RJF Pengajuan SEC - Raymond James Financial, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

Mga Batayang Estadistika

LEI	RGUZHJ05YTITL6D76949
CIK	720005

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Raymond James Financial, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 21, 2025	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK August 20, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. – On August 20, 2025, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash divide
August 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 20, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS JULY 2025 OPERATING DATA August 20, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2025, in an effort to provide timely information to i
August 20, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 6, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES
July 23, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 23, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 23, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
July 23, 2025	EX-99.2	Quarterly Financial Supplement Fiscal third quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Mark rjf0630q325supplement Quarterly Financial Supplement Fiscal third quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
July 23, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2025 RESULTS July 23, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2025 RESULTS •Record net revenues of $10.34 billion and record pre-tax income of $1.98 billion for the first nine months of fiscal 2025, up 10% and 5%, respectively, ove
July 23, 2025	EX-99.3	Fiscal 3Q25 Results July 23, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forwa rjf0630q325presentation Fiscal 3Q25 Results July 23, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
June 25, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 25, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
June 25, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS MAY 2025 OPERATING DATA June 25, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2025, in an effort to provide timely information to inves
June 5, 2025	EX-99.1	JUNE 5, 2025 2025 Analyst & Investor Day Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” und rjf2025analystinvestorda JUNE 5, 2025 2025 Analyst & Investor Day Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
June 5, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 23, 2025	EX-99.1	RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTOR May 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTOR ST. PETERSBURG, Fla. – On May 21, 2025, Raymond James Financial, Inc. (NYSE: RJF) announced the election of Mark W. Begor, CEO of Equifax, to the Board of Directors. He will
May 23, 2025	EX-99.2	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK May 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. – On May 21, 2025, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on
May 23, 2025	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 21, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 21, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS APRIL 2025 OPERATING DATA May 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2025, in an effort to provide timely information to in
May 21, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 21, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 7, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME
May 7, 2025	EX-10.2	Form of Deferred Share Unit Agreement for Directors (Deferred Payment Event) under the Amended and Restated 2012 Stock Incentive Plan. EXHIBIT 10.2 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF DEFERRED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee”) have been granted an award of Deferred Stock Units (the “Award”), subject to the terms and conditions of this Notice of Deferred Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Restated 2012 Stoc
May 7, 2025	EX-10.1	Amended and Restated Raymond James Financial, Inc. 2003 Employee Stock Purchase Plan (as amended through February 20, 2025). EXHIBIT 10.1 AMENDED AND RESTATED RAYMOND JAMES FINANCIAL, INC. 2003 EMPLOYEE STOCK PURCHASE PLAN (Initially effective February 12, 2003 and including amendments, as approved by the Board of Directors on November 25, 2008, and shareholders on February 19, 2009, by the Corporate Governance, Nominating and Compensation Committee on February 18, 2010 and November 17, 2011, and as amended and restated
May 7, 2025	EX-10.3	Form of Deferred Share Unit Agreement for Directors (Separation from Service Election) EXHIBIT 10.3 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF DEFERRED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee”) have been granted an award of Deferred Stock Units (the “Award”), subject to the terms and conditions of this Notice of Deferred Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Restated 2012 Stoc
April 23, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2025 RESULTS April 23, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2025 RESULTS •Quarterly net revenues of $3.40 billion, up 9% over the prior year’s fiscal second quarter and down 4% compared to the preceding quarter •Quarterly net i
April 23, 2025	EX-99.3	Fiscal 2Q25 Results April 23, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forw Fiscal 2Q25 Results April 23, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
April 23, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 23, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
April 23, 2025	EX-99.2	Quarterly Financial Supplement Fiscal second quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Mar Quarterly Financial Supplement Fiscal second quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
March 19, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2025 OPERATING DATA March 19, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2025, in an effort to provide timely informati
March 19, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 19, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
February 26, 2025	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
February 26, 2025	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK February 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. – On February 21, 2025, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash di
February 24, 2025	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis
February 19, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 19, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
February 19, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS JANUARY 2025 OPERATING DATA February 19, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JANUARY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for January 2025, in an effort to provide timely informat
February 7, 2025	EX-10.4	Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan. EXHIBIT 10.4 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee” or “you”) have been granted an award of Restricted Stock Units (the “Award”), subject to the terms and conditions of this Notice of Performance Based Restricted Stock Unit Award (the “Notice”), the Raymond J
February 7, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND J
February 7, 2025	EX-10.1	Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan (as amended through December 3, 2024). EXHIBIT 10.1 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN (as amended through December 3, 2024) 1.PURPOSES OF THE PLAN The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Independent Contractors and to promote the success of the Company’s business. 2.DEFINITIONS The following
February 7, 2025	EX-10.3	Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan. EXHIBIT 10.3 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee” or “you”) have been granted an award of Restricted Stock Units (the “Award”), subject to the terms and conditions of this Notice of Restricted Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Res
February 7, 2025	EX-10.2	Form of Restricted Stock Unit Award Notice and Agreement for Management Award for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan. EXHIBIT 10.2 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee” or “you”) have been granted an award of Restricted Stock Units (the “Award”), subject to the terms and conditions of this Notice of Restricted Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Res
January 29, 2025	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2025 RESULTS January 29, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2025 RESULTS •Record quarterly net revenues of $3.54 billion, up 17% over the prior year’s fiscal first quarter and 2% over the preceding quarter •Quarterly net incom
January 29, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 29, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
January 29, 2025	EX-99.3	Fiscal 1Q25 Results January 29, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Fo Fiscal 1Q25 Results January 29, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
January 29, 2025	EX-99.2	5 Quarterly Financial Supplement Fiscal first quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Ma 5 Quarterly Financial Supplement Fiscal first quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
January 8, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 8, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
January 8, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 8, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
December 18, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2024 OPERATING DATA December 18, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for November 2024, in an effort to provide timely inform
December 18, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 18, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
December 9, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
December 9, 2024	EX-99.1	RAYMOND JAMES FINANCIAL ANNOUNCES CEO TRANSITION December 4, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL ANNOUNCES CEO TRANSITION ST. PETERSBURG, Fla. - The Raymond James Financial, Inc. (NYSE: RJF) Board of Directors today announced the appointment of President Paul Shoukry to CEO of the company, effe
December 6, 2024	EX-99.1	RAYMOND JAMES FINANCIAL RAISES QUARTERLY DIVIDENDS ON COMMON STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION December 3, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL RAISES QUARTERLY DIVIDENDS ON COMMON STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION ST. PETERSBURG, Fla. - On December 3, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directo
December 6, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
November 26, 2024	EX-97.1	Raymond James Financial, Inc. Dodd-Frank Clawback Policy. EXHIBIT 97.1 RAYMOND JAMES FINANCIAL, INC. DODD-FRANK CLAWBACK POLICY The Board of Directors (the “Board”) of Raymond James Financial, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined
November 26, 2024	EX-97.2	Raymond James Financial, Inc. Co EXHIBIT 97.2 RAYMOND JAMES FINANCIAL, INC. COMPENSATION RECOUPMENT POLICY The Board of Directors (the “Board”) of Raymond James Financial, Inc. (the “Company”) believes that it is desirable and in the best interests of the Company and its shareholders to maintain and enhance a culture that is focused on integrity and accountability, and that seeks to discourage conduct detrimental to the Company’s
November 26, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9109 RAYMOND JAMES FINANCIAL, INC
November 26, 2024	EX-4.1	Description of Capital Stock. EXHIBIT 4.1 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the end of the period covered by the Annual Report on Form 10-K with which this Exhibit is filed, Raymond James Financial, Inc. (the “Company”) had the following classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended
November 26, 2024	EX-19	Raymond James Financial, Inc. Insider Trading Policy with Respect to Company Securi EXHIBIT 19 RAYMOND JAMES FINANCIAL, INC. INSIDER TRADING POLICY WITH RESPECT TO COMPANY SECURITIES – ENTERPRISE 1. PURPOSE U.S. federal and state securities laws prohibit the purchase or sale of Raymond James Financial, Inc. (RJF) (the “Company”) securities anywhere in the world by persons who are aware of material information about the Company that is not generally known or available to the pub
November 26, 2024	EX-21	List of Subsidiaries. EXHIBIT 21 RAYMOND JAMES FINANCIAL, INC. LIST OF SUBSIDIARIES The following listing includes all of the registrant's subsidiaries as of September 30, 2024, which are included in the consolidated financial statements: Entity Name State/Country of Incorporation Subsidiary or Joint Venture of 740780 Carillon, LLC Florida Raymond James Financial, Inc. 800 Carillon, LLC Florida Raymond James Financial,
November 20, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2024 OPERATING DATA November 20, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for October 2024, in an effort to provide timely informat
November 20, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
October 23, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2024 RESULTS October 23, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2024 RESULTS •Record annual net revenues of $12.82 billion and record net income available to common shareholders of $2.06 billion for fiscal 2024, up 10% an
October 23, 2024	EX-99.3	Fourth Quarter & Fiscal 2024 Results October 23, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Refor Fourth Quarter & Fiscal 2024 Results October 23, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
October 23, 2024	EX-99.2	5 Quarterly Financial Supplement Fiscal fourth quarter and fiscal 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 C 5 Quarterly Financial Supplement Fiscal fourth quarter and fiscal 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
October 23, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
September 25, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 25, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 25, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis
September 25, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS AUGUST 2024 OPERATING DATA September 25, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS AUGUST 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for August 2024, in an effort to provide timely informati
September 4, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 30, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 23, 2024	EX-3.1	Amended and Restated By-laws of Raymond James Financial, Inc. reflecting amendments adopted by the Board of Directors on August 21, 2024 AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC. (a Florida corporation) Amended and Restated as of August 21, 2024 TABLE OF CONTENTS Page -i- ARTICLE I Offices ................................................................................................................. 1 ARTICLE II Seal ..............................................................................................
August 23, 2024	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 21, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 23, 2024	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK August 22, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On August 21, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash divide
August 21, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS JULY 2024 OPERATING DATA August 21, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2024, in an effort to provide timely information to i
August 21, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 21, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 21, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES
July 24, 2024	EX-99.3	Fiscal 3Q24 Results July 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forwa Fiscal 3Q24 Results July 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
July 24, 2024	EX-99.2	5 Quarterly Financial Supplement Fiscal third quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Ma 5 Quarterly Financial Supplement Fiscal third quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
July 24, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 24, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
July 24, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2024 RESULTS July 24, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2024 RESULTS •Record client assets under administration of $1.48 trillion and record Private Client Group assets in fee-based accounts of $820.6 billion, up 15% and 18%,
June 18, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS MAY 2024 OPERATING DATA June 18, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2024, in an effort to provide timely information to inves
June 18, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 18, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
May 24, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 24, 2024	EX-99.1	RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTORS May 21, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTORS ST. PETERSBURG, Fla. - On May 21, 2024, Raymond James Financial, Inc. (NYSE: RJF) announced the elections of Cecily Mistarz, former Executive Vice President and U.S. Chief R
May 24, 2024	EX-99.2	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK May 20, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On May 20, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on
May 23, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 23, 2024	EX-99.1	MAY 23, 2024 2024 Analyst & Investor Day Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A 2024 ANALYST & INVESTOR DAY Certain statements made in this presentation and the associated conference call may constitute “for rjf2024analystinvestorda MAY 23, 2024 2024 Analyst & Investor Day Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A 2024 ANALYST & INVESTOR DAY Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
May 23, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 22, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 22, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS APRIL 2024 OPERATING DATA May 22, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2024, in an effort to provide timely information to in
May 8, 2024	EX-25.1	Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A., as Trustee, on Form T-1, with respect to the Indenture (for senior debt securities), dated as of August 10, 2009 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95-
May 8, 2024	S-3ASR	As Filed with the Securities and Exchange Commission on May 8, 2024 Table of Contents As Filed with the Securities and Exchange Commission on May 8, 2024 Registration No.
May 8, 2024	EX-FILING FEES	Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Raymond James Financial, Inc.
May 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME
April 24, 2024	EX-99.3	Fiscal 2Q24 Results April 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forw Fiscal 2Q24 Results April 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
April 24, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
April 24, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2024 RESULTS April 24, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2024 RESULTS •Record client assets under administration of $1.45 trillion and record Private Client Group assets in fee-based accounts of $798.8 billion, up 18% and 20
April 24, 2024	EX-99.2	5 Quarterly Financial Supplement Fiscal second quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital M 5 Quarterly Financial Supplement Fiscal second quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
March 20, 2024	EX-99.1	RAYMOND JAMES FINANCIAL NAMES PAUL SHOUKRY PRESIDENT AND CEO SUCCESSOR, ANNOUNCES ADDITIONAL KEY LEADERSHIP CHANGES March 19, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL NAMES PAUL SHOUKRY PRESIDENT AND CEO SUCCESSOR, ANNOUNCES ADDITIONAL KEY LEADERSHIP CHANGES ST. PETERSBURG, Fla. - The Raymond James Financial (NYSE: RJF) Board of Directors announced today that as pa
March 20, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 19, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
March 20, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2024 OPERATING DATA March 20, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2024, in an effort to provide timely informati
March 20, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
February 27, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 22, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
February 27, 2024	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK February 23, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On February 23, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash di
February 21, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
February 21, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS JANUARY 2024 OPERATING DATA February 21, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JANUARY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for January 2024, in an effort to provide timely informat
February 14, 2024	SC 13G/A	RJF / Raymond James Financial, Inc. / JAMES THOMAS A - SC 13G/A Passive Investment SC 13G/A 1 thomasajamessc13garjf2024.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* RAYMOND JAMES FINANCIAL, INC. (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement
February 13, 2024	SC 13G/A	RJF / Raymond James Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Raymond James Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 754730109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is
February 12, 2024	SC 13G/A	RJF / Raymond James Financial, Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment SC 13G/A 1 rjfa121224.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Raymond James Financial, Inc. (Name of Issuer) COM (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriat
February 8, 2024	SC 13G	RJF / Raymond James Financial, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Raymond James Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 754730109 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate
February 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND J
January 24, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 24, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 24, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
January 24, 2024	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2024 RESULTS January 24, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2024 RESULTS •Record client assets under administration of $1.37 trillion and record financial assets under management of $215 billion, up 17% and 16%, respectively,
January 24, 2024	EX-99.3	Fiscal 1Q24 Results January 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Fo Fiscal 1Q24 Results January 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
January 24, 2024	EX-99.2	5 Quarterly Financial Supplement Fiscal first quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Ma 5 Quarterly Financial Supplement Fiscal first quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
January 10, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 8, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
January 8, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 8, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
December 20, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2023 OPERATING DATA December 20, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for November 2023, in an effort to provide timely inform
December 20, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 20, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
December 5, 2023	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION November 30, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION ST. PETERSBURG, Fla. - On November 30, 2023, the Raymond James Financial, Inc. (NYSE: RJF
December 5, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 29, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
December 5, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
December 5, 2023	EX-99.1	RAYMOND JAMES CHAIRMAN EMERITUS THOMAS A. JAMES INFORMS COMPANY THAT HE WILL NOT STAND FOR RE-ELECTION December 5, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES CHAIRMAN EMERITUS THOMAS A. JAMES INFORMS COMPANY THAT HE WILL NOT STAND FOR RE-ELECTION ST. PETERSBURG, Fla. - Raymond James Financial (NYSE: RJF) Chairman Emeritus Thomas A. James informed the company that
November 22, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
November 22, 2023	EX-99.1	RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE November 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE ST. PETERSBURG, Fla. - On November 21, 2023, Raymond James Financial, Inc. announced that the 2024 Annual Meeting of Shareholders will be held Thurs
November 21, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2023 OPERATING DATA November 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for October 2023, in an effort to provide timely informat
November 21, 2023	EX-4.1	Description of Capital Stock. EXHIBIT 4.1 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of September 30, 2023, Raymond James Financial, Inc. (the “Company”) had the following classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) common stock, $.01 par value per share (the “Common
November 21, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
November 21, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9109 RAYMOND JAMES FINANCIAL, INC
November 21, 2023	EX-21	List of Subsidiaries. EXHIBIT 21 RAYMOND JAMES FINANCIAL, INC. LIST OF SUBSIDIARIES The following listing includes all of the registrant's subsidiaries as of September 30, 2023, which are included in the consolidated financial statements: Entity Name State/Country of Incorporation Subsidiary or Joint Venture of 740780 Carillon, LLC Florida Raymond James Financial, Inc. 800 Carillon, LLC Florida Raymond James Financial,
October 25, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2023 RESULTS October 25, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2023 RESULTS •Record annual net revenues of $11.62 billion and record net income available to common shareholders of $1.73 billion for fiscal 2023, up 6% and
October 25, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 25, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
October 25, 2023	EX-99.2	5 Quarterly Financial Supplement Fourth quarter and fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital rjf0930q423supplement 5 Quarterly Financial Supplement Fourth quarter and fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
October 25, 2023	EX-99.3	Fourth Quarter & Fiscal 2023 Results October 25, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Refor rjf0930q423presentation Fourth Quarter & Fiscal 2023 Results October 25, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
September 20, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS AUGUST 2023 OPERATING DATA September 20, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS AUGUST 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for August 2023, in an effort to provide timely informati
September 20, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 20, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis
August 25, 2023	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK August 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On August 21, 2023, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash divide
August 25, 2023	EX-3.1	Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on August 21, 2023, incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 25, 2023. AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC. (a Florida corporation) Amended and Restated as of August 21, 2023 TABLE OF CONTENTS Page -i- ARTICLE I Offices ................................................................................................................. 1 ARTICLE II Seal ..............................................................................................
August 25, 2023	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 23, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS JULY 2023 OPERATING DATA August 23, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2023, in an effort to provide timely information to i
August 23, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 4, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES
July 26, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 26, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
July 26, 2023	EX-99.2	5 Quarterly Financial Supplement Third quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Ma rjf0630q323supplement 5 Quarterly Financial Supplement Third quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
July 26, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2023 RESULTS July 26, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2023 RESULTS •Domestic Private Client Group net new assets(1)(2) of $14.4 billion for the fiscal third quarter, 5.4% annualized growth rate from beginning of period asse
July 26, 2023	EX-99.3	Fiscal 3Q23 Results July 26, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forwa rjf0630q323presentation Fiscal 3Q23 Results July 26, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
June 21, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS MAY 2023 OPERATING DATA June 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2023, in an effort to provide timely information to inves
June 21, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
May 26, 2023	EX-99.1	RAYMOND JAMES ANNOUNCES CME TERM SOFR AS REPLACEMENT REFERENCE RATE FOR OUTSTANDING U.S. DOLLAR LIBOR-LINKED SECURITIES May 23, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES ANNOUNCES CME TERM SOFR AS REPLACEMENT REFERENCE RATE FOR OUTSTANDING U.S. DOLLAR LIBOR-LINKED SECURITIES ST. PETERSBURG, Fla. - On May 23, 2023, Raymond James Financial, Inc. (NYSE: RJF) (“RJF”) announced that,
May 26, 2023	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK May 23, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On May 23, 2023, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on
May 26, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 26, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 25, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 25, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 25, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 25, 2023	EX-99.1	May 25, 2023 2023 Analyst & Investor Day 2023 ANALYST & INVESTOR DAY Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Forward-looking statements Certain statements made in this presentation and the associated webcast rjf2023analystinvestorda May 25, 2023 2023 Analyst & Investor Day 2023 ANALYST & INVESTOR DAY Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Forward-looking statements Certain statements made in this presentation and the associated webcast may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
May 24, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 24, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS APRIL 2023 OPERATING DATA May 24, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2023, in an effort to provide timely information to in
May 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME
April 26, 2023	EX-99.3	Fiscal 2Q23 Results April 26, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forw rjf0331q223presentation Fiscal 2Q23 Results April 26, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
April 26, 2023	EX-99.2	5 Quarterly Financial Supplement Second quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital M rjf0331q223supplement 5 Quarterly Financial Supplement Second quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
April 26, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2023 RESULTS April 26, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2023 RESULTS •Domestic Private Client Group net new assets(1) of $21.5 billion for the fiscal second quarter, 8.4% annualized growth rate from beginning of period asse
April 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 26, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 26, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
April 12, 2023	EX-10.1	Amended and Restated Credit Agreement, dated as of April 6, 2023, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of America, N.A, incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K, filed with the Securities and Exchange Commission on April 12, 2023. ex101rjamendedandrestate EXECUTION VERSION CHAR1\1985815v5 Published CUSIP Numbers: Deal: 75473EAJ8 Revolver: 75473EAK5 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 6, 2023 among RAYMOND JAMES FINANCIAL, INC.
April 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
April 12, 2023	EX-99.1	RAYMOND JAMES RENEWS AND EXPANDS REVOLVING CREDIT AGREEMENT TO $750 MILLION April 10, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES RENEWS AND EXPANDS REVOLVING CREDIT AGREEMENT TO $750 MILLION ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) and Raymond James & Associates, Inc. announced today that they have renewed their r
April 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 3, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 3, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
April 4, 2023	EX-99.1	RAYMOND JAMES FINANCIAL APPOINTS TWO NEW DIRECTORS April 3, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL APPOINTS TWO NEW DIRECTORS ST. PETERSBURG, Fla. - The Raymond James Financial, Inc. (NYSE: RJF) Board of Directors today announced the appointment of Art A. Garcia, former Executive Vice President and
April 3, 2023	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 14, 2023, pursuant to the provisions of Rule 12d2-2 (a).
March 22, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2023 OPERATING DATA March 22, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2023, in an effort to provide timely informati
March 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 22, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 22, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
March 9, 2023	S-8	Power of Attorney (included on signature page). Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Raymond James Financial, Inc. (Exact name of registrant as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) 59-1517485 (IRS Employer Identification No.) 880 Carillon Parkway St. Petersburg, Flo
March 9, 2023	EX-FILING FEES	Filing Fee Table. Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form type) Raymond James Financial, Inc.
March 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 3, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 3, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
March 3, 2023	EX-99.1	RAYMOND JAMES ANNOUNCES FULL REDEMPTION OF ITS SERIES A PREFERRED STOCK AND RELATED DEPOSITARY SHARES March 3, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES ANNOUNCES FULL REDEMPTION OF ITS SERIES A PREFERRED STOCK AND RELATED DEPOSITARY SHARES ST. PETERSBURG, Fla. - On March 3, 2023, Raymond James Financial, Inc. (NYSE: RJF) announced that, on April 3, 2023, it wil
March 1, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
March 1, 2023	EX-3.1	Amended and Restated By-laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on February 24, 2023 rjfbylaws23xamendedresta AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC.
March 1, 2023	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK February 24, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On February 24, 2023, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash di
February 22, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS JANUARY 2023 OPERATING DATA February 22, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JANUARY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for January 2023, in an effort to provide timely informat
February 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 22, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 22, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
February 13, 2023	SC 13G/A	RJF / Raymond James Financial, Inc. / JAMES THOMAS A - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* RAYMOND JAMES FINANCIAL, INC. (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
February 9, 2023	SC 13G/A	RJF / Raymond James Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01758-raymondjamesfinancia.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Raymond James Financial Inc. Title of Class of Securities: Common Stock CUSIP Number: 754730109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate
February 9, 2023	SC 13G	RJF / Raymond James Financial, Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment SC 13G 1 rjf20923.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Raymond James Financial, Inc. (Name of Issuer) COM (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the
February 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND J
January 25, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 25, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
January 25, 2023	EX-99.3	Fiscal 1Q23 Results January 25, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Fo Fiscal 1Q23 Results January 25, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995.
January 25, 2023	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FIRST QUARTER OF FISCAL 2023 RESULTS January 25, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FIRST QUARTER OF FISCAL 2023 RESULTS •Domestic Private Client Group net new assets(1) of $23.2 billion for the fiscal first quarter, 9.8% annualized growth rate from beginning of period asse
January 25, 2023	EX-99.2	5 Quarterly Financial Supplement First quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Ma 5 Quarterly Financial Supplement First quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
January 17, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) DEFA14A 1 defa14arjf2023proxyadditio.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commissio
January 12, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 11, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
January 11, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
December 21, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 21, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
December 21, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2022 OPERATING DATA December 21, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for November 2022, in an effort to provide timely inform
December 19, 2022	EX-10.2	Form of Restricted Stock Unit Award Notice and Agreement for Special Retention Award (time-based vesting) for Mr. Paul C. Reilly under the Amended and Restated 2012 Stock Incentive Plan, incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 19, 2022. [FORM OF RSU AWARD NOTICE AND AGREEMENT FOR GRANT OF SPECIAL RETENTION AWARD (TIME-BASED VESTING) FOR MR.
December 19, 2022	EX-10.1	Form of Restricted Stock Unit Award Notice and Agreement for Special Retention Award (performance-based vesting with rTSR) for Mr. Paul C. Reilly under the Amended and Restated 2012 Stock Incentive Plan, incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 19, 2022. [FORM OF RSU AWARD NOTICE AND AGREEMENT FOR GRANT OF SPECIAL RETENTION AWARD (PERFORMANCE-BASED VESTING WITH RTSR) FOR MR.
December 19, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 15, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
December 2, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
December 2, 2022	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION December 1, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION ST. PETERSBURG, Fla. - On December 1, 2022, the Raymond James Financial, Inc. (NYSE: RJF)
November 22, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9109 RAYMOND JAMES FINANCIAL, INC
November 22, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 22, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss
November 22, 2022	EX-4.1	Description of Capital Stock. EXHIBIT 4.1 DESCRIPTION OF THE COMPANY?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of September 30, 2022, Raymond James Financial, Inc. (the ?Company?) had the following classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) common stock, $.01 par value per share (the ?Common
November 22, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2022 OPERATING DATA November 22, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for October 2022, in an effort to provide timely informat
November 22, 2022	EX-21	List of Subsidiaries. EXHIBIT 21 RAYMOND JAMES FINANCIAL, INC. LIST OF SUBSIDIARIES The following listing includes all of the registrant's subsidiaries as of September 30, 2022, which are included in the consolidated financial statements: Entity Name State/Country of Incorporation Subsidiary or Joint Venture of 740780 Carillon, LLC Florida Raymond James Financial, Inc. 800 Carillon, LLC Florida Raymond James Financial,
October 27, 2022	EX-99.1	RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE October 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE ST. PETERSBURG, Fla. - On October 27, 2022, Raymond James Financial, Inc. announced that the 2023 Annual Meeting of Shareholders will be held Thursda
October 27, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
October 26, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 26, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi
October 26, 2022	EX-99.3	Fourth Quarter & Fiscal 2022 Results October 26, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Refor Fourth Quarter & Fiscal 2022 Results October 26, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995.
October 26, 2022	EX-99.2	Quarterly Financial Supplement Fourth quarter & fiscal 2022 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Mark Quarterly Financial Supplement Fourth quarter & fiscal 2022 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
October 26, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2022 RESULTS October 26, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2022 RESULTS ?Domestic Private Client Group net new asset(1) growth of 9.0% for the fiscal year and 8.3% annualized for the fiscal fourth quarter ?Record qua
September 27, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS AUGUST 2022 OPERATING DATA September 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS AUGUST 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for August 2022, in an effort to provide timely informati
September 27, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis
August 30, 2022	EX-3.1	incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC. (a Florida corporation) Amended and Restated as of August 24, 2022 TABLE OF CONTENTS Page -i- ARTICLE I Offices ................................................................................................................. 1 ARTICLE II Seal ..............................................................................................
August 30, 2022	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 24, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 30, 2022	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK EX-99.1 3 ex991rjf20220824releasedi.htm EX-99.1 PRESS RELEASE DATED AUGUST 25, 2022 August 25, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On August 24, 2022, the Raymond J
August 24, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS JULY 2022 OPERATING DATA August 24, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2022, in an effort to provide timely information to i
August 24, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 24, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio
August 12, 2022	8-K/A	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorpor
August 12, 2022	EX-99.3	RAYMOND JAMES FINANCIAL, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EXHIBIT 99.3 RAYMOND JAMES FINANCIAL, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On June 1, 2022, Raymond James Financial, Inc (?Raymond James? or ?RJF?) completed its acquisition of TriState Capital Holdings Inc. (?TriState Capital? or ?TSC?), including its wholly owned subsidiaries, TriState Capital Bank and Chartwell Investment Partners, LLC (?Chartwell?), in a cash and st
August 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES
July 27, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2022 RESULTS July 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2022 RESULTS ?Domestic Private Client Group net new asset(1) growth of 9.4% over the prior 12 months and 5.4% annualized for the fiscal third quarter ?Quarterly net reve
July 27, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
July 27, 2022	EX-99.3	Fiscal 3Q22 Results July 27, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forwa Fiscal 3Q22 Results July 27, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995.
July 27, 2022	EX-99.2	Quarterly Financial Supplement Third quarter of fiscal 2022 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Mark Quarterly Financial Supplement Third quarter of fiscal 2022 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC.
June 22, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS MAY 2022 OPERATING DATA June 22, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2022, in an effort to provide timely information to inves
June 22, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 22, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
June 1, 2022	EX-99.2	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND ON PREFERRED STOCK Exhibit 99.2 June 1, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND ON PREFERRED STOCK ST. PETERSBURG, Fla. ? On June 1, 2022, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly dividend of $0.4
June 1, 2022	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 ON FORM S-8 TO REGISTRATION STATEMENT ON FORM S-4 The Securities Act of 1933 Raymond James Financial, Inc. (Exact name of registrant as specified i Registration No. 333-261647 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 ON FORM S-8 TO REGISTRATION STATEMENT ON FORM S-4 Under The Securities Act of 1933 Raymond James Financial, Inc. (Exact name of registrant as specified in its charter) Florida 59-1517485 (State or other jurisdiction of incorporation or organization) (IRS Employer Ident
June 1, 2022	8-K	Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
June 1, 2022	EX-4.8	Form of TriState Capital Holdings, Inc. Restricted Stock Grant Agreement under TriState Capital Holdings, Inc. Omnibus Incentive Plan EX-4.8 2 d357753dex48.htm EX-4.8 Exhibit 4.8 TRISTATE CAPITAL HOLDINGS, INC. OMNIBUS INCENTIVE PLAN Restricted Stock Grant Agreement Section 1 - Grant Summary Grantee: Grant Date: Number of Restricted Shares Granted: Share Price at Grant Date: Vesting Schedule: 3 Year Graded Section 2 - Certain Definitions. Capitalized terms that are not defined in this Agreement are defined in TriState Capital Ho
June 1, 2022	EX-99.1	RAYMOND JAMES COMPLETES ACQUISITION OF TRISTATE CAPITAL HOLDINGS, INC. Exhibit 99.1 June 1, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES COMPLETES ACQUISITION OF TRISTATE CAPITAL HOLDINGS, INC. ST. PETERSBURG, Fla. ? Raymond James Financial (NYSE: RJF) announced today that it has completed the previously announced acquisition of TriSt
May 31, 2022	EX-3.4	Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.4 to the Company’s Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. Exhibit 3.4 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF RAYMOND JAMES FINANCIAL, INC. Raymond James Financial, Inc., a Florida corporation (the ?Corporation?), certifies that pursuant to the authority contained in its Amended and Restated Articles of Incorporation (the ?Articles of Incorporation?), and in accordance with the provisions of Section 607.0602 of the Flor
May 31, 2022	EX-3.3	Articles of Amendment to Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. relating to the Raymond James Financial, Inc. 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, $0.10 par value per share, incorporated by reference to Exhibit 3.3 to the Company’s Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. Exhibit 3.3 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF RAYMOND JAMES FINANCIAL, INC. Raymond James Financial, Inc., a Florida corporation (the ?Corporation?), certifies that pursuant to the authority contained in its Amended and Restated Articles of Incorporation (the ?Articles of Incorporation?), and in accordance with the provisions of Section 607.0602 of the Flor
May 31, 2022	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 RAYMOND JAMES FINANCIAL, INC. (Exact Name of Re UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 RAYMOND JAMES FINANCIAL, INC. (Exact Name of Registrant as Specified in its Charter) Florida 59-1517485 (State of incorporation or organization) (IRS Employer Identification No.) 880 Carillon Parkw
May 31, 2022	EX-4.3	Deposit Agreement among TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. EX-4.3 6 d361652dex43.htm EX-4.3 Exhibit 4.3 TRISTATE CAPITAL HOLDINGS, INC. 6.375% FIXED-TO-FLOATING RATE SERIES B NON-CUMULATIVE PERPETUAL PREFERRED STOCK DEPOSIT AGREEMENT among TRISTATE CAPITAL HOLDINGS, INC., COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of May 29, 2019 TABLE OF CONTENTS Page A
May 31, 2022	EX-4.2	Form of First Amendment to Deposit Agreement among Raymond James Financial, Inc., TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. Exhibit 4.2 FIRST AMENDMENT TO DEPOSIT AGREEMENT THIS FIRST AMENDMENT TO DEPOSIT AGREEMENT (this ?Amendment?), dated as of June 1, 2022, the (the ?Effective Date?), by and among (i) Raymond James Financial, Inc., a Florida corporation (?Raymond James?), (ii) TriState Capital Holdings, Inc., a Pennsylvania corporation (?TriState Capital?) and (iii) Computershare Inc., a Delaware corporation (?Compu
May 31, 2022	EX-4.4	Form of First Amendment to Deposit Agreement among Raymond James Financial, Inc., TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. Exhibit 4.4 FIRST AMENDMENT TO DEPOSIT AGREEMENT THIS FIRST AMENDMENT TO DEPOSIT AGREEMENT (this ?Amendment?), dated as of June 1, 2022, the (the ?Effective Date?), by and among (i) Raymond James Financial, Inc., a Florida corporation (?Raymond James?), (ii) TriState Capital Holdings, Inc., a Pennsylvania corporation (?TriState Capital?) and (iii) Computershare Inc., a Delaware corporation (?Compu
May 31, 2022	EX-4.1	Deposit Agreement among TriState Capital Holdings, Inc., Computershare Inc., Computershare Trust Company, N.A. and the holders from time to time of the depositary receipts described therein relating to 6.75% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock, incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form 8-A, filed with the Securities and Exchange Commission on May 31, 2022. Exhibit 4.1 TRISTATE CAPITAL HOLDINGS, INC. 6.75% FIXED-TO-FLOATING RATE SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK DEPOSIT AGREEMENT among TRISTATE CAPITAL HOLDINGS, INC., COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 20, 2018 TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Sectio
May 25, 2022	EX-99.,1	May 25, 2022 2022 Analyst & Investor Day 2022 ANALYST & INVESTOR DAY Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Forward-looking statements Certain statements made in this presentation and the associated webcast May 25, 2022 2022 Analyst & Investor Day 2022 ANALYST & INVESTOR DAY Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Forward-looking statements Certain statements made in this presentation and the associated webcast may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995.
May 25, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 25, 2022	EX-99.1	RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND May 23, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND ST. PETERSBURG, Fla. - On May 23, 2022, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on shares of its common stock of $
May 25, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 25, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 24, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F
May 24, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS APRIL 2022 OPERATING DATA May 24, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2022, in an effort to provide timely information to in
May 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME
May 9, 2022	EX-3.1	Amended and Restated Articles of Incorporation of Raymond James Financial, Inc. as filed with the Secretary of State of Florida on February 28, 2022, incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on May 9, 2022. AMENDED AND RESTATED ARTICLES OF INCORPORATION OF RAYMOND JAMES FINANCIAL, INC. ARTICLE I Name The name of this corporation shall be: RAYMOND JAMES FINANCIAL, INC. ARTICLE II Term of Existence The duration of this corporation is to be perpetual. ARTICLE III General Purpose The general purpose for which this corporation is organized is the transaction of any and all lawful business for which corpor
April 27, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission
April 27, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2022 RESULTS EX-99.1 2 rjf20220331q222earnings.htm EX-99.1 PRESS RELEASE DATED APRIL 27,2022 April 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2022 RESULTS •Domestic Private Client Group net new asset(1) growth of 11% over the pri
April 27, 2022	EX-99.3	Fiscal 2Q22 Results April 27, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. Forw Fiscal 2Q22 Results April 27, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995.
April 27, 2022	EX-99.2	EARNINGS RELEASE FINANCIAL SUPPLEMENT SECOND QUARTER OF FISCAL 2022 RESULTS EARNINGS RELEASE FINANCIAL SUPPLEMENT SECOND QUARTER OF FISCAL 2022 RESULTS RAYMOND JAMES FINANCIAL, INC.
April 26, 2022	8-K/A	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2021 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorpor
March 23, 2022	EX-99.1	RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2022 OPERATING DATA March 23, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2022, in an effort to provide timely informati
March 23, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 23, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission

MX:RJF
IT:1RJF	€ 145.00
GB:0KU1	US$ 163.87
DE:RJF	€ 143.00

RJF / Raymond James Financial, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Mga Batayang Estadistika

SEC Filings

SEC Filings (Chronological Order)

Other Listings