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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sprott Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 6, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| August 6, 2025 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 23 Notes to the Consolidated Financial Statements 28 Dear fellow shareholders, Q2 2025 Review Sprott’s Assets Under Management (“AUM”) were $40 billion as of June 30, 2025, up 14% from $35. |
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| August 6, 2025 |
SPROTT ANNOUNCES SECOND QUARTER 2025 RESULTS SPROTT ANNOUNCES SECOND QUARTER 2025 RESULTS TORONTO, ON - August 6, 2025 - Sprott Inc. |
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| August 6, 2025 |
Sprott Inc. Declares Second Quarter 2025 Dividend Exhibit 99.1 Sprott Inc. Declares Second Quarter 2025 Dividend TORONTO, August 5, 2025 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a second quarter 2025 dividend of US$0.30 per common share, payable on September 2, 2025 to shareholders of record at the close of business on August 18, 2025. Registered shareholde |
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| August 6, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| August 6, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| August 6, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| July 31, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princ |
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| July 31, 2025 |
SPROTT ANNOUNCES DATE FOR 2025 SECOND QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2025 SECOND QUARTER RESULTS WEBCAST TORONTO, ON – July 31, 2025 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2025 second quarter results at 7:00 a.m. on August 6, 2025. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kevi |
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| May 12, 2025 |
Sprott Physical Uranium Trust Raises US$25.55 Million Through Non-Brokered Private Placement Exhibit 99.1 Sprott Physical Uranium Trust Raises US$25.55 Million Through Non-Brokered Private Placement TORONTO, ON – May 12, 2025 – Sprott Inc. (NYSE/TSX: SII) (“Sprott”) on behalf of the Sprott Physical Uranium Trust (TSX: U.UN) (TSX: U.U) (“SPUT” or the “Trust”) today announced that SPUT has completed a US$25.55 million non-brokered private placement of trust units. The proceeds are expected |
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| May 12, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 8, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 8, 2025 |
Sprott Inc. Announces Results of its Annual Meeting of Shareholders Exhibit 99.1 Sprott Inc. Announces Results of its Annual Meeting of Shareholders Toronto, May 7, 2025 – Sprott Inc. (“Sprott”) (NYSE/TSX: SII) announced today the results of its Annual Meeting of shareholders held on May 7, 2025 (the “Meeting”). Sprott is pleased to announce that all resolutions put forward in the Management Information Circular dated March 18, 2025 (the “Circular”) to its shareho |
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| May 8, 2025 |
Exhibit 99.2 SPROTT INC. Report of Voting Results Submitted Pursuant to Section 11.3 of National Instrument 51-102 – Continuous Disclosure Obligations May 7, 2025 The following briefly describes the matters voted upon and the outcome of the votes at the annual meeting (the “Meeting”) of shareholders (“Shareholders”) of Sprott Inc. (the “Company”) held on May 7, 2025. At the Meeting, Shareholders v |
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| May 7, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| May 7, 2025 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 22 Notes to the Consolidated Financial Statements 27 Dear fellow shareholders, Q1 2025 Review Sprott’s Assets Under Management (“AUM”) ended the first quarter of 2025 at $35. |
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| May 7, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 7, 2025 |
SPROTT ANNOUNCES FIRST QUARTER 2025 RESULTS SPROTT ANNOUNCES FIRST QUARTER 2025 RESULTS TORONTO, ON - May 7, 2025 - Sprott Inc. |
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| May 7, 2025 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| May 6, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 6, 2025 |
Sprott Inc. Declares First Quarter 2025 Dividend Exhibit 99.1 Sprott Inc. Declares First Quarter 2025 Dividend TORONTO, May 6, 2025 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a first quarter 2025 dividend of US$0.30 per common share, payable on June 4, 2025 to shareholders of record at the close of business on May 20, 2025. Registered shareholders who are re |
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| May 1, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 1, 2025 |
SPROTT ANNOUNCES DATE FOR 2025 FIRST QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2025 FIRST QUARTER RESULTS WEBCAST TORONTO, ON – May 1, 2025 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2025 first quarter results at 7:00 a.m. on May 7, 2025. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kevin Hibbe |
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| April 4, 2025 |
Exhibit 99.3 The Canadian securities regulators have adopted rules which permit the use of notice-and-access for proxy solicitation instead of the traditional physical delivery of material. This new process provides the option to post meeting related materials including management information circulars, as well as annual financial statements and management’s discussion and analysis on a website in |
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| April 4, 2025 |
SPROTT INC. NOTICE OF ANNUAL MEETING OF SHAREHOLDERS Exhibit 99.2 SPROTT INC. NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of shareholders (the “Meeting”) of Sprott Inc. (the “Corporation”) will be held at 12:00 p.m. (Toronto time) on Wednesday, May 7, 2025 for the following purposes: 1. to receive the audited consolidated financial statements of the Corporation for the financial year ended December 31, 202 |
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| April 4, 2025 |
Exhibit 99.4 Sprott Inc. (the "Corporation") Annual Meeting May 7, 2025 at 12:00 PM (Canada/Eastern Daylight) URL: https://virtual-meetings.tsxtrust.com/en/1755 Password: sprott2025 (case sensitive) (the "Meeting") Proxy Voting – Guidelines and Conditions THIS PROXY IS SOLICITED BY OR ON BEHALF OF THE MANAGEMENT OF THE CORPORATION. THIS PROXY SHOULD BE READ IN CONJUNCTION WITH THE MEETING MATERIAL |
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| April 4, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| April 4, 2025 |
Exhibit 99.1 Notice of Annual Meeting of Shareholders and Management Information Circular March 18, 2025 To be held virtually on Wednesday, May 7, 2025 12:00 p.m. (Toronto time) SPROTT INC. NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of shareholders (the “Meeting”) of Sprott Inc. (the “Corporation”) will be held at 12:00 p.m. (Toronto time) on Wednesday, |
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| March 28, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| March 28, 2025 |
Sprott Physical Silver Trust Net Asset Value Reaches $6 Billion Exhibit 99.1 Sprott Physical Silver Trust Net Asset Value Reaches $6 Billion TORONTO, ON – March 27, 2025 – Sprott Inc. (NYSE/TSX: SII) (“Sprott”) on behalf of the Sprott Physical Silver Trust (NYSE Arca/TSX: PSLV) (“PSLV” or the “Trust”) today announced that PSLV’s net asset value (“NAV”) has surpassed US$6 billion. “We would like to thank our unitholders for their trust and support in helping th |
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| March 17, 2025 |
Sprott Physical Gold Trust Net Asset Value Reaches $10 Billion Exhibit 99.1 Sprott Physical Gold Trust Net Asset Value Reaches $10 Billion TORONTO, ON – March 17, 2025 – Sprott Inc. (NYSE/TSX: SII) (“Sprott”) on behalf of the Sprott Physical Gold Trust (NYSE Arca/TSX: PHYS) (“PHYS” or “the Trust) today announced that PHYS’s net asset value (“NAV”) has surpassed US$10 billion. “We would like to thank our unitholders for their trust and support in helping the S |
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| March 17, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| March 7, 2025 |
Sprott Announces Renewal of Normal Course Issuer Bid Exhibit 99.1 Sprott Announces Renewal of Normal Course Issuer Bid Sprott Inc. (NYSE/TSX: SII) (“Sprott” or the “Company”) announced today that the Toronto Stock Exchange (“TSX”) has approved the Company’s notice of intention to make a normal course issuer bid ("NCIB"). Pursuant to the terms of the NCIB, Sprott may purchase its own common shares for cancellation through the facilities of the TSX, a |
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| March 7, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| February 26, 2025 |
2024 Annual Information Form February 25, 2025 Table of Contents Defined terms 1 Forward looking statements 2 Key performance indicators and non-IFRS and other financial measures 4 Corporate structure 6 General development of the business 7 Purpose and values 8 Description of the business 9 Competition and industry outlook 13 Corporate sustainability 14 Risk management 16 Risk factors 19 Dividends |
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| February 26, 2025 |
EXHIBIT 99.6 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the “Company”) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2024 (the “Report”). I, Whitney George, Chief Executive Officer of the Company, certif |
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| February 26, 2025 |
EXHIBIT 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the “Company”) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2024 (the “Report”). I, Kevin Hibbert, Chief Financial Officer of the Company, certify |
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| February 26, 2025 |
Management's Discussion and Analysis Years ended December 31, 2024 and 2023 Management's Discussion and Analysis Years ended December 31, 2024 and 2023 1 Forward looking statements Certain statements in this Management's Discussion & Analysis ("MD&A"), and in particular the "Outlook" section, contain forward-looking information and forward-looking statements (collectively referred to herein as the "Forward-Looking Statements") within the meaning of applicable Canadian and U. |
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| February 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 26, 2025 |
Consolidated Financial Statements Years ended December 31, 2024 and 2023 Consolidated Financial Statements Years ended December 31, 2024 and 2023 Management's responsibility for financial reporting The accompanying consolidated financial statements, which consolidate the financial results of Sprott Inc. |
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| February 26, 2025 |
SPROTT ANNOUNCES YEAR ENDED 2024 RESULTS Exhibit 99.1 SPROTT ANNOUNCES YEAR ENDED 2024 RESULTS TORONTO, ON - February 26, 2025 - Sprott Inc. (NYSE/TSX: SII) (“Sprott” or the “Company”) today announced its financial results for the year ended December 31, 2024. Management commentary "Sprott’s Assets Under Management (“AUM”) ended the year at $31.5 billion, down 6% from $33.4 billion as at September 30, 2024, but up 10% from $28.7 billion |
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| February 26, 2025 |
Sprott Inc. Declares Fourth Quarter 2024 Dividend Exhibit 99.1 Sprott Inc. Declares Fourth Quarter 2024 Dividend TORONTO, February 25, 2025 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a fourth quarter 2024 dividend of US$0.30 per common share, payable on March 25, 2025 to shareholders of record at the close of business on March 10, 2025. Registered shareholder |
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| February 26, 2025 |
EXHIBIT 99.4 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Whitney George, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| February 26, 2025 |
EXHIBIT 99.5 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| February 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 26, 2025 |
Consent of Independent Registered Public Accounting Firm KPMG LLP Bay Adelaide Centre 333 Bay Street, Suite 4600 Toronto, ON M5H 2S5 Canada Tel 416-777-8500 Fax 416-777-8818 Consent of Independent Registered Public Accounting Firm The Board of Directors of Sprott Inc. |
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| February 26, 2025 |
CLAWBACK POLICY The Board of Directors (the “Board”) of Sprott Inc. (the “Company”) has determined that it is appropriate for the Company to adopt this Clawback Policy (the “Policy”) to be applied to the Executive Officers of the Company effective as of the Effective Date, pursuant to Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. 1.Definitions For purposes o |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 or ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Commission File Number: 001-39298 Sprott Inc. (Exact name of Registrant as specified in its ch |
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| February 24, 2025 |
Exhibit 99.1 TSX TRUST COMPANY VIA ELECTRONIC TRANSMISSION February 21, 2025 TO ALL APPLICABLE EXCHANGES AND COMMISSIONS: RE: SPROTT INC Confirmation of Notice of Record and Meeting Dates We are pleased to confirm that Notice of Record and Meeting Dates was sent to The Canadian Depository for Securities. We advise the following with respect to the upcoming Annual Meeting of Security Holders for th |
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| February 24, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 21, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 21, 2025 |
SPROTT ANNOUNCES DATE FOR 2024 FOURTH QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2024 FOURTH QUARTER RESULTS WEBCAST TORONTO, ON – February 20, 2025 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2024 fourth quarter results at 7:00 a.m. on February 26, 2025. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CF |
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| February 20, 2025 |
Exhibit 99.1 Sprott Launches Active Gold & Silver Miners ETF The Only* Active ETF Focused on Gold and Silver Miners, the ETF Leverages Sprott‘s Specialized Leadership in Precious Metals and Mining Investments TORONTO, February 20, 2025 – Sprott Inc. (“Sprott”) (NYSE/TSX: SII) today announced the launch of the Sprott Active Gold & Silver Miners ETF (Nasdaq: GBUG) (the “Fund” or “GBUG”), an actively |
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| February 20, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2025 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 14, 2025 |
PARENT HOLDING COMPANY IDENTIFICATION EX-99 2 d1160827613g-a.htm Exhibit A PARENT HOLDING COMPANY IDENTIFICATION Sprott Asset Management USA Inc., Resource Capital Investment Corp. and Sprott Asset Management LP are the relevant entities for which Sprott, Inc. may be considered a parent holding company. The Item 3 classification of each of Sprott Asset Management USA Inc., Resource Capital Investment Corp. and Sprott Asset Management |
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| February 14, 2025 |
EX-99 2 d11608710ex99-a.htm Exhibit A JOINT FILING AGREEMENT The undersigned agree that this Schedule 13G Amendment No. 6 dated February 14, 2025 relating to the Common Shares, no par value, of INTERNATIONAL TOWER HILL MINES LTD. shall be filed on behalf of the undersigned. SPROTT INC. By: /s/ Thomas Ulrich Name: Thomas Ulrich Title: Authorized Person SPROTT ASSET MANAGEMENT USA INC. By: /s/ Thoma |
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| February 14, 2025 |
PARENT HOLDING COMPANY IDENTIFICATION EX-99 3 d11608710ex99-b.htm Exhibit B PARENT HOLDING COMPANY IDENTIFICATION Sprott Asset Management USA Inc. is the relevant entity for which Sprott Inc. may be considered a parent holding company. The Item 3 classification of Sprott Asset Management USA Inc. is (e), an investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). |
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| November 14, 2024 |
GATO / Gatos Silver, Inc. / SPROTT INC. Passive Investment SC 13G/A 1 d1152953713g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* GATOS SILVER, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 368036109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| November 14, 2024 |
IAUX / i-80 Gold Corp. / SPROTT INC. Passive Investment SC 13G/A 1 d1152951713g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* i-80 Gold Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 44955L106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| November 14, 2024 |
CTGO / Contango Ore, Inc. / SPROTT INC. Passive Investment SC 13G/A 1 d1152953613g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Contango Ore, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 21077F100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| November 6, 2024 |
SPROTT ANNOUNCES THIRD QUARTER 2024 RESULTS SPROTT ANNOUNCES THIRD QUARTER 2024 RESULTS TORONTO, ON - November 6, 2024 - Sprott Inc. |
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| November 6, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| November 6, 2024 |
Sprott Inc. Announces 20% Dividend Increase and Declares Third Quarter 2024 Dividend Exhibit 99.1 Sprott Inc. Announces 20% Dividend Increase and Declares Third Quarter 2024 Dividend TORONTO, November 5, 2024 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a third quarter 2024 dividend of US$0.30 per common share, an increase of 20% over the previous quarter’s dividend, payable on December 3, 2024 |
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| November 6, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| November 6, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| November 6, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| November 6, 2024 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 5 Consolidated Financial Statements 24 Notes to the Consolidated Financial Statements 29 Dear fellow shareholders, Q3 2024 Review During the third quarter of 2024, Sprott’s Assets Under Management (“AUM”) increased to $33. |
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| October 31, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pr |
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| October 31, 2024 |
SPROTT ANNOUNCES DATE FOR 2024 THIRD QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2024 THIRD QUARTER RESULTS WEBCAST TORONTO, ON – October 30, 2024 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its third quarter results at 7:00 a.m. on November 6, 2024. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kevin |
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| August 7, 2024 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 23 Notes to the Consolidated Financial Statements 28 Dear fellow shareholders, Q2 2024 Review We are pleased to report that during the second quarter of 2024, Sprott’s Assets Under Management (“AUM”) increased to $31. |
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| August 7, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| August 7, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| August 7, 2024 |
SPROTT ANNOUNCES SECOND QUARTER 2024 RESULTS SPROTT ANNOUNCES SECOND QUARTER 2024 RESULTS TORONTO, ON - August 7, 2024 - Sprott Inc. |
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| August 7, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| August 6, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| August 6, 2024 |
Sprott Inc. Declares Second Quarter 2024 Dividend Exhibit 99.1 Sprott Inc. Declares Second Quarter 2024 Dividend TORONTO, August 6, 2024 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a second quarter 2024 dividend of US$0.25 per common share, payable on September 3, 2024 to shareholders of record at the close of business on August 19, 2024. Registered shareholde |
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| August 1, 2024 |
SPROTT ANNOUNCES DATE FOR 2024 SECOND QUARTER RESULTS WEBCAST EX-99.1 2 tm2420608d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2024 SECOND QUARTER RESULTS WEBCAST TORONTO, ON – July 31, 2024 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its second quarter results at 7:00 a.m. on August 7, 2024. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitne |
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| August 1, 2024 |
6-K 1 tm2420608d16k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontari |
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| May 8, 2024 |
Sprott Inc. Announces Results of its Annual Meeting of Shareholders Exhibit 99.1 Sprott Inc. Announces Results of its Annual Meeting of Shareholders Toronto, May 8, 2024 – Sprott Inc. (“Sprott”) (NYSE/TSX: SII) announced today the results of its Annual Meeting of shareholders held on May 8, 2024 (the “Meeting”). Sprott is pleased to announce that all resolutions put forward in the Management Information Circular dated March 19, 2024 (the “Circular”) to its shareho |
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| May 8, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 8, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 8, 2024 |
Exhibit 99.2 SPROTT INC. Report of Voting Results Submitted Pursuant to Section 11.3 of National Instrument 51-102 – Continuous Disclosure Obligations May 8, 2024 The following briefly describes the matters voted upon and the outcome of the votes at the annual meeting (the “Meeting”) of shareholders (“Shareholders”) of Sprott Inc. (the “Company”) held on May 8, 2024. At the Meeting, Shareholders v |
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| May 8, 2024 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 21 Notes to the Consolidated Financial Statements 26 Dear fellow shareholders, We are pleased to report that during the first quarter of 2024, our Assets Under Management (“AUM”) increased by $0. |
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| May 8, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| May 8, 2024 |
Sprott Inc. Declares First Quarter 2024 Dividend Exhibit 99.1 Sprott Inc. Declares First Quarter 2024 Dividend TORONTO, May 7, 2024 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a first quarter 2024 dividend of US$0.25 per common share, payable on June 5, 2024 to shareholders of record at the close of business on May 21, 2024. Registered shareholders who are re |
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| May 8, 2024 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| May 8, 2024 |
SPROTT ANNOUNCES FIRST QUARTER 2024 RESULTS SPROTT ANNOUNCES FIRST QUARTER 2024 RESULTS TORONTO, ON - May 8, 2024 - Sprott Inc. |
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| May 8, 2024 |
6-K 1 tm2413256d16k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, |
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| May 2, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 2, 2024 |
SPROTT ANNOUNCES DATE FOR 2024 FIRST QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2024 FIRST QUARTER RESULTS WEBCAST TORONTO, ON – May 1, 2024 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its first quarter results at 7:00 a.m. on May 8, 2024. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kevin Hibbert an |
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| April 5, 2024 |
SPROTT INC. NOTICE OF ANNUAL MEETING OF SHAREHOLDERS Exhibit 99.2 SPROTT INC. NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of shareholders (the “Meeting”) of Sprott Inc. (the “Corporation”) will be held at 12:00 p.m. (Toronto time) on Wednesday, May 8, 2024 for the following purposes: 1. to receive the audited consolidated financial statements of the Corporation for the financial year ended December 31, 202 |
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| April 5, 2024 |
Exhibit 99.4 Sprott Inc. (the "Corporation") Annual Meeting May 8, 2024 at 12:00 PM (Canada/Eastern Daylight) Virtual Link: https://virtual-meetings.tsxtrust.com/en/1579 Password: sprott2024 (case sensitive) (the "Meeting") Proxy Voting – Guidelines and Conditions THIS PROXY IS SOLICITED BY OR ON BEHALF OF THE MANAGEMENT OF THE CORPORATION. THIS PROXY SHOULD BE READ IN CONJUNCTION WITH THE MEETING |
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| April 5, 2024 |
Exhibit 99.3 The Canadian securities regulators have adopted rules which permit the use of notice-and-access for proxy solicitation instead of the traditional physical delivery of material. This new process provides the option to post meeting related materials including management information circulars, as well as annual financial statements and management’s discussion and analysis on a website in |
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| April 5, 2024 |
Exhibit 99.1 Notice of Annual Meeting of Shareholders and Management Information Circular March 19, 2024 To be held virtually on Wednesday, May 8, 2024 12:00 p.m. (Toronto time) SPROTT INC. NOTICE OF ANNUAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual meeting of shareholders (the “Meeting”) of Sprott Inc. (the “Corporation”) will be held at 12:00 p.m. (Toronto time) on Wednesday, |
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| April 5, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| February 26, 2024 |
Exhibit 99.1 TSX TRUST COMPANY VIA ELECTRONIC TRANSMISSION February 23, 2024 TO ALL APPLICABLE EXCHANGES AND COMMISSIONS: RE: SPROTT INC Confirmation of Notice of Record and Meeting Dates We are pleased to confirm that Notice of Record and Meeting Dates was sent to The Canadian Depository for Securities. We advise the following with respect to the upcoming Annual Meeting of Security Holders for th |
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| February 26, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 21, 2024 |
2023 Annual Report Contrarian. Innovative. Aligned. Annual report 2024 FINAL v2.indd 1 Annual report 2024 FINAL v2.indd 1 2024-02-20 10:38:47 AM 2024-02-20 10:38:47 AMLetter from Our CEO 1. Financial Highlights 3. Business Overview 4. Purpose & Values Leadership Team 5. 6. Board of Directors 8. ESG Highlights Corporate Information 9. 71. MD&A 10. Financial Statements & Notes 30. Table of Contents |
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| February 21, 2024 |
EXHIBIT 99.5 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| February 21, 2024 |
Sprott Inc. Declares Fourth Quarter 2023 Dividend Exhibit 99.1 Sprott Inc. Declares Fourth Quarter 2023 Dividend TORONTO, February 20, 2024 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a fourth quarter 2023 dividend of US$0.25 per common share, payable on March 19, 2024 to shareholders of record at the close of business on March 4, 2024. Registered shareholders |
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| February 21, 2024 |
Sprott Announces Year Ended 2023 Results Exhibit 99.1 Sprott Announces Year Ended 2023 Results TORONTO, Feb. 20, 2024 (GLOBE NEWSWIRE) - Sprott Inc. (NYSE/TSX: SII) (“Sprott” or the “Company”) today announced its financial results for the year ended December 31, 2023. Management commentary “In 2023, Sprott’s Assets Under Management (“AUM”) increased by $5.3 billion (23%) to $28.7 billion driven largely by strong uranium prices and inflow |
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| February 21, 2024 |
EXHIBIT 99.6 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the “Company”) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2023 (the “Report”). I, Whitney George, Chief Executive Officer of the Company, certif |
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| February 21, 2024 |
Consent of Independent Registered Public Accounting Firm KPMG LLP Bay Adelaide Centre 333 Bay Street, Suite 4600 Toronto, ON M5H 2S5 Canada Tel 416-777-8500 Fax 416-777-8818 Consent of Independent Registered Public Accounting Firm The Board of Directors of Sprott Inc. |
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| February 21, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 or ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission File Number: 001-39298 Sprott Inc. (Exact name of Registrant as specified in its ch |
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| February 21, 2024 |
EXHIBIT 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the “Company”) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2023 (the “Report”). I, Kevin Hibbert, Chief Financial Officer of the Company, certify |
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| February 21, 2024 |
2023 Annual Information Form February 20, 2024 Table of Contents Defined terms 1 Forward looking statements 2 Key performance indicators and non-IFRS and other financial measures 4 Corporate structure 6 General development of the business 7 Purpose and values 8 Description of the business 9 Competition and industry outlook 13 Environmental, social and governance policy 14 Risk management 16 Risk f |
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| February 21, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 21, 2024 |
Consolidated Financial Statements Years ended December 31, 2023 and 2022 Consolidated Financial Statements Years ended December 31, 2023 and 2022 Management's responsibility for financial reporting The accompanying consolidated financial statements, which consolidate the financial results of Sprott Inc. |
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| February 21, 2024 |
EXHIBIT 99.4 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Whitney George, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| February 21, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 21, 2024 |
CLAWBACK POLICY The Board of Directors (the “Board”) of Sprott Inc. (the “Company”) has determined that it is appropriate for the Company to adopt this Clawback Policy (the “Policy”) to be applied to the Executive Officers of the Company effective as of the Effective Date, pursuant to Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. 1.Definitions For purposes o |
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| February 21, 2024 |
Management's Discussion and Analysis Years ended December 31, 2023 and 2022 Management's Discussion and Analysis Years ended December 31, 2023 and 2022 Forward looking statements Certain statements in this Management's Discussion & Analysis ("MD&A"), and in particular the "Outlook" section, contain forward-looking information and forward-looking statements (collectively referred to herein as the "Forward-Looking Statements") within the meaning of applicable Canadian and U. |
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| February 16, 2024 |
SPROTT ANNOUNCES DATE FOR 2023 ANNUAL RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2023 ANNUAL RESULTS WEBCAST TORONTO, ON – February 15, 2024 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2023 annual results at 7:00 a.m. on February 21, 2024. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kevin Hibbert |
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| February 16, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2024 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 14, 2024 |
CA:MAG / MAG Silver Corp. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
IAUX / i-80 Gold Corp. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
THM / International Tower Hill Mines Ltd. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
GATO / Gatos Silver, Inc. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
CTGO / Contango Ore, Inc. / SPROTT INC. Passive Investment SC 13G/A 1 d1097751213g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CONTANGO ORE, INC. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 21077F100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| February 14, 2024 |
MTAL / Metals Acquisition Limited / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
SILV / SilverCrest Metals Inc. / SPROTT INC. Passive Investment SC 13G/A 1 d1097450513g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SILVERCREST METALS INC. (Name of Issuer) Common Shares (Title of Class of Securities) 828363101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 14, 2024 |
VZLA / Vizsla Silver Corp. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2024 |
SII / Sprott Inc. / RULE ARTHUR RICHARDS - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SPROTT INC. (Name of Issuer) COMMON SHARES, no par value (Title of Class of Securities) 852066 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| November 1, 2023 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 23 Notes to the Consolidated Financial Statements 28 Dear fellow shareholders, Sprott continued to grow during the third quarter of 2023, despite another challenging period in global markets. |
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| November 1, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| November 1, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| November 1, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| November 1, 2023 |
SPROTT ANNOUNCES THIRD QUARTER 2023 RESULTS SPROTT ANNOUNCES THIRD QUARTER 2023 RESULTS TORONTO, ON - November 1, 2023 - Sprott Inc. |
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| October 31, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pr |
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| October 31, 2023 |
Sprott Inc. Declares Third Quarter 2023 Dividend Exhibit 99.1 Sprott Inc. Declares Third Quarter 2023 Dividend TORONTO, October 31, 2023 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a third quarter 2023 dividend of US$0.25 per common share, payable on November 28, 2023 to shareholders of record at the close of business on November 13, 2023. Registered sharehol |
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| October 26, 2023 |
SPROTT ANNOUNCES DATE FOR 2023 THIRD QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2023 THIRD QUARTER RESULTS WEBCAST TORONTO, ON – October 25, 2023 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2023 third quarter results at 7:00 a.m. on November 1, 2023. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, K |
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| October 26, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pr |
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| September 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of September 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of |
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| September 28, 2023 |
Sprott Private Resource Lending Fund III Completes Final Closing Exhibit 99.1 Sprott Private Resource Lending Fund III Completes Final Closing TORONTO, September 25, 2023 - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX:SII) today announced that Sprott Private Resource Lending Fund III (“Fund III”) has completed its final closing. With the close of Fund III, total assets under management of Sprott Resource Lending Corp (“SRLC”) stands at U.S.$1.5 billion wit |
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| September 6, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of September 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of |
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| September 6, 2023 |
Sprott Private Resource Streaming and Royalty Annex Fund Completes Final Closing Exhibit 99.1 Sprott Private Resource Streaming and Royalty Annex Fund Completes Final Closing TORONTO, Sep. 6, 2023 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX:SII) today announced that the Sprott Private Resource Streaming and Royalty Annex Fund (the “Annex Fund”) has completed its final closing, raising a total of U.S.$310 million. With the close of the Annex Fund, total |
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| August 9, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| August 9, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| August 9, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| August 9, 2023 |
SPROTT ANNOUNCES SECOND QUARTER 2023 RESULTS SPROTT ANNOUNCES SECOND QUARTER 2023 RESULTS TORONTO, ON - August 9, 2023 - Sprott Inc. |
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| August 9, 2023 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 23 Notes to the Consolidated Financial Statements 28 Dear fellow shareholders, During the second quarter of 2023, the broader financial markets remained highly-focused on fiscal and monetary policies, while technology stocks caught AI fever. |
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| August 8, 2023 |
Sprott Inc. Declares Second Quarter 2023 Dividend Exhibit 99.1 Sprott Inc. Declares Second Quarter 2023 Dividend TORONTO, August 8, 2023 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a second quarter 2023 dividend of US$0.25 per common share, payable on September 5, 2023 to shareholders of record at the close of business on August 21, 2023. Registered shareholde |
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| August 8, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| August 3, 2023 |
SPROTT ANNOUNCES DATE FOR 2023 SECOND QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2023 SECOND QUARTER RESULTS WEBCAST TORONTO, ON – August 3, 2023 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2023 second quarter results at 7:00 a.m. on August 9, 2023. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kev |
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| August 3, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| May 8, 2023 |
Sprott Inc. Announces Results of its Annual and Special Meeting of Shareholders Exhibit 99.1 Sprott Inc. Announces Results of its Annual and Special Meeting of Shareholders Toronto, May 5, 2023 – Sprott Inc. (“Sprott”) (NYSE/TSX: SII) announced today the results of its Annual and Special Meeting of shareholders held on May 5, 2023 (the “Meeting”). Sprott is pleased to announce that all resolutions put forward in the Management Information Circular dated March 21, 2023 (the “C |
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| May 8, 2023 |
Exhibit 99.2 SPROTT INC. Report of Voting Results Submitted Pursuant to Section 11.3 of National Instrument 51-102 – Continuous Disclosure Obligations May 5, 2023 The following briefly describes the matters voted upon and the outcome of the votes at the annual and special meeting (the “Meeting”) of shareholders (“Shareholders”) of Sprott Inc. (the “Company”) held on May 5, 2023. At the Meeting, Sh |
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| May 8, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 5, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| May 5, 2023 |
6-K 1 tm2314715d16k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, |
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| May 5, 2023 |
SPROTT ANNOUNCES FIRST QUARTER 2023 RESULTS SPROTT ANNOUNCES FIRST QUARTER 2023 RESULTS TORONTO, ON - May 5, 2023 - Sprott Inc. |
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| May 5, 2023 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 22 Notes to the Consolidated Financial Statements 27 Dear fellow shareholders, Sprott continues to benefit from our positioning in precious metals and energy transition investments despite ongoing volatility in the financial markets. |
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| May 5, 2023 |
Sprott Inc. Declares First Quarter 2023 Dividend Exhibit 99.1 Sprott Inc. Declares First Quarter 2023 Dividend TORONTO, May 4, 2023 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a first quarter 2023 dividend of US$0.25 per common share, payable on May 30, 2023 to shareholders of record at the close of business on May 15, 2023. Registered shareholders who are re |
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| May 5, 2023 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| May 5, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 1, 2023 |
SPROTT ANNOUNCES DATE FOR 2023 FIRST QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2023 FIRST QUARTER RESULTS WEBCAST TORONTO, ON – MAY 1, 2023 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2023 first quarter results at 7:00 a.m. on May 5, 2023. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kevin Hibbe |
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| May 1, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| April 4, 2023 |
Exhibit 99.1 Notice of Annual and Special Meeting of Shareholders and Management Information Circular March 21, 2023 To be held virtually on Friday, May 5, 2023 12:00 p.m. (Toronto time) SPROTT INC. NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual and special meeting of shareholders (the “Meeting”) of Sprott Inc. (the “Corporation”) will be held at 12:00 |
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| April 4, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| April 4, 2023 |
Exhibit 99.3 Notice-and-Access The Canadian securities regulators have adopted rules which permit the use of notice-and-access for proxy solicitation instead of the traditional physical delivery of material. This new process provides the option to post meeting related materials including management information circulars, as well as annual financial statements and management’s discussion and analys |
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| April 4, 2023 |
SPROTT INC. NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS Exhibit 99.2 SPROTT INC. NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual and special meeting of shareholders (the “Meeting”) of Sprott Inc. (the “Corporation”) will be held at 12:00 p.m. (Toronto time) on Friday, May 5, 2023 for the following purposes: 1. to receive the audited consolidated financial statements of the Corporation for the financial year e |
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| April 4, 2023 |
Exhibit 99.4 Sprott Inc. (the “Corporation”) FORM OF PROXY (“PROXY”) Annual and Special Meeting Friday, May 5, 2023 at 12:00 p.m. Toronto Time URL: https://virtual-meetings.tsxtrust.com/1423 Password: sprott2023 (case sensitive) (the “Meeting”) RECORD DATE: March 16, 2023 CONTROL NUMBER: SEQUENCE #: FILING DEADLINE FOR PROXY: Wednesday, May 3, 2023 at 12:00 p.m. Toronto Time VOTING METHOD INTERNET |
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| March 6, 2023 |
SII / Sprott Inc / RULE ARTHUR RICHARDS - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SPROTT INC. (Name of Issuer) COMMON SHARES, no par value (Title of Class of Securities) 852066 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 24, 2023 |
Annual Information Form for the year ended December 31, 2022 2022 Annual Information Form February 23, 2023 Table of Contents Defined terms 1 Forward looking statements 2 Key performance indicators and non-IFRS and other financial measures 4 Corporate structure 6 General development of the business 7 Description of the business 8 Competition and industry outlook 15 Environmental, social and governance policy 17 Risk management 20 Risk factors 23 Dividends 4 |
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| February 24, 2023 |
SPROTT ANNOUNCES YEAR ENDED 2022 RESULTS Exhibit 99.1 SPROTT ANNOUNCES YEAR ENDED 2022 RESULTS TORONTO, ON - February 24, 2023 - Sprott Inc. (NYSE/TSX: SII) (“Sprott” or the “Company”) today announced its financial results for the year ended December 31, 2022. Management commentary "Sprott’s positioning in precious metals and energy transition materials served our shareholders well in 2022, as Assets Under Management (“AUM”) grew to $23. |
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| February 24, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 24, 2023 |
EXHIBIT 99.5 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| February 24, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 24, 2023 |
Sprott Inc. Declares Fourth Quarter 2022 Dividend Exhibit 99.1 Sprott Inc. Declares Fourth Quarter 2022 Dividend TORONTO, February 23, 2023 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a fourth quarter 2022 dividend of US$0.25 per common share, payable on March 21, 2023 to shareholders of record at the close of business on March 6, 2023. Registered shareholders |
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| February 24, 2023 |
EXHIBIT 99.4 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Whitney George, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| February 24, 2023 |
EXHIBIT 99.6 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the “Company”) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2022 (the “Report”). I, Whitney George, Chief Executive Officer of the Company, certif |
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| February 24, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 24, 2023 |
EXHIBIT 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the “Company”) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2022 (the “Report”). I, Kevin Hibbert, Chief Financial Officer of the Company, certify |
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| February 24, 2023 |
KPMG LLP Bay Adelaide Centre 333 Bay Street, Suite 4600 Toronto, ON M5H 2S5 Canada Tel 416-777-8500 Fax 416-777-8818 Consent of Independent Registered Public Accounting Firm The Board of Directors of Sprott Inc. |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 or ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission File Number: 001-39298 Sprott Inc. (Exact name of Registrant as specified in its ch |
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| February 24, 2023 |
2022 Annual Report Contrarian. Innovative. Aligned.We aspire to be the leading global asset manager focused on precious metals and energy transition materials As contrarian investors with a long-term investment horizon, we remain both patient and persistent. We will continue to innovate to bring our clients the best possible investment products. We remain aligned with our partners (shareholders, c |
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| February 24, 2023 |
Audited Consolidated Financial Statements for the year ended December 31, 2022 Consolidated Financial Statements Years ended December 31, 2022 and 2021 Management's responsibility for financial reporting The accompanying consolidated financial statements, which consolidate the financial results of Sprott Inc. |
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| February 24, 2023 |
Management’s Discussion & Analysis for the year ended December 31, 2022 Management's Discussion and Analysis Years ended December 31, 2022 and 2021 1 Forward looking statements Certain statements in this Management's Discussion & Analysis ("MD&A"), and in particular the "Outlook" section, contain forward-looking information and forward-looking statements (collectively referred to herein as the "Forward-Looking Statements") within the meaning of applicable Canadian and U. |
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| February 21, 2023 |
SPROTT ANNOUNCES DATE FOR 2022 ANNUAL RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2022 ANNUAL RESULTS WEBCAST TORONTO, ON – FEBRUARY 21, 2023 – Sprott Inc. (NYSE:SII) (TSX:SII) (“Sprott”) announced today that it plans to release its 2022 annual results at 7:00 a.m. on Friday, February 24, 2023. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprott CFO, Kevin |
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| February 21, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 15, 2023 |
CA:IAU CN PP / i-80 Gold Corp / SPROTT INC. Passive Investment SC 13G/A 1 d995466313g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)*1 I-80 GOLD CORP. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 44955L106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 14, 2023 |
SILV / SilverCrest Metals Inc. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2023 |
CA:IAU CN PP / i-80 Gold Corp / SPROTT INC. Passive Investment SC 13G 1 d994366313g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* I-80 GOLD CORP. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 44955L106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 14, 2023 |
THM / International Tower Hill Mines Ltd. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2023 |
CA:MAG / MAG Silver Corp / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2023 |
ITRG / Integra Resources Corp. / SPROTT INC. Passive Investment SC 13G/A 1 d994359713g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* INTEGRA RESOURCES CORP. (Name of Issuer) Common Shares (Title of Class of Securities) 45826T301 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 14, 2023 |
VZLA / Vizsla Silver Corp - New / SPROTT INC. Passive Investment SC 13G 1 d994366413g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Vizsla Silver Corp. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 92859G202 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2023 |
CTGO / Contango ORE Inc / SPROTT INC. Passive Investment SC 13G 1 d994364113g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* CONTANGO ORE, INC. (Name of Issuer) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 21077F100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| February 2, 2023 |
Exhibit 99.1 Sprott Launches Four New ETFs Focused on Energy Transition Materials Builds on Sprott’s Growing Focus on the Energy Transition TORONTO, February 2, 2023 – Sprott Asset Management LP (“Sprott”), a wholly-owned subsidiary of Sprott Inc. (NYSE/TSX: SII), today announced the launch of four Exchange Traded Funds (ETFs) focused on providing investors pure-play1 exposure to critical minerals |
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| February 2, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2023 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| November 4, 2022 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| November 4, 2022 |
SPROTT ANNOUNCES THIRD QUARTER 2022 RESULTS SPROTT ANNOUNCES THIRD QUARTER 2022 RESULTS TORONTO, ON - November 4, 2022 - Sprott Inc. |
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| November 4, 2022 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| November 4, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| November 4, 2022 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 24 Notes to the Consolidated Financial Statements 29 Dear Fellow Shareholders, Virtually all markets resumed their bear market behavior during the third quarter after a brief early summer relief rally. |
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| November 3, 2022 |
Sprott Inc. Declares Third Quarter 2022 Dividend Exhibit 99.1 Sprott Inc. Declares Third Quarter 2022 Dividend TORONTO, November 3, 2022 (GLOBE NEWSWIRE) - Sprott Inc. (?Sprott? or the ?Company?) (NYSE/TSX: SII) announced today that its Board of Directors has declared a third quarter 2022 dividend of US$0.25 per common share, payable on November 29, 2022 to shareholders of record at the close of business on November 14, 2022. Registered sharehol |
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| November 3, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| November 2, 2022 |
SPROTT ANNOUNCES DATE FOR 2022 THIRD QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2022 THIRD QUARTER RESULTS WEBCAST TORONTO, ON ? OCTOBER 31, 2022 ? Sprott Inc. (NYSE:SII) (TSX:SII) (?Sprott?) announced today that it plans to release its 2022 third quarter results at 7:00 a.m. on Friday, November 4, 2022. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss the results. Sprott CEO, Whitney George, together with Sprot |
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| November 2, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| August 2, 2022 |
SPROTT ANNOUNCES SECOND QUARTER 2022 RESULTS SPROTT ANNOUNCES SECOND QUARTER 2022 RESULTS TORONTO, ON - August 2, 2022 - Sprott Inc. |
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| August 2, 2022 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc. |
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| August 2, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of pri |
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| August 2, 2022 |
Sprott Inc. Declares Second Quarter 2022 Dividend EX-99.1 2 tm2218798d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Sprott Inc. Declares Second Quarter 2022 Dividend TORONTO, August 1, 2022 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a second quarter 2022 dividend of US$0.25 per common share, payable on August 29, 2022 to shareholders of record at the close of busines |
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| August 2, 2022 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Whitney George, Chief Executive Officer of Sprott Inc. |
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| August 2, 2022 |
Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 4 Consolidated Financial Statements 24 Notes to the Consolidated Financial Statements 29 Dear fellow shareholders, Despite the recent challenges across most global asset classes, Sprott continued to record strong operating results in the second quarter of 2022. |
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| August 2, 2022 |
6-K 1 sprott-6xkq22022filing.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, On |
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| July 28, 2022 |
SPROTT ANNOUNCES DATE FOR 2022 SECOND QUARTER RESULTS WEBCAST Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2022 SECOND QUARTER RESULTS WEBCAST TORONTO, ON ? JULY 27, 2022 ? Sprott Inc. (NYSE:SII) (TSX:SII) (?Sprott?) announced today that it plans to release its 2022 second quarter results at 7:00 a.m. on Tuesday, August 2, 2022. Sprott will host an earnings webcast that morning at 10:00 a.m. to discuss its 2022 second quarter results. Sprott CEO, Whitney George, t |
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| July 28, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of July 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princ |
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| May 31, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 31, 2022 |
SPROTT ANNOUNCES CEO TRANSITION Exhibit 99.1 SPROTT ANNOUNCES CEO TRANSITION TORONTO AND NEW YORK, MAY 31, 2022 ? Sprott Inc. (NYSE/TSX: SII) (?Sprott? or the ?Company?) announced today that its board of directors has named Whitney George as Chief Executive Officer of Sprott, effective June 30, 2022. Mr. George, currently the Company?s President, will take over from Peter Grosskopf, who will focus full time on his roles as Chief |
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| May 6, 2022 |
SPROTT ANNOUNCES FIRST QUARTER 2022 RESULTS SPROTT ANNOUNCES FIRST QUARTER 2022 RESULTS TORONTO, ON - May 6, 2022 - Sprott Inc. |
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| May 6, 2022 |
Sprott Inc. Announces Results of its Annual and Special Meeting of Shareholders EX-99.1 2 tm2214190d3ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Sprott Inc. Announces Results of its Annual and Special Meeting of Shareholders Toronto, May 6, 2022 – Sprott Inc. (“Sprott”) (NYSE/TSX: SII) announced today the results of its Annual and Special Meeting of shareholders held on May 6, 2022 (the “Meeting”). Sprott is pleased to announce that all resolutions put forward in the Management Info |
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| May 6, 2022 |
6-K 1 tm2214190d36k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, |
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| May 6, 2022 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE EX-99.3 4 sprottq12022-cfocertificate.htm EX-99.3 FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Kevin Hibbert, Chief Financial Officer of Sprott Inc., certify the following: 1.Review: I have reviewed the interim financial report and interim MD&A (together, the “interim filings”) of Sprott Inc. (the “issuer”) for the interim period ended March 31, 2022. 2.No misrepresentations: |
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| May 6, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2022 Commission File Number 001-39298 Sprott Inc (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princip |
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| May 6, 2022 |
FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE FORM 52-109F2 CERTIFICATION OF INTERIM FILINGS FULL CERTIFICATE I, Peter Grosskopf, Chief Executive Officer of Sprott Inc. |
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| May 6, 2022 |
EX-99.1 2 sprott2022q1-mdaandfs.htm EX-99.1 Table of Contents Letter to shareholders 2 Management's Discussion and Analysis 3 Consolidated Financial Statements 22 Notes to the Consolidated Financial Statements 27 Dear fellow shareholders, Sprott continued to deliver outstanding financial results in the first quarter of 2022, as Assets Under Management (“AUM”) increased to $23.7 billion, up $3.2 bi |
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| May 6, 2022 |
Exhibit 99.2 SPROTT INC. Report of Voting Results Submitted Pursuant to Section 11.3 of National Instrument 51-102 ? Continuous Disclosure Obligations May 6, 2022 The following briefly describes the matters voted upon and the outcome of the votes at the annual and special meeting (the ?Meeting?) of shareholders (?Shareholders?) of Sprott Inc. (the ?Company?) held on May 6, 2022. At the Meeting, Sh |
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| May 5, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| May 5, 2022 |
Sprott Inc. Declares First Quarter 2022 Dividend Exhibit 99.1 Sprott Inc. Declares First Quarter 2022 Dividend TORONTO, May 5, 2022 (GLOBE NEWSWIRE) - Sprott Inc. (?Sprott? or the ?Company?) (NYSE/TSX: SII) announced today that its Board of Directors has declared a first quarter 2022 dividend of US$0.25 per common share, payable on May 31, 2022 to shareholders of record at the close of business on May 16, 2022. Registered shareholders who are re |
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| May 2, 2022 |
SPROTT ANNOUNCES DATE FOR 2022 FIRST QUARTER RESULTS CONFERENCE CALL Exhibit 99.1 SPROTT ANNOUNCES DATE FOR 2022 FIRST QUARTER RESULTS CONFERENCE CALL TORONTO, ON ? February 22, 2022 ? Sprott Inc. (NYSE:SII) (TSX:SII) (?Sprott?) will host a conference call on Friday, May 6, 2022 at 10:00 a.m. ET to discuss its 2022 first quarter results. The Company plans to release its financial results at 7:00 a.m. ET the same day. Conference Call Details To participate in the ca |
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| May 2, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of princi |
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| April 29, 2022 |
6-K 1 tm2213441d26k.htm FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant’s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario |
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| April 29, 2022 |
Kevin Hibbert wins 2022 Report on Business Best Executive Award Exhibit 99.1 Kevin Hibbert wins 2022 Report on Business Best Executive Award Annual awards program from The Globe and Mail celebrates excellence among non-CEO leaders April 29, 2022 Toronto, Ontario ? Sprott Inc. (?Sprott?) (NYSE/TSX: SII) is pleased to announce that Kevin Hibbert, Sprott?s Chief Financial Officer, Senior Managing Director & Co-Head of Enterprise Shared Services, has been awarded |
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| April 25, 2022 |
Exhibit 99.1 Sprott Asset Management Announces Acquisition of Assets Relating to the North Shore Global Uranium Mining ETF URNM begins trading today as a series of Sprott Funds Trust, expanding the firm's ETF offerings in that Trust. TORONTO, April 25, 2022 - Sprott Inc. (?Sprott?) (NYSE/TSX: SII) and Sprott Funds Trust jointly announced today that Sprott Asset Management LP (?Sprott Asset Managem |
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| April 25, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| April 5, 2022 |
Exhibit 99.3 Notice-and-Access The Canadian securities regulators have adopted rules which permit the use of notice-and-access for proxy solicitation instead of the traditional physical delivery of material. This new process provides the option to post meeting related materials including management information circulars, as well as annual financial statements and management?s discussion and analys |
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| April 5, 2022 |
SPROTT INC. NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS Exhibit 99.2 SPROTT INC. NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual and special meeting of shareholders (the ?Meeting?) of Sprott Inc. (the ?Corporation?) will be held at 12:00 p.m. (Toronto time) on Friday, May 6, 2022 for the following purposes: 1. to receive the audited consolidated financial statements of the Corporation for the financial year e |
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| April 5, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of prin |
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| April 5, 2022 |
Exhibit 99.1 Notice of Annual and Special Meeting of Shareholders and Management Information Circular March 22, 2022 To be held on Friday, May 6, 2022 12:00 p.m. (Toronto time) SPROTT INC. NOTICE OF ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN that the annual and special meeting of shareholders (the ?Meeting?) of Sprott Inc. (the ?Corporation?) will be held at 12:00 p.m. (Toro |
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| April 5, 2022 |
Exhibit 99.4 Sprott Inc. (the ?Corporation?) FORM OF PROXY (?PROXY?) Annual and Special Meeting Friday, May 6, 2022 at 12:00 p.m. ET https://web.lumiagm.com/221250484 Password: sprott2022 (case sensitive) (the ?Meeting?) RECORD DATE: March 17, 2022 CONTROL NUMBER: SEQUENCE #: FILING DEADLINE FOR PROXY: Wednesday, May 4, 2022 at 12:00 p.m. ET VOTING METHOD INTERNET Go to www.voteproxyonline.com and |
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| February 25, 2022 |
EXHIBIT 99.4 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Peter Grosskopf, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| February 25, 2022 |
Management’s Discussion & Analysis for the year ended December 31, 2021 EX-99.2 3 sprott2021q4-mda.htm EX-99.2 Management's Discussion and Analysis Years ended December 31, 2021 and 2020 Forward looking statements Certain statements in this Management's Discussion & Analysis ("MD&A"), and in particular the "Business Performance Highlights" section and "Outlook" section, contain forward-looking information and forward-looking statements (collectively referred to herein |
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| February 25, 2022 |
EXHIBIT 99.5 CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a), PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| February 25, 2022 |
EXHIBIT 99.7 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the ?Company?) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2021 (the ?Report?). I, Kevin Hibbert, Chief Financial Officer of the Company, certify |
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| February 25, 2022 |
Annual Information Form for the year ended December 31, 2021 2021 Annual Information Form February 24, 2022 Table of Contents Defined terms 1 Forward looking statements 2 Key performance indicators and non-IFRS and other financial measures 4 Corporate structure 5 General development of the business 6 Description of the business 7 Competition and industry outlook 13 Environmental, social and governance policy 15 Risk management 17 Risk factors 21 Dividends 3 |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 40-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 or ? ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission File Number: 001-39298 Sprott Inc. (Exact name of Registrant as specified in its ch |
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| February 25, 2022 |
SPROTT ANNOUNCES YEAR ENDED 2021 RESULTS Exhibit 99.1 SPROTT ANNOUNCES YEAR ENDED 2021 RESULTS TORONTO, ON - February 25, 2022 - Sprott Inc. (NYSE/TSX: SII) (“Sprott” or the “Company”) today announced its financial results for the year ended December 31, 2021. Management commentary "Each of Sprott’s business units performed well in 2021 and our Assets Under Management (“AUM”) finished the year at $20.4 billion, up $3.1 billion (18%) from |
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| February 25, 2022 |
EXHIBIT 99.6 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ENACTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 Sprott Inc. (the ?Company?) is filing with the U.S. Securities and Exchange Commission on the date hereof, its annual report on Form 40-F for the fiscal year ended December 31, 2021 (the ?Report?). I, Peter Grosskopf, Chief Executive Officer of the Company, certi |
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| February 25, 2022 |
KPMG LLP Bay Adelaide Centre 333 Bay Street, Suite 4600 Toronto, ON M5H 2S5 Canada Tel 416-777-8500 Fax 416-777-8818 Consent of Independent Registered Public Accounting Firm The Board of Directors of Sprott Inc. |
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| February 25, 2022 |
Audited Consolidated Financial Statements for the year ended December 31, 2021 Consolidated Financial Statements Years ended December 31, 2021 and 2020 Management's responsibility for financial reporting The accompanying consolidated financial statements, which consolidate the financial results of Sprott Inc. |
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| February 25, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 24, 2022 |
Sprott Inc. Declares Fourth Quarter 2021 Dividend EX-99.1 2 tm227533d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Sprott Inc. Declares Fourth Quarter 2021 Dividend TORONTO, February 24, 2022 (GLOBE NEWSWIRE) - Sprott Inc. (“Sprott” or the “Company”) (NYSE/TSX: SII) announced today that its Board of Directors has declared a fourth quarter 2021 dividend of US$0.25 per common share, payable on March 22, 2022 to shareholders of record at the close of busine |
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| February 24, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February 2022 Commission File Number 001-39298 Sprott Inc. (Translation of registrant?s name into English) Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1 (Address of p |
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| February 14, 2022 |
SILV / SilverCrest Metals Inc. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
CA:MAG / MAG Silver Corp / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
ITRG / Integra Resources Corp. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
THM / International Tower Hill Mines Ltd. / SPROTT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
