing |
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| February 7, 2020 |
Exhibit 1.1 16,666,667 Shares RESONANT INC. Common Stock UNDERWRITING AGREEMENT February 6, 2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED As representative of the several Underwriters named in Schedule I hereto c/o Stifel, Nicolaus & Company, Incorporated 787 Seventh Ave, 12th Floor New York, NY 10019 Ladies and Gentlemen: Resonant Inc., a Delaware corporation (the “Company”), proposes to issue an |
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| February 7, 2020 |
Resonant Prices Underwritten Public Offering of Common Stock Exhibit 99.2 For Immediate Release Resonant Prices Underwritten Public Offering of Common Stock GOLETA, Calif. – February 6, 2020 – Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced the pricing of its previously announced underwritten public offering of 16,666,6 |
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| February 7, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 6, 2020 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation |
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| February 6, 2020 |
Results of Operations and Financial Condition 8-K 1 tm206623d38k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-k CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 6, 2020 Resonant INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commissio |
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| February 6, 2020 |
SUBJECT TO COMPLETION, DATED FEBRUARY 6, 2020 Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-228353 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor are we seeking an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DA |
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| December 2, 2019 |
Restricted Stock Unit Agreement, dated December 2, 2019, between the Registrant and Dylan J. Kelly Exhibit 10.2 Performance Award RESONANT INC. RESTRICTED STOCK UNIT AGREEMENT (Performance Award) RESONANT INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT (Performance Award) You have been granted the following Performance-Based Restricted Stock Units (“RSUs”) for shares of common stock, par value $0.001 per share (“Common Stock”), of Resonant Inc. (“Reso |
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| December 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 2, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation |
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| December 2, 2019 |
Offer Letter between the Registrant and Dylan J. Kelly, dated November 14, 2019 Exhibit 10.1 November 14, 2019 PERSONAL & CONFIDENTIAL Dylan Kelly [Address] Re: Employment Terms Dear Dylan: I am pleased to extend this formal offer of full-time employment to join Resonant Inc. (“Resonant” or the “Company”) as Chief Operating Officer. This is a key position reporting directly to myself, George B. Holmes, Chief Executive Officer. I’m excited to have you joining us! This letter s |
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| December 2, 2019 |
Exhibit 99.1 Resonant Inc. Names Dylan J. Kelly as Chief Operating Officer Semiconductor Technology Veteran Brings more than 20 Years of Executive Leadership GOLETA, CA — December 2, 2019 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, announced the appointment of Dylan J. |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exa |
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| November 7, 2019 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. OMISSIONS ARE DESIGNATED AS [***]. COLLABORATION AND LICENSE AGREEMENT This Collaboration and License Agreement (this “Agreement”) is entered into as of September 30, 2019 (“Closing Date”) by Resonant Inc., a |
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| November 7, 2019 |
RESN / Resonant Inc. CORRESP - - RESONANT INC. 175 Cremona Drive, Suite 200 Goleta, California 93117 November 7, 2019 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Resonant Inc. Registration Statement on Form S-3 (File No. 333-234370) Acceleration Request Requested Date: November 12, 2019 Requested Time: 4:00 p.m. Eastern Time Ladies and Gentlemen: Resonant Inc. (the “Com |
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| November 5, 2019 |
Resonant Inc. Reports Third Quarter 2019 Financial Results and Provides Business Update Resonant Inc. Reports Third Quarter 2019 Financial Results and Provides Business Update GOLETA, CA - November 5, 2019 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced financial results for the third quarter ended September 30, 2019 and provided an update on i |
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| November 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-kq32019.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 5, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporati |
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| October 29, 2019 |
Registration Statement on Form S-3 (Registration No.333-234370) filed on October 29, 2019; Table of Contents As filed with the Securities and Exchange Commission on October 29, 2019 Registration No. |
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| October 4, 2019 |
Exhibit 99.1 MURATA MANUFACTURING CO., LTD., THE WORLD’S LEADING RF MODULE AND FILTER PROVIDER AND RESONANT, INC. SIGN MULTI-YEAR COMMERCIAL AGREEMENT OF XBAR TECHNOLOGY GOLETA, CA — October 2, 2019 - Murata Manufacturing Co., Ltd. (Murata), the world’s leading RF module and filter provider and Resonant Inc. (Resonant), a leader in transforming the way radio frequency, or RF, front-ends are being |
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| October 4, 2019 |
8-K 1 a19-1946618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 30, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission ( |
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| October 3, 2019 |
RESN / Resonant Inc. / Murata Manufacturing Co Ltd - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* RESONANT INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 76118L102 (CUSIP Number) September 30, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| October 3, 2019 |
EX-99.1 Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G, dated October 2, 2019, with respect to the Common Stock of Resonant Inc., is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, a |
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| September 10, 2019 |
RESN / Resonant Inc. CORRESP - - RESONANT INC. 175 Cremona Drive, Suite 200 Goleta, California 93117 September 10, 2019 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Resonant Inc. Registration Statement on Form S-3 (File No. 333-233570) Acceleration Request Requested Date: September 12, 2019 Requested Time: 4:00 p.m. Eastern Time Ladies and Gentlemen: Resonant Inc. (the “ |
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| August 30, 2019 |
Registration Statement on Form S-3 (Registration No.333-233570) filed on August 30, 2019; Table of Contents As filed with the Securities and Exchange Commission on August 30, 2019 Registration No. |
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| August 14, 2019 |
RESN / Resonant Inc. / Park City Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 tv527521sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 9)* RESONANT INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class |
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| August 13, 2019 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 9, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| August 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact na |
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| August 6, 2019 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of July 31, 2019 by and among Resonant Inc., a Delaware corporation (the “Company”), and the investors identified on the signature pages hereto, including any additional investor that becomes a party to this Agreement in accordance with Section 7(l) hereof (each, including it |
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| August 6, 2019 |
RESONANT INC. SIGNS A SECURITIES PURCHASE AGREEMENT TO RAISE CAPITAL Exhibit 99.1 RESONANT INC. SIGNS A SECURITIES PURCHASE AGREEMENT TO RAISE CAPITAL · Murata Manufacturing Co., Ltd. will lead the round, demonstrating interest in Resonant’s technology GOLETA, CA, — August 6, 2019 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announc |
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| August 6, 2019 |
Exhibit 99.3 Resonant Inc. Appoints Tech Executive Rubén Caballero to its Board of Directors - Respected tech industry veteran brings more than 20 years of mobile device engineering expertise to Resonant’s Board- GOLETA, CA, August 6, 2019 — Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wire |
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| August 6, 2019 |
Exhibit 99.2 Resonant Inc. Provides Business Update and Reports Second Quarter 2019 Financial Results · Enters into securities purchase agreement with a Tier One strategic partner GOLETA, CA — August 6, 2019 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today provided an |
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| August 6, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of July 31, 2019, by and between Resonant Inc., a Delaware corporation (the “Company”), and each individual or entity named on the Schedule of Buyers attached hereto (each such individual or entity, individually, a “Buyer” and all of such individuals or entities, collectively, the “Buyers”). |
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| August 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 31, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) F |
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| June 13, 2019 |
Registration Statement on Form S-8 (Registration No. 333-232094) filed on June 13, 2019; As filed with the Securities and Exchange Commission on June 13, 2019 Registration No. |
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| June 12, 2019 |
Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Registrant EX-3.1 2 exhibit31amendmenttocertif.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF RESONANT INC. Resonant Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That by unanimous vote of the Board of Directors of the Corporation, resolutions were duly adopt |
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| June 12, 2019 |
Amendment No. 3 to Registrant’s Amended and Restated 2014 Omnibus Incentive Plan EX-10.1 3 exhibit101amendmenttoincen.htm EXHIBIT 10.1 Exhibit 10.1 RESONANT INC. AMENDMENT NO. 3 TO AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN This Amendment No. 3 (this “Amendment”) to the Resonant Inc. Amended and Restated 2014 Omnibus Incentive Plan (the “Plan”) is effective as of June 11, 2019, by action of the Board of Directors of Resonant Inc., a Delaware corporation (the “Company”). |
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| June 12, 2019 |
8-K 1 june2019annualshareholderm.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 11, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of I |
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| June 12, 2019 |
Performance Award RESONANT INC. AMENDED AND RESTATED RESTRICTED STOCK UNIT AGREEMENT (Performance Award) RESONANT INC. AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN AMENDED AND RESTATED NOTICE OF RESTRICTED STOCK UNIT GRANT (Performance Award) The Performance-Based Restricted Stock Units (“RSUs”) for 250,000 shares of common stock, par value $0.001 per share (“Common Stock”), of Resonant Inc. ( |
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| May 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-kq12019.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 8, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) ( |
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| May 8, 2019 |
Resonant Inc. Reports First Quarter 2019 Financial Results and Provides Business Update EX-99.1 2 exhibit991q12019.htm EXHIBIT 99.1 Resonant Inc. Reports First Quarter 2019 Financial Results and Provides Business Update GOLETA, CA - May 8, 2019 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced financial results for the first quarter ended March 3 |
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| May 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact n |
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| April 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| April 8, 2019 |
RESN / Resonant Inc. / Park City Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 tv518331sc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 8)* RESONANT INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class |
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| March 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-kq42018.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 14, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation |
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| March 14, 2019 |
Resonant Inc. Reports Fourth Quarter and Full Year 2018 Financial Results and Provides Business Update GOLETA, CA - March 14, 2019 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced financial results for the fourth quarter and full year ended December 31, 2018 |
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| March 14, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-364 |
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| February 15, 2019 |
RESN / Resonant Inc. / Longboard Capital Advisors, LLC - SC 13D/A Activist Investment SC 13D/A 1 tv513890sc13da.htm SC 13D/A CUSIP No. 76118L102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Resonant Inc. (Name of Issuer) Common Stock par value $0.001 per share (Title of Class of Securities) 76118L102 (CUSIP Number) Brett Conrad Longboard Capital Advisors, LLC 1312 Cedar St. Santa Mon |
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| February 14, 2019 |
RESN / Resonant Inc. / Lone Wolf Holdings, LLC - SCHEDULE 13G (AMENDMENT NO. 1) Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* RESONANT, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 76118L 10 2 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| January 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 24, 2019 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 27, 2018 |
RESONANT INC. 175 Cremona Drive, Suite 200 Goleta, California 93117 November 27, 2018 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Resonant Inc. Registration Statement on Form S-3 (File No. 333-228353) Acceleration Request Requested Date: November 29, 2018 Requested Time: 4:00 p.m. Eastern Time Ladies and Gentlemen: Resonant Inc. (the “Co |
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| November 13, 2018 |
Form of Indenture between the Registrant and one or more trustees to be named EXHIBIT 4.2 RESONANT INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [·], 20 DEBT SECURITIES TABLE OF CONTENTS (1) ARTICLE I DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE II ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee’s Certificate 6 Section 2.03 |
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| November 13, 2018 |
Registration Statement on Form S-3 (Registration No.333-228353) filed on November 13, 2018; Table of Contents As filed with the Securities and Exchange Commission on November 13, 2018. |
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| November 13, 2018 |
Resonant Inc. Reports Third Quarter 2018 Financial Results and Provides Business Update Resonant Inc. Reports Third Quarter 2018 Financial Results and Provides Business Update GOLETA, CA - November 13, 2018 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for mobile handset and wireless devices, today announced financial results for the quarter ended September 30, 2018 and provided an update on its op |
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| November 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 13, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 13, 2018 |
As filed with the Securities and Exchange Commission on November 13, 2018. Registration No. 333-211374 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RESONANT INC. (Exact name of registrant as specified in its charter) Delaware 45-4320930 (State of other jurisdiction of (I.R. |
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| November 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exa |
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| November 2, 2018 |
Offer Letter between the Registrant and Martin S. McDermut, dated October 14, 2018 October 14, 2018 PERSONAL & CONFIDENTIAL Martin S. McDermut [Address] Re: Employment Terms Dear Marty: I am pleased to extend this formal offer of full-time employment to join Resonant Inc. (“Resonant” or the “Company”) as Chief Financial Officer. This is a key position reporting directly to myself, George B. Holmes, Chief Executive Officer. I’m excited to have you joining us! This letter sets out |
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| November 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 31, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 2, 2018 |
Resonant Inc. Names Martin McDermut as CFO EX-99.1 3 exhibit991pressreleasedate.htm EXHIBIT 99.1 Resonant Inc. Names Martin McDermut as CFO Seasoned Executive Brings More Than 30 Years of Broad Financial Leadership GOLETA, CA - October 31, 2018 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for wireless devices, today announced Martin “Marty” McDermut as |
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| October 12, 2018 |
EX-99.1 2 exhibit991newdirector.htm EXHIBIT 99.1 Resonant Inc. Appoints Tech and Finance Executive Bob Tirva to its Board of Directors - Respected tech industry veteran brings more than 25 years of comprehensive financial expertise - GOLETA, CA - October 11, 2018 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for |
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| October 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 7, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| September 21, 2018 |
Resonant Inc. Appoints Interim CFO Resonant Inc. Appoints Interim CFO GOLETA, CA - September 21, 2018 - Resonant, Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for wireless devices, announced its chief financial officer, Michael Seifert, has resigned and will be replaced by Resonant’s former chief financial officer and current company consultant, Jeff Killi |
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| September 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 21, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 14, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 17, 2018 |
EX-99.1 3 exhibit991cfochange.htm EXHIBIT 99.1 Resonant Inc. Names Michael Seifert as CFO - Seasoned Executive Brings More Than 25 Years Financial Experience - GOLETA, CA - August 16, 2018 - Resonant, Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and delivered for wireless devices, today announced that Michael Seifert will join the comp |
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| August 17, 2018 |
Offer Letter between the Registrant and Michael E. Seifert, dated August 13, 2018 EX-10.1 2 exhibit101offerletter.htm EXHIBIT 10.1 August 13, 2018 PERSONAL & CONFIDENTIAL Michael E. Seifert 13957 Albar Court Saratoga, CA 95070 Re: Employment Terms Dear Michael: I am pleased to extend this formal offer of full-time employment to join Resonant Inc. (“Resonant” or the “Company”) as Chief Financial Officer. This is a key position reporting directly to myself, George B. Holmes, Chie |
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| August 9, 2018 |
Resonant Inc. Reports Second Quarter 2018 Financial Results and Provides Business Update and Financial Outlook - Secured two new customer engagements - - Increased number of devices under contract to more than 60 - - Grew number of devices under qualification to 14 - GOLETA, CA - August 9, 2018 - Resonant Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are |
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| August 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 9, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| August 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact na |
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| June 14, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 12, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 17, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 14, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 17, 2018 |
STANDARD COMMERCIAL LEASE This STANDARD COMMERCIAL LEASE (this "Lease") is made and entered into as of this 14 day of May 2018, by and between University Business Center Associates, a California general partnership ("Lessor") and Resonant, Inc. |
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| May 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 or ☐ Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT INC. (Exact n |
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| May 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 9, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| May 9, 2018 |
Resonant Inc. Reports First Quarter 2018 Financial Results and Provides Business Update and Financial Outlook Ends Q1 2018 with Cash of Approximately $33 Million, Royalty Revenues Begin to Ramp, and Unit Volume Milestone of Over 10 Million Achieved GOLETA, CA - May 9, 2018 - Resonant, Inc. (NASDAQ: RESN), a leader in transforming the way radio frequency, or RF, front-ends are being designed and de |
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| April 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| April 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| April 17, 2018 |
DEF 14A 1 a041718defproxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party Other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 9, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) F |
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| April 6, 2018 |
Resonant Closes Additional $3 Million Public Offering of Its Common Stock Exhibit 99.1 For Immediate Release Resonant Closes Additional $3 Million Public Offering of Its Common Stock GOLETA, Calif. – April 6, 2018 – Resonant Inc. (NASDAQ: RESN), a designer of filters for radio frequency, or RF, front-ends that specializes in delivering designs for difficult bands and complex requirements, previously announced the closing of an underwritten public offering for 5,714,286 |
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| April 6, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 6, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) F |
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| April 3, 2018 |
RESN / Resonant Inc. / Park City Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 tv490238sc13d-a.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 7)* RESONANT INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class |
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| April 2, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 1, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) F |
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| April 2, 2018 |
RESONANT ANNOUNCES SETTLEMENT OF PROXY CONTEST WITH PARK CITY CAPITAL Exhibit 99.1 RESONANT ANNOUNCES SETTLEMENT OF PROXY CONTEST WITH PARK CITY CAPITAL GOLETA, CA — April 2, 2018 — Resonant Inc. (NASDAQ: RESN) (“Resonant” or the “Company”), a designer of filters for radio frequency, or RF, front-ends that specializes in delivering designs for difficult bands and complex requirements, announced that it has settled the proxy contest previously initiated by Park City |
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| April 2, 2018 |
Exhibit 10.1 AGREEMENT This Agreement (this “Agreement”) is made and entered into as of April 1, 2018, by and among Resonant Inc. (the “Company”) and the entities and natural person set forth on the signature page hereto (collectively, “Park City Capital”) (each of the Company and Park City Capital, a “Party” to this Agreement, and together, the “Parties”). RECITALS WHEREAS, as of the date hereof, |
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| April 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 1, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) F |
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| April 2, 2018 |
Exhibit 10.1 AGREEMENT This Agreement (this “Agreement”) is made and entered into as of April 1, 2018, by and among Resonant Inc. (the “Company”) and the entities and natural person set forth on the signature page hereto (collectively, “Park City Capital”) (each of the Company and Park City Capital, a “Party” to this Agreement, and together, the “Parties”). RECITALS WHEREAS, as of the date hereof, |
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| April 2, 2018 |
Press Release issued by Resonant, Inc. dated April 2, 2018. Exhibit 99.1 RESONANT ANNOUNCES SETTLEMENT OF PROXY CONTEST WITH PARK CITY CAPITAL GOLETA, CA — April 2, 2018 — Resonant Inc. (NASDAQ: RESN) (“Resonant” or the “Company”), a designer of filters for radio frequency, or RF, front-ends that specializes in delivering designs for difficult bands and complex requirements, announced that it has settled the proxy contest previously initiated by Park City |
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| March 23, 2018 |
Exhibit 1.1 5,714,286 Shares* RESONANT INC. Common Stock UNDERWRITING AGREEMENT March 22, 2018 NEEDHAM & COMPANY, LLC As Representative of the several Underwriters c/o Needham & Company, LLC 250 Park Avenue New York, New York 10177 Ladies and Gentlemen: Resonant Inc., a Delaware corporation (the “Company”), proposes to issue and sell 5,714,286 shares (the “Firm Shares”) of the Company’s common sto |
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| March 23, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): March 21, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) |
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| March 23, 2018 |
Resonant Prices Underwritten Public Offering of Common Stock Exhibit 99.2 For Immediate Release Resonant Prices Underwritten Public Offering of Common Stock GOLETA, Calif. – March 22, 2018 – Resonant Inc. (NASDAQ: RESN), a designer of filters for radio frequency, or RF, front-ends that specializes in delivering designs for difficult bands and complex requirements, today announced the pricing of an underwritten public offering of 5,714,286 shares of its comm |
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| March 23, 2018 |
Resonant Announces Proposed Public Offering of Common Stock EX-99.1 4 a18-85783ex99d1.htm EX-99.1 Exhibit 99.1 For Immediate Release Resonant Announces Proposed Public Offering of Common Stock GOLETA, Calif. – March 21, 2018 – Resonant Inc. (NASDAQ: RESN), a designer of filters for radio frequency, or RF, front-ends that specializes in delivering designs for difficult bands and complex requirements, today announced that it is offering to sell shares of its |
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| March 23, 2018 |
424B5 1 a18-85781424b5.htm 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-211374 PROSPECTUS SUPPLEMENT (to Prospectus dated May 27, 2016) 5,714,286 Shares Common Stock We are offering 5,714,286 shares of our common stock. Our common stock is listed on The NASDAQ Capital Market under the symbol “RESN.” On March 22, 2018, the last reported sale price for our common stock on The NASDAQ C |
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| March 21, 2018 |
SUBJECT TO COMPLETION, DATED MARCH 21, 2018 424B5 1 a18-85781424b5.htm 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-211374 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor are we seeking an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SU |
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| March 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001 |
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| March 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 6, 2018 |
DFAN14A 1 v487829dfan14a.htm DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy S |
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| February 28, 2018 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-364 |
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| February 27, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 27, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| February 27, 2018 |
Exhibit FOR IMMEDIATE RELEASE Resonant Inc. Reports 2017 Financial Results and Provides Business Update Management to Host a Conference Call Today at 1:30 p.m. PT/4:30 p.m. ET GOLETA, Calif. - February 27, 2018 -Resonant Inc. (NASDAQ: RESN), a designer of filters for radio frequency, or RF, front-ends that specializes in delivering designs for difficult bands and complex requirements, today announ |
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| February 9, 2018 |
Exhibit 99.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA WESTERN DIVISION Case No. 15-cv-07568-SJO (MRWx) Hon. S. James Otero ON BEHALF OF RESONANT INC., STIPULATION AND AGREEMENT OF SETTLEMENT STIPULATION AND AGREEMENT OF SETTLEMENT 15-CV-07568-SJO (MRWX) LISA DOYLE, DERIVATIVELY AND Plaintiff, v. TERRY LIN |
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| February 9, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 1, 2018 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation |
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| February 5, 2018 |
RESN / Resonant Inc. / Longboard Capital Advisors, LLC - SCHEDULE 13D AMENDMENT Activist Investment SC 13D/A 1 longboard13da.htm SCHEDULE 13D AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO Sec. 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO Sec. 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment Number 2)* Resonant Inc. (Name of Issuer) Common Stock par value $0.001 per |
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| December 22, 2017 |
Exhibit 10.2 AMENDED AND RESTATED SEVERANCE AND CHANGE IN CONTROL AGREEMENT This Amended and Restated Severance and Change in Control Agreement (the ?Agreement?) is made and entered into by and between George B. Holmes (?Executive?) and Resonant Inc., a Delaware corporation (the ?Company?), effective as of December 21, 2017 (the ?Effective Date?), and amends and restates in its entirety that certa |
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| December 22, 2017 |
Exhibit 10.1 WARRANT EXERCISE AGREEMENT THIS WARRANT EXERCISE AGREEMENT (the Agreement), dated as of the date set forth on the signature page hereto, relates to the common stock purchase warrant (the Warrant) described below, which was issued by Resonant Inc. (the Company) to Grayboard Investments, Ltd. (the Holder): Warrant No. Issuance Date Expiration Date Exercise Price per Share No. of |
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| December 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 19, 2017 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporatio |
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| November 22, 2017 |
RESONANT, INC. 4,052,684 Shares Common Stock 424B3 1 a17-243963424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-221089 Prospectus Supplement No. 1 (to prospectus dated October 31, 2017) RESONANT, INC. 4,052,684 Shares Common Stock This prospectus supplement updates and amends certain information contained in the prospectus dated October 31, 2017, (the “Prospectus”) relating to the offer and sale from time to time by cert |
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| November 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 or ? Transition Report Pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-36467 RESONANT |
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| November 8, 2017 |
EX-99.1 2 exhibit991q32017.htm EXHIBIT 99.1 Resonant Reports Third Quarter 2017 Financial Results and Provides Business Update Management to Host a Conference Call Today at 2:00 p.m. PST/5:00 p.m. EST GOLETA, Calif. - November 8, 2017 - Resonant Inc. (NASDAQ: RESN), a designer of filters for radio frequency, or RF, front-ends that specializes in delivering designs for difficult bands and complex r |
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| November 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 8, 2017 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| October 27, 2017 |
RESONANT INC. 110 Castilian Drive, Suite 100 Goleta, California 93117 October 27, 2017 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Resonant Inc. Registration Statement on Form S-3 (File No. 333-221089) Acceleration Request Requested Date: October 31, 2017 Requested Time: 4:00 p.m. Eastern Time Ladies and Gentlemen: Resonant Inc. (the Co |
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| October 24, 2017 |
Registration Statement on Form S-3 (Registration No.333-221089) filed on October 24, 2017; Table of Contents As filed with the Securities and Exchange Commission on October 24, 2017. |
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| October 16, 2017 |
RESN / Resonant Inc. / Longboard Capital Advisors, LLC - AMENDMENT NO. 1 Activist Investment CUSIP No. 76118L102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO Sec. 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO Sec. 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment Number 1)* Resonant Inc. (Name of Issuer) Common Stock par value $0.001 per share (Title of Class of Securi |
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| October 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials x Soliciting Material Pursuant to Rule 14a-12 RESONANT INC. |
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| October 3, 2017 |
Placement Agent Warrant, dated October 2, 2017 Exhibit 10.1 NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?) AND APPLICABLE STATE SECURITIES LAWS AND, ACCORDINGLY, MAY NOT BE OFFERED OR |
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| October 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): October 2, 2017 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) |
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| September 29, 2017 |
Form of Warrant issued to investors Exhibit 10.3 FORM OF WARRANT NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?) AND APPLICABLE STATE SECURITIES LAWS AND, ACCORDINGLY, MAY NO |
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| September 29, 2017 |
Resonant 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 25, 2017 RESONANT INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36467 45-4320930 (State or Other Jurisdiction (Commission (IRS Employer of Incorporati |
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| September 29, 2017 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the ?Agreement?) is made and entered into as of this 28th day of September, 2017 by and among Resonant Inc., a Delaware corporation (the ?Company?), and the investors identified on the signature pages hereto (each, including its successors and assigns, an ?Investor,? and collectively, the ?Investors?). R E C I T A L S W |
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| September 29, 2017 |
Placement Agent Warrant, dated September 28, 2017 Exhibit 10.4 NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE SECURITIES ACT) AND APPLICABLE STATE SECURITIES LAWS AND, ACCORDINGLY, MAY NOT BE OFFERED OR |
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| September 29, 2017 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?) is dated as of the 25th day of September, 2017, by and between Resonant Inc., a Delaware corporation (the ?Company?), and each individual or entity named on the Schedule of Buyers attached hereto (each such individual or entity, individually, a ?Buyer? and all of such individuals or entities, collective |
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| September 11, 2017 |
RESONANT, INC. 3,993,760 Shares Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-211375 Prospectus Supplement No. 3 (to prospectus dated May 27, 2016) RESONANT, INC. 3,993,760 Shares Common Stock This prospectus supplement updates and amends certain information contained in the prospectus dated May 27, 2016, as supplemented by the Prospectus Supplement No. 1 dated August 17, 2016 and the Prospectus Supplement No. 2 dated Ma |
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| August 18, 2017 |
RESN / Resonant Inc. / Park City Capital, LLC - SC 13D/A Activist Investment SC 13D/A 1 v473561sc13d-a.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 6)* RESONANT INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class |
