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| CIK | 747540 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Surge Components, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| June 2, 2025 |
As filed with the Securities and Exchange Commission on June 2, 2025 As filed with the Securities and Exchange Commission on June 2, 2025 Registration No. |
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| June 2, 2025 |
Exhibit 107 Calculation of Filing Fee Tables SURGE COMPONENTS, INC. Form S-8 (Form Type) (Exact name of registrant as specified in its charter) Table 1 - Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| November 27, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2024 (November 26, 2024) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of incor |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| December 4, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2023 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of incorporation) (Commissio |
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| November 8, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-211921 Prospectus Supplement No. 1 to Reoffer Prospectus of Surge Components Inc. Up to 1,159,899 Shares of Common Stock under the 2010 and 2015 Equity Incentive Plans This Prospectus Supplement, dated November 8, 2023 (this “Supplement”), supplements the reoffer prospectus filed as part of the Registration Statement on Form S-8 filed by Surge |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| December 1, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2022 (December 1, 2022) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of incorp |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| October 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| January 24, 2022 |
Exhibit 3.4 BY-LAWS OF SURGE COMPONENTS, INC. (hereinafter called the "Corporation") ARTICLE I ? CORPORATE OFFICES 1.1. REGISTERED OFFICE The registered office of Surge Components, Inc. shall be fixed in the corporation?s articles of incorporation. References in these bylaws to the articles of incorporation shall mean the articles of incorporation of the corporation, as amended from time to time, |
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| January 24, 2022 |
Articles of Merger, as filed with the Secretary of State of the State of Nevada on December 30, 2021 Exhibit 3.2 |
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| January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 (January 24, 2022) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of incorpo |
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| January 24, 2022 |
Exhibit 3.1 |
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| January 24, 2022 |
Exhibit 3.3 |
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| December 20, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 (December 16, 2021) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of incor |
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| December 3, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2021 (December 1, 2021) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of incorpo |
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| November 10, 2021 |
DEF 14A 1 ea150076-def14asurgecomp.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropr |
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| October 27, 2021 |
PRE 14A 1 ea149362-pre14asurgecomp.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the approp |
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| October 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 14, 2021 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| November 24, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 ea130518-8ksurge.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2020 (November 23, 2020) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-260 |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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| October 15, 2020 |
Exhibit 10.1 |
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| October 15, 2020 |
EX-10.2 3 f10q0820ex10-2surgecompo.htm RENTAL AGREEMENT BETWEEN GREAT AMERICAN REALTY AND CHALLENGE ELECTRONICS DATED JULY 28, 2020 Exhibit 10.2 |
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| October 15, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| July 15, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 14, 2020 |
SPRS / Surge Components, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 28, 2020 |
SPRS / Surge Components, Inc. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| December 3, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2019 (November 26, 2019) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of incorp |
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| November 4, 2019 |
SPRS / Surge Components, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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| October 23, 2019 |
SPRS / Surge Components, Inc. PRE 14A - - PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| October 15, 2019 |
SPRS / Surge Components, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q0819surgecomponents.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
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| October 15, 2019 |
Exhibit 4.2 FIRST AMENDMENT TO RIGHTS AGREEMENT THIS FIRST AMENDMENT TO RIGHTS AGREEMENT (this “First Amendment”) is entered into as of October 6, 2019, and shall be effective as of the Effective Date (defined below), by and among Surge Components, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company as Rights Agent (the “Rights Agent” and, together with the |
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| July 15, 2019 |
SPRS / Surge Components, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT 10-Q 1 f10q0519surgecomponentsinc.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro |
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| April 15, 2019 |
SURGE COMPONENTS ANNOUNCES DATE FOR FIRST QUARTER 2019 FINANCIAL RESULTS AND CONFERENCE CALL EX-99.1 2 f8k041519ex99-1surgecomp.htm PRESS RELEASE, DATED APRIL 12, 2019 Exhibit 99.1 SURGE COMPONENTS ANNOUNCES DATE FOR FIRST QUARTER 2019 FINANCIAL RESULTS AND CONFERENCE CALL DEER PARK, N.Y. (April 12, 2019) – Surge Components, Inc. (“Surge” or “the Company”) (OTC Pink: SPRS), a leading supplier of capacitors, discrete semi-conductors and audible/sounding devices, today announced that it wil |
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| April 15, 2019 |
EX-99.2 3 f8k041519ex99-2surgecomp.htm PRESS RELEASE, DATED APRIL 15, 2019 Exhibit 99.2 Surge Components, Inc. Announces Fiscal First Quarter 2019 Results Robust Sales Volume Drives 20.4% year-over-year Increase in Net Sales Continued Focus on High Margin Customers Deliver 28.1% year-over-year Increase in Gross Profit Gross Profit Margins Strengthen to 27.6% Company Remains Focused on Driving Prof |
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| April 15, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2019 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Delaware 000-27688 11-2602030 (State or other jurisdiction of (Commission (I.R.S. Employer incorpor |
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| April 15, 2019 |
SPRS / Surge Components, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 28, 2019 |
SPRS / Surge Components, Inc. ANNUAL REPORT (Annual Report) 10-K 1 f10k2018surgecomponents.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm |
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| February 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2019 (February 5, 2019) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpor |
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| February 11, 2019 |
EX-3.4 5 f8k020519ex3-4surgecomp.htm DELAWARE BYLAWS Exhibit 3.4 Appendix B BYLAWS OF SURGE COMPONENTS, INC. (a Delaware Corporation) (adopted effective as of February 5, 2019) These Bylaws (the “Bylaws”) of Surge Components, Inc., a Delaware corporation (the “Corporation”) are adopted and effective as of the date first written above. ARTICLE 1 OFFICES SECTION 1.1. Principal Office. The principal |
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| February 11, 2019 |
Exhibit 3.1 |
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| February 11, 2019 |
Exhibit 3.2 |
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| February 11, 2019 |
Exhibit 3.3 CERTIFICATE OF INCORPORATION OF SURGE COMPONENTS, INC. Surge Components, Inc. (the “Corporation”), does hereby certify that this Certificate of Incorporation (the “Certificate”) has been duly adopted in accordance with Sections 141 and 228 of the General Corporation Law of the State of Delaware (the “DGCL”), and does hereby certify as follows: “FIRST: The name of the corporation is Sur |
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| October 9, 2018 |
SPRS / Surge Components, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registra |
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| October 9, 2018 |
SPRS / Surge Components, Inc. / Zeff Capital, LP Passive Investment SC 13G/A 1 eps8205.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Surge Components, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 868908104 (CUSIP Number) October 8, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| September 28, 2018 |
SPRS / Surge Components, Inc. / Zeff Capital, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Surge Components, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 868908104 (CUSIP Number) September 26, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| September 6, 2018 |
SPRS / Surge Components, Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 23, 2018 |
SPRS / Surge Components, Inc. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| August 22, 2018 |
Exhibit 10.1 Execution Version AMENDMENT TO SETTLEMENT AGREEMENT This AMENDMENT TO SETTLEMENT AGREEMENT (this “Amendment”), is made and entered into as of August 16, 2018 by and among Surge Components, Inc., a Nevada corporation (the “Company”), and Ira Levy, Peter Levy, Steven J. Lubman, Alan Plafker, Lawrence Chariton, Gary Jacobs and Martin Novick (the “Insiders”), on the one hand, and Messrs. |
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| August 22, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2018 (August 16, 2018) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporati |
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| July 16, 2018 |
SPRS / Surge Components, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant |
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| April 16, 2018 |
SPRS / Surge Components, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of regist |
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| March 5, 2018 |
SPRS / Surge Components, Inc. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| February 28, 2018 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2018 (February 22, 2018) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpo |
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| February 28, 2018 |
SPRS / Surge Components, Inc. ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| October 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended August 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registra |
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| July 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended May 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant |
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| April 14, 2017 |
BUSINESS LOAN AGREEMENT (ASSET BASED) EX-10.1 2 f10q0217ex10isurgecom.htm BUSINESS LOAN AGREEMENT, DATED FEBRUARY 22, 2017, BETWEEN SURGE COMPONENTS INC. AND CITIBANK N.A. Exhibit 10.1 BUSINESS LOAN AGREEMENT (ASSET BASED) Borrower: Surge Components, Inc. Lender: Citibank, N.A. 95 East Jefryn Boulevard 6801 Colwell Boulevard Deer Park, NY 11729 Irving, TX 75039 THIS BUSINESS LOAN AGREEMENT (ASSET BASED) dated February 22, 2017, is mad |
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| April 14, 2017 |
Surge Components QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended February 28, 2017 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of regist |
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| April 14, 2017 |
EX-10.2 3 f10q0217ex10iisurgecom.htm PROMISSORY NOTE, DATED FEBRUARY 22, 2017, ISSUED TO CITIBANK N.A. Exhibit 10.2 PROMISSORY NOTE Borrower: Surge Components, Inc. Lender: Citibank, N.A. 95 East Jefryn Boulevard 6801 Colwell Boulevard Deer Park, NY 11729 Irving, TX 75039 Principal Amount: $3,000,000.00 Date of Note: February 22, 2017 PROMISE TO PAY. To repay Borrower’s loan, Surge Components, Inc |
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| April 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2017 (April 6, 2017) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporation) |
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| March 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Surge Components, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) Bradley P. Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 Michael D. Tofias 25 Cambridge Driv |
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| March 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 SURGE COMPONENTS, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, $0.001 par value per share (Title of Class of Securities) 868908104 (CUSIP Number of Class of Securi |
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| March 10, 2017 |
Surge Components Announces Final Results of Tender Offer EX-99.(A)(5)(C) 2 sctoi0317a2ex99a5csurgecomp.htm PRESS RELEASE Exhibit (a)(5)(C) Surge Components Announces Final Results of Tender Offer DEER PARK, N.Y. (March 10, 2017) – Surge Components, Inc. (“Surge” or the “Company”) (OTC Pink: SPRS), a leading supplier of capacitors, discrete semi-conductors and audible and sounding devices, announced today the final results of its tender offer, which expi |
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| March 6, 2017 |
Surge Components AMENDED TENDER OFFER STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 SURGE COMPONENTS, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, $0.001 par value per share (Title of Class of Securities) 868908104 (CUSIP Number of Class of Securi |
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| March 6, 2017 |
Surge Components Announces Preliminary Results of Tender Offer Exhibit (a)(5)(B) Surge Components Announces Preliminary Results of Tender Offer DEER PARK, N. |
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| February 28, 2017 |
SPRS / Surge Components, Inc. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2016 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Surge Components, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) Bradley P. Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 Michael D. Tofias 25 Cambridge Driv |
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| February 3, 2017 |
EX-99.(A)(1)(B) 3 sctoi0217ex99aibsurge.htm LETTER OF TRANSMITTAL Exhibit 99.(a)(1)(B) LETTER OF TRANSMITTAL TO TENDER SHARES OF COMMON STOCK PURSUANT TO THE OFFER TO PURCHASE FOR CASH DATED FEBRUARY 3, 2017 BY SURGE COMPONENTS, INC. OF UP TO 5,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $1.43 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY T |
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| February 3, 2017 |
EX-99.(A)(1)(D) 5 sctoi0217ex99aidsurge.htm LETTER TO BROKERS Exhibit 99.(a)(1)(D) OFFER TO PURCHASE FOR CASH BY SURGE COMPONENTS, INC. OF UP TO 5,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $1.43 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON MARCH 3, 2017, UNLESS THE TENDER OFFER IS EXTENDED. February 3, 2017 To Brokers, Dealers, |
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| February 3, 2017 |
Exhibit 99.(a)(1)(E) OFFER TO PURCHASE FOR CASH BY SURGE COMPONENTS, INC. OF UP TO 5,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $1.43 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON MARCH 3, 2017, UNLESS THE TENDER OFFER IS EXTENDED. February 3, 2017 To Our Clients: Enclosed for your consideration are the Offer to Purchase, dated Fe |
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| February 3, 2017 |
Exhibit 99.(a)(1)(C) NOTICE OF GUARANTEED DELIVERY (NOT TO BE USED FOR SIGNATURE GUARANTEES) FOR TENDER OF SHARES OF COMMON STOCK OF SURGE COMPONENTS, INC. THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON MARCH 3, 2017, UNLESS THE OFFER IS EXTENDED. As set forth in Section 3 of the Offer to Purchase, dated February 3, 2017, this form must be used to tender s |
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| February 3, 2017 |
Exhibit 99.(a)(1)(A) OFFER TO PURCHASE FOR CASH BY SURGE COMPONENTS, INC. OF UP TO 5,000,000 SHARES OF ITS COMMON STOCK AT A PURCHASE PRICE OF $1.43 PER SHARE THE TENDER OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON MARCH 3, 2017, UNLESS THE TENDER OFFER IS EXTENDED. Surge Components, Inc. (?Surge,? ?we,? ?us? or ?our?) is offering to purchase up to 5,000,000 shares |
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| February 3, 2017 |
Surge Components TENDER OFFER STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 SURGE COMPONENTS, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Common Stock, $0.001 par value per share (Title of Class of Securities) 868908104 (CUSIP Number of Class of Securities) Ira Levy Surg |
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| February 3, 2017 |
EX-99.(A)(5) 7 sctoi0217ex99a5surgecomp.htm PRESS RELEASE Exhibit (a)(5) Surge Components Announces Commencement of Tender Offer to Purchase up to 5,000,000 Shares of its Common Stock DEER PARK, N.Y. (February 3, 2017) – Surge Components, Inc. (“Surge” or the “Company”) (OTC Pink: SPRS), a leading supplier of capacitors, discrete semi-conductors and audible and sounding devices, announced today th |
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| January 6, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2017 (January 5, 2017) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporati |
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| December 30, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| December 23, 2016 |
Exhibit 10.1 EXECUTION VERSION SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this ?Agreement?) is made and entered into as of December 22, 2016, by and among Surge Components, Inc., a Nevada corporation (the ?Company?), and Ira Levy, Steven J. Lubman, Alan Plafker, Lawrence Chariton, Gary Jacobs and Martin Novick (the ?Insiders?), on the one hand, and Messrs. Michael D. Tofias and Bradley P. Rex |
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| December 23, 2016 |
EX-99.1 2 f8k122216ex99isurgecom.htm PRESS RELEASE, DATED AS OF DECEMBER 22, 2016. Exhibit 99.1 Surge Components Reaches Agreement with Investors Bradley Rexroad and Michael Tofias Announces Tender Offer to Repurchase at Least Five Million Shares at $1.43 per Share Will Appoint New Independent Director DEER PARK, N.Y. (December 22, 2016) – Surge Components, Inc. (“Surge” or the “Company”) (OTC Pin |
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| December 23, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2016 (December 22, 2016) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpo |
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| December 23, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 defa14a1216surgecomp.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the approp |
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| December 23, 2016 |
Exhibit 10.1 EXECUTION VERSION SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this ?Agreement?) is made and entered into as of December 22, 2016, by and among Surge Components, Inc., a Nevada corporation (the ?Company?), and Ira Levy, Steven J. Lubman, Alan Plafker, Lawrence Chariton, Gary Jacobs and Martin Novick (the ?Insiders?), on the one hand, and Messrs. Michael D. Tofias and Bradley P. Rex |
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| December 23, 2016 |
Exhibit 99.1 Surge Components Reaches Agreement with Investors Bradley Rexroad and Michael Tofias Announces Tender Offer to Repurchase at Least Five Million Shares at $1.43 per Share Will Appoint New Independent Director DEER PARK, N.Y. (December 22, 2016) ? Surge Components, Inc. (?Surge? or the ?Company?) (OTC Pink: SPRS), a leading supplier of capacitors, discrete semi-conductors and audible an |
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| December 23, 2016 |
Surge Components CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2016 (December 22, 2016) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpo |
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| December 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Surge Components, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) Bradley P. Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 Michael D. Tofias 25 Cambridge Driv |
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| December 23, 2016 |
Exhibit 2 EXECUTION VERSION SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of December 22, 2016, by and among Surge Components, Inc. |
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| December 23, 2016 |
Exhibit 3 Surge Components Reaches Agreement with Investors Bradley Rexroad and Michael Tofias Announces Tender Offer to Repurchase at Least Five Million Shares at $1. |
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| November 16, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 14, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 14, 2016 |
Surge Components DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| November 14, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 defa14a1116surgecomponents.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Co |
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| November 8, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 8, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 8, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 8, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 7, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 7, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS t1602673-dfan14a - none - 1.6391639s ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Comm |
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| November 2, 2016 |
Kai H. Liekefett [email protected] Tel +1.212.237.0037 Fax +1.713.237.0100 November 2, 2016 Via EDGAR, Email and Federal Express Nicholas P. Panos Senior Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Surge Components, Inc. DEFA14A Filed October 28, 2016 File N |
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| October 28, 2016 |
Surge Components CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2016 (October 28, 2016) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpora |
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| October 28, 2016 |
Exhibit 99.1 Surge Components, Inc. Sends Letter to Shareholders Your Co-Founders ? Ira Levy and Steve Lubman ? Drive the Company?s Strong, Sustained Growth and Profitability Your Board Believes Activist Investors Tofias and Rexroad are Unqualified to Serve on the Board Vote Today on the GOLD Proxy Card for Continued Long-Term Value for All Shareholders DEER PARK, N.Y. (October 28, 2016) ? The Boa |
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| October 28, 2016 |
EX-99.1 2 f8k102616ex99isurgecomp.htm PRESS RELEASE DATED OCTOBER 26, 2016. Exhibit 99.1 Surge Components, Inc. Sends Letter to Shareholders Your Co-Founders – Ira Levy and Steve Lubman – Drive the Company’s Strong, Sustained Growth and Profitability Your Board Believes Activist Investors Tofias and Rexroad are Unqualified to Serve on the Board Vote Today on the GOLD Proxy Card for Continued Long- |
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| October 28, 2016 |
Surge Components CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2016 (October 28, 2016) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpora |
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| October 25, 2016 |
Surge Components DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| October 25, 2016 |
Surge Components DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| October 21, 2016 |
Surge Components DEFINITIVE CONTESTED PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| October 17, 2016 |
Surge Components AMENDMENT NO. 1 TO PRELIMINARY REVISED PROXY SOLICITING MATERIALS PRELIMINARY PROXY STATEMENT ? SUBJECT TO COMPLETION, DATED OCTOBER 17, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 17, 2016 |
Kai H. Liekefett [email protected] Tel +1.212.237.0037 Fax +1.713.237.0100 October 17, 2016 Via EDGAR, Email and Federal Express Nicholas P. Panos Senior Special Counsel Office of Mergers & Acquisitions United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Surge Components, Inc. Preliminary Proxy Statement filed on Sc |
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| October 12, 2016 |
Surge Components PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2 ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| October 11, 2016 |
Surge Components SOLICITING MATERIAL UNDER 240.14A-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| October 7, 2016 |
Surge Components PRELIMINARY PROXY STATEMENT IN CONNECTION WITH CONTESTED SOLICITATIONS PRELIMINARY PROXY STATEMENT – SUBJECT TO COMPLETION, DATED OCTOBER 7, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 7, 2016 |
Surge Components FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 11-2602030 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 95 East Jefryn Blv |
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| October 7, 2016 |
Exhibit 4.1 RIGHTS AGREEMENT dated as of October 7, 2016 between SURGE COMPONENTS, INC., as the Company and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Rights Agent TABLE OF CONTENTS Page Section 1. Certain Definitions. 1 Section 2. Appointment of Rights Agent. 13 Section 3. Issue of Rights Certificates. 14 Section 4. Form of Rights Certificate. 16 Section 5. Countersignature and Registration. |
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| October 7, 2016 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES D PREFERRED STOCK OF SURGE COMPONENTS, INC. (Pursuant to Chapter 78, Section 1955 of the Nevada Revised Statutes) In accordance with Chapter 78, Section 1955 of the Nevada Revised Statutes, the undersigned corporation, hereby certifies that the following resolution was adopted by the Board of Directors of Surge Components, Inc., a Nevada corporation |
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| October 7, 2016 |
Surge Components CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2016 (October 7, 2016) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporati |
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| October 7, 2016 |
Surge Components, Inc. Adopts Plan to Preserve Valuable Tax Assets Exhibit 99.1 Surge Components, Inc. Adopts Plan to Preserve Valuable Tax Assets DEER PARK, N.Y. (October 7, 2016) ? Surge Components, Inc. (?Surge? or the ?Company?) (OTC Pink:SPRS), a leading supplier of capacitors, discrete semi-conductors and audible/sounding devices, today announced that its Board of Directors (the ?Board?) has acted to preserve and protect the Company?s valuable income tax ne |
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| October 7, 2016 |
Surge Components PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| October 6, 2016 |
Surge Components SOLICITING MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| September 29, 2016 |
Surge Components SOLICITING MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| September 27, 2016 |
PREC14A 1 t1602294prec14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for |
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| September 26, 2016 |
Surge Components CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2016 (September 21, 2016) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incor |
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| September 26, 2016 |
Exhibit 99.1 Surge Components, Inc. Announces Fiscal Third Quarter 2016 Results Electronic Industry Veteran Martin Novick Appointed to Board of Directors Financial Highlights for the Fiscal Third Quarter Ending August 31, 2016 ? Consolidated net sales of $8.2 million ? Gross profit of $2.1 million, a 6.6% year-over-year increase, driven by sales efficiencies and focus on client profitability ? Gro |
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| September 26, 2016 |
Surge Components QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended August 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registra |
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| September 7, 2016 |
Surge Components SOLICITING MATERIAL UNDER RULE 240.14A-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| August 26, 2016 |
JOINT FILING, GROUP AND SOLICITATION AGREEMENT Exhibit 1 JOINT FILING, GROUP AND SOLICITATION AGREEMENT This JOINT FILING, GROUP AND SOLICITATION AGREEMENT (this “Agreement”) is made and entered into as of August 25, 2016, by Bradley P. |
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| August 26, 2016 |
SPRS / Surge Components, Inc. / Tofias Michael D - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Surge Components, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) Bradley P. Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 Michael D. Tofias 25 Cambridge Drive |
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| July 15, 2016 |
Surge Components QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended May 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant |
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| June 29, 2016 |
SPRS / Surge Components, Inc. / Rexroad Brad Paul - SCHEDULE 13D/A Activist Investment SC 13D/A 1 rexroad20160629sc13da.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* SURGE COMPONENTS INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 868908104 (CUSIP Number) Brad Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 |
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| June 16, 2016 |
Michael D. Tofias 25 Cambridge Drive Short Hills, New Jersey 07078 June 13, 2016 Exhibit 1 Michael D. Tofias 25 Cambridge Drive Short Hills, New Jersey 07078 June 13, 2016 Surge Components, Inc. 95 East Jefryn Boulevard Deer Park, New York 11729 Ladies and Gentlemen: Pursuant to Rule 14a-8 under the Securities Exchange Act of 1934, please find enclosed a shareholder proposal and supporting statement. Please include the proposal and supporting statement in the proxy statement f |
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| June 16, 2016 |
SPRS / Surge Components, Inc. / Tofias Michael D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Surge Components, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) Michael D. Tofias 25 Cambridge Drive Short Hills, NJ 07078 (917) 699-6505 (Name, Address and Telephone Number of Pers |
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| June 8, 2016 |
Surge Components REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on June 8, 2016 Registration No. |
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| April 14, 2016 |
Surge Components QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended February 29, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of regist |
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| March 16, 2016 |
SPRS / Surge Components, Inc. / Tofias Michael D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Surge Components, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) Michael D. Tofias 25 Cambridge Drive Short Hills, NJ 07078 (917) 699-6505 (Name, Address and Telephone Number of Pers |
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| March 16, 2016 |
Michael D. Tofias 25 Cambridge Drive Short Hills, New Jersey 07078 March 14, 2016 Exhibt 1 Michael D. Tofias 25 Cambridge Drive Short Hills, New Jersey 07078 March 14, 2016 By Federal Express Ira Levy, Chief Executive Officer, Chief Financial Officer, President and Director Steven J. Lubman, Vice President, Secretary and Director Alan Plafker, Director David Siegel, Director Lawrence Chariton, Director Gary Jacobs, Director Surge Components, Inc. 95 East Jefryn Boulevard Deer P |
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| February 26, 2016 |
Exhibit 10.8 SURGE COMPONENTS, INC. 2015 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Surge Components, Inc. 2015 Equity Incentive Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and to provide a means whereby directors, officers, managers, employees, consultants and advisors of the Company and its Affiliates can acquire and main |
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| February 26, 2016 |
Surge Components ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 24, 2016 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF SURGE COMPONENTS, INC. (hereinafter called the "Corporation") ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be maintained at such place as the Board of Directors shall determine from time to time. Section 2. Other Offices. The Corporation may also have offices at such other places both within and without t |
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| February 24, 2016 |
Surge Components CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2016 (February 18, 2016) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpo |
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| February 24, 2016 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is dated and is effective as of February 18, 2016 (the ?Effective Date?) by and between Surge Components, Inc., a company organized under the laws of the State of Nevada (the ?Company?), and Ira Levy, an individual residing at 1299 Corporate Drive, Apt. 802, Westbury, NY 11590 (the ?Executive?). WHEREAS, the Company and |
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| February 24, 2016 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is dated and is effective as of February 18, 2016 (the “Effective Date”) by and between Surge Components, Inc., a company organized under the laws of the State of Nevada (the “Company”), and Steven Lubman, an individual residing at 24 Wagon Wheel Lane, Dix Hills New York 11746 (the “Executive”). WHEREAS, the Company and |
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| January 4, 2016 |
SPRS / Surge Components, Inc. / Tofias Michael D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Surge Components, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) Michael D. Tofias 25 Cambridge Drive Short Hills, NJ 07078 (917) 699-6505 (Name, Address and Telephone Number of Person Authorized to Re |
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| November 25, 2015 |
Surge Components CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2015 (November 24, 2015) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpo |
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| October 28, 2015 |
Surge Components DEFINITIVE PROXY STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| October 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended August 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registra |
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| July 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended May 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant |
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| April 17, 2015 |
Surge Components REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on April 17, 2015 Registration No. |
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| April 15, 2015 |
SPRS / Surge Components, Inc. / Rexroad Brad Paul - SCHEDULE 13D Activist Investment rexroad20150415sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SURGE COMPONENTS INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 868908104 (CUSIP Number) Brad Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 (Name, Address and Telepho |
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| April 15, 2015 |
SPRS / Surge Components, Inc. / Rexroad Brad Paul - SCHEDULE 13D/A Activist Investment rexroad20150415sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SURGE COMPONENTS INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 868908104 (CUSIP Number) Brad Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 (Name, Address and Telepho |
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| April 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended February 28, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of regist |
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| February 27, 2015 |
Exhibit 3.3 2 3 |
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| February 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| December 2, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 f8k112614surgecomp.htm SURGE COMPONENTS, INC. FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2014 (November 26, 2014) SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada |
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| October 24, 2014 |
SPRS / Surge Components, Inc. DEF 14A - - SURGE COMPONENTS SCHEDULE DEFINITIVE14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| October 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended August 31, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registra |
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| September 15, 2014 |
SPRS / Surge Components, Inc. / Rexroad Brad Paul - SCHEDULE 13D Activist Investment rexroad20140915sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SURGE COMPONENTS INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 868908104 (CUSIP Number) Brad Rexroad 970 Reserve Drive, Suite 126 Roseville, CA 95678 (916) 791-1842 (Name, Address and Telephon |
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| July 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended May 31, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant |
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| April 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 form10q.htm SURGE COMPONENTS, INC. FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended February 28, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 00 |
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| February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2013 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 13, 2014 |
SPRS / Surge Components, Inc. / Tofias Michael D Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Surge Components, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) December 31, 2013 (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the r |
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| December 2, 2013 |
Submission of Matters to a Vote of Security Holders - SURGE COMPONENTS, INC. FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2013 (November 27, 2013) Surge Components, Inc. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorpora |
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| November 5, 2013 |
- SURGE COMPONENTS SCHEDULE 14A DEF 14A 1 formdef14a.htm SURGE COMPONENTS SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the a |
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| October 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended August 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registra |
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| July 15, 2013 |
THIS AGREEMENT made the 5th day of May Two thousand and thirteen. BETWEEN (1) ADCOCK INVESTMENT COMPANY LIMITED whose registered office is situated at 3rd Floor, Crystal Industrial Building, 71 How Ming Street, Kwun Tong, Kowloon, Hong Kong (hereinafter called “the Landlord”) of the one part and (2) SURGE COMPONENTS, LIMITED whose registered office is situated at Flat H, 14th Floor, High Win Facto |
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| July 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended May 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant |
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| April 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended February 28, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of regist |
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| February 28, 2013 |
Exhibit 10.16 Surge Components, Inc. Distributor Agreement Agreement entered into, by and between, Surge Components, Inc., a New York corporation having its principal place of business at 95 E. Jefryn Blvd., Deer Park, NY 11729 , and TTI, Inc., a corporation having its principal place of business at 2441 North East Parkway, Fort Worth, TX, 76106. WHEREAS, Supplier is engaged in the supply of high |
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| February 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 21, 2013 |
- SURGE COMPONENTS, INC. FORM 15-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant as specified in i |
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| January 30, 2013 |
SPRS / Surge Components, Inc. / Tofias Michael D Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Surge Components, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) December 31, 2012 (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the r |
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| October 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended August 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registra |
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| September 14, 2012 |
Submission of Matters to a Vote of Security Holders - SURGE COMPONENTS, INC. FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2012 (September 13, 2012) Surge Components, Inc. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorp |
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| August 24, 2012 |
- SURGE COMPONENTS, INC. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confiden |
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| July 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended May 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant |
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| April 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended February 29, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of regist |
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| February 28, 2012 |
Exhibit 10.18 MASTER DISTRIBUTOR AGREEMENT This Agreement is effective as of February 7, 2011 (“Effective Date”), by and between Surge Components, Inc. (“Supplier”) having offices at 95 E. Jefryn Blvd., Deer Park, NY 11729 and Avnet, Inc., having offices at 2211 S. 47th Street, Phoenix, AZ 85034 (“Distributor”). 1. PRODUCTS The term “Product” or “Products” as used herein shall mean the all items l |
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| February 28, 2012 |
EX-10.17 2 ex1017.htm EXHIBIT 10.17 Exhibit 10.17 SCI Surge Components, Inc. SOLE AGENT AGREEMENT Surge Components, Inc. and Lelon Electronics agree to work together, with Lelon as the manufacturer supplier, and Surge as Lelon's sole agent in North America, responsible for the sales and marketing. This agreement will govern the relationship and the cooperation between the two companies in this str |
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| February 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2011 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 28, 2012 |
Exhibit 10.19 FIRST AMENDMENT TO THE MASTER DISTRIBUTION AGREEMENT BETWEEN SURGE COMPONENTS, INC. AND AVNET, INC. This First Amendment to the Master Distributor Agreement (the ?First Amendment?) is made by and between Surge Components, Inc. (?Supplier?) and Avnet, Inc (?Distributor?) WHERAS, the parties entered into the above Agreement effective February 7, 2011 (the ?Agreement?). NOW THEREFORE, t |
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| February 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. |
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| February 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. |
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| February 10, 2012 |
- SURGE COMPONENTS INC FORM 10/A 10-12G/A 1 form10a.htm SURGE COMPONENTS INC FORM 10/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 8) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) OR 12(g) OF THE Securities Exchange Act Of 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 11-2602030 |
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| February 10, 2012 |
BUSINESS LOAN AGREEMENT (ASSET BASED) EXHIBIT 10.33 BUSINESS LOAN AGREEMENT (ASSET BASED) Borrower: Surge Components Inc. 95 East Jefryn Boulevard Deer Park, NY 11729 Lender: JPMorgan Chase Bank, NA White Plains Business Banking LPO 1214 Mamaroneck Avenue, 2nd Floor White Plains, NY 10t304 THIS BUSINESS LOAN AGREEMENT (ASSET BASED) dated June 16, 2011, is made and executed between Surge Components Inc, (-Borrower”) and JPMorgan Chase |
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| February 10, 2012 |
EXHIBIT 10.31 Faif 914-683-3916Jun 28 2011 01:47pm P009/041 COMMERCIAL SECURITY AGREEMENT Grantor: Challenge/Surge Inc. 9S East Jefryn Boulevard Deer Perk, NY 11729 lender: JPMorgan Chase Bank, NA White Plains Business Banking LPO 1214 Mamaroneck Avenue, 2nd Floor White Plains. NY 10604 THIS COMMERCIAL SECURITY AGREEMENT dated June 16, 2011, is made and executed between Challenge/ Surge Components |
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| February 10, 2012 |
EX-10.30 2 ex1030.htm EXHIBIT 10.30 EXHIBIT 10.30 PROMISSORY NOTE Borrower: Surge Components Inc, 95 East Jefryn Boulevard Deer Park, NY 11729 Lender: JP Morgan Chase Bank, NA White Plains Business Banking IPO 1214 Mamaroneck Avenue, 2nd Floor White Plains, NY 10604 Date of Note: June 16, 2011 Principal Amount: $1,000,000.00 PROMISE TO PAY. To repay Borrower's loan; Surge Components Inc. ("Borrowe |
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| February 10, 2012 |
EXHIBIT 10.32 COMMERCIAL SECURITY AGREEMENT Grantor: Surge Components, Inc. 9S East Jefryn Boulevard Deer Perk, NY 11729 lender: JPMorgan Chase Bank, NA White Plains Business Banking LPO 1214 Mamaroneck Avenue, 2nd Floor White Plains. NY 10604 THIS COMMERCIAL SECURITY AGREEMENT dated June 16, 2011, is made and executed between Surge Components Inc.(“Grantor") and JP Morgan Chase Bank. NA (“Lender” |
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| February 8, 2012 |
SPRS / Surge Components, Inc. / Tofias Michael D Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Surge Components, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) December 31, 2011 (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the r |
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| January 11, 2012 | ||
| January 11, 2012 | ||
| January 11, 2012 | ||
| January 11, 2012 |
Exhibit 10.32 Filed here as PDF Reference |
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| January 11, 2012 | ||
| January 11, 2012 |
Exhibit 10.31 Filed here as PDF Reference |
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| January 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 2 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2010 Surge Components, Inc. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporatio |
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| January 11, 2012 |
Exhibit 10.30 Filed here as PDF Reference |
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| January 11, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 7) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) OR 12(g) OF THE Securities Exchange Act Of 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 11-2602030 I.R.S. Employer Identification Number 95 East Jefryn |
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| January 11, 2012 | ||
| January 11, 2012 |
Exhibit 3.3 has been filed herewith as a PDF reference. EXHIBIT 3.3 Exhibit 3.3 has been filed herewith as a PDF reference. |
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| January 11, 2012 |
Exhibit 10.33 Filed here as PDF Reference |
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| October 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED August 31, 2011 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 11-2602030 (State or other jurisdiction of incorpora |
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| September 1, 2011 |
EX-3.3 2 ex33.htm EXHIBIT 3.3 Exhibit 3.3 STATE OF NEVADA ROSS MILLER Secretary of State SCOTT W. ANDERSON Deputy Secretary for Commercial Recordings OFFICE OF THE SECRETARY OF STATE Copy Request August 23, 2011 Job Number: C20110823-1532 Reference Number: 20110615571-89 Expedite: Through Date: Document Number(s) Description Number of Pages 20100423150-08 Articles of Incorporation 6 Pages/1 Copies |
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| September 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2010 Surge Components, Inc. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporatio |
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| August 29, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 6) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) OR 12(g) OF THE Securities Exchange Act Of 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 11-2602030 I.R.S. Employer Identification Number 95 East Jefryn |
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| July 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MAY 31, 2011 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 11-2602030 (State or other jurisdiction of incorporatio |
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| June 24, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 5 ) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) OR 12(g) OF THE Securities Exchange Act Of 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 11-2602030 I.R.S. Employer Identification Number 95 East Jefryn |
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| April 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED FEBRUARY 28, 2011 COMMISSION FILE NUMBER 000-27688 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 11-2602030 (State or other jurisdiction of incorpo |
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| April 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2010 Surge Components, Inc. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporat |
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| March 31, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 4 ) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) OR 12(g) OF THE Securities Exchange Act Of 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 11-2602030 I.R.S. Employer Identification Number 95 East Jefryn |
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| February 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (mark one) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Surge Components, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 868908104 (CUSIP Number) December 31, 2010 (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the ru |
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| January 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934* SURGE COMPONENTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 868908-10-4 (CUSIP Number) Ira Levy c/o Surge Components, Inc. 95 East Jefryn Boulevard Deer Park, New York, 11729 (Name, Address and Telephone Number of Person Authorize |
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| January 11, 2011 |
Exhibit 10.26 Challenge Electronics, Inc. Distributorship Agreement Agreement entered into, by and between, Challenge Electronics, a New York corporation having its principal place of business at 95 E. Jefryn., Deer Park, NY 11729, and Nu-Way Electronics, a corporation having its principal place of business at: Nu-Way Electronics 165 Martin Lane Elk Grove Village, IL 60007 WHEREAS, Supplier is eng |
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| January 11, 2011 |
Exhibit 10.18 Ref. No. Schedule I The Premises : No 47 Guantang Kaiyuan Avenue, Kaiyuan Industrial Bldg. 14th Fl, Apt 1 The Landlord : Sam Cheong Store Parts Co., Ltd. whose *address/registered office is situate at 19-21 Guantang Chengye St, Chengy Industrial Bldg. 3rd Fl, Apt 30 Mr. Li Tel No. 83423370 The Tenant : Surge Components Ltd. whose *address/registered office is situate at No 47 Guantan |
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| January 11, 2011 |
Exhibit 10.27 Challenge Electronics, Inc. Distributorship Agreement Agreement entered into, by and between, Challenge Electronics, a New York corporation having its principal place of business at 95 E. Jefryn., Deer Park, NY 11729, and Aesco Electronics, a corporation having its principal place of business at: Aesco Electronics 2230 Picton Parkway Akron, OH 44312 WHEREAS, Supplier is engaged in th |
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| January 11, 2011 |
EX-10.24 4 ex1024.htm EXHIBIT 10.24 Exhibit 10.24 ADDENDUM "A" SUGE COMPONENTS As per the provisions of the Distributor Agreement between SURGE COMPONENTS INC., and FUTURE ELECTRONICS, dated March 18, 1999 the Authorized Distributor Agreement between the above captioned parties is hereby amended as follows: This addendum authorizes all FUTURE ELECTRONICS branches Worldwide to sell products manufac |
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| January 11, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 3 ) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) OR 12(g) OF THE Securities Exchange Act Of 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 11-2602030 I.R.S. Employer Identification Number 95 East Jefryn |
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| January 11, 2011 |
Exhibit 10.23 FUTURE ELECTRONICS INCORPORATED WORLDWIDE AUTHORIZED DISTRIBUTOR MARKET PRICE AGREEMENT FUTURE ELECTRONICS INCORPORATED WORLDWIPE AUTHORIZED DISTRIBUTOR MARKET PRICE AGREEMENT AUTHORIZED DISTRIBUTOR MARKET PRICE AGREEMENT TABLE OF CONTENTS SUBJECT PAGE 1 APPOINTMENT 1 2. RESPONSIBILITIES OF FUTURE 1 3. RESPONSIBILITIES OF SUPPLIER 2 4. ORDERS. DELIVERY, RESCHEDULING, CANCELLATION 3 5 |
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| January 11, 2011 |
Exhibit 10.28 Challenge Electronics, Inc. Distributorship Agreement Agreement entered into, by and between, Challenge Electronics, a New York corporation having its principal place of business at 95 E. Jefryn., Deer Park, NY 11729, and TLC Electronics Inc., a corporation having its principal place of business at: TLC Electronics, Inc. 18 Long Lake Road St. Paul, MN 55115 WHEREAS, Supplier is engag |
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| January 11, 2011 |
Surge Components, Inc. Distributor Agreement Exhibit 10.29 Surge Components, Inc. Distributor Agreement Agreement entered into, by and between, Surge Components, Inc., a New York corporation having its principal place of business at 95 E. Jefryn Blvd., Deer Park, NY 11729 . and TTI, Inc., a corporation having its principal place of business at 2441 North East Parkway, Fort Worth, TX, 76106. WHEREAS. Supplier is engaged in the supply of high |
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| January 11, 2011 |
Exhibit 10.25 Challenge Electronics, Inc. Distributorship Agreement Agreement entered into, by and between, Challenge Electronics, a New York corporation having its principal place of business at 95 E. Jefryn., Deer Park, NY 11729, and Cam RPC Electronics, a corporation having its principal place of business at: Cam RPC Electronics 650 Alpha Drive Pittsburgh, PA 15238 WHEREAS, Supplier is engaged |
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| January 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2010 Surge Components, Inc. (Exact name of registrant as specified in its charter) Nevada 000-27688 11-2602030 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 5, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A ( Amendment No. 2) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) OR 12(g) OF THE Securities Exchange Act Of 1934 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 11-2602030 I.R.S. Employer Identification Number 95 East Jefryn |
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| November 5, 2010 |
Exhibit 10.18 (Chung Mei Property Agency Ltd.) C-036817 Good Loyalty Property Agency Preliminary Tenancy Agreement No. 0003 AN AGREEMENT made this Between the first party SAM CHEONG STOVE PARTS CO. LTD (holder of Hong Kong Identity Card No. / Business Registration No ) of the second party and SURGE COMPONENTS, LTD. (holder of Hong Kong Identity Card No. / Business Registration No ) of the third pa |
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| November 5, 2010 |
Exhibit 10.21 LEASE AGREEMENT AGREEMENT OF LEASE, dated as of October 1st, 2010 (the "Lease"), between GREAT AMERICAN REALTY OF JEFRYN BOULEVARD, LLC, a New York limited liability company with offices at 2131 Newbridge Road, Bellmore, New York 11710 ("Owner") and SURGE COMPONENTS, INC., a New York company with offices at 95 Jefryn Boulevard, Unit 1, Deer Park, New York 11729 ("Tenant-). WHEREAS, O |
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| November 5, 2010 |
AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.5 2 ex105.htm EXHIBIT 10.5 Exhibit 10.5 AMENDMENT TO EMPLOYMENT AGREEMENT AMENDMENT TO EMPLOYMENT AGREEMENT dated February 1, 1996, by and between Surge Components, Inc., a New York corporation, with its principal place of business at 1016 Grand Boulevard, Deer Park, New York 11729 (the "Company") and Ira Levy residing at 2441 Riverside Dr., Wantagh, New York 11793 (the "Executive"). WITNESS |
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| November 5, 2010 |
Exhibit 10.20 SURGE COMPONENTS INC. INCENTIVE STOCK PLAN This SURGE COMPONENTS 2010 Incentive Stock Plan (the "Plan") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby providing Participants with |
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| November 5, 2010 |
Exhibit 10.22 LEASE AGREEMENT AGREEMENT OF LEASE, dated as of October 1st, 2010 (the "Lease"), between GREAT AMERICAN REALTY OF JEFRYN BOULEVARD, LLC, a New York limited liability company with offices at 2131 Newbridge Road, Bellmore, New York 11710 ("Owner") and CHALLENGE ELECTRONICS, INC., a New York company with offices at 95 Jefryn Boulevard, Unit 2, Deer Park, New York 11729 ("Tenant"). WHERE |
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| October 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED AUGUST 31, 2010 COMMISSION FILE NUMBER 000-52363 SURGE COMPONENTS, INC. (Exact name of registrant as specified in its charter) Nevada 11-2602030 (State or other jurisdiction of incorpora |
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| September 16, 2010 |
EX-3.2 3 ex32.htm EXHIBIT 3.2 USE BLACK INK ONLY - DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFFICE USE ONLY Articles of Merger (Pursuant to NRS Chapter 92A - excluding 92A.200(4b)) 1) Name and jurisdiction of organization of each constituent entity (NRS 92A.200). If there are more than four merging entities, check box and attach an einn xiin blank sheet containing the required information for each addi |
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| September 16, 2010 |
BY-LAWS SURGE COMPONENTS, INC. (hereinafter called the "Corporation") ARTICLE I EX-3.4 5 ex34.htm EXHIBIT 3.4 Exhibit 3.4 BY-LAWS OF SURGE COMPONENTS, INC. (hereinafter called the "Corporation") ARTICLE I OFFICES Section 1. Registered Office. The registered office of the Corporation shall be 6100 Neil Road, Suite 500, Reno, Nevada 89511. Section 2. Other Offices. The Corporation may also have offices at such other places both within and without the State of Nevada as the Boar |
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| September 16, 2010 |
EX-3.3 4 ex33.htm EXHIBIT 3.3 Exhibit 3.3 USE BLACK INK ONLY - DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFICE USE ONLY 1. Name of Corporation: Surge Components, Inc. 2. Registered þ Commercial Registered Agent: The Corporation Trust Company of Nevada Agent for Service Name of Process: (check o Noncommercial Registered Agent OR o Office or Position with Entity only one box) (name and address below) (nam |
