Mga Batayang Estadistika
| LEI | 5493002YM7ZHVDMFC916 |
| CIK | 928366 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sims Limited
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 12, 2015 |
EX-99.2 CUSIP No. 829160100 13G Page 14 of 14 Exhibit 99.2 Item 7 Information The securities being reported on by the reporting persons herein as parent holding companies are owned, or may be deemed to be beneficially owned as follows: Company Type of Company CBA Equities Limited BD (AU registered) Colonial First State Asset Management (Australia) Limited IA (AU registered) Avanteos Investment Lim |
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| February 12, 2015 |
Joint Filing Agreement February 12, 2015 EX-99.1 CUSIP No. 829160100 13G Page 13 of 14 Exhibit 99.1 Joint Filing Agreement February 12, 2015 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, Commonwealth Bank of Australia, Colonial Holding Company Limited, Commonwealth Insurance Holdings Limited, Colonial First State Group Limited, and Colonial First State Asset Management (Australia) Limited each |
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| February 12, 2015 |
SMSMY / Sims Metal Management Ltd. / COMMONWEALTH BANK OF AUSTRALIA - SC 13G Passive Investment SC 13G CUSIP No. 829160100 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 Sims Metal Management Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 829160100 (CUSIP Number) December 31, 2014 Date of Event Which Require |
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| October 15, 2014 |
SMSMY / Sims Metal Management Ltd. S-8 POS - - FORM S-8 POS FORM S-8 POS As filed with the Securities and Exchange Commission on October 15, 2014 Registration Nos. |
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| October 15, 2014 |
SMSMY / Sims Metal Management Ltd. S-8 POS - - FORM S-8 POS FORM S-8 POS As filed with the Securities and Exchange Commission on October 15, 2014 Registration Nos. |
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| October 14, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addres |
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| October 14, 2014 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 10 October 2014 BOARD SUCCESSION EX-99.3 Exhibit 99.3 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 10 October 2014 BOARD SUCCESSION Sims Metal Management Limited today announced that Deborah O’Toole and Georgia Nelson have agreed to join the Board of the Company as independent non-executive directors effective 1 November 2014. Ms O’Toole (age 57) has extensive executive experience across a number of sectors including over 20 years i |
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| October 14, 2014 |
ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 14 October 2014 EX-99.4 Exhibit 99.4 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 14 October 2014 Sims Metal Management Limited to deregister from SEC in US Sims Metal Management Limited (the Company) announced today that it intends to deregister its American Depositary Receipts (ADRs) under the U.S. Securities Exchange Act (Exchange Act). This follows the delisting of the ADRs from the New York Stock Exchange (NYS |
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| October 14, 2014 |
Proportion of TSR Performance Rights EX-99.1 2 d802147dex991.htm EX-99.1 Exhibit 99.1 Sims Metal Management Limited ABN 69 114 838 630 ├ 000001 000 SGM MR SAM SAMPLE FLAT 123 123 SAMPLE STREET THE SAMPLE HILL SAMPLE ESTATE SAMPLEVILLE VIC 3030 13 October 2014 Dear Shareholder I have pleasure in inviting you to attend the 2014 Annual General Meeting of Sims Metal Management Limited to be held at The Westin, Heritage Ballroom, 1 Martin |
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| October 14, 2014 |
SMSMY / Sims Metal Management Ltd. 15F-12B - - FORM 15 FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15F CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-33983 |
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| October 14, 2014 |
EX-99.2 3 d802147dex992.htm EX-99.2 Exhibit 99.2 1 Financial Highlights FY 2013 YEAR ENDED 30 JUNE (A$m) FY 2014 Restated Change (%) Sales Revenue 7,129.0 7,193.0 (0.9 ) EBITDA 124.8 (42.5 ) NMF Underlying EBITDA1 242.4 190.4 27.3 Goodwill & Intangible Asset Impairment (28.5 ) (304.4 ) (90.6 ) Depreciation (105.6 ) (101.1 ) 4.5 Amortisation (18.3 ) (22.4 ) (18.3 ) EBIT (27.6 ) (470.4 ) (94.1 ) Und |
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| October 3, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addres |
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| October 3, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| September 22, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 2 d792715dex991.htm EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| September 22, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addr |
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| September 12, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.1 Exhibit 99.1 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give ASX the following inform |
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| September 12, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.2 Exhibit 99.2 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| September 12, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K 6-K 1 d788706d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New |
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| September 5, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| September 5, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address o |
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| August 29, 2014 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 27 August 2014 EX-99.1 2 d780700dex991.htm EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 27 August 2014 Sims Metal Management appoints Fred Knechtel as Group Chief Financial Officer The Group CEO of Sims Metal Management Limited (Company), Galdino Claro, was today pleased to announce the appointment of Fred Knechtel as Group Chief Financial Officer of the Company, commencing in November prior to |
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| August 29, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of p |
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| August 22, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - 6-K 6-K 1 d779860d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, N |
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| August 22, 2014 |
EX-99.2 3 d779860dex992.htm EX-99.2 Exhibit 99.2 Financial Results Full year ended 30 June 2014 Galdino Claro, Group Chief Executive Officer Rob Larry, Group Chief Financial Officer 22 August 2014 Disclaimer Cautionary Statements Regarding Forward -Looking Information This presentation may contain forward -looking statements, including statements about Sims Metal Management’s financial condition, |
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| August 22, 2014 |
EX-99.1 Exhibit 99.1 Appendix 4E Sims Metal Management Limited ABN 69 114 838 630 Preliminary Final Report Results for announcement to the market Year ended: 30 June 2014 Previous corresponding period: 30 June 2013 Results A$m Revenue from ordinary activities Down 0.8 % to 7,144.3 Loss from ordinary activities after tax attributable to members* Down 81.0 % to (88.9 ) Net loss for the period attrib |
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| August 22, 2014 |
EX-99.3 4 d779860dex993.htm EX-99.3 Exhibit 99.3 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 22 August 2014 SIMS METAL MANAGEMENT ANNOUNCES FISCAL 2014 FULL YEAR RESULTS Results at a Glance STATUTORY (A$m) FY14 FY13 Change % Sales revenue 7,129.0 7,193.0 (0.9 ) EBITDA1 124.8 (42.5 ) NMF 2 EBIT (27.6 ) (470.4 ) NMF 2 NPAT (88.9 ) (467.3 ) NMF 2 EPS (cents) – diluted (43.5 ) (228.6 ) NMF 2 UNDERLYING |
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| August 15, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of p |
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| August 15, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| August 1, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K 6-K 1 d768731d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New Yo |
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| August 1, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 2 d768731dex991.htm EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| July 23, 2014 |
Sims Metal Management Strategic Review Galdino Claro, Group CEO 23 July 2014 EX-99.2 Exhibit 99.2 Sims Metal Management Strategic Review Galdino Claro, Group CEO 23 July 2014 Disclaimer Cautionary Statements Regarding Forward -Looking Information This presentation may contain forward -looking statements, including statements about Sims Metal Management’s financial condition, results of operations, earnings outlook and prospects. Forward -looking statements are typically id |
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| July 23, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address o |
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| July 23, 2014 |
EX-99.1 2 d764145dex991.htm EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 23 July 2014 SIMS METAL MANAGEMENT ANNOUNCES FIVE YEAR STRATEGIC PLAN Key Points • Completion of detailed review of Sims Metal Management’s global operating portfolio by new Group CEO, Galdino Claro • Five year strategic plan developed to, through internal initiatives, lift earnings before interest and tax |
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| July 11, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address o |
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| July 11, 2014 |
ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 8 July 2014 INVESTOR PRESENTATION INVITATION EX-99.1 2 d759370dex991.htm EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 8 July 2014 INVESTOR PRESENTATION INVITATION Sims Metal Management Limited will release the findings of a recent strategic review undertaken by Group CEO, Galdino Claro, Wednesday, 23 July 2014 in Sydney. The review findings will be presented via Conference Call, with an accompanying slide presentation rele |
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| July 7, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of princip |
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| July 7, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 2 d753425dex991.htm EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| June 27, 2014 |
EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 24 June 2014 SIMS METAL MANAGEMENT ANNOUNCES SRS RESTRUCTURING INITIATIVES AND RELATED CHARGES Sims Metal Management Limited (the “Company”) today announces restructuring initiatives designed to reset and streamline the Sims Recycling Solutions (“SRS”) business as part of a Group strategic review currently being undertaken. The review |
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| June 27, 2014 |
SMSMY / Sims Metal Management Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address o |
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| June 6, 2014 |
EX-99.1 2 d738673dex991.htm EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 6 June 2014 SIMS METAL MANAGEMENT ANNOUNCES ORGANISATIONAL CHANGE REGARDING GROUP CHIEF FINANCIAL OFFICER The Group CEO & Managing Director of Sims Metal Management Limited (the “Company”), Galdino Claro today announced that the Company has commenced a global search for a new CFO. The search will include co |
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| June 6, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of pri |
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| June 6, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.2 3 d738673dex992.htm EX-99.2 Exhibit 99.2 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| June 2, 2014 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Sims Metal Management Limited (Exact name of registrant as specified in its charter) Victoria, Australia 001-33983 98-0490682 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 16 West 22nd Street, 10th Floor Ne |
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| May 19, 2014 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of |
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| May 19, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 2 d729950dex991.htm EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| May 1, 2014 |
EX-99.1 Exhibit 99.1 Claremont Terminal, Jersey City – Metals Recycling Sims Metal Management Analyst and Investor Site Tour North America Metals – New England & East Regions April 30 & May 1, 2014 Disclaimer Cautionary Statements Regarding Forward-Looking Information This presentation may contain forward-looking statements, including statements about Sims Metal Management’s financial condition, r |
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| May 1, 2014 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of principa |
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| April 4, 2014 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of princi |
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| April 4, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| March 28, 2014 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address |
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| March 28, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.1 Exhibit 99.1 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 |
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| March 21, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.6 Exhibit 99.6 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give ASX the following inform |
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| March 21, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| March 21, 2014 |
ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 19 March 2014 EX-99.2 Exhibit 99.2 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 19 March 2014 Sims Metal Management’s ADR cancellation fees waived until 2 April 2014 Further to its letter to holders of Sims Metal Management Limited (“SimsMM”) American Depositary Receipts (“ADRs”) dated 5 March 2014, SimsMM has agreed to extend the period in which The Bank of New York Mellon will waive the cancellation fees for th |
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| March 21, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.4 Exhibit 99.4 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give ASX the following inform |
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| March 21, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of pr |
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| March 21, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.3 4 d697993dex993.htm EX-99.3 Exhibit 99.3 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) g |
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| March 21, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.5 Exhibit 99.5 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 |
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| March 5, 2014 |
Sir Joseph Banks Corporate Park EX-99.1 Exhibit 99.1 Sir Joseph Banks Corporate Park Suite 3 Level 2 32 Lord Street Botany NSW 2019 Telephone 612 8113 1600 Facsimile: 612 8113 1622 [email protected] www.simsmm.com 5 March 2014 Dear ADR holder Sims Metal Management’s (SMSMY) ADR cancellation fees waived until 19 March 2014 INTRODUCTION Sims Metal Management Limited (“SimsMM”) has today announced that The Bank of New York Mellon (“B |
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| March 5, 2014 |
Current Report of Foreign Issuer - 6-K 6-K 1 d686307d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY |
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| February 21, 2014 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addre |
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| February 21, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| February 21, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.3 Exhibit 99.3 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give ASX the following inform |
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| February 21, 2014 |
Appendix 3Y Change of Director’s Interest Notice EX-99.2 Exhibit 99.2 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give ASX the following inform |
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| February 14, 2014 |
EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 14 February 2014 SIMS METAL MANAGEMENT ANNOUNCES FISCAL 2014 HALF YEAR RESULTS RESULTS AT A GLANCE STATUTORY (A$m) HY14 HY13 Change % Sales revenue 3,593.3 3,428.5 4.8 EBITDA1 113.0 32.1 252.0 EBIT 52.1 (321.4 ) NMF 2 NPAT 9.3 (296.1 ) NMF 2 EPS (cents) — diluted 4.5 (144.8 ) NMF 2 UNDERLYING (A$m) HY14 HY13 Change % Sales revenue 3,5 |
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| February 14, 2014 |
EX-99.3 Exhibit 99.3 Appendix 4D Sims Metal Management Limited ABN 69 114 838 630 Half Year Report Results for announcement to the market Half year ended: 31 December 2013 Previous corresponding period: 31 December 2012 Results A$m Revenue from ordinary activities Up 4.9 % to 3,601.1 Profit from ordinary activities after tax attributable to members* Up 103.1 % to 9.3 Net profit for the period attr |
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| February 14, 2014 |
EX-99.2 Exhibit 99.2 Interim Results Half year ended 31 December 2013 Galdino Claro, Group Chief Executive Officer Rob Larry, Group Chief Financial Officer 14 February 2014 Disclaimer Cautionary Statements Regarding Forward -Looking Information This presentation may contain forward -looking statements, including statements about Sims Metal Managements financial condition, results of operations, ea |
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| February 14, 2014 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of |
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| February 13, 2014 |
SMSMY / Sims Metal Management Ltd. / COMMONWEALTH BANK OF AUSTRALIA - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 Sims Metal Management Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 829160100 (CUSIP Number) December 31, 2013 Date of Event Which Requires Filing of the Statement Check the appropri |
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| February 13, 2014 |
EX-99.2 3 d675387dex992.htm EX-99.2 Exhibit 99.2 Item 7 Information The securities being reported on by the reporting persons herein as parent holding companies are owned, or may be deemed to be beneficially owned as follows: Company Type of Company CBA Equities Limited BD (AU registered) ASB Group Investments Limited IA (NZ registered) Colonial First State Asset Management (Australia) Limited IA |
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| February 13, 2014 |
Joint Filing Agreement February 13, 2014 EX-99.1 Exhibit 99.1 Joint Filing Agreement February 13, 2014 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, Commonwealth Bank of Australia, Colonial Holding Company Limited, Commonwealth Insurance Holdings Limited, Colonial First State Group Limited, and Colonial First State Asset Management (Australia) Limited each hereby agree to the joint filing of t |
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| January 28, 2014 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2014 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addres |
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| January 28, 2014 |
EX-99.2 Exhibit 99.2 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 20 January 2014 FY14 HALF YEAR FINANCIAL RESULTS INVITATION Sims Metal Management Limited will release its FY14 first half results to Australian Securities Exchange on the morning of Friday 14 February 2014. The results will be presented via Conference Call hosted by Galdino Claro, Group Chief Executive Officer, and Rob Larry, Group C |
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| January 28, 2014 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| December 13, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.2 Exhibit 99.2 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| December 13, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| December 13, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addre |
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| December 13, 2013 |
Appendix 3Y Change of Director’s Interest Notice EX-99.3 Exhibit 99.3 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give ASX the following inform |
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| November 26, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| November 26, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addre |
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| November 18, 2013 |
EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, OTC: SMSMY) 14 November 2013 Annual General Meeting 2013 Chairman’s Address Ladies and Gentlemen, Introduction Fiscal year 2013 was a deeply challenging one for Sims Metal Management. Certainly the most challenging year since the start of the global financial crisis, and perhaps the most challenging year the Company has faced since it was floated |
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| November 18, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.3 4 d631662dex993.htm EX-99.3 Exhibit 99.3 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| November 18, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addre |
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| November 18, 2013 |
Sir Joseph Banks Corporate Park EX-99.2 Exhibit 99.2 Sir Joseph Banks Corporate Park Suite 3 Level 2 32 Lord Street Botany NSW 2019 Telephone 612 8113 1600 Facsimile: 612 8113 1622 [email protected] www.simsmm.com 14 November 2013 Manager Companies Company Announcements Office Australian Securities Exchange Ltd Level 4, 20 Bridge Street Sydney NSW 2000 Dear Sir/Madam, Results of 2013 Annual General Meeting Sims Metal Management Li |
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| November 18, 2013 |
Appendix 3Y Change of Director’s Interest Notice EX-99.4 Exhibit 99.4 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 |
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| November 8, 2013 |
Sir Joseph Banks Corporate Park EX-99.1 Exhibit 99.1 Sir Joseph Banks Corporate Park Suite 3 Level 2 32 Lord Street Botany NSW 2019 Telephone 612 8113 1600 Facsimile: 612 8113 1622 [email protected] www.simsmm.com 4 November 2013 Company Announcements Office Australian Securities Exchange Ltd Level 6 20 Bridge Street Sydney NSW 2000 Dear Sir/Madam, Re: Listing Rule 3.16.1 Further to our release of 8 October 2013, and in accordance |
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| November 8, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of |
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| November 8, 2013 |
Appendix 3X Initial Director’s Interest Notice Exhibit 99.2 Appendix 3X Initial Director’s Interest Notice Rule 3.19A.1 Appendix 3X Initial Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001. Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give AS |
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| October 16, 2013 |
EX-12.1 Exhibit 12.1 CERTIFICATIONS I, Geoffrey N. Brunsdon, certify that: 1. I have reviewed this annual report on Form 20-F of Sims Metal Management Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| October 16, 2013 |
[*] Confidential Treatment Requested EX-4.22 Exhibit 4.22 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO CERTAIN PORTIONS OF THIS AGREEMENT. CONFIDENTIAL PORTIONS HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. Deed of Amendment HSBC Facility Agreement Date 21 December 2012 Parties Sims Metal Management Limited ABN 69 114 838 630 of ‘Sir Joseph Banks Corporate Park’, Suite 3, Level |
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| October 16, 2013 |
EX-4.8 Exhibit 4.8 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO CERTAIN PORTIONS OF THIS AGREEMENT. CONFIDENTIAL PORTIONS HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Agreement”) is made and entered into this 6 day of June 2013 by and between Sims Metal Management Limited, an Australian co |
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| October 16, 2013 |
[*] Confidential Treatment Requested EX-4.23 Exhibit 4.23 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO CERTAIN PORTIONS OF THIS AGREEMENT. CONFIDENTIAL PORTIONS HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. Deed of Amendment and Waiver Common Terms Deed Date 28 June 2013 Parties Sims Metal Management Limited ABN 69 114 838 630 of Sir Joseph Banks Corporate Park, Suite 3, Level 2 |
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| October 16, 2013 |
EX-13.1 Exhibit 13.1 Certification Pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 18 U.S.C. Section 1350 Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Sims Me |
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| October 16, 2013 |
Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 16, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (No. 333-156922 and No. 333-149717) of Sims Metal Management Limited of our report dated August 23, 2013 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in this Form |
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| October 16, 2013 |
EX-12.2 Exhibit 12.2 CERTIFICATIONS I, Robert C. Larry, certify that: 1. I have reviewed this annual report on Form 20-F of Sims Metal Management Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| October 15, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address of |
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| October 15, 2013 |
Exhibit 99.1 15 October 2013 Dear Shareholder I have pleasure in inviting you to attend the 2013 Annual General Meeting of Sims Metal Management Limited to be held at the Langham Ballroom, 1 Southgate Avenue, Southbank, Melbourne VIC on Thursday, 14 November 2013 at 10:30am (Melbourne time). Enclosed is the Notice of Annual General Meeting which sets out the items of business to be considered. If |
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| October 15, 2013 |
EX-99.2 Exhibit 99.2 FINANCIAL RESULTS 2 CHAIRMAN’S REVIEW 4 OPERATIONAL & FINANCIAL REVIEW 6 GLOBAL OPERATIONS 6 GROUP OVERVIEW 8 NORTH AMERICA 10 EUROPE 12 AUSTRALASIA 14 SUSTAINABILITY 16 FINANCIAL REVIEW 20 CORPORATE GOVERNANCE STATEMENT 22 DIRECTORS’ REPORT 33 BOARD OF DIRECTORS 36 REMUNERATION REPORT 38 FINANCIAL STATEMENTS 57 OTHER INFORMATION 121 DIRECTORS’ DECLARATION 120 INDEPENDENT AUDI |
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| October 10, 2013 |
SMSMY / Sims Metal Management Ltd. / COMMONWEALTH BANK OF AUSTRALIA - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) Sims Metal Management Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 829160100 (CUSIP Number) September 30, 2013 Date of Event Which Requires Filing of the |
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| October 10, 2013 |
EX-99.2 CUSIP NO. 829160100 13G Exhibit 99.2 Item 7 Information The securities being reported on by the reporting persons herein as parent holding companies are owned, or may be deemed to be beneficially owned as follows: Company Type of Company CBA Equities Limited BD (AU registered) ASB Group Investments Limited IA (NZ registered) Colonial First State Asset Management (Australia) Limited IA (AU |
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| October 10, 2013 |
Joint Filing Agreement October 10, 2013 EX-99.1 2 d610882dex991.htm EX-99.1 CUSIP NO. 829160100 13G Exhibit 99.1 Joint Filing Agreement October 10, 2013 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, Commonwealth Bank of Australia, Colonial Holding Company Limited, Commonwealth Insurance Holdings Limited, Colonial First State Group Limited, and Colonial First State Asset Management (Australia) |
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| October 8, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.2 3 d610307dex992.htm EX-99.2 Exhibit 99.2 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| October 8, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 8 October 2013 EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 8 October 2013 Sims Metal Management announces the appointment of Mr Galdino Claro as new Chief Executive Officer and Managing Director The Chairman of Sims Metal Management Limited, Mr Geoff Brunsdon, today announced the appointment of Mr Galdino Claro as Chief Executive Officer and Managing Director of the Company, commencing 4 Novem |
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| October 8, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addres |
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| September 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| September 19, 2013 |
Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 19 September 2013 SIMS METAL MANAGEMENT TO VOLUNTARILY DELIST ADRs FROM THE NYSE AND TRADE OVER THE COUNTER Sims Metal Management Limited (the Company) today announced that it intends to voluntarily delist its American Depositary Receipts (ADRs) from the New York Stock Exchange (NYSE). The delisting of the Company’s ADRs is expected to become |
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| September 19, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address o |
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| September 13, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Addr |
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| September 13, 2013 |
Sir Joseph Banks Corporate Park EX-99.1 Exhibit 99.1 Sir Joseph Banks Corporate Park Suite 3 Level 2 32 Lord Street Botany NSW 2019 Telephone 612 8113 1600 Facsimile: 612 8113 1622 [email protected] www.simsmm.com 10 September 2013 Company Announcements Office Australian Securities Exchange Ltd Level 6 20 Bridge Street Sydney NSW 2000 Dear Sir/Madam, Re: Listing Rule 3.16.1 Further to our release of 23 August 2013, and in accordan |
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| September 13, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement Exhibit 99.4 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 Amended |
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| September 13, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.3 4 d598012dex993.htm EX-99.3 Exhibit 99.3 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| September 13, 2013 |
Appendix 3X Initial Director’s Interest Notice Exhibit 99.2 Appendix 3X Initial Director’s Interest Notice Rule 3.19A.1 Appendix 3X Initial Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001. Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) give AS |
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| September 6, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New York, NY 10010 (Address o |
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| September 6, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| August 26, 2013 |
EX-99.2 Exhibit 99.2 Financial Results Full year ended 30 June 2013 Geoffrey N. Brunsdon, Chairman Rob Larry, Group Chief Financial Officer 23 August 2013 Disclaimer Cautionary Statements Regarding Forward-Looking Information This presentation may contain forward-looking statements, including statements about Sims Metal Management’s financial condition, results of operations, earnings outlook and |
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| August 26, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.5 6 d586965dex995.htm EX-99.5 Exhibit 99.5 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| August 26, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 23 August 2013 EX-99.4 Exhibit 99.4 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 23 August 2013 Non-Executive Director appointment Sims Metal Management Limited is pleased to announce today that Mr Robert J. Bass has agreed to join the Board of the Company as an independent non-executive director effective 10 September 2013. Mr Bass (age 64) was formerly a partner at Deloitte & Touche from 1982, and Vice Chairman D |
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| August 26, 2013 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d586965d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New Yo |
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| August 26, 2013 |
Exhibit 99.3 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 23 August 2013 SIMS METAL MANAGEMENT ANNOUNCES FISCAL 2013 FULL YEAR RESULTS RESULTS AT A GLANCE STATUTORY (A$m) FY13 FY12 Change % Sales revenue 7,193.0 9,035.7 (20.4) EBITDA1 (41.5) 182.2 (122.8) EBIT (469.4) (623.3) (24.7) NPAT (466.1) (622.5) (25.1) EPS (cents) – diluted (228.1) (302.4) (24.6) UNDERLYING (A$m) FY13 FY12 Change % Sales reve |
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| August 26, 2013 |
EX-99.1 Exhibit 99.1 Appendix 4E Sims Metal Management Limited ABN 69 114 838 630 Preliminary Final Report Results for announcement to the market Year ended: 30 June 2013 Previous corresponding period: 30 June 2012 Results A$m Revenue from ordinary activities Down 20.3 % to 7,203.1 Loss from ordinary activities after tax attributable to members* Down 25.1 % to (466.1 ) Net loss for the period attr |
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| August 15, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 15 August 2013 FY13 FULL YEAR FINANCIAL RESULTS INVITATION EX-99.1 2 d585711dex991.htm EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 15 August 2013 FY13 FULL YEAR FINANCIAL RESULTS INVITATION Sims Metal Management Limited will release its FY13 full year results to: • Australian Securities Exchange on the morning of Friday 23 August 2013; and • New York Stock Exchange on the evening of Thursday 22 August 2013. Sims Metal Management Limited |
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| August 15, 2013 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d585711d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 16 West 22nd Street, 10th Floor New Yo |
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| July 19, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pr |
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| July 19, 2013 |
EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 16 July 2013 SIMS METAL MANAGEMENT ANNOUNCES THE SALE OF ITS U.S. BASED AEROSPACE METALS BUSINESS Sims Metal Management Limited (“Company”) announces the sale of its interest in Metal Management Aerospace, Inc (“Aerospace”), to ELG Utica Alloys. Aerospace, based in Hartford, Connecticut, specializes in the recycling of titanium alloys |
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| July 12, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of princip |
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| July 12, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| July 5, 2013 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pr |
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| July 5, 2013 |
EX-99.2 Exhibit 99.2 Level 12, Suite 1202 65 Berry Street North Sydney NSW 2060 Australia P.O. Box 651 Botany NSW 1455 Telephone 612 9902 6002 Facsimile: 612 9902 6006 [email protected] www.simsmm.com 1 July 2013 Company Announcements Office Australian Securities Exchange Ltd Level 6 20 Bridge Street Sydney NSW 2000 Dear Sir/Madam, Re: Listing Rule 3.16.1 In accordance with Listing Rule 3.16.1, we w |
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| July 5, 2013 |
Appendix 3Z Final Director’s Interest Notice EX-99.1 Exhibit 99.1 Appendix 3Z Final Director’s Interest Notice Rule 3.19A.3 Appendix 3Z Final Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001. Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) giv |
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| July 5, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.3 Exhibit 99.3 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| June 7, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 6 June 2013 EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 6 June 2013 CEO RETIREMENT TERMS AND CONSULTING ARRANGEMENT Further to the previous announcement made by Sims Metal Management regarding the retirement of the Company’s Chief Executive Officer (CEO) Daniel W. Dienst on 30 June 2013, the Board of the Company today announced the terms of his retirement. The Company has also entered into |
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| June 7, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pr |
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| May 31, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pri |
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| May 31, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| May 15, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pri |
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| May 15, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 15 May 2013 EX-99.1 2 d539799dex991.htm EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 15 May 2013 MARKET UPDATE IMPACT OF UK RESTRUCTURING ON FISCAL 2013 RESULTS Sims Metal Management Limited (the “Company”) announces today that in connection with the UK inventory investigation and the recently announced management changes in its UK Metals and UK Sims Recycling Services (“SRS”) businesses, an |
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| May 14, 2013 |
EX-99.2 3 d537995dex992.htm EX-99.2 13G CUSIP NO. 829160100 Exhibit 99.2 Item 7 Information The securities being reported on by the reporting persons herein as parent holding companies are owned, or may be deemed to be beneficially owned as follows: Company Type of Company . CBA Equities Limited BD (AU registered) ASB Group Investments Limited IA (NZ registered) Colonial First State Asset Manageme |
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| May 14, 2013 |
Joint Filing Agreement May 14, 2013 EX-99.1 2 d537995dex991.htm EX-99.1 13G CUSIP NO. 829160100 Exhibit 99.1 Joint Filing Agreement May 14, 2013 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, Commonwealth Bank of Australia, Colonial Holding Company Limited, Commonwealth Insurance Holdings Limited, Colonial First State Group Limited, and Colonial First State Asset Management (Australia) Lim |
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| May 14, 2013 |
SMSMY / Sims Metal Management Ltd. / COMMONWEALTH BANK OF AUSTRALIA - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 Sims Metal Management Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 829160100 (CUSIP Number) December 31, 2012** Date of Event Which Requires Filing of the Statement Check the |
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| April 2, 2013 |
Appendix 3X Initial Director’s Interest Notice EX-99.3 Exhibit 99.3 Appendix 3X Initial Director’s Interest Notice Rule 3.19A.1 Appendix 3X Initial Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001. Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) |
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| April 2, 2013 |
Appendix 3Z Final Director’s Interest Notice EX-99.2 Exhibit 99.2 Appendix 3Z Final Director’s Interest Notice Rule 3.19A.3 Appendix 3Z Final Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001. Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) giv |
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| April 2, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of principal |
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| April 2, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 2 April 2013 EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 2 April 2013 Non-Executive Director changes The Board of Sims Metal Management Limited (the “Company”) announced today that, following receipt of a nomination from Mitsui & Co., Ltd, Mr Tamotsu Sato has been appointed a Non-Independent Non-Executive Director of the Company and will replace Mr Makoto Paul Sukagawa, who has retired, effe |
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| March 22, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of princi |
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| March 22, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 20 March 2013 EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 20 March 2013 EUROPEAN MANAGEMENT CHANGES Effective immediately Graham Davy, CEO Europe and Global Sims Recycling Solutions (SRS), is no longer employed by the Company. Amongst other management changes, Hans-Otto Hagemann has been appointed acting Managing Director SRS Continental Europe and SRS UK. Cautionary Statements Regarding Forw |
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| March 18, 2013 |
Form 20-F Amendment Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 18, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (No. 333-156922 and No. 333-149717) of Sims Metal Management Limited of our report dated March 16, 2013 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in this Form |
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| March 18, 2013 |
EX-13.1 Exhibit 13.1 Certification Pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 18 U.S.C. Section 1350 Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Sims Me |
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| March 18, 2013 |
EX-12.1 Exhibit 12.1 CERTIFICATIONS I, Daniel W. Dienst, certify that: 1. I have reviewed this annual report on Form 20-F/A of Sims Metal Management Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| March 18, 2013 |
EX-12.2 Exhibit 12.2 CERTIFICATIONS I, Robert C. Larry, certify that: 1. I have reviewed this annual report on Form 20-F/A of Sims Metal Management Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 1, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| March 1, 2013 |
Appendix 3Y Change of Director’s Interest Notice EX-99.2 3 d495392dex992.htm EX-99.2 Exhibit 99.2 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGE |
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| March 1, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of princi |
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| February 22, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.5 6 d492363dex995.htm EX-99.5 Exhibit 99.5 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| February 22, 2013 |
ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 22 February 2013 RETIREMENT OF GROUP CEO EX-99.4 Exhibit 99.4 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 22 February 2013 RETIREMENT OF GROUP CEO The Board of Sims Metal Management Limited (the “Company”) announced today that, Daniel W. Dienst, the Company’s Chief Executive Officer, will retire effective 30 June 2013 upon the expiration of his contract. Mr Dienst will resign from the Company’s Board of Directors at the same time. The Chai |
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| February 22, 2013 |
Interim results – Supplemental Materials EX-99.2 Exhibit 99.2 Interim results – Supplemental Materials Half year ended 31 December 2012 SIMS METAL MANAGEMENT Daniel W. Dienst, Group Chief Executive Officer Rob Larry, Group Chief Financial Officer 22 February 2013 Disclaimer SIMS METAL MANAGEMENT Cautionary Statements Regarding Forward-Looking Information This presentation may contain forward-looking statements, including statements about |
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| February 22, 2013 |
EX-99.1 Exhibit 99.1 ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 22 February 2013 SIMS METAL MANAGEMENT ANNOUNCES FISCAL 2013 HALF YEAR RESULTS Financial Results for the Half Year Ended 31 December 2012 Sims Metal Management Limited (the “Company”) today announced revenue of $3.4 billion and a net loss after tax, on a statutory basis, of $295.5 million, representing a loss of 144.5 cents per diluted |
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| February 22, 2013 |
EX-99.3 Exhibit 99.3 Appendix 4D Sims Metal Management Limited ABN 69 114 838 630 Half Year Report Results for announcement to the market Half year ended: 31 December 2012 Previous corresponding period: 31 December 2011 Results A$m Revenue from ordinary activities Down 25.1% to 3,433.5 Loss from ordinary activities after tax attributable to members* Up 53.3% to (295.5) Net loss for the period attr |
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| February 22, 2013 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address o |
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| February 15, 2013 |
EX-99.1 Exhibit 99.1 MEDIA RELEASE (ASX: SGM, NYSE: SMS) 15 February 2013 SPECIAL COMMITTEE FINDINGS ON UK INVESTIGATION; GOODWILL IMPAIRMENT Sims Metal Management Limited (the “Company”) announced on 21 January 2013 that the Board of Directors had established a Special Committee (the “Committee”) to investigate inventory valuation issues in the Company’s UK business. The Committee has now conclud |
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| February 15, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of princip |
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| February 8, 2013 |
MEDIA RELEASE (ASX: SGM, NYSE: SMS) 8 February 2013 FY13 HALF YEAR FINANCIAL RESULTS INVITATION EX-99.1 Exhibit 99.1 MEDIA RELEASE (ASX: SGM, NYSE: SMS) 8 February 2013 FY13 HALF YEAR FINANCIAL RESULTS INVITATION Sims Metal Management Limited (the “Company”) advises that it intends to release its Fiscal 2013 half year results on the revised date of 22 February 2013. At that time, the Company, consistent with past practice, will review its Fiscal 2013 half year results, provide a market and t |
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| February 8, 2013 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pri |
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| January 22, 2013 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d471352d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, |
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| January 22, 2013 |
MEDIA RELEASE (ASX: SGM, NYSE: SMS) 21 January 2013 INVENTORY ADJUSTMENTS RELATED TO UK OPERATIONS EX-99.1 Exhibit 99.1 MEDIA RELEASE (ASX: SGM, NYSE: SMS) 21 January 2013 INVENTORY ADJUSTMENTS RELATED TO UK OPERATIONS Sims Metal Management Limited (the “Company”) advises the market that it has identified that the carrying value of inventory in its UK business is materially overstated. The inventory in question is predominately associated with the Company’s Recycling Solutions business at Long |
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| January 18, 2013 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| January 18, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2013 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of |
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| December 21, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address o |
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| December 21, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| December 19, 2012 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d455862d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York |
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| December 19, 2012 |
EX-99.1 Exhibit 99.1 MEDIA RELEASE (ASX: SGM, NYSE: SMS) 19 December 2012 SIMS METAL MANAGEMENT FIRST HALF FISCAL 2013 MARKET UPDATE At its Annual General Meeting on 15 November 2012, Sims Metal Management Limited (SimsMM) provided guidance for first half Fiscal 2013 underlying earnings before interest, tax, depreciation, and amortisation (EBITDA) in the range of $110 to $120 million. Due to conti |
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| December 10, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.2 Exhibit 99.2 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| December 10, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address o |
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| December 10, 2012 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 6 December 2012 SIMS METAL MANAGEMENT ANNOUNCES THE ACQUISITION OF CANADIAN ELECTRONICS RECYCLER GENESIS RECYCLING LTD. Sims Metal Management Limited (SimsMM), through its Sims Recycling Solutions (SRS) division, has acquired the assets of Genesis Recycling Ltd. (Genesis), expanding its North America SRS electroni |
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| December 3, 2012 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pri |
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| December 3, 2012 |
EX-99.1 Exhibit 99.1 MEDIA RELEASE (ASX: SGM, NYSE: SMS) 3 December 2012 SIMS METAL MANAGEMENT ANNOUNCES THE SALE OF ITS SCRAP METAL RECYCLING ASSETS IN ARIZONA, USA Sims Metal Management Limited (SimsMM), the world’s largest listed metal and electronic recycling company, today announced the sale, effective 30 November 2012, of its Arizona scrap metal recycling assets to SA Recycling LLC (SAR). SA |
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| November 28, 2012 |
Appendix 3Y Change of Director’s Interest Notice Exhibit 99.1 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We ( |
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| November 28, 2012 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of pri |
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| November 21, 2012 |
Appendix 3Y Change of Director’s Interest Notice EX-99.1 Exhibit 99.1 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 |
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| November 21, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address o |
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| November 21, 2012 |
Appendix 3Y Change of Director’s Interest Notice Exhibit 99.2 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We ( |
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| November 16, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address o |
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| November 16, 2012 |
Appendix 3Z Final Director’s Interest Notice EX-99.4 Exhibit 99.4 Appendix 3Z Final Director’s Interest Notice Rule 3.19A.3 Appendix 3Z Final Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001. Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) giv |
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| November 16, 2012 |
Appendix 3Z Final Director’s Interest Notice EX-99.5 Exhibit 99.5 Appendix 3Z Final Director’s Interest Notice Rule 3.19A.3 Appendix 3Z Final Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001. Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 630 We (the entity) giv |
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| November 16, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.6 7 d440935dex996.htm EX-99.6 Exhibit 99.6 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| November 16, 2012 |
EX-99.2 Exhibit 99.2 Level 12, Suite 1202 65 Berry Street North Sydney NSW 2060 Australia P.O. Box 651 Botany NSW 1455 Telephone 612 9902 6002 Facsimile: 612 9902 6006 [email protected] www.simsmm.com 15 November 2012 Company Announcements Office Australian Securities Exchange Ltd Level 6 20 Bridge Street Sydney NSW 2000 Dear Sir/Madam, Results of 2012 Annual General Meeting Sims Metal Management Li |
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| November 16, 2012 |
ANNUAL GENERAL MEETING 2012 CHAIRMAN’S ADDRESS EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 15 November 2012 ANNUAL GENERAL MEETING 2012 CHAIRMAN’S ADDRESS Ladies and Gentlemen, Safety As we do with all our Management and Board meetings at Sims Metal Management, I would like to start with safety. Commitment to working safely is a non-negotiable condition of employment at our Company. We have a core belie |
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| November 16, 2012 |
EX-99.3 Exhibit 99.3 Level 12, Suite 1202 65 Berry Street North Sydney NSW 2060 Australia P.O. Box 651 Botany NSW 1455 Telephone 612 9902 6002 Facsimile: 612 9902 6006 [email protected] www.simsmm.com 15 November 2012 Company Announcements Office Australian Securities Exchange Ltd Level 6 20 Bridge Street Sydney NSW 2000 Dear Sir/Madam, Re: Listing Rule 3.16.1 In accordance with Listing Rule 3.16.1, |
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| November 9, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| November 9, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address o |
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| October 26, 2012 |
EX-99.2 3 d428326dex992.htm EX-99.2 Exhibit 99.2 Australian Securities & Investments Commission Electronic Lodgement Document No. 7E4805529 Lodgement date/time: 25-10-2012 13:51:21 Reference Id: 85388687 Form 484 Corporations Act 2001 Change to company details Company details Company name SIMS METAL MANAGEMENT LIMITED Australian Company Number (ACN) 114 838 630 Lodgement details Who should ASIC co |
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| October 26, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.1 2 d428326dex991.htm EX-99.1 Exhibit 99.1 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced |
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| October 26, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of |
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| October 24, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.1 2 d429521dex991.htm EX-99.1 Exhibit 99.1 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| October 24, 2012 |
Appendix 3F Final share buy-back notice (except minimum holding buy-back) EX-99.2 Exhibit 99.2 Appendix 3F Final share buy-back notice Rule 3.8A Appendix 3F Final share buy-back notice (except minimum holding buy-back) Introduced 1/9/99. Origin: Appendices 7D and 7E. Amended 30/9/2001, 11/01/10 Information and documents given to ASX become ASX’s property and may be made public. Name of entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 We (the entity) give ASX |
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| October 24, 2012 |
Current Report of Foreign Issuer - FORM 6-K FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of |
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| October 19, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.3 Exhibit 99.3 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| October 19, 2012 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d427269d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, |
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| October 19, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.2 Exhibit 99.2 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| October 19, 2012 |
Appendix 3Y Change of Director’s Interest Notice EX-99.4 Exhibit 99.4 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity SIMS METAL MANAGEMENT LIMITED ABN 69 114 838 |
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| October 19, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.1 2 d427269dex991.htm EX-99.1 Exhibit 99.1 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX's property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| October 15, 2012 |
Electronic Lodgement Document No. 7E4781925 EX-99.4 Exhibit 99.4 Australian Securities & Investments Commission Electronic Lodgement Document No. 7E4781925 Lodgement date/time: 15-10-2012 10:50:32 Reference Id: 85315260 Form 484 Corporations Act 2001 Change to company details Company details Company name SIMS METAL MANAGEMENT LIMITED Australian Company Number (ACN) 114 838 630 Lodgement details Who should ASIC contact if there is a query ab |
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| October 15, 2012 |
EX-99.3 Exhibit 99.3 MEDIA RELEASE (ASX: SGM, NYSE: SMS) 15 October 2012 Sims Metal Management Files Fiscal 2012 Annual Report on Form 20-F Sims Metal Management Limited (the “Company”) filed its annual report for the fiscal year ended 30 June 2012 on Form 20-F with the United States Securities and Exchange Commission on 12 October 2012 and will lodge it with the Australian Securities Exchange Lim |
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| October 15, 2012 |
EX-99.2 3 d424532dex992.htm EX-99.2 Exhibit 99.2 RIGHT. NOW. SIMS METAL MANAGEMENT LIMITED ANNUAL REPORT 2012 FINANCIAL SUMMARY For the year ended 30 June 2012 SIMS METAL MANAGEMENT IS A GLOBAL, UNIFIED FULL-SERVICE RECYCLING COMPANY FOCUSED ON PROVIDING EFFICIENT END-OF-LIFE SOLUTIONS FOR OBSOLETE, POST-CONSUMER AND POST-INDUSTRIAL METAL AND ELECTRONIC PRODUCTS. OUR ASSETS ARE CONCENTRATED IN KEY |
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| October 15, 2012 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of prin |
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| October 15, 2012 |
EX-99.1 Exhibit 99.1 Sims Metal Management Limited ABN 69 114 838 630 000001000 SGM MR SAM SAMPLE FLAT 123 123 SAMPLE STREET THE SAMPLE HILL SAMPLE ESTATE SAMPLEVILLE VIC 3030 10 October 2012 Dear Shareholder I have pleasure in inviting you to attend the 2012 Annual General Meeting of Sims Metal Management Limited to be held at ASX Exchange Square, ASX Building, 20 Bridge Street, Sydney NSW on Thu |
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| October 12, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.3 4 d424080dex993.htm EX-99.3 Exhibit 99.3 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| October 12, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.2 3 d424080dex992.htm EX-99.2 Exhibit 99.2 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| October 12, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (No. 333-156922 and No. 333-149717) of Sims Metal Management Limited of our report dated 23 August 2012 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in t |
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| October 12, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement Exhibit 99.4 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 Amended |
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| October 12, 2012 |
EX-12.2 Exhibit 12.2 CERTIFICATIONS I, Robert C. Larry, certify that: 1. I have reviewed this annual report on Form 20-F of Sims Metal Management Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| October 12, 2012 |
[*] Confidential Treatment Requested Exhibit 4.19 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO CERTAIN PORTIONS OF THIS AGREEMENT. CONFIDENTIAL PORTIONS HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. Renewal Notice To: Sims Metal Management Limited ACN 114 838 630 (Sims) Attention: Peter Ricketts Date: 18 June 2012 We refer to the amended and restated Multicurrency Revolving Floa |
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| October 12, 2012 |
Financial Indebtedness of the Sims Group to EBITDA EX-4.18 4 d413400dex418.htm EX-4.18 Exhibit 4.18 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO CERTAIN PORTIONS OF THIS AGREEMENT. CONFIDENTIAL PORTIONS HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. To: Sims Metal Management Limited ACN 114 838 630 Level 12, Suite 1202 65 Berry Street North Sydney NSW 2060 Australia Attention: Peter Ricketts D |
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| October 12, 2012 |
Exhibit 4.21 March 2012 Deed of Amendment CBA Facility Agreement Date 6 March 2012 Parties Sims Metal Management Limited ACN 114 838 630 of Sir Joseph Banks Corporate Park, Suite 3, Level 2 32-34 Lord Street Botany NSW 2019 (Sims) and each other Borrower under the Facility Agreement (defined below) Commonwealth Bank of Australia ABN 48 123 123 124 of Level 21, Darling Park Tower 1, 201 Sussex Stre |
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| October 12, 2012 |
EX-12.1 Exhibit 12.1 CERTIFICATIONS I, Daniel W. Dienst, certify that: 1. I have reviewed this annual report on Form 20-F of Sims Metal Management Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
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| October 12, 2012 |
Exhibit 4.17 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO CERTAIN PORTIONS OF THIS AGREEMENT. CONFIDENTIAL PORTIONS HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. Penny Bishop Senior Vice President Institutional Banking & Markets Telephone: +61 2 9118 4132 Facsimile: +61 2 9118 4003 Level 21 Darling Park Tower 1 201 Sussex Street Sydney NSW 20 |
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| October 12, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ Registration statement pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 or þ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2012 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securitie |
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| October 12, 2012 |
EX-13.1 Exhibit 13.1 Certification Pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 18 U.S.C. Section 1350 Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Sims Me |
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| October 12, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.1 2 d424080dex991.htm EX-99.1 Exhibit 99.1 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| October 12, 2012 |
Exhibit 4.20 Deed of Amendment Date 21 September 2011 Parties Sims Metal Management Limited ACN 114 838 630 of Sir Joseph Banks Corporate Park, Suite 3, Level 2 32-34 Lord Street Botany NSW 2019 (Sims) and each other Transaction Party under the Common Terms Deed (defined below) Bank of America, N.A. of 800 5th Avenue – FL 36, Seattle, WA 98104, United States of America Commonwealth Bank of Austral |
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| October 12, 2012 |
Signatures on next page [*] Confidential Treatment Requested Exhibit 4.16 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO CERTAIN PORTIONS OF THIS AGREEMENT. CONFIDENTIAL PORTIONS HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION. Date: June 19, 2012 To: Sims Group USA Holdings Corporation Attention: Peter Ricketts, Group Senior Vice President Ladies and Gentlemen: We refer to that certain Second Amended and R |
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| October 12, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of |
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| October 5, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.4 Exhibit 99.4 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| October 5, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.1 Exhibit 99.1 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| October 5, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address of |
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| October 5, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.3 Exhibit 99.3 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| October 5, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Exhibit 99.2 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 We (the |
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| October 5, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.5 Exhibit 99.5 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| September 28, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.5 6 d418720dex995.htm EX-99.5 Exhibit 99.5 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| September 28, 2012 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d418720d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New Yor |
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| September 28, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.1 Exhibit 99.1 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 28, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.2 Exhibit 99.2 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 28, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.6 Exhibit 99.6 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| September 28, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.4 Exhibit 99.4 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 28, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.3 Exhibit 99.3 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 21, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.3 Exhibit 99.3 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 21, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.2 3 d414850dex992.htm EX-99.2 Exhibit 99.2 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| September 21, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.1 Exhibit 99.1 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 21, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.4 Exhibit 99.4 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 21, 2012 |
SIMS METAL MANAGEMENT ADDED TO DOW JONES SUSTAINABILITY WORLD INDEX EX-99.5 6 d414850dex995.htm EX-99.5 Exhibit 99.5 FOR IMMEDIATE RELEASE ASX & MEDIA RELEASE (ASX: SGM, NYSE: SMS) 19 September 2012 SIMS METAL MANAGEMENT ADDED TO DOW JONES SUSTAINABILITY WORLD INDEX Sims Metal Management Limited, the world’s largest publicly listed metal and electronics recycler, has, for the first time, been nominated as an Index Component in the Dow Jones Sustainability World In |
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| September 21, 2012 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New York, NY 10011 (Address |
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| September 14, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.1 Exhibit 99.1 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX's property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 14, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.4 Exhibit 99.4 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 14, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.7 Exhibit 99.7 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| September 14, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.3 Exhibit 99.3 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGEMENT LIMITED 69 114 838 630 |
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| September 14, 2012 |
Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) EX-99.5 6 d412495dex995.htm EX-99.5 Exhibit 99.5 Appendix 3E Daily share buy-back notice Rule 3.8A Appendix 3E Daily share buy-back notice (except minimum holding buy-back and selective buy-back) Information and documents given to ASX become ASX’s property and may be made public. Introduced 1/9/99. Origin: rule 3.6, Appendix 7C. Amended 30/9/2001, 11/01/10 Name of Entity ABN/ARSN SIMS METAL MANAGE |
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| September 14, 2012 |
Current Report of Foreign Issuer - FORM 6-K 6-K 1 d412495d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUERS PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2012 Commission File Number 001-33983 Sims Metal Management Limited (Translation of registrant’s name into English) 110 Fifth Avenue, Suite 700 New Yor |
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| September 14, 2012 |
Appendix 3B New issue announcement, application for quotation of additional securities and agreement EX-99.6 Exhibit 99.6 Appendix 3B New issue announcement Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 01/07/96 Origin: Appendix 5 |
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| September 14, 2012 |
EX-99.8 Exhibit 99.8 Australian Securities & Electronic Lodgement Investments Commission Document No. 7E4720173 Lodgement date/time: 14-09-2012 15:27:05 Reference Id: 85125194 Form 484 Corporations Act 2001 Change to company details Company details Company name SIMS METAL MANAGEMENT LIMITED Australian Company Number (ACN) 114 838 630 Lodgement details Who should ASIC contact if there is a query ab |
