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| CIK | 1029744 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sonic Foundry, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 28, 2024 (March 26, 2024) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 28, 2024 |
Exhibit 10.1 FINANCING AGREEMENT This FINANCING AGREEMENT (“Agreement”), dated as of March 21, 2024, is by and between Mark Burish (“Lender”) and SETH E. DIZARD, not individually, but solely in his capacity as Wisconsin Statutes Chapter 128 Receiver for Sonic Foundry, Inc. (“Receiver”). RECITALS A. Sonic Foundry, Inc., a Maryland corporation with headquarters in Madison, Wisconsin (“Sonic”), is in |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 21, 2024 (March 20, 2024) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 10, 2024 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 14, 2024 |
Exhibit 16.1 March 14, 2024 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: Sonic Foundry, Inc. File No. 000-30407 Dear Sir or Madam: We have read Item 4.01 of Form 8-K of Sonic Foundry, Inc. dated March 10, 2024, and agree with the statements concerning Wipfli LLP contained therein. Very truly yours, /s/ Wipfli LLP |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 4, 2024 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: N/A Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 6, 2024 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 29, 2024 |
-09-30FY2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exac |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a‑101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for use of |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 January 2, 2024 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a‑101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, for use of |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 January 2, 2024 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 5, 2024 |
Exhibit 2.1 Stock and Asset Purchase Agreement between Enghouse Systems Limited, as Parent, Enghouse Interactive, Inc., Enghouse Holdings (UK) Limited and Enghouse (Netherlands) Holdings B.V., collectively as Buyer Sonic Foundry, Inc., a Maryland corporation, as a Seller, and Sonic Foundry Media Systems, Inc., a Maryland corporation, as a Seller Dated as of January 2, 2024 TABLE OF CONTENTS Page A |
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| January 5, 2024 |
Exhibit 2.1 Stock and Asset Purchase Agreement between Enghouse Systems Limited, as Parent, Enghouse Interactive, Inc., Enghouse Holdings (UK) Limited and Enghouse (Netherlands) Holdings B.V., collectively as Buyer Sonic Foundry, Inc., a Maryland corporation, as a Seller, and Sonic Foundry Media Systems, Inc., a Maryland corporation, as a Seller Dated as of January 2, 2024 TABLE OF CONTENTS Page A |
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| January 5, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Schedule 14A (Form Type) Sonic Foundry, Inc. |
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| January 4, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 January 2, 2024 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 4, 2024 |
Transcript of Employee Webcast. Exhibit 99.3 01/04/2024 All Team Announcement Additional Information about the Proposed Transaction and Where You Can Find It Sonic Foundry plans to file a proxy statement with the SEC relating to a solicitation of proxies from its stockholders in connection with a special meeting of stockholders of Sonic Foundry to be held for the purpose of voting on matters relating to the proposed transaction |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact n |
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| January 4, 2024 |
Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following description of our capital stock summarizes general terms and provisions that apply to the capital stock. Since this is only a summary, it does not contain all of the information that may be important to you. The summary is subject to and qualified in its entirety by reference to our articles of incorporation and bylaws, which are filed as exh |
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| January 4, 2024 |
Sonic Foundry Announces Agreement to Sell its Mediasite Business to Enghouse Systems Exhibit 99.2 Sonic Foundry Announces Agreement to Sell its Mediasite Business to Enghouse Systems MADISON, Wis., January 4, 2024 – Sonic Foundry, Inc. (OTC: SOFO), the trusted leader in developing comprehensive video recording and streaming solutions for corporations, health care organizations and government entities today announced that it has reached a definitive agreement to sell its Mediasite |
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| January 4, 2024 |
01/04/2024 All Team Announcement Exhibit 99.3 01/04/2024 All Team Announcement Additional Information about the Proposed Transaction and Where You Can Find It Sonic Foundry plans to file a proxy statement with the SEC relating to a solicitation of proxies from its stockholders in connection with a special meeting of stockholders of Sonic Foundry to be held for the purpose of voting on matters relating to the proposed transaction |
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| January 4, 2024 |
Press Release dated January 4, 2024 announcing Mediasite transaction. Exhibit 99.2 Sonic Foundry Announces Agreement to Sell its Mediasite Business to Enghouse Systems MADISON, Wis., January 4, 2024 – Sonic Foundry, Inc. (OTC: SOFO), the trusted leader in developing comprehensive video recording and streaming solutions for corporations, health care organizations and government entities today announced that it has reached a definitive agreement to sell its Mediasite |
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| January 4, 2024 |
Sonic Foundry Announces Fourth Quarter and Fiscal Year 2023 Results Exhibit 99.1 Sonic Foundry Announces Fourth Quarter and Fiscal Year 2023 Results MADISON, Wis. (January 4, 2024) – Sonic Foundry, Inc. (OTC: SOFO), the trusted leader in developing comprehensive video recording and streaming solutions for corporations, health organizations and government entities, today announced financial results for the fourth quarter and fiscal year ended September 30, 2023. Hi |
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| January 4, 2024 |
Sonic Foundry, Inc. Annual Report on Form 10-K For the Year Ended September 30, 2023 EXHIBIT 21 LIST OF SUBSIDIARIES Sonic Foundry Media Systems, Inc. – Incorporated in the State of Maryland Mediasite KK – Incorporated in Japan Sonic Foundry International B.V. (formerly Media Mission B.V.) – Incorporated in the Netherlands January 4, 2024 |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 January 2, 2024 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 4, 2024 |
Press Release dated January 4, 2023 regarding financial results. Exhibit 99.1 Sonic Foundry Announces Fourth Quarter and Fiscal Year 2023 Results MADISON, Wis. (January 4, 2024) – Sonic Foundry, Inc. (OTC: SOFO), the trusted leader in developing comprehensive video recording and streaming solutions for corporations, health organizations and government entities, today announced financial results for the fourth quarter and fiscal year ended September 30, 2023. Hi |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 27, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: N/A Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 6, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 4, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 1, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 10, 2023 |
Exhibit 10.4 FIRST AMENDMENT TO WARRANT This First Amendment to Warrant (“Amendment”) is dated as of this 27 day of April, 2023 (“Effective Date”), by and between Sonic Foundry, Inc., a Maryland corporation (the “Company”) and Mark Burish (“Holder”). RECITALS: WHEREAS, the Company and Holder are parties to a certain Warrant dated as of November 16, 2022 (the “Warrant”) pursuant to which the Compan |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| August 10, 2023 |
Exhibit 10.3 AMENDMENT TO SECURED PROMISSORY NOTE This AMENDMENT TO SECURED PROMISSORY (the “Amendment”), dated as of May 31, 2023, is by and between Mark Burish (“Lender”) and Sonic Foundry, Inc. (“Borrower”). RECITALS WHEREAS, Lender and Borrower are parties to that certain Secured Promissory Note dated as of November 16, 2022 (the “Note”) along with that certain Security Agreement dated as of N |
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| August 10, 2023 |
Sonic Foundry Announces Fiscal Third Quarter 2023 Financial Results Exhibit 99.1 Sonic Foundry Announces Fiscal Third Quarter 2023 Financial Results MADISON, Wis. – August 10, 2023 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader in video creation and management solutions, and virtual and hybrid events, today announced consolidated financial results for its 2023 fiscal third quarter ended June 30, 2023. Highlights for the Third Quarter Ended June 30, 2023: |
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| August 10, 2023 |
Exhibit 10.2 SECURED PROMISSORY NOTE Borrower: Sonic Foundry, Inc. 222 W. Washington Avenue Madison, WI 53703 U.S.A. Lender: Mark Burish C/O Hurley Burish, S.C. 33 E Main St. Madison, WI 53701 Principal Amount: $3,000,000.00 Date of Note: November 16, 2022 FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Sonic Foundry, Inc., a Maryland corporation the (“Borrower”), her |
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| August 10, 2023 |
Exhibit 10.1 AMENDMENT TO LOAN AND SECURITY AGREEMENT This AMENDMENT TO LOAN AND SECURITY AGREEMENT (the “Amendment”), dated as of May 18, 2023, is by and between Neltjeberg Bay Enterprises LLC (“NBE”) and Sonic Foundry, Inc. (“Borrower”). RECITALS WHEREAS, NBE and Borrower are parties to that certain Loan and Security Agreement dated as of November 16, 2022, as modified by (i) that certain letter |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 10, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 July 6, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| June 14, 2023 |
SOFO / Sonic Foundry, Inc. / Busslinger Ron W - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) June 13, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 31, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 19, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 11, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 11, 2023 |
Exhibit 10.1 SONIC FOUNDRY, INC. 2020 EQUITY INCENTIVE PLAN, AS AMENDED 1.ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1 Establishment. Sonic Foundry, Inc., a Maryland corporation, established the Sonic Foundry, Inc. 2020 Equity Incentive Plan (the “Plan”) effective as of January 28, 2021, the date of its approval by the stockholders of the Company (the “Effective Date”), as amended and restated Mar |
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| May 11, 2023 |
Sonic Foundry Announces Fiscal Second Quarter 2023 Financial Results Exhibit 99.1 Sonic Foundry Announces Fiscal Second Quarter 2023 Financial Results MADISON, Wis. – May 11, 2023 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader in video creation and management solutions, and virtual and hybrid events, today announced consolidated financial results for its 2023 fiscal second quarter ended March 31, 2023. Executive Summary: In the second quarter, there was a |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| March 14, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 10, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 17, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 14, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 9, 2023 |
Sonic Foundry Announces First Fiscal Quarter 2023 Financial Results Exhibit 99.1 Sonic Foundry Announces First Fiscal Quarter 2023 Financial Results MADISON, Wis. – February 9, 2023 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader in video creation and management solutions, and virtual and hybrid events, today announced consolidated financial results for its 2023 fiscal first quarter ended December 31, 2022. Highlights for the First Quarter Ended December |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 9, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 9, 2023 |
Exhibit 10.5 |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Ex |
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| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| January 11, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 January 6, 2023 Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 8, 2022 |
Sonic Foundry Announces Fourth Quarter and Fiscal Year 2022 Results Exhibit 99.1 Sonic Foundry Announces Fourth Quarter and Fiscal Year 2022 Results MADISON, Wis. ? December 8, 2022 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader in video capture, management and streaming solutions, and virtual and hybrid events, today announced financial results for the fourth quarter and fiscal year ended September 30, 2022. Highlights for the Fourth Quarter Ended Septe |
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| December 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 8, 2022 (December 8, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 8, 2022 |
Sonic Foundry, Inc. Annual Report on Form 10-K For the Year Ended September 30, 2022 EXHIBIT 21 LIST OF SUBSIDIARIES Sonic Foundry Media Systems, Inc. ? Incorporated in the State of Maryland Mediasite KK ? Incorporated in Japan Sonic Foundry International B.V. (formerly Media Mission B.V.) ? Incorporated in the Netherlands December 8, 2022 |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact n |
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| November 18, 2022 |
Exhibit 10.3 SUBSCRIPTION AGREEMENT TO: Sonic Foundry, Inc. 222 West Washington Ave. Madison, WI 53703 E-mail: [email protected] Attention: Joe Mozden Ladies and Gentlemen: The undersigned understands that Sonic Foundry Inc., a corporation organized under the laws of Maryland (the ?Company?), is offering $1,200,000 of its common stock, par value $.01 per share at a price equal to the pre |
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| November 18, 2022 |
Exhibit 10.4 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES AND MAY NOT BE OFFERED, SOLD, OR OTHERWISE TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 18, 2022 (November 14, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| November 18, 2022 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT Dated as of November 16, 2022 THIS LOAN AND SECURITY AGREEMENT (this ?Agreement?) is entered into as of the date first set forth above (the ?Effective Date?) by and among NELTJEBERG BAY ENTERPRISES LLC, a limited liability company organized under the laws of the United States Virgin Islands (?NBE?), whose address is 8268 Crown Bay Center, 161A Subbase, Buil |
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| November 18, 2022 |
Exhibit 10.2 SECURITY AGREEMENT THIS SECURITY AGREEMENT, dated as of November 16, 2022 (as amended, restated, supplemented and/or otherwise modified from time to time in accordance with the provisions hereof, this ?Agreement?), is made by and between SONIC FOUNDRY, INC., a Maryland corporation whose address is 222 W. Washington Avenue, Madison, WI 53703, U.S.A. (the ?Grantor?), in favor of MARK BU |
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| August 15, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 15, 2022 (August 10, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 11, 2022 (August 11, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| August 11, 2022 |
Sonic Foundry Announces Third Fiscal Quarter 2022 Financial Results Exhibit 99.1 Sonic Foundry Announces Third Fiscal Quarter 2022 Financial Results MADISON, Wis. ? August 11, 2022 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader in video creation and management solutions, and virtual and hybrid events, today announced consolidated financial results for its fiscal 2022 third quarter ended June 30, 2022. Highlights for the Third Quarter Ended June 30, 2022 |
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| July 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 July 7, 2022 (July 6, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 18, 2022 |
SOFO / Sonic Foundry, Inc. / Busslinger Ron W - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) May 13, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| May 11, 2022 |
Exhibit 10.20 Extension Belonging to the lease agreement Merelstraat 2 bis in Utrecht. Taking into account that: Landlord M. Prinsen Geerligs and Media Mission B.V. Represented by R.J Brouwer, Having concluded a lease agreement concerning the office space on the ground floor of Merelstraat 2 bis in Utrecht, which was signed on 10 January 2014 The Parties agree as follows: ? Sonic Foundry Internati |
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| May 11, 2022 |
Sonic Foundry Announces Second Fiscal Quarter 2022 Financial Results Exhibit 99.1 Sonic Foundry Announces Second Fiscal Quarter 2022 Financial Results MADISON, Wis. ? May 11, 2022 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader in video creation and management solutions, and virtual and hybrid events, today announced consolidated financial results for its fiscal 2022 second quarter ended March 31, 2022. Highlights for the Second Quarter Ended March 31, 202 |
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| May 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 11, 2022 (March 31, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 11, 2022 |
Exhibit 10.12 LEASE AGREEMENT Building Name: SOUTH PORT Shinagawa Lease Space: Floor 8, 731.03 m2 (221.14 tsubo) The Lessor: XYMAX Corporation The Lessee: Mediasite K.K. LEASE AGREEMENT The lessor (hereinafter referred to as the Lessor) and the lessee (hereinafter referred to as the Lessee) set forth in the attached contract schedule (hereinafter referred to as the Schedule) hereby execute an agre |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| April 15, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 13, 2022 (April 15, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 15, 2022 |
Sonic Foundry Announces Pricing of $4.3 Million Public Offering Exhibit 99.1 April 13, 2022 Sonic Foundry Announces Pricing of $4.3 Million Public Offering MADISON, Wis., April 13, 2022 (GLOBE NEWSWIRE) ? Sonic Foundry Inc. (Nasdaq: SOFO), the trusted leader in video capture, management and streaming solutions as well as virtual and hybrid events, today announced the pricing of its previously announced underwritten public offering of 1,700,000 shares of its co |
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| April 15, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262816 PROSPECTUS SUPPLEMENT (To Prospectus dated February 17, 2022) 1,700,000 Shares Common Stock SONIC FOUNDRY, INC. We are offering 1,700,000 shares of our common stock, par value $0.01 per share (the "Common Stock"). Our Common Stock is listed on the Nasdaq Capital Market under the symbol "SOFO." The last reporte |
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| April 15, 2022 |
Exhibit 1.1 SONIC FOUNDRY, INC. UNDERWRITING AGREEMENT April 13, 2022 Maxim Group LLC 300 Park Avenue, 16th Floor New York, New York 10022 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: Sonic Foundry, Inc., a Maryland corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 1,700,000 shares ( |
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| April 13, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262816 PRELIMINARY PROSPECTUS SUPPLEMENT (To Prospectus dated February 17, 2022) [ ? ] Shares Common Stock SONIC FOUNDRY, INC. We are offering [ ? ] shares of our common stock, par value $0.01 per share (the "Common Stock"). Our Common Stock is listed on the Nasdaq Capital Market under the symbol "SOFO." The last rep |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 4, 2022 (March 30, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 4, 2022 |
Exhibit 10.1 AMENDMENT NO. 1 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 1 TO REVOLVING CREDIT AGREEMENT (?Amendment?) is made and effective as of March 30, 2022, by and among Sonic Foundry, Inc., a Maryland corporation, and Sonic Foundry Media Systems, Inc., a Maryland corporation, as co-borrowers (individually a ?Company? and collectively, the ?Companies?) and U.S. BANK NATIONAL ASSOCIATION |
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| March 11, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 11, 2022 (March 10, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 25, 2022 |
SONIC FOUNDRY, INC. 222 West Washington Ave., Suite 100 Madison, WI 53703 CORRESP SONIC FOUNDRY, INC. 222 West Washington Ave., Suite 100 Madison, WI 53703 February 25, 2022 Via EDGAR Mr. Gregory Herbers Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Re: Sonic Foundry, Inc. Registration Statement on Form S-3 File No. 333-262816 Request for Acceleration Ladies and Gentlemen: Pursuant to |
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| February 25, 2022 |
Exhibit 3.1 SONIC FOUNDRY, INC. ARTICLES OF AMENDMENT SONIC FOUNDRY, INC., a Maryland corporation (hereinafter called the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland that: i. The Articles of Amendment and Restatement of the Corporation, as amended (the ?Charter?), are hereby amended by striking out ARTICLE FOURTH, Paragraph A, and inserting in l |
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| February 25, 2022 |
-09-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Februray 25, 2022 (February 23, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 17, 2022 |
As filed with the Securities and Exchange Commission on February 17, 2022 Registration No. |
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| February 17, 2022 |
EXHIBIT 107 Calculation of Filing Fee Tables ????.. FORM S-3 (Form Type) SONIC FOUNDRY, INC. ????????????????????.. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate |
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| February 16, 2022 |
Re: Sonic Foundry, Inc. Form 10-K for the Fiscal Year Ended September 30, 2021 File No. 000-30407 VIA EDGAR February 16, 2022 Dale Welcome Anne McConnell Division of Corporate Finance Office of Manufacturing United States Securities and Exchange Commission Washington, D. |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Ex |
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| February 10, 2022 |
Sonic Foundry Announces First Quarter 2022 Financial Results EX-99.1 2 ex322568.htm EXHIBIT 99.1 Exhibit 99.1 Sonic Foundry Announces First Quarter 2022 Financial Results MADISON, Wis. – February 10, 2022 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader in video creation and management solutions, and virtual and hybrid events, today announced consolidated financial results for its first quarter 2022 ended December 31, 2021. Highlights for the First |
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| February 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 10, 2022 (February 10, 2022) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Sonic Foundry, Inc. (Exact name of registrant as specified in its charter) Maryland 39-1783372 (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 West Washington Av |
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| December 9, 2021 |
Sonic Foundry Announces Fiscal Year 2021 and Fourth Quarter Financial Results Exhibit 99.1 Sonic Foundry Announces Fiscal Year 2021 and Fourth Quarter Financial Results MADISON, Wis. ? December 9, 2021 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation and management solutions as well as virtual and hybrid events, today announced consolidated financial results for its fiscal year 2021 and fourth quarter ended September 30, 2021. Highlights |
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| December 9, 2021 |
Sonic Foundry, Inc. Annual Report on Form 10-K For the Year Ended September 30, 2021 EXHIBIT 21 LIST OF SUBSIDIARIES Sonic Foundry Media Systems, Inc. ? Incorporated in the State of Maryland Mediasite KK ? Incorporated in Japan Sonic Foundry International B.V. (formerly Media Mission B.V.) ? Incorporated in the Netherlands December 9, 2021 |
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| December 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 9, 2021 (December 9, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact n |
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| August 23, 2021 |
Exhibit 99.1 Sonic Foundry, Inc. Condensed Consolidated Balance Sheets (in thousands, except for share data) (Unaudited) As Reported Proforma Proforma June 30, 2021 Transactions June 30, 2021 Assets Current assets: Cash and cash equivalents $ 5,445 3,425 (1) $ 8,870 Accounts receivable, net of allowances of $233 & $236 5,448 5,448 Inventories 449 449 Investment in sales-type lease, current 148 148 |
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| August 23, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 23, 2021 (August 23, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 12, 2021 (August 12, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| August 12, 2021 |
Sonic Foundry Announces Fiscal 2021 Third Quarter Financial Results Exhibit 99.1 Sonic Foundry Announces Fiscal 2021 Third Quarter Financial Results MADISON, Wis. ? August 12, 2021 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation, management solutions as well as virtual and hybrid events, today announced consolidated financial results for its fiscal 2021 second quarter ended June 30, 2021. Fiscal 2021 Third Quarter Highlights ? |
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| August 12, 2021 |
Exhibit 3.6 |
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| August 12, 2021 |
Exhibit 10.49 |
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| August 3, 2021 |
Exhibit 10.1 REVOLVING CREDIT AGREEMENT This Revolving Credit Agreement (?Agreement?) is made and entered into by and between Sonic Foundry, Inc., a Maryland corporation, and Sonic Foundry Media Systems, Inc., a Maryland corporation (individually and collectively the ?Borrower?) and U.S. Bank National Association (the ?Bank?) as of the date set forth on the last page of the Agreement. ARTICLE I. D |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 3, 2021(July 28, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| July 30, 2021 |
EX-10.1 3 ex269393.htm EXHIBIT 10.1 FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 20, 2021, is by and between Sonic Foundry, Inc. (the “Company”) and [name] (the “Investor”). WHEREAS, the Company and the Investor have entered into that certain Subscription Agreement, dated as of the date here |
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| July 30, 2021 |
Exhibit 4.1 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES AND MAY NOT BE OFFERED, SOLD, OR OTHERWISE TRANSFERRED, ASSIGNED, PLEDGED, OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 July 30, 2021 (July 27, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| July 29, 2021 |
SOFO / Sonic Foundry, Inc. / BURISH MARK D - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) Mark D. Burish Hurley, Burish & Stanton, S.C. 33 East Main Street, Suite 400 Madison, WI 53703 608-257-0945 (Name, Address and Telephone Number of P |
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| June 30, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 30, 2021 (June 24, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 14, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Commission File No. SONIC FOUNDRY, INC. (Exact name of registrant as specified in its charter) MARYLAND (State or other jurisdiction of incorporation or organization) 39-1783372 (I.R.S. Employer Identification No.) 222 West Washington Avenue, Madison, WI 53703 (Address of prin |
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| May 14, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 sofo202103278k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 13, 2021 (May 13, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorpor |
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| May 14, 2021 |
Sonic Foundry Announces Fiscal 2021 Second Quarter Financial Results Exhibit 99.1 Sonic Foundry Announces Fiscal 2021 Second Quarter Financial Results MADISON, Wis. ? May 13, 2021 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation, management solutions as well as virtual and hybrid events, today announced consolidated financial results for its fiscal 2021 second quarter ended March 31, 2021. Fiscal 2021 Second Quarter Highlights ? |
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| May 14, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Commission File No. SONIC FOUNDRY, INC. (Exact name of registrant as specified in its charter) MARYLAND (State or other jurisdiction of incorporation or organization) 39-1783372 (I.R.S. Employer Identification No.) 222 West Washington Avenue, Madison, WI 53703 (Address of prin |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| May 13, 2021 |
Retirement Transition Agreement dated February 25, 2021 between Sonic Foundry, Inc. and Kelsy Boyd. EX-10.46 2 ex249190.htm EXHIBIT 10.46 Exhibit 10.46 |
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| May 12, 2021 |
Sonic Foundry Appoints Two New Board Members EX-99.1 2 ex249466.htm EXHIBIT 99.1 Exhibit 99.1 Sonic Foundry Appoints Two New Board Members MADISON, Wis. — May 12, 2021 — Sonic Foundry, Inc. (OTC: SOFO), the trusted leader for video creation, management solutions and virtual and hybrid events, today announced that it has appointed two new board members, Taha Jangda and William St. Lawrence. The appointment comes on the heels of the retirement |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 12, 2021 (May 6, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 1, 2021 |
Sonic Foundry Announces CFO Kelsy Boyd’s Resignation Ken Minor named interim CFO effective March 1 EX-99.1 3 ex230898.htm EXHIBIT 99.1 Exhibit 99.1 Sonic Foundry Announces CFO Kelsy Boyd’s Resignation Ken Minor named interim CFO effective March 1 MADISON, Wis. — March 1, 2021 — Sonic Foundry, the trusted leader for video creation and management solutions as well as virtual and hybrid events, today announced that Kelsy Boyd, the company’s Chief Financial Officer, has chosen to step away from the |
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| March 1, 2021 |
Exhibit 10.1 Mr. Joe Mozden Chief Executive Officer Sonic Foundry, Inc. 222 W. Washington Ave., Suite 100 Madison, WI 53703 Dear Mr. Mozden: This letter agreement (the ?Engagement Letter?) confirms and sets forth the terms and conditions of the engagement between, Spotlight CFO Services (?Spotlight?) and Sonic Foundry, Inc., (the ?Company?) including the scope of the services to be provided and th |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 1, 2021 (February 25, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A No. 1 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact name of reg |
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| February 11, 2021 |
Sonic Foundry Announces Fiscal 2021 First Quarter Results - Fourth Consecutive Quarter of Net Income EX-99.1 2 ex224903.htm EXHIBIT 99.1 Exhibit 99.1 Sonic Foundry Announces Fiscal 2021 First Quarter Results - Fourth Consecutive Quarter of Net Income MADISON, Wis. – February 11, 2021 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation and management solutions as well as virtual and hybrid events, today announced consolidated financial results for its fiscal 2021 f |
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| February 11, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Ex |
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| February 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 11, 2021 (December 31, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 3, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 3, 2021 (January 28, 2021) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
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| December 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| December 23, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 22, 2020 (September 30, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 23, 2020 |
EX-99.1 2 ex217421.htm EXHIBIT 99.1 Exhibit 99.1 Sonic Foundry Announces Fiscal 2020 Fourth Quarter and Fiscal 2020 Financial Results - Third Consecutive Quarter of Net Income MADISON, Wis. – December 22, 2020 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation and management solutions as well as virtual and hybrid events, today announced consolidated financial res |
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| December 22, 2020 |
Sonic Foundry, Inc. Annual Report on Form 10-K For the Year Ended September 30, 2020 EXHIBIT 21 LIST OF SUBSIDIARIES Sonic Foundry Media Systems, Inc. – Incorporated in the State of Maryland Mediasite KK – Incorporated in Japan Sonic Foundry International B.V. (formerly Media Mission B.V.) – Incorporated in the Netherlands September 30, 2020 |
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| December 22, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact n |
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| December 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| October 22, 2020 |
EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made as October 20, 2020, by and between Sonic Foundry, Inc. |
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| October 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 October 22, 2020 (October 20, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| October 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 October 8, 2020 (October 15, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| October 15, 2020 |
EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made as October 8, 2020, by and between Sonic Foundry, Inc. |
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| August 13, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| August 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 13, 2020 (August 13, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 13, 2020 |
Sonic Foundry Announces Fiscal 2020 Third Quarter Financial Results - Second Consecutive Quarter of Net Income MADISON, Wis. |
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| August 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 11, 2020 (August 5, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 12, 2020 |
Sonic Foundry Announces Appointment of Joseph Mozden as New CEO Sonic Foundry Announces Appointment of Joseph Mozden as New CEO MADISON, Wis. — August 5, 2020 — Sonic Foundry Sonic Foundry, Inc. (OTC Pink Sheets: SOFO) announced today that its Board of Directors has unanimously chosen Joe Mozden, Jr. as the Company’s new Chief Executive Officer, effective September 14. Mozden most recently served in executive management roles at DeVry University focusing on de |
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| June 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 3, 2020 (June 1, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| June 3, 2020 |
Sonic Foundry Names Kelsy Boyd Chief Financial Officer Sonic Foundry Names Kelsy Boyd Chief Financial Officer MADISON, Wis. — June 3, 2020 — Sonic Foundry today announced that Kelsy Boyd has been promoted to Chief Financial Officer. Boyd, who joined the company in January as senior vice president of finance, has more than 25 years of financial leadership and consulting experience in the digital media, manufacturing, agriculture and government sectors, |
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| May 15, 2020 |
SOFO / Sonic Foundry, Inc. / Sonic Foundry Inc - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) Mark D. Burish Hurley, Burish & Stanton, S.C. 33 East Main Street, Suite 400 Madison, WI 53703 608-257-0945 (Name, Address and Telephone Number of Pe |
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| May 14, 2020 |
Renewal Housing Lease Contract Transaction No.09-2-00004282 Lessor Sanji Kato (hereinafter called【A】) and Lessee Mediasite K.K. (hereinafter called【B】) went into this housing lease contract (hereinafter called【this Contract】)with under-mentioned terms and conditions. Description of the Lease Name Kase Building 2F Room No.202 Location 19-17 1-chome Sumiyoshi Koto-k |
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| May 14, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| May 14, 2020 |
Press release concerning financial results for the fiscal quarter ended March 31, 2020. Sonic Foundry Announces Fiscal 2020 Second Quarter Financial Results Company Converts $5. |
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| May 14, 2020 |
DEBT CONVERSION AGREEMENT THIS DEBT CONVERSION AGREEMENT (“Agreement”) dated as of May 13, 2020 (“Effective Date”) is made by and between Sonic Foundry, Inc. |
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| May 14, 2020 |
FIRST AMENDMENT TO NOTE MODIFICATION AGREEMENT This FIRST AMENDMENT TO NOTE MODIFICATION AGREEMENT (this “First Amendment”) is made and entered into as of March 24, 2020, by and among Sonic Foundry, Inc. |
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| May 14, 2020 |
Loan by Contract Loan Repayment Schedule 105-0004 0001614# 5-11-3 Shinbashi Minato-ku Tokyo (Type of Loan) Sumitomo Mitsui Banking Gotanda Branch Mediasite K. |
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| May 14, 2020 |
No.3 Maida Building OFFICE LEASE AGREEMENT Room No. 301 From April 1, 2014 to March 31, 2016 With Mediasite K.K. MAIDA HOUSING CORPORATION AGREEMENT OF OFFICE LEASE This AGREEMENT OF OFFICE LEASE (hereinafter referred to as “Agreement”) is made and entered between Maida Housing Corporation (hereinafter referred to as “Lessor”) and Mediasite K.K. (herein after referred to as “Tenant”), relating to |
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| May 14, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 14, 2020 (March 31, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 27, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 27, 2020 (April 27, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 27, 2020 |
Sonic Foundry Special Committee Announces Acceptance of Burish Stock Purchase Offer Sonic Foundry Special Committee Announces Acceptance of Burish Stock Purchase Offer MADISON, Wis. |
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| April 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 22, 2020 (April 20, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 22, 2020 |
ppppromissorynote0420202 |
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| April 9, 2020 |
Sonic Foundry Special Committee Announces Receipt of Stock Purchase Offer Sonic Foundry Special Committee Announces Receipt of Stock Purchase Offer MADISON, Wis. |
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| April 9, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 9, 2020 (April 8, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 5, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 5, 2020 (March 3, 2020) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 5, 2020 |
Sonic Foundry Retains Investment Banking Firm Silverwood Partners to Evaluate Strategic Alternatives for Company MADISON, Wis. |
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| February 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 13, 2020 (December 31, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 13, 2020 |
SOFO / Sonic Foundry, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Ex |
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| February 13, 2020 |
Sonic Foundry Announces Fiscal 2020 First Quarter Financial Results Sonic Foundry Announces Fiscal 2020 First Quarter Financial Results MADISON, Wis. - February 13, 2020 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation and management solutions, today announced consolidated financial results for its fiscal 2020 first quarter ended December 31, 2019. Fiscal 2020 First Quarter Highlights • Billings totaled $6.9 million in the first |
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| February 13, 2020 |
NOTE MODIFICATION AGREEMENT This NOTE MODIFICATION AGREEMENT (this “Agreement”) is made and entered into as of November 22, 2019, by and among Sonic Foundry, Inc. |
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| January 24, 2020 |
SOFO / Sonic Foundry, Inc. 10-K/A - Annual Report - 10-K/A Sonic Foundry, Inc. Annual Report on Form 10-K/A For the Year Ended September 30, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A No. 1 (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHA |
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| December 20, 2019 |
Sonic Foundry Announces Fourth Quarter and Fiscal 2019 Financial Results Sonic Foundry Announces Fourth Quarter and Fiscal 2019 Financial Results MADISON, Wis. |
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| December 20, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 19, 2019 (September 30, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 19, 2019 |
Sonic Foundry, Inc. Annual Report on Form 10-K For the Year Ended September 30, 2019 EXHIBIT 21 LIST OF SUBSIDIARIES Sonic Foundry Media Systems, Inc. – Incorporated in the State of Maryland Mediasite KK – Incorporated in Japan Sonic Foundry International B.V. (formerly Media Mission B.V.) – Incorporated in the Netherlands September 30, 2019 |
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| December 19, 2019 |
SOFO / Sonic Foundry, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact name of registrant |
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| September 19, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 September 18, 2019 (September 12, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 29, 2019 (August 23, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 29, 2019 |
EX-10.1 2 amendedandrestatedemployme.htm EXHIBIT 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of August 23, 2019, by and between SONIC FOUNDRY, INC. (“Sonic Foundry” or the “Company”), a Maryland corporation having its principal offices at 222 West Washington Avenue, Madison, Wisconsin 53703, and Michael Norregaard (here |
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| August 13, 2019 |
Sonic Foundry Announces Fiscal 2019 Third Quarter Financial Results Sonic Foundry Announces Fiscal 2019 Third Quarter Financial Results MADISON, Wis. - August 13, 2019 - Sonic Foundry (OTC Pink Sheets: SOFO), today announced consolidated financial results for its fiscal 2019 third quarter ended June 30, 2019. Fiscal 2019 Third Quarter Highlights • Total revenues were $10.1 million ($10.2 million without distribution impact) compared to $8.7 million in the third qu |
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| August 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 13, 2019 (June 30, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 13, 2019 |
SOFO / Sonic Foundry, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| August 9, 2019 |
Engagement Letter as of August 5, 2019 by and between Sonic Foundry, Inc. and Kenneth Minor EX-10.2 3 engagementagreement.htm EXHIBIT 10.2 Mr. Michael Norregaard Chief Executive Officer Sonic Foundry, Inc. 222 W. Washington Ave., Suite 100 Madison, WI 53703 Dear Mr. Norregaard: This letter agreement (the “Engagement Letter”) confirms and sets forth the terms and conditions of the engagement between Kenneth A. Minor (“Minor”) and Sonic Foundry, Inc. (the “Company”) including the scope of |
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| August 9, 2019 |
RETIREMENT AND TRANSITION AGREEMENT THIS RETIREMENT AND TRANSITION AGREEMENT (the “Agreement”) made as of August 5, 2019 is by and between SONIC FOUNDRY, INC. |
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| August 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 9, 2019 (August 5, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 9, 2019 |
Sonic Foundry CFO Ken Minor Announces Retirement Minor to step down effective Oct. |
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| August 2, 2019 |
SOFO / Sonic Foundry, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| June 10, 2019 |
SOFO / Sonic Foundry, Inc. / Sonic Foundry Inc - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) Mark D. Burish Hurley, Burish & Stanton, S.C. 33 East Main Street, Suite 400 Madison, WI 53703 608-257-0945 (Name, Address and Telephone Number of Pe |
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| May 28, 2019 |
Exhibit 1.01 Conflict Minerals Report for the reporting period January 1, 2018 to December 31, 2018 Exhibit 1.01 Sonic Foundry, Inc. Conflict Minerals Report For The Year Ended December 31, 2018 This report for the year ended December 31, 2018 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by |
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| May 28, 2019 |
SOFO / Sonic Foundry, Inc. SD - - SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Sonic Foundry, Inc. |
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| May 20, 2019 |
SOFO / Sonic Foundry, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Ex |
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| May 17, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 17, 2019 (March 31, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 17, 2019 |
Sonic Foundry Announces Fiscal 2019 Second Quarter Financial Results Sonic Foundry Announces Fiscal 2019 Second Quarter Financial Results MADISON, Wis. |
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| May 17, 2019 |
SOFO / Sonic Foundry, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| May 15, 2019 |
SOFO / Sonic Foundry, Inc. NT 10-K NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-30407 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2019 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transi |
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| April 24, 2019 |
Sonic Foundry CEO Gary Weis Announces Retirement Michael Norregaard Named New CEO; Weis Will Remain on the Board of Directors MADISON, Wis. |
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| April 24, 2019 |
EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made as of April 22, 2019, by and between SONIC FOUNDRY, INC. |
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| April 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 24, 2019 (April 22, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 24, 2019 |
RETIREMENT AND TRANSITION AGREEMENT THIS RETIREMENT AND TRANSITION AGREEMENT (the “Agreement”) made as of April 22, 2019 is by and between SONIC FOUNDRY, INC. |
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| April 3, 2019 |
sonicsecletter040319 Baker Tilly Virchow Krause, LLP Ten Terrace Ct; PO Box 7398 Madison, WI 53707-7398 United States of America T: +1 (608) 249 6622 April 3, 2019 F: +1 (608) 249 8532 bakertilly. |
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| April 3, 2019 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 3, 2019 (April 2, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 27, 2019 |
SOFO / Sonic Foundry, Inc. / Sonic Foundry Inc - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) Mark D. Burish Hurley, Burish & Stanton, S.C. 33 East Main Street, Suite 400 Madison, WI 53703 608-257-0945 (Name, Address and Telephone Number of Pe |
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| March 21, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 21, 2019 (December 31, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 21, 2019 |
Sonic Foundry Announces Preliminary Fiscal 2019 First Quarter Financial Results Sonic Foundry Announces Preliminary Fiscal 2019 First Quarter Financial Results MADISON, Wis. |
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| March 21, 2019 |
SOFO / Sonic Foundry, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A No. 1 (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact name of reg |
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| March 15, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 15, 2019 (September 30, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 15, 2019 |
Sonic Foundry Announces Fourth Quarter and Fiscal 2018 Financial Results EX-99.1 2 sofo93018earningsrelease.htm EXHIBIT 99.1 Sonic Foundry Announces Fourth Quarter and Fiscal 2018 Financial Results MADISON, Wis. - March 15, 2019 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation and management solutions, today announced consolidated financial results for its fiscal 2018 fourth quarter and fiscal year ended September 30, 2018. Fiscal 20 |
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| March 15, 2019 |
Sonic Foundry, Inc. Annual Report on Form 10-K For the Year Ended September 30, 2018 EXHIBIT 21 LIST OF SUBSIDIARIES Sonic Foundry Media Systems, Inc. – Incorporated in the State of Maryland Mediasite KK – Incorporated in Japan Sonic Foundry International B.V. (formerly Media Mission B.V.) – Incorporated in the Netherlands September 30, 2018 |
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| March 15, 2019 |
SOFO / Sonic Foundry, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact name of registrant |
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| March 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 12, 2019 (March 11, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 12, 2019 |
CONSENT, WAIVER & MODIFICATION TO LOAN AND SECURITY AGREEMENT This Consent, Waiver and Modification to Loan and Security Agreement (this “Modification”) is entered into as of March 11, 2019 (the “Modification Effective Date”), by and between Partners for Growth V, L. |
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| March 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 8, 2019 (March 4, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 8, 2019 |
Sonic Foundry Names Michael Norregaard Chief Operating Officer Sonic Foundry Names Michael Norregaard Chief Operating Officer MADISON, Wis. - March 08, 2019 - Sonic Foundry today announced the appointment of Chief Operating Officer, Michael Norregaard, who will support the company’s efforts to drive revenue, market share and customer satisfaction. Norregaard will continue to report directly to Gary Weis, CEO. Norregaard joined the company in 2013, most recent |
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| March 8, 2019 |
Employment Agreement as of March 4, 2019 by and between Sonic Foundry, Inc. and Michael Norregaard EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made as March 4, 2019, by and between SONIC FOUNDRY, INC. |
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| March 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 6, 2019 (February 28, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| March 6, 2019 |
SONIC FOUNDRY, INC. Warrant Date of Issuance: February 28, 2019 (the “Issuance Date”) SONIC FOUNDRY, INC., a Maryland corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, Mark Burish, the registered holder hereof or his permitted assigns (the “Holder”), is entitled, subject to the terms set forth below |
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| March 6, 2019 |
Sonic Foundry Secures $5 Million in Funding Sonic Foundry Secures $5 Million in Funding MADISON, Wis. - March 6, 2019 - Sonic Foundry, Inc. (OTC Pink Sheets: SOFO), the trusted leader for video creation and management solutions, today announced it has completed a $5 million round of funding. Sonic Foundry's Special Committee of Disinterested and Independent Directors approved and authorized execution of a note purchase agreement with its Bo |
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| March 6, 2019 |
NOTE PURCHASE AGREEMENT THIS NOTE PURCHASE AGREEMENT, dated as of February 28, 2019 (as amended, restated, supplemented or otherwise modified from time to time in accordance with the terms hereof, this “Agreement”), between SONIC FOUNDRY, INC. |
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| February 20, 2019 |
PROMISSORY NOTE US $1,000,000 Effective Date: February 14, 2019 FOR VALUE RECEIVED, the undersigned Sonic Foundry, Inc. |
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| February 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 20, 2019 (February 14, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 12, 2019 |
EX-10.1 2 exhibittoburishnote8-k.htm EXHIBIT 10.1 PROMISSORY NOTE US $1,000,000 Effective Date: January 31, 2019 FOR VALUE RECEIVED, the undersigned Sonic Foundry, Inc., a Maryland Corporation ("Borrower") promises to pay to Mark Burish, a Wisconsin resident (“Lender”), the principal sum of One Million Dollars (US $1,000,000.00), with interest on the unpaid principal balance at the rate of 9.25% p |
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| February 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 11, 2019 (February 5, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| February 12, 2019 |
SOFO / Sonic Foundry, Inc. FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-30407 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2018 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Tra |
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| February 12, 2019 |
SOFO / Sonic Foundry, Inc. / Sonic Foundry Inc - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Sonic Foundry Inc. (Name of Issuer) Common (Title of Class of Securities) 83545R207 (CUSIP Number) January 18, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| January 8, 2019 |
PROMISSORY NOTE US $1,000,000 Effective Date: January 4, 2019 FOR VALUE RECEIVED, the undersigned Sonic Foundry, Inc. |
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| January 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 January 8, 2019 (January 4, 2019) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| January 7, 2019 |
SOFO / Sonic Foundry, Inc. / WealthTrust Axiom LLC - WEALTHTRUST AXIOM LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Sonic Foundry Inc (Name of Issuer) Common Stock (Title of Class of Securities) 83545R207 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| December 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 Sonic Foundry, Inc. |
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| December 21, 2018 |
SOFO / Sonic Foundry, Inc. FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 000-30407 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2018 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Tr |
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| December 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 20, 2018 (December 18, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| December 20, 2018 |
Sonic Foundry Announces Preliminary Fourth Quarter 2018 Financial Results and Operational Changes in Fiscal 2019 MADISON, Wis. |
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| November 16, 2018 |
SOFO / Sonic Foundry, Inc. / Sonic Foundry Inc - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) Mark D. Burish Hurley, Burish & Stanton, S.C. 33 East Main Street, Suite 400 Madison, WI 53703 608-257-0945 (Name, Address and Telephone Number of Pe |
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| August 24, 2018 |
SOFO / Sonic Foundry, Inc. / BURISH MARK D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) Mark D. Burish Hurley, Burish & Stanton, S.C. 33 East Main Street, Suite 400 Madison, WI 53703 608-257-0945 (Name, Address and Telephone Number of Pe |
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| August 9, 2018 |
Sonic Foundry Announces Fiscal 2018 Third Quarter Financial Results Sonic Foundry Announces Fiscal 2018 Third Quarter Financial Results MADISON, Wis. - August 9, 2018 - Sonic Foundry, Inc. (NASDAQ: SOFO), the trusted leader for video creation and management solutions, today announced consolidated financial results for its fiscal 2018 third quarter ended June 30, 2018. Fiscal 2018 Third Quarter Highlights • Total revenues were $8.7 million compared to $9.8 million |
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| August 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 9, 2018 (June 30, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| August 9, 2018 |
SOFO / Sonic Foundry, Inc. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| June 12, 2018 |
SOFO / Sonic Foundry, Inc. / BURISH MARK D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Sonic Foundry Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 83545R207 (CUSIP Number) Mark D. Burish Hurley, Burish & Stanton, S.C. 33 East Main Street, Suite 400 Madison, WI 53703 608-257-0945 (Name, Address and Telephone Number of Pe |
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| May 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Sonic Foundry, Inc. |
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| May 25, 2018 |
Exhibit 1.01 Conflict Minerals Report for the reporting period January 1, 2017 to December 31, 2017. Exhibit 1.01 Sonic Foundry, Inc. Conflict Minerals Report For The Year Ended December 31, 2017 This report for the year ended December 31, 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by |
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| May 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 23, 2018 (May 17, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| May 23, 2018 |
SONIC FOUNDRY, INC. ARTICLES SUPPLEMENTARY Sonic Foundry, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article Fourth, Paragraph C of the charter of the Corporation, the board of directors of the Corporation (the “Board of Directors”), by a resolution duly adopted by the Bo |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-30407 SONIC FOUNDRY, INC. (Exact |
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| May 15, 2018 |
WARRANT THIS WARRANT (“WARRANT”) TO PURCHASE STOCK IN THE CAPITAL OF SONIC FOUNDRY, INC. |
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| May 15, 2018 |
Sonic Foundry Announces Fiscal 2018 Second Quarter Financial Results Sonic Foundry Announces Fiscal 2018 Second Quarter Financial Results MADISON, Wis. |
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| May 15, 2018 |
WAIVER AND TWELFTH Amendment to SECOND AMENDED AND RESTATED Loan and security agreement This Waiver and Twelfth Amendment to Second Amended and Restated Loan and Security Agreement (this “Amendment”) is entered into this 11th day of May, 2018 (the “Twelfth Amendment Effective Date”), by and between (i) SILICON VALLEY BANK a California corporation (“Bank”), and (ii) SONIC FOUNDRY, INC. |
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| May 15, 2018 |
Partners for Growth Loan and Security Agreement Borrower: Sonic Foundry, Inc., a Maryland corporation Address: 222 West Washington Avenue, Madison, WI 53703 Date: May 11, 2018 THIS LOAN AND SECURITY AGREEMENT (Agreement) is entered into on the above date (the Effective Date) between PARTNERS FOR GROWTH V, L.P. (PFG), whose address is 1660 Tiburon Blvd., Suite D, Tiburon, CA 94920 and Borrower(s) n |
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| May 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 15, 2018 (March 31, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 26, 2018 |
SOFO / Sonic Foundry, Inc. / Burish Andrew D. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Sonic Foundry Inc. (Name of Issuer) Common (Title of Class of Securities) 83545R207 (CUSIP Number) April 16, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| April 18, 2018 |
EX-10.1 2 formofsubscriptionagreement.htm EXHIBIT 10.1 SUBSCRIPTION AGREEMENT This Subscription Agreement (this “Agreement”), dated April 16, 2018, is being delivered to Andrew Burish (the “Subscriber”) in connection with his investment in the securities of Sonic Foundry, Inc. a Maryland corporation (“Sonic Foundry”). Sonic Foundry is issuing up to 232,558 units (the “Units”) at a purchase price o |
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| April 18, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 18, 2018 (April 16, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 18, 2018 |
SONIC FOUNDRY, INC. Warrant Date of Issuance: April 16, 2018 (the “Issuance Date”) SONIC FOUNDRY, INC., a Maryland corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, Andrew Burish, the registered holder hereof or his permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, |
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| April 17, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 April 17, 2018 (April 12, 2018) Date of Report (Date of earliest event reported) Sonic Foundry, Inc. |
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| April 17, 2018 |
April 12, 2018 Dear Sonic Foundry Stockholder, The Record Date set forth in the enclosed Notice of Meeting and Definitive Proxy Statement, including the beneficial ownership table, was inadvertently misstated. |
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| April 6, 2018 |
SOFO / Sonic Foundry, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
