Mga Batayang Estadistika
LEI | 529900K139N6UFJ1A758 |
CIK | 810695 |
SEC Filings
SEC Filings (Chronological Order)
March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: □ Preliminary information statement □ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUND AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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August 2, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: □ Preliminary information statement □ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUND AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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January 12, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: □ Preliminary information statement □ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUND AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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May 24, 2023 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81. |
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May 24, 2023 |
NPORT-EX 2 rationalnport.htm RATIONAL NQ 3.31.23 RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81.8% APPAREL & TEXTILE PRODUCTS - 1.2% 5,964 Ralph Lauren Corporation $ 695,820 AUTOMOTIVE - 1.6% 4,393 Tesla, Inc.(a) 911,372 BANKING - 1.1% 4,862 JPMorgan Chase & Company 633,567 BIOTECH & PHARMA - 3.3% 3,721 Amgen, Inc. 899,552 13,419 |
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May 24, 2023 |
NPORT-EX 2 rationalnport.htm RATIONAL NQ 3.31.23 RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81.8% APPAREL & TEXTILE PRODUCTS - 1.2% 5,964 Ralph Lauren Corporation $ 695,820 AUTOMOTIVE - 1.6% 4,393 Tesla, Inc.(a) 911,372 BANKING - 1.1% 4,862 JPMorgan Chase & Company 633,567 BIOTECH & PHARMA - 3.3% 3,721 Amgen, Inc. 899,552 13,419 |
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May 24, 2023 |
NPORT-EX 2 rationalnport.htm RATIONAL NQ 3.31.23 RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81.8% APPAREL & TEXTILE PRODUCTS - 1.2% 5,964 Ralph Lauren Corporation $ 695,820 AUTOMOTIVE - 1.6% 4,393 Tesla, Inc.(a) 911,372 BANKING - 1.1% 4,862 JPMorgan Chase & Company 633,567 BIOTECH & PHARMA - 3.3% 3,721 Amgen, Inc. 899,552 13,419 |
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May 24, 2023 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81. |
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May 24, 2023 |
NPORT-EX 2 rationalnport.htm RATIONAL NQ 3.31.23 RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81.8% APPAREL & TEXTILE PRODUCTS - 1.2% 5,964 Ralph Lauren Corporation $ 695,820 AUTOMOTIVE - 1.6% 4,393 Tesla, Inc.(a) 911,372 BANKING - 1.1% 4,862 JPMorgan Chase & Company 633,567 BIOTECH & PHARMA - 3.3% 3,721 Amgen, Inc. 899,552 13,419 |
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May 24, 2023 |
NPORT-EX 2 rationalnport.htm RATIONAL NQ 3.31.23 RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81.8% APPAREL & TEXTILE PRODUCTS - 1.2% 5,964 Ralph Lauren Corporation $ 695,820 AUTOMOTIVE - 1.6% 4,393 Tesla, Inc.(a) 911,372 BANKING - 1.1% 4,862 JPMorgan Chase & Company 633,567 BIOTECH & PHARMA - 3.3% 3,721 Amgen, Inc. 899,552 13,419 |
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May 24, 2023 |
NPORT-EX 2 rationalnport.htm RATIONAL NQ 3.31.23 RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2023 Shares Fair Value COMMON STOCKS — 81.8% APPAREL & TEXTILE PRODUCTS - 1.2% 5,964 Ralph Lauren Corporation $ 695,820 AUTOMOTIVE - 1.6% 4,393 Tesla, Inc.(a) 911,372 BANKING - 1.1% 4,862 JPMorgan Chase & Company 633,567 BIOTECH & PHARMA - 3.3% 3,721 Amgen, Inc. 899,552 13,419 |
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November 28, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78. |
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November 28, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78. |
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November 28, 2022 |
NPORT-EX 2 rationalfundsnport.htm RATIONAL NQ RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78.9% AEROSPACE & DEFENSE - 3.8% 3,683 General Dynamics Corporation $ 781,422 1,618 Northrop Grumman Corporation 760,978 10,645 Raytheon Technologies Corporation 871,400 2,413,800 BANKING - 1.8% 18,668 Bank of America Corporation 563,774 |
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November 28, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78. |
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November 28, 2022 |
NPORT-EX 2 rationalfundsnport.htm RATIONAL NQ RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78.9% AEROSPACE & DEFENSE - 3.8% 3,683 General Dynamics Corporation $ 781,422 1,618 Northrop Grumman Corporation 760,978 10,645 Raytheon Technologies Corporation 871,400 2,413,800 BANKING - 1.8% 18,668 Bank of America Corporation 563,774 |
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November 28, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78. |
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November 28, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78. |
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November 28, 2022 |
NPORT-EX 2 rationalfundsnport.htm RATIONAL NQ RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2022 Shares Fair Value COMMON STOCKS — 78.9% AEROSPACE & DEFENSE - 3.8% 3,683 General Dynamics Corporation $ 781,422 1,618 Northrop Grumman Corporation 760,978 10,645 Raytheon Technologies Corporation 871,400 2,413,800 BANKING - 1.8% 18,668 Bank of America Corporation 563,774 |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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May 27, 2022 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Shares Fair Value COMMON STOCKS — 81. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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November 23, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Shares Fair Value COMMON STOCKS — 86. |
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August 13, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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June 4, 2021 |
CORRESP 7 filename7.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com Michael P. O’Hare [email protected] 215.564.8198 1933 Act Rule 485(a) 1933 Act File No. 033-11905 1940 Act File No. 811-05010 June 4, 2021 VIA EDGAR TRANSMISSION Filing Desk U.S. Securities and Exchange Commission 100 F Street, |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 28, 2021 |
RATIONAL EQUITY ARMOR FUND SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Shares Value COMMON STOCKS — 86. |
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May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No Fee required. |
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December 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: □ Preliminary information statement □ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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November 25, 2020 |
ADR - American Depositary Receipt. RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) September 30, 2020 Shares Value COMMON STOCKS - 84. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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May 28, 2020 |
RATIONAL EQUITY ARMOR FUND PORTFOLIO OF INVESTMENTS (Unaudited) March 31, 2020 Shares Value COMMON STOCKS - 89. |
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March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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March 30, 2020 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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March 25, 2020 |
RDMAX / Rational/ReSolve Adaptive Asset Allocation Fund DEF 14C - - DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ◻ Preliminary information statement ◻ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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January 29, 2020 |
HDCAX / Rational Dividend Capture Fund DEF 14C - - DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: £ Preliminary information statement £ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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December 11, 2019 |
HBAFX / Rational Strategic Allocation Fund CORRESP - - Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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November 27, 2019 |
HDCAX / Rational Dividend Capture Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 rationalnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal e |
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November 27, 2019 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 certs.htm Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q for the Mutual Fund and Variable Insurance Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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November 8, 2019 |
HBAFX / Rational Strategic Allocation Fund CORRESP - - Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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October 2, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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September 27, 2019 |
Mutual Fund & Variable Insurance Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices) (Zip co |
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September 27, 2019 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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September 17, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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July 8, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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July 5, 2019 |
Mutual Fund & Variable Insurance Trust CORRESP - - CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215.564.8000 www.stradley.com J. Stephen Feinour, Jr. (215) 564-8521 [email protected] July 5, 2019 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-9303 Attention: Ms. Elisabeth Bentzinger Mr. Jason Fox |
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June 14, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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June 10, 2019 |
Mutual Fund & Variable Insurance Trust CORRESP - - Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 215. |
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May 24, 2019 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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May 24, 2019 |
Mutual Fund & Variable Insurance Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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April 2, 2019 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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April 1, 2019 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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April 1, 2019 |
Mutual Fund & Variable Insurance Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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January 11, 2019 |
Mutual Fund & Variable Insurance Trust DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: £ Preliminary information statement £ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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December 21, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP December 21, 2018 VIA EDGAR Elisabeth Bentzinger Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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November 29, 2018 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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November 29, 2018 |
Mutual Fund & Variable Insurance Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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October 29, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP October 29, 2018 VIA EDGAR Elisabeth Bentzinger Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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October 23, 2018 |
Mutual Fund & Variable Insurance Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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October 23, 2018 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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October 15, 2018 |
October 15, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the “Trust”), a registered investment company, we submit, via electronic filing, Post-Effective Amendment |
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August 31, 2018 |
August 31, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the “Trust”), a registered investment company, we submit, via electronic filing, Post-Effective Amendment |
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June 21, 2018 |
Mutual Fund & Variable Insurance Trust DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: £ Preliminary information statement £ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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May 30, 2018 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 certs.htm Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q for the Mutual Fund and Variable Insurance Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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May 30, 2018 |
Mutual Fund & Variable Insurance Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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May 29, 2018 |
Mutual Fund & Variable Insurance Trust DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: £ Preliminary information statement £ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☑ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☑ No Fee required. |
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April 4, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP April 4, 2018 VIA EDGAR Elisabeth Bentzinger Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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March 16, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP March 16, 2018 VIA EDGAR Elisabeth Bentzinger Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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February 28, 2018 |
Mutual Fund & Variable Insurance Trust DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) R Definitive information statement MUTUAL FUND AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): R No Fee required. |
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February 27, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP February 27, 2018 VIA EDGAR Elisabeth Bentzinger Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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February 22, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP Blu Giant, LLC February 22, 2018 VIA EDGAR Elisabeth Bentzinger Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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February 16, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP February 16, 2018 VIA EDGAR Elisabeth Bentzinger Senior Counsel Office of Disclosure and Review Division of Investment Management U. |
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February 7, 2018 |
Mutual Fund & Variable Insurance Trust PRE 14C PRE 14C 1 rationalhedgedretpre14c.htm PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary information statement ◻ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) |
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January 25, 2018 |
Mutual Fund & Variable Insurance Trust CORRESP Blu Giant, LLC Mutual Fund AND VARIABLE INSURANCE trust January 25, 2018 VIA ELECTRONIC TRANSMISSION Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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January 24, 2018 |
January 24, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the “Trust”), a registered investment company, we submit, via electronic filing, Post-Effective Amendment |
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January 2, 2018 |
January 2, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the “Trust”), a registered investment company, we submit, via electronic filing, Post-Effective Amendment No. 167 to the Trust’s Registration Statement (the “Amendment”). The Amendment is |
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December 29, 2017 |
December 28, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the “Trust”), a registered investment company, we submit, via electronic filing, Post-Effective Amendmen |
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December 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement ? Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No Fee required. |
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December 7, 2017 |
December 7, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Funds and Variable Insurance Trust (the ?Trust?), a registered investment company, we hereby submit, via electronic filing, Post-Effective A |
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December 1, 2017 |
Mutual Fund & Variable Insurance Trust CORRESP December 1, 2017 VIA EDGAR Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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November 29, 2017 |
Mutual Fund & Variable Insurance Trust - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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November 29, 2017 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 certs.htm Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q for the Mutual Fund and Variable Insurance Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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November 16, 2017 |
Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 AW 1 pea135aw.htm AW Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 November 16, 2017 VIA EDGAR Public Filing Desk Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust (File Nos. 033-11905 and 811-05010) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Mad |
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November 16, 2017 |
Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 November 16, 2017 VIA EDGAR Public Filing Desk Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust (File Nos. 033-11905 and 811-05010) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Madam: Mutual Fund and V |
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November 14, 2017 |
Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 AW 1 pea135aw.htm AW Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 November 14, 2017 VIA EDGAR Public Filing Desk Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust (File Nos. 033-11905 and 811-05010) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Mad |
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November 14, 2017 |
Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 AW 1 pea151aw.htm AW Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 November 14, 2017 VIA EDGAR Public Filing Desk Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust (File Nos. 033-11905 and 811-05010) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Mad |
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October 16, 2017 |
October 16, 2017 VIA EDGAR Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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October 3, 2017 |
October 3, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the ?Trust?), a registered investment company, we submit Post-Effective Amendment No. 158 to the Trust?s R |
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August 24, 2017 |
Appendix Liquidity Definitions August 23, 2017 VIA EDGAR Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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August 21, 2017 |
August 21, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the ?Trust?), a registered investment company, we submitted, via electronic filing on August 18, 2017, Pos |
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August 18, 2017 |
August 18, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the ?Trust?), a registered investment company, we hereby submit, via electronic filing, Post-Effective Ame |
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July 13, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement ? Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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June 19, 2017 |
June 16, 2017 VIA EDGAR Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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June 6, 2017 |
June 6, 2017 Jason Fox Office of Disclosure and Review U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust - File Nos. 033-11905 and 811-05010 Dear Mr. Fox: On May 8, 2017, you provided oral comments with respect to the Annual Report to Shareholders, for the period ended December 31, 2016 (the "Annual Report") for the Rationa |
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May 31, 2017 |
POS EX 1 ironhorseposex.htm POS EX As filed with the Securities and Exchange Commission on May 30, 2017 Securities Act File No. 333-213741 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549. FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 o Pre-Effective Amendment No. o Post-Effective Amendment No. 1 x Mutual Fund and Variable Insurance Trust (Exact Name of Registrant as S |
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May 31, 2017 |
EX-11 3 ex11b.htm May 30, 2017 Mutual Fund & Variable Insurance Trust 36 N. New York Ave. Huntington, NY 11743 Re: Mutual Fund & Variable Insurance Trust File No. 333-213741 Gentlemen: We consent to the filing of our tax opinion as an exhibit to the Registration Statement on Form N-14 to be filed with the Securities and Exchange Commission with post-effective amendment 1 to the N-14 and consent to |
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May 31, 2017 |
AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization (the ?Agreement?) is made as of April 7, 2017, by and between Mutual Fund and Variable Insurance Trust, a Delaware statutory trust (?MFVIT?), on behalf of its series identified in Exhibit A (the ?New Fund?), and Northern Lights Fund Trust, a Delaware statutory trust (?NLFT?), on behalf of its series identified in Exhibit A hereto (the ?Existing Fund?), (the Agreement and transactions contemplated hereunder for the Existing Fund and the New Fund, hereinafter called a ?Reorganization?). |
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May 31, 2017 |
EX-12 5 ex12b.htm May 30, 2017 Mutual Fund & Variable Insurance Trust 36 N. New York Ave. Huntington, NY 11743 Re: Mutual Fund & Variable Insurance Trust File No. 333-213741 Gentlemen: A legal opinion (the “Legal Opinion”) that we prepared was filed with the N-14 filed on September 22, 2016. We hereby give you our consent to incorporate by reference the Legal Opinion into post-effective amendment |
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May 31, 2017 |
EX-12 4 ex12a.htm April 7, 2017 Northern Lights Fund Trust 80 Arkay Drive Hauppauge, NY 11788 Mutual Fund and Variable Insurance Trust 36 North New York Avenue Huntington, NY 11743 Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF APRIL 7, 2017 (THE "AGREEMENT"), BY AND BETWEEN MUTUAL FUND AND VARIABLE INSURANCE TRUST ("MFVIT") ON BEHALF OF ITS SERIES, RATIONAL IRON HORSE FUND (THE "NEW FUND") |
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May 26, 2017 |
Blu Giant, LLC May 26, 2017 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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May 26, 2017 |
MUTUAL FUND AND VARIABLE INSURANCE TRUST AMENDED MULTIPLE CLASS PLAN February 17, 2017 EX-99.D10 8 ex10d.htm MUTUAL FUND AND VARIABLE INSURANCE TRUST AMENDED MULTIPLE CLASS PLAN February 17, 2017 Fund Shares Offered Effective Date Rational Dividend Capture Fund Class A Shares Class C Shares Institutional Shares Class T Shares June 23, 2006 September 26, 2013 June 23, 2006 January 20, 2017 Rational Risk Managed Emerging Markets Fund Class A Shares Institutional Shares Class C Shares |
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May 26, 2017 |
Mutual Fund AND VARIABLE INSURANCE trust Mutual Fund AND VARIABLE INSURANCE trust May 26, 2017 VIA ELECTRONIC TRANSMISSION Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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May 26, 2017 |
EXPENSE LIMITATION AGREEMENT MUTUAL FUND AND VARIABLE INSURANCE TRUST EX-99.B13 10 ex13b.htm EXPENSE LIMITATION AGREEMENT MUTUAL FUND AND VARIABLE INSURANCE TRUST EXPENSE LIMITATION AGREEMENT, by and between Rational Advisors, Inc. (the “Adviser”), formerly known as Huntington Asset Advisors, Inc., and Mutual Fund and Variable Insurance Trust (the “Trust”), formerly known as The Huntington Funds, on behalf of each series of the Trust listed on Exhibit A (each a “Fun |
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May 26, 2017 |
TO MUTUAL FUND AND VARIABLE INSURANCE TRUST DISTRIBUTION PLAN As of February 17, 2017 EX-99.B10 7 ex10b.htm EXHIBIT A TO MUTUAL FUND AND VARIABLE INSURANCE TRUST DISTRIBUTION PLAN As of February 17, 2017 The following classes of shares (“Classes”) of the Mutual Fund and Variable Insurance Trust (the “Trust”) (as defined under the Plan) shall participate in the Plan effective as of the dates set forth below: Fund Share Class Effective Date Fees (As a percentage of ADNA of Shares of |
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May 26, 2017 |
UNDERWRITING AGREEMENT Schedule A EX-99.A7 5 ex7a.htm UNDERWRITING AGREEMENT Schedule A As of February 17, 2017 Rational Dividend Capture VA Fund Rational Insider Buying VA Fund Rational Dynamic Momentum VA Fund Rational Defensive Growth Fund Rational Dividend Capture Fund Rational Dynamic Momentum Fund Rational Iron Horse Fund Rational Real Strategies Fund Rational Risk Managed Emerging Markets Fund Rational Strategic Allocation |
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May 26, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.A14 13 ex14aconsent.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Mutual Fund and Variable Insurance Trust and to the use of our report dated November 23, 2016 on the financial statements and financial highlights of Tactical Asset Allocation Fund, a series of shares of beneficial interest of |
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May 26, 2017 |
EX-99.B6 4 ex6b.htm SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT, between Rational Advisors, Inc., an Ohio corporation (the "Adviser"), and Global View Capital Management, Ltd, aWisconsin limited liability company (the “Sub-Adviser”). WHEREAS, the Adviser acts as an investment adviser to series of the Mutual Fund and Variable Insurance Trust, a Delaware statutory trust (the "Trust"), pursuant to |
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May 26, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.B14 14 ex14bconsent.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the reference to our firm in this Registration Statement on Form N-14 of Rational Select Asset Fund, a series of Mutual Fund and Variable Insurance Trust, under the heading “Independent Registered Public Accounting Firm” in the Statement of Additional Information. Cohen & Company, Ltd. Cleve |
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May 26, 2017 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Blu Giant, LLC Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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May 26, 2017 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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May 26, 2017 |
Mutual Fund & Variable Insurance Trust - N-Q Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive o |
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May 26, 2017 |
EX-11 9 ex11.htm May 26, 2017 Mutual Fund & Variable Insurance Trust 36 N. New York Ave. Huntington, NY 11743 Re: Mutual Fund & Variable Insurance Trust File No. 333-216244 Gentlemen: A legal opinion (the “Legal Opinion”) that we prepared was filed with pre-effective amendment no. 1 to the N-14 filed on May 23, 2017. We hereby give you our consent to incorporate by reference the Legal Opinion into |
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May 26, 2017 |
EX-99.B9 6 ex9b.htm APPENDIX B Series of the Company Rational Dividend Capture Fund Rational Real Strategies Fund Rational Defensive Growth Fund Rational Strategic Allocation Fund Rational Insider Buying VA Fund Rational Dividend Capture VA Fund Rational Risk Managed Emerging Markets Fund Rational Dynamic Momentum Fund Rational Iron Horse Fund Rational Select Asset Fund Rational Total Return Incom |
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May 26, 2017 |
to Shareholder Services Plan of Mutual Fund and Variable Insurance Trust Amended February 17, 2017 EXHIBIT A to Shareholder Services Plan of Mutual Fund and Variable Insurance Trust Amended February 17, 2017 Fund Name Share Class Rational Dividend Capture Fund Class A Shares, Institutional Shares Rational Risk Managed Emerging Markets Fund Class A Shares, Institutional Shares Rational Real Strategies Fund Class A Shares, Institutional Shares Rational Defensive Growth Fund Class A Shares, Instit |
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May 26, 2017 |
January 1, 2016 As Amended: February 17, 2017 EX-99.D13 11 ex13d.htm Exhibit A January 1, 2016 As Amended: February 17, 2017 The following Funds are covered under this agreement: Rational Dividend Capture Fund Rational Risk Managed Emerging Markets Fund Rational Real Strategies Fund Rational Defensive Growth Fund Rational Strategic Allocation Fund Rational Dividend Capture VA Fund Rational Insider Buying VA Fund Rational Dynamic Momentum VA F |
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May 26, 2017 |
Mutual Fund & Variable Insurance Trust - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 36 North New York Avenue Huntington, NY 11743 (Address of principal executive offices)(Zip cod |
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May 26, 2017 |
As filed with the Securities and Exchange Commission on May 26, 2017 Securities Act File No. |
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May 26, 2017 |
Dated: January 1, 2016 As Amended: February 17, 2017 EX-99.A6 3 ex6a.htm Exhibit Dated: January 1, 2016 As Amended: February 17, 2017 Fund Percentage of Average Daily Net Assets Rate for the First $500 Million Rate for the Next $500 Million Rate for Excess Over $1 Billion Rational Dividend Capture Fund 0.75% 0.70% 0.65% Rational Risk Managed Emerging Markets Fund 1.00% 0.95% 0.90% Rational Real Strategies Fund 0.75% 0.70% 0.65% Rational Defensive Gr |
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May 24, 2017 |
Mutual Fund AND VARIABLE INSURANCE trust Mutual Fund AND VARIABLE INSURANCE trust May 23, 2017 VIA ELECTRONIC TRANSMISSION Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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May 23, 2017 |
Blu Giant, LLC May 23, 2017 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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May 23, 2017 |
EX-12 4 ex12.htm , 20 Northern Lights Fund Trust III 80 Arkay Drive Hauppauge, NY 11788 Mutual Fund and Variable Insurance Trust 36 North New York Avenue Huntington, NY 11743 Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF , 20 (THE "AGREEMENT"), BY AND BETWEEN MUTUAL FUND AND VARIABLE INSURANCE TRUST ("MFVIT") on behalf of ITS SERIES, RATIONAL SELECT ASSET FUND (THE "NEW Fund") AND NORTHERN |
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May 23, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Blu Giant, LLC CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the reference to our firm in this Registration Statement on Form N-1A of Rational Select Asset Fund, a series of Mutual Fund and Variable Insurance Trust, under the heading “Independent Registered Public Accounting Firm” in the Statement of Additional Information. |
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May 23, 2017 |
EX-11 3 ex11opinion.htm May 22, 2017 Mutual Fund & Variable Insurance Trust 36 North New York Avenue Huntington, NY 11743 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Ladies and Gentlemen: We have been requested by Mutual Fund & Variable Insurance Trust, a Delaware statutory trust with transferable shares (the "Trust") establishe |
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May 23, 2017 | ||
May 23, 2017 |
As filed with the Securities and Exchange Commission on May 23, 2017 Securities Act File No. |
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May 23, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Blu Giant, LLC CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Mutual Fund and Variable Insurance Trust and to the use of our report dated November 23, 2016 on the financial statements and financial highlights of Tactical Asset Allocation Fund, a series of shares of beneficial interest of Northern Lights Fund Trust III. |
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May 11, 2017 |
May 11, 2017 VIA EDGAR Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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May 9, 2017 |
Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 Mutual Fund and Variable Insurance Trust 36 N. New York Avenue Huntington, NY 11743 May 8, 2017 VIA EDGAR Public Filing Desk Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust (File Nos. 033-11905 and 811-05010) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Madam: Mutual Fund and Variabl |
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April 25, 2017 |
Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ◻ Preliminary information statement ◻ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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April 25, 2017 |
Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ◻ Preliminary information statement ◻ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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April 24, 2017 |
Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ◻ Preliminary information statement ◻ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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April 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ◻ Preliminary information statement ◻ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement MUTUAL FUNDS AND VARIABLE INSURANCE TRUST (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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April 18, 2017 |
April 18, 2017 VIA EDGAR Keith Gregory Office of Disclosure and Review Division of Investment Management U. |
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April 4, 2017 |
April 4, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the ?Trust?), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amend |
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April 4, 2017 |
Mutual Fund AND VARIABLE INSURANCE trust Mutual Fund AND VARIABLE INSURANCE trust April 4, 2017 VIA ELECTRONIC TRANSMISSION Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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March 14, 2017 |
March 14, 2017 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust – N-14 (File No. 333-216244) Ladies and Gentlemen, Pursuant to Rule 473 under the Securities Act of 1933, as amended (the “Securities Act”), the following delaying amendment is hereby added at the bottom of the Facing Page of the above-referenced N-14, as file |
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February 24, 2017 |
Blu Giant, LLC February 24, 2017 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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February 24, 2017 |
As filed with the Securities and Exchange Commission on [ ] Securities Act File No. |
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February 22, 2017 |
February 22, 2017 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the ?Trust?), a registered investment company, we hereby submit, via electronic filing, Post-Effective A |
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January 17, 2017 |
January 17, 2017 VIA EDGAR Sally Samuel Office of Disclosure and Review Division of Investment Management U. |
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January 13, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 OTH CONSENT 5 ex14.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 31, 2016, relating to the financial statements and financial highlights of Iron Horse Fund, a series of Northern Lights Fund Trust (the predecessor fund to Rational Iron Horse Fund, a series |
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January 13, 2017 |
Mutual Fund AND VARIABLE INSURANCE trust Mutual Fund AND VARIABLE INSURANCE trust January 13, 2017 VIA ELECTRONIC TRANSMISSION Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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January 13, 2017 |
Form of Tax Opinion and Consent EX-99.12 TAX OPINION 4 ex12.htm Form of Tax Opinion and Consent , 2016 Northern Lights Fund Trust 80 Arkay Drive Hauppauge, NY 11788 Mutual Fund and Variable Insurance Trust 36 North New York Avenue Huntington, NY 11743 Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF , 2016 (THE "AGREEMENT"), BY AND BETWEEN MUTUAL FUND AND VARIABLE INSURANCE TRUST ("MFVIT") on behalf of ITS SERIES, RATIONAL |
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January 13, 2017 |
January 13, 2017 Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management U. |
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January 13, 2017 |
As filed with the Securities and Exchange Commission on January 13, 2017 Securities Act File No. |
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January 13, 2017 | ||
January 13, 2017 |
January 12, 2017 Mutual Fund & Variable Insurance Trust 36 N. New York Ave. Huntington, NY 11743 Re: Mutual Fund & Variable Insurance Trust File Nos. 333-213741 Gentlemen: A legal opinion (the ?Legal Opinion?) that we prepared was filed with the N-14 filed on September 22, 2016. We hereby give you our consent to incorporate by reference the Legal Opinion into the amended N-14 to be filed on Januar |
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November 28, 2016 |
Mutual Fund & Variable Insurance Trust - N-Q Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 17605 Wright Street, Suite 2 Omaha, NE 68130 (Address of principal executive of |
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November 28, 2016 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 certs.htm Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q for the Mutual Fund and Variable Insurance Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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November 28, 2016 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Blu Giant, LLC Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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November 28, 2016 |
Mutual Fund & Variable Insurance Trust - N-Q Blu Giant, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 17605 Wright Street, Suite 2 Omaha, NE 68130 (Address of principal executive of |
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November 8, 2016 |
November 8, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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November 8, 2016 |
November 8, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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November 7, 2016 |
AW 1 ironhorseaw.htm AW November 7, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust – Rational Iron Horse Fund, File No. 333-212618 – Request to Withdraw AW Ladies and Gentleman: Mutual Fund & Variable Insurance Trust (the “Trust”) has determined that the AW filed on its behalf on August 24, 2016 (SEC A |
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October 21, 2016 |
October 21, 2016 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust (File No. 812-14704); Request for Withdrawal of Application for Exemptive Order Ladies and Gentlemen, An exemptive order application (the “Application”) was mistakenly filed in error on September 28, 2016 for Mutual Fund & Variable Insurance Trust (the “Trus |
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October 20, 2016 |
October 20, 2016 VIA ELECTRONIC TRANSMISSION Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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October 19, 2016 |
October 19, 2016 Keith Gregory Office of Disclosure and Review Division of Investment Management U. |
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October 14, 2016 |
Blu Giant, LLC October 14, 2016 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Fund and Variable Insurance Trust (the “Trust”), a registered investment company, we hereby submit, via electronic filing, Pos |
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October 14, 2016 |
October 13, 2016 Keith Gregory Office of Disclosure and Review Division of Investment Management U. |
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October 6, 2016 |
October 6, 2016 VIA ELECTRONIC TRANSMISSION Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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October 3, 2016 |
DEL AM 1 ironhorsedelam.htm DEL AM October 3, 2016 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust – N-14 (File No. 333-213741) Ladies and Gentlemen, Pursuant to Rule 473 under the Securities Act of 1933, as amended (the “Securities Act”), the following delaying amendment is hereby added at the bottom of the Facing Page o |
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September 29, 2016 |
AW 1 mfvitaw.htm AW September 29, 2016 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust (File No. 812-14704); Request for Withdrawal of Application for Exemptive Order Ladies and Gentlemen, An exemptive order application (the “Application”) was filed in error on September 28, 2016 for Mutual Fund & Variable Insurance Trust |
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September 29, 2016 |
CORRESP 1 filename1.htm September 29, 2016 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust – N-14 (File No. 333-213741) Ladies and Gentlemen, Pursuant to Rule 473 under the Securities Act of 1933, as amended (the “Securities Act”), the following delaying amendment is hereby added at the bottom of the Facing Page of the ab |
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September 28, 2016 |
September 28, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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September 28, 2016 |
AW 1 mfvitaw1.htm AW September 28, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund & Variable Insurance Trust – Rational Dynamic Momentum Fund, File No. 033-11905 and 811-05010– Request to Withdraw Registration Statement Filed on Form N-1A Ladies and Gentleman: Mutual Fund & Variable Insurance Trust (the “Trust”) has determined t |
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September 22, 2016 |
September 22, 2016 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust – Rational Iron Horse Fund Dear Sir/Madam: On behalf of Mutual Funds and Variable Insurance Trust (the “Trust”), a registered investment company, we hereby submit, via electronic filing, a proxy statement/pros |
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September 22, 2016 |
As filed with the Securities and Exchange Commission on September 22, 2016 Securities Act File No. |
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September 22, 2016 |
September 20, 2016 Mutual Fund & Variable Insurance Trust 36 North New York Avenue Huntington, NY 11743 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Ladies and Gentlemen: We have been requested by Mutual Fund & Variable Insurance Trust, a Delaware statutory trust with transferable shares (the "Trust") established under an Agreement and Declaration of Trust dated June 23, 2006 (the "Declaration") for our opinion with respect to certain matters relating to the Rational Iron Horse Fund (the "Acquiring Fund"), a series of the Trust. |
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September 22, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.J OTH MAT CONT 4 exk3.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 31, 2016, relating to the financial statements and financial highlights of Iron Horse Fund, a series of Northern Lights Fund Trust (the predecessor fund to the Rational Iron Horse Fund, a ser |
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September 6, 2016 |
September 6, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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August 24, 2016 |
August 23, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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August 24, 2016 |
August 23, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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August 24, 2016 |
August 23, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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August 24, 2016 |
August 23, 2016 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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August 19, 2016 |
August 19, 2016 Mutual Fund & Variable Insurance Trust 36 N. New York Ave. Huntington, NY 11743 Re: Mutual Fund & Variable Insurance Trust File Nos. 333-212618 Gentlemen: A legal opinion (the ?Legal Opinion?) that we prepared was filed with the N-14 filed on July 21, 2016. We hereby give you our consent to incorporate by reference the Legal Opinion into the amended N-14 to be filed on August 19, 2 |
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August 19, 2016 |
As filed with the Securities and Exchange Commission on August 19, 2016 Securities Act File No. |
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August 19, 2016 |
August 19, 2016 Mutual Fund & Variable Insurance Trust 36 N. New York Ave. Huntington, NY 11743 Re: Mutual Fund & Variable Insurance Trust File Nos. 333-212618 Gentlemen: A legal opinion (the ?Legal Opinion?) that we prepared was filed with the N-14 filed on July 21, 2016. We hereby give you our consent to incorporate by reference the Legal Opinion into the amended N-14 to be filed on August 19, 2 |
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August 19, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 2 ex99k.htm EX-99K CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 31, 2016, relating to the financial statements and financial highlights of Iron Horse Fund, a series of Northern Lights Fund Trust (the predecessor fund to the Rational Iron Horse Fund, a series of |
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August 19, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99 2 ex99k.htm EX-99K CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 31, 2016, relating to the financial statements and financial highlights of Iron Horse Fund, a series of Northern Lights Fund Trust (the predecessor fund to the Rational Iron Horse Fund, a series of |
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August 19, 2016 |
As filed with the Securities and Exchange Commission on August 19, 2016 Securities Act File No. |
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July 21, 2016 |
Form of Tax Opinion and Consent EX-99.J OTHER OPININ 4 ex-j1.htm Form of Tax Opinion and Consent , 2016 Northern Lights Fund Trust 80 Arkay Drive Hauppauge, NY 11788 Mutual Fund and Variable Insurance Trust 36 North New York Avenue Huntington, NY 11743 Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF , 2016 (THE "AGREEMENT"), BY AND BETWEEN MUTUAL FUND AND VARIABLE INSURANCE TRUST ("MFVIT") on behalf of ITS SERIES, RATIONAL |
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July 21, 2016 |
As filed with the Securities and Exchange Commission on July 21, 2016 Securities Act File No. |
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July 21, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.K OMT FIN STAT 5 ex-k3.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 31, 2016, relating to the financial statements and financial highlights of Iron Horse Fund, a series of Northern Lights Fund Trust (the predecessor fund to the Rational Iron Horse Fund, a se |
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July 21, 2016 |
EX-99.I LEGAL OPININ 3 ex-i9.htm July 20, 2016 Mutual Fund & Variable Insurance Trust 36 North New York Avenue Huntington, NY 11743 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Ladies and Gentlemen: We have been requested by Mutual Fund & Variable Insurance Trust, a Delaware statutory trust with transferable shares (the "Trust") |
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July 5, 2016 |
July 5, 2016 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U.S. Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Funds and Variable Insurance Trust, File Nos. 033-11905 and 811-05010 Dear Sir/Madam: On behalf of Mutual Funds and Variable Insurance Trust (the ?Trust?), a registered investment company, we hereby submit, via electronic filing, Post-Effective Amend |
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May 27, 2016 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 cert.htm Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. I have reviewed this report on Form N-Q for the Mutual Fund and Variable Insurance Trust (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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May 27, 2016 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 of the Sarbanes-Oxley Act I, Jerry Szilagyi, certify that: 1. |
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May 27, 2016 |
Mutual Fund & Variable Insurance Trust - N-Q N-Q 1 mfvitcatalystnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 17605 Wright Street, Suite 2 Omaha, NE 68130 (Address of princip |
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May 27, 2016 |
Mutual Fund & Variable Insurance Trust - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-05010 Mutual Fund and Variable Insurance Trust (Exact name of registrant as specified in charter) 17605 Wright Street, Suite 2 Omaha, NE 68130 (Address of principal executive offices)(Zip code |
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April 27, 2016 |
April 27, 2016 Elisabeth M. Bentzinger Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Mutual Fund and Variable Insurance Trust (formerly, The Huntington Funds), File Nos. 033-11905,811-05010 Dear Ms. Bentzinger: On February 5, 2016, Mutual Fund and Variable Insurance Trust (the "Registrant"), o |
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March 4, 2016 |
MFund Services LLC 36 North New York Avenue Huntington, NY 11743 March 4, 2016 VIA EDGAR Elisabeth M. |
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February 29, 2016 |
Report of Independent Registered Public Accounting Firm EX-99.77B 2 d111951dex9977b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of The Mutual Fund and Variable Insurance Trust (formerly, the Huntington Funds) In planning and performing our audits of the financial statements of The Mutual Fund and Variable Insurance Trust (formerly, the Hunt |
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February 29, 2016 |
EX-99.77C 3 d111951dex9977c.htm PROXY VOTING RESULTS Proxy Voting Results: On December 30, 2015, a special meeting of the shareholders of the Rational Funds (the “Funds”) of the Mutual Fund and Variable Insurance Trust (formerly the Huntington Funds Trust) (the “Trust”) was held at the offices of the Trust for the following purposes: To elect three Trustees to serve on the Board of Trustees until |
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February 29, 2016 |
EX-99.77K 4 d111951dex9977k.htm CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANTS Form N-SAR Sub-Item 77K: Changes in registrant’s certifying accountants On February 26, 2016, the Board of Trustees of the Mutual Fund and Variable Insurance Trust, formerly the Huntington Funds Trust, (the “Trust”), upon the recommendation of the Board’s audit committee, determined not to retain Ernst & Young LLP (“EY” |
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February 29, 2016 |
Blu Giant, LLC MFund Services LLC 36 North New York Avenue Huntington, NY 11743 February 29, 2016 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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February 26, 2016 |
Catalyst Managed Futures Strategy VA Fund Class A Shares Institutional Shares March [ ], 2016 CORRESP 1 filename1.htm MFund Services LLC 36 North New York Avenue Huntington, NY 11743 February 26, 2016 VIA EDGAR Elisabeth M. Bentzinger Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Huntington Funds, File Nos. 033-11905, 811-05010 Dear Ms. Bentzinger: On December 11, 2015, the Huntington |
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December 18, 2015 |
2960 North Meridian Street, Indianapolis, IN 46208 NOTICE OF MEETING ADJOURNMENT December 18, 2015 We are almost there, but we still need your help. |
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December 11, 2015 |
The Huntington Funds Registration Statement on Form N-1A File No. 033-11905 and 811-05010 SEC Transmittal Letter December 11, 2015 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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December 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-CR CURRENT REPORT MONEY MARKET FUND MATERIAL EVENTS Part A: General information Item A. |
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November 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-CR CURRENT REPORT MONEY MARKET FUND MATERIAL EVENTS Part A: General information Item A. |
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November 20, 2015 |
HUNTINGTON FUNDS Dear Contract Owner, As a Variable Annuity contract owner, please refer to the materials beginning with the cover letter on page 2 and disregard the cover letter included on page 1. |
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November 13, 2015 |
Mutual Fund & Variable Insurance Trust - THE HUNTINGTON FUNDS The Huntington Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05010 The Huntington Funds (Exact name of registrant as specified in charter) 2960 North Meridian Street, Suite 300 Attn: Huntington Funds Officer Indianapolis, IN 46208 (Address of principal executive offices) (Zip code) Martin R. |
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November 13, 2015 |
I, Bryan W. Ashmus, certify that: Certifications CERTIFICATIONS I, Bryan W. Ashmus, certify that: 1. I have reviewed this report on Form N-Q of The Huntington Funds (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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November 13, 2015 |
HUNTINGTON FUNDS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14 (a) of the Securities Exchange Act of 1934 (Amendment No. |
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November 13, 2015 |
The Huntington Funds CIK 0000810695 (File No. 811-05010) Letter of Transmittal Sullivan & Worcester LLP 1666 K Street, NW Washington, DC 20006 T 202 775 1200 F 202 293 2275 www. |
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November 12, 2015 |
THE HUNTINGTON FUNDS 2960 North Meridian Street, Suite 300 Indianapolis, Indiana 46208 November , 2015 Dear Contract Owner: You are an owner of a variable annuity contract or variable life insurance policy (each one a “Contract” and together “Contracts”) issued by a separate account (each one a “Separate Account” and together “Separate Accounts”) of one of a number of participating insurance companies (each an “Insurance Company” and, collectively, the “Insurance Companies”). |
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November 12, 2015 |
The Huntington Funds CIK 0000810695 (File No. 811-05010) November 12, 2015 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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November 10, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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November 6, 2015 |
October 19, 2015 {Client Name} {Client Address} {City}, {State} {Zip} Dear {Client}: Customer Account Number: {Acct No ? Last 4} I?m writing to share some important news. |
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November 3, 2015 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 811-05010 November 2, 2015 2. State Identification Number: AL AK AZ AE CA CO CT DE DC FL GA |