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| CIK | 823546 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to RocketFuel Blockchain, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 March 18, 2025 (March 13, 2025) Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| February 4, 2025 |
Exhibit 17.1 |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Amendment No. |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 January 20, 2025 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| January 29, 2025 |
Exhibit 17.1 |
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| December 9, 2024 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] December 9, 2024 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated November 21, 2024 Ladies and Gentlemen: I write in response to your letter of November 21, 2024 and comments |
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| November 12, 2024 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] November 12, 2024 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated October 9, 2024 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, In |
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| September 6, 2024 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] September 6, 2024 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated August 16, 2024 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, In |
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| July 8, 2024 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] July 8, 2024 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated May 2, 2024 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, Inc. (“we” |
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| July 2, 2024 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES AND DETERMINATION OF RIGHTS AND PREFERENCES OF CONVERTIBLE PREFERRED STOCK, SERIES C OF ROCKETFUEL BLOCKCHAIN, INC. ROCKETFUEL BLOCKCHAIN, Inc., a Nevada corporation (the “Company”), acting pursuant to NRS §78.1955, does hereby submit the following Certificate of Designation of Series and Determination of Rights and Preferences of its Convertible Pr |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 June 11, 2024 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| July 2, 2024 |
Exhibit 10.1 THIS NOTE AND THE SHARES OF SERIES C PREFERRED STOCK OF ROCKETFUEL BLOCKCHAIN, INC. ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 April 11, 2024 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| April 9, 2024 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] April 9, 2024 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated January 18, 2024 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, Inc. |
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| March 12, 2024 |
RKFL / RocketFuel Blockchain, Inc. / Gk Partners ApS Activist Investment United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 ROCKETFUEL BLOCKCHAIN, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 77313J108 (CUSIP Number) Tom Glaesner Larsen GK Partners ApS Tel. No.: 011-45-42-90-17-33 Copy to: Ernest Stern, Esq. Culhane Meadows PLLC 1701 Pennsylvania Avenue, N |
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| February 26, 2024 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] February 27, 2024 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated January 18, 2024 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, I |
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| February 20, 2024 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 February 15, 2024 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| February 20, 2024 |
Exhibit 99.1 |
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| January 26, 2024 |
RKFL / RocketFuel Blockchain, Inc. / Gk Partners ApS Activist Investment SC 13D 1 formsc13d.htm United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 ROCKETFUEL BLOCKCHAIN, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 77313J108 (CUSIP Number) Tom Glaesner Larsen GK Partners ApS Tel. No.: 011-45-42-90-17-33 Copy to: Ernest Stern, Esq. Culhane Meadows PLLC 1701 Pennsylvania Aven |
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| January 10, 2024 |
Exhibit 10.4 |
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| January 10, 2024 |
1800 Diagonal Lending LLC 1800 Diagonal Road, Suite 623 Alexandria, VA 22314 Exhibit 10.5 1800 Diagonal Lending LLC 1800 Diagonal Road, Suite 623 Alexandria, VA 22314 January 5, 2024 VIA Email: [email protected] [email protected] ROCKETFUEL BLOCKCHAIN, INC. 201 Spear Street, Suite 1100 San Francisco, CA 94105 Attn: Bennett J Yankowitz, Chief Financial Officer Ladies and Gentlemen: As we discussed with Mr. Kramer of 1800 Diagonal Lending L |
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| January 10, 2024 |
Exhibit 10.3 |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 January 5, 2024 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| November 17, 2023 |
Securities and Exchange Commission Exhibit 16.1 November 17, 2023 Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, D.C. 20549 Dear Sirs/Madams: We have read the statements included under Items 4.01 and 4.02 in the Form 8-K/A, dated November 17, 2023 of RocketFuel Blockchain, Inc., and agree with such statements insofar as they relate to our firm. We have no basis to agree or disagree wi |
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| November 17, 2023 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] November 17, 2023 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated October 24, 2023 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, I |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 17, 2023 (April 10, 2023) ROCKETFUEL BLOCKCHAIN, INC. |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 September 28, 2023 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| October 31, 2023 |
ROCKETFUEL BLOCKCHAIN, INC. COMMON STOCK SUBSCRIPTION AGREEMENT Exhibit 10.1 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND ARE PROPOSED TO BE ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT PROVIDED BY REGULATION D OR REGULATION S PROMULGATED UNDER THE SECURITIES ACT. UPON ANY SALE, SUCH SECURITIES MAY NOT BE REOFFERED |
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| October 26, 2023 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] October 26, 2023 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated September 1, 2023—Further Clarification Ladies and Gentlemen: This letter supplements our letter of October 2 |
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| October 24, 2023 |
Prospectus Supplement No. 8 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 8 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 8 Filed pursuant to Rule 424(b)(3) Registration No. 333-260207 Prospectus Supplement No. 8 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 8 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the “Final Prospectus”), which forms a par |
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| October 24, 2023 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] October 24, 2023 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated September 1, 2023 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, I |
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| October 24, 2023 |
Prospectus Supplement No. 9 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 9 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 9 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 9 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 9 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the “Final Prospectus”), which forms a par |
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| October 24, 2023 |
Prospectus Supplement No. 9 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 9 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 9 Filed pursuant to Rule 424(b)(3) Registration No. 333-260207 Prospectus Supplement No. 9 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 9 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the “Final Prospectus”), which forms a par |
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| October 24, 2023 |
Prospectus Supplement No. 8 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 8 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 8 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 8 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 8 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the “Final Prospectus”), which forms a par |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 033-17773-NY ROCKETFUEL BLOCKCH |
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| August 21, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended March 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. (Name |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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| August 8, 2023 |
Certificate of Designation for Series B-1 Preferred Stock Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES AND DETERMINATION OF RIGHTS AND PREFERENCES OF CONVERTIBLE PREFERRED STOCK, SERIES B-1 OF ROCKETFUEL BLOCKCHAIN, INC. ROCKETFUEL BLOCKCHAIN, Inc., a Nevada corporation (the “Company”), acting pursuant to NRS §78.1955, does hereby submit the following Certificate of Designation of Series and Determination of Rights and Preferences of its Convertible |
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| August 8, 2023 |
Form of Subscription Agreement for Series B-1 and B-2 Preferred Stock Exhibit 10.1 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “SECURITIES ACT”) AND ARE PROPOSED TO BE ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT PROVIDED BY REGULATION D OR REGULATION S PROMULGATED UNDER THE SECURITIES ACT. UPON ANY SALE, SUCH SECURITIES MAY NOT BE REOFFERED FOR SALE OR RESOLD OR OTHERW |
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| August 8, 2023 |
Certificate of Designation for Series B-2 Preferred Stock Exhibit 3.2 CERTIFICATE OF DESIGNATION OF SERIES AND DETERMINATION OF RIGHTS AND PREFERENCES OF CONVERTIBLE PREFERRED STOCK, SERIES B-2 OF ROCKETFUEL BLOCKCHAIN, INC. ROCKETFUEL BLOCKCHAIN, Inc., a Nevada corporation (the “Company”), acting pursuant to NRS §78.1955, does hereby submit the following Certificate of Designation of Series and Determination of Rights and Preferences of its Convertible |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 July 20, 2023 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| July 17, 2023 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 July 11, 2023 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 May 11, 2023 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| May 18, 2023 |
Exhibit 10.2 |
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| May 18, 2023 |
Exhibit 10.1 |
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| April 26, 2023 |
Exhibit 16.1 April 26, 2023 Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, D.C. 20549 Dear Sirs/Madams: We have read the statements included under Item 4.01 in the Form 8-K, dated April 26, 2023 of RocketFuel Blockchain, Inc., and agree with such statements insofar as they relate to our firm. We have no basis to agree or disagree with any other state |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 26, 2023 (April 10, 2023) ROCKETFUEL BLOCKCHAIN, INC. |
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| April 24, 2023 |
Prospectus Supplement No. 7 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 7 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 7 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 7 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 7 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the “Final Prospectus”), which forms a par |
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| April 24, 2023 |
Prospectus Supplement No. 7 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 7 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 7 Filed pursuant to Rule 424(b)(3) Registration No. 333-260207 Prospectus Supplement No. 7 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 7 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the “Final Prospectus”), which forms a par |
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| April 18, 2023 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ● (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] April 18, 2023 Securities and Exchange Commission Washington, D.C. 20549 Re: Comment Letter dated March 15, 2023 Ladies and Gentlemen: This letter responds to the comments made to RocketFuel Blockchain, Inc. ( |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 033-17773-NY ROCKETFUEL BLO |
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| February 15, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 February 8, 2023 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| January 19, 2023 |
Form of Subscription Agreement dated January 13, 202 Exhibit 10.1 |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 January 13, 2023 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| January 19, 2023 |
Certificate of Designation of Series A Preferred Stock Exhibit 3.1 |
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| January 19, 2023 |
Exhibit 4.1 |
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| November 18, 2022 |
Prospectus Supplement No. 6 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 6 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 6 Filed pursuant to Rule 424(b)(3) Registration No. 333-260207 Prospectus Supplement No. 6 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 6 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the ?Final Prospectus?), which forms a par |
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| November 18, 2022 |
Prospectus Supplement No. 6 (To Final Prospectus dated November 1, 2021) 424B3 1 form424b3.htm Prospectus Supplement No. 6 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 6 Filed pursuant to Rule 424(b)(3) Registration No. 333- 260420 Prospectus Supplement No. 6 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 6 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the “Final Prospect |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 033-17773-NY ROCKETFUEL BL |
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| November 3, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 November 3, 2022 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| November 3, 2022 |
Exhibit 99.1 |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 October 27, 2022 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| September 23, 2022 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 19, 2022, between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and cond |
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| September 23, 2022 |
EXHIBIT 4.2 PRIVATE AND CONFIDENTIAL DO NOT DISTRIBUTE OR DISCLOSE GENERAL NOTICE THIS INSTRUMENT AND THE TOKENS ARE NOT BEING OFFERED, SOLD OR ISSUED AND HAVE NOT BEEN REGISTERED OR QUALIFIED IN ANY STATE OR OTHER JURISDICTION IN THE WORLD, WHERE THE OFFER, OR SALE OR ISSUANCE THEREOF IS NOT PERMITTED. THIS INSTRUMENT IS BEING OFFERED, SOLD, AND ISSUED ONLY IN JURISDICTIONS WHERE SUCH REGISTRATIO |
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| September 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 September 19, 2022 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| September 23, 2022 |
Form of Warrant – incorporated by reference to Exhibit 4.1 to Form 8-K filed September 23, 2022. EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| September 1, 2022 |
Prospectus Supplement No. 5 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 5 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 5 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 5 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 5 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the ?Final Prospectus?), which forms a par |
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| September 1, 2022 |
Prospectus Supplement No. 5 (To Final Prospectus dated October 22, 2021) 424B3 1 form424b3.htm Prospectus Supplement No. 5 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 5 Filed pursuant to Rule 424(b)(3) Registration No. 333- 260207 Prospectus Supplement No. 5 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 5 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the “Final Prospect |
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| August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 033-17773-NY ROCKETFUEL BLOCKCH |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Fo |
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| July 29, 2022 |
Exhibit 99.1 |
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| July 29, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 July 27, 2022 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| July 15, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended March 31, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. (Name |
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| July 15, 2022 |
Prospectus Supplement No. 4 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 4 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 4 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 4 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 4 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the ?Final Prospectus?), which forms a par |
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| July 15, 2022 |
Prospectus Supplement No. 4 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 4 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 4 Filed pursuant to Rule 424(b)(3) Registration No. 333- 260207 Prospectus Supplement No. 4 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 4 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the ?Final Prospectus?), which forms a pa |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on F |
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| June 13, 2022 |
RocketFuel Receives 3.6 Million of its Shares Back in Settlement of Lawsuit Exhibit 99.1 RocketFuel Receives 3.6 Million of its Shares Back in Settlement of Lawsuit San Francisco, California, June 13, 2022 ? RocketFuel Blockchain, Inc. (OTC QB: RKFL), a global provider of payment solutions via bank transfers and cryptocurrencies, announced that it settled its lawsuit against former director Joseph Page, who returned to RocketFuel 3,600,394 shares of its common stock. The |
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| June 13, 2022 |
Exhibit 10.1 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Settlement Agreement and Mutual Release (?Agreement?) is entered into as of June 7, 2022 (?Effective Date?) by and between Plaintiffs RocketFuel Blockchain, Inc. (?RBI?) and RocketFuel Blockchain Company (?RBC?) (collectively ?Plaintiffs?) and Defendant Joseph Page hereby (together, with the Plaintiffs, the ?Parties?). Recitals A. WHEREAS, |
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| June 13, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 June 7, 2022 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| April 19, 2022 |
144 1 form144.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.0 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently wit |
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| February 24, 2022 |
Prospectus Supplement No. 3 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 3 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 3 Filed pursuant to Rule 424(b)(3) Registration No. 333- 260207 Prospectus Supplement No. 3 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 3 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the ?Final Prospectus?), which forms a pa |
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| February 24, 2022 |
Prospectus Supplement No. 3 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 3 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 3 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 3 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 3 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the ?Final Prospectus?), which forms a par |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 033-17773-NY ROCKETFUEL BLO |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report o |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 January 11, 2022 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| November 19, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, I |
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| November 19, 2021 |
Prospectus Supplement No. 2 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 2 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 2 Filed pursuant to Rule 424(b)(3) Registration No. 333- 260207 Prospectus Supplement No. 2 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 2 supplements and amends the final prospectus dated October 22, 2021, as previously supplemented (the ?Final Prospectus?), which forms a pa |
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| November 19, 2021 |
Prospectus Supplement No. 2 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 2 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 2 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 2 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 2 supplements and amends the final prospectus dated November 1, 2021, as previously supplemented (the ?Final Prospectus?), which forms a par |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
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| November 9, 2021 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 November 8, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| November 5, 2021 |
Securities Purchase Agreement dated November 1, 2021. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of November 1, 2021, between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and condit |
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| November 5, 2021 |
Prospectus Supplement No. 1 (To Final Prospectus dated October 22, 2021) Prospectus Supplement No. 1 (to Prospectus dated October 22, 2021) Prospectus Supplement No. 1 Filed pursuant to Rule 424(b)(3) Registration No. 333- 260207 Prospectus Supplement No. 1 (To Final Prospectus dated October 22, 2021) This Prospectus Supplement No. 1 supplements and amends the final prospectus dated October 22, 2021 (the ?Final Prospectus?), which forms a part of our registration state |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 November 1, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| November 5, 2021 |
RocketFuel Blockchain, Inc. Announces $5.0 Million Registered Direct Offering Exhibit 99.1 RocketFuel Blockchain, Inc. Announces $5.0 Million Registered Direct Offering SAN FRANCISCO, November 2, 2021 /PRNewswire/ ? RocketFuel Blockchain, Inc. (OTC: RKFL) (?RocketFuel? or the ?Company?), a global provider of one-click online payment solutions using Bitcoin and other cryptocurrencies, today announced that it has entered into a definitive agreement with certain institutional |
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| November 5, 2021 |
Prospectus Supplement No. 1 (To Final Prospectus dated November 1, 2021) Prospectus Supplement No. 1 (to Prospectus dated November 1, 2021) Prospectus Supplement No. 1 Filed pursuant to Rule 424(b)(3) Registration No. 333-260420 Prospectus Supplement No. 1 (To Final Prospectus dated November 1, 2021) This Prospectus Supplement No. 1 supplements and amends the final prospectus dated November 1, 2021 (the ?Final Prospectus?), which forms a part of our registration statem |
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| November 3, 2021 |
Prospectus File pursuant to Rule 424(b)(4) Registration No. 333-260420 6,666,667 Shares of Common Stock Common Warrants to Purchase 6,666,667 Shares of Common Stock Placement Agent Warrants to Purchase 533,333 Shares of Common Stock The Registration Statement of which this prospectus is a part relates to the offer of 6,666,667 shares of common stock, par value $0.001 (?Common Stock?), and warrants |
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| October 27, 2021 |
Exhibit 4.2 COMMON STOCK PURCHASE WARRANT ROCKETFUEL BLOCKCHAIN, Inc. Warrant Shares: Issue Date: , 2021 Initial Exercise Date: , 2021 THIS COMMON STOCK PURCHASE WARRANT (this ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date s |
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| October 27, 2021 |
Exhibit 10.23 |
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| October 27, 2021 |
Exhibit 4.4 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT ROCKETFUEL BLOCKCHAIN, Inc. Warrant Shares: Issue Date: , 2021 Initial Exercise Date: , 2021 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (this ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at |
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| October 27, 2021 |
Exhibit 10.24 |
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| October 27, 2021 |
Exhibit 4.3 PRE-FUNDED COMMON STOCK PURCHASE WARRANT rocketfuel blockchain, Inc. Warrant Shares: Issue Date:, 2021 Initial Exercise Date: , 2021 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (this ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time o |
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| October 27, 2021 |
Form of Securities Purchase Agreement Exhibit 10.22 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of , 2021, between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditions set |
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| October 27, 2021 |
As filed with the Securities and Exchange Commission on October 27, 2021 As filed with the Securities and Exchange Commission on October 27, 2021 Registration Statement No. |
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| October 27, 2021 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ? (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] October 27, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Re: RocketFuel Blockchain, Inc. Registration Statement on Form S-1 Fi |
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| October 22, 2021 |
Prospectus Filed pursuant to Rule 424(b)(1) Registration Statement No. 333-260207 2,300,000 Shares of Common Stock 1,000,000 Shares of Common Stock issuable under the Stock Purchase Agreement referred to below 1,300,000 Shares of Common Stock issuable upon exercise of Warrants The Registration Statement of which this prospectus is a part relates to the offer and resale from time to time of up to a |
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| October 22, 2021 |
As filed with the Securities and Exchange Commission on October 21, 2021 As filed with the Securities and Exchange Commission on October 21, 2021 Registration Statement No. |
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| October 21, 2021 |
Exhibit 3.1 ARTICLES OF INCORPORATION OF ROCKETFUEL BLOCKCHAIN, INC. (Conformed copy incorporating all amendments through September 25, 2018) The undersigned, a natural person being more than eighteen years of age, acting as incorporator of a corporation pursuant to the provisions of the General Corporation Laws of the State of Nevada, does hereby adopt the following Articles of Incorporation for |
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| October 21, 2021 |
As filed with the Securities and Exchange Commission on October 20, 2021 As filed with the Securities and Exchange Commission on October 20, 2021 Registration Statement No. |
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| October 20, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 As filed with the Securities and Exchange Commission on October 19, 2021 Registration Statement No. |
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| October 19, 2021 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ? (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] October 19, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Re: RocketFuel Blockchain, Inc. Registration Statement on Form S-1 Fi |
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| October 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 October 11, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| October 14, 2021 |
Exhibit 10.1 201 Spear Street, Suite 1100 San Francisco, CA 94105 October 11, 2021 Triton Funds LP San Diego, California Re: Amendment to Common Stock Purchase Agreement and Warrant Ladies and Gentlemen: This letter amends the Common Stock Purchase Agreement dated as of February 25, 2021, between Triton Funds LP and RocketFuel Blockchain, Inc. (the ?CSPA?) and the Common Stock Purchase Warrant dat |
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| October 13, 2021 |
Exhibit 10.14 201 Spear Street, Suite 1100 San Francisco, CA 94105 October 11, 2021 Triton Funds LP San Diego, California Re: Amendment to Common Stock Purchase Agreement and Warrant Ladies and Gentlemen: This letter amends the Common Stock Purchase Agreement dated as of February 25, 2021, between Triton Funds LP and RocketFuel Blockchain, Inc. (the ?CSPA?) and the Common Stock Purchase Warrant da |
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| October 13, 2021 |
Power of Attorney (see signature page to the registration statement)* As filed with the Securities and Exchange Commission on October 12, 2021 Registration Statement No. |
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| September 15, 2021 |
Exhibit 10.1 [Note: certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed.] THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE ?SECURITIES ACT?) AND ARE PROPOSED TO BE ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATI |
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| September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 September 9, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| August 16, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. ( |
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| August 10, 2021 |
Exhibit 10.2 |
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| August 10, 2021 |
Warrant No. W-5, dated April 26, 2021, issued by the Company to G Kapital AsP Exhibit 10.3 |
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| August 10, 2021 |
Letter Agreement between the Company and G Kapital AsP, dated August 6, 2021 Exhibit 10.4 RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ? (310) 388-0582 (fax) Bennett J. Yankowitz Chief Financial Officer [email protected] August 6, 2021 G Kapital ApS Mesterlodden 3b, 1. DK - 2820 Gentofte Attn: Tom Gl?sner Larsen Direkt?r/CEO Re: Amendment of Warrant No. W-5 to Purchase Shares of Common Stock Ladies and G |
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| August 10, 2021 |
Exhibit 10.1 |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 August 4, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| July 27, 2021 | ||
| July 27, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 July 27, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| July 22, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended March 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. (Name |
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| July 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 June 30, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| July 1, 2021 |
Exhibit 99.1 |
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| June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ |
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| April 27, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 April 27, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| April 27, 2021 |
Exhibit 99.1 |
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| April 13, 2021 |
Filed pursuant to Rule 424(b)(1) Registration Statement No. 333-254879 PROSPECTUS 1,406,061 Shares of Common Stock 606,061 Shares of Common Stock issuable under the Stock Purchase Agreement referred to below 800,000 Shares of Common Stock issuable upon exercise of Warrants The Registration Statement of which this prospectus is a part relates to the offer and resale from time to time of up to an ag |
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| April 8, 2021 |
As filed with the Securities and Exchange Commission on April 8, 2021 Registration Statement No. |
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| April 8, 2021 |
RocketFuel Blockchain, Inc. 201 Spear Street, Suite 1100 San Francisco, CA 94105 (424) 256-8560 ? (310) 388-0582 (fax) April 8, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Re: RocketFuel Blockchain, Inc. Registration Statement on Form S-1 File No. 333-254879 REQUEST FOR ACCELERATION OF EFFECTIVENESS Ladies and Gentlemen: Pur |
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| March 30, 2021 |
Power of Attorney (see signature page to the registration statement) As filed with the Securities and Exchange Commission on March 30, 2021 Registration Statement No. |
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| March 30, 2021 |
EX-4.1 4 ex4-1.htm Exhibit 4.1 |
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| March 30, 2021 |
Indemnification Agreement dated as of January 1, 2021, between Gert Funk and the Company Exhibit 10.14 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) dated as of January 1, 2021, is made by and between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and Gert Funk (?Indemnitee?). A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and Agents. B. The Company?s Articles of Incorpor |
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| March 30, 2021 |
Warrant Agreement, dated May 1, 2020, between the Company and Investorlisten ApS Exhibit 10.5 |
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| March 30, 2021 |
Agreement with Investorlisten ApS Exhibit 10.6 RocketFuel Blockchain, Inc. 3651 Lindell Road, Suite D565 Las Vegas, NV 89103 (702) 318-7518 May 1, 2020 Investorlisten ApS Fruebjergvej 3, Symbion 2100 Copenhagen Denmark Re: Warrant to Purchase Shares of Common Stock Ladies and Gentlemen: We have today issued to you our Warrant No. W-2, dated May 1, 2020 (the ?Warrant?), to purchase 1,500,000 shares of Common Stock, par value $0.001 |
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| March 30, 2021 |
Exhibit 10.17 EXECUTIVE EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of the 15th day of March, 2021 (the ?Effective Date?), by and between RocketFuel Blockchain, Inc., a Nevada corporation (?Employer?), and Bennett J. Yankowitz (?Executive?), and is made with reference to the following facts: A. Employer desires to employ Executive as its Chief Fina |
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| March 30, 2021 |
Exhibit 3.4 |
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| March 30, 2021 |
Certificates of Amendment to Articles of Incorporation through December 31, 2017 Exhibit 3.3 |
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| March 30, 2021 |
Subsidiaries of the registrant Exhibit 21.1 RocketFuel Blockchain Inc. Subsidiaries RocketFuel Blockchain Company, a Nevada corporation |
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| March 30, 2021 |
Indemnification Agreement dated as of September 15, 2020, between Peter M. Jensen and the Company Exhibit 10.8 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) dated as of September 15, 2020, is made by and between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and Peter M. Jensen (?Indemnitee?). A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and Agents. B. The Company?s Articles of |
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| March 30, 2021 |
Warrant dated February 15, 2021, from the Company to Peter M. Jensen Exhibit 10.19 NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURIT |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* RocketFuel Blockchain, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 104 (CUSIP Number) Henrik Rouf Islands Brygge 75B, P1 DK-2300 Copenhagen S, Denmark (+45) 2112 2111 (Name, Address and Telephone Number of Person Authorized |
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| March 30, 2021 |
Amended and Restated Code of Ethics Exhibit 14.2 Rocketfuel Blockchain, Inc. CODE OF BUSINESS CONDUCT AND ETHICS 1. Introduction This Code of Business Conduct and Ethics (this ?Code?) has been adopted by our board of directors (the ?Board of Directors?) to summarize the standards of business conduct that must guide our actions. This Code applies to all directors, officers, and employees of Rocketfuel Blockchain, Inc. (the ?Company?) |
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| March 30, 2021 |
Executive Employment Agreement, dated as of February 15, 2021, between the registrant and Gert Funk Exhibit 10.18 EXECUTIVE EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of the 15 day of March, 2021 (the ?Effective Date?), by and between RocketFuel Blockchain, Inc., a Nevada corporation (?Employer?), and Gert Funk (?Executive?), and is made with reference to the following facts: A. Employer desires to employ Executive as its Chairman in order to ha |
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| March 30, 2021 |
Indemnification Agreement dated as of February 15, 2021, between Kurt Kumar and the Company Exhibit 10.15 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) dated as of February 15, 2021, is made by and between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and Kirti Katiyar (aka Kurt Kumar) (?Indemnitee?). A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and Agents. B. The Company |
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| March 30, 2021 |
Indemnification Agreement dated as of September 14, between Rohan Hall and the Company Exhibit 10.11 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) dated as of September 15, 2020, is made by and between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and Rohan Hall (?Indemnitee?). A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and Agents. B. The Company?s Articles of Inco |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* RocketFuel Blockchain, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 104 (CUSIP Number) Henrik Oerbekker 8, boulevard Royal L-2449 Luxembourg, Luxembourg (+352) 661 366 003 (Name, Address and Telephone Number of Person Authori |
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| March 30, 2021 |
Subscription Agreement, dated April 29, 2020, between the Company and Investorlisten ApS Exhibit 10.4 |
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| March 30, 2021 |
Amendment No. 2 to 2018 Stock Option Plan Exhibit 10.16 AMENDMENT NO. 2 TO ROCKETFUEL BLOCKCHAIN, INC. 2018 STOCK INCENTIVE PLAN This Amendment No. 2 (this ?Amendment?) amends the 2018 Stock Incentive Plan (the ?Plan?) of RocketFuel Blockchain, Inc., a Nevada corporation (formerly B4MC gold mines, Inc.)(the ?Company?). 1. Defined Terms. Unless otherwise defined in this Amendment, capitalized terms have the meanings set forth in the Plan. |
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| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* RocketFuel Blockchain, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 104 (CUSIP Number) Bennett J. Yankowitz 468 N. Camden Dr., Suite 350 Beverly Hills, CA 90210 (424) 256-8560 (Name, Address and Telephone Number of Person Aut |
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| March 3, 2021 |
Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| March 3, 2021 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the ?Agreement?), dated as of February 25, 2021 (the ?Execution Date?), is entered into between RocketFuel Blockchain, Inc., a Nevada corporation (the ?Company?), and TRITON FUNDS LP, a Delaware limited partnership (the ?Investor?). RECITALS: WHEREAS, upon the terms and subject to the conditions contained herein, th |
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| March 3, 2021 |
Press Release dated February 25, 2021. Exhibit 99.1 |
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| March 3, 2021 |
Exhibit 99.2 Triton Funds to Invest up to $2.3 Million in RocketFuel Crypto payment processing company to aggressively accelerate sales, marketing and execution of product roadmap Santa Monica, CA, Mar 3, 2021 ? RocketFuel Blockchain, Inc. (OTC: RKFL) (?RocketFuel? or the ?Company?), a developer of online payment solutions via bitcoin and other cryptocurrencies, today announced it has secured up t |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 February 25, 2021 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| February 16, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, IN |
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| November 16, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, I |
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| October 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 October 8, 2020 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| October 8, 2020 |
Exhibit 99.2 |
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| October 8, 2020 |
RocketFuel Blockchain Appoints New CTO to Head Development of its Blockchain Payment Solutions Exhibit 99.1 RocketFuel Blockchain Appoints New CTO to Head Development of its Blockchain Payment Solutions Las Vegas, Nevada, October 6, 2020 (GLOBE NEWSWIRE) — RocketFuel Blockchain, Inc. (OTC: RKFL) (“RocketFuel” or the “Company”), a developer of blockchain-based check-out technologies for eCommerce and brick and mortar retailers, today announced that on October 2, 2020 it appointed Rohan Hall |
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| October 8, 2020 |
Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of the 14th day of September, 2020 (the “Effective Date”), by and between RocketFuel Blockchain, Inc., a Nevada corporation (“Employer”), and Rohan Hall (“Executive”), and is made with reference to the following facts: A. Employer desires to employ Executive as its Chief Technology |
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| October 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 October 2, 2020 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| September 21, 2020 |
Exhibit 10.1 [Note: certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed.] EXECUTIVE EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of the 15th day of September, 2020 (the “Effective Date”), by and between RocketFuel B |
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| September 21, 2020 |
RocketFuel Blockchain Appoints New CEO to Drive Next Phase of Growth Exhibit 99.1 RocketFuel Blockchain Appoints New CEO to Drive Next Phase of Growth Las Vegas, Nevada, September 15, 2020 (GLOBE NEWSWIRE) — RocketFuel Blockchain, Inc. (OTC: RKFL) (“RocketFuel” or the “Company”), a developer of blockchain-based check-out technologies for eCommerce and brick and mortar retailers, today announced that it had appointed Peter M. Jensen as its CEO, effective today. Jens |
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| September 21, 2020 |
Amendment No. 1 to 2018 Stock Option Plan Exhibit 10.2 AMENDMENT NO. 1 TO ROCKETFUEL BLOCKCHAIN, INC. 2018 STOCK INCENTIVE PLAN This Amendment No. 1 (this “Amendment”) amends the 2018 Stock Incentive Plan (the “Plan”) of RocketFuel Blockchain, Inc., a Nevada corporation (formerly B4MC gold mines, Inc.)(the “Company”). 1. Defined Terms. Unless otherwise defined in this Amendment, capitalized terms have the meanings set forth in the Plan. 2 |
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| September 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 September 15, 2020 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| August 14, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. ( |
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| June 26, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended March 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. (Name |
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| May 5, 2020 |
Warrant Agreement, dated May 1, 2020, between the Company and Investorlisten ApS. Exhibit 10.2 NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITI |
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| May 5, 2020 |
Agreement with Investorlisten ApS. Exhibit 10.3 RocketFuel Blockchain, Inc. 3651 Lindell Road, Suite D565 Las Vegas, NV 89103 (702) 318-7518 May 1, 2020 Investorlisten ApS Fruebjergvej 3, Symbion 2100 Copenhagen Denmark Re: Warrant to Purchase Shares of Common Stock Ladies and Gentlemen: We have today issued to you our Warrant No. W-2, dated May 1, 2020 (the “Warrant”), to purchase 1,500,000 shares of Common Stock, par value $0.001 |
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| May 5, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 April 29, 2020 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. |
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| May 5, 2020 |
Subscription Agreement, dated April 29, 2020, between the Company and Investorlisten ApS. Exhibit 10.1 |
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| February 13, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, IN |
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| November 14, 2019 |
Quarterly Report - ROCKETFUEL BLOCKCHAIN, INC. - FORM 10-Q SEC FILING U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, I |
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| September 9, 2019 |
Quarterly Report - ROCKETFUEL BLOCKCHAIN, INC. - FORM 10-Q SEC FILING U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. ( |
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| August 22, 2019 |
Annual Report - ROCKETFUEL BLOCKCHAIN, INC. - FORM 10-K SEC FILING U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended March 31, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY ROCKETFUEL BLOCKCHAIN, INC. (Name |
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| August 15, 2019 |
RKFL / B4MC Gold Mines Inc. NT 10-Q - - 190815 RKFL FORM 12B-25 FOR 190630 FORM 10-Q Form 12b-25 for 2009 Form 10-K (M0108789.DOC;1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on |
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| July 1, 2019 |
RKFL / B4MC Gold Mines Inc. NT 10-K - - 190331 FORM 12B-25 FOR RKFL FORM 10-K Form 12b-25 for 2009 Form 10-K (M0108789.DOC;1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on |
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| June 3, 2019 |
RocketFuel - 8-K re Charter Amendment (00625435-1).DOCX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 Date of report (date of earliest event reported) June 3, 2019 (May 29, 2019) RocketFuel Blockchain, Inc. (Exact Name of Registrant as Specified in Charter) Nevada Commission File |
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| June 3, 2019 |
Joseph Page 280 route de Biot Valbonne, FRANCE 06560 Converted by EDGARwiz Exhibit 17.1 Drawn in Valbonne, May 29, 2019 Joseph Page 280 route de Biot Valbonne, FRANCE 06560 Resignation In or about December 2017 agreement was formed to reverse merge Blockchain Inc. with B4MC to form Rocketfuel Blockchain Inc. Mr. Oerbekker and Mr. Rouf promised to raise $4 - $5M to capitalize the company and were compensated for that with substantial equity. It was r |
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| April 12, 2019 |
Quarterly Report - RKFL 181231 FORM 10-Q IMSC Form 10K Template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 16, 2018 |
RKFL / B4MC Gold Mines Inc. 180930 RKFL FORM 10-Q (Quarterly Report) IMSC Form 10K Template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2018 |
RKFL / B4MC Gold Mines Inc. FORM 12B-25 FOR 2009 FORM 10-K (M0108789.DOC;1) Form 12b-25 for 2009 Form 10-K (M0108789.DOC;1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Repor |
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| October 15, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 15, 2018 (October 10, 2018) Rocketfuel Blockchain, Inc. |
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| October 15, 2018 |
Letter to the Securities and Exchange Commission from Paritz & Company, P.A., dated October 10, EX-16.1 2 rkfl181015ex16z1.htm EX 16.1 |
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| October 1, 2018 |
Converted by EDGARwiz Exhibit 3.1 |
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| October 1, 2018 |
RocketFuel - 8-K re Charter Amendment (00625435-1).DOCX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 September 25, 2018 Date of report (date of earliest event reported) RocketFuel Blockchain, Inc. (Exact Name of Registrant as Specified in Charter) Nevada Commission File No. 033-1 |
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| August 28, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED SCHEDULE 14C (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☒ Definitive Information Statement ☐ Confidential, for Use of the |
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| August 20, 2018 |
RKFL / B4MC Gold Mines Inc. 180630 RKFL FORM 10-Q (Quarterly Report) IMSC Form 10K Template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2018 |
RKFL / B4MC Gold Mines Inc. 180814 RKFL FORM 12B-25 FOR 180630 FORM 10-Q Form 12b-25 for 2009 Form 10-K (M0108789.DOC;1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on |
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| August 13, 2018 |
RKFL / B4MC Gold Mines Inc. ROCKETFUEL - 14C WITH ANNEX A AND ANNEX B (00615658).DOCX RocketFuel - 14C with Annex A and Annex B (00615658).DOCX SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED SCHEDULE 14C (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Defin |
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| July 26, 2018 |
RKFL / B4MC Gold Mines Inc. / Jensen Carsten Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* B4MC Gold Mines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 203 (CUSIP Number) Carsten Jensen Saxton Capital Ltd. Rungstedvej 127 2960 Rungsted Denmark +45 5134 6342 (Name, Address and Telephone Number of Person Authorized t |
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| July 26, 2018 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: THAT I, Carsten Jensen, do hereby appoint Bennett Yankowitz, chief financial officer of B4MC Gold Mines, Inc. |
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| July 25, 2018 |
RKFL / B4MC Gold Mines Inc. / Oerbekker Henrik - 180725 OERBEKKER SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* B4MC Gold Mines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 203 (CUSIP Number) Henrik Oerbekker 8, boulevard Royal L-2449 Luxembourg, Luxembourg (+352) 661 366 003 (Name, Address and Telephone Number of Person |
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| July 25, 2018 |
RKFL / B4MC Gold Mines Inc. / Rouf Henrik - ROUF SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* B4MC Gold Mines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 203 (CUSIP Number) Henrik Rouf Islands Brygge 75B, P1 DK-2300 Copenhagen S, Denmark (+45) 2112 2111 (Name, Address and Telephone Number of Person Auth |
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| July 23, 2018 |
BFMC / B4MC Gold Mines Inc. B4MC/ROCKETFUEL - SCHEDULE 14F-1 (00607437-5).RTF B4MC/Rocketfuel - Schedule 14f-1 (00607437-5).RTF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14F-1 INFORMATION STATEMENT PURSUANT TO SECTION 14(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14F-1 THEREUNDER B4MC Gold Mines, Inc. (Exact name of registrant as specified in its corporate charter) Nevada 033-17773 90-1188745 (State or other jurisdiction of inc |
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| July 9, 2018 |
BFMC / B4MC Gold Mines Inc. / Funk Gert - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 21549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. ) * B4MC GOLD MINES, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 08861L203 (CUSIP Number) Gert Funk B4MC Gold Mines, Inc. 3651 Lindell Road, Suite D565 Las Vegas, NV 89103 (424) 256-8560 (Name, Address and Telephone Number |
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| July 9, 2018 |
BFMC / B4MC Gold Mines Inc. / Page Joseph E - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 21549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. ) * B4MC GOLD MINES, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 08861L203 (CUSIP Number) Joseph Page B4MC Gold Mines, Inc. 3651 Lindell Road, Suite D565 Las Vegas, NV 89103 (424) 256-8560 (Name, Address and Telephone Numb |
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| June 29, 2018 |
BM4C Bylaws (00604274-1).DOCX Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF B4MC GOLD MINES, INC ARTICLE 1 Corporate Identification 1.01. Name. The corporation shall transact business under the name of B4MC Gold Mines, Inc. 1.02. Corporate Offices. The Corporation shall maintain such offices within or without the State of Nevada as the Board of Directors may from time to time designate. The location |
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| June 29, 2018 |
bfmc1806298k (EGS comments) (00605659).DOC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) Of the Securities Exchange Act of 1934 June 29, 2018 (June 27, 2018) Date of report (date of earliest event reported) B4MC Gold Mines, Inc. (Exact Name of Registrant as Specified in Charter) Nevada Commission File No. 033-17773-NY |
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| June 29, 2018 |
Rocketfuel/B4MC - Contribution Agreement (Execution Version) (00604241-2).DOCX Execution Version EXHIBIT 2.1 CONTRIBUTION AGREEMENT by and among B4MC Gold Mines, Inc. as the Purchaser, Rocketfuel Blockchain Company as the Company, and Gert Funk, Joseph Page, PacificWave Partners Limited, PacificWave Partners UK Ltd. and Saxton Capital Ltd. as the Sellers Dated as of June 27, 2018 i CONTRIBUTION AG |
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| June 29, 2018 |
Registration Statement Exhibit 99.1 ROCKETFUEL BLOCKCHAIN COMPANY FINANCIAL STATEMENTS As of March 31, 2018 and the Period from January 12, 2018 (date of inception) through March 31, 2018 1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders Rocketfuel Blockchain Company Opinion on the Financial Statements We have audited the accompanying balance shee |
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| June 29, 2018 |
U Exhibit 99.2 B4MC GOLD MINES, INC. UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS B4MC GOLD MINES, INC. INTRODUCTION TO UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS The following unaudited proforma combined financial statements give effect to the merger between B4MC Gold Mines, Inc. (“B4MC” or the “Company”) and Rocketfuel Blockchain Company (“Rocketfuel”) completed as of June 27, 2018. |
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| June 29, 2018 |
BFMC Merger Announcement PRDRAFT (180626) (EGS comments) (00604799).DOCX ROCKETFUEL BLOCKCHAIN COMPLETES REVERSE MERGER TRANSACTION WITH B4MC GOLD MINES STOCK CONTINUES TO BE QUOTED ON OTC MARKETS Las Vegas, Nevada. June 28, 2018…RocketFuel Blockchain Company (“RocketFuel”) a developer of blockchain-based technology that offers highly-efficient check-out systems to eCommerce, today announced the c |
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| June 18, 2018 |
BFMC / B4MC Gold Mines Inc. 180331 BFMC FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 033-17773-NY B4MC G |
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| June 15, 2018 |
BFMC / B4MC Gold Mines Inc. 171231 BFMC FORM 10-K (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY B4MC GOLD MINES, INC. (Exact name |
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| June 12, 2018 |
BFMC / B4MC Gold Mines Inc. 170331 BFMC FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 033-17773-NY B4MC G |
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| June 12, 2018 |
BFMC / B4MC Gold Mines Inc. 170630 BFMC FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 033-17773-NY B4MC GO |
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| June 12, 2018 |
BFMC / B4MC Gold Mines Inc. 170930 BFMC FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 033-17773-NY B4 |
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| June 12, 2018 |
BFMC / B4MC Gold Mines Inc. 161231 BFMC FOREM 10-K AMENDMENT NO. 1 (Annual Report) IMSC Form 10K Template U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-1 |
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| June 7, 2018 |
BFMC / B4MC Gold Mines Inc. 160930 BFMC FORM 10-Q (Quarterly Report) IMSC Form 10K Template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 7, 2018 |
BFMC / B4MC Gold Mines Inc. 160331 BFMC FORM 10-Q (Quarterly Report) IMSC Form 10K Template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 7, 2018 |
BFMC / B4MC Gold Mines Inc. 161231 BFMC FORM 10-K (Annual Report) IMSC Form 10K Template U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY B4MC GOLD |
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| June 7, 2018 |
BFMC / B4MC Gold Mines Inc. 160630 BFMC FORM 10-Q (Quarterly Report) IMSC Form 10K Template UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 31, 2018 |
BFMC / B4MC Gold Mines Inc. 151231 BFMC FORM 10-K (Annual Report) IMSC Form 10K Template U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 033-17773-NY B4MC GOLD |
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| February 26, 2018 |
Pritchett, Siler & Hardy, PC Certified Public Accountants Converted by EDGARwiz Pritchett, Siler & Hardy, PC Certified Public Accountants Exhibit 16. |
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| February 26, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2018 (February 21, 2018) B4MC GOLD MINES, Inc. |
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| December 20, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2016 B4MC Gold Mines, Inc. (Exact name of registrant as specified in its charter) Nevada 005-88847 87-0674571 (State or other jurisdiction of incorporation) (Commission F |
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| December 20, 2016 |
B4MC Gold Mines, Inc. NEWS RELEASE 3651 Lindell Road, Suite D565 Las Vegas, NV 89103 For Immediate Release, December 20, 2016 B4MC Gold Mines, Inc. Announces Letter of Intent to Acquire Certain Subsidiaries of Gutami Holding BV Las Vegas, NV, December 20, 2016?B4MC Gold Mines, Inc. (?BFMC?; OTC Markets: BFMC) today announced the execution of a letter of intent (the ?LOI?) for the acquisition of al |
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| December 20, 2016 |
B4MC Gold Mines, Inc. 3651 LINDELL RD., SUITE D565 LAS VEGAS, NV 89103 (424) 256-8560 ? (310) 388-0582 (fax) December 20, 2016 Gutami Holding BV Koornbeursweg 67-1 8442 DJ Heerenveen The Netherlands Attn: Gerben Pek, CEO Re: Reverse Acquisition of the Outstanding Shares of a Company to be Formed and which will own the Capital Stock of Certain Subsidiaries of Gutami Holding BV Ladies and Gentlemen: |
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| May 3, 2016 |
Financial Statements and Exhibits, Other Events Form 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 3, 2016 |
Exhibit 10.1 Investment Banking Agreement May 2nd 2016 Bennett J. Yankowitz President B4MC Gold Mines, Inc. 3651 Lindell Rd., Suite D565 Las Vegas, NV 89103 Dear Ben: In accordance with our most recent discussions regarding your company?s desire to secure additional capital (the ?Funds?) and to engage in Business Combinations (as defined below), this letter agreement (the ?Agreement?) shall serve |
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| January 22, 2016 |
Indemnification Agreement dated as of January 19, 2016, between Bennett Yankowitz and the Company Exhibit 10.2 Indemnity Agreement Exhibit 10.2 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) dated as of January 16, 2016, is made by and between B4MC Gold Mines, Inc., a Nevada corporation (the ?Company?), and Bennett J. Yankowitz (?Indemnitee?). A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and Agents. |
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| January 22, 2016 |
Indemnification Agreement dated as of January 19, 2016, between Henrik Rouf and the Company Exhibit 10.3 Indemnity Agreement Exhibit 10.3 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this ?Agreement?) dated as of January 19, 2016, is made by and between B4MC Gold Mines, Inc., a Nevada corporation (the ?Company?), and HENRIK ROUF (?Indemnitee?). A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and Agents. B. The C |
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| January 22, 2016 |
Financial Statements and Exhibits, Other Events Form 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 22, 2016 |
Exhibit 10.1 Inpay Letter of Intent Exhibit 10.1 B4MC Gold Mines, Inc. 468 N. Camden Dr., Suite 350 Beverly Hills, California 90210 (424) 256-8560 ? (310) 388-0582 (fax) January 19, 2016 Jacob Tackmann Thomsen Inpay Switzerland Holding AG Re: Reverse Acquisition of the Outstanding Stock of Inpay Switzerland AG and Subsidiaries Dear Mr. Tackman Thomsen: This letter will confirm that B4MC Gold Mines |
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| November 6, 2015 |
Exhibit 10.2 Sub-Lease Agreement |
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| November 6, 2015 |
B4MC Gold Mines FORM 10-Q QUARTERLY REPORT (Quarterly Report) Form 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 21, 2015 |
RKFL / B4MC Gold Mines Inc. / Oerbekker Henrik - SCHEDULE 13D/A Activist Investment Schedule 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. No. 1)* B4MC Gold Mines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 203 (CUSIP Number) Henrik Oerbekker 8, boulevard Royal L-2449 Luxembourg, Luxembourg (+352) 661 366 003 (Name, Address and Telephone Number of P |
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| September 2, 2015 |
Form 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 13, 2015 |
B4MC Gold Mines FORM 12B-25 NOTICE OF LATE FILING Form 12b-25 Notice of Late Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 4, 2015 |
B4MC Gold Mines DEFINITIVE 14C INFORMATION STATEMENT Definitive 14C Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 10, 2015 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 33-17773-NY B4MC Gold Mines, Inc. (Exa |
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| July 6, 2015 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 33-17773-NY B4MC Gold Mines, Inc. |
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| July 6, 2015 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 33-17773-NY B4MC Gold Mines, Inc. (Exac |
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| July 6, 2015 |
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 X . QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 33-17773-NY B4MC Gold Mines, Inc. (Exa |
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| July 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF |
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| July 1, 2015 |
MUTUAL RESCISSION AGREEMENT This MUTUAL RESCISSION AGREEMENT (?AGREEMENT?) is entered into as of May 22, 2014, by and between B4MC GOLD MINES, INC. |
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| July 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF |
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| July 1, 2015 |
SUB-LEASE AGREEMENT (468 N. Camden Drive, 3rd Floor, Suite 350, Beverly Hills, CA 90210) SUB-LEASE AGREEMENT (468 N. Camden Drive, 3rd Floor, Suite 350, Beverly Hills, CA 90210) THIS SUB-LEASE AGREEMENT (?Agreement?) is entered into on May 1, 2015 by and between MOSTOFI & COMPANY, LLP, a Limited Liability Partnership ("Sub-Lessor?), with an address of 468 N. Camden Drive, Suite 350, Beverly Hills, California 90210, and B4MC Gold Mines, Inc, ("Sub-Tenant"), currently located at P.O. Bo |
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| June 4, 2015 |
SEC Response Letter B4MC Gold Mines, Inc. 3651 Lindell Road, Suite D565 Las Vegas, NV 89103 (702) 318-7518 June 4, 2015 BY EDGAR AND U.S.MAIL U.S. Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: B4MC Gold Mines, Inc. Preliminary Information Statement on Schedule 14C Filed May 15, 2015 File No. 033-17773 Ladies and Gentlemen: The following are our respo |
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| May 22, 2015 |
B4MC Gold Mines SCHEDULE 13D (Activist Acquisition of More Than 5% of Shares) Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* B4MC Gold Mines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 104 (CUSIP Number) Soren Fridolf Stenvaenget 16 DK-2640 Hedehusene, Denmark Attn: Ulrik Regaard Larsen (+45) 27832772 (Name, Address and Telephone Numb |
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| May 22, 2015 |
RKFL / B4MC Gold Mines Inc. / Yankowitz Bennett J. - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* B4MC Gold Mines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 104 (CUSIP Number) Bennett J. Yankowitz 468 N. Camden Dr., Suite 350 Beverly Hills, CA 90210 (424) 256-8560 (Name, Address and Telephone Number of Pers |
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| May 22, 2015 |
RKFL / B4MC Gold Mines Inc. / Rouf Henrik - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* B4MC Gold Mines, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 088861L 104 (CUSIP Number) Henrik Rouf Islands Brygge 75B, P1 DK-2300 Copenhagen S, Denmark (+45) 2112 2111 (Name, Address and Telephone Number of Person Autho |
