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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Summit Bancshares, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 9, 2004 |
Form 15 OMB APPROVAL OMB Number: 3235-0167 Expires: October 31, 2004 Estimated average burden hours per response . |
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| November 14, 2003 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED: September 30, 2003 COMMISSION FILE NUMBER: 0-11108 SUMMIT BANCSHARES, INC. STATE OF CALIFORNIA 2969 BROADWAY, OAKLAND CALIFORNIA 94611 (510)839-8800 I.R.S. IDENTIFICATION NUMBER 94-2767067 |
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| August 13, 2003 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 14, 2003 |
Form 10-Q for period ending 03/31/2003 Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 14, 2003 |
Exhibit 99.2 The following certification accompanies the issuer’s quarterly Report on Form 10 and is not filed as provided in SEC Release Nos. 33-8212, 34-47551 and IC-25967, dated March 21, 2003 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 9067 of the Sarbanes-Oxley Act of 2002 In connection with the quarterly report of Summit Bancshares, Inc. (the “Company”) o |
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| May 14, 2003 |
Exhibit 99.1 The following certification accompanies the issuer?s quarterly Report on Form 10 and is not filed as provided in SEC Release Nos. 33-8212, 34-47551 and IC-25967, dated March 21, 2003 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 9067 of the Sarbanes-Oxley Act of 2002 In connection with the quarterly report of Summit Bancshares, Inc. (the ?Company?) o |
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| March 27, 2003 |
10-K 1 d10k.htm FORM 10-K FOR YEAR ENDED DECEMBER 31, 2002 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 or 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR FISCAL YEAR ENDED COMMISSION FILE NUMBER DECEMBER 31, 2002 0-11108 SUMMIT BANCSHARES, INC. (Exact name of registrant as specified in its charter) CALIFORNIA 94-2767067 (State of Incor |
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| March 27, 2003 |
Exhibit 13 FINANCIAL HIGHLIGHTS FOR THE YEAR ENDED 2002 2001 2000 1999 1998 Net Income $ 1,712,363 $ 2,015,370 $ 2,413,617 $ 1,839,155 $ 1,767,392 Earnings per common share $ 0. |
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| November 26, 2002 |
Amendment No. 1 to Form 10-K AMENDED FORM 10-K/A Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2001 (Date of earliest event reported) Summit Bancshares, Inc. (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 0 – 11108 (Commission File Number) 94-2767067 (IRS Employer Identification N |
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| November 26, 2002 |
Report of Independent Public Accountants Report of Independent Public Accountants To the Board of Directors and Shareholders of Summit Bancshares, Inc. |
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| November 13, 2002 |
Exhibit 11 Summit Bancshares, Inc. Third Quarter 2002 Earnings Per Share Calculations # of shares Date # of days 1,850,492 12-31-01(BAL FWD) Q1 1,850,492 TO 02/25/02 56.00 103,627,552 1,854,328 TO 03/31/02 34.00 63,047,152 TO - - TO - - Q2 1,854,328 TO 06/30/02 91.00 168,743,848 - TO 01/00/00 - - Q3 1,854,328 TO 09/29/02 91.00 168,743,848 1,840,263 TO 09/30/02 1.00 1,840,263 Q-T-D 92.00 170,584,11 |
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| November 13, 2002 |
Exhibit 99.2 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 9067 of the Sarbanes-Oxley Act of 2002 In connection with the quarterly report of Summit Bancshares, Inc. (the ?Company?) on Form 10-QSB for the period ending September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kikuo Nakahara, CFO of the Company, c |
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| November 13, 2002 |
Exhibit 99.1 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 9067 of the Sarbanes-Oxley Act of 2002 In connection with the quarterly report of Summit Bancshares, Inc. (the ?Company?) on Form 10-QSB for the period ending September 30, 2002, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Shirley W. Nelson, CEO of the Compan |
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| November 13, 2002 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED: SEPTEMBER 30,2002 COMMISSION FILE NUMBER: 0-11108 SUMMIT BANCSHARES, INC. STATE OF CALIFORNIA 2969 BROADWAY, OAKLAND CALIFORNIA 94611 (510)839-8800 I.R.S. IDENTIFICATION NUMBER 94-2767067 Indicate by the check ma |
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| August 14, 2002 |
Exhibit 99.2 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 9067 of the Sarbanes-Oxley Act of 2002 In connection with the quarterly report of Summit Bancshares, Inc. (the "Company") on Form 10-QSB for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Kikuo Nakahara, CFO of the Company, certif |
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| August 14, 2002 |
Prepared by R.R. Donnelley Financial - FORM 10-Q FOR PERIOD ENDING 6/30/2002 Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED: JUNE 30, 2002 COMMISSION FILE NUMBER: 0-11108 SUMMIT BANCSHARES, INC. STATE OF CALIFORNIA I.R.S. IDENTIFICATION NUMBER 94-2767067 2969 B |
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| August 14, 2002 |
Exhibit 99.1 Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 9067 of the Sarbanes-Oxley Act of 2002 In connection with the quarterly report of Summit Bancshares, Inc. (the "Company") on Form 10-QSB for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Shirley W. Nelson, CEO of the Company, cer |
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| May 13, 2002 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED: MARCH 31, 2002 COMMISSION FILE NUMBER: 0-11108 SUMMIT BANCSHARES, INC. STATE OF CALIFORNIA 2969 BROADWAY, OAKLAND CALIFORNIA 94611 (510) 839-8800 I.R.S. IDENTIFICATION NUMBER 94-2767067 Indicate by the check mark |
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| March 14, 2002 |
Prepared by R.R. Donnelley Financial - Notice and Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x |
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| March 13, 2002 |
Exhibit 11 WEIGHTED AVERAGE SHARES TWELVE MONTHS ENDED DECEMBER 31, 2001 # of shares Date # of days 459,387 12-31-00 (BAL FWD) Q1 1,837,548 TO 04/01/01 90. |
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| March 13, 2002 |
Exhibit 13 FINANCIAL HIGHLIGHTS For the year ended 2001 2000 1999 1998 Net Income $ 2,015,370 $ 2,413,617 $ 1,839,155 $ 1,767,392 Earnings per common share $ 1. |
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| March 13, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 or 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Fiscal Year Ended December 31, 2001 Commission File Number 0-11108 Summit Bancshares, Inc. (Exact name of registrant as specified in its charter) California 94-2767067 (State of Incorporation) (I.R.S. Employer Identification No.) 2969 Broadwa |
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| March 13, 2002 |
Exhibit 22 SUMMIT EQUITIES. INC. (PARENT COMPANY ONLY) DECEMBER 31, 2001 ASSETS CASH $ 10,864.21 TOTAL ASSETS $ 10,864.21 LIABILITIES AND SHAREHOLDERS EQUITY LIABILITIES RESERVE FOR FED TAXES $ 0.00 RESERVE FOR STATE TAXES $ 0.00 TOTAL RESERVE FOR TAXES $ 0.00 TOTAL LIABILITIES $ 0.00 SHAREHOLDERS EQUITY COMMON STOCK $ 10,000.00 RETAINED EARNINGS $ 864.21 PROFIT/LOSS YEAR-TO-DATE $ 0.00 $ 10,864.2 |
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| November 13, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED: SEPTEMBER 30, 2001 COMMISSION FILE NUMBER: 0-11108 SUMMIT BANCSHARES, INC. STATE OF CALIFORNIA 2969 BROADWAY, OAKLAND CALIFORNIA 94611 (510) 839-8800 I.R.S. IDENTIFICATION NUMBER 94-2767067 Indicate by the check mark whether the r |
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| August 10, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED: JUNE 30, 2001 COMMISSION FILE NUMBER: 0-11108 SUMMIT BANCSHARES, INC. STATE OF CALIFORNIA 2969 BROADWAY, OAKLAND CALIFORNIA 94611 (510) 839-8800 I.R.S. IDENTIFICATION NUMBER 94-2767067 Indicate by check mark whether the registrant |
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| July 19, 2001 |
Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document AMENDED FORM 8-K/A Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 June 29, 2001 (Date of earliest event reported) Summit Bancshares, Inc. |
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| July 6, 2001 |
QuickLinks - Click here to rapidly navigate through this document FORM 8-K Current Report Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 June 29, 2001 (Date of earliest event reported) Summit Bancshares, Inc. |
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| May 15, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR QUARTER ENDED: MARCH 31, 2001 COMMISSION FILE NUMBER: 0-11108 SUMMIT BANCSHARES, INC. STATE OF CALIFORNIA I.R.S. IDENTIFICATION NUMBER 94-2767067 2969 BROADWAY, OAKLAND CALIFORNIA 94611 (510) 839-8800 Indicate by check mark whether the registran |
