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| CIK | 1614806 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Rithm Property Trust Inc. - Preferred Stock
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2025 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 24, 2025 |
Rithm Property Trust Inc. Announces Second Quarter 2025 Results Exhibit 99.1 Rithm Property Trust Inc. Announces Second Quarter 2025 Results NEW YORK, NY— (BUSINESS WIRE) —Rithm Property Trust Inc. (NYSE: RPT, “Rithm Property Trust” or the “Company”) today announced the following information for the quarter ended June 30, 2025. “The second quarter was a pivotal quarter for Rithm Property Trust as we laid the foundation for growth of our core investment portfol |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2025 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| April 28, 2025 |
Rithm Property Trust Inc. Announces First Quarter 2025 Results Exhibit 99.1 Rithm Property Trust Inc. Announces First Quarter 2025 Results New York, NY—BUSINESS WIRE —Rithm Property Trust Inc. (NYSE: RPT, “Rithm Property Trust” or the “Company”) today announced the following information for the quarter ended March 31, 2025. First Quarter 2025 Financial Highlights: •GAAP comprehensive income of $1.1 million, or $0.02 per diluted common share1,2 •Earnings avail |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2025 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2025 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commissio |
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| April 24, 2025 |
Third Amended and Restated Bylaws of Rithm Property Trust Inc. Exhibit 3.1 THIRD AMENDED AND RESTATED BYLAWS OF RITHM PROPERTY TRUST INC. ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of Rithm Property Trust Inc. (the “Corporation”) in the State of Maryland shall be located at such place as the Board of Directors (the “Board”) may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal |
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| April 21, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 12, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission |
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| March 12, 2025 |
Letter from Moss Adams LLP dated March 12, 2025 Exhibit 16.1 March 12, 2025 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Rithm Property Trust Inc. included under Item 4.01(a) of its Current Report on Form 8-K dated March 7, 2025, to be filed with the Securities and Exchange Commission. We agree with the statements concerning our Firm contained therein. |
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| March 10, 2025 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-281986 SUPPLEMENT NO. 1 DATED MARCH 10, 2025 TO PROSPECTUS SUPPLEMENT DATED FEBRUARY 26, 2025 (To Prospectus dated November 13, 2024) 2,000,000 Shares Rithm Property Trust Inc. 9.875% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) This Supplement No. 1 to Prospectus Supplement (th |
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| March 4, 2025 |
Exhibit 1.1 Execution Version 2,000,000 Shares RITHM PROPERTY TRUST INC. (a Maryland corporation) 9.875% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) $0.01 par value UNDERWRITING AGREEMENT February 26, 2025 Janney Montgomery Scott LLC BTIG, LLC Piper Sandler & Co. as Representatives of the several Underwriters c/o Janney Montgomery |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commis |
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| March 4, 2025 |
First Amendment to the Agreement of Limited Partnership of Great Ajax Operating Partnership L.P. Exhibit 3.2 FIRST AMENDMENT TO THE AGREEMENT OF LIMITED PARTNERSHIP OF GREAT AJAX OPERATING PARTNERSHIP L.P. THIS FIRST AMENDMENT TO THE AGREEMENT OF LIMITED PARTNERSHIP, dated as of March 4, 2025 (this “Amendment”), is entered into by and among Great Ajax Operating LLC, a Delaware limited liability company, as the general partner of Great Ajax Operating Partnership L.P. (the “Partnership”), for i |
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| March 3, 2025 |
Exhibit 3.4 RITHM PROPERTY TRUST INC. ARTICLES SUPPLEMENTARY 9.875% SERIES C FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK RITHM PROPERTY TRUST INC., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “Department”) that: FIRST: Under a power contained in Article V of the Articles of Amendment and Restatem |
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| March 3, 2025 |
Exhibit 4.1 INCORPORATED UNDER THE LAWS OF THE NUMBER STATE OF MARYLAND SHARES ** ** ** ** SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION RITHM PROPERTY TRUST INC. a Corporation Incorporated Under the Laws of the State of Maryland Authorized Capital: 125,000,000 Shares of Common Stock 25,000,000 Shares of Preferred Stock THIS CERTIFIES THAT ** ** is the registered |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in its charter) Maryland 46-5211870 (Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 799 Broadwa |
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| February 28, 2025 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-281986 PROSPECTUS SUPPLEMENT (To Prospectus dated November 13, 2024) 2,000,000 Shares Rithm Property Trust Inc. 9.875% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) We are offering 2,000,000 shares of our 9.875% Series C Fixed-to-Floating Rate Cumulative R |
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| February 27, 2025 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Relating to Preliminary Prospectus Supplement dated February 25, 2025 to Prospectus dated November 13, 2024 Registration No. |
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| February 27, 2025 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Relating to Preliminary Prospectus Supplement dated February 25, 2025 to Prospectus dated November 13, 2024 Registration No. |
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| February 25, 2025 |
TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| February 18, 2025 |
Exhibit 19.1 RITHM PROPERTY TRUST INC. AMENDED AND RESTATED INSIDER TRADING POLICY This Amended and Restated Insider Trading Policy (this “Insider Trading Policy”) provides guidelines to all personnel, including employees, directors and officers of Rithm Property Trust Inc. (the “Company”) for transactions in the Company’s securities, including the units of Great Ajax Operating Partnership LP that |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 (Com |
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| February 18, 2025 |
Consultant Agreement of Mary Doyle with RCM GA Manager LLC, dated June 11, 2024. Exhibit 10.16 CONSULTANCY AGREEMENT RCM GA Manager LLC (“Company”), acting as external manager to Great Ajax Corp., a Maryland Corporation (“Great Ajax Corp.”), and Primo Road Associates LLC (“Contractor”) hereby enter into this Consultancy Agreement (“Agreement”) as of June 11, 2024, for good and valuable consideration and mutually agree as follows: 1.Consulting Period. Subject to the terms of th |
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| February 18, 2025 |
EXHIBIT 21.1 SUBSIDIARIES OF RITHM PROPERTY TRUST INC. Subsidiary Jurisdiction of Incorporation of Formation Great Ajax Operating LLC Delaware Great Ajax Operating Partnership L.P. Delaware Great Ajax II Operating Partnership L.P. Delaware AJX Mortgage Trust I Delaware |
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| January 30, 2025 |
RITHM PROPERTY TRUST INC. ANNOUNCES RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2024 Exhibit 99.1 RITHM PROPERTY TRUST INC. ANNOUNCES RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2024 New York, NY—January 30, 2025 —Rithm Property Trust Inc. (formerly known as Great Ajax Corp.) (NYSE: RPT, “Rithm Property Trust” or the “Company”) today announced the following financial results for the quarter ended December 31, 2024. Fourth Quarter Financial Highlights: •GAAP net income attr |
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| January 30, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2025 RITHM PROPERTY TRUST INC. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission |
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| December 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2024 Rithm Property Trust Inc. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commiss |
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| December 2, 2024 |
Articles of Amendment, dated as of December 2, 2024 Exhibit 3.1 GREAT AJAX CORP. ARTICLES OF AMENDMENT Great Ajax Corp., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Article I of the charter of the Corporation (the “Charter”) is hereby amended to change the name of the Corporation to: Rithm Property Trust Inc. SECOND: The foregoing amendment to the Charter |
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| December 2, 2024 |
Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF RITHM PROPERTY TRUST INC. ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of Rithm Property Trust Inc. (the “Corporation”) in the State of Maryland shall be located at such place as the Board of Directors (the “Board”) may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a pri |
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| November 13, 2024 |
AJX / Great Ajax Corp. / Beach Point Capital Management LP Passive Investment SC 13G/A 1 sayw2411080113ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Great Ajax Corp. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 38983D300 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| November 8, 2024 |
JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G (the “Schedule 13G”) with respect to the common stock of Great Ajax Corp. |
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| November 8, 2024 |
AJX / Great Ajax Corp. / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| November 8, 2024 |
GREAT AJAX CORP. 799 Broadway New York, New York 10003 GREAT AJAX CORP. 799 Broadway New York, New York 10003 November 8, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Great Ajax Corp. Registration Statement on Form S-3 File No. 333-281986 (the “Registration Statement”) Ladies and Gentlemen: Great Ajax Corp. (the “Company”) hereby requests that the effectiveness of the a |
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| November 8, 2024 |
AJX / Great Ajax Corp. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| November 6, 2024 |
As filed with the Securities and Exchange Commission on November 6, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 6, 2024 Registration No. |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-3 |
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| October 21, 2024 |
Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2024 AND ANNOUNCES INTENT TO REBRAND TO RITHM PROPERTY TRUST INC. New York, NY—October 21, 2024 —Great Ajax Corp. (NYSE: AJX, “Great Ajax” or the “Company”) today announced the following financial results for the quarter ended September 30, 2024. Third Quarter Financial Highlights: · GAAP net loss attributable to c |
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| October 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 21, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 21, 2024 |
Exhibit 10.1 FIRST AMENDMENT TO MANAGEMENT AGREEMENT THIS FIRST AMENDMENT is entered into as of October 18, 2024 (the “Amendment”) by and among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership LP, a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiaries of Ajax, the “Company”), and RCM GA Manager L |
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| October 1, 2024 |
AJX / Great Ajax Corp. / ELLINGTON MANAGEMENT GROUP LLC Passive Investment SC 13G/A 1 ellington-ajx9302024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13 G-A Under the Securities Exchange Act of 1934 (Amendment No. 1)* GREAT AJAX CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| September 6, 2024 |
As filed with the Securities and Exchange Commission on September 6, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 6, 2024 Registration No. |
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| September 6, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Great Ajax Corp. |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| August 2, 2024 |
Amendment No. 1 to the 2016 Equity Incentive Plan, amended as of May 20, 2024. EXHIBIT 10.3 AMENDMENT NO. 1 TO GREAT AJAX CORP. 2016 EQUITY INCENTIVE PLAN WHEREAS, Great Ajax Corp. (the “Company”) has adopted and maintains the Great Ajax Corp. 2016 Equity Incentive Plan (the “Plan”); WHEREAS, in connection with the proposed entry by the Company into a management agreement with RCM GA Manager LLC (“the Manager”), an affiliate of Rithm Capital Corp. (the “Transaction”), the Co |
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| August 2, 2024 |
Servicing Transfer Agreement, dated May 10, 2024, by and among Gregory Funding LLC and NewRez LLC 762769290.19 SERVICING TRANSFER AGREEMENT between GREGORY FUNDING LLC and NEWREZ LLC Dated and effective as of May 10, 2024 EXHIBIT 10.4 i TABLE OF CONTENTS ARTICLE I DEFINITIONS; GENERAL INTERPRETIVE PRINCIPLES ...................................... 1 Definitions. .................................................................................................... 1 General Interpretive Principles |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 24, 2024 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2024 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2024 New York, NY—July 24, 2024 —Great Ajax Corp. (NYSE: AJX, "Great Ajax" or the "Company"), a Maryland corporation today announced the following financial results for the quarter ended June 30, 2024. Second Quarter Financial Highlights · GAAP Net Loss attributable to common stockholders of $(12.7) million, or $(0.32) |
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| June 28, 2024 |
AJX / Great Ajax Corp. / Rithm Capital Corp. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) Philip Sivin c/o Rithm Capital Corp. 799 Broadway New York, New York 10003 (212) 850-7770 (Name, Address and Telephone Number |
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| June 24, 2024 |
June 24, 2024 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Great Ajax Corp. Registration Statement on Form S-3 File Number 333-280120 (“Registration Statement”) Ladies and Gentlemen: Great Ajax Corp. (the “Company”) hereby requests that the effectiveness of the above-referenced Registration Statement on Form S-3, as amended by Pre-Effective Am |
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| June 24, 2024 |
June 24, 2024 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Great Ajax Corp. Registration Statement on Form S-3 File Number 333-280122 (“Registration Statement”) Ladies and Gentlemen: Great Ajax Corp. (the “Company”) hereby requests that the effectiveness of the above-referenced Registration Statement on Form S-3, as amended by Pre-Effective Amendment N |
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| June 21, 2024 |
As filed with the Securities and Exchange Commission on June 20, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 20, 2024 Registration No. |
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| June 21, 2024 |
As filed with the Securities and Exchange Commission on June 20, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 20, 2024 Registration No. |
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| June 18, 2024 |
AJX / Great Ajax Corp. / Rithm Capital Corp. - SC 13D Activist Investment SC 13D 1 ef20031330sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) Philip Sivin c/o Rithm Capital Corp. 799 Broadway New York, New York 10003 (212) 850-7770 (Name, Address an |
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| June 11, 2024 |
As filed with the Securities and Exchange Commission on June 11, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 11, 2024 Registration No. |
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| June 11, 2024 |
Exhibit 10.1 Termination and Release Agreement THIS TERMINATION AND RELEASE AGREEMENT (this “Agreement”) is made and entered into as of June 11, 2024, by and among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiaries of Ajax, the “Com |
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| June 11, 2024 |
As filed with the Securities and Exchange Commission on June 11, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 11, 2024 Registration No. |
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| June 11, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Great Ajax Corp. |
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| June 11, 2024 |
Exhibit 10.2 MANAGEMENT AGREEMENT This Management Agreement, dated as of June 11, 2024 (the “Agreement”), among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership LP, a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiaries of Ajax, the “Company”), and RCM GA Manager LLC, a Delaware limited lia |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 11, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Great Ajax Corp. |
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| June 11, 2024 |
Registration Rights Agreement, dated April 23, 2024, by and between the Company and Rithm. Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT BETWEEN GREAT AJAX CORP. AND RITHM CAPITAL CORP. This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of April 23, 2024 between Great Ajax Corp., a Maryland corporation (the “Company”), and Rithm Capital Corp., a Delaware corporation (the “Purchaser”). WHEREAS, this Agreement is entered into in connection with the issuance and |
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| June 11, 2024 |
Exhibit 4.1 WARRANT AGREEMENT WARRANT AGREEMENT, dated as of April 23, 2024 (this “Agreement”), between Great Ajax Corp., a Maryland corporation (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York (the “Warrant Agent” or “Equiniti”). WHEREAS, pursuant to the Securities Purchase Agreement by and among the Company, Thetis Asset Manag |
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| May 29, 2024 |
May 29, 2024 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Great Ajax Corp. Registration Statement on Form S-3 File Number 333-279640 (“Registration Statement”) Ladies and Gentlemen: Great Ajax Corp. (the “Company”) hereby requests that the effectiveness of the above-referenced Registration Statement on Form S-3 be accelerated so that it will become eff |
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| May 23, 2024 |
As filed with the Securities and Exchange Commission on May 22, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 22, 2024 Registration No. |
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| May 23, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Great Ajax Corp. |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 3, 2024 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2024 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2024 First Quarter Highlights •Interest income of $15.7 million; net interest income of $1.6 million •Net loss attributable to common stockholders of $(74.3) million •Operating loss of $(4.8) million or $(0.16) per common share •Earnings per share ("EPS") per basic common share was a loss of $(2.41) of which $(0.50) pe |
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| April 30, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 13, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 22, 2024 |
GREAT AJAX CORP. ANNOUNCES PRELIMINARY RESULTS FOR THE QUARTER ENDED MARCH 31, 2024 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES PRELIMINARY RESULTS FOR THE QUARTER ENDED MARCH 31, 2024 New York – April 17, 2024 – Great Ajax Corp., a real estate investment trust (NYSE: AJX; “Great Ajax”), in advance of its upcoming record date for its stockholders’ meeting, announced certain preliminary financial results for the quarter ended March 31, 2024. Great Ajax estimates its GAAP book value pe |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 22, 2024 |
GREAT AJAX CORP. ANNOUNCES FINAL CONVERSION RATE FOR ITS CONVERTIBLE NOTES Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES FINAL CONVERSION RATE FOR ITS CONVERTIBLE NOTES New York – April 22, 2024 –Great Ajax Corp. (NYSE: AJX; the “Company”), a real estate investment trust, in advance of the upcoming maturity of its outstanding convertible notes on April 30, 2024, announced that the convertible notes have a final conversion rate of 1.7405 shares of common stock per $25.00 princi |
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| April 10, 2024 |
Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RECORD DATE FOR STOCKHOLDERS MEETING TO APPROVE STRATEGIC TRANSACTION WITH RITHM CAPITAL CORP. New York – April 10, 2024 –Great Ajax Corp. (NYSE: AJX; the “Company”), a real estate investment trust, announced today that its board of directors has fixed a record date of April 22, 2024 for its 2024 meeting of stockholders (the “Meeting”) to, among other things |
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| April 10, 2024 |
Press Release, dated April 10, 2024 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RECORD DATE FOR STOCKHOLDERS MEETING TO APPROVE STRATEGIC TRANSACTION WITH RITHM CAPITAL CORP. New York – April 10, 2024 –Great Ajax Corp. (NYSE: AJX; the “Company”), a real estate investment trust, announced today that its board of directors has fixed a record date of April 22, 2024 for its 2024 meeting of stockholders (the “Meeting”) to, among other things |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 10, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 10, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number |
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| March 26, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| March 15, 2024 |
Exhibit 1.2 Great Ajax Corp. Common Stock (par value $0.01 per share) At-the-Market Issuance Sales Agreement March 15, 2024 BTIG, LLC 600 Montgomery St, 6th FL San Francisco, CA 94111 Tel: (415) 248-2200 Ladies and Gentlemen: Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership”), and Thetis Asse |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 15, 2024 |
Exhibit 1.1 Great Ajax Corp. Common Stock (par value $0.01 per share) Amended and Restated At-the-Market Issuance Sales Agreement March 15, 2024 B. Riley Securities, Inc. 299 Park Avenue New York, NY 10171 Ladies and Gentlemen: Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership”), and Thetis As |
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| March 15, 2024 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration File No. 333-274055 PROSPECTUS SUPPLEMENT (To Prospectus dated November 9, 2023) $100,000,000 Common Stock On March 15, 2024, we entered into an Amended and Restated At-the-Market Issuance Sales Agreement, with B. Riley Securities, Inc., and an At-the-Market Issuance Sales Agreement, with BTIG, LLC (together, the “Sales Agents”), re |
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| March 11, 2024 |
EX-99.A 2 ef2002385499-a.htm EXHIBIT A Exhibit A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the shares of Common Stock, par value $0.01 per share of Great Ajax Corp., dated as of March 11, 2024, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us p |
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| March 11, 2024 |
EX-99.B 3 ef2002385499-b.htm EXHIBIT B Exhibit B LIMITED POWER OF ATTORNEY Know all by these present, that I, David J. Snyderman, hereby make, constitute and appoint each of Michael Turro, Karl Wachter and Hayley A. Stein, or any of them acting individually, and with full power of substitution, as my true and lawful attorney-in-fact for the purpose of executing in my name, (a) in my personal capac |
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| March 11, 2024 |
AJX / Great Ajax Corp. / Magnetar Financial LLC - SC 13G/A Passive Investment SC 13G/A 1 ef20023854sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) February 29, 2024 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 28, 2024 |
Clawback Policy of Great Ajax Corp. Exhibit 97.1 Execution Version GREAT AJAX CORP. CLAWBACK POLICY The following clawback policy (the “Policy”) of Great Ajax Corp., a Maryland corporation (the “Company”), requires the recovery of erroneously awarded compensation in order to satisfy the requirements of Section 303A.14 of the New York Stock Exchange Listed Company Manual (the “Listing Standards”) and to satisfy the requirements of Ru |
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| February 28, 2024 |
Clawback Policy of Great Ajax Operating Partnership L.P. Exhibit 97.2 Execution Version 758539225.3 GREAT AJAX OPERATING PARTNERSHIP L.P. CLAWBACK POLICY The following clawback policy (the “Policy”) of Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Company”), requires the recovery of erroneously awarded compensation in order to satisfy the requirements of Section 303A.14 of the New York Stock Exchange Listed Company Manual ( |
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| February 28, 2024 |
Exhibit 3.3 754685505.2 AMENDED AND RESTATED BYLAWS OF GREAT AJAX CORP. ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of Great Ajax Corp. (the “Corporation”) in the State of Maryland shall be located at such place as the Board of Directors (the “Board”) may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive o |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITI |
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| February 28, 2024 |
EXHIBIT 21.1 SUBSIDIARIES OF GREAT AJAX CORP. Subsidiary Jurisdiction of Incorporation of Formation Great Ajax Operating LLC Delaware Great Ajax Operating Partnership L.P. Delaware Great Ajax II Operating Partnership L.P. Delaware AJX Mortgage Trust I Delaware |
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| February 27, 2024 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED DECEMBER 31, 2023 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED DECEMBER 31, 2023 Fourth Quarter Highlights •Interest income of $17.7 million; net interest income of $3.2 million •Net loss attributable to common stockholders of $(23.2) million •Operating loss of $(1.8) million •Earnings per share ("EPS") per basic common share was a loss of $(0.86) •Operating loss per basic common share of $ |
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| February 27, 2024 |
Press Release dated February 26, 2024 Exhibit 99.1 RITHM CAPITAL CORP. AND GREAT AJAX CORP. ANNOUNCE A STRATEGIC TRANSACTION New York – February 26, 2024 – Rithm Capital Corp. (NYSE: RITM; “Rithm”), a global asset manager focused on real estate, credit and financial services, and Great Ajax Corp. (NYSE: AJX; “Great Ajax”), a real estate investment trust, announced today that they have entered into a strategic transaction. As part of t |
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| February 27, 2024 |
Exhibit 10.5 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 26, 2024 (the “Effective Date”), among Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership”), Thetis Asset Management LLC, a Delaware limited liability company (the “Manager”) |
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| February 27, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 27, 2024 |
RITHM CAPITAL CORP. AND GREAT AJAX CORP. ANNOUNCE A STRATEGIC TRANSACTION Exhibit 99.1 RITHM CAPITAL CORP. AND GREAT AJAX CORP. ANNOUNCE A STRATEGIC TRANSACTION New York – February 26, 2024 – Rithm Capital Corp. (NYSE: RITM; “Rithm”), a global asset manager focused on real estate, credit and financial services, and Great Ajax Corp. (NYSE: AJX; “Great Ajax”), a real estate investment trust, announced today that they have entered into a strategic transaction. As part of t |
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| February 27, 2024 |
Form of Registration Rights Agreement, by and among the Company and Rithm Exhibit 10.6 Form of Execution Version REGISTRATION RIGHTS AGREEMENT BETWEEN GREAT AJAX CORP. AND RITHM CAPITAL CORP. This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of [ ], 2024 between Great Ajax Corp., a Maryland corporation (the “Company”), and Rithm Capital Corp., a Delaware corporation (the “Purchaser”). WHEREAS, this Agreement is entered into in connection |
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| February 27, 2024 |
Exhibit 10.2 Execution Version Termination and Release Agreement THIS TERMINATION AND RELEASE AGREEMENT (this “Agreement”) is made and entered into as of [ ]1, 2024, by and among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiaries of Ajax, |
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| February 27, 2024 |
Form of Warrant Agreement, by and between the Company and Equiniti Trust Company Exhibit 10.4 WARRANT AGREEMENT WARRANT AGREEMENT, dated as of [ ], 2024 (this “Agreement”), between Great Ajax Corp., a Maryland corporation (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York (the “Warrant Agent” or “Equiniti”). WHEREAS, pursuant to the Securities Purchase Agreement by and among the Company, Thetis Asset Managemen |
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| February 27, 2024 |
Exhibit 10.3 MANAGEMENT AGREEMENT This Management Agreement, dated as of [ ], 2024 (the “Agreement”), among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership LP, a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiaries of Ajax, the “Company”), and RCM GA Manager LLC, a Delaware limited liability com |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 27, 2024 |
Exhibit 10.3 MANAGEMENT AGREEMENT This Management Agreement, dated as of [ ], 2024 (the “Agreement”), among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership LP, a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiaries of Ajax, the “Company”), and RCM GA Manager LLC, a Delaware limited liability com |
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| February 27, 2024 |
Exhibit 10.1 Execution Version CREDIT AGREEMENT dated as of February 26, 2024 among GREAT AJAX CORP., as Borrower, NIC RMBS LLC, as Sole Lender and NIC RMBS LLC, as Administrative Agent and Collateral Agent TABLE OF CONTENTS Page ARTICLE 1 Definitions 1 Section 1.01 Defined Terms 1 Section 1.02 Terms Generally 29 Section 1.03 Designated Senior Indebtedness 30 ARTICLE 2 THE CREDITS 31 Section 2.01 |
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| February 27, 2024 |
Exhibit 10.2 Execution Version Termination and Release Agreement THIS TERMINATION AND RELEASE AGREEMENT (this “Agreement”) is made and entered into as of [ ]1, 2024, by and among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiaries of Ajax, |
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| February 27, 2024 |
Exhibit 10.7 Execution Version EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is dated as of February 26, 2024, among Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership”), Thetis Asset Management LLC, a Delaware limited liability company (the “Manager”), and the exchanging in |
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| February 27, 2024 |
Form of Registration Rights Agreement, by and among the Company and Rithm Exhibit 10.6 Form of Execution Version REGISTRATION RIGHTS AGREEMENT BETWEEN GREAT AJAX CORP. AND RITHM CAPITAL CORP. This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of [ ], 2024 between Great Ajax Corp., a Maryland corporation (the “Company”), and Rithm Capital Corp., a Delaware corporation (the “Purchaser”). WHEREAS, this Agreement is entered into in connection |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2024 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 27, 2024 |
Exhibit 10.8 Execution Version GREAT AJAX CORP. VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of February 26, 2024 is made by and among Rithm Capital Corp., a Delaware corporation (“Rithm”), Great Ajax Corp., a Maryland corporation (the “Company”), and the undersigned holders (each a “Stockholder”) of shares of Common Stock (as defined below) of the Co |
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| February 27, 2024 |
Credit Agreement, dated February 26, 2024, by and among the Company and NIC RMBS LLC Exhibit 10.1 Execution Version CREDIT AGREEMENT dated as of February 26, 2024 among GREAT AJAX CORP., as Borrower, NIC RMBS LLC, as Sole Lender and NIC RMBS LLC, as Administrative Agent and Collateral Agent TABLE OF CONTENTS Page ARTICLE 1 Definitions 1 Section 1.01 Defined Terms 1 Section 1.02 Terms Generally 29 Section 1.03 Designated Senior Indebtedness 30 ARTICLE 2 THE CREDITS 31 Section 2.01 |
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| February 27, 2024 |
Form of Warrant Agreement, by and between the Company and Equiniti Trust Company Exhibit 10.4 WARRANT AGREEMENT WARRANT AGREEMENT, dated as of [ ], 2024 (this “Agreement”), between Great Ajax Corp., a Maryland corporation (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York (the “Warrant Agent” or “Equiniti”). WHEREAS, pursuant to the Securities Purchase Agreement by and among the Company, Thetis Asset Managemen |
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| February 27, 2024 |
Exhibit 10.7 Execution Version EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is dated as of February 26, 2024, among Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership”), Thetis Asset Management LLC, a Delaware limited liability company (the “Manager”), and the exchanging in |
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| February 27, 2024 |
Exhibit 10.5 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 26, 2024 (the “Effective Date”), among Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partnership”), Thetis Asset Management LLC, a Delaware limited liability company (the “Manager”) |
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| February 27, 2024 |
Exhibit 10.8 Execution Version GREAT AJAX CORP. VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of February 26, 2024 is made by and among Rithm Capital Corp., a Delaware corporation (“Rithm”), Great Ajax Corp., a Maryland corporation (the “Company”), and the undersigned holders (each a “Stockholder”) of shares of Common Stock (as defined below) of the Co |
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| February 14, 2024 |
AJX / Great Ajax Corp. / Almitas Capital LLC Passive Investment SC 13G/A 1 ajx.htm html> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Great Ajax Corp. (Name of Issuer) Common Stock, Par Value $0.01 / Convertible Bond (Title of Class of Securities) 38983D300 / 38983D409 (CUSIP Number) 1460 4th Street, Suite 300 Santa Monica, CA 90401 (Name, Address and Telephone |
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| February 9, 2024 |
AJX / Great Ajax Corp. / Beach Point Capital Management LP Passive Investment SC 13G/A 1 sayw2402090513ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Ajax Corp. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 38983D300 (CUSIP Number) January 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| February 9, 2024 |
AJX / Great Ajax Corp. / Beach Point Capital Management LP Passive Investment SC 13G 1 sayw2402090413g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 38983D300 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| February 8, 2024 |
AJX / Great Ajax Corp. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 8, 2024 |
AJX / Great Ajax Corp. / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 8, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| January 17, 2024 |
AJX / Great Ajax Corp. / ELLINGTON MANAGEMENT GROUP LLC Passive Investment SC 13G/A 1 ellington-ajx123123.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13 G-A Under the Securities Exchange Act of 1934 (Amendment No. )* GREAT AJAX CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| November 7, 2023 |
As filed with the Securities and Exchange Commission on November 7, 2023 As filed with the Securities and Exchange Commission on November 7, 2023 Registration No. |
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| November 7, 2023 |
November 7, 2023 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Great Ajax Corp. Registration Statement on Form S-3 File Number 333-274055 (“Registration Statement”) Ladies and Gentlemen: Great Ajax Corp. (the “Company”) hereby requests that the effectiveness of the above-referenced Registration Statement on Form S-3 be accelerated so that it will become |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-3 |
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| November 2, 2023 |
Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2023; PROVIDES STRATEGIC UPDATE Third Quarter Highlights •Interest income of $17.9 million; net interest income of $3.0 million •Net loss attributable to common stockholders of $(6.1) million •Operating loss of $(2.3) million •Earnings per share ("EPS") per basic common share was a loss of $(0.25) •Operating loss p |
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| November 2, 2023 |
Third Quarter Investor Presentation November 2, 2023 Safe Harbor Disclosure 2 We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 30, 2023 |
AJX / Great Ajax Corp / ELLINGTON MANAGEMENT GROUP LLC - SC 13G Passive Investment SC 13G 1 tm2329354d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) October 20, 2023 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| October 20, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”), dated as of October 20, 2023, is made by and between Great Ajax Corp., a Maryland corporation (the “Company”), and Ellington Financial Inc., a Delaware corporation (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration stat |
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| October 20, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2023 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2023 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 20, 2023 |
ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE MUTUAL TERMINATION OF MERGER AGREEMENT Exhibit 99.1 ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE MUTUAL TERMINATION OF MERGER AGREEMENT OLD GREENWICH, Conn. and New York, NY– (BUSINESS WIRE) – October 20, 2023 – Ellington Financial Inc. (NYSE: EFC) (“Ellington Financial”), a real estate investment trust investing in a diverse array of financial assets including residential and commercial mortgage loans, and Great Ajax Corp. (NYSE: |
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| October 20, 2023 |
1,666,666 Shares of Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration File No. 333-240999 PROSPECTUS SUPPLEMENT (To Prospectus dated August 19, 2020) 1,666,666 Shares of Common Stock We are offering to sell 1,666,666 shares of our common stock, par value $0.01 per share, to Ellington Financial Inc., a Delaware corporation (“EFC”), at a price of $6.60 per share, pursuant to this prospectus supplement a |
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| October 20, 2023 |
Exhibit 10.1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this “Termination Agreement”), dated as of October 20, 2023, is made by and between Ellington Financial Inc., a Delaware corporation (“Parent”), and Great Ajax Corp., a Maryland corporation (the “Company”, each a “Party” and together the “Parties”). Unless otherwise indicated, each capitalized term used and not otherwise defined in thi |
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| August 18, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) Great Ajax Corp. |
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| August 18, 2023 |
As filed with the Securities and Exchange Commission on August 18, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 18, 2023 Registration No. |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| August 3, 2023 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2023 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2023 Second Quarter Highlights •Interest income of $18.3 million; net interest income of $3.3 million •Net loss attributable to common stockholders of $(12.0) million •Operating loss of $(2.5) million •Earnings per share ("EPS") per basic common share was a loss of $(0.51) •Operating loss per basic common share of $(0.1 |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 3, 2023 |
exhibit992-20230803 Second Quarter Investor Presentation August 3, 2023 Safe Harbor Disclosure 2 We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| July 3, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT − Transaction Increases Scale and Enhances Access to Securitization Markets – − Synergistic Expansion Expected to Drive Earnings Accretion and Long-Term Growth − OLD GREENWICH, Conn. and New York, NY– (BUSINESS WIRE) – July 3, 2023 – Ellington Financial Inc. (NYSE: EFC) (“Ellington Financial”), a real estate |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2023 (June 30, 2023) GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commissi |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2023 (June 30, 2023) GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commissi |
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| July 3, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE DEFINITIVE MERGER AGREEMENT − Transaction Increases Scale and Enhances Access to Securitization Markets – − Synergistic Expansion Expected to Drive Earnings Accretion and Long-Term Growth − OLD GREENWICH, Conn. and New York, NY– (BUSINESS WIRE) – July 3, 2023 – Ellington Financial Inc. (NYSE: EFC) (“Ellington Financial”), a real estate |
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| July 3, 2023 |
Inc., EF Acquisitions I LLC and Great Ajax Corp. (incorporated by reference to Exhibit 2.1 to Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF ACQUISITION I LLC and GREAT AJAX CORP. Dated as of June 30, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 4 Section 2.1 The Merger 4 Section 2.2 Closing 4 Section 2.3 Effect of the Merger 5 Section |
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| July 3, 2023 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among ELLINGTON FINANCIAL INC., EF ACQUISITION I LLC and GREAT AJAX CORP. Dated as of June 30, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 4 Section 2.1 The Merger 4 Section 2.2 Closing 4 Section 2.3 Effect of the Merger 5 Section |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 4, 2023 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2023 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2023 First Quarter Highlights •Interest income of $18.5 million; net interest income of $3.5 million •Net loss attributable to common stockholders of $(7.9) million •Operating loss of $(2.1) million •Earnings per share ("EPS") per basic common share was a loss of $(0.34) •Operating loss per basic common share of $(0.09 |
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| May 4, 2023 |
exhibit992-20230504 First Quarter Investor Presentation May 4, 2023 Safe Harbor Disclosure 2 We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| April 21, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ☒ Filed by a party other than the Registrant: ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITI |
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| March 3, 2023 |
EXHIBIT 10.19 EXECUTION VERSION FIRST AMENDMENT TO THIRD AMENDED AND RESTATED MANAGEMENT AGREEMENT THIS FIRST AMENDMENT is entered into as of March 1, 2023 (the “First Amendment”) by and among Great Ajax Corp., a Maryland corporation (“Ajax”), Great Ajax Operating Partnership LP, a Delaware limited partnership (the “Operating Partnership,” and together with Ajax and any current or future subsidiar |
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| March 3, 2023 |
EXHIBIT 21.1 SUBSIDIARIES OF GREAT AJAX CORP. Subsidiary Jurisdiction of Incorporation of Formation Great Ajax Operating LLC Delaware Great Ajax Operating Partnership L.P. Delaware Great Ajax II Operating Partnership L.P. Delaware AJX Mortgage Trust I Delaware |
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| March 3, 2023 |
Employment agreement with Mary Doyle, Great Ajax Corp. Chief Financial Officer, dated EXHIBIT 10.18 EXECUTION VERSION EMPLOYMENT AGREEMENT THIS AGREEMENT (the "Agreement") is entered into and effective as of March 4, 2022 and amends and restates the agreement previously amended and restated on March 4, 2019 and originally effective on March 29, 2016 (the "Original Agreement") by and among Aspen ML LLC, an Oregon limited liability company ("Employer"), Thetis Asset Management LLC, a |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2023 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 2, 2023 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2022 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2022 Fourth Quarter Highlights •Interest income of $18.4 million; net interest income of $4.0 million •Net loss attributable to common stockholders of $(6.8) million •Earnings per share ("EPS") per basic common share of $(0.30) •Operating loss of $(1.3) million •Operating income per basic common share of $( |
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| March 2, 2023 |
exhibit992-20230302 Fourth Quarter and Year-End 2022 Investor Presentation March 2, 2023 Safe Harbor Disclosure 2 We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| February 14, 2023 |
AJX / Great Ajax Corp / Almitas Capital LLC - SC 13G/A Passive Investment SC 13G/A 1 tm236682d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Great Ajax Corp. (Name of Issuer) Common Stock, $0.0001 Par Value / Convertible Bond (Title of Class of Securities) 38983D300 / 38983D409 (CUSIP Number) 1460 4th Street, Suite 300 Santa Monica, CA 90401 (Name, Add |
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| February 6, 2023 |
AJX / Great Ajax Corp / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 6, 2023 |
AJX / Great Ajax Corp / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ???????? ?? ???? to ???????? ?? ???? 001-3 |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| November 3, 2022 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2022 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2022 Third Quarter Highlights ?Interest income of $20.0 million; net interest income of $8.7 million ?Net loss attributable to common stockholders of $(16.2) million ?Earnings per share ("EPS") per basic common share of $(0.71) ?Operating income of $3.1 million ?Operating income per basic common share of $0.14 ?Tax |
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| November 3, 2022 |
Third Quarter Investor Presentation November 3, 2022 Safe Harbor Disclosure 2 ? We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| September 12, 2022 |
Exhibit 99.A EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to aggregate 5,575,000 Series A Warrants and Series B Warrants to purchase up to aggregate 5,575,000 shares of Common Stock, par value $0.01 per share (?Share?) of Great Ajax Corp. at an exercise price of $10.00 per Share, dated as of September 12, 2022 is, and any amendments |
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| September 12, 2022 |
AJX / Great Ajax Corp / Magnetar Financial LLC - SC 13G/A Passive Investment SC 13G/A 1 brhc10041793sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) August 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
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| September 12, 2022 |
AJX / Great Ajax Corp / Magnetar Xing He Master Fund Ltd - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) August 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| August 26, 2022 |
Great Ajax Corp. Closes Offering of $110,000,000 of Senior Unsecured Notes Exhibit 99.1 Great Ajax Corp. Closes Offering of $110,000,000 of Senior Unsecured Notes New York, NY?August 26, 2022 ?Great Ajax Corp. (NYSE: AJX), (the ?Company?) today announced that one of its subsidiaries, Great Ajax Operating Partnership L.P (the ?Issuer?) has closed a private offering of $110,000,000 in aggregate principal amount of 8.875% senior unsecured notes due September 2027 (the ?Note |
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| August 26, 2022 |
Exhibit 4.1 Execution Version GREAT AJAX OPERATING PARTNERSHIP L.P., as Issuer and GREAT AJAX CORP., GREAT AJAX OPERATING LLC and GREAT AJAX II OPERATING PARTNERSHIP L.P. as Guarantors 8.875% Senior Notes due 2027 Indenture Dated as of August 26, 2022 WILMINGTON SAVINGS FUND SOCIETY, FSB, as Trustee TABLE OF CONTENTS ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 R |
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| August 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2022 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ???????? ?? ???? to ???????? ?? ???? 001-36844 |
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| August 4, 2022 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2022 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2022 Second Quarter Highlights ?Interest income of $20.9 million; net interest income of $11.7 million ?Net loss attributable to common stockholders of $(9.2) million ?Earnings per share ("EPS") per basic common share of $(0.40) ?Operating income of $5.7 million ?Operating income per basic common share of $0.25 ?Taxable |
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| August 4, 2022 |
Second Quarter Investor Presentation August 4, 2022 Safe Harbor Disclosure 2 ? We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2022 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 31, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2022 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 25, 2022 |
CORRESP 1 filename1.htm May 25, 2022 Mr. Peter McPhun Ms. Jennifer Monick Division of Corporation Finance Office of Real Estate & Construction Securities and Exchange Commission Washington, D.C. 20549 Re: Great Ajax Corp. Form 10-K for the fiscal year ended December 31, 2021 Filed March 4, 2022 File No. 001-36844 Dear Mr. McPhun; In response to your review of the above-referenced Annual Report on |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| May 5, 2022 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2022 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2022 First Quarter Highlights •Interest income of $23.2 million; net interest income of $14.6 million •Net income attributable to common stockholders of $3.6 million •Basic earnings per common share (“EPS”) of $0.15 •Book value per common share of $15.95 at March 31, 2022 •Taxable income of $0.49 per common share •Coll |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 5, 2022 |
First Quarter Investor Presentation May 5, 2022 Safe Harbor Disclosure 2 We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| April 18, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ? Filed by a party other than the Registrant: ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITI |
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| March 4, 2022 |
EXHIBIT 21.1 SUBSIDIARIES OF GREAT AJAX CORP. Subsidiary Jurisdiction of Incorporation of Formation Great Ajax Operating LLC Delaware Great Ajax Operating Partnership L.P. Delaware Great Ajax II Operating Partnership L.P. Delaware AJX Mortgage Trust I Delaware |
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| March 3, 2022 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED DECEMBER 31, 2021 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED DECEMBER 31, 2021 Fourth Quarter Highlights ?Interest income of $23.2 million; net interest income of $14.2 million ?Net income attributable to common stockholders of $7.4 million ?Basic earnings per common share (?EPS?) of $0.32 ?Book value per common share of $15.92 at December 31, 2021 ?Taxable income of $0.40 per common shar |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2022 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 3, 2022 |
EX-99.2 3 exhibit992-20220303.htm EX-99.2 Fourth Quarter and Year-End 2021 Investor Presentation March 3, 2022 Safe Harbor Disclosure 2 We make forward-looking statements in this presentation that are subject to risks and uncertainties. These forward-looking statements include information about possible or assumed future results of our business, financial condition, liquidity, results of operati |
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| February 14, 2022 |
AJX / Great Ajax Corp / Almitas Capital LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) Common Stock, $0.0001 Par Value / Convertible Bond (Title of Class of Securities) 38983D300 / 38983D409 (CUSIP Number) 1460 4th Street, Suite 300 Santa Monica, CA 90401 (Name, Address and Telephone Number of Person Author |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 4, 2022 |
AJX / Great Ajax Corp / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| December 30, 2021 |
GREAT AJAX CORP. ANNOUNCES SPECIAL DIVIDEND Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES SPECIAL DIVIDEND NEW YORK, NY ? December 30, 2021 ? Great Ajax Corp. (NYSE: AJX) (the ?Company?) today announced that the Board of Directors of the Company declared a special cash dividend related to 2021 taxable income of $0.10 per share of the Company?s common stock, which will be payable on January 25, 2022 to common stockholders of record as of January 1 |
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| December 30, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2021 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ???????? ?? ???? to ???????? ?? ???? 001-3 |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2021 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| November 4, 2021 |
Third Quarter Investor Presentation November 4, 2021 Safe Harbor Disclosure 2 ? We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| November 4, 2021 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2021 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2021 Third Quarter Highlights ?Interest income of $23.1 million; net interest income of $14.4 million ?Net income attributable to common stockholders of $9.3 million ?Basic earnings per common share (?EPS?) of $0.40 ?Book value per common share of $16.00 at September 30, 2021 ?Taxable income of $0.43 per common sha |
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| August 20, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration File No. 333-240999 PROSPECTUS SUPPLEMENT (To Prospectus dated August 19, 2020) $100,000,000 Common Stock On August 20, 2021, we entered into At-the-Market Issuance Sales Agreements, or the distribution agreements, with each of B. Riley Securities, Inc., JMP Securities LLC and Raymond James & Associates, Inc. (together, the “Sales A |
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| August 20, 2021 |
Exhibit 1.2 Great Ajax Corp. Common Stock (par value $0.01 per share) At-the-Market Issuance Sales Agreement August 20, 2021 JMP Securities LLC 600 Montgomery Street Suite 1100 San Francisco, CA 94111 Ladies and Gentlemen: Great Ajax Corp., a Maryland corporation (the ?Company?), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the ?Operating Partnership?), and Thetis Asset M |
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| August 20, 2021 |
EX-1.1 2 tm2125616d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Great Ajax Corp. Common Stock (par value $0.01 per share) At-the-Market Issuance Sales Agreement August 20, 2021 B. Riley Securities, Inc. 299 Park Avenue New York, NY 10171 Ladies and Gentlemen: Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the “Operating Partne |
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| August 20, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2021 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland 333-240999 46-5211870 (State or other jurisdiction of incorporation) (Commission File |
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| August 20, 2021 |
EX-1.3 4 tm2125616d1ex1-3.htm EXHIBIT 1.3 Exhibit 1.3 Great Ajax Corp. Common Stock (par value $0.01 per share) At-the-Market Issuance Sales Agreement August 20, 2021 Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, FL 33716 Ladies and Gentlemen: Great Ajax Corp., a Maryland corporation (the “Company”), Great Ajax Operating Partnership L.P., a Delaware limited partnership (the |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ???????? ?? ???? to ???????? ?? ???? 001-36844 |
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| August 5, 2021 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2021 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2021 Second Quarter Highlights ?Interest income of $23.0 million; net interest income of $14.2 million ?Net income attributable to common stockholders of $10.4 million ?Basic earnings per common share (?EPS?) of $0.45 ?Book value per common share of $15.86 at June 30, 2021 ?Taxable income of $0.34 per common share ?Form |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2021 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 5, 2021 |
Second Quarter Investor Presentation August 5, 2021 Safe Harbor Disclosure 2 ? We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| June 7, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland 001-36844 46-5211870 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ???????? ?? ???? to ???????? ?? ???? 001-36844 |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2021 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 47-1271842 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 6, 2021 |
First Quarter Investor Presentation May 6, 2021 Safe Harbor Disclosure 2 ? We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| May 6, 2021 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2021 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED MARCH 31, 2021 First Quarter Highlights ?Purchased $31.6 million re-performing mortgage loans ("RPLs"), with unpaid principal balance ("UPB") of $36.0 million at 57.2% of property value, $0.4 million of non-performing mortgage loans ("NPLs"), with UPB of $0.7 million at 50.1% of property value, and $3.6 million small-balance com |
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| April 14, 2021 |
Definitive Proxy Statement filed on April 14, 2021 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant: ? Filed by a party other than the Registrant: ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| March 24, 2021 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 5, 2021 |
EXHIBIT 21.1 SUBSIDIARIES OF GREAT AJAX CORP. Subsidiary Jurisdiction of Incorporation of Formation Great Ajax Operating LLC Delaware Great Ajax Operating Partnership L.P. Delaware Great Ajax II Operating Partnership L.P. Delaware AJX Mortgage Trust I Delaware |
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| March 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITI |
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| March 4, 2021 |
Fourth Quarter and Year-End 2020 Investor Presentation March 4, 2021 Safe Harbor Disclosure 2 ? We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2021 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 47-1271842 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 4, 2021 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED DECEMBER 31, 2020 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED DECEMBER 31, 2020 Fourth Quarter Highlights ?Purchased $12.7 million re-performing mortgage loans ("RPLs"), with unpaid principal balance ("UPB") of $13.5 million and 52.3% of property value, $13.4 million of non-performing mortgage loans ("NPLs"), with UPB of $15.3 million and 50.0% of property value, and $18.0 million small-ba |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Ajax Corp. (Name of Issuer) Common Stock, $0.0001 Par Value / Convertible Bond (Title of Class of Securities) 38983D300 / 38983D409 (CUSIP Number) 1460 4th Street, Suite 300 Santa Monica, CA 90401 (Name, Address and Telephone Number of Person Autho |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) Common Stock, $0.0001 Par Value / Convertible Bond (Title of Class of Securities) 38983D300 / 38983D409 (CUSIP Number) 1460 4th Street, Suite 300 Santa Monica, CA 90401 (Name, Address and Telephone Number of Person Author |
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| February 8, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Great Ajax Corp Title of Class of Securities: REIT CUSIP Number: 38983D300 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1( |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Great Ajax Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 38983D300 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-3 |
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| November 5, 2020 |
exhibit992-20201105 Third Quarter Investor Presentation November 5, 2020 Safe Harbor Disclosure We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| November 5, 2020 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2020 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2020 Third Quarter Highlights •Formed joint ventures that acquired $876.1 million in unpaid principal balance ("UPB") of mortgage loans with collateral values of $1.4 billion and retained $83.4 million of varying classes of related securities issued by the joint ventures to end the quarter with $370.9 million of in |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2020 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 47-1271842 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 13, 2020 |
AJX / Great Ajax Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Great Ajax Corp. Title of Class of Securities: REIT CUSIP Number: 38983D300 Date of Event Which Requires Filing of this Statement: September 30, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d- |
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| August 17, 2020 |
August 17, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Great Ajax Corp. Registration Statement on Form S-3 File Number 333-240999 (“Registration Statement”) Ladies and Gentlemen: Great Ajax Corp. (the “Company”) hereby requests that the effectiveness of the above-referenced registration statement on Form S-3 be accelerated so that it will become |
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| August 12, 2020 |
AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D EX-99.7 Exhibit 7 AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13D Each of the undersigned hereby acknowledges and agrees, pursuant to the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13D to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange Commission |
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| August 12, 2020 |
AJX / Great Ajax Corp. / FLEXPOINT SPECIAL ASSETS FUND, L.P. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Great Ajax Corp. |
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| August 11, 2020 |
AJX / Great Ajax Corp. / Magnetar Financial LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) August 5, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| August 11, 2020 |
Exhibit 99.A EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to aggregate 5,575,000 Series A Warrants and Series B Warrants to purchase up to aggregate 5,575,000 shares of Common Stock, par value $0.01 per share (“Share”) of Great Ajax Corp. at an exercise price of $10.00 per Share, dated as of August 7, 2020 is, and any amendments ther |
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| August 11, 2020 |
AJX / Great Ajax Corp. / Magnetar Xing He Master Fund Ltd - SC 13G Passive Investment SC 13G 1 a20-268561sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Ajax Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 38983D300 (CUSIP Number) August 5, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| August 5, 2020 |
424B3 1 tm2026092-1424b3.htm TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-239182 PROSPECTUS 6,500,000 Shares of Common Stock 2,307,400 Shares of Series A Preferred Stock 2,892,600 Shares of Series B Preferred Stock This prospectus relates to the offer and sale from time to time by the selling stockholders identified in the section entitled “Selling Stockholders,” or th |
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| August 5, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 5, 2020 Registration No. |
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| August 5, 2020 |
WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of May 4, 2020 (“Agreement”), between Great Ajax Corp. |
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| August 5, 2020 |
EX-4.6 2 tm2026095d2ex4-6.htm EXHIBIT 4.6 Exhibit 4.6 FORM OF INDENTURE Great Ajax Corp. INDENTURE Dated as of , 20[ ] [] Trustee CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 7.1 (a)(2) 7.1 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.1 (b) 7.1 (c) N.A. 311(a) 7.11 (b) 7.11 (c) N.A. 312(a) 2.06 (b) 12.03 (c) 12.03 313(a) 7.06 (b)(2) 7.06; 7.07 (c) 7.06; 12.02 (d) 7.06 314(a) |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-36844 |
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| August 4, 2020 |
investorpresentation-202 Second Quarter Investor Presentation August 4, 2020 Safe Harbor Disclosure We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2020 GREAT AJAX CORP. (Exact name of registrant as specified in charter) Maryland 001-36844 47-1271842 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 4, 2020 |
GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2020 Exhibit 99.1 GREAT AJAX CORP. ANNOUNCES RESULTS FOR THE QUARTER ENDED JUNE 30, 2020 Second Quarter Highlights •Interest income of $23.7 million; net interest income after reversal of provision for credit losses of $15.0 million as a result of better than expected loan performance and the related impact on future repayment rates •Net income attributable to common stockholders of $6.2 million •Basic |
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| August 4, 2020 |
S-3/A 1 tm2022613-3s3a.htm S-3/A As filed with the Securities and Exchange Commission on August 4, 2020 Registration No. 333-239182 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No.1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland (State or other ju |
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| August 3, 2020 |
August 3, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Great Ajax Corp. Registration Statement on Form S-3 File Number 333-239182 (“Registration Statement”) Ladies and Gentlemen: Great Ajax Corp. (the “Company”) hereby requests that the effectiveness of the above-referenced registration statement on Form S-3 be accelerated so that it will become e |
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| June 23, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 tm2023251d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) — June 23, 2020 GREAT AJAX CORP. (Exact name of registrant as specified in its charter) Maryland 001 36844 47 1271842 (State or other jurisdiction) (C |
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| June 15, 2020 |
Exhibit 4.1 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR QUALIFIED UNDER ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN |
