Mga Batayang Estadistika
| CIK | 16859 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Scully Royalty Ltd.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 30, 2025 |
Exhibit 11.1 SCULLY ROYALTY LTD. CODE OF BUSINESS CONDUCT AND ETHICS AND INSIDER TRADING POLICY (December 18, 2021) The Board of Directors (the "Board") of Scully Royalty Ltd. (the "Company") has adopted this Code of Business Conduct and Ethics (the "Code"). This Code applies to the directors, officers and employees of the Company (the "Covered Persons"), and, for the purposes certain insider trad |
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| April 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation or organization) c/o Room 2103 Shangh |
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| April 30, 2025 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2024, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, as Chief Financial Officer o |
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| April 30, 2025 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 30, 2025 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 30, 2025 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2024, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, as Chief Executive Officer o |
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| April 30, 2025 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2025 Commission File No.: 001-04192 (Translation of Registrant's name into English) c/o Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of |
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| December 31, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2024 Commission File No.: 001-04192 (Translation of Registrant's name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of o |
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| December 6, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2024 Commission File No.: 001-04192 (Translation of Registrant’s name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of o |
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| December 6, 2024 |
Exhibit 99.1 December 5, 2024 U.S. Securities and Exchange Commission Dear Sirs: Re: Scully Royalty Ltd. (the “Company”) Change of Auditor We are writing in accordance with Public Company Accounting Oversight Board Audit Standard 2610: Initial Audits – Communications Between Predecessor and Successor Auditors. We wish to confirm that we have read the Notice of Change of Auditor of the Company date |
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| October 8, 2024 |
JOINT FILING AGREEMENT October 8, 2024 EX-99.1 2 ea021709901ex99-1scully.htm JOINT FILING AGREEMENT, DATED OCTOBER 8, 2024 Exhibit 1 JOINT FILING AGREEMENT October 8, 2024 The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such |
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| October 8, 2024 |
SRL / Scully Royalty Ltd. / SUBIN NEIL S - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment SC 13D/A 1 ea0217099-13da1subinscully.htm AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Scully Royalty Ltd. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) G7T96K107 (CUSIP Number) Neil S. Subin, 2336 SE Ocean Blvd., Suite 400, Stuart, Flori |
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| August 5, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2024 Commission File No.: 001-04192 (Translation of Registrant's name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of off |
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| April 29, 2024 |
Clawback Policy (Effective November 20, 2023) Exhibit 97.1 Clawback Policy (Effective November 20, 2023) Introduction The Board of Directors (the “Board”) of Scully Royalty Ltd. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s compensation philosophy. The Board has therefore adopted this |
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| April 29, 2024 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 29, 2024 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, as Chief Executive Officer o |
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| April 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation or organization) Room 2103 Shanghai M |
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| April 29, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2024 Commission File No.: 001-04192 (Translation of Registrant's name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of offi |
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| April 29, 2024 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 29, 2024 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, as Chief Financial Officer o |
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| December 11, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2023 Commission File No.: 001-04192 (Translation of Registrant's name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of o |
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| December 11, 2023 |
JOINT FILING AGREEMENT December 11, 2023 EX-99.1 2 ea189802ex99-1scully.htm JOINT FILING AGREEMENT, DATED DECEMBER 11, 2023 Exhibit 1 JOINT FILING AGREEMENT December 11, 2023 The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such |
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| December 11, 2023 |
SRL / Scully Royalty Ltd / SUBIN NEIL S - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Scully Royalty Ltd. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) G7T96K107 (CUSIP Number) Neil S. Subin, 2336 SE Ocean Blvd., Suite 400, Stuart, Florida 34996 (Tel.) (561) 287-5399 (Name, Address and Telephone Number of Perso |
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| December 1, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2023 Commission File No.: 001-04192 (Translation of Registrant's name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of o |
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| October 13, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2023 Commission File No.: 001-04192 (Translation of Registrant’s name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of of |
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| April 26, 2023 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 26, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2023 Commission File No.: 001-04192 (Translation of Registrant's name into English) Room 2103 Shanghai Mart Tower, 2299 Yan An Road West, Changning District, Shanghai China 200336 (Address of offi |
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| April 26, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 26, 2023 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, as Chief Executive Officer o |
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| April 26, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation or organization) Room 2103 Shanghai M |
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| April 26, 2023 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, as Chief Financial Officer o |
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| December 2, 2022 |
6-K 1 tm2231502d16k.htm FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2022 Commission File No.: 001-04192 (Translation of registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kon |
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| December 2, 2022 |
SRL / Scully Royalty Ltd / Nantahala Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Scully Royalty Ltd. (Name of Issuer) Common Shares of US$0.001 par value each (Title of Class of Securities) G7T96K107 (CUSIP Number) December 1, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 1, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2022 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) |
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| November 10, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2022 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) |
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| August 1, 2022 |
6-K 1 tm2222171d16k.htm FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2022 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong |
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| August 1, 2022 |
Exhibit 99.1 Scully Royalty Ltd. 1 (844) 331 3343 [email protected] SCULLY ROYALTY LTD. DIVIDEND HONG KONG (August 1, 2022) Scully Royalty Ltd. (the ?Company?) (NYSE: SRL). The Company is pleased to announce that its board of directors has declared a cash dividend of C$0.33 (US$ 0.26) per common share pursuant to its cash dividend policy, which was implemented in connection with the Company's |
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| July 25, 2022 |
SRL / Scully Royalty Ltd / KELLOGG PETER R - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Scully Royalty Ltd. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) G7T96K107 (CUSIP Number) Peter R. Kellogg 48 Wall Street 30th Floor New York, New York 10005 (212) 389-5841 (Name, Address and Telephone Number |
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| May 2, 2022 |
Exhibit 99.1 Scully Royalty Ltd. 1 (844) 331 3343 [email protected] SCULLY ROYALTY LTD. PROVIDES CORPORATE UPDATE, FILES ITS 2021 ANNUAL REPORT ON FORM 20-F AND DECLARES ITS SECOND 2022 CASH DIVIDEND HONG KONG (April 29, 2022) Scully Royalty Ltd. (the ?Company?) (NYSE: SRL) is pleased to announce that it has filed its annual report on form 20-F with the Securities and Exchange Commission whic |
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| May 2, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2022 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) Ind |
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| April 29, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation or organization) Unit 803, Dina House |
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| April 29, 2022 |
Amended and Restated 2017 Equity Incentive Plan. Exhibit 4.1 ? SCULLY ROYALTY LTD. EQUITY INCENTIVE PLAN ? SCULLY ROYALTY LTD. (FORMERLY, MFC BANCORP LTD.) ? Amended and Restated 2017 Equity Incentive Plan ? ARTICLE 1 ESTABLISHMENT, PURPOSE, EFFECTIVE DATE AND EXPIRATION DATE ? 1.1Establishment. Scully Royalty Ltd., a company organized under the laws of the Cayman Islands (the "Company"), has established this 2017 Equity Incentive Plan (the "Pla |
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| April 29, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 29, 2022 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the "Company") on Form 20-F for the year ended December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Samuel Morrow, as Chief Executive Officer o |
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| April 29, 2022 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the "Company") on Form 20-F for the year ended December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Samuel Morrow, as Chief Financial Officer o |
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| April 29, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 7, 2022 |
6-K 1 tm228523d16k.htm FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2022 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SA |
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| February 14, 2022 |
SRL / Scully Royalty Ltd / Nantahala Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Scully Royalty Ltd. (Name of Issuer) Common Shares of US$0.001 par value each (Title of Class of Securities) G7T96K107 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 14, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2022 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) |
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| February 9, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2022 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) |
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| February 8, 2022 |
SRL / Scully Royalty Ltd / SUBIN NEIL S - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3) Scully Royalty Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) G7T96K107 (CUSIP Number) December 31, 2021 (Date of Event which Requires |
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| February 8, 2022 |
SRL / Scully Royalty Ltd / SUBIN NEIL S - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) Scully Royalty Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) G7T96K107 (CUSIP Number) December 31, 2020 (Date of Event which Requires |
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| December 29, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2021 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) |
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| December 17, 2021 |
As filed with the Securities and Exchange Commission on December 17, 2021 As filed with the Securities and Exchange Commission on December 17, 2021 Registration No. |
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| December 2, 2021 |
6-K 1 tm2133947d16k.htm FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2021 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Stree |
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| April 30, 2021 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 30, 2021 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael J. Smith, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| April 30, 2021 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the "Company") on Form 20-F for the year ended December 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Samuel Morrow, as Chief Financial Officer o |
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| April 30, 2021 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2021 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) Ind |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation or organization) Unit 803, Dina House, Ruttonjee Centre |
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| April 30, 2021 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the "Company") on Form 20-F for the year ended December 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Michael J. Smith, as Chief Executive Office |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Scully Royalty Ltd. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) G7T96K107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| December 22, 2020 |
Exhibit 99.1 Tel:+44 (0)20 7486 5888 55 Baker Street Fax:+44 (0)20 7935 3944 www.bdo.co.uk London W1U 7EU Private and Confidential Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 United States of America 21 December 2020 Our ref: LP/00297209/ Dear Sirs We have been furnished with a copy of the response to Item 16F of Form 20-F for the event that occurred on 21 December, |
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| December 22, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2020 Commission File No.: 001-04192 (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address of office) |
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| December 11, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2020 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China |
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| November 17, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2020 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China |
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| October 5, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2020 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China ( |
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| July 23, 2020 |
1000 Cathedral Place Reply Attention of: 925 West Georgia Street H.S. Sangra Vancouver, British Columbia Canada V6C 3L2 Our File No.: 7205014 Telephone: (604) 662-8808 Facsimile: (604) 669-8803 Direct Line: www.sangramoller.com 604-692-3022 Email: [email protected] July 23, 2020 VIA EDGAR SECURITIES AND EXCHANGE COMMISSION Division of Corporation Finance 100 F Street, NE Washington, D.C. 20 |
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| May 15, 2020 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael J. Smith, certify that: 1. I have reviewed this Amendment No. 1 to Annual Report on Form 20-F/A of Scully Royalty Ltd.; and 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| May 15, 2020 |
20-F/A 1 tm2019849d120fa.htm 20-F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Commission file number 001-04192 SCULLY ROYALTY LTD. (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdict |
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| May 15, 2020 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this Amendment No. 1 to Annual Report on Form 20-F/A of Scully Royalty Ltd.; and 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| May 11, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2020 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Addr |
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| May 11, 2020 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the "Company") on Form 20-F for the year ended December 31, 2019, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Samuel Morrow, as Chief Financial Officer o |
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| May 11, 2020 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Scully Royalty Ltd. (the "Company") on Form 20-F for the year ended December 31, 2019, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Michael J. Smith, as Chief Executive Office |
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| May 11, 2020 |
Exhibit 2.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General. Our authorized capital consists of US$450,000 divided into 300,000,000 Common Shares of US$0.001 par value each and 150,000,000 preference shares divided into US$0.001 par value each. All of our issued and outstanding Common Shares are fully paid and non-assessable. Our Common Shares a |
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| May 11, 2020 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael J. Smith, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| May 11, 2020 |
Annual Report on Form 20-F for the year ended December 31, 2019 dated May 11, 2020 20-F 1 tm206803-120f.htm FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Commission file number 001-04192 SCULLY ROYALTY LTD. (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation |
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| May 11, 2020 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of Scully Royalty Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 30, 2020 |
Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2020 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Ad |
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| February 14, 2020 |
SRL / Scully Royalty Ltd. / Nantahala Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Scully Royalty Ltd. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) G7T96K107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| December 31, 2019 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2019 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China |
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| December 30, 2019 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2019 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China |
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| December 6, 2019 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2019 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant’s name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China |
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| June 21, 2019 |
6-K 1 tv5240346k.htm 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2019 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, |
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| June 4, 2019 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2019 Commission File No.: 001-04192 Scully Royalty Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Add |
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| May 10, 2019 |
MIL / MFC Industrial Ltd. 6-K Current Report of Foreign Issuer FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2019 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Address |
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| April 30, 2019 |
MIL / MFC Industrial Ltd. 6-K (Current Report of Foreign Issuer) FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2019 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) Unit 803, Dina House, Ruttonjee Centre, 11 Duddell Street, Central, Hong Kong SAR, China (Addre |
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| April 30, 2019 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Bancorp Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| April 30, 2019 |
MIL / MFC Industrial Ltd. 20-F 20-F 20-F 1 tv518904-20f.htm 20-F TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number 001-04192 MFC BANCORP LTD. (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incor |
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| April 30, 2019 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Bancorp Ltd. (the "Company") on Form 20-F for the year ended December 31, 2018, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Samuel Morrow, as Chief Financial Officer of t |
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| April 30, 2019 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael J. Smith, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Bancorp Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 30, 2019 |
Exhibit 16.1 Your reference: Our reference: 92/106149 MSR Partners LLP 150 Aldersgate Street London EC1A 4AB T +44(0)20 7099 9988 E [email protected] www.msrllp.co.uk April 30, 2019 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 United States of America We have been furnished with a copy of the response to Item 16F of Form 20-F for the event that occurred on February 7 |
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| April 30, 2019 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Bancorp Ltd. (the "Company") on Form 20-F for the year ended December 31, 2018, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Michael J. Smith, as Chief Executive Officer o |
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| February 14, 2019 |
MIL / MFC Industrial Ltd. / Nantahala Capital Management, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MFC Bancorp Ltd. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) G60630103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 13, 2019 |
MIL / MFC Industrial Ltd. / Subin Neil S - SC 13G/A Passive Investment SC 13G/A 1 tv513177sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* MFC Bancorp Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) G60630103 (CUSIP Number) December |
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| February 11, 2019 |
MIL / MFC Industrial Ltd. / Alimco Financial Corp - SCHEDULE 13G Passive Investment SC 13G 1 tv512924sc13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* MFC Bancorp Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) G60630103 (CUSIP Number) February 11 |
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| December 28, 2018 |
MIL / MFC Industrial Ltd. FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2018 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) 2-4 Merrion Row, Dublin 2, Ireland (Address of principal executive office) Indicate by check |
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| December 20, 2018 |
MIL / MFC Industrial Ltd. 6-K (Current Report of Foreign Issuer) 6-K 1 tv5096346k.htm 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2018 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) 2-4 Merrion Row, Dublin 2, Ireland (Address of principal executive |
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| November 29, 2018 |
MIL / MFC Industrial Ltd. FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2018 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) 2-4 Merrion Row, Dublin 2, Ireland (Address of principal executive office) Indicate by check |
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| May 15, 2018 |
MIL / MFC Industrial Ltd. FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2018 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) 2-4 Merrion Row, Dublin 2, Ireland (Address of principal executive office) Indicate by check mark |
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| May 8, 2018 |
MIL / MFC Industrial Ltd. 20-F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F/A AMENDMENT NO. 1 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation or organization) 2-4 Merrion Row, Dub |
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| April 10, 2018 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael J. Smith, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Bancorp Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 10, 2018 |
EXHIBIT 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Bancorp Ltd. (the "Company") on Form 20-F for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Samuel Morrow, as Chief Financial Officer of t |
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| April 10, 2018 |
EXHIBIT 4.1 MFC BANCORP LTD. EQUITY INCENTIVE PLAN MFC BANCORP LTD. (FORMERLY, MFC 2017 LTD.) 2017 Equity Incentive Plan ARTICLE 1 ESTABLISHMENT, PURPOSE, EFFECTIVE DATE AND EXPIRATION DATE 1.1 Establishment. MFC Bancorp Ltd., a company organized under the laws of the Cayman Islands (the "Company"), has established this 2017 Equity Incentive Plan (the "Plan"), which permits the grant of Options, R |
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| April 10, 2018 |
MIL / MFC Industrial Ltd. FORM 20-F 20-F 1 tv489500-20f.htm FORM 20-F TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) Cayman Islands (Jurisdiction of incorporation or |
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| April 10, 2018 |
EXHIBIT 11.1 MFC BANCORP LTD. CODE OF BUSINESS CONDUCT AND ETHICS AND INSIDER TRADING POLICY (July 12, 2017) The Board of Directors (the "Board") of MFC Bancorp Ltd. (the "Company") has adopted this Code of Business Conduct and Ethics (the "Code"). This Code applies to the directors, officers and employees of the Company (the "Covered Persons"), and, for purposes certain insider trading prohibitio |
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| April 10, 2018 |
EXHIBIT 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Bancorp Ltd. (the "Company") on Form 20-F for the year ended December 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Michael J. Smith, as Chief Executive Officer o |
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| April 10, 2018 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Bancorp Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| April 10, 2018 |
MIL / MFC Industrial Ltd. S-8 POS As filed with the Securities and Exchange Commission on April 10, 2018 Registration No. |
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| April 10, 2018 |
MIL / MFC Industrial Ltd. S-8 POS S-8 POS 1 tv490594s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on April 10, 2018 Registration No. 333-143183 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO Form S-8 Registration Statement No. 333-143183 UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Cayman Islands Not Appli |
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| January 23, 2018 |
MIL / MFC Industrial Ltd. / Subin Neil S - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* MFC Bancorp Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) G60630103 (CUSIP Number) January 12, 2018 (Date of Event which Requires Fili |
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| December 20, 2017 |
MIL / MFC Industrial Ltd. 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) 88 Harcourt Street, Dublin 2, Ireland D02 DK18 (Address of principal executive office) Indic |
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| November 22, 2017 |
MIL / MFC Industrial Ltd. FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) 88 Harcourt Street, Dublin 2, Ireland D02 DK18 (Address of principal executive office) Indic |
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| November 14, 2017 |
Exhibit 99.1 November 14, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 United States of America Commissioners: We have read the statements made by MFC Bancorp Ltd. (copy attached), which we understand will be furnished to the Securities and Exchange Commission, as part of the Form 6-K of MFC Bancorp Ltd. dated November 14, 2017. We agree with the statements conce |
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| November 14, 2017 |
MIL / MFC Industrial Ltd. FORM 6-K (Current Report of Foreign Issuer) TABLE OF CONTENTS U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant’s name into English) 88 Harcourt Street, Dublin 2, Ireland D02 DK18 (Address of principal execu |
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| November 14, 2017 |
MIL / MFC Industrial Ltd. FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) 88 Harcourt Street, Dublin 2, Ireland D02 DK18 (Address of principal executive office) Indic |
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| September 1, 2017 |
SANGRA MOLLER llp B a r r i s t e r s & S o l i c i t o r s 1000 Cathedral Place Reply Attention of: 925 West Georgia Street Vancouver, British Columbia H. |
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| August 14, 2017 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) 6-K 1 t1702314-6k.htm FORM 6-K TABLE OF CONTENTS U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant’s name into English) 88 Harcourt Street, Dublin 2, Ireland (Addres |
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| July 17, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 28, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 14, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princi |
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| July 14, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princi |
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| June 28, 2017 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 11) MFC Bancorp Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, W |
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| June 14, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princi |
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| May 15, 2017 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princip |
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| April 28, 2017 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 10) MFC Bancorp Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, W |
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| March 31, 2017 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) t1700940-6k - none - 4.3054305s ? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Colu |
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| March 31, 2017 |
SARBANES-OXLEY CEO CERTIFICATION EXHIBIT 12.1 SARBANES-OXLEY CEO CERTIFICATION I, Michael J. Smith, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Bancorp Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| March 31, 2017 |
Consent of Independent Auditor ? EXHIBIT 15.1? Consent of Independent Auditor We hereby consent to the incorporation by reference in the registration statements on Form S-8 (Nos. 333-143183 and 333-171009) of MFC Bancorp Ltd. of our report dated March 31, 2017 relating to the financial statements and the effectiveness of internal control over financial reporting of MFC Bancorp Ltd., which appears in this Form 20-F. (signed) Pri |
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| March 31, 2017 |
EXHIBIT 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Bancorp Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Michael J. Smith, |
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| March 31, 2017 |
t700925-20f - none - 19.0289027s TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) British Columbia, Canada (Jurisdiction of inco |
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| March 31, 2017 |
SARBANES-OXLEY CFO CERTIFICATION EXHIBIT 12.2 SARBANES-OXLEY CFO CERTIFICATION I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Bancorp Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| March 31, 2017 |
EXHIBIT 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Bancorp Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, as |
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| March 7, 2017 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2017 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princ |
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| November 15, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) t1602726-6k - none - 9.3199319s ? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British C |
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| October 11, 2016 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 9) MFC Bancorp Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, We |
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| August 15, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) t1602009-6k - none - 7.5237523s ? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Col |
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| August 15, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) t1602009-6k - none - 7.5237523s ? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Col |
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| July 22, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princi |
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| June 28, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princi |
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| May 24, 2016 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 8) MFC Bancorp Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, We |
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| May 16, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) t1601345-6k - none - 4.706232s ? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbi |
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| May 2, 2016 |
? EXHIBIT 13.1? CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Industrial Ltd. (the ?Company?) on Form 20-F for the year ended December 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the ?Annual Report?), I, Gerardo Corti |
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| May 2, 2016 |
Consent of Independent Auditor EX-15.1 7 t1600851ex15-1.htm EXHIBIT 15.1 Exhibit 15.1 Consent of Independent Auditor We hereby consent to the incorporation by reference in the registration statements on Form S-8 (Nos. 333-143183 and 333-171009) of MFC Bancorp Ltd. of our report dated May 2, 2016 relating to the financial statements and the effectiveness of internal control over financial reporting of MFC Bancorp Ltd., which app |
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| May 2, 2016 |
EXHIBIT 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Industrial Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Samuel Morrow, a |
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| May 2, 2016 |
? Exhibit 15.4? |
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| May 2, 2016 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) British Columbia, Canada (Jurisdiction of incorporation or organization) Suite 1860 |
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| May 2, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) t1601179-6k - none - 2.204s ? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, |
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| May 2, 2016 |
? Exhibit 15.3? ? ? ? |
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| May 2, 2016 |
Disclosure of Mine Safety and Health Administration (MSHA) Safety Data ? Exhibit 16.1? Disclosure of Mine Safety and Health Administration (MSHA) Safety Data MFC Bancorp Ltd.?s Pea Ridge Mine in the United States is subject to regulation by MSHA under the United States Federal Mine Safety and Health Act of 1977 (the ?Mine Act?). MSHA inspects mines and issues various citations and orders when it believes a violation has occurred under the Mine Act, and it typically p |
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| May 2, 2016 |
SARBANES-OXLEY CFO CERTIFICATION EXHIBIT 12.2 SARBANES-OXLEY CFO CERTIFICATION I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Industrial Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| May 2, 2016 |
SARBANES-OXLEY CEO CERTIFICATION ? EXHIBIT 12.1? SARBANES-OXLEY CEO CERTIFICATION I, Gerardo Cortina, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Industrial Ltd.; ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| April 6, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant's name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of princ |
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| April 1, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) t1600913-6k - none - 2.7912791s ? ? ? U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Colu |
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| February 17, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2016 Commission File No.: 001-04192 MFC Bancorp Ltd. (Translation of Registrant?s name into English) Suite #1860 ? 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pr |
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| February 11, 2016 |
MFC Industrial 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2016 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 ‑ 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| February 1, 2016 |
MFC Industrial FORM 6K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2016 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 ‑ 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| January 11, 2016 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2016 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 ‑ 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 31, 2015 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2015 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 ‑ 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| November 16, 2015 |
MFC Industrial MFC INDUSTRIAL LTD 6-K 11-16-2015 (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2015 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 ? 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| October 19, 2015 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2015 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 ‑ 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| September 21, 2015 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) 6-K 1 form6k.htm FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September, 2015 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 ‑ 400 Burrard Street, Vancouver, British Columbia, |
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| August 14, 2015 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2015 Commission File No.: 001-04192 ? MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| July 20, 2015 |
MFC Industrial 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2015 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pri |
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| July 16, 2015 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 7) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, |
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| June 17, 2015 |
MFC Industrial 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2015 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pri |
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| May 15, 2015 |
MFC Industrial 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2015 Commission File No.: 001-04192 ? MFC Industrial Ltd. (Translation of Registrant?s name into English) Suite #1860 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pr |
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| April 9, 2015 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 6) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, |
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| March 31, 2015 |
MFC Industrial FORM 6-K (Current Report of Foreign Issuer) U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2015 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pr |
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| March 31, 2015 |
SARBANES-OXLEY CFO CERTIFICATION EXHIBIT 12.2 SARBANES-OXLEY CFO CERTIFICATION I, Samuel Morrow, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Industrial Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| March 31, 2015 |
Exhibit 15.3 THIRD PARTY REPORT ON RESERVES By GLJ Petroleum Consultants Ltd.(?GLJ?) - (Independent Qualified Reserves Evaluator) This report is provided to satisfy the requirements contained in Item 1202(a)(8) of U.S. Securities and Exchange Commission (?SEC?) Regulation S-K (?Regulation S-K?). The numbering of items below corresponds to the requirements set out in Item 1202(a)(8) of Regulation S |
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| March 31, 2015 |
Exhibit 15.4 ? LETTER OF CONSENT MFC Industrial Ltd. 1620 ? 400 Burrard Street Vancouver, B.C. V6C 3A6 We hereby consent to the use of our name and the inclusion of our report dated February 24, 2015 evaluating the petroleum and natural gas reserves of MFC Industrial Ltd. (our ?Report?) as of December 31, 2014, in the Annual Report on Form 20-F for the year ended December 31, 2014 (the ?Annual Rep |
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| March 31, 2015 |
EXHIBIT 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Industrial Ltd. (the "Company") on Form 20-F for the year ended December 31, 2014, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Gerardo Cortina, |
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| March 31, 2015 |
EXHIBIT 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Industrial Ltd. (the "Company") on Form 20-F for the year ended December 31, 2014, as filed with the Securities and Exchange Commission on the date hereof (the "Annual Report"), I, Samuel Morrow, a |
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| March 31, 2015 |
SARBANES-OXLEY CEO CERTIFICATION EXHIBIT 12.1 SARBANES-OXLEY CEO CERTIFICATION I, Gerardo Cortina, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Industrial Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| March 31, 2015 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.2 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-143183 and 333-171009 on Form S-8 of our report dated April 1, 2013, relating to the consolidated statements of operations, comprehensive income, changes in equity and cash flows for the year ended December 31, 2012 (before the effects of adjustmen |
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| March 31, 2015 |
Consent of Independent Auditor Exhibit 15.1 Consent of Independent Auditor We hereby consent to the incorporation by reference in the registration statements on Form S-8 (Nos. 333-143183 and 333-171009) of MFC Industrial Ltd. of our report dated March 31, 2015 relating to the financial statements and effectiveness of internal control over financial reporting of MFC Industrial Ltd., which appears in MFC Industrial Ltd?s Annual R |
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| March 31, 2015 |
Disclosure of Mine Safety and Health Administration (MSHA) Safety Data Exhibit 16.1 Disclosure of Mine Safety and Health Administration (MSHA) Safety Data MFC Industrial Ltd.'s Pea Ridge Mine in the United States is subject to regulation by MSHA under the United States Federal Mine Safety and Health Act of 1977 (the ?Mine Act?). MSHA inspects mines and issues various citations and orders when it believes a violation has occurred under the Mine Act, and it typically p |
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| March 31, 2015 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) British Columbia, Canada (Jurisdiction of incorporation or organization) Suite 18 |
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| March 19, 2015 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, |
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| January 30, 2015 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, |
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| January 9, 2015 |
MIL / MFC Industrial Ltd. CORRESP - - 1000 Cathedral Place 925 West Georgia Street Vancouver, British Columbia Canada V6C 3L2 Telephone: (604) 662-8808 Facsimile: (604) 669-8803 www. |
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| December 18, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| November 14, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant’s name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| November 14, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| October 27, 2014 |
MIL / MFC Industrial Ltd. CORRESP - - 1000 Cathedral Place 925 West Georgia Street Vancouver, British Columbia Canada V6C 3L2 Telephone: (604) 662-8808 Facsimile: (604) 669-8803 www. |
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| October 24, 2014 |
MIL / MFC Industrial Ltd. CORRESP - - 1000 Cathedral Place 925 West Georgia Street Vancouver, British Columbia Canada V6C 3L2 Telephone: (604) 662-8808 Facsimile: (604) 669-8803 www. |
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| October 23, 2014 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway, Suite 1-365, |
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| October 17, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant’s name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| October 6, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| August 29, 2014 |
MIL / MFC Industrial Ltd. CORRESP - - 1000 Cathedral Place 925 West Georgia Street Vancouver, British Columbia Canada V6C 3L2 Telephone: (604) 662-8808 Facsimile: (604) 669-8803 www. |
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| August 29, 2014 |
MIL / MFC Industrial Ltd. CORRESP - - 400 Burrard Street, Suite 1620 Vancouver, British Columbia Canada V6C 3A6 August 29, 2014 T: 1. |
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| August 19, 2014 |
MIL / MFC Industrial Ltd. CORRESP - - H.S. Sangra 6963 002 (604) 692-3022 [email protected] August 19, 2014 VIA EDGAR AND COURIER SECURITIES AND EXCHANGE COMMISSION Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Linda Cvrkel, Branch Chief Dear Sirs/Mesdames: Re: MFC Industrial Ltd. (the "Company") Form 20-F for the year ended December 31, 2013 Filed March 31, 2014 File No. 001-04192 We act |
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| August 14, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant’s name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of p |
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| July 17, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pri |
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| June 30, 2014 |
MIL / MFC Industrial Ltd. 6-K - Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pri |
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| May 16, 2014 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of prin |
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| May 15, 2014 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant’s name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of prin |
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| May 8, 2014 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 222 Lakeview Avenue, Suite 160-365, We |
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| March 31, 2014 |
Exhibit 13.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Industrial Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2013, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, James M. Carter, |
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| March 31, 2014 |
EX-15.5 12 exhibit15-5.htm CONSENT OF GLJ PETROLEUM CONSULTANTS LTD. Exhibit 15.5 Principal Officers: Keith M. Braaten, P. Eng. President & CEO Jodi L. Anhorn, P. Eng. Executive Vice President & COO Officers / Vice Presidents: Terry L. Aarsby, P. Eng. Caralyn P. Bennett, P. Eng. Leonard L. Herchen, P. Eng. Myron J. Hladyshevsky, P. Eng. Todd J. Ikeda, P. Eng. Bryan M. Joa, P. Eng. Mark Jobin, P. G |
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| March 31, 2014 |
- ANNUAL AND TRANSITION REPORT OF FOREIGN PRIVATE ISSUERS 20-F 1 mfc20f.htm ANNUAL AND TRANSITION REPORT OF FOREIGN PRIVATE ISSUERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Commission file number 001-04192 (Exact name of Registrant as specified in its charter) British Columbia, Canada (J |
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| March 31, 2014 |
EX-15.3 10 exhibit15-3.htm CONSENT OF DELOITTE LLP Exhibit 15.3 Deloitte LLP 2800 - 1055 Dunsmuir Street 4 Bentall Centre P.O. Box 49279 Vancouver BC V7X 1P4 Canada Tel: 604.669.4466 Fax: 778.374.0496 www.deloitte.ca Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-143183 and 333-171009 on Form S-8 of our repor |
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| March 31, 2014 |
EX-15.4 11 exhibit15-4.htm THIRD PARTY REPORT ON RESERVES Exhibit 15.4 THIRD PARTY REPORT ON RESERVES By GLJ Petroleum Consultants Ltd. (“GLJ”) - (Independent Qualified Reserves Evaluator) This report is provided to satisfy the requirements contained in Item 1202(a)(8) of U.S. Securities and Exchange Commission (“SEC”) Regulation S-K (“Regulation S-K”). The numbering of items below corresponds to |
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| March 31, 2014 |
SARBANES-OXLEY CEO CERTIFICATION Exhibit 12.1 SARBANES-OXLEY CEO CERTIFICATION I, Michael Smith, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Industrial Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| March 31, 2014 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pr |
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| March 31, 2014 |
Disclosure of Mine Safety and Health Administration (MSHA) Safety Data Exhibit 16.1 Disclosure of Mine Safety and Health Administration (MSHA) Safety Data MFC Industrial Ltd.’s Pea Ridge Mine in the United States is subject to regulation by MSHA under the United States Federal Mine Safety and Health Act of 1977 (the “Mine Act”). MSHA inspects mines and issues various citations and orders when it believes a violation has occurred under the Mine Act, and it typically p |
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| March 31, 2014 |
EX-15.1 8 exhibit15-1.htm LETTER DATED MARCH 31, 2014 OF DELOITTE LLP AS REQUIRED BY ITEM 16F Exhibit 15.1 Deloitte LLP 2800 - 1055 Dunsmuir Street 4 Bentall Centre P.O. Box 49279 Vancouver BC V7X 1P4 Canada Tel: 604-669-4466 Fax: 604-685-0395 www.deloitte.ca March 31, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C., USA 20549-7561 Dear Sirs/Madams: We have read Item 16 |
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| March 31, 2014 |
Consent of Independent Auditor EX-15.2 9 exhibit15-2.htm CONSENT OF PRICEWATERHOUSECOOPERS LLP Exhibit 15.2 Consent of Independent Auditor We hereby consent to the incorporation by reference in the registration statements on Form S-8 (Nos. 333-143183 and 333-171009) of MFC Industrial Ltd. of our report dated March 31, 2014 relating to the financial statements and effectiveness of internal control over financial reporting of MFC |
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| March 31, 2014 |
Exhibit 13.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of MFC Industrial Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2013, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), I, Michael Smith, a |
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| March 31, 2014 |
SARBANES-OXLEY CFO CERTIFICATION Exhibit 12.2 SARBANES-OXLEY CFO CERTIFICATION I, James M. Carter, certify that: 1. I have reviewed this annual report on Form 20-F of MFC Industrial Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| March 31, 2014 |
Exhibit 11.1 MFC INDUSTRIAL LTD. CODE OF BUSINESS CONDUCT AND ETHICS AND INSIDER TRADING POLICY (October 26, 2013) The Board of Directors (the “Board”) of MFC Industrial Ltd. (the “Company”) has adopted this Code of Business Conduct and Ethics (the “Code”). This Code applies to the directors, officers and employees of the Company (the “Covered Persons”), and, for purposes certain insider trading p |
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| March 24, 2014 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pr |
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| March 12, 2014 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of pr |
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| February 10, 2014 |
MFC Industrial Ltd. Suite #1620 – 400 Burrard Street Vancouver, British Columbia, Canada V6C 3A6 EXHIBIT 10 MFC Industrial Ltd. Suite #1620 – 400 Burrard Street Vancouver, British Columbia, Canada V6C 3A6 February 7, 2014 IAT Reinsurance Company Ltd. 48 Wall Street, 30th Floor New York, NY 10005 Attn: Mr. Peter R. Kellogg Ladies and Gentlemen: Re: Mutual Settlement Agreement This letter constitutes an agreement (the “Agreement”) among Peter R. Kellogg (“Mr. Kellogg”), IAT Reinsurance Company |
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| February 10, 2014 |
MIL / MFC Industrial Ltd. / KELLOGG PETER R - MFC INDUSTRIAL LTD. Activist Investment SC 13D/A 1 p14-0417sc13da.htm MFC INDUSTRIAL LTD. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* MFC Industrial Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 55278T105 (CUSIP Number) Peter R. Kellogg 48 Wall Street 30th Floor New York, New York 10005 (212) 389-5841 With a copy t |
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| February 10, 2014 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| February 10, 2014 |
Joint Filing Agreement, dated February 10, 2014 JOINT FILING AGREEMENT EXHIBIT 12 Joint Filing Agreement, dated February 10, 2014 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| February 10, 2014 |
MFC AND KELLOGG GROUP ANNOUNCE DEFINITIVE AGREEMENT EXHIBIT 11 Press Release IAT Reinsurance Company, Ltd. NEWS RELEASE MFC AND KELLOGG GROUP ANNOUNCE DEFINITIVE AGREEMENT NEW YORK (February 7, 2014) - MFC Industrial Ltd. ("MFC" or the "Company") (NYSE: MIL), IAT Reinsurance Company, Ltd. and Peter Kellogg are pleased to jointly announce that they have entered into a settlement agreement pursuant to which, among other things, all outstanding claims |
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| January 21, 2014 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2014 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 31, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 24, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 19, 2013 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 222 Lakeview Avenue, Suite 160-365, We |
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| December 18, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 17, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 16, 2013 |
MIL / MFC Industrial Ltd. / KELLOGG PETER R - P13-2105 MFC INDUSTRIAL LTD Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* MFC Industrial Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 55278T105 (CUSIP Number) Peter R. Kellogg 48 Wall Street 30th Floor New York, New York 10005 (212) 389-5841 With a copy to: Marc Weingarten and David Rosewater Schulte Rot |
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| December 16, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 16, 2013 |
EXHIBIT 9 Press Release, issued December 13, 2013 IAT Responds to MFC’s Recent Attempt at Avoiding an Independent Board “Two” is Great for Tea but Not Enough for Change at MFC New York, New York, December 13, 2013 - Mr. |
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| December 11, 2013 |
EXHIBIT 7 Proxy Circular, dated December 9, 2013 TIRED OF PLAYING HIDE AND SEEK WITH MFC? IT’S TIME FOR CHANGE AT MFC VOTE ONLY THE BLUE PROXY or BLUE VOTING INSTRUCTION FORM IAT’s Recommendations: · Vote FOR fixing the number of MFC directors at eleven · Vote FOR all eight of IAT’s nominees to the MFC Board · WITHOLD votes from management’s nominees to the MFC Board · Vote FOR the appointment of auditors and the advance notice policy To keep current with further developments, please visit www. |
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| December 11, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 11, 2013 |
MIL / MFC Industrial Ltd. / KELLOGG PETER R - MFC INDUSTRIAL LTD. Activist Investment SC 13D/A 1 p13-2097sc13da.htm MFC INDUSTRIAL LTD. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* MFC Industrial Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 55278T105 (CUSIP Number) Peter R. Kellogg 48 Wall Street 30th Floor New York, New York 10005 (212) 389-5841 With a copy t |
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| December 11, 2013 |
EXHIBIT 6 Press Release, dated December 9, 2013 IAT REINSURANCE FileS ITS PROXY Circular, URGES SHAREHOLDERS TO VOTE THE BLUE PROXY FOR CHANGE AT MFC New York, New York, December 9, 2013 - Mr. |
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| December 6, 2013 |
MIL / MFC Industrial Ltd. / Miller Lloyd I III - SC 13D Activist Investment SC 13D 1 v362363sc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) MFC Industrial Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 55278T105 (CUSIP Number) Lloyd I. Miller, III, 222 Lake |
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| December 6, 2013 |
Lloyd I. Miller, III 222 Lakeview Avenue, Suite 160-365 West Palm Beach, Florida 33401 Telephone 561.832.3490 December 4, 2013 Board of Directors MFC Industrial Ltd. 400 Burrard Street, Suite #1620 Vancouver, British Columbia, Canada V6C 3A6 Re: Shareholder Communication regarding Proxy Contest and Litigation Gentlemen: As a long-term investor with significant holdings of common shares of MFC Indu |
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| December 2, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 2, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| December 2, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER 6-K 1 mfc6k.htm CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancou |
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| November 29, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| November 27, 2013 |
MIL / MFC Industrial Ltd. / KELLOGG PETER R - MFC INDUSTRIAL LTD. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* MFC Industrial Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 55278T105 (CUSIP Number) Peter R. Kellogg 48 Wall Street 30th Floor New York, New York 10005 (212) 389-5841 With a copy to: Marc Weingarten and David Rosewater Schulte Rot |
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| November 27, 2013 |
IAT REINSURANCE COMPANY LTD. ANNOUNCES NOMINATION OF DIRECTORS TO MFC BOARD EXHIBIT 1 Press Release, issued November 25, 2013 IAT REINSURANCE COMPANY LTD. ANNOUNCES NOMINATION OF DIRECTORS TO MFC BOARD New York, New York, November 25, 2013 - Mr. Peter R. Kellogg and IAT Reinsurance Company Ltd. (collectively, “IAT”) announced today that they have submitted a notice of intention to nominate directors at the next meeting of shareholders of MFC Industrial Ltd. (“MFC”) which |
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| November 27, 2013 |
EXHIBIT 2 Public Broadcast Filing, dated November 25, 2013 PROXY SOLICITATION MADE BY PUBLIC BROADCAST DOCUMENT CONTAINING CERTAIN OF THE INFORMATION REQUIRED BY FORM 51-102F5 – INFORMATION CIRCULAR IN RESPECT OF, AMONG OTHER THINGS, THE PROPOSED NOMINEES FOR ELECTION AS DIRECTORS OF MFC INDUSTRIAL LTD. |
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| November 27, 2013 |
Joint Filing Agreement JOINT FILING AGREEMENT EXHIBIT 5 Joint Filing Agreement JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| November 27, 2013 |
Complaint, filed November 25, 2013 EXHIBIT 3 Complaint, filed November 25, 2013 |
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| November 27, 2013 |
Form of Non-Disclosure Agreement EXHIBIT 4 Form of Non-Disclosure Agreement PRIVATE AND CONFIDENTIAL [Date] [Name] [Address] Dear [Name]: Re: MFC Industrial Ltd. |
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| November 19, 2013 |
MFC INDUSTRIAL LTD. ANNOUNCES ADOPTION OF ADVANCE NOTICE POLICY EX-99.1 2 exhibit99-1.htm PRESS RELEASE DATED NOVEMBER 18, 2013 Exhibit 99.1 NEWS RELEASE Corporate Investors MFC Industrial Ltd. Cameron Associates Rene Randall Kevin McGrath 1 (604) 683 8286 ex 224 1 (212) 245 4577 [email protected] [email protected] MFC INDUSTRIAL LTD. ANNOUNCES ADOPTION OF ADVANCE NOTICE POLICY NEW YORK (November 18, 2013) . . . MFC Industrial Ltd. ("MFC" or the "Company |
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| November 19, 2013 |
Exhibit 99.2 ADVANCE NOTICE POLICY (Adopted by the Board of Directors with immediate effect on November 18, 2013) MFC INDUSTRIAL LTD. (the "Corporation") INTRODUCTION The Corporation is committed to: (i) facilitating an orderly and efficient annual general or, where the need arises, special meeting process; (ii) ensuring that all shareholders receive adequate notice of the director nominations and |
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| November 19, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| November 15, 2013 |
- REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(B) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 MFC Industrial Ltd. (Exact name of registrant as specified in its charter) British Columbia, Canada Not applicable (State of incorporation or organization) (I.R.S. Employer Identification No.) Suit |
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| November 14, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant’s name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
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| November 12, 2013 |
FORM 51-102F3 MATERIAL CHANGE REPORT FORM 51-102F3 MATERIAL CHANGE REPORT 1. Name and Address of Company: MFC INDUSTRIAL LTD. Suite 1620 – 400 Burrard Street Vancouver, British Columbia V6C 3A6 2. Date of Material Change: The material change described in this report occurred on November 11, 2013. 3. News Release: On November 11, 2013, MFC Industrial Ltd. (the "Company") issued a news release through the facilities of PR Newswire, whi |
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| November 12, 2013 |
Current Report of Foreign Issuer - CURRENT REPORT OF FOREIGN ISSUER U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2013 Commission File No.: 001-04192 MFC Industrial Ltd. (Translation of Registrant's name into English) Suite #1620 - 400 Burrard Street, Vancouver, British Columbia, Canada V6C 3A6 (Address of |
