SABA / Saba Capital Income & Opportunities Fund II - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Saba Capital Income & Opportunities Fund II
US ˙ NYSE

Mga Batayang Estadistika
CIK 1070380
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Saba Capital Income & Opportunities Fund II
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
February 16, 2016 SC 13G/A

SABA / Saba Software Inc / Park West Asset Management LLC Passive Investment

SC 13G/A 1 sabasch13gam3dec312015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SABA SOFTWARE, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check th

February 11, 2016 SC 13G/A

SABA / Saba Software Inc / Nokomis Capital, L.L.C. - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No.

February 25, 2015 15-12B

OMB APPROVAL

OMB APPROVAL OMB Number: 3235-0167 Expires: February 28, 2015 Estimated average burden hours per response 1.

February 17, 2015 SC 13G/A

SABA / Saba Software Inc / Park West Asset Management LLC - SC 13G/A Passive Investment

SC 13G/A 1 sabasch13gam2dec312014.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SABA SOFTWARE, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement)

February 17, 2015 SC 13G/A

SABA / Saba Software Inc / ARDSLEY ADVISORY PARTNERS - ARDSLEY ADVISORY PARTNERS Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t

February 17, 2015 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2015 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

February 17, 2015 EX-3.1

AMENDED & RESTATED BYLAWS SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1

Exhibit 3.1 AMENDED & RESTATED BYLAWS OF SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1 Offices Section 1.1 Registered Office. The registered office of the corporation in the State of Delaware shall be at 1013 Centre Road, in the City of Wilmington, County of New Castle, in the State of Delaware. The Corporation Service Company is the registered agent of the corporation. Section 1.2 Other Of

February 13, 2015 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 d865109dex991.htm EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $0.001 per share, of Saba Software, Inc., a Delaware c

February 13, 2015 SC 13G

SABA / Saba Software Inc / Nokomis Capital, L.L.C. - SCHEDULE 13G Passive Investment

Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Saba Software, Inc.

February 13, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d874709d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2015 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorpor

February 11, 2015 EX-99.1

February 10, 2015

EX-99.1 Exhibit 99.1 February 10, 2015 Saba Agrees to Be Acquired by Vector Capital Strong Partner to Support Saba’s Expansion of Intelligent Talent Management Platform REDWOOD SHORES, CA and SAN FRANCISCO, CA — (Marketwired) — 02/10/15 — Saba (OTC PINK: SABA), a global leader in cloud-based intelligent talent management solutions, today announced that it has entered into a definitive agreement wi

February 11, 2015 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among VECTOR TALENT II LLC, a Delaware limited liability company, VECTOR TALENT MERGER SUB, INC., a Delaware corporation, SABA SOFTWARE, INC., a Delaware corporation. Dated as of February 10, 2015 TABLE OF CONTENTS

EX-2.1 2 d870425dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among VECTOR TALENT II LLC, a Delaware limited liability company, VECTOR TALENT MERGER SUB, INC., a Delaware corporation, and SABA SOFTWARE, INC., a Delaware corporation. Dated as of February 10, 2015 TABLE OF CONTENTS Page ARTICLE I THE MERGER 5 1.1 The Merger 5 1.2 Effect on Capital Stock 7 1.3 Exc

February 11, 2015 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2015 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission F

January 12, 2015 SC 13G/A

SABA / Saba Software Inc / PRICE T ROWE ASSOCIATES INC /MD/ - SABA AS OF 12/31/2014 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* SABA SOFTWARE INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i

December 24, 2014 8-K

Regulation FD Disclosure

8-K 1 d842543d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of In

December 15, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission F

December 15, 2014 EX-99.1

SABA PROVIDES COMPANY AND RESTATEMENT UPDATE

EX-99.1 Exhibit 99.1 SABA PROVIDES COMPANY AND RESTATEMENT UPDATE Redwood Shores, Calif., December 15, 2014 – Saba (OTC Pink: SABA), a global leader in cloud-based intelligent talent management solutions, today provided an update on the Company and its progress on the restatement. Restatement Update The Company continues to work diligently to complete the restatement and regain compliance with its

December 10, 2014 NT 10-Q

SABA / Saba Software Inc NT 10-Q - - NT 10-Q

NT 10-Q 1 d835402dnt10q.htm NT 10-Q SEC FILE NUMBER 001-34372 CUSIP NUMBER 784932600 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: August 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Tr

October 28, 2014 EX-10.1

AMENDMENT NUMBER SIX TO CREDIT AGREEMENT

EX-10.1 Exhibit 10.1 AMENDMENT NUMBER SIX TO CREDIT AGREEMENT THIS AMENDMENT NUMBER SIX TO CREDIT AGREEMENT (this “Amendment”), dated as of October 24, 2014 and effective as of the “Effective Date” set forth below, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION (“Lender”), SABA SOFTWARE, INC., a Delaware corporation (“Borrower”), and the undersigned Subsidiaries of Borrower pa

October 28, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissi

October 24, 2014 SC 13D/A

SABA / Saba Software Inc / Emancipation Capital - SABA SOFTWARE, INC. Activist Investment

SC 13D/A 1 p14-2109sc13da.htm SABA SOFTWARE, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) Mr. Charles Frumberg Emancipation Capital 825 Third Avenue, 33rd Floor New York, N

September 30, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d795864d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorp

September 30, 2014 EX-99.1

SABA PROVIDES SELECTED FIRST QUARTER FISCAL YEAR 2015 FINANCIAL

EX-99.1 Exhibit 99.1 SABA PROVIDES SELECTED FIRST QUARTER FISCAL YEAR 2015 FINANCIAL METRICS Strong New Cloud Bookings Growth • 84% in First Quarter of Fiscal Year 2015 Over the First Quarter of the Prior Year • 78% on a Trailing Twelve Month Basis Over the Same Period Last Year Redwood Shores, Calif., September 30, 2014 – Saba (OTC Pink: SABA), a global leader in cloud-based intelligent talent ma

September 24, 2014 EX-10.2

AMENDMENT NUMBER TWO TO CREDIT AGREEMENT

EX-10.2 3 d794238dex102.htm EX-10.2 Exhibit 10.2 AMENDMENT NUMBER TWO TO CREDIT AGREEMENT THIS AMENDMENT NUMBER TWO TO CREDIT AGREEMENT (this “Amendment”), dated as of September 23, 2014 and effective as of the “Effective Date” set forth below, is entered into by and among VECTOR TRADING (CAYMAN), LP, an exempted limited partnership organized under the laws of the Cayman Islands (together with its

September 24, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

September 24, 2014 EX-10.1

AMENDMENT NUMBER FIVE TO CREDIT AGREEMENT

EX-10.1 Exhibit 10.1 AMENDMENT NUMBER FIVE TO CREDIT AGREEMENT THIS AMENDMENT NUMBER FIVE TO CREDIT AGREEMENT (this “Amendment”), dated as of September 23, 2014 and effective as of the “Effective Date” set forth below, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION (“Lender”), SABA SOFTWARE, INC., a Delaware corporation (“Borrower”), and the undersigned Subsidiaries of Borrowe

September 24, 2014 EX-99.1

Saba Announces Resolution of SEC Investigation Secures Additional $15 Million Debt Financing

EX-99.1 Exhibit 99.1 Saba Announces Resolution of SEC Investigation Secures Additional $15 Million Debt Financing REDWOOD SHORES, Calif.— September 24, 2014 — Saba (OTC Pink:SABA), a global leader of cloud-based intelligent talent management solutions, today announced that it reached a settlement with the U.S. Securities and Exchange Commission (“SEC”) regarding the previously disclosed SEC invest

August 15, 2014 NT 10-K

SABA / Saba Software Inc NT 10-K - - NT 10-K

NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34372 NOTIFICATION OF LATE FILING CUSIP NUMBER 784932600 (Check one): þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: May 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨

July 14, 2014 EX-99.1

SABA PROVIDES SELECTED FOURTH QUARTER AND FISCAL YEAR 2014 FINANCIAL METRICS Record New Cloud Bookings Drive Over 100% Year-Over-Year Growth in the Fourth Quarter

EX-99.1 Exhibit 99.1 SABA PROVIDES SELECTED FOURTH QUARTER AND FISCAL YEAR 2014 FINANCIAL METRICS Record New Cloud Bookings Drive Over 100% Year-Over-Year Growth in the Fourth Quarter Redwood Shores, Calif., July 14, 2014 – Saba (OTC Pink: SABA), a global leader in next-generation cloud solutions for talent management, today provided an update on its business momentum and its progress on the resta

July 14, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission F

June 2, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission F

April 9, 2014 EX-99.1

FINANCIAL ANALYST UPDATE

EX-99.1 Exhibit 99.1 Exhibit 99.1 FINANCIAL ANALYST UPDATE Roy Lobo VP Investor Relations April 9, 2014 Safe Harbor Statement This presentation contains forward-looking statements within the meaning of the federal securities laws, including, without limitation, the Company’s current progress and timing objectives regarding completion of its accounting restatement and becoming current in its requir

April 9, 2014 NT 10-Q

- NT 10-Q

NT 10-Q SEC FILE NUMBER 001-34372 CUSIP NUMBER 784932600 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 9, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

April 2, 2014 EX-99.1

SABA PROVIDES SELECTED THIRD QUARTER FISCAL YEAR 2014 FINANCIAL METRICS New SaaS Bookings Grew 24% Year-Over-Year Company Anticipates Regaining SEC Compliance During Fourth Calendar Quarter of 2014

EX-99.1 Exhibit 99.1 SABA PROVIDES SELECTED THIRD QUARTER FISCAL YEAR 2014 FINANCIAL METRICS New SaaS Bookings Grew 24% Year-Over-Year Company Anticipates Regaining SEC Compliance During Fourth Calendar Quarter of 2014 Redwood Shores, Calif., April 2, 2014 – Saba (OTC Pink: SABA), a global leader in next-generation cloud solutions for talent management, today provided an update on its business mom

April 2, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

March 5, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commiss

March 5, 2014 EX-10.2

AMENDMENT NUMBER ONE TO CREDIT AGREEMENT

EX-10.2 3 d687538dex102.htm EX-10.2 Exhibit 10.2 AMENDMENT NUMBER ONE TO CREDIT AGREEMENT THIS AMENDMENT NUMBER ONE TO CREDIT AGREEMENT (this “Amendment”), dated as of February 28, 2014, is entered into by and among VECTOR TRADING (CAYMAN), LP, an exempted limited partnership organized under the laws of the Cayman Islands (together with its registered successors and assigns, “Lender”), SABA SOFTWA

March 5, 2014 EX-10.1

AMENDMENT NUMBER FOUR TO CREDIT AGREEMENT

EX-10.1 2 d687538dex101.htm EX-10.1 Exhibit 10.1 AMENDMENT NUMBER FOUR TO CREDIT AGREEMENT THIS AMENDMENT NUMBER FOUR TO CREDIT AGREEMENT (this “Amendment”), dated as of February 28, 2014, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION (“Lender”), SABA SOFTWARE, INC., a Delaware corporation (“Borrower”), and the undersigned Subsidiaries of Borrower, and in light of the followi

February 14, 2014 SC 13G/A

SABA / Saba Software Inc / Park West Asset Management LLC - SABA13GAM1DEC13 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

February 14, 2014 SC 13G/A

SABA / Saba Software Inc / ARDSLEY ADVISORY PARTNERS - ARDSLEY ADVISORY PARTNERS Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t

February 12, 2014 SC 13G/A

SABA / Saba Software Inc / VANGUARD GROUP INC Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Saba Software Inc Title of Class of Securities: Common Stock CUSIP Number: 784932600 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: (X

February 10, 2014 SC 13G/A

SABA / Saba Software Inc / TimesSquare Capital Management, LLC - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

SC 13G/A 1 d672592dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)1 Saba Software, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the a

February 10, 2014 SC 13G/A

SABA / Saba Software Inc / PRICE T ROWE ASSOCIATES INC /MD/ - SABA AS OF 12/31/2013 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* SABA SOFTWARE INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i

February 3, 2014 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 2 d667855dex101.htm EX-10.1 Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of January 31, 2014 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mark Robinson Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made

February 3, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission Fi

January 21, 2014 EX-16.1

Ladies and Gentlemen:

EX-16.1 2 d660474dex161.htm EX-16.1 Exhibit 16.1 Securities and Exchange Commission January 21, 2014 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated January 21, 2014, of Saba Software, Inc. and are in agreement with the statements contained in the first, second, third, fourth, sixth and seventh paragraphs and the first and second sentences of

January 21, 2014 EX-99.1

SABA PROVIDES SELECTED FIRST HALF FISCAL YEAR 2014 FINANCIAL METRICS Achieves Record First Half Cloud Bookings (Annual Contract Value) in Fiscal Year 2014 Appoints KPMG LLP as its Sole Independent Registered Public Accounting Firm To Hold Conference

EX-99.1 Exhibit 99.1 SABA PROVIDES SELECTED FIRST HALF FISCAL YEAR 2014 FINANCIAL METRICS Achieves Record First Half Cloud Bookings (Annual Contract Value) in Fiscal Year 2014 Appoints KPMG LLP as its Sole Independent Registered Public Accounting Firm To Hold Conference Call Today at 5:00 p.m. E.T. Redwood Shores, Calif., January 21, 2014 – Saba (OTC Pink: SABA), a global leader in next-generation

January 21, 2014 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2014 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File N

January 9, 2014 NT 10-Q

- NT 10-Q

NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34372 NOTIFICATION OF LATE FILING CUSIP NUMBER 784932600 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: November 30, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11

January 3, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

January 3, 2014 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of December 31, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mark Robinson Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to: (i) that certain AMENDED AND R

January 2, 2014 SC 13D/A

SABA / Saba Software Inc / Emancipation Capital - SABA SOFTWARE, INC. Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) Mr. Charles Frumberg Emancipation Capital 825 Third Avenue, 33rd Floor New York, New York 10022 (212) 605-0661 (Name, Address and Te

December 4, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission F

December 4, 2013 NT 10-Q

- NT 10-Q

NT 10-Q SEC FILE NUMBER 001-34372 CUSIP NUMBER 784932600 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 4, 2013 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of November 30, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mark Robinson Fax No.: (650) 581-2545 Re: Extension under Credit Agreement, Amendment Number Three to Credit Agreement and Waiver Ladies and

October 31, 2013 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 2 d620049dex101.htm EX-10.1 Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of October 28, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mark Robinson Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made

October 31, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 d620049d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorpor

October 3, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commis

October 3, 2013 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of September 27, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mark Robinson Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to that certain AMENDED A

September 24, 2013 SC 13D/A

SABA / Saba Software Inc / Emancipation Capital - SABA SOFTWARE, INC. Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) Mr. Charles Frumberg Emancipation Capital 825 Third Avenue, 33rd Floor New York, New York 10022 (212) 605-0661 (Name, Address and Te

September 17, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commis

September 17, 2013 EX-99.1

SABA PROVIDES SELECTED FISCAL YEAR 2013 FINANCIAL METRICS AND RESTATEMENT UPDATE Fiscal Year 2013 Cloud Bookings Grew 25% Year-Over-Year; Renewal Rates Remained Above 90%; Cash Flow Positive (Excluding Non-Recurring and Specified Items)

EX-99.1 Exhibit 99.1 SABA PROVIDES SELECTED FISCAL YEAR 2013 FINANCIAL METRICS AND RESTATEMENT UPDATE Fiscal Year 2013 Cloud Bookings Grew 25% Year-Over-Year; Renewal Rates Remained Above 90%; Cash Flow Positive (Excluding Non-Recurring and Specified Items) Redwood Shores, Calif., September 17, 2013 – Saba (OTC Pink: SABA), a global leader in next-generation cloud solutions for talent management,

August 14, 2013 NT 10-K

- NT 10-K

NT 10-K SEC FILE NUMBER 001-34372 CUSIP NUMBER 784932600 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 12, 2013 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d582437d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incor

August 12, 2013 EX-10.1

14 RELEASE AND WAIVER OF CLAIMS

EX-10.1 2 d582437dex101.htm EX-10.1 Exhibit 10.1 August 6, 2013 Shawn Farshchi c/o Saba Software, Inc. 2400 Bridge Parkway Redwood Shores, CA 94065 Dear Shawn: On behalf of the Board of Directors of Saba Software, Inc. (the “Company”), I am pleased to offer you the position of Chief Executive Officer and President of the Company, effective upon the date (the “Effective Date”) of your written accep

August 12, 2013 EX-99.1

Saba Appoints Shawn Farshchi President and CEO Cloud Solutions Veteran Named to Lead Next Stage of Business Acceleration and Growth

EX-99.1 3 d582437dex991.htm EX-99.1 Exhibit 99.1 Saba Appoints Shawn Farshchi President and CEO Cloud Solutions Veteran Named to Lead Next Stage of Business Acceleration and Growth REDWOOD SHORES, Calif. – August 12, 2013 – Saba (OTCPink: SABA), a global leader in next-generation cloud solutions for talent management, today announced that it has appointed Shawn Farshchi as its President and Chief

July 9, 2013 EX-10.1

CREDIT AGREEMENT Dated as of July 5, 2013 SABA SOFTWARE, INC., as Borrower the Subsidiary Guarantors party hereto and VECTOR TRADING (CAYMAN), LP, as Lender TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Section 1.01 DEFINITIONS 1 Section 1.02 INT

EX-10.1 Exhibit 10.1 CREDIT AGREEMENT Dated as of July 5, 2013 among SABA SOFTWARE, INC., as Borrower the Subsidiary Guarantors party hereto and VECTOR TRADING (CAYMAN), LP, as Lender TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Section 1.01 DEFINITIONS 1 Section 1.02 INTERPRETATION 16 ARTICLE II. CREDIT TERMS 17 Section 2.01 LOAN; PAYMENTS 17 Section 2.02 INTENTIONALLY OMITTED 19 Section 2.0

July 9, 2013 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission F

July 9, 2013 EX-10.2

AMENDMENT NUMBER TWO TO CREDIT AGREEMENT

EX-10.2 Exhibit 10.2 AMENDMENT NUMBER TWO TO CREDIT AGREEMENT THIS AMENDMENT NUMBER TWO TO CREDIT AGREEMENT (this “Amendment”), dated as of July 5, 2013, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION (“Lender”), SABA SOFTWARE, INC., a Delaware corporation (“Borrower”), and the undersigned Subsidiaries of Borrower, and in light of the following: W I T N E S S E T H WHEREAS, Le

July 9, 2013 EX-99.1

Saba Announces New Credit Facility New Five-Year $25 Million Facility Will Support Working Capital and Growth

EX-99.1 Exhibit 99.1 Saba Announces New Credit Facility New Five-Year $25 Million Facility Will Support Working Capital and Growth REDWOOD SHORES, Calif. – July 9, 2013 – Saba (OTCPink: SABA), a global leader in next-generation cloud solutions for talent management, announced today that it has entered into a new $25 million five-year credit facility with an affiliate controlled by Vector Capital.

June 14, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

June 4, 2013 8-K

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d549615d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorpo

June 4, 2013 EX-10.1

AMENDMENT NUMBER ONE TO CREDIT AGREEMENT, AMENDMENT NUMBER ONE TO GUARANTOR SECURITY AGREEMENT, AND WAIVER

EX-10.1 2 d549615dex101.htm EX-10.1 Exhibit 10.1 AMENDMENT NUMBER ONE TO CREDIT AGREEMENT, AMENDMENT NUMBER ONE TO GUARANTOR SECURITY AGREEMENT, AND WAIVER THIS AMENDMENT NUMBER ONE TO CREDIT AGREEMENT, AMENDMENT NUMBER ONE TO GUARANTOR SECURITY AGREEMENT, AND WAIVER (this “Amendment”), dated as of May 31, 2013, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION (“Lender”), SABA S

May 23, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission F

May 23, 2013 SC 13D/A

SABA / Saba Software Inc / Emancipation Capital - SABA SOFTWARE, INC. Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) Mr. Charles Frumberg Emancipation Capital 825 Third Avenue New York, New York 10022 (212) 605-0661 (Name, Address and Telephone Numb

May 7, 2013 EX-10.1

May 3, 2013

Exhibit 10.1 May 3, 2013 Mark Robinson Dear Mark: It gives me great pleasure to offer you employment with Saba as Chief Financial Officer, reporting directly to me. At Saba, like our customers, we believe that people are central to our strategy and transformation into a truly people-driven enterprise. Our mission is guided by a set of people-centered values. Our commitment to our employees and our

May 7, 2013 EX-99.1

Saba Appoints Mark Robinson as Chief Financial Officer Proven Executive to Leverage Experience in Building Businesses for Growth and Success

Exhibit 99.1 Saba Appoints Mark Robinson as Chief Financial Officer Proven Executive to Leverage Experience in Building Businesses for Growth and Success REDWOOD SHORES, Calif. – May 7, 2013 – Saba (OTC Pink: SABA), the premier provider of people-centric enterprise solutions, announced today the appointment of Mark W. Robinson as Chief Financial Officer. Saba anticipates that Mr. Robinson will ass

May 7, 2013 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission Fi

April 30, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

April 30, 2013 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 2 d531192dex101.htm EX-10.1 Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of April 29, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mike Shahbazian Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made

April 22, 2013 SC 13D

SABA / Saba Software Inc / Emancipation Capital - SABA SOFTWARE, INC. Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) Mr. Charles Frumberg Emancipation Capital 825 Third Avenue New York, New York 10022 (212) 605-0661 (Name, Address and Telephone Number

April 10, 2013 SC 13G/A

SABA / Saba Software Inc / ARDSLEY ADVISORY PARTNERS - SABA SOFTWARE, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) April 8, 2013 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to wh

April 9, 2013 EX-3.1

AMENDED & RESTATED BYLAWS SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1

EX-3.1 Exhibit 3.1 AMENDED & RESTATED BYLAWS OF SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1 Offices Section 1.1 Registered Office. The registered office of the corporation in the State of Delaware shall be at 1013 Centre Road, in the City of Wilmington, County of New Castle, in the State of Delaware. The Corporation Service Company is the registered agent of the Corporation. Section 1.2 O

April 9, 2013 NT 10-Q

- NT 10-Q

NT 10-Q 1 d519235dnt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34372 NOTIFICATION OF LATE FILING CUSIP NUMBER 784932600 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: February 28, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨

April 9, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 d519196d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorp

April 4, 2013 8-K

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

April 4, 2013 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of March 29, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mike Shahbazian Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to: (i) that certain CREDIT AGREEME

April 4, 2013 EX-99.1

Saba Announces Anticipated Delisting from NASDAQ Global Select Market Provides Update on Business Momentum; Secures Bank Extension

EX-99.1 3 d516710dex991.htm EX-99.1 Exhibit 99.1 Saba Announces Anticipated Delisting from NASDAQ Global Select Market Provides Update on Business Momentum; Secures Bank Extension REDWOOD SHORES, Calif. – April 4, 2013 – Saba (NASDAQ: SABA), the premier provider of people-centric enterprise solutions, today announced that it has determined that it will be unable to regain compliance with the Compa

March 21, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

March 18, 2013 SC 13G

SABA / Saba Software Inc / Park West Asset Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 784932600 (CUSIP Number) MARCH 7, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

March 1, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2013 Saba Software, Inc.

March 1, 2013 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of February 26, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mike Shahbazian Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to: (i) that certain CRE

March 1, 2013 EX-10.2

SABA SOFTWARE, INC. SEPARATION AGREEMENT

EX-10.2 Exhibit 10.2 SABA SOFTWARE, INC. SEPARATION AGREEMENT This SEPARATION AGREEMENT (this “Agreement”) is entered into on February 26, 2013 (the “Effective Date”) by and between Saba Software, Inc., a Delaware corporation (the “Company”), and Babak Yazdani (the “Executive”) and supersedes in part (as set forth in more detail below) that certain Amended and Restated Employment Agreement dated A

March 1, 2013 EX-99.1

Saba Software Announces Leadership Transition Bobby Yazdani Steps Down and Chief Operating Officer Shawn Farshchi Named Interim CEO Bill Russell Named Non-Executive Chairman of the Board Board Also Announces Selection of KPMG LLP as Independent Regis

EX-99.1 Exhibit 99.1 Saba Software Announces Leadership Transition Bobby Yazdani Steps Down and Chief Operating Officer Shawn Farshchi Named Interim CEO Bill Russell Named Non-Executive Chairman of the Board Board Also Announces Selection of KPMG LLP as Independent Registered Public Accounting Firm REDWOOD SHORES, Calif. – March 1, 2013 – Saba (NASDAQ: SABA), the premier provider of people-centric

February 14, 2013 SC 13G/A

SABA / Saba Software Inc / YAZDANI BABAK - SCHEDULE 13G AMENDMENT NO. 7 Passive Investment

Schedule 13G Amendment No. 7 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 7) Under the Securities Exchange Act of 1934 SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to wh

February 13, 2013 SC 13G/A

SABA / Saba Software Inc / ARDSLEY ADVISORY PARTNERS - SABA SOFTWARE, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t

February 13, 2013 SC 13G

SABA / Saba Software Inc / VANGUARD GROUP INC Passive Investment

sabasoftwareinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Saba Software Inc Title of Class of Securities: Common Stock CUSIP Number: 784932600 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to

February 13, 2013 EX-99.II

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2013 in connection with their beneficial ownership of Saba Software, Inc. Each of Columbia Small Cap Value Fund II and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedu

February 13, 2013 SC 13G/A

SABA / Saba Software Inc / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Saba Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 13, 2013 EX-99.I

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

February 11, 2013 SC 13G

SABA / Saba Software Inc / TimesSquare Capital Management, LLC - SCHEDULE 13G Passive Investment

Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. )1 Saba Software, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

January 28, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissi

January 28, 2013 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of January 28, 2013 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mike Shahbazian Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to: (i) that certain CREDIT AGREE

January 18, 2013 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2013 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissi

January 18, 2013 EX-99.1

SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER AND CHANGE IN CERTIFYING ACCOUNTANT UPON COMPLETION OF RESTATEMENT

Press Release Exhibit 99.1 SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER AND CHANGE IN CERTIFYING ACCOUNTANT UPON COMPLETION OF RESTATEMENT Receipt of Anticipated NASDAQ Letter Redwood Shores, Calif., January 18, 2013 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today announced that on January 14, 2013, Saba received from the Listing Qualifications Depar

January 18, 2013 EX-16.1

January 18, 2013

Letter from Ernst & Young LLP Exhibit 16.1 January 18, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated January 18, 2013, of Saba Software, Inc. and are in agreement with the statements contained in the first, second, third, fourth, fifth, sixth, first sentence of the seventh, eighth, and ninth paragraphs

January 11, 2013 NT 10-Q

- NOTIFICATION OF LATE FILING

NT 10-Q 1 d466733dnt10q.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34372 NOTIFICATION OF LATE FILING CUSIP NUMBER 784932600 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: November 30, 2012 ¨ Transition Report on Form 10-K ¨ Transition Re

January 10, 2013 SC 13G/A

SABA / Saba Software Inc / PRICE T ROWE ASSOCIATES INC /MD/ - SABA AS OF 12/31/2012 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SABA SOFTWARE INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i

December 26, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 2 d458556dex101.htm LETTER AGREEMENT Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of December 21, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Mike Shahbazian Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Refer

December 26, 2012 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commiss

December 26, 2012 EX-99.1

Saba Receives Positive NASDAQ Panel Decision

EX-99.1 3 d458556dex991.htm PRESS RELEASE Exhibit 99.1 Saba Receives Positive NASDAQ Panel Decision REDWOOD SHORES, Calif., December 26, 2012 – Saba (NASDAQ: SABA), the premier provider of people-centric enterprise solutions, today announced that, on December 21, 2012, it received from the NASDAQ Hearings Panel a decision granting Saba’s request for continued listing on The NASDAQ Stock Market unt

December 14, 2012 SC 13G

SABA / Saba Software Inc / ARDSLEY ADVISORY PARTNERS - SABA SOFTWARE, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Saba Software, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) December 7, 2012 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi

December 4, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

EX-10.1 2 d448613dex101.htm LETTER AGREEMENT Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of November 30, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Elaine Kitagawa Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Refer

December 4, 2012 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commiss

December 4, 2012 EX-99.1

Saba Appoints Michael Shahbazian as Interim Chief Financial Officer

Press Release Exhibit 99.1 Saba Appoints Michael Shahbazian as Interim Chief Financial Officer Redwood Shores, Calif., December 4, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today announced the appointment of Michael Shahbazian as Interim Chief Financial Officer, effective December 5, 2012. Mr. Shahbazian will assume responsibility for global finance re

November 5, 2012 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissi

November 5, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Letter Agreement Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of October 31, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Elaine Kitagawa Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to: (i) that cer

November 5, 2012 EX-99.1

Saba Provides Status of its Restatement and Business Update

Press Release Exhibit 99.1 Saba Provides Status of its Restatement and Business Update Redwood Shores, Calif., November 5, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today provided an update on the status of its restatement of historical financial results as well as a limited business update. Restatement Update As previously reported, on August 2, 2012

October 10, 2012 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34372 NOTIFICATION OF LATE FILING CUSIP NUMBER 784932600 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: August 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Trans

October 9, 2012 EX-99.1

SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER

Press Release Exhibit 99.1 SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER Redwood Shores, Calif., October 8, 2012 – Saba (NASDAQ: SABA), the premier provider of people-centric enterprise solutions, today announced that, as expected, it received a letter (the “NASDAQ Letter”) from the staff of the Listing Qualifications Department (the “Staff”) of The NASDAQ Stock Market LLC (“NASDAQ”) stating

October 9, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissio

October 4, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Letter Agreement Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of September 28, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Elaine Kitagawa Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to: (i) that c

October 4, 2012 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commis

October 4, 2012 EX-99.1

SABA PROVIDES UPDATE AND SCHEDULES CONFERENCE CALL Conference call scheduled for October 30, 2012 to discuss business and status of restatement

Exhibit 99.1 SABA PROVIDES UPDATE AND SCHEDULES CONFERENCE CALL Conference call scheduled for October 30, 2012 to discuss business and status of restatement Redwood Shores, Calif., October 4, 2012 – Saba (NASDAQ: SABA), the premier provider of people-centric enterprise solutions, today provided an update on the status of its restatement of historical financial results and its business. As previous

September 5, 2012 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File N

September 5, 2012 EX-99.1

REPORT OF INDEPENDENT AUDITORS

Exhibit 99.1 REPORT OF INDEPENDENT AUDITORS To the Managing Member of HumanConcepts LLC We have audited the accompanying consolidated balance sheet of HumanConcepts LLC (the Company) as of December 31, 2011, and the related consolidated statements of operations, member’s deficit and cash flows for the year then ended. These consolidated financial statements are the responsibility of the Company’s

September 5, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissio

September 5, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Letter Agreement Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of August 31, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Elaine Kitagawa Fax No.: (650) 581-2545 Re: Extension under Credit Agreement and Waiver Ladies and Gentlemen: Reference is made to: (i

August 21, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 d400385d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Inco

August 21, 2012 EX-99.1

SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER

Press Release Exhibit 99.1 SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER Redwood Shores, Calif., August 21, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today announced that on August 16, 2012, Saba received from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“Nasdaq”), as expected, notification of Saba’s continued noncomplian

August 14, 2012 NT 10-K

- NOTIFICATION OF LATE FILING

Notification of Late Filing SEC FILE NUMBER 001-34372 CUSIP NUMBER 784932600 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 6, 2012 EX-99.1

SABA PROVIDES UPDATE ON STATUS OF ONGOING ACCOUNTING REVIEW

Exhibit 99.1 SABA PROVIDES UPDATE ON STATUS OF ONGOING ACCOUNTING REVIEW Redwood Shores, Calif., August 6, 2012 – Saba (NASDAQ: SABA), the premier provider of people-centric enterprise solutions, today announced that as a result of the previously reported accounting review, Company management has determined, in consultation with the Audit Committee of the Company’s Board of Directors, that the Com

August 6, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Fourth Letter Agreement Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 Dated as of July 31, 2012, and effective as of July 30, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Elaine Kitagawa Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentle

August 6, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

June 29, 2012 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

June 29, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Third Letter Agreement, between the Company and Wells Fargo Bank Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 June 28, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Elaine Kitagawa Fax No.: (650) 581-2545 Re: Third Extension under Credit Agreement Ladies and Gentle

June 29, 2012 EX-99.1

SABA ANNOUNCES RESULTS OF INTERNAL ACCOUNTING REVIEW

Press Release Exhibit 99.1 SABA ANNOUNCES RESULTS OF INTERNAL ACCOUNTING REVIEW Redwood Shores, Calif., June 29, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, announced today the results of the accounting review voluntarily initiated by the Audit Committee of its Board of Directors. That review, which is substantially complete, was conducted by the Committ

June 1, 2012 8-K

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 d361979d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorpo

June 1, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Second Letter Agreement Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 May 31, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Elaine Kitagawa Fax No.: (650) 581-2545 Re: Second Extension under Credit Agreement Ladies and Gentlemen: Reference is made to: (i) that certa

June 1, 2012 EX-99.1

SABA PROVIDES INTERNAL ACCOUNTING REVIEW UPDATE

Press Release Exhibit 99.1 SABA PROVIDES INTERNAL ACCOUNTING REVIEW UPDATE Redwood Shores, Calif., June 1, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today provided an update regarding progress of the ongoing accounting review by the Audit Committee of its Board of Directors. The Committee has informed the Company that the Committee now expects to compl

April 13, 2012 EX-10.1

WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404

Letter Agreement Exhibit 10.1 WELLS FARGO BANK, NATIONAL ASSOCIATION c/o Wells Fargo Capital Finance, LLC 2450 Colorado Avenue, Suite 3000 West Santa Monica, CA 90404 April 13, 2012 SABA SOFTWARE, INC. 2400 Bridge Parkway Redwood Shores, CA 94065 Attn: Bill Slater Fax No.: (650) 581-2545 Re: Extension under Credit Agreement Ladies and Gentlemen: Reference is made to that certain CREDIT AGREEMENT (

April 13, 2012 8-K

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Num

April 13, 2012 EX-99.1

SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER

Press Release Exhibit 99.1 SABA ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ LETTER Redwood Shores, Calif., April 13, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today announced that on April 11, 2012, Saba received from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“Nasdaq”), as expected, notification of Saba’s noncompliance with Nasd

April 13, 2012 NT 10-Q

- NOTIFICATION OF LATE FILING

NT 10-Q 1 d306814dnt10q.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-34372 NOTIFICATION OF LATE FILING CUSIP NUMBER 784932600 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: February 29, 2012 ¨ Transition Report on Form 10-K ¨ Transition Re

April 9, 2012 EX-99.1

SABA ANNOUNCES DELAY IN FORM 10-Q FILING Reports Preliminary Third Quarter Results

Press Release Exhibit 99.1 SABA ANNOUNCES DELAY IN FORM 10-Q FILING Reports Preliminary Third Quarter Results Redwood Shores, Calif., April 9, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today announced that on April 5, 2012, the Audit Committee of its Board of Directors engaged counsel to assist the Committee in an independent accounting review. For tha

April 9, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

March 30, 2012 8-K

Regulation FD Disclosure - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission

March 20, 2012 EX-99.1

Saba Acquires Leading Organizational Planning Provider HumanConcepts Companies Combine to Deliver Customers a World-Class Solution for Unified Talent Management and Transition Management

Press Release Exhibit 99.1 Saba Acquires Leading Organizational Planning Provider HumanConcepts Companies Combine to Deliver Customers a World-Class Solution for Unified Talent Management and Transition Management REDWOOD SHORES, Calif. – March 20, 2012 – Saba (NASDAQ:SABA), the premier provider of people-centric enterprise solutions, today announced the acquisition of HumanConcepts, a leading org

March 20, 2012 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - CURRENT REPORT ON FORM 8-K

Current Report on Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 20, 2012 EX-2.1

MEMBERSHIP INTERESTS PURCHASE AGREEMENT by and among SABA SOFTWARE, INC., a Delaware corporation; HAL ACQUISITION SUB INC., a Delaware corporation; MARTIN SACKS, an individual; HUMANCONCEPTS, LLC, a California limited liability company. DATED AS OF M

Membership Interests Purchase Agreement Exhibit 2.1 EXECUTION COPY MEMBERSHIP INTERESTS PURCHASE AGREEMENT by and among SABA SOFTWARE, INC., a Delaware corporation; HAL ACQUISITION SUB INC., a Delaware corporation; MARTIN SACKS, an individual; and HUMANCONCEPTS, LLC, a California limited liability company. DATED AS OF MARCH 19, 2012 TABLE OF CONTENTS Page 1. AGREEMENT TO SELL AND PURCHASE THE INTE

February 14, 2012 EX-99.(II)

to Schedule 13G Joint Filing Agreement

Joint Filing Agreement Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 13, 2012 in connection with their beneficial ownership of Saba Software, Inc.

February 14, 2012 SC 13G

SABA / Saba Software Inc / AMERIPRISE FINANCIAL INC - SCHEDULE 13G Passive Investment

Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Saba Software, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: T

February 14, 2012 EX-99.(I)

to Schedule 13G

Identification and Classification of the Subsidiary Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

February 10, 2012 SC 13G/A

SABA / Saba Software Inc / PRICE T ROWE ASSOCIATES INC /MD/ - SABA AS OF 12/31/11 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SABA SOFTWARE INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i

February 10, 2012 SC 13G/A

SABA / Saba Software Inc / YAZDANI BABAK - SCHEDULE 13G AMENDMENT NO. 6 Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 6) Under the Securities Exchange Act of 1934 SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which this Schedule is filed: ¨

January 31, 2012 SC 13D/A

SABA / Saba Software Inc / SLF MANAGEMENT, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (Amendment No.

January 17, 2012 CORRESP

-

January 17, 2012 United States Securities and Exchange Commission Kathleen Collins Melisa Kindelan Melisa Feider 100 F Street, N.

January 6, 2012 10-Q

Quarterly Report - QUARTERLY REPORT ON FORM 10-Q

10-Q 1 d255973d10q.htm QUARTERLY REPORT ON FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2011 November 30, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

January 6, 2012 S-8

- FORM S-8

Form S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SABA SOFTWARE, INC. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 94-3267638 (State or Other Jurisdiction of Incorporation or Organization) (IRS Employer Identification No.) 2400 BRIDGE PARKWAY REDWOOD SHORES, CALIFORNIA 94065 (Address

January 5, 2012 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2012 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissio

January 5, 2012 EX-99.2

Saba Appoints Elaine Kitagawa Chief Financial Officer 20 Year Seasoned Executive to Manage Company’ Growth Initiatives

Press Release regarding the appointment of the Company's Chief Financial Officer Exhibit 99.

January 5, 2012 EX-99.1

Saba Announces Second Quarter Fiscal Year 2012 Results

EX-99.1 2 d277565dex991.htm PRESS RELEASE REGARDING THE COMPANY'S FINANCIAL RESULTS FOR THE FISCAL QUARTER Exhibit 99.1 Saba Announces Second Quarter Fiscal Year 2012 Results • Cloud billings1 grew 89% year-over-year • Cloud deferred revenue grew 113% year-over-year • Cloud revenue grew 64% year-over-year • Subscription revenue grew 23% year-over-year; representing 63% of total revenues • Subscrip

December 27, 2011 CORRESP

-

Correspondence December 27, 2011 United States Securities and Exchange Commission Kathleen Collins Melisa Kindelan Melisa Feider 100 F Street, N.

December 27, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

December 27, 2011 EX-10.1

AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.1 2 d273761dex101.htm AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amendment to Amended and Restated Employment Agreement (this “Amendment”) is entered into as of December 23, 2011 by and between Saba Software, Inc., a Delaware corporation (“Saba”), and Bobby Yazdani (“Executive”). R E C I T A L S WHEREAS, Sab

November 21, 2011 EX-10.1

SABA SOFTWARE, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED ON NOVEMBER 16, 2011)

Exhibit 10.1 SABA SOFTWARE, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED ON NOVEMBER 16, 2011) 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. 2. Definitions. The following definitio

November 21, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

November 8, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File N

October 27, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File N

October 6, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . 001-34372 (Commission File number) S

October 6, 2011 S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 SABA SOFTWARE, INC. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 94-3267638 (State or Other Jurisdic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SABA SOFTWARE, INC. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 94-3267638 (State or Other Jurisdiction of Incorporation or Organization) (IRS Employer Identification No.) 2400 BRIDGE PARKWAY REDWOOD SHORES, CALIFORNIA 94065 (Address of Princi

September 27, 2011 EX-99.1

Saba Announces First Quarter Fiscal Year 2012 Results

Press Release Exhibit 99.1 Saba Announces First Quarter Fiscal Year 2012 Results • Total quarterly billings up 18% with cloud billings growing 81% year-over-year • Cloud revenue grew 59% year-over year • Subscription revenue up 26% year-over-year; representing 61% of total revenues • Subscription revenue gross margin expanded to 77% • Total deferred revenue increased 29% year-over-year to $43.9 mi

September 27, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

September 26, 2011 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 d235086ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, For Use of the Co

September 23, 2011 EX-3.1

AMENDED & RESTATED BYLAWS SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1

EX-3.1 2 d235736dex31.htm AMENDED AND RESTATED BYLAWS OF SABA SOFTWARE, INC. Exhibit 3.1 AMENDED & RESTATED BYLAWS OF SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1 Offices Section 1.1 Registered Office. The registered office of the corporation in the State of Delaware shall be at 1013 Centre Road, in the City of Wilmington, County of New Castle, in the State of Delaware. The Corporation Ser

September 23, 2011 EX-99.1

Nora Denzel Joins Saba’s Board of Directors Industry Veteran from Intuit Brings Cloud, Marketing and Global Operational Expertise to Saba

Exhibit 99.1 Nora Denzel Joins Saba’s Board of Directors Industry Veteran from Intuit Brings Cloud, Marketing and Global Operational Expertise to Saba Redwood Shores, CA, September 22, 2011 – Saba (NASDAQ:SABA), the premier People Cloud provider, today announced the addition of Nora Denzel to Saba’s Board of Directors. Nora Denzel brings over 25 years of experience to the Saba Board. Currently, sh

September 23, 2011 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

August 5, 2011 EX-21.1

Saba Software, Inc. List Subsidiaries as of May 31, 2011 Company Name Jurisdiction of Incorporation Saba Software Pty. (Australia) Ltd. Australia Saba Software (Bermuda) Ltd. Bermuda Saba Software Do Brasil LTDA Brazil Saba Software (Canada) Inc. Can

Exhibit 21.1 Saba Software, Inc. List Subsidiaries as of May 31, 2011 Company Name Jurisdiction of Incorporation Saba Software Pty. (Australia) Ltd. Australia Saba Software (Bermuda) Ltd. Bermuda Saba Software Do Brasil LTDA Brazil Saba Software (Canada) Inc. Canada Saba Software International, Inc. Delaware Saba Software SARL France Saba Software GmbH Germany Saba Software India Private Limited I

August 5, 2011 EX-10.20

AMENDMENT TO EMPLOYMENT AGREEMENT

Exhibit 10.20 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is entered into as of June 22, 2011 (the “Effective Date”), by and between William Slater (“Executive”) and Saba Software, Inc., a Delaware corporation (the “Company”), and amends that certain Amended and Restated Employment Agreement dated as of April 8, 2009, by and between Executive and the

August 5, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

10-K 1 d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED MAY 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commiss

August 5, 2011 EX-10.22

Bobby Yazdani Chairman and Chief Executive Officer

Exhibit 10.22 April 25, 2011 Shawn Farshchi 2400 Bridge Parkway Redwood Shores, CA 94065 Dear Shawn: It gives me great pleasure to offer you employment with Saba as an Executive Vice President and Chief Operating Officer reporting directly to Bobby Yazdani. At Saba, like our customers, we believe that people are central to our strategy and transformation into a truly people-driven enterprise. Our

July 20, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Numb

July 20, 2011 EX-99.1

Saba Announces Fourth Quarter and Record Fiscal Year 2011 Results

EX-99.1 2 dex991.htm PRESS RELEASE Exhibit 99.1 Saba Announces Fourth Quarter and Record Fiscal Year 2011 Results • Record total bookings of $125.4 million in fiscal year 2011, up 13% year-over-year • Record deferred revenue of $45.8 million at the end of fiscal year 2011, up 24% year-over-year • Annual contract value of new SaaS bookings grew 276% in the fourth quarter of 2011 and grew 210% in fi

July 18, 2011 EX-3.1

AMENDED & RESTATED BYLAWS SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1

EX-3.1 2 dex31.htm AMENDED AND RESTATED BYLAWS OF SABA SOFTWARE, INC Exhibit 3.1 AMENDED & RESTATED BYLAWS OF SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1 Offices Section 1.1 Registered Office. The registered office of the corporation in the State of Delaware shall be at 1013 Centre Road, in the City of Wilmington, County of New Castle, in the State of Delaware. The Corporation Service Com

July 18, 2011 EX-99.1

Michael Abbott and Mike Fawkes Join Saba’s Board of Directors Industry Veterans from Twitter and VantagePoint Bring Deep Technology and Operational Expertise to Saba

EX-99.1 3 dex991.htm PRESS RELEASE Exhibit 99.1 Michael Abbott and Mike Fawkes Join Saba’s Board of Directors Industry Veterans from Twitter and VantagePoint Bring Deep Technology and Operational Expertise to Saba Redwood Shores, CA, July 18, 2011 – Saba (NASDAQ:SABA), the premier People Cloud provider, today announced the addition of Michael Abbott and Mike Fawkes to Saba’s Board of Directors. “I

July 18, 2011 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Numb

July 1, 2011 EX-10.1

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 27, 2011 SABA SOFTWARE, INC., as borrower the Subsidiary Guarantors party hereto WELLS FARGO BANK, NATIONAL ASSOCIATION, as Lender TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Section 1.01 D

EX-10.1 2 dex101.htm AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 27, 2011 among SABA SOFTWARE, INC., as borrower the Subsidiary Guarantors party hereto and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Lender TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Section 1.01 DEFINITIONS 1 Section 1.02 INTERPRETATION 14 ARTICLE II. CREDIT TERMS

July 1, 2011 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Numb

June 23, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation

June 6, 2011 EX-99.1

Saba Appoints Shawn Farshchi Chief Operating Officer Seasoned Executive to Drive Acceleration and Expansion of Global Saba People Cloud Applications and Operations

Exhibit 99.1 Saba Appoints Shawn Farshchi Chief Operating Officer Seasoned Executive to Drive Acceleration and Expansion of Global Saba People Cloud Applications and Operations Redwood Shores, CA, June 2, 2011 – Saba (NASDAQ:SABA), the premier people cloud provider, today announced the appointment of Shawn Farshchi to Chief Operating Officer. In this position on Saba’s executive team, Mr. Farshchi

June 6, 2011 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

April 7, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d10q.htm QUARTERLY REPORT ON FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition perio

April 7, 2011 EX-18.1

March 29, 2011

Exhibit 18.1 March 29, 2011 Board of Directors Saba Software, Inc. 2400 Bridge Parkway Redwood Shores, CA 94065 Gentlemen: Note 2 of Notes to the Consolidated Financial Statements of Saba Software, Inc. included in its Form 10-Q for the quarter ended February 28, 2011 describes a change in the method of accounting for sales commissions related to non-cancellable annual or multi-year SaaS contracts

March 24, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Num

March 24, 2011 EX-99.1

Saba Announces Record Third Quarter Fiscal Year 2011 Results

Exhibit 99.1 Saba Announces Record Third Quarter Fiscal Year 2011 Results • Record total bookings of $37.1 million, up 15% year-over-year • 351% increase in annual contract value of new SaaS bookings year-over-year • Subscription revenue up 17% year-over-year • Added 113 new enterprise customers year-to-date; 41 in the third quarter • Cash flow from operations grew 52% year-over-year Redwood Shore

March 21, 2011 EX-10.1

SABA SOFTWARE, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED ON MARCH 18, 2011)

EX-10.1 2 dex101.htm SABA SOFTWARE, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN Exhibit 10.1 SABA SOFTWARE, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED ON MARCH 18, 2011) 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to p

March 21, 2011 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Num

February 14, 2011 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, For Use of the Commission Only (as permit

February 14, 2011 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __7__) Saba Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Decem

SC 13G/A 1 saba-a72.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Saba Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

February 8, 2011 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5) Under the Securities Exchange Act of 1934 SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) (CUSIP Number) December 31, 2010 (Da

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5) Under the Securities Exchange Act of 1934 SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file

February 2, 2011 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary proxy statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive proxy state

January 21, 2011 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 3)* SABA SOFTWARE, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2010 (Date

January 7, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2010 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . 001-3437

January 6, 2011 EX-99.2

SABA ANNOUNCES INCREASE IN SHARE REPURCHASE PROGRAM

EX-99.2 3 dex992.htm PRESS RELEASE, ANNOUNCING AN INCREASE TO THE COMPANY'S STOCK REPURCHASE PROGRAM Exhibit 99.2 SABA ANNOUNCES INCREASE IN SHARE REPURCHASE PROGRAM REDWOOD SHORES, Calif. — January 6, 2011 — Saba (NASDAQ: SABA), the premier provider of people systems, today announced that its Board of Directors has approved a $5.0 million increase to its share repurchase program. With this increa

January 6, 2011 EX-99.1

Saba Announces Second Quarter Fiscal Year 2011 Results

Exhibit 99.1 Saba Announces Second Quarter Fiscal Year 2011 Results • Total bookings grew 14% year-over-year • Subscription revenue increased 10% year-over-year • Annual contract value of new SaaS bookings in the quarter more than doubled over both the prior quarter and year-over-year • Added a record 42 new enterprise customers in the quarter • 25% of new customers purchased multiple product modu

January 6, 2011 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2011 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Nu

November 23, 2010 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

November 23, 2010 EX-10.1

CREDIT AGREEMENT

Exhibit 10.1 Execution Version CREDIT AGREEMENT THIS CREDIT AGREEMENT (this “Agreement”) is entered into as of November 22, 2010 by and among SABA SOFTWARE, INC., a Delaware corporation (“Borrower”), each of the Domestic Subsidiaries of Borrower party hereto as Subsidiary Guarantors, and WELLS FARGO BANK, NATIONAL ASSOCIATION (“Bank”). RECITALS Borrower has requested that Bank extend or continue c

October 7, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2010 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . 001-34372 (Commission File number) S

October 7, 2010 EX-10.1

THIRD AMENDMENT TO LEASE

EX-10.1 2 dex101.htm THIRD AMENDMENT TO LEASE - WESTPORT OFFICE PARK, LLC Exhibit 10.1 THIRD AMENDMENT TO LEASE This Third Amendment to Lease (the “Amendment”) is entered into as of August 31, 2010 (the “Effective Date”), by and between WESTPORT OFFICE PARK, LLC, a California limited liability company (“Landlord”), and SABA SOFTWARE, INC., a Delaware corporation (“Tenant”), with respect to the fol

September 28, 2010 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

September 28, 2010 EX-3.1

AMENDED & RESTATED BYLAWS SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1

Exhibit 3.1 AMENDED & RESTATED BYLAWS OF SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1 Offices Section 1.1 Registered Office. The registered office of the corporation in the State of Delaware shall be at 1013 Centre Road, in the City of Wilmington, County of New Castle, in the State of Delaware. The Corporation Service Company is the registered agent of the Corporation. Section 1.2 Other Of

September 27, 2010 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, For Use of the Commission Only (as permit

September 23, 2010 EX-99.1

Saba Announces First Quarter Fiscal Year 2011 Results Ÿ Subscription Revenue Increased 7% Year-Over-Year to $14.9 Million Ÿ First Quarter Total Revenues of $26.8 Million, Up 4% Year-Over-Year Ÿ Added 30 New Enterprise Customers During the First Quart

Exhibit 99.1 Saba Announces First Quarter Fiscal Year 2011 Results Ÿ Subscription Revenue Increased 7% Year-Over-Year to $14.9 Million Ÿ First Quarter Total Revenues of $26.8 Million, Up 4% Year-Over-Year Ÿ Added 30 New Enterprise Customers During the First Quarter; Including 3 Transactions Exceeding $1 Million Redwood Shores, Calif., September 23, 2010 – Saba (NASDAQ: SABA), the premier provider

September 23, 2010 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

September 13, 2010 8-K

Entry into a Material Definitive Agreement

8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorpora

August 12, 2010 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

10-K 1 d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED MAY 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commiss

August 12, 2010 EX-10.19

EMPLOYMENT AGREEMENT

Exhibit 10.19 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), by and between Saba Software, Inc., a Delaware corporation (the “Company”), and Jeffrey T. Carr (“Executive”), is effective as of April 1, 2009 (the “Effective Date”). R E C I T A L S A. The Company desires to employ Executive and Executive desires to accept such employment on the terms and conditions set forth in thi

August 12, 2010 EX-21.1

Saba Software, Inc. List Subsidiaries as of May 31, 2010 Company Name Jurisdiction of Incorporation Saba Software Pty. (Australia) Ltd. Australia Saba Software (Bermuda) Ltd. Bermuda Ultris Inc. California Saba Software (Canada) Inc. Canada Human Per

Exhibit 21.1 Saba Software, Inc. List Subsidiaries as of May 31, 2010 Company Name Jurisdiction of Incorporation Saba Software Pty. (Australia) Ltd. Australia Saba Software (Bermuda) Ltd. Bermuda Ultris Inc. California Saba Software (Canada) Inc. Canada Human Performance Technologies, Inc. Delaware Saba Software International, Inc. Delaware Saba Software SARL France Saba Software GmbH Germany Saba

July 20, 2010 EX-99.1

Saba Announces Record Fourth Quarter and Fiscal Year 2010 Results

Exhibit 99.1 Saba Announces Record Fourth Quarter and Fiscal Year 2010 Results • Record Quarterly Revenue of $29.6 Million, Up 15.9% Year-Over-Year • Fiscal Year License Revenue of $24.5 Million, Up 62.1% Year-Over-Year • Record Fiscal Year Revenue of $109.6 Million, Up 6.6% Year-Over-Year • Record Fiscal Year GAAP EPS of $0.10, Up 225% Year-Over-Year • Record Fiscal Year Non-GAAP EPS of $0.30, Up

July 20, 2010 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Numb

June 3, 2010 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) SABA SOFTWARE, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 784932600 (CUSIP Number) Brian Kempner, Chief Operating Officer & General Counsel FirstMark Capital, L.L.C. 1221 Avenue of the Americas New York,

April 9, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2010 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . 001-34372 (Commission File number)

April 9, 2010 EX-10.1

SABA SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD

EX-10.1 2 dex101.htm FORM OF STOCK OPTION AGREEMENT UNDER 2009 STOCK INCENTIVE PLAN Exhibit 10.1 SABA SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD Name Address Dear , You have been granted an option to purchase shares of Common Stock, subject to the terms and conditions of this Notice of Stock Option Award (the “Notice”), the Saba Software, Inc. 2009 Stock Incentive Plan,

April 9, 2010 EX-10.2

SABA SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address:

Exhibit 10.2 SABA SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee”) have been granted an award of Restricted Stock Units (the “Award”), subject to the terms and conditions of this Notice of Restricted Stock Unit Award (the “Notice”), the Saba Software, Inc. 2009 Stock Incentive Plan, as amended from time to time (the “Pla

March 25, 2010 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Num

March 25, 2010 EX-99.1

Saba Announces Third Quarter Fiscal 2010 Results License revenue up 17% during the quarter from same period of prior year and up 65% year-to-date; Year-to-date non-GAAP net income up 50% to $6.4 million; Saba Cloud solutions now adopted by over 4 mil

EX-99.1 2 dex991.htm PRESS RELEASE Exhibit 99.1 Saba Announces Third Quarter Fiscal 2010 Results License revenue up 17% during the quarter from same period of prior year and up 65% year-to-date; Year-to-date non-GAAP net income up 50% to $6.4 million; Saba Cloud solutions now adopted by over 4 million people; Board approves $5 million Saba share buyback plan Redwood Shores, Calif., March 25, 2010

March 16, 2010 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (Amendment No. 5)*

OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (Amendment No.

February 16, 2010 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __6__) Saba Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Decem

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) Saba Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

February 11, 2010 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 4) Under the Securities Exchange Act of 1934 SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) (CUSIP Number) Decembe

Schedule 13G Amendment No. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 4) Under the Securities Exchange Act of 1934 SABA SOFTWARE, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784932600 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule

January 25, 2010 CORRESP

* * * * * * *

January 25, 2010 United States Securities and Exchange Commission Kathleen Collins Robert Benton Matthew Crispino 100 F Street, N.

January 12, 2010 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File Nu

January 12, 2010 EX-99.1

Software Industry Veteran Bill Russell Joins Saba Board of Directors

Exhibit 99.1 Press Relations: Emma Rosen +1 415.385.2843 [email protected] Software Industry Veteran Bill Russell Joins Saba Board of Directors Redwood Shores, Calif. — January 7, 2010 — Saba® (NASDAQ: SABA), the premier people management software and services provider, today announced that Bill Russell has been appointed to Saba’s Board of Directors. Bill brings more than 30 years in enterprise t

January 8, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2009 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . 001-34372 (Commission File number)

January 7, 2010 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2010 Saba Software, In

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2010 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commissio

January 7, 2010 CORRESP

January 7, 2010

January 7, 2010 United States Securities and Exchange Commission Kathleen Collins Robert Benton Matthew Crispino 100 F Street, N.

January 7, 2010 EX-99.1

Saba Delivers Strong Second Quarter Fiscal 2010 Results Grows Non-GAAP EPS by 75% and Invoicing by 10% year-over-year; Increases cash balance by 77% year-over-year; Extends leadership with 30 new enterprise customers across learning, performance and

Press Release Exhibit 99.1 Saba Delivers Strong Second Quarter Fiscal 2010 Results Grows Non-GAAP EPS by 75% and Invoicing by 10% year-over-year; Increases cash balance by 77% year-over-year; Extends leadership with 30 new enterprise customers across learning, performance and talent management solutions Redwood Shores, Calif., January 7, 2010– Saba (NASDAQ: SABA), the premier provider of people ma

December 18, 2009 S-8

As filed with the Securities and Exchange Commission on December 18, 2009

S-8 1 ds8.htm REGISTRATION STATEMENT ON FORM S-8 As filed with the Securities and Exchange Commission on December 18, 2009 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SABA SOFTWARE, INC. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 94-3267638 (State or Other Jurisdi

December 18, 2009 S-8

As filed with the Securities and Exchange Commission on December 18, 2009

S-8 1 ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on December 18, 2009 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SABA SOFTWARE, INC. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 94-3267638 (State or Other Jurisdiction of Incorporation or

November 24, 2009 EX-10.1

SABA SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN

Saba Software, Inc. 2009 Stock Incentive Plan Exhibit 10.1 SABA SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. 2. Definitions. The following definitions shall apply as used

November 24, 2009 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2009 Saba Software,

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2009 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commiss

November 24, 2009 EX-10.2

SABA SOFTWARE, INC. AMENDED AND RESTATED 2000 EMPLOYEE STOCK PURCHASE PLAN

Saba Software, Inc. Amended and Restated 2000 Employee Stock Purchase Plan Exhibit 10.2 SABA SOFTWARE, INC. AMENDED AND RESTATED 2000 EMPLOYEE STOCK PURCHASE PLAN The following constitute the provisions of the Amended and Restated 2000 Employee Stock Purchase Plan of Saba Software, Inc. 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Parents or Subsidi

October 7, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2009 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . 001-34372

September 29, 2009 SC 13D/A

United States

United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 04)* OMB Number 3235-0145 Saba Software, Inc. (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 784932600 (CUSIP Number) Steven L. Fingerhood ZF Partners, L.P. One Ferry Building, Suite 255 San Francisco, CA 94111 415-6

September 28, 2009 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, For Use of the Commission Only (as permit

September 24, 2009 EX-99.1

Sun’s Chief Human Resources Officer, Bill MacGowan, Joins Saba’s Board of Directors

Exhibit 99.1 Press Relations: Emma Rosen +1.415.385.2843 [email protected] Sun’s Chief Human Resources Officer, Bill MacGowan, Joins Saba’s Board of Directors REDWOOD SHORES, Calif.—September 23, 2009—Saba Software, Inc. (NASDAQ: SABA), the premier people management software and services provider, today announced that Bill MacGowan, Chief Human Resources Officer and Executive VP, People and Places

September 24, 2009 EX-3.1

AMENDED & RESTATED BYLAWS SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1

EX-3.1 2 dex31.htm AMENDED AND RESTATED BYLAWS OF SABA SOFTWARE, INC. Exhibit 3.1 AMENDED & RESTATED BYLAWS OF SABA SOFTWARE, INC. A Delaware Corporation ARTICLE 1 Offices Section 1.1 Registered Office. The registered office of the corporation in the State of Delaware shall be at 1013 Centre Road, in the City of Wilmington, County of New Castle, in the State of Delaware. The Corporation Service Co

September 24, 2009 EX-99.1

Saba Announces First Quarter Fiscal Year 2010 Results First Quarter Non-GAAP EPS Increases to $0.07

Exhibit 99.1 Saba Announces First Quarter Fiscal Year 2010 Results First Quarter Non-GAAP EPS Increases to $0.07 Redwood Shores, Calif., September 24, 2009—Saba (NASDAQ: SABA), the premier provider of people management software and services, today reported financial results for its first fiscal quarter ended August 31, 2009. First Quarter Results Fiscal first quarter revenue was $25.8 million, up

September 24, 2009 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2009 Saba Software, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-34372 94-3267638 (State or Other Jurisdiction of Incorporation) (Commission File

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