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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SIFCO Industries, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
Exhibit 99.1 SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter and First Nine Months of Fiscal 2025 Financial Results Cleveland — SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter and first nine months of fiscal 2025, which ended June 30, 2025. Third Quarter Results •Net sales in the third quarter of fiscal 2025 increased 0.5% to $22.1 milli |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-05978 SIFCO Industries, Inc |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 14, 2025 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File N |
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| May 15, 2025 |
Exhibit 99.1 SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter and First Half of Fiscal 2025 Financial Results Cleveland — SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter and first half of fiscal 2025, which ended March 31, 2025. Second Quarter Results •Net sales in the second quarter of fiscal 2025 decreased 7.3% to $19.0 million, compa |
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| May 15, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – May 15, 2025 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-05978 SIFCO Industries, In |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – March 18, 2025 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 001-05978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| March 24, 2025 |
Letter from RSM US LLP to the Securities and Exchange Commission dated March 24, 2025 Exhibit 16.1 |
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| February 14, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – February 14, 2025 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 14, 2025 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2025 Financial Results Exhibit 99.1 SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2025 Financial Results Cleveland — SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2025, which ended December 31, 2024. First Quarter Results •Net sales in the first quarter of fiscal 2025 increased 35.0% to $20.9 million, compared with $15.5 million for the sa |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| February 3, 2025 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 29, 2025 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 23, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 26, 2024 |
Exhibit 19.1 SIFCO Industries, Inc. Insider Trading Policy Adopted July 28, 2010; Amended May 1, 2018 1.Introduction. It is illegal for any person, either personally or on behalf of others, to trade in securities on the basis of material, nonpublic information (as defined below). It is also illegal to communicate (or “tip”) material, nonpublic information to others who may trade in securities on t |
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| December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 26, 2024 |
Exhibit 99.1 SIFCO Industries, Inc. ("SIFCO") Announces Fourth Quarter and Full Year Fiscal 2024 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its fourth quarter and fiscal 2024, which ended September 30, 2024. Fourth Quarter and Fiscal 2024 Highlights Results for the Fourth Quarter •Net sales in the fourth quarter of fiscal 2024 in |
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| December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. (Exa |
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| December 26, 2024 |
Exhibit 4.1 As of September 30, 2024, SIFCO Industries, Inc (“SIFCO,” “we,” “us,” “our,” and the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our Common Shares. DESCRIPTION OF COMMON SHARES The following description of our Common Shares is a summary of the material terms and provisions that apply to our Common Shares. The su |
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| December 26, 2024 |
SIFCO Industries, Inc. Amended and Restated Code of Regulations dated November 13, 2024. Exhibit 3.2 AMENDED AND RESTATED CODE OF REGULATIONS - (Last Amended 11/13/2024) LOCATION ARTICLE I. The principal office of the Company shall be in the City of Cleveland, Cuyahoga County, Ohio. The Company may also have offices at such other places, within or without the State of Ohio, as the Board of Directors may designate. MEETING OF SHAREHOLDERS ARTICLE II. All meetings of the shareholders sh |
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| December 26, 2024 |
Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2024 Subsidiary State of Jurisdiction of Incorporation SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio C Blade S.p.A. Manufacturing & Forging Italy * * C Blade S.p.A. Manufacturing & Forging legal entity and its manufacturing operations were sold to a third |
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| October 25, 2024 |
Offer Letter delivered by SIFCO Industries, Inc. to Jennifer Wilson on October 22, 2024 Exhibit 10.1 10/22/2024 Jennifer Wilson Skuhrovec [ADDRESS REDACTED] RE: Internal Offer Letter Dear Jenn: On behalf of George and the Board of Directors, it gives me great pleasure to offer you the position of Chief Financial Officer for SIFCO Industries, effective on or about November 13, 2024. We are confident that your leadership, abilities and relationships will help us drive change and achiev |
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| October 25, 2024 |
SIFCO Industries, Inc. (“SIFCO”) Announces Appointment of Jennifer Wilson as CFO Exhibit 99.1 SIFCO Industries, Inc. (“SIFCO”) Announces Appointment of Jennifer Wilson as CFO Cleveland, OH — SIFCO Industries, Inc. (NYSE American: SIF), a leading supplier of forged products to the aerospace, energy, and defense markets, today announced the appointment of Jennifer Wilson Skuhrovec as the Company’s chief financial officer ("CFO"), effective November 13, 2024. Ms. Wilson replaces |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – October 23, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – October 17, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| October 23, 2024 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT Dated as of October 17, 2024 among SIENA LENDING GROUP LLC, as Lender, SIFCO INDUSTRIES, INC. and QUALITY ALUMINUM FORGE, LLC as Borrowers, and THE OTHER LOAN PARTIES PARTY HERETO Loan and Security Agreement TABLE OF CONTENTS Page 1.LOANS AND LETTERS OF CREDIT............................................................................................1 1.1 A |
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| October 21, 2024 |
SIFCO Industries, Inc. and Subsidiaries Unaudited Pro Forma Consolidated Financial Information Exhibit 99.1 SIFCO Industries, Inc. and Subsidiaries Unaudited Pro Forma Consolidated Financial Information On October 15, 2024, SIFCO Industries, Inc. ("Company") completed the previously announced sale (the “Sale”) of C Blade S.p.A. Forging & Manufacturing ("CBlade") to TB2 S.r.l. (the “Buyer”), pursuant to a Share Purchase Agreement (the “Purchase Agreement”) entered into on August 1, 2024 for |
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| October 21, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – October 15, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| October 3, 2024 |
Execution Version ELEVENTH AMENDMENT TO CREDIT AGREEMENT THIS ELEVENTH AMENDMENT TO CREDIT AGREEMENT, dated as of September 30, 2024 (this “Amendment”), is by and among SIFCO Industries, Inc. |
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| October 3, 2024 |
To: SIFCO IRISH HOLDINGS LTD 6 Lapps Quary 1st Floor Cork - Ireland ATTN: Chief Financial Officer Via email: cfosifcoirish@sifco. |
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| October 3, 2024 |
Execution Version FIRST AMENDMENT TO SUBORDINATION AND INTERCREDITOR AGREEMENT THIS FIRST AMENDMENT TO SUBORDINATION AND INTERCREDITOR AGREEMENT (this “Amendment”) is made and entered into as of September 30, 2024 by and among SIFCO Industries, Inc. |
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| October 3, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – September 27, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 3, 2024 |
Execution Version SIXTH AMENDMENT TO EXPORT CREDIT AGREEMENT THIS SIXTH AMENDMENT TO EXPORT CREDIT AGREEMENT, dated as of September 30, 2024 (this “Amendment”), is by and among SIFCO Industries, Inc. |
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| October 3, 2024 |
Execution Version FIRST AMENDMENT TO SUBORDINATED SECURED PROMISSORY NOTE THIS FIRST AMENDMENT TO SUBORDINATED SECURED PROMISSORY NOTE, dated as of September 30, 2024 (this “Amendment”), is by and among SIFCO Industries, Inc. |
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| September 27, 2024 |
SIFCO Industries, Inc. (“SIFCO”) Announces Appointment of Robert Johnson to the Board of Directors SIFCO Industries, Inc. (“SIFCO”) Announces Appointment of Robert Johnson to the Board of Directors CLEVELAND –SIFCO Industries, Inc. (NYSE American: SIF) – We are very pleased to announce that Robert ‘Bob’ Johnson has been appointed to the Board of Directors effective September 26, 2024. Mr. Johnson, has deep domestic and international executive experience in the aerospace industry, including risk |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – September 26, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. ( |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 12, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File N |
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| August 12, 2024 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2024 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2024 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2024, which ended June 30, 2024. Third Quarter Results •Net sales in the third quarter of fiscal 2024 increased 33.9% to $29.3 million, compared with $21.9 million for the same period in fisc |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 1, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 6, 2024 |
, 2024 by and among SIFCO Irish Holdings, Ltd and TB2 S.r.l. To: SIFCO IRISH HOLDINGS LTD 6 Lapps Quary 1st Floor Cork - Ireland ATTN: Chief Financial Officer Via email: cfosifcoirish@sifco. |
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| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – July 1, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 28, 2024 |
Offer Letter delivered by SIFCO Industries, Inc. to Mr. George Scherff on June 25, 2024 June 24, 2024 George Scherff 13032 Sorrento Wy Bradenton, FL 34211 Dear George: I am pleased to extend this offer of employment as the Chief Executive Officer of SIFCO Industries, Inc. |
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| June 28, 2024 |
SIFCO Industries, Inc. (“SIFCO”) Announces Appointment of George Scherff as CEO SIFCO Industries, Inc. (“SIFCO”) Announces Appointment of George Scherff as CEO Cleveland, OH — SIFCO Industries, Inc. (NYSE American: SIF) The Board of Directors of SIFCO, a leading supplier of forged products to the aerospace, energy, and defense markets, today announced the appointment of George Scherff as the Company’s chief executive officer ("CEO"), effective July 8, 2024. Mr. Scherff replac |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – June 24, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 28, 2024 |
EXECUTION VERSION RETIREMENT AGREEMENT AND RELEASE OF CLAIMS This Retirement Agreement and Release of Claims (this “Agreement”) is by and between SIFCO Industries, Inc. |
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| May 23, 2024 |
Execution Copy FIFTH AMENDMENT TO EXPORT CREDIT AGREEMENT THIS FIFTH AMENDMENT TO EXPORT CREDIT AGREEMENT, dated as of May 21, 2024 (this “Amendment”), is by and among SIFCO Industries, Inc. |
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| May 23, 2024 |
Execution Copy TENTH AMENDMENT TO CREDIT AGREEMENT THIS TENTH AMENDMENT TO CREDIT AGREEMENT, dated as of May 21, 2024 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – May 21, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – May 8, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – May 9, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 9, 2024 |
SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2024 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2024 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter of fiscal 2024, which ended March 31, 2024. Second Quarter Results •Net sales in the second quarter of fiscal 2024 increased 37.9% to $26.5 million, compared with $19.2 million for the same period in |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| February 14, 2024 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2024 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2024 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2024, which ended December 31, 2023. First Quarter Results •Net sales in the first quarter of fiscal 2024 decreased 1.2% to $21.1 million, compared with $21.3 million for the same period in f |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| February 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – February 14, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 9, 2024 |
SIF / SIFCO Industries, Inc. / Minerva Advisors LLC - MINERVA 13GA3 SIFCO Passive Investment SC 13G/A 1 sifco13ga3-2.htm MINERVA 13GA3 SIFCO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SIFCO Industries, Inc. (Name of Issuer) Common Shares, $1.00 par value (Title of Class of Securities) 826546103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check |
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| February 2, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 31, 2024 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 2, 2024 |
SIF / SIFCO Industries, Inc. / ABRAHAMSON PETER JOHN - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Sifco Industries, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 826546103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. (Exa |
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| January 2, 2024 |
Policy for the Recovery of Erroneously Awarded Compensation SIFCO Industries, Inc. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A.OVERVIEW In accordance with the applicable rules of the NYSE American (the “NYSE American Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of SIFCO Industries, Inc. (the “Company”) has adopted this Polic |
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| January 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 29, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| January 2, 2024 |
Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2023 Subsidiary State of Jurisdiction of Incorporation SIFCO Turbine Component Services LLC Ohio SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio C Blade S.p.A. Manufacturing & Forging Italy |
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| January 2, 2024 |
SIFCO Industries, Inc. ("SIFCO") Announces Fourth Quarter and Full Year Fiscal 2023 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its fourth quarter and fiscal 2023, which ended September 30, 2023. Fourth Quarter and Fiscal 2023 Highlights Results for the Fourth Quarter •Net sales in the fourth quarter of fiscal 2023 increased 32.2% |
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| January 2, 2024 |
Exhibit 4.1 As of September 30, 2023, SIFCO Industries, Inc (“SIFCO,” “we,” “us,” “our,” and the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our Common Shares. DESCRIPTION OF COMMON SHARES The following description of our Common Shares is a summary of the material terms and provisions that apply to our Common Shares. The su |
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| December 28, 2023 |
Execution Copy SUBORDINATION AND INTERCREDITOR AGREEMENT THIS SUBORDINATION AND INTERCREDITOR AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time in accordance with the terms hereof, this “Agreement”) is entered into as of December 21, 2023, by and among SIFCO Industries, Inc. |
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| December 28, 2023 |
Execution Copy NINTH AMENDMENT TO CREDIT AGREEMENT THIS NINTH AMENDMENT TO CREDIT AGREEMENT, dated as of December 21, 2023 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| December 28, 2023 |
Execution Version December 21, 2023 Mark J. Silk 2929 Larmona Drive Pasadena, California 91107 Dear Mr. Silk, This letter confirms and memorializes the understanding and agreement between you, Mark J. Silk (“you” or “your”), Garnet Holdings Inc., a California corporation (“Garnet”), SIFCO Industries, Inc., an Ohio corporation (“SIFCO”), and Quality Aluminum Forge, LLC, an Ohio limited liability co |
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| December 28, 2023 |
FOURTH AMENDMENT TO EXPORT CREDIT AGREEMENT THIS FOURTH AMENDMENT TO EXPORT CREDIT AGREEMENT, dated as of December 21, 2023 (this “Amendment”), is by and among SIFCO Industries, Inc. |
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| December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 21, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 28, 2023 |
Execution Version THIS INSTRUMENT AND THE RIGHTS AND OBLIGATIONS EVIDENCED HEREBY ARE SUBORDINATE IN THE MANNER AND TO THE EXTENT SET FORTH IN THAT CERTAIN SUBORDINATION AND INTERCREDITOR AGREEMENT (AS THE SAME MAY BE AMENDED, RESTATED, SUPPLEMENTED OR OTHERWISE MODIFIED FROM TIME TO TIME PURSUANT TO THE TERMS THEREOF, THE “SUBORDINATION AGREEMENT”) DATED AS OF DECEMBER 21, 2023 AMONG SIFCO INDUSTRIES, INC. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – November 8, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| November 13, 2023 |
EIGHTH AMENDMENT TO CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO CREDIT AGREEMENT, dated as of November 8, 2023 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| October 10, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – September 28, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission F |
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| October 10, 2023 |
SIFCO Industries, Inc. Regains Compliance with NYSE AMERICAN Continued Listing Requirements SIFCO Industries, Inc. Regains Compliance with NYSE AMERICAN Continued Listing Requirements Cleveland - SIFCO Industries, Inc. (the “Company” or “SIFCO”) on September 28, 2023 received written notice from the regulation office of the NYSE American LLC (the “NYSE American”) acknowledging that the Company filed its delayed Form 10-Q for the fiscal quarter ended June 30, 2023 and informing the Compan |
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| October 4, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – September 28, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 4, 2023 |
SIFCO Industries, Inc. Received Notice of Non-Compliance with NYSE AMERICAN Continued Listing Requirements Cleveland - SIFCO Industries, Inc. (the “Company” or “SIFCO”) on September 28, 2023 received written notice from the regulation office of the NYSE American LLC (the “NYSE American”) acknowledging that the Company filed its delayed Form 10-Q for the fiscal quarter ended June 30, 2023 and infor |
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| October 4, 2023 |
Letter from the NYSE American to the Company dated September 28, 2023. September 28, 2023 Mr. Peter W. Knapper President & Chief Executive Officer SIFCO Industries, Inc. 970 East 64th Street Cleveland, Ohio 44103 Dear Mr. Knapper: This will acknowledge that SIFCO Industries, Inc. (the “Company”) filed its delayed Form 10-Q for the quarter ended June 30, 2023, on EDGAR on September 28, 2023. As a result, the Company has now regained compliance with Section 1007 of the |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. ( |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – September 28, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 28, 2023 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2023 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2023 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2023, which ended June 30, 2023. Third Quarter Results •Net sales in the third quarter of fiscal 2023 increased 1.9% to $21.9 million, compared with $21.4 million for the same period in fisca |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 22, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File N |
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| August 28, 2023 |
SIFCO Industries, Inc. Received Notice of Non-Compliance with NYSE AMERICAN Continued Listing Requirements Cleveland– SIFCO Industries, Inc. (NYSE American: SIF) (the “Company” or “SIFCO”) received a notice on August 22, 2023 from the NYSE American LLC ("NYSE American") indicating that, due to the delay in the filing of its Quarterly Report on Form 10-Q for the period ended June 30, 2023 (the “For |
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| August 25, 2023 |
SIF / SIFCO Industries Inc. / ABRAHAMSON PETER JOHN - SC 13G Passive Investment SC 13G 1 tm2324886d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Sifco Industries, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 826546103 (CUSIP Number) August 22, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| August 14, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 14, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File N |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 001-05978 CUSIP Number: 826546103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| August 14, 2023 |
SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2023 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2023 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter of fiscal 2023, which ended March 31, 2023. Second Quarter Results •Net sales in the second quarter of fiscal 2023 decreased 21.7% to $19.2 million, compared with $24.6 million for the same period in |
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| August 10, 2023 |
SEVENTH AMENDMENT TO CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT, dated as of August 9, 2023 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 9, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 10, 2023 |
THIRD AMENDMENT TO EXPORT CREDIT AGREEMENT THIS THIRD AMENDMENT TO EXPORT CREDIT AGREEMENT, dated as of August 9, 2023 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| July 6, 2023 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2023 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2023 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2023, which ended December 31, 2022. First Quarter Results •Net sales in the first quarter of fiscal 2023 increased 10.7% to $21.3 million, compared with $19.2 million for the same period in |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – July 6, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 001-05978 CUSIP Number: 826546103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ |
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| May 4, 2023 |
Execution Version FORBEARANCE AGREEMENT JPMORGAN CHASE BANK, N.A. (“Lender”), SIFCO INDUSTRIES, INC., an Ohio corporation, T&W FORGE LLC, an Ohio limited liability company and QUALITY ALUMINUM FORGE, LLC, an Ohio limited liability company (collectively, the “Borrowers” and each, individually, a “Borrower”), enter into this Forbearance Agreement (this “Agreement”) on April 28, 2023. BACKGROUND A.Le |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 28, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 19, 2023 |
16.1 Letter from Grant Thornton LLP to the Securities and Exchange Commission dated April 19, 2023. ex1612022sifcoform401con GT.COM Grant Thornton LLP is the U.S. member firm of Grant Thornton International Ltd (GTIL). GTIL and each of its member firms are separate legal entities and are not a worldwide partnership. April 19, 2023 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: SIFCO Industries, Inc. File No. 1-5978 Dear Sir or Mad |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 13, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 5, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 12, 2023 |
10.1 Correspondence received by the Company from JP Morgan Chase Bank, N.A. on April 5, 2023 J.P.Morgan April 5, 2023 To: The Borrowers and any other Loan Parties under the Credit Agreements referenced below 970 East 64th Street Cleveland, Ohio 44103 Attention: Peter Knapper, President and Chief Executive Officer Facsimile No: 216.432.6281 Re: CREDIT AGREEMENT dated as of August 8, 20 1 8 (as it may be amended or modified from time to time, together with all Exhibits, Schedules and Riders |
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| February 28, 2023 |
SIFCO Industries, Inc. Received Notice of Non-Compliance with NYSE AMERICAN Continued Listing Requirements Cleveland– SIFCO Industries, Inc. (NYSE American: SIF) (the “Company” or “SIFCO”) received a notice on February 22, 2023 from the NYSE American LLC ("NYSE American") indicating that, due to the delay in the filing of its Quarterly Report on Form 10-Q for the period ended December 31, 2022 (th |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – February 22, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 001-05978 CUSIP Number: 826546103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11- |
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| February 10, 2023 |
J.P.Morgan January 30, 2023 To: The Borrowers and any other Loan Parties under the Credit Agreements referenced below 970 East 64th Street Cleveland, Ohio 44103 Attention: Peter Knapper, President and Chief Executive Officer Facsimile No: 216.432.6281 Re: CREDIT AGREEMENT dated as of August 8, 20 1 8 (as it may be amended or modified from time to time, together with all Exhibits, Schedules and Rid |
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| February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – February 6, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 2, 2023 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 31, 2023 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) - December 30, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 23, 2022 |
Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2022 Subsidiary State of Jurisdiction of Incorporation SIFCO Turbine Component Services LLC Ohio SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio C Blade S.p.A. Manufacturing & Forging Italy |
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| December 23, 2022 |
DEF 14A 1 proxy-2022.htm DEF 14A 2022 PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Us |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 22, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. (Exa |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 23, 2022 |
Exhibit 4.1 As of September 30, 2022, SIFCO Industries, Inc (“SIFCO,” “we,” “us,” “our,” and the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our Common Shares. DESCRIPTION OF COMMON SHARES The following description of our Common Shares is a summary of the material terms and provisions that apply to our Common Shares. The su |
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| December 23, 2022 |
SIFCO Industries, Inc. ("SIFCO") Announces Fourth Quarter and Full Year Fiscal 2022 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its fourth quarter and fiscal 2022, which ended September 30, 2022. Fourth Quarter and Fiscal 2022 Highlights Results for the Fourth Quarter •Net sales in the fourth quarter of fiscal 2022 decreased 23.4% |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – November 16, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? August 15, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File N |
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| August 15, 2022 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2022 Financial Results SIFCO Industries, Inc. (?SIFCO?) Announces Third Quarter Fiscal 2022 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2022, which ended June 30, 2022. Third Quarter Results ?Net sales in the third quarter of fiscal 2022 decreased 15.3% to $21.4 million, compared with $25.3 million for the same period in fisc |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. ( |
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| June 29, 2022 |
Change in Control Agreement and Severance Agreement, dated June 29, 2022, between SIFCO I SIFCO INDUSTRIES, INC. CHANGE IN CONTROL AND SEVERANCE AGREEMENT THIS AGREEMENT (the ?Agreement?) is made between SIFCO Industries, Inc. (the ?Company?), and Peter Knapper (the ?Executive?), and is entered into as of the 29th day of June 2022. 1.PURPOSE OF THIS AGREEMENT/TERM OF AGREEMENT. (a)The Board of Directors of the Company (the ?Board?) has determined that it is in the best interests of the |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? June 29, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? May 5, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| May 5, 2022 |
SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2022 Financial Results EX-99.1 2 ex991sif03312022pressrelea.htm EX-99.1 Q2 2022 EARNINGS RELEASE SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2022 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter of fiscal 2022, which ended March 31, 2022. Second Quarter Results •Net sales in the second quarter of fiscal 2022 decreased |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? March 23, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 24, 2022 |
Execution Copy SIXTH AMENDMENT TO CREDIT AGREEMENT THIS SIXTH AMENDMENT TO CREDIT AGREEMENT, dated as of March 23, 2022 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| March 24, 2022 |
SECOND AMENDMENT TO EXPORT CREDIT AGREEMENT THIS SECOND AMENDMENT TO EXPORT CREDIT AGREEMENT, dated as of March 23, 2022 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| February 14, 2022 |
SIF / SIFCO Industries Inc / Minerva Advisors LLC - MINERVA 13GA2 SIFCO Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SIFCO Industries, Inc. (Name of Issuer) Common Shares, $1.00 par value (Title of Class of Securities) 826546103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? February 4, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| February 4, 2022 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2022 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2022 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2022, which ended December 31, 2021. First Quarter Results •Net sales in the first quarter of fiscal 2022 decreased 23.3% to $19.2 million, compared with $25.1 million for the same period in |
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| January 26, 2022 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? January 26, 2022 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 15, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? December 14, 2021 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Ind |
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| December 10, 2021 |
SIFCO Industries, Inc. (?SIFCO?) Announces Fourth Quarter and Full Year Fiscal 2021 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its fourth quarter and fiscal 2021, which ended September 30, 2021. Fourth Quarter and Fiscal 2021 Highlights Results for the Fourth Quarter ?Net sales in the fourth quarter of fiscal 2021 decreased 16.3% |
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| December 10, 2021 |
DEF 14A 1 proxy-2021.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Co |
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| December 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? December 10, 2021 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 10, 2021 |
Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2021 Subsidiary State of Jurisdiction of Incorporation SIFCO Turbine Component Services LLC Ohio SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio C Blade S.p.A. Manufacturing & Forging Italy |
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| December 10, 2021 |
Exhibit 4.1 As of September 30, 2021, SIFCO Industries, Inc (?SIFCO,? ?we,? ?us,? ?our,? and the ?Company?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our Common Shares. DESCRIPTION OF COMMON SHARES The following description of our Common Shares is a summary of the material terms and provisions that apply to our Common Shares. The su |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. ( |
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| August 6, 2021 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2021 Financial Results SIFCO Industries, Inc. (?SIFCO?) Announces Third Quarter Fiscal 2021 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2021, which ended June 30, 2021. Third Quarter Results ?Net sales in the third quarter of fiscal 2021 decreased 8.8% o $25.3 million, compared with $27.8 million for the same period in fiscal |
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| August 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 6, 2021 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? May 6, 2021 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 6, 2021 |
SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2021 Financial Results SIFCO Industries, Inc. (?SIFCO?) Announces Second Quarter Fiscal 2021 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter of fiscal 2021, which ended March 31, 2021. Second Quarter Results ?Net sales in the second quarter of fiscal 2021 decreased 18.6% to $24.9 million, compared with $30.5 million for the same period in |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| February 22, 2021 |
FIRST AMENDMENT TO EXPORT CREDIT AGREEMENT THIS FIRST AMENDMENT TO EXPORT CREDIT AGREEMENT, dated as of February 19, 2021 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| February 22, 2021 |
FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT, dated as of February 19, 2021 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? February 19, 2021 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 9, 2021 |
sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SIFCO Industries, Inc. (Name of Issuer) Common Shares, $1.00 par value (Title of Class of Securities) 826546103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 5, 2021 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2021 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2021 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2021, which ended December 31, 2020. First Quarter Results •Net sales in the first quarter of fiscal 2021 decreased 4.3% to $25.1 million, compared with $26.2 million for the same period in f |
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| February 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – February 5, 2021 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| February 5, 2021 |
VOTING TRUST AGREEMENT THIS AGREEMENT executed this 27 day of January 2021 effective as of the 1st day of February 2021 (hereinafter referred to as the "Effective Date"), by and between those holders of Common Shares of SIFCO Industries, Inc. |
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| January 28, 2021 |
Youâve Exceeded the SECâs Traffic Limit EX-1 Exhibit 1 VOTING TRUST AGREEMENT THIS AGREEMENT executed this 27th day of January 2021 effective as of the 1st day of February 2021 (hereinafter referred to as the “Effective Date”), by and between those holders of Common Shares of SIFCO Industries, Inc. |
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| January 28, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 sifco8-kx2021annualmeeting.htm 8-K 2021 ASM RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 27, 2021 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State |
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| January 28, 2021 |
Schedule 13D/A (Amendment No. 6) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)* SIFCO Industries, Inc. (Name of Issuer) Common Stock, $1.00 Par Value (Title of Class of Securities) 826546103 (CUSIP Number) Janice G |
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| December 23, 2020 |
Exhibit 4.1 As of September 30, 2020, SIFCO Industries, Inc (“SIFCO,” “we,” “us,” “our,” and the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our Common Shares. DESCRIPTION OF COMMON SHARES The following description of our Common Shares is a summary of the material terms and provisions that apply to our Common Shares. The su |
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| December 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 23, 2020 |
Exhibit 10.21 SIFCO INDUSTRIES, INC. 2007 LONG-TERM INCENTIVE PLAN (Amended and Restated as of November 17, 2016) AWARD AGREEMENT THIS AWARD AGREEMENT (the “Award Agreement”) is made as of the day of between SIFCO Industries, Inc., an Ohio corporation (the “Company”), and , an Employee of the Company (the “Grantee”). WHEREAS, the Company has heretofore adopted the SIFCO Industries, Inc. 2007 Long- |
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| December 23, 2020 |
Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2020 Subsidiary State of Jurisdiction of Incorporation SIFCO Turbine Component Services LLC Ohio SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio C Blade S.p.A. Manufacturing & Forging Italy |
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| December 23, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Ind |
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| December 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 23, 2020 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 23, 2020 |
SIFCO Industries, Inc. (“SIFCO”) Announces Fourth Quarter Fiscal 2020 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Fourth Quarter Fiscal 2020 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its fourth quarter and fiscal 2020, which ended September 30, 2020. Fourth Quarter and Fiscal 2020 Highlights Results for the Fourth Quarter •Net sales in the fourth quarter of fiscal 2020 decreased 6.7% to $29.1 milli |
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| August 6, 2020 |
Quarterly Report - 10-Q Q3 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. ( |
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| August 6, 2020 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2020 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2020 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2020, which ended June 30, 2020. Third Quarter Results • Net sales in the third quarter of fiscal 2020 increased 11.7% to $27.8 million, compared with $24.9 million for the same period in fis |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 6, 2020 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 1, 2020 |
Power of attorney (included on the signature page of this Registration Statement) Registration No. As filed with the Securities and Exchange Commission on July 1, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 34-0553950 (State or other jurisdiction of incorporation or organization) (I.R.S. employer ide |
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| May 18, 2020 |
SIF / SIFCO Industries, Inc. / Minerva Advisors LLC - MINERVA - SIFCO 13G Passive Investment sc13g UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SIFCO Industries, Inc. (Name of Issuer) Common Shares, $1.00 par value (Title of Class of Securities) 826546103 (CUSIP Number) May 11, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| May 12, 2020 |
Quarterly Report - 10-Q Q2 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| May 12, 2020 |
SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2020 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2020 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter of fiscal 2020, which ended March 31, 2020. Second Quarter Results • Net sales in the second quarter of fiscal 2020 increased 11.5% to $30.5 million, compared with $27.4 million for the same period i |
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| May 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – May 12, 2020 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 13, 2020 |
NOTE Date 4/10/2020 Note Amount $5,024,732.00 Borrower SIFCO Industries, Inc Lender JPMorgan Chase Bank, N.A. 1. PROMISE TO PAY. Borrower promises to pay to the order of Lender the Note Amount, plus interest on the unpaid principal balance at the Note Rate, and all other amounts required by this Note. 2. DEFINITIONS. “CARES Act” means the Coronavirus Aid, Relief, and Economic Security Act. “Deferr |
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| April 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – April 10, 2020 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – March 24, 2020 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 18, 2020 |
SIF / SIFCO Industries, Inc. 10-Q - Quarterly Report - 10-Q Q1 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| February 18, 2020 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2020 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2020 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2020, which ended December 31, 2019. First Quarter Results • Net sales in the first quarter of fiscal 2020 decreased 9.8% to $26.2 million, compared with $29.1 million for the same period in |
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| February 18, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – February 18, 2020 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 001-05978 CUSIP Number: 826546103 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 1 |
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| February 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 30, 2020 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 16, 2019 |
SIF / SIFCO Industries, Inc. 10-K - Annual Report - 10-K 09.30.2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K /X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 or / / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO |
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| December 16, 2019 |
Exhibit 4.1 As of September 30, 2019, SIFCO Industries, Inc (“SIFCO,” “we,” “us,” “our,” and the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our Common Shares. DESCRIPTION OF COMMON SHARES The following description of our Common Shares is a summary of the material terms and provisions that apply to our Common Shares. The su |
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| December 16, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 16, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 16, 2019 |
SIF / SIFCO Industries, Inc. DEFA14A - - DEFA14A 2019 PROXY ADDITIONAL MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 16, 2019 |
SIFCO Industries, Inc. (“SIFCO”) Announces Fourth Quarter Fiscal 2019 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Fourth Quarter Fiscal 2019 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its fourth quarter and fiscal 2019, which ended September 30, 2019. Fourth Quarter and Fiscal Year 2019 Highlights Results for the Fourth Quarter • Net sales in the fourth quarter of fiscal 2019 increased 2.1% to $31.1 |
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| December 16, 2019 |
Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2019 Subsidiary State of Jurisdiction of Incorporation SIFCO Turbine Component Services LLC Ohio SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio C Blade S.p.A. Manufacturing & Forging Italy |
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| September 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – September 20, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 24, 2019 |
FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT, dated as of September 20, 2019 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| August 16, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 16, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File N |
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| August 16, 2019 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2019 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2019 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2019, which ended June 30, 2019. Results for the Third Quarter • Net sales in the third quarter of fiscal 2019 decreased 13.3% to $24.9 million, compared with $28.7 million for the same perio |
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| August 16, 2019 |
SIF / SIFCO Industries, Inc. 10-Q - Quarterly Report - 10-Q Q3 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. ( |
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| August 14, 2019 |
SIF / SIFCO Industries, Inc. NT 10-Q - - NT 10-Q Q3 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 001-05978 CUSIP Number: 826546103 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K |
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| July 1, 2019 |
SIFCO INDUSTRIES, INC. CHANGE IN CONTROL AND SEVERANCE AGREEMENT THIS AGREEMENT (the “Agreement”) is made between SIFCO Industries, Inc. (the “Company”), and Peter Knapper (the “Executive”), and is entered into as of the 29th day of June 2019. 1.PURPOSE OF THIS AGREEMENT/TERM OF AGREEMENT. (a) The Board of Directors of the Company (the “Board”) has determined that it is in the best interests of th |
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| July 1, 2019 |
SIFCO INDUSTRIES, INC. CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the “Agreement”) is made between SIFCO Industries, Inc. (the “Company”), and Thomas Kubera (the “Executive”), and is entered into as of the 29th day of June 2019. 1.PURPOSE OF THIS AGREEMENT. The Board of Directors of the Company (the “Board”) has determined that it is in the best interests of the Company and its shareholders to as |
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| July 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – June 29, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 10, 2019 |
SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2019 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2019 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter of fiscal 2019, which ended March 31, 2019. Results for the Second Quarter • Net sales in the second quarter of fiscal 2019 decreased 1.5% to $27.4 million, compared with $27.8 million for the same p |
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| May 10, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – May 10, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 10, 2019 |
THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of March 29, 2019 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| May 10, 2019 |
SIF / SIFCO Industries, Inc. 10-Q Quarterly Report 10-Q SIFCO Q2 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| February 19, 2019 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2019 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2019 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2019, which ended December 31, 2018. Fiscal Quarter results • Net sales in the first quarter of fiscal 2019 increased 19.9% to $29.1 million, compared with $24.3 million for the same period i |
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| February 19, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – February 19, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| February 19, 2019 |
EX-9.4 2 exhibit94sif-finalsignedvo.htm EXHIBIT 9.4 VOTING TRUST EXTENSION VOTING TRUST EXTENSION AGREEMENT THIS AGREEMENT entered into as of January 18, 2019 by and among those holders of Common Shares of SIFCO Industries, Inc. executing and delivering this Agreement ("Shareholders") and JANICE G. CARLSON and CHARLES H. SMITH, III, as Trustees and their successors in trust (said named Trustees an |
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| February 19, 2019 |
SIF / SIFCO Industries, Inc. 10-Q Q1 2019 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| February 14, 2019 |
SIF / SIFCO Industries, Inc. NT 10-Q NT 10-Q 1 d594326dnt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 001-05978 CUSIP Number: 826546103 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on For |
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| February 4, 2019 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 31, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commiss |
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| January 18, 2019 |
Schedule 13D/A (Amendment No. 5) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D [Rule 13d-101] INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)* SIFCO Industries, Inc. (Name of Issuer) Common Stock, $1.00 Par Value (Title of Class of Securities) 826546103 (CUSIP Number) Janice G |
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| January 18, 2019 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 1 Exhibit 1 VOTING TRUST EXTENSION AGREEMENT THIS AGREEMENT entered into as of January 18, 2019 by and among those holders of Common Shares of SIFCO Industries, Inc. |
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| January 3, 2019 |
January 3, 2019 To: Our Internal and External Customers Re: Fire at Orange facility We experienced a fire at SIFCO’s Orange, California manufacturing facility (“Orange”) on December 26. |
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| January 3, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – January 3, 2019 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File N |
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| December 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 17, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 19, 2018 |
Execution Version EXPORT CREDIT AGREEMENT dated as of December 17, 2018 among SIFCO INDUSTRIES, INC. |
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| December 19, 2018 |
Execution Version SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of December 17, 2018 (this "Amendment"), is by and among SIFCO Industries, Inc. |
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| December 7, 2018 |
SIF / SIFCO Industries, Inc. DEFA14A 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 7, 2018 |
SIF / SIFCO Industries, Inc. DEF 14A 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – December 6, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File |
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| December 6, 2018 |
SIFCO Industries, Inc. (“SIFCO”) Announces Fourth Quarter and Fiscal 2018 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Fourth Quarter and Fiscal 2018 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced its financial results for its fourth quarter and fiscal 2018, which ended September 30, 2018. Fourth Quarter and Fiscal Year 2018 Highlights • Results for the Fourth Quarter ◦ Net sales in the fourth quarter of fiscal 2018 increased 6.9 |
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| December 6, 2018 |
SIF / SIFCO Industries, Inc. 10-K 09.30.2018 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K /X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 or / / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| December 6, 2018 |
EX-21.1 2 exhibit21110k2018.htm EXHIBIT 21.1 2018 Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2018 Subsidiary State of Jurisdiction of Incorporation SIFCO Custom Machining Company Minnesota T&W Forge, LLC Ohio SIFCO Turbine Component Services LLC Ohio SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio Ge |
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| November 8, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – November 5, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission F |
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| November 8, 2018 |
EX-10.2 Exhibit 10.2 CONTRACT NUMBER ECONOMIC DEVELOPMENT ADMINISTRATION TITLE IX LOAN AGREEMENT between CITY OF CLEVELAND and SIFCO Industries, Inc. THIS ECONOMIC DEVELOPMENT ADMINISTRATION TITLE IX LOAN AGREEMENT (“Agreement”) is made and entered into as of November 8, 2018, between the CITY OF CLEVELAND, OHIO, (“City”), a municipal corporation and political subdivision duly organized and validl |
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| November 8, 2018 |
EX-10.1 Exhibit 10.1 Execution Copy FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of November 5, 2018 (this “Amendment”), is by and among SIFCO Industries, Inc., an Ohio corporation (“SIFCO”), T & W Forge, LLC, an Ohio limited liability company (“T & W”), and Quality Aluminum Forge, LLC, an Ohio limited liability company (“Quality Forge” and, together with |
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| August 9, 2018 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2018 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2018 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its third quarter of fiscal 2018, which ended June 30, 2018. Third Quarter 2018 Highlights • Backlog as of June 30, 2018 was $94.4 million. Our delivery requirements for the balance of the fiscal year total $39.7 millio |
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| August 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 7, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 9, 2018 |
SIFCO Industries, Inc. Names Thomas Kubera Chief Financial Officer SIFCO Industries, Inc. Names Thomas Kubera Chief Financial Officer Cleveland-SIFCO Industries, Inc. (NYSE American: SIF) today announced that it has named Thomas Kubera as its Chief Financial Officer, effective August 7, 2018. Mr. Kubera is the Company’s existing Chief Accounting Officer and has served as Interim Chief Financial Officer since July 2017. He also previously served as Interim Chief F |
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| August 9, 2018 |
SIF / SIFCO Industries, Inc. 10-Q Q3 2018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. ( |
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| August 9, 2018 |
Execution Copy CREDIT AGREEMENT dated as of August 7, 2018 among SIFCO INDUSTRIES, INC. |
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| May 4, 2018 |
SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2018 Financial Results SIFCO Industries, Inc. (“SIFCO”) Announces Second Quarter Fiscal 2018 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its second quarter of fiscal 2018, which ended March 31, 2018. Second Quarter 2018 Highlights • Total debt was reduced by $3.0 million. • Backlog as of March 31, 2018 was $99.8 million. Our delivery requirements for th |
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| May 4, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – May 4, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 4, 2018 |
SIF / SIFCO Industries, Inc. 10-Q Q2 2018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| May 4, 2018 |
SIFCO INDUSTRIES, INC. CHANGE IN CONTROL AGREEMENT THIS AGREEMENT (the “Agreement”) is made between SIFCO Industries, Inc. (the “Company”), and Thomas R. Kubera (the “Executive”), dated as of the 1st day of May, 2018. 1.PURPOSE OF THIS AGREEMENT. The Board of Directors of the Company (the “Board”) has determined that it is in the best interests of the Company and its shareholders to assure that th |
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| February 16, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? February 15, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commis |
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| February 16, 2018 |
Exhibit Amended and Restated Relocation Agreement (?Agreement?) between SIFCO Industries, Inc. |
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| February 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? February 8, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commiss |
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| February 8, 2018 |
SIFCO Industries, Inc. (“SIFCO”) Announces First Quarter Fiscal 2018 Financial Results Exhibit SIFCO Industries, Inc. (?SIFCO?) Announces First Quarter Fiscal 2018 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE American: SIF) today announced financial results for its first quarter of fiscal 2018, which ended December 31, 2017. Fiscal Year ? Net sales in the first quarter of fiscal 2018 decreased 23.0% to $24.3 million, compared with $31.5 million in fiscal 2017. ? Net lo |
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| February 8, 2018 |
SIF / SIFCO Industries, Inc. 10-Q Q1 2018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, In |
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| February 8, 2018 |
THIRD AMENDMENT AGREEMENT This THIRD AMENDMENT AGREEMENT (this “Amendment”) is made as of the 8th day of February, 2018 among: (a) SIFCO INDUSTRIES, INC. |
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| February 6, 2018 |
SIFCO Industries, Inc. Names Thomas Kubera Chief Accounting Officer Exhibit SIFCO Industries, Inc. Names Thomas Kubera Chief Accounting Officer Cleveland-SIFCO Industries, Inc. (NYSE American: SIF) today announced that it has named Thomas Kubera as its Chief Accounting Officer, effective January 31, 2018. Mr. Kubera is the Company?s existing Interim Chief Financial Officer and has been with SIFCO Industries, Inc. since May 2014. Mr. Kubera will continue in his rol |
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| February 6, 2018 |
SIF / SIFCO Industries, Inc. 8-K CAO, COE & SH VOTE 2018 (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? January 31, 2018 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commiss |
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| February 6, 2018 |
Exhibit SIFCO Industries, Inc. Code of Ethics (As published SIFCO Website, Jan. 2018) Introduction This Code of Ethics (“Code”) governs the actions and working relationships of SIFCO employees, officers and directors with fellow employees, current and potential customers, suppliers, competitors, government and regulatory agencies, and all other business associates. It applies to all SIFCO employee |
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| December 21, 2017 |
SIF / SIFCO Industries, Inc. DEFA14A PROXY ADDITION MATERIALS 2017 Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permit |
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| December 20, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) ? December 20, 2017 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State or other jurisdiction of incorporation) (Commis |
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| December 20, 2017 |
SIFCO Industries, Inc. (“SIFCO”) Announces Fiscal 2017 Financial Results Exhibit SIFCO Industries, Inc. (?SIFCO?) Announces Fiscal 2017 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE MKT: SIF) today announced financial results for its fiscal year 2017 and fourth quarter, which ended September 30, 2017. Fiscal Year ? Net sales in fiscal 2017 increased 2.0% to $121.5 million, compared with $119.1 million in fiscal 2016. ? Net loss for fiscal 2017 was $14.2 mi |
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| December 20, 2017 |
SIF / SIFCO Industries, Inc. DEF 14A 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Ru |
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| December 20, 2017 |
Exhibit 21.1 SIFCO Industries, Inc. Subsidiaries of the Company September 30, 2017 Subsidiary State of Jurisdiction of Incorporation SIFCO Custom Machining Company Minnesota T&W Forge, LLC Ohio SIFCO Turbine Component Services LLC Ohio SIFCO Irish Holdings, Limited Ireland SIFCO Turbine Components Limited Ireland Quality Aluminum Forge, LLC Ohio General Aluminum Forgings, LLC Ohio SIFCO Italy Hold |
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| December 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K /X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 or / / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-5978 SIFCO Industries, Inc. |
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| August 9, 2017 |
Registration No. 333- As filed with the Securities and Exchange Commission on August 9, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 34-0553950 (State or other jurisdiction of incorporation or organization) (I.R.S. emplo |
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| August 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 q320178kearningrelease.htm 8-K Q3 2017 PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) – August 9, 2017 SIFCO Industries, Inc. (Exact name of registrant as specified in its charter) Ohio 1-5978 34-0553950 (State |
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| August 9, 2017 |
SIFCO Industries, Inc. (“SIFCO”) Announces Third Quarter Fiscal 2017 Financial Results Exhibit SIFCO Industries, Inc. (?SIFCO?) Announces Third Quarter Fiscal 2017 Financial Results Cleveland - SIFCO Industries, Inc. (NYSE MKT: SIF) today announced financial results for its third quarter of fiscal 2017, which ended June 30, 2017. Third Quarter ? Net sales from operations in the third quarter of fiscal 2017 decreased 2.7% to $30.2 million, compared with $31.0 million in the third qua |
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| August 9, 2017 |
SECOND AMENDMENT AGREEMENT This SECOND AMENDMENT AGREEMENT (this “Amendment”) is made as of the 4th day of August, 2017 among: (a) SIFCO INDUSTRIES, INC. |
