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| CIK | 1641601 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to River Financial Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: May 13, 2025 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 9, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) River Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common stock, $1. |
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| April 9, 2025 |
As filed with the Securities and Exchange Commission April 9, 2025. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identificatio |
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| April 7, 2025 |
RIVER FINANCIAL CORPORATION 2611 Legends Drive Prattville, Alabama 36066 Telephone (334) 290-1012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: March 17, 2025 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| February 20, 2025 |
River Financial Corporation 2025 Incentive Stock Compensation Plan RIVER FINANCIAL CORPORATION 2025 INCENTIVE STOCK COMPENSATION PLAN This 2025 Incentive Stock Compensation Plan is adopted as of the 15th day of January, 2025, by River Financial Corporation, an Alabama corporation. |
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| February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: January 15, 2025 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: February 20, 2025 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 20, 2025 |
February 20, 2025 Dear River Financial Corporation Shareholder, I’m pleased to announce that the Board of Directors has declared a dividend payment of $0. |
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| February 20, 2025 |
February 20, 2025 Dear River Financial Corporation Shareholder, I’m pleased to announce that the Board of Directors has declared a dividend payment of $0. |
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| February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: February 20, 2025 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: May 14, 2024 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| March 13, 2024 |
River Financial Corporation Insider Trading Policy (Filed herewith) River Financial Corporation Insider Trading Policy December 20, 2023 I. Purpose This Insider Trading Policy (“Policy”) of River Financial Corporation (together with its subsidiaries, the “Company”) sets forth the general standards for the Company and its employees, consultants, contractors, officers and directors with respect to engaging in transactions in Company securities and securities of othe |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| March 12, 2024 |
River Financial Corporation Insider Trading Policy (Filed herewith) River Financial Corporation Insider Trading Policy December 20, 2023 I. Purpose This Insider Trading Policy (“Policy”) of River Financial Corporation (together with its subsidiaries, the “Company”) sets forth the general standards for the Company and its employees, consultants, contractors, officers and directors with respect to engaging in transactions in Company securities and securities of othe |
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| February 23, 2024 |
February 23, 2024 Dear River Financial Corporation Shareholder, I’m pleased to announce that the Board of Directors has declared a dividend payment of 50 cents per share to shareholders of record as of February 16, 2024. |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: February 23, 2024 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| August 8, 2023 |
RIVER FINANCIAL CORPORATION AMENDED AND RESTATED BY‑LAWS EFFECTIVE AS OF MAY 18, 2023 DOCPROPERTY iManageFooter \* MERGEFORMAT #3058314v9 TABLE OF CONTENTS Table of Contents Page ARTICLE I 1 Offices 1 1. |
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| August 8, 2023 |
CERTIFICATE OF INCORPORATION (Amended and Restated as of May 18, 2023) OF RIVER FINANCIAL CORPORATION Article I name The name of this corporation (the "Corporation") is: River Financial Corporation Article II Duration The Corporation shall have perpetual duration and existence. |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: May 16, 2023 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 18, 2023 |
3.2 Bylaws of River Financial Corporation RIVER FINANCIAL CORPORATION AMENDED AND RESTATED BY‑LAWS EFFECTIVE AS OF MAY 18, 2023 DOCPROPERTY iManageFooter \* MERGEFORMAT #3058314v9 TABLE OF CONTENTS Table of Contents Page ARTICLE I 1 Offices 1 1. |
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| May 18, 2023 |
3.1 Certificate of Incorporation of River Financial Corporation CERTIFICATE OF INCORPORATION (Amended and Restated as of May 18, 2023) OF RIVER FINANCIAL CORPORATION Article I name The name of this corporation (the "Corporation") is: River Financial Corporation Article II Duration The Corporation shall have perpetual duration and existence. |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: February 17, 2023 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 17, 2023 |
February 17, 2023 Dear River Financial Corporation Shareholder, I’m pleased to announce that the Board of Directors has declared a dividend payment of 48 cents per share to shareholders of record as of February 17, 2023. |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: May 17, 2022 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: February 17, 2022 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 18, 2022 |
Exhibit 99.1 February 17, 2022 Dear River Financial Corporation Shareholder, I?m pleased to announce the Board of Directors has declared a dividend payment of 44 cents per share to shareholders of record as of February 22, 2022. This payment represents an 10% increase over the dividend payment payable in 2021. Depending on how your shareholder account is setup, you can expect either a direct depos |
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| November 19, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: November 15, 2021 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 19, 2021 |
Supplemental Executive Retirement Agreement, effective January 1, 2022 Exhibit 10.2 River Bank & trust SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This River Bank & Trust Supplemental Executive Retirement Agreement (?Agreement?) is made and entered into this 1st day of January, 2022, between River Bank & Trust (?Bank?), a bank located in Prattville, AL, and Jason B. Davis (?Executive?). Article 1 Benefits Tables The following tables describe the benefits available to |
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| November 19, 2021 |
Change in Control Agreement, effective January 1, 2022. EX-10.1 2 ck001641601-ex1016.htm EX-10.1 Exhibit 10.1 RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the 1st day of January, 2022 (the “Effective Date”), by and between RIVER BANK & TRUST, an Alabama banking corporation (the “Bank”) and Jason B. Davis (the “Executive”). WHEREAS, the Executive is an Executive Vice President & Chie |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| November 9, 2021 |
Exhibit 10.13 ???????????????????????????????????????????????????????????????? LOAN AND SECURITY AGREEMENT By and Between RIVER FINANCIAL CORPORATION and SERVISFIRST BANK August 9, 2021 ???????????????????????????????????????????????????????????????? {BH489438.3} LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this ?Agreement?) is made and entered into as of August 9, 2021, by and be |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| June 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: June 4, 2021 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: May 17, 2021 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 20, 2021 |
Amendment River Financial Corporation 2015 Incentive Stock Compensation Plan EX-10.1 2 ck0001641601-ex1019.htm EX-10.1 AMENDMENT TO PLAN Exhibit 10.1 Amendment to River Financial Corporation 2015 Incentive Stock Compensation Plan Section 1.03 of the Plan is hereby amended to increase the authorized number of shares under such plan from 600,000 shares of Common Stock to 900,000 shares of Common Stock. Dated:May 17, 2021. |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 16, 2021 |
10-K 1 ck0001641601-10k20201231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-205986 RIVER FI |
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| March 10, 2021 |
Form of 4.00% Fixed-to-Floating Rate Subordinated Notes due 2031 EX-4..1 2 ck0001641601-ex4140.htm EX-4..1 NOTE Exhibit 4.1 EXHIBIT A RIVER FINANCIAL CORPORATION 4.00% FIXED-TO-FLOATING RATE SUBORDINATED NOTE DUE 2031 THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED NOTE IS NOT A DEPOSIT AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENT AGENCY OR FUND. THIS SUBORDINATED NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE PAYING |
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| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: March 9, 2021 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 10, 2021 |
Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this ?Agreement?) is dated as of March 9, 2021, and is made by and among RIVER FINANCIAL CORPORATION, an Alabama corporation (the ?Company?), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a ?Purchaser? and collectively, the ?Purchase |
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| February 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: February 1, 2021 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 1, 2021 |
EX-99.1 2 ck0001641601-ex9916.htm EX-99.1 Exhibit 99.1 February 1, 2021 Dear River Financial Corporation Shareholder, I’m pleased to announce the Board of Directors has declared a dividend payment of 40 cents per share to shareholders of record as of February 19, 2021. This payment represents an 11% increase over the dividend payment payable in 2020. Depending on how your shareholder account is se |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| August 4, 2020 |
Quarterly Report - 06.30.2020 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: May 18, 2020 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 12, 2020 |
Quarterly Report - 03.31.20 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 16, 2020 |
RVRF / River Financial Corp. DEF 14A - - DEF 14A 2020 PROXY MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2020 |
RVRF / River Financial Corp. 10-K - Annual Report - 12.31.19 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| February 24, 2020 |
Exhibit 99.1 February 20, 2020 Dear River Financial Corporation Shareholder, I’m pleased to announce the Board of Directors has declared a dividend payment of 36 cents per share to shareholders of record as of February 21, 2020. This payment represents a 9% increase over the dividend payment payable in 2019. Depending on how your shareholder account is setup, you can expect either a direct deposit |
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| February 24, 2020 |
8-K 1 ck0001641601-8k20200220.htm 8-K DIVIDEND DECLARED UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: February 20, 2020 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other |
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| December 19, 2019 |
Exhibit 99.3 TRINITY BANCORP, INC. Unaudited Condensed Consolidated Statement of Financial Condition As of September 30, 2018 (in thousands except share data) September 30, 2018 Assets Cash and due from banks $ 2,785 Interest-bearing deposits in banks 7,293 Cash and cash equivalents 10,078 Certificates of deposit in banks 250 Securities available-for-sale, at fair value 12,247 Loans, net of unearn |
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| December 19, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported: October 31, 2019 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 19, 2019 |
UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.4 UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION The following unaudited pro forma combined consolidated financial information and accompanying notes show the impact on the financial conditions and results of operations of RFC and Trinity and have been prepared to illustrate the effects of the merger under the acquisition method of accounting. The unaudited pro forma co |
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| December 19, 2019 |
Exhibit 99.2 TRINITY BANCORP, INC. Unaudited Condensed Consolidated Statement of Financial Condition As of September 30, 2019 (in thousands except share data) September 30, 2019 Assets Cash and due from banks $ 2,976 Interest-bearing deposits in banks 15,083 Cash and cash equivalents 18,059 Securities available-for-sale, at fair value 9,784 Loans, net of unearned income 135,089 Less allowance for |
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| December 19, 2019 |
Director Fee Compensation Plan Exhibit 10.1 RIVER FINANCIAL CORPORATION (the “Company”) DIRECTOR FEE COMPENSATION PLAN 2019 The following is a general description of the compensation program with respect to directors of the Company. 1. Cash/Fees The board may from time to time establish director fees for board and committee meetings to be paid to all directors, including directors who are employed by the Company. Fees will norm |
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| November 5, 2019 |
RVRF / River Financial Corp. 10-Q - Quarterly Report - 9/30/19 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| November 5, 2019 |
Exhibit 3.2 RIVER FINANCIAL CORPORATION BY-LAWS Exhibit 3.2 TABLE OF CONTENTS ARTICLE I 1 OFFICES 1 1.1. REGISTERED OFFICE 1 1.2. PRINCIPAL OFFICE 1 1.3. OTHER OFFICES 1 ARTICLE II 1 MEETINGS OF SHAREHOLDERS 1 2.1. LOCATION 1 2.2. ANNUAL MEETINGS 1 2.3. SPECIAL MEETINGS 1 2.4. NOTICE OF SHAREHOLDERS’ MEETINGS 1 2.5. SHAREHOLDER LIST. 1 2.6. BUSINESS OF SPECIAL MEETINGS 1 2.7. QUORUM OF SHAREHOLDER |
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| November 5, 2019 |
River Financial Corporation Bylaw Amendments EX-3.3 3 ck0001641601-ex3377.htm EX-3.3 BYLAW AMENDMENTS Exhibit 3.3 River Financial Corporation Bylaw Amendments RESOLVED, that Section 2.2 and Article VI of the By-Laws of the Corporation is each deleted in its entirety and the following new section 2.2 and Article VI are substituted in lieu thereof: 2.2 Annual Meetings. The annual meeting of shareholders shall be held in the third week of the m |
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| November 4, 2019 |
EX-99.1 2 ck0001641601-ex9918.htm EX-99.1 TRINITY BANK MERGER COMPLETION Exhibit 99.1 Contact: Marcia Johnson Marketing Director 2611 Legends Drive Phone: (334) 290-2647Prattville, AL 36066 Email: [email protected] www.riverbankandtrust.com Press Release: River Bank & Trust Completes Merger with Trinity Bank Prattville, AL – November 1, 2019 – River Financial Corporation, parent company of River |
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| November 4, 2019 |
8-K 1 ck0001641601-8k20191031.htm 8-K COMPLETION OF ACQUISITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: October 31, 2019 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State o |
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| October 18, 2019 |
RVRF / River Financial Corp. S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission October 18, 2019. Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S |
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| September 10, 2019 |
RVRF / River Financial Corp. S-4/A - - S-4/A S-4/A Table of Contents As filed with the Securities and Exchange Commission on September 10, 2019 Registration No. |
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| September 10, 2019 |
EX-23.7 Exhibit 23.7 CONSENT OF DIRECTOR-NOMINEE PURSUANT TO RULE 438 This Consent of Director-Nominee is delivered in connection with the registration statement on Form S-4 (Registration No. 333-23387) (as it may be amended from time to time, the “Registration Statement”) of River Financial Corporation (the “Company”). The undersigned consents to (a) the references made to him in the Registration |
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| September 10, 2019 |
Form of Proxy Card of Trinity Bancorp, Inc. EX-99.1 Exhibit 99.1 TRINITY BANCORP., INC REVOCABLE APPOINTMENT OF PROXY FOR THE ANNUAL MEETING OF SHAREHOLDERS OCTOBER 17, 2019 The undersigned hereby constitutes and appoints E. Carey Slay, Jr. and Joe Paul Stewart, and each of them, the proxies of the undersigned with full power of substitution, to attend the Annual Meeting of the Shareholders of Trinity Bancorp (the “Company”) to be held at T |
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| September 10, 2019 |
RVRF / River Financial Corp. CORRESP - - CORRESP 1 filename1.htm Michael D. Waters D: 205-244-5210 F: 205-244-5410 [email protected] September 10, 2019 Via U.S. Mail and Email Mr. Eric Envall Staff Attorney Office of Financial Services I United States Securities and Exchange Commission Mail Stop 4720 Washington, DC 20549 Re: River Financial Corporation Registration Statement on Form S-4 Filed August 21, 2019 File No. 333-233387 Dea |
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| September 10, 2019 |
RVRF / River Financial Corp. CORRESP - - CORRESP September 10, 2019 VIA EMAIL Mr. Eric Envall Staff Attorney Office of Financial Services I United States Securities and Exchange Commission Mail Stop 4720 Washington, DC 20549 Re: River Financial Corporation Registration Statement on Form S-4 Filed August 21, 2019 File No. 333-233387 Acceleration Request Requested Date: September 12, 2019 Requested Time: 3:00 p.m. Eastern Time Dear Mr. Env |
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| August 21, 2019 |
Form of Proxy Card of Trinity Bancorp, Inc. EX-99.1 Exhibit 99.1 TRINITY BANCORP., INC REVOCABLE APPOINTMENT OF PROXY FOR THE ANNUAL MEETING OF SHAREHOLDERS [ ], 2019 The undersigned hereby constitutes and appoints E. Carey Slay, Jr. and Joe Paul Stewart, and each of them, the proxies of the undersigned with full power of substitution, to attend the Annual Meeting of the Shareholders of Trinity Bancorp (the “Company”) to be held at Trinity |
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| August 21, 2019 |
S-4 Table of Contents As filed with the Securities and Exchange Commission on August 21, 2019 Registration No. |
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| August 21, 2019 |
Form of Change in Control Agreement for Robbin Thompson. EX-10.7 Exhibit 10.7 RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENT (FORM) THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the day of , (the “Effective Date”), by and between RIVER BANK & TRUST, an Alabama banking corporation (the “Bank”) and (the “Executive”). WHEREAS, the Executive is an of the Bank; and WHEREAS, the Bank recognizes the importance of Executive to the Bank’s |
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| August 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| June 14, 2019 |
RVRF / River Financial Corp. 425 - Merger Prospectus - 425 TRINITY SHAREHOLDER LETTER Filed by River Financial Corporation Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Trinity Bancorp, Inc. |
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| June 5, 2019 |
8-K 1 ck0001641601-8k20190604.htm 8-K - ENTRY INTO MATERIAL DEFINITIVE AGREEMENT (TRINITY) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2019 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter |
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| June 5, 2019 |
EX-99.1 3 ck0001641601-ex9916.htm EX-99.1 PRESS RELEASE Exhibit 99.1 Filed by River Financial Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Trinity Bancorp, Inc. (Commission Filing No. 333-205986) Contact: Rebecca Hallman River Financial Corporation Investor Relations Phone: (334) 2 |
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| June 5, 2019 |
Agreement and Plan of Merger dated June 4, 2019.* EX-2.1 2 ck0001641601-ex2119.htm EX-2.1 - MERGER AGREEMENT Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between RIVER FINANCIAL CORPORATION and TRINITY BANCORP, INC. dated as of June 4, 2019 TABLE OF CONTENTS Caption Page Article 1 NAME 2 1.1 Name 2 Article 2 MERGER — TERMS AND CONDITIONS 2 2.1 The Merger 2 2.2 Corporate Existence 2 2.3 Articles of Incorporation and Bylaws 2 2.4 Resulting Corpo |
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| June 5, 2019 |
Agreement and Plan of Merger dated June 4, 2019.* Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and between RIVER FINANCIAL CORPORATION and TRINITY BANCORP, INC. dated as of June 4, 2019 TABLE OF CONTENTS Caption Page Article 1 NAME 2 1.1 Name 2 Article 2 MERGER — TERMS AND CONDITIONS 2 2.1 The Merger 2 2.2 Corporate Existence 2 2.3 Articles of Incorporation and Bylaws 2 2.4 Resulting Corporation’s Board 2 2.5 Stockholder Approval 3 2.6 Further Act |
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| June 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2019 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 5, 2019 |
Exhibit 99.1 Filed by River Financial Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Trinity Bancorp, Inc. (Commission Filing No. 333-205986) Contact: Rebecca Hallman River Financial Corporation Investor Relations Phone: (334) 290-2709 Email:[email protected] 2611 Legends |
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| May 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| May 7, 2019 |
Exhibit 3.1 ARTICLES OF INCORPORATION OF RIVER FINANCIAL CORPORATION The undersigned, acting as incorporators under the Code of Alabama, 1975 as amended, adopt the following Articles of Incorporation: ARTICLE I NAME The name of this corporation (the “Corporation”) shall be: “River Financial Corporation” ARTICLE II DURATION The Corporation shall have perpetual duration and existence. ARTICLE III OB |
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| May 7, 2019 |
Exhibit 10.2 Amendment to River Financial Corporation 2015 Incentive Stock Compensation Plan Section 1.03 of the Plan is hereby amended to increase the authorized number of shares under such plan from 300,000 shares of Common Stock to 600,000 shares of Common Stock. Dated:April 23, 2019. |
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| April 25, 2019 |
8-K 1 ck0001641601-8k20190423.htm 8-K ELECTION OF DIRECTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 2611 Legends Drive Prattville, Alabama 36066 (Address of Principal Executive Offices) (Zip Code) (334) 290-2700 (Registrant’s |
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| April 25, 2019 |
Amendment to 2015 Incentive Stock Compensation Plan. Exhibit 10.1 Amendment to River Financial Corporation 2015 Incentive Stock Compensation Plan Section 1.03 of the Plan is hereby amended to increase the authorized number of shares under such plan from 300,000 shares of Common Stock to 600,000 shares of Common Stock. Dated:April 23, 2019. |
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| April 25, 2019 |
EX-3.1 2 ck0001641601-ex319.htm EX-3.1 ARTICLES OF AMENDMENT STATE OF ALABAMA)Exhibit 3.1 ELMORE COUNTY) ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF RIVER FINANCIAL CORPORATION (AL Entity ID: # 272-532) The undersigned Alabama corporation’s Articles of Incorporation were originally filed with the Judge of Probate in Elmore County, Alabama on November 30, 2012. Pursuant to the provisi |
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| April 1, 2019 |
RVRF / River Financial Corp. DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. |
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| March 27, 2019 |
RVRF / River Financial Corp. DEF 14A PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2019 |
10-K 1 ck0001641601-10k20181231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2018 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or oth |
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| January 11, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: October 31, 2018 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 11, 2019 |
Exhibit 99.2 PSB BANCSHARES, INC. Unaudited Condensed Consolidated Statement of Financial Condition As of September 30, 2018 (in thousands except share data) September 30, 2018 Assets Cash and due from banks $ 19,108 Federal funds sold 3,673 Cash and cash equivalents 22,781 Certificates of deposit in banks 3,449 Securities available-for-sale 101,644 Loans, net of unearned income 56,391 Less allowa |
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| January 11, 2019 |
EX-99.3 5 ck0001641601-ex9936.htm EX-99.3 Exhibit 99.3 PSB BANCSHARES, INC. Unaudited Condensed Consolidated Statement of Financial Condition As of September 30, 2017 (in thousands except share data) September 30, 2017 Assets Cash and due from banks $ 13,016 Federal funds sold 4,095 Cash and cash equivalents 17,111 Certificates of deposit in banks 3,192 Securities available-for-sale 100,241 Loans, |
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| January 11, 2019 |
Exhibit 99.1 PEOPLES SOUTHERN BANK Financial Statements For the Years Ended December 31, 2017 and 2016 PEOPLES SOUTHERN BANK Table of Contents For the Year Ended December 31, 2017 and 2016 Independent Auditor’s Report 1-2 Statements of Financial Condition 3 Statements of Income and Comprehensive Income 4-5 Statements of Changes in Shareholders’ Equity 6 Statements of Cash Flows 7 Notes to Financia |
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| January 11, 2019 |
UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.4 UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION The following unaudited pro forma combined consolidated financial information and accompanying notes show the impact on the financial conditions and results of operations of RFC and PSB and have been prepared to illustrate the effects of the merger under the acquisition method of accounting. The unaudited pro forma combin |
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| November 6, 2018 |
RVRF / River Financial Corp. 10-Q (Quarterly Report) 10-Q 1 ck0001641601-10q20180930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| November 2, 2018 |
Exhibit 99.1 Contact: Rebecca Hallman River Financial Corporation Investor Relations Phone: (334) 290-2709 Email:[email protected] 2611 Legends Drive Prattville, AL. 36066 www.riverbankandtrust.com Press Release: River Financial Corporation Announces Completion of Merger with Peoples Southern Bank Prattville, AL – November 1, 2018 – River Financial Corporation, parent company of River B |
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| November 2, 2018 |
Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: October 31, 2018 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 2, 2018 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT made as of this 31st day of October, 2018, by and between RIVER FINANCIAL CORPORATION, an Alabama corporation, having its principal place of business in 2611 Legends Dr., Prattville, AL 36066 (hereinafter referred to as the “Borrower”), and CENTERSTATE BANK, N.A., a national banking association, having its principal place of |
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| August 7, 2018 |
RVRF / River Financial Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| July 16, 2018 |
Exhibit 99.1 Filed by River Financial Corporation Pursuant to Rule 135c under the Securities Act of 1933 Contact: Rebecca Hallman River Financial Corporation Investor Relations Phone: (334) 290-2709 Email:[email protected] 2611 Legends Drive Prattville, AL. 36066 www.riverbankandtrust.com Press Release: River Financial Corporation and PSB Bancshares, Inc. Announce Merger Prattville, AL |
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| July 16, 2018 |
8-K 1 ck0001641601-8k20180710.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: July 10, 2018 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incor |
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| July 16, 2018 |
EX-2.1 2 ck0001641601-ex2135.htm EX-2.1 MERGER AGREEMENT Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER by and among RIVER FINANCIAL CORPORATION RFC ACQUISITION CORPORATION and PSB BANCSHARES, INC. dated as of July 10, 2018 {MB313066.1} Execution Copy TABLE OF CONTENTS Caption Page Article 1 NAME 1 1.1 Name 1 Article 2 MERGER — TERMS AND CONDITIONS 2 2.1 Applicable Law 2 2.2 Corporate Exi |
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| May 9, 2018 |
RVRF / River Financial Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: April 24, 2018 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 20, 2018 |
RVRF / River Financial Corp. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2017 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| November 9, 2017 |
RVRF / River Financial Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| August 9, 2017 |
RVRF / River Financial Corp. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| May 15, 2017 |
RVRF / River Financial Corp. 10-Q - Quarterly Report - RIVERFINANCIAL-Q1-20170331 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: April 25, 2017 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 27, 2017 |
RVRF / River Financial Corp. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2016 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| November 15, 2016 |
RVRF / River Financial Corp. 10-Q - Quarterly Report - RIVERFINANCIAL-Q3-20160930 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| August 15, 2016 |
RVRF / River Financial Corp. 10-Q - Quarterly Report - RIVERFINANCIAL-Q2-2016063 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| May 16, 2016 |
RVRF / River Financial Corp. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| April 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: April 19, 2016 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: March 28, 2016 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 30, 2016 |
Exhibit 16.1 March 30, 2016 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read River Financial Corporation?s statements included under Item 4.01 of its Form 8-K filed on March 30, 2016 and we agree with such statements concerning our firm. 235 Peachtree Street, NE Suite 1800 Atlanta, GA 30303 Phone 404.588.4200 404.588.4222 A member of Allinial Global |
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| March 28, 2016 |
RVRF / River Financial Corp. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 Commission file number: 333-205986 RIVER FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Alabama 46-1422125 (State or other jurisdiction of (I. |
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| March 28, 2016 |
ARTICLES OF INCORPORATION RIVER FINANCIAL CORPORATION Exhibit 3.1 ARTICLES OF INCORPORATION OF RIVER FINANCIAL CORPORATION The undersigned, acting as incorporators under the Code of Alabama, 1975 as amended, adopt the following Articles of Incorporation: ARTICLE I NAME The name of this corporation (the “Corporation”) shall be: “River Financial Corporation” ARTICLE II DURATION The Corporation shall have perpetual duration and existence. ARTICLE III OB |
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| March 28, 2016 |
EX-3.2 3 ck0001641601-ex32504.htm EX-3.2 Exhibit 3.2 RIVER FINANCIAL CORPORATION BY-LAWS TABLE OF CONTENTS ARTICLE I 1 OFFICES 1 1.1. REGISTERED OFFICE 1 1.2. PRINCIPAL OFFICE 1 1.3. OTHER OFFICES 1 ARTICLE II 1 MEETINGS OF SHAREHOLDERS 1 2.1. LOCATION 1 2.2. ANNUAL MEETINGS 1 2.3. SPECIAL MEETINGS 1 2.4. NOTICE OF SHAREHOLDERS’ MEETINGS 1 2.5. SHAREHOLDER LIST. 1 2.6. BUSINESS OF SPECIAL MEETINGS |
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| February 25, 2016 |
8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: December 31, 2015 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 3, 2016 |
EX-4.7 3 d113905dex47.htm EX-4.7 Exhibit 4.7 WARRANT AGREEMENT This Warrant Agreement, dated as of , is entered into by and among Keystone Bank, an Alabama state bank (the “Company”), and the individual directors listed on the signature pages of this Agreement (the “Directors”). Recital A. In recognition of the efforts made and financial risks undertaken by the Directors while acting as organizers |
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| February 3, 2016 |
S-8 1 d113905ds8.htm S-8 As filed with the Securities and Exchange Commission February 3, 2016. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or |
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| February 3, 2016 |
EX-4.6 2 d113905dex46.htm EX-4.6 Exhibit 4.6 KEYSTONE BANK 2007 INCENTIVE STOCK COMPENSATION PLAN March 1, 2007 KEYSTONE BANK 2007 INCENTIVE STOCK COMPENSATION PLAN This 2007 Incentive Stock Compensation Plan is adopted on the 1st day of March, 2007, by Keystone Bank, an Alabama state banking corporation. ARTICLE I. PURPOSE, SCOPE AND ADMINISTRATION OF THE PLAN Section 1.01. Purpose. The purpose o |
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| January 5, 2016 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: December 31, 2015 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 5, 2016 |
EX-10.1 2 ck0001641601-ex1017.htm EX-10.1 Exhibit 10.1 Loan Agreement LOAN AND SECURITY AGREEMENT By and Between RIVER FINANCIAL CORPORATION and SOUTHPOINT BANK December 31, 2015 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) is made and entered into as of December 31, 2015, by and between RIVER FINANCIAL CORPORATION, an Alabama corporation (“Borrower”), and SOUTHP |
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| January 5, 2016 |
Exhibit 99.1 Press Release River Financial Corporation and Keystone Bancshares, Inc. Complete Merger Prattville, AL ? January 4, 2016 ? River Financial Corporation and Keystone Bancshares, Inc. today announced the completion of the merger of River Bank & Trust and Keystone Bank effective December 31, 2015. The announcement was issued by Jimmy Stubbs, President and Chief Executive Officer of River |
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| December 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-205986 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) ALABAMA 46-1422125 ( State or other jurisdiction of incorporation or organization) (I. |
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| December 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of earliest event reported: December 1, 2015 RIVER FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Alabama 333-205986 46-1422125 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 7, 2015 |
ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF RIVER FINANCIAL CORPORATION Exhibit 3.1 ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF RIVER FINANCIAL CORPORATION (1) The name of the corporation is RIVER FINANCIAL CORPORATION (the ?Corporation?), an Alabama corporation. (2) The following amendment to the Articles of Incorporation was adopted by the shareholders of the Corporation in the manner prescribed in the Alabama Business Corporation Law. The amendment pr |
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| October 26, 2015 |
ONE FEDERAL PLACE 1819 5TH AVENUE NORTH, SUITE 1100 BIRMINGHAM, ALABAMA 35203-2122 205-244-5200 Fax 205-244-5400 www. |
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| October 26, 2015 |
EX-99.1 Exhibit 99.1 Keystone Proxy Card PROXY CARD Keystone Bancshares, Inc. 2394 E. University Drive Auburn, Alabama 36830 Solicited by Board of Directors. The undersigned acknowledges receipt of the accompanying proxy statement/prospectus, dated October 30, 2015, and revoking all prior proxies, hereby appoints Ray Smith and Murray Neighbors, or any one of them, with full power of substitution i |
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| October 26, 2015 |
Exhibit 99.2 River Financial Proxy Card PROXY CARD River Financial Corporation 2611 Legends Drive Prattville, Alabama 36066 Solicited by Board of Directors. The undersigned acknowledges receipt of the accompanying proxy statement/prospectus, dated October 30, 2015, and revoking all prior proxies, hereby appoints Rebecca Hallman and Kenneth Givens, or any one of them, with full power of substitutio |
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| October 26, 2015 |
As filed with the Securities and Exchange Commission on October 26, 2015 Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on October 26, 2015 Registration No. |
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| October 15, 2015 |
As filed with the Securities and Exchange Commission on October 15, 2015 Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on October 15, 2015 Registration No. |
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| October 15, 2015 |
ONE FEDERAL PLACE 1819 5TH AVENUE NORTH, SUITE 1100 BIRMINGHAM, ALABAMA 35203-2122 205-244-5200 FAX 205-244-5400 www. |
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| September 29, 2015 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints James M. Stubbs and Kenneth H. Givens, and each or either one of them, as his true and lawfully attorney-in-fact and agent, with full power of substitution and resubstitution, for the undersigned and in his name, place and stead, in any and all capacities, to s |
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| September 29, 2015 |
EX-23.7 Exhibit 23.7 Each of the following persons hereby consents to be named as a proposed director of River Financial Corporation following the merger of Keystone Bancshares, Inc. and River Financial Corporation as described in the registration statement on Form S-4, File No. 333-205986. September 29, 2015 /s/ Gerald Ray Smith, Jr. Gerald Ray Smith, Jr. /s/ W. Murray Neighbors W. Murray Neighbo |
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| September 29, 2015 |
As filed with the Securities and Exchange Commission on September 29, 2015 Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on September 29, 2015 Registration No. |
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| September 29, 2015 |
ONE FEDERAL PLACE 1819 5TH AVENUE NORTH, SUITE 1100 BIRMINGHAM, ALABAMA 35203-2122 205-244-5200 FAX 205-244-5400 www. |
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| July 31, 2015 |
ARTICLES OF INCORPORATION RIVER FINANCIAL CORPORATION Exhibit 3.1 ARTICLES OF INCORPORATION OF RIVER FINANCIAL CORPORATION The undersigned, acting as incorporators under the Code of Alabama, 1975 as amended, adopt the following Articles of Incorporation: ARTICLE I NAME The name of this corporation (the ?Corporation?) shall be: ?River Financial Corporation? ARTICLE II DURATION The Corporation shall have perpetual duration and existence. ARTICLE III OB |
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| July 31, 2015 |
EX-3.2 3 d41281dex32.htm EX-3.2 Exhibit 3.2 RIVER FINANCIAL CORPORATION BY-LAWS TABLE OF CONTENTS ARTICLE I 1 OFFICES 1 1.1. REGISTERED OFFICE 1 1.2. PRINCIPAL OFFICE 1 1.3. OTHER OFFICES 1 ARTICLE II 1 MEETINGS OF SHAREHOLDERS 1 2.1. LOCATION 1 2.2. ANNUAL MEETINGS 1 2.3. SPECIAL MEETINGS 1 2.4. NOTICE OF SHAREHOLDERS’ MEETINGS 1 2.5. SHAREHOLDER LIST. 2 2.6. BUSINESS OF SPECIAL MEETINGS 2 2.7. Q |
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| July 31, 2015 |
[Letterhead of Jones Walker] Michael D. Waters Direct Dial: 205-244-5210 Direct Fax: 205-244-5410 [email protected] July 31, 2015 Unites States Securities and Exchange Commisssion Washington DC 20549 Re: River Financial Corporation Form S-4 Ladies and Gentlemen: Attached you will find a registration statement on Form S-4 to be filed on behalf of River Financial Corporation, an Alabama corpor |
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| July 31, 2015 |
Exhibit 10.6 RIVER FINANCIAL CORPORATION CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (?Agreement?) is entered into as of the day of (the ?Effective Date?), by and between RIVER FINANCIAL CORPORATION, an Alabama corporation (the ?Company?) and BOLES PEGUES (the ?Executive?). WHEREAS, the Executive is the Executive Vice President of the Company; and WHEREAS, the Company recognizes t |
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| July 31, 2015 |
EX-10.1 Exhibit 10.1 RIVER BANK & TRUST 2006 INCENTIVE STOCK COMPENSATION PLAN RIVER BANK & TRUST 2006 INCENTIVE STOCK COMPENSATION PLAN This 2006 Incentive Stock Compensation Plan is adopted of the day of , 2006, by River Bank & Trust, an Alabama state bank. ARTICLE I. PURPOSE, SCOPE AND ADMINISTRATION OF THE PLAN Section 1.01. Purpose. The purpose of the Plan is to promote the long-term success |
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| July 31, 2015 |
EX-10.3 Exhibit 10.3 RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the 19th day of August, 2011 (the “Effective Date”), by and between RIVER BANK & TRUST, a state chartered commercial bank with its principal place of business in Prattville, Alabama (the “Bank”) and KENNETH H. GIVENS (the “Executive”). WHEREAS, the Executive is a |
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| July 31, 2015 |
Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on July 31, 2015 Registration No. |
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| July 31, 2015 |
EX-10.9 Exhibit 10.9 Form of WARRANT AGREEMENT This Warrant Agreement, dated as of March 8, 2006, is entered into by and among River Bank & Trust, an Alabama state bank (the “Company”), and the individual directors listed on the signature pages of this Agreement (the “Directors”). Recital A. In recognition of the efforts made and financial risks undertaken by the Directors while acting as organize |
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| July 31, 2015 |
EX-99.2 23 d41281dex992.htm EX-99.2 Exhibit 99.2 River Financial Proxy Card [FRONT OF PROXY CARD] River Financial Corporation 2611 Legends Drive Prattville, Alabama 36066 Solicited by Board of Directors. The undersigned acknowledges receipt of the accompanying proxy statement/prospectus, dated , 2015, and revoking all prior proxies, hereby appoints and , or any one of them, with full power of subs |
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| July 31, 2015 |
EX-10.5 Exhibit 10.5 RIVER FINANCIAL CORPORATION CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the day of , 2015 (the “Effective Date”), by and between RIVER FINANCIAL CORPORATION, an Alabama corporation with its principal place of business in Prattville, Alabama (the “Company”) and RAY SMITH (the “Executive”). WHEREAS, the Executive is the Presid |
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| July 31, 2015 |
Exhibit 99.1 Keystone Proxy Card [FRONT OF PROXY CARD] Keystone Bancshares, Inc. 2394 E. University Drive Auburn, Alabama 36830 Solicited by Board of Directors. The undersigned acknowledges receipt of the accompanying proxy statement/prospectus, dated , 2015, and revoking all prior proxies, hereby appoints and , or any one of them, with full power of substitution in each, proxies to vote all the c |
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| July 31, 2015 |
TERM SHEET EXECUTIVE DUTIES AND COMPENSATION Exhibit 10.7 TERM SHEET EXECUTIVE DUTIES AND COMPENSATION The following sets forth the compensation of and duties to be performed by Ray Smith following the merger of Keystone Bancshares, Inc. with River Financial Corporation, pursuant to the Agreement and Plan of Merger dated as of May 13, 2015. Title: President, River Financial Corporation President, River Bank & Trust Duties: The President is r |
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| July 31, 2015 |
TERM SHEET (Corrected as of 5/13/15) EXECUTIVE DUTIES AND COMPENSATION Exhibit 10.8 TERM SHEET (Corrected as of 5/13/15) EXECUTIVE DUTIES AND COMPENSATION The following sets forth the compensation of and duties to be performed by Boles Pegues following the merger of Keystone Bancshares, Inc. with River Financial Corporation, pursuant to the Agreement and Plan of Merger dated as of May 13, 2015. Title: Executive Vice President, River Bank & Trust Duties: Primarily res |
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| July 31, 2015 |
Exhibit 21.1 Subsidiaries of River Financial Corporation: River Bank & Trust, an Alabama banking corporation. River Bank & Trust has one subsidiary, River Region Properties, LLC, an Alabama limited liability company. 1 |
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| July 31, 2015 |
Exhibit 10.4 RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (?Agreement?) is entered into as of the 11th day of May, 2011 (the ?Effective Date?), by and between RIVER BANK & TRUST, a state chartered commercial bank with its principal place of business in Prattville, Alabama (the ?Bank?) and JOEL K. WINSLETT (the ?Executive?). WHEREAS, the Executive is an Executive |
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| July 31, 2015 |
Exhibit 10.2 RIVER BANK & TRUST CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the 11th day of May, 2011 (the “Effective Date”), by and between RIVER BANK & TRUST, a state chartered commercial bank with its principal place of business in Prattville, Alabama (the “Bank”) and JIMMY STUBBS (the “Executive”). WHEREAS, the Executive is the President and |
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| May 13, 2015 |
Filed by River Financial Corporation Filed by River Financial Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Keystone Bancshares, Inc. |
