SYNE Pengajuan SEC - Synthesis Energy Systems, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Synthesis Energy Systems, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

October 2, 2020	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): September 29, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commissio
June 30, 2020	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205490 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2020 SYNTHESIS ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State of incorporation) (Commission File Number) (I
June 30, 2020	EX-16.1	16.1 Letter from RSM US, LLP regarding change in independent registered public accounting firm. Exhibit 16.1
June 4, 2020	8-K	Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205490 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2020 SYNTHESIS ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware (State of incorporation) 001-33522 (Commission File Number) 20-2110031 (IR
June 1, 2020	425	Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205490 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2020 SYNTHESIS ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State of incorporation) (Commission File Number) (IR
June 1, 2020	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205490 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2020 SYNTHESIS ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State of incorporation) (Commission File Number) (IR
May 19, 2020	425	Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission Fi
May 19, 2020	8-K/A	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission Fi
May 15, 2020	425	Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission File
May 15, 2020	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission File
May 8, 2020	EX-10.1	U.S. Small Business Administration Note dated April 10, 2020 of Synthesis Energy Systems, Inc. in favor of JPMorgan Chase Bank, N.A. as the Lender Exhibit 10.1
May 8, 2020	EX-10.1	U.S. Small Business Administration Note dated April 10, 2020 of Synthesis Energy Systems, Inc. in favor of JPMorgan Chase Bank, N.A. as the Lender Exhibit 10.1
May 8, 2020	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): April 10, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission Fi
May 8, 2020	425	Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): April 10, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission Fi
March 31, 2020	S-1/A	SES / Synthesis Energy Systems, Inc. S-1/A - - S-1/A TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 31, 2020 Registration No.
March 31, 2020	S-4/A	SES / Synthesis Energy Systems, Inc. S-4/A - - S-4/A TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 31, 2020 REGISTRATION NO.
March 31, 2020	EX-99.1	EX-99.1 Exhibit 99.1
March 2, 2020	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, INC.
February 21, 2020	EX-10.4	Form of Series B Additional Interim Warrant. Exhibit 10.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST
February 21, 2020	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): February 18, 2020 Synthesis Energy Systems UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): February 18, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
February 21, 2020	EX-10.1	Form of Securities Purchase Agreement between the Company and the holders named therein dated February 19, 2020. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of February 19, 2020, between Synthesis Energy Systems, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and
February 21, 2020	EX-10.4	Form of Series B Additional Interim Warrant. Exhibit 10.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST
February 21, 2020	EX-10.5	Loan Agreement between the Company and Australian Future Energy Pty Ltd. dated February 18, 2020. Exhibit 10.5 Amended and Re-Stated Loan Agreement Australian Future Energy Pty Ltd and Synthesis Energy Systems, Inc Provision of Short Term Interim Funding The purpose of this Amended and Re-Stated Loan Agreement (“Agreement”) is to amend and re-state the Loan Agreement that was entered into between Australian Future Energy Pty Ltd and Synthesis Energy Systems, Inc, on or about 25 October 2019 (“
February 21, 2020	EX-10.2	Form of Additional Interim Debenture. Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS
February 21, 2020	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): February 18, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
February 21, 2020	EX-10.3	Form of Series A Additional Interim Warrant. Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST
February 21, 2020	EX-10.1	Form of Securities Purchase Agreement between the Company and the holders named therein dated February 19, 2020. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 19, 2020, between Synthesis Energy Systems, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and
February 21, 2020	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELINQUENCY Exhibit 99.1 SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELINQUENCY HOUSTON, February 21, 2020 ? Synthesis Energy Systems, Inc. (SES) (Nasdaq: SES) today announced that the Company received an additional staff determination delinquency notification letter from the Listing Qualifications Staff (the Staff) of The Nasdaq Stock Market LLC due to the Company?s
February 21, 2020	EX-2.1	First Amendment to Agreement and Plan of Merger by and among the Company, Australian Future Energy Pty Ltd and SES Merger Sub, Inc. dated February 21, 2020. Exhibit 2.1 first amendment TO AGREEMENT AND PLAN OF MERGER This First Amendment (this “Amendment”) to the Agreement and Plan of Merger dated October 10, 2019 (the “Agreement”), is entered into effective as of February 21, 2020 (the “Effective Date”), by and among Synthesis Energy Systems, Inc., a Delaware corporation (“SES”), SES Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiar
February 21, 2020	EX-2.1	First Amendment to Agreement and Plan of Merger by and among the Company, Australian Future Energy Pty Ltd and SES Merger Sub, Inc. dated February 21, 2020. Exhibit 2.1 first amendment TO AGREEMENT AND PLAN OF MERGER This First Amendment (this ?Amendment?) to the Agreement and Plan of Merger dated October 10, 2019 (the ?Agreement?), is entered into effective as of February 21, 2020 (the ?Effective Date?), by and among Synthesis Energy Systems, Inc., a Delaware corporation (?SES?), SES Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiar
February 21, 2020	EX-10.3	Form of Series A Additional Interim Warrant. Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST
February 21, 2020	EX-10.5	Loan Agreement between the Company and Australian Future Energy Pty Ltd. dated February 18, 2020. Exhibit 10.5 Amended and Re-Stated Loan Agreement Australian Future Energy Pty Ltd and Synthesis Energy Systems, Inc Provision of Short Term Interim Funding The purpose of this Amended and Re-Stated Loan Agreement (?Agreement?) is to amend and re-state the Loan Agreement that was entered into between Australian Future Energy Pty Ltd and Synthesis Energy Systems, Inc, on or about 25 October 2019 (?
February 21, 2020	EX-10.2	Form of Additional Interim Debenture. Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS
February 21, 2020	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELINQUENCY Exhibit 99.1 SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELINQUENCY HOUSTON, February 21, 2020 – Synthesis Energy Systems, Inc. (SES) (Nasdaq: SES) today announced that the Company received an additional staff determination delinquency notification letter from the Listing Qualifications Staff (the Staff) of The Nasdaq Stock Market LLC due to the Company’s
February 18, 2020	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING NT 10-Q 1 formnt10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-33522 CUSIP NUMBER: 871628 10 3 (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2019 [] Transition Report on Form 10-K [] Transition Report on Form
February 14, 2020	SC 13G/A	SYMX / Synthesis Energy Systems, Inc. / PAULSON & CO. INC. - DECEMBER 31, 2019 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* Synthesis Energy Systems, Inc. (Name of Issuer) Common stock, $0.01 par value per share (Title of Class of Se
February 13, 2020	EX-10.1	Extension of Online Office Agreement dated February 6, 2020. Exhibit 10.1
February 13, 2020	SC 13G/A	SYMX / Synthesis Energy Systems, Inc. / CREDIT SUISSE - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Synthesis Energy Systems Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 871628202 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo
February 13, 2020	EX-99.1	In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the Swiss Universal Bank, Asia Pacific, International Wealth Management, Global Markets, Investment Banking & Capital Markets and the Strategic Resolutio
February 13, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): February 6, 2020 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Number
January 29, 2020	EX-99.3	Consent of Director Nominee Exhibit 99.3 Consent of Director Nominee Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4, and any amendments and supplements thereto (the “Registration Statement”), of Synthesis Energy Systems, Inc., a Delaware corporation (the “Registrant”), relating to the Agreement and Plan of Merger dated October 10, 2019,
January 29, 2020	S-4	SES / Synthesis Energy Systems, Inc. S-4 - - S-4 TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 28, 2020 REGISTRATION NO.
January 29, 2020	S-1	SES / Synthesis Energy Systems, Inc. S-1 - Registration Statement - S-1 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 28, 2020 Registration No.
January 29, 2020	EX-99.4	Consent of Director Nominee Exhibit 99.4 Consent of Director Nominee Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended, in connection with the Registration Statement on Form S-4, and any amendments and supplements thereto (the “Registration Statement”), of Synthesis Energy Systems, Inc., a Delaware corporation (the “Registrant”), relating to the Agreement and Plan of Merger dated October 10, 2019,
January 29, 2020	EX-99.1	EX-99.1 Exhibit 99.1
January 13, 2020	EX-21.1	Subsidiaries of the Company. Exhibit 21.1 Subsidiaries of the Company - Synthesis Energy Holdings, Inc. (Florida corporation) ○ Owns 100% of: § Synthesis Energy Systems, Inc. (British Virgin Islands corporation) · Owns 90.24% of: ○ Synthesis Energy Systems Investments, Inc. (Mauritius corporation) · Owns 100% of: ○ Synthesis Energy Investment Holdings, Inc. (Mauritius corporation) ○ Synthesis Energy Technology Holdings, Inc.
January 13, 2020	10-K	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, IN
January 13, 2020	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, INC.
January 7, 2020	EX-10.1	Extension of Online Office Agreement dated December 31, 2019. Exhibit 10.1
January 7, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 31, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
December 17, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 13, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
December 17, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 13, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
December 4, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES COMPLETION OF BATCHFIRE PRE-EMPTIVE RIGHTS PROCESS Upon successful conclusion of the merger with Australian Future Energy, SES will increase its ownership in Batchfire from 7.4% to 37.2% SYNTHESIS ENERGY SYSTEMS ANNOUNCES COMPLETION OF BATCHFIRE PRE-EMPTIVE RIGHTS PROCESS Upon successful conclusion of the merger with Australian Future Energy, SES will increase its ownership in Batchfire from 7.
December 4, 2019	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 4, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Number
December 4, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 4, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Number
December 4, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES COMPLETION OF BATCHFIRE PRE-EMPTIVE RIGHTS PROCESS Upon successful conclusion of the merger with Australian Future Energy, SES will increase its ownership in Batchfire from 7.4% to 37.2% SYNTHESIS ENERGY SYSTEMS ANNOUNCES COMPLETION OF BATCHFIRE PRE-EMPTIVE RIGHTS PROCESS Upon successful conclusion of the merger with Australian Future Energy, SES will increase its ownership in Batchfire from 7.
November 22, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELIQUENCY SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELIQUENCY HOUSTON, November 22, 2019 – Synthesis Energy Systems, Inc.
November 22, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 21, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
November 22, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 21, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
November 22, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELIQUENCY EX-99.1 2 ex99-1.htm SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF ANTICIPATED NASDAQ NOTICE OF ADDITIONAL DELIQUENCY HOUSTON, November 22, 2019 – Synthesis Energy Systems, Inc. (SES) (Nasdaq: SES) today announced that, as expected, the Company received an additional delinquency notification letter from the Listing Qualifications Staff (the Staff) of The Nasdaq Stock Market LLC due to the Company’
November 15, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
November 15, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
November 15, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF NASDAQ NOTICE OF NONCOMPLIANCE; INTENDS TO REQUEST HEARING; MERGER IS PROCEEDING EX-99.1 2 ex99-1.htm SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF NASDAQ NOTICE OF NONCOMPLIANCE; INTENDS TO REQUEST HEARING; MERGER IS PROCEEDING HOUSTON, November 15, 2019 – Synthesis Energy Systems, Inc. (SES) (Nasdaq: SES) today announced that on November 13, 2019, the Company received notification from the Listing Qualifications staff (the Staff) of The Nasdaq Stock Market LLC indicating tha
November 15, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF NASDAQ NOTICE OF NONCOMPLIANCE; INTENDS TO REQUEST HEARING; MERGER IS PROCEEDING EX-99.1 2 ex99-1.htm SYNTHESIS ENERGY SYSTEMS ANNOUNCES RECEIPT OF NASDAQ NOTICE OF NONCOMPLIANCE; INTENDS TO REQUEST HEARING; MERGER IS PROCEEDING HOUSTON, November 15, 2019 – Synthesis Energy Systems, Inc. (SES) (Nasdaq: SES) today announced that on November 13, 2019, the Company received notification from the Listing Qualifications staff (the Staff) of The Nasdaq Stock Market LLC indicating tha
November 15, 2019	NT 10-Q	SES / Synthesis Energy Systems, Inc. NT 10-Q - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-33522 CUSIP NUMBER: 871628 10 3 (Check One) [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Re
November 8, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
November 8, 2019	EX-10.1	Form of Amendment to Transaction Documents issued under the Securities Purchase and Exchange Agreement between the Company and each of the holders of the 11% Senior Secured Debentures dated October 10, 2019 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on November 8, 2019) EX-10.1 2 ex10-1.htm November , 2019 Holder of 11% Senior Secured Convertible Debenture and Warrants Re: Amendment to Transaction Documents Dear Holder: Reference is made to that certain Securities Purchase and Exchange Agreement, dated October 10, 2019 (“Purchase Agreement”) between Synthesis Energy Systems, Inc. (the “Company”) and the purchasers signatory thereto, including the purchaser signat
November 8, 2019	EX-10.1	Form of Amendment to Transaction Documents issued under the Securities Purchase and Exchange Agreement between the Company and each of the holders of the 11% Senior Secured Debentures dated October 10, 2019. EX-10.1 2 ex10-1.htm November , 2019 Holder of 11% Senior Secured Convertible Debenture and Warrants Re: Amendment to Transaction Documents Dear Holder: Reference is made to that certain Securities Purchase and Exchange Agreement, dated October 10, 2019 (“Purchase Agreement”) between Synthesis Energy Systems, Inc. (the “Company”) and the purchasers signatory thereto, including the purchaser signat
November 8, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
October 25, 2019	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): October 24, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
October 25, 2019	EX-10.1	Loan Agreement between Synthesis Energy Systems, Inc. and Australian Future Energy Pty Ltd dated October 24, 2019 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 25, 2019). EX-10.1 2 ex10-1.htm Loan Agreement (“Agreement”) Australian Future Energy Pty Ltd and Synthesis Energy Systems, Inc Provision of Short-Term Interim Funding # Section Detail 1 Borrower Australian Future Energy Pty Ltd (“AFE”) Level 10 10 Market Street Brisbane Qld 4000 2 Lender Synthesis Energy Systems, Inc (“SES”) 1 Riverway Houston Texas 77056 United States of America 3 Background and Purpose On
October 25, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): October 24, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
October 25, 2019	EX-10.1	Loan Agreement between Synthesis Energy Systems, Inc. and Australian Future Energy Pty Ltd dated October 24, 2019. Loan Agreement (“Agreement”) Australian Future Energy Pty Ltd and Synthesis Energy Systems, Inc Provision of Short-Term Interim Funding # Section Detail 1 Borrower Australian Future Energy Pty Ltd (“AFE”) Level 10 10 Market Street Brisbane Qld 4000 2 Lender Synthesis Energy Systems, Inc (“SES”) 1 Riverway Houston Texas 77056 United States of America 3 Background and Purpose On 10 October 2019, SES announced that it had signed a definitive Merger Agreement, whereby AFE, a private company incorporated in Brisbane, Australia in 2014, will merge with a wholly owned subsidiary of SES.
October 18, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): October 17, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer o
October 18, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): October 17, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer o
October 11, 2019	EX-10.4	Form of New Debenture (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed on October 11, 2019). NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS TO ACQUIRE AUSTRALIAN FUTURE ENERGY Synthesis Energy Systems Makes Offer to Acquire Shares in Batchfire Resources SYNTHESIS ENERGY SYSTEMS TO ACQUIRE AUSTRALIAN FUTURE ENERGY Synthesis Energy Systems Makes Offer to Acquire Shares in Batchfire Resources Transaction Highlights: ● Acquisition of 100% of Australian Future Energy, with pre-commitments from all major shareholders; ● Offer to acquire 100% of Batchfire Resources, with minimum acceptance level set at 25%, and pre-commitments from 33% of shareholders;
October 11, 2019	EX-10.2	Form of Securities Purchase and Exchange Agreement between the Company and each of the holders of the 11% Senior Secured Debentures (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on October 11, 2019). SECURITIES PURCHASE AND EXCHANGE AGREEMENT This Securities Purchase and Exchange Agreement (this “Agreement”) is dated as of October , 2019, between Synthesis Energy Systems, Inc.
October 11, 2019	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): October 10, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
October 11, 2019	EX-10.3	Form of Registration Rights Agreement between the Company and each of the holders of the 11% Senior Secured Debentures (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on October 11, 2019). EXHIBIT B REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October , 2019, between Synthesis Energy Systems, Inc.
October 11, 2019	EX-2.1	Agreement and Plan of Merger by and among the Company, SES Merger Sub, Inc. and Australian Future Energy Pty Ltd. dated October 10, 2019. AGREEMENT AND PLAN OF MERGER dated as of October 10, 2019 by and among SYNTHESIS ENERGY SYSTEMS, INC.
October 11, 2019	EX-10.6	Form of Series A Merger Warrant. (incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-K filed on October 11, 2019). NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	EX-10.5	Form of New Warrant (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed on October 11, 2019). NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	EX-10.9	Warrant issued to Market Development Consulting, Inc. dated October 10, 2019 (incorporated by reference to Exhibit 10.9 to the Company’s Current Report on Form 8-K filed on October 11, 2019). NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED EXCEPT PURSUANT TO A
October 11, 2019	EX-10.7	Form of Series B Merger Warrant (incorporated by reference to Exhibit 10.7 to the Company’s Current Report on Form 8-K filed on October 11, 2019). NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	EX-10.8	Management Consulting Agreement between the Company and Market Development Consulting Group, Inc. dated October 10, 2019 (incorporated by reference to Exhibit 10.8 to the Company’s Current Report on Form 8-K filed on October 11, 2019). MANAGEMENT CONSULTING AGREEMENT THIS MANAGEMENT CONSULTING AGREEMENT is made this 10th day of October, 2019 (the “Effective Date”), by and between Market Development Consulting Group, Inc.
October 11, 2019	EX-10.1	Form of Share Exchange Agreement between the Company and certain shareholders of Batchfire Resources Pty Ltd. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 11, 2019). SHARE EXCHANGE AGREEMENT This Share Exchange Agreement (this “Agreement”) is entered into between Synthesis Energy Systems, Inc.
October 11, 2019	EX-10.5	Form of New Warrant. NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	EX-10.7	Form of Series B Merger Warrant. NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	425	SES / Synthesis Energy Systems, Inc. 425 - Merger Prospectus - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): October 10, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission
October 11, 2019	EX-10.4	Form of New Debenture. NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	EX-2.1	Agreement and Plan of Merger and Reorganization dated as of October 10, 2019, by and among Synthesis Energy Systems, Inc., SES Merger Subsidiary, Inc., SES Merger Subsidiary, Inc., and Australian Future Energy Pty Ltd. (included as Annex A to the proxy statement/prospectus in Part I of this Registration Statement and incorporated herein by reference). AGREEMENT AND PLAN OF MERGER dated as of October 10, 2019 by and among SYNTHESIS ENERGY SYSTEMS, INC.
October 11, 2019	EX-10.9	Warrant issued to Market Development Consulting, Inc. dated October 10, 2019. NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED EXCEPT PURSUANT TO A
October 11, 2019	EX-10.6	Form of Series A Merger Warrant. NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
October 11, 2019	EX-10.8	Management Consulting Agreement between the Company and Market Development Consulting Group, Inc. dated October 10, 2019. MANAGEMENT CONSULTING AGREEMENT THIS MANAGEMENT CONSULTING AGREEMENT is made this 10th day of October, 2019 (the “Effective Date”), by and between Market Development Consulting Group, Inc.
October 11, 2019	EX-10.3	Form of Registration Rights Agreement between the Company and each of the holders of the 11% Senior Secured Debentures EXHIBIT B REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October , 2019, between Synthesis Energy Systems, Inc.
October 11, 2019	EX-10.2	Form of Securities Purchase and Exchange Agreement between the Company and each of the holders of the 11% Senior Secured Debentures. SECURITIES PURCHASE AND EXCHANGE AGREEMENT This Securities Purchase and Exchange Agreement (this “Agreement”) is dated as of October , 2019, between Synthesis Energy Systems, Inc.
October 11, 2019	EX-10.1	Form of Share Exchange Agreement between the Company and certain shareholders of Batchfire Resources Pty Ltd. SHARE EXCHANGE AGREEMENT This Share Exchange Agreement (this “Agreement”) is entered into between Synthesis Energy Systems, Inc.
October 11, 2019	EX-99.1	SYNTHESIS ENERGY SYSTEMS TO ACQUIRE AUSTRALIAN FUTURE ENERGY Synthesis Energy Systems Makes Offer to Acquire Shares in Batchfire Resources SYNTHESIS ENERGY SYSTEMS TO ACQUIRE AUSTRALIAN FUTURE ENERGY Synthesis Energy Systems Makes Offer to Acquire Shares in Batchfire Resources Transaction Highlights: ● Acquisition of 100% of Australian Future Energy, with pre-commitments from all major shareholders; ● Offer to acquire 100% of Batchfire Resources, with minimum acceptance level set at 25%, and pre-commitments from 33% of shareholders;
October 1, 2019	NT 10-K	SES / Synthesis Energy Systems, Inc. NT 10-K - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-33522 CUSIP NUMBER: 871628 10 3 (Check One) [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report
September 6, 2019	8-K	Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): August 31, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission F
August 6, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): August 6, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission Fi
July 31, 2019	EX-10.1	Amendment to Technology Purchase Option Agreement dated July 31, 2019 between Synthesis Energy Systems, Inc. and Australian Future Energy Pty, Ltd.
July 31, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): July 31, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporatio
July 30, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.
July 19, 2019	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): July 19, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission Fil
July 19, 2019	EX-3.1	Certificate of Amendment to the Company’s Certificate of Incorporation filed on July 19, 2019 EX-3.1 2 ex3-1.htm STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION Synthesis Energy Systems, Inc., organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the Board of Directors of Synthesis Energy Systems, Inc. adopted a proposed amendment of the Certificate of Incorporation of said corporation
June 21, 2019	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): June 20, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporatio
May 17, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commissi
May 13, 2019	10-Q	SES / Synthesis Energy Systems, Inc. 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, INC.
April 29, 2019	DEF 14A	SES / Synthesis Energy Systems, Inc. DEF 14A united states securities and exchange commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 16, 2019	PRE 14A	SES / Synthesis Energy Systems, Inc. PRE 14A 1 pre14a.htm united states securities and exchange commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted
April 8, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 f8k040519.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 4, 2019 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction
April 8, 2019	EX-10.1	Technology Purchase Option Agreement between the Company and Australian Future Energy Pty Ltd dated April 4, 2019 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 8, 2019). EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 TECHNOLOGY PURCHASE OPTION AGREEMENT This TECHNOLOGY PURCHASE OPTION AGREEMENT (this “Agreement”) is entered into as of 4 April, 2019 (the “Effective Date”), by and among: SYNTHESIS ENERGY SYSTEMS, INC., a Delaware corporation (“SES”); One Riverway, Suite 1700 Houston, TX 77056 USA and AUSTRALIAN FUTURE ENERGY Pty, Ltd. (“AFE” or “Purchaser”), Level 1
April 8, 2019	EX-99.1	Synthesis Energy Systems Enters Technology Purchase Option Agreement for Sale of its Gasification Technology EX-99.1 3 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems Enters Technology Purchase Option Agreement for Sale of its Gasification Technology HOUSTON, April 08, 2019 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES, Company) (NASDAQ: SES), today announced that the Company has entered into a Technology Purchase Option Agreement with Australian Future Energy Pty Ltd (AFE) for th
April 2, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 2, 2019 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commissio
April 2, 2019	EX-99.1	Synthesis Energy Systems Engages Financial Advisors to Evaluate Strategic and Financing Alternatives EXHIBIT 99.1 Synthesis Energy Systems Engages Financial Advisors to Evaluate Strategic and Financing Alternatives HOUSTON, April 02, 2019 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ: SES), today announced that its Board of Directors has engaged Clarksons Platou Securities, Inc. to act as its financial advisor to the Company as it conducts a process to evaluate strategic alterna
February 14, 2019	SC 13G/A	SYMX / Synthesis Energy Systems, Inc. / LESSMAN ANDREW Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SYNTHESIS ENERGY SYSTEMS, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 871628202 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat
February 13, 2019	EX-99.1	Synthesis Energy Systems Reports Fiscal 2018 Financial Results EXHIBIT 99.1 Synthesis Energy Systems Reports Fiscal 2018 Financial Results HOUSTON, Feb. 13, 2019 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ: SES), today reported financial results for its fiscal 2019 second quarter ended December 31, 2018. Over the past quarter, the Company has focused on reducing operating expenses and conserving cash to improve its financial position and t
February 13, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 13, 2019 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commi
February 13, 2019	SC 13G/A	SYMX / Synthesis Energy Systems, Inc. / CREDIT SUISSE - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* Synthesis Energy Systems Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 871628202 (CUSIP Number) Calendar Year 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate
February 13, 2019	EX-99.1	In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the EX-99.1 2 ex991.htm EX-99.1 In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they conduct business as the Swiss Universal Bank, Asia Pacific, International Wealth Management, Global Markets, Investment Banking & Capital Markets
February 13, 2019	10-Q	SES / Synthesis Energy Systems, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 f10q021319p.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission
February 11, 2019	EX-10.1	Employment Agreement between the Company and Robert Rigdon Dated effective March 1, 2019 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on February 8, 2019). EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 February 8, 2019 Mr. Robert Rigdon 11410 Long Pine Drive Houston, Texas 77077 Re: Employment with Synthesis Energy Systems, Inc. (the “Company”) Dear Robert, You have been requested by the Company’s board of directors (the “Board”) to assume the executive role of the Company. As such, you and the Company have agreed to enter this Agreement (this “Agre
February 11, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): February 8, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Number
February 5, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Number
December 31, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer
November 26, 2018	EX-10.4	Amendment to Consulting Agreement between the Company and Robert Rigdon dated November 26, 2018. Exhibit 10.4 November 26, 2018 LEAP Development, LLC 11410 Long Pine Drive Houston, Texas 77077 Re: Amendment of Consulting Agreement Dear Robert: This letter serves as an amendment, effective immediately, to the consulting agreement between you and Synthesis Energy Systems, Inc. (the “Company”) dated effective February 15, 2016 (as previously amended, the “Consulting Agreement”). Effective June 1
November 26, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 26, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Numbe
November 21, 2018	8-K	Financial Statements and Exhibits, Other Events 8-K 1 f8k112118.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 21, 2018 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdic
November 21, 2018	EX-99.1	Synthesis Energy Systems Regains Nasdaq Compliance EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems Regains Nasdaq Compliance HOUSTON, Nov. 21, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ: SES) announced today that it has been informed by The Nasdaq Stock Market LLC that, based on the Company’s filing of the Form 10-K for the fiscal year ended June 30, 2018, that the company complies with the period
November 20, 2018	EX-99.1	Synthesis Energy Systems, Inc. Corporate Presentation November 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Forward - Looking Statements and Disclaimers This presentation includes "forward - looking statements" within the EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 Synthesis Energy Systems, Inc. Corporate Presentation November 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Forward - Looking Statements and Disclaimers This presentation includes "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities
November 20, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 20, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Numbe
November 20, 2018	10-Q	SES / Synthesis Energy Systems, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, INC.
November 15, 2018	NT 10-Q	SES / Synthesis Energy Systems, Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-33522 CUSIP NUMBER: 871628 10 3 (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2018 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K
November 14, 2018	EX-99.1	TABLES FOLLOW SYNTHESIS ENERGY SYSTEMS, INC. Consolidated Statements of Operations (In thousands, except per share amounts) (Unaudited) EXHIBIT 99.1 Synthesis Energy Systems Reports Fiscal 2018 Financial Results HOUSTON, Nov. 14, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ: SES) today reported financial results for its fiscal 2018 year and fourth quarter ended June 30, 2018. “In fiscal 2018, SES’s focus has been to secure orders and grow value for the Company in global regions where we believe financial re
November 14, 2018	EX-10.1	Online Office Agreement dated November 9, 2018 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on November 15, 2018). Exhibit 10.1
November 14, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 9, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer o
November 14, 2018	10-K	SES / Synthesis Energy Systems, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, INC. (
November 14, 2018	EX-21.1	Subsidiaries of the Company. Exhibit 21.1 Subsidiaries of the Company - Synthesis Energy Holdings, Inc. (Florida corporation) o Owns 100% of: § Synthesis Energy Systems, Inc. (British Virgin Islands corporation) · Owns 90.24% of: o Synthesis Energy Systems Investments, Inc. (Mauritius corporation) · Owns 100% of: o Synthesis Energy Investment Holdings, Inc. (Mauritius corporation) o Synthesis Energy Technology Holdings, Inc.
October 19, 2018	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 18, 2018 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commis
October 19, 2018	EX-99.1	Synthesis Energy Systems Announces Receipt of Non-Compliance Letter from Nasdaq EXHIBIT 99.1 Synthesis Energy Systems Announces Receipt of Non-Compliance Letter from Nasdaq HOUSTON, Oct. 19, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ: SES), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, today announced that the Company received a notification letter from The Nasdaq Stock Ma
September 28, 2018	NT 10-K	SES / Synthesis Energy Systems, Inc. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-33522 CUSIP NUMBER: 871628 10 3 (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2018 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] T
September 6, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): September 5, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer
September 6, 2018	EX-10.2	Amended and Restated Consulting Agreement between the Company and Henmead Enterprises, Inc. effective September 1, 2018. EX-10.2 3 exh102.htm EXHIBIT 10.2 Exhibit 10.2 AMENDED & RESTATED CONSULTING AGREEMENT This AMENDED & RESTATED CONSULTING AGREEMENT (this “Agreement”) is entered into effective as of September 1, 2018 by Synthesis Energy Systems, Inc., a Delaware corporation (“SES”), with a place of business at Three Riverway, Suite 300, Houston, Texas 77056, and Henmead Enterprises, Inc. (“Consultant”), with a pl
September 6, 2018	EX-10.1	Amended and Restated Consulting Agreement between the Company and Robert Anderson dated effective September 1, 2018. EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 AMENDED & RESTATED CONSULTING AGREEMENT This AMENDED & RESTATED CONSULTING AGREEMENT (this “Agreement”) is entered into effective as of September 1, 2018 by Synthesis Energy Systems, Inc., a Delaware corporation (“SES”), with a place of business at Three Riverway, Suite 300, Houston, Texas 77056, and Robert Anderson (“Consultant”), with a place of bus
July 2, 2018	EX-99.1	Synthesis Energy Systems, Inc. Corporate Presentation July 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Forward - Looking Statements and Disclaimers This presentation includes "forward - looking statements" within the mean EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 Synthesis Energy Systems, Inc. Corporate Presentation July 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Forward - Looking Statements and Disclaimers This presentation includes "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities Exch
July 2, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): July 2, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer of in
June 21, 2018	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 f8k062118.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): June 21, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Com
June 11, 2018	EX-10.1	Consulting Agreement between the Company and Robert Anderson dated effective March 19, 2018 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 11, 2018). EX-10.1 2 exh101.htm EXHIBIT 10.1 Exhibit 10.1 CONSULTING AGREEMENT This CONSULTING AGREEMENT (this "Agreement") is entered into as of March 19, 2018 by Synthesis Energy Systems, Inc., a Delaware corporation ("SES''), with a place of business at Three Riverway, Suite 300, Houston, Texas 77056, and Robert Anderson ("Consultant"), with a place of business at 609 East 18th Street, Houston. Texas 7700
June 11, 2018	EX-10.2	Amendment to Consulting Agreement between the Company and Robert Anderson dated effective June 8, 2018. EX-10.2 3 exh102.htm EXHIBIT 10.2 Exhibit 10.2 AMENDMENT TO CONSULTING AGREEMENT This AMENDMENT, dated June 8, 2018, to the CONSULTING AGREEMENT dated March 19, 2018 (the "Original Agreement") between Synthesis Energy Systems, Inc, (“SES”) and Robert Anderson (“Consultant”). WHEREAS, SES and Consultant mutually wish to extend the term of the Original Agreement. NOW THEREFORE, for the mutual promis
June 11, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k061118.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): March 19, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33
June 11, 2018	EX-10.3	Consulting Agreement between the Company and Henmead Enterprises, Inc. effective June 7, 2018. EX-10.3 4 exh103.htm EXHIBIT 10.3 Exhibit 10.3 CONSULTING AGREEMENT This CONSULTING AGREEMENT (this “Agreement”) is entered into as of June 1, 2018 by Synthesis Energy Systems, Inc., a Delaware corporation (“SES”), with a place of business at Three Riverway, Suite 300, Houston, Texas 77056, and Henmead Enterprises, Inc. (“Consultant”), with a place of business at 784 Park Avenue, New York, New Yor
June 11, 2018	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): June 6, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I
May 30, 2018	CORRESP	SES / Synthesis Energy Systems, Inc. CORRESP CORRESP 1 filename1.htm May 30, 2018 Via EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E., Mail Stop 7010 Washington, D.C. 20549 Attention: Ms. Pamela Long Ms. Kate McHale RE: Registration Statement on Form S-3 File No. 333-222671 Dear Ms. Long and Ms. McHale: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Synthesis Energy Systems,
May 16, 2018	S-3/A	SES / Synthesis Energy Systems, Inc. FORM S-3/A As filed with the Securities and Exchange Commission on May 16, 2018 Registration No.
May 16, 2018	10-K/A	SES / Synthesis Energy Systems, Inc. FORM 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A (Amendment No. 3) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 01-33522 SYNTHESIS
May 16, 2018	10-Q/A	SES / Synthesis Energy Systems, Inc. FORM 10-Q/A (Quarterly Report) 10-Q/A 1 f10qa051618.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Amendment No. 2) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition perio
May 16, 2018	10-Q/A	SES / Synthesis Energy Systems, Inc. FORM 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Amendment No.
May 16, 2018	CORRESP	SES / Synthesis Energy Systems, Inc. CORRESP May 16, 2018 Via EDGAR and Federal Express U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E., Mail Stop 7010 Washington, D.C. 20549 Attention: Ms. Pamela Long Mr. John Cash Ms. Kate McHale Ms. Sisi Cheng Re: Synthesis Energy Systems, Inc. Amendment No. 1 to Registration Statement on Form S-3 Filed April 27, 2018 File No. 333-222671 Form 10-K/A for the Year En
May 15, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer of in
May 15, 2018	EX-99.1	Synthesis Energy Systems Reports Fiscal 2018 Third Quarter Financial Results EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Synthesis Energy Systems Reports Fiscal 2018 Third Quarter Financial Results HOUSTON, May 14, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SES), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, today reported financial results for its fiscal 2018 third
May 14, 2018	10-Q	SES / Synthesis Energy Systems, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, INC.
May 4, 2018	DEF 14A	SES / Synthesis Energy Systems, Inc. DEF 14A DEF 14A 1 def14a050418.htm DEF 14A united states securities and exchange commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only
April 27, 2018	S-3/A	SES / Synthesis Energy Systems, Inc. FORM S-3/A S-3/A 1 s3a042718.htm FORM S-3/A As filed with the Securities and Exchange Commission on April 27, 2018 Registration No. 333-222671 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 20-2110031 (State
April 27, 2018	10-K/A	SES / Synthesis Energy Systems, Inc. FORM 10-K/A (Annual Report) 10-K/A 1 f10ka041118.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A (Amendment No. 2) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi
April 27, 2018	10-Q/A	SES / Synthesis Energy Systems, Inc. FORM 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Amendment No.
April 27, 2018	10-Q/A	SES / Synthesis Energy Systems, Inc. FORM 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Amendment No.
April 17, 2018	CORRESP	SES / Synthesis Energy Systems, Inc. CORRESP April 18, 2018 Via EDGAR and Federal Express U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E., Mail Stop 7010 Washington, D.C. 20549 Attention: Ms. Pamela Long Mr. John Cash Ms. Kate McHale Ms. Sisi Cheng Re: Synthesis Energy Systems, Inc. Registration Statement on Form S-3 Supplemental Response filed March 22, 2018 File No. 333-222671 Dear Ms. Long, Mr. Cas
April 6, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): April 6, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer of i
April 6, 2018	EX-99.1	Synthesis Energy Systems, Inc. Corporate Presentation April 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Forward - Looking Statements and Disclaimers This presentation includes "forward - looking statements" within the mea Exhibit 99.1 Synthesis Energy Systems, Inc. Corporate Presentation April 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Forward - Looking Statements and Disclaimers This presentation includes "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities Exchange Act of 1934 , as amended . A
March 26, 2018	EX-99.1	Synthesis Energy Systems Announces its Australian Platform Company, Australian Future Energy, Names Kerry Parker Chief Executive Officer EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems Announces its Australian Platform Company, Australian Future Energy, Names Kerry Parker Chief Executive Officer HOUSTON, March 26, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SES), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical produc
March 26, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 26, 2018 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commissi
March 22, 2018	CORRESP	SES / Synthesis Energy Systems, Inc. CORRESP [SES Letterhead] March 22, 2018 Via EDGAR and Federal Express U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E., Mail Stop 7010 Washington, D.C. 20549 Attention: Ms. Pamela Long Mr. John Cash Ms. Kate McHale Ms. Sisi Cheng Re: Synthesis Energy Systems, Inc. Registration Statement on Form S-3 Filed January 24, 2018 File No. 333-222671 Dear Ms. Long, Mr. Cash,
March 13, 2018	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): March 8, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Number) 2
March 13, 2018	EX-99.1	Synthesis Energy Systems, Inc. 30 th Annual ROTH Conference March 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies ©2018 Synthesis Energy Systems, Inc., All Rights Reserved Forward - Looking Statements This presentation includ EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 Synthesis Energy Systems, Inc. 30 th Annual ROTH Conference March 2018 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies ©2018 Synthesis Energy Systems, Inc., All Rights Reserved Forward - Looking Statements This presentation includes "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , as
March 13, 2018	EX-99.2	Synthesis Energy Systems Appoints Robert F. Anderson to its Board of Directors EX-99.2 3 exh992.htm EXHIBIT 99.2 EXHIBIT 99.2 Synthesis Energy Systems Appoints Robert F. Anderson to its Board of Directors HOUSTON, March 12, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SES), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, announces the appointment of Mr. Robert F. Anderson to
February 15, 2018	EX-99.1	Synthesis Energy Systems, TAURON Wytwarzanie, and SES EnCoal Energy Announce Feasibility Study for First Conventional Power Boiler Clean Energy Conversion Projects in Poland Poland’s Institute of Coal Chemistry is progressing with a detailed design a EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems, TAURON Wytwarzanie, and SES EnCoal Energy Announce Feasibility Study for First Conventional Power Boiler Clean Energy Conversion Projects in Poland Poland’s Institute of Coal Chemistry is progressing with a detailed design assessment and economic study for this novel clean energy facility Once in operation, this SES Gasifica
February 15, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k021418.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 15, 2018 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdic
February 14, 2018	EX-99.1	In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they constitute the Global M EX-99.1 2 ex991.htm EX-99.1 In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they constitute the Global Markets division (“GM”), the Investment Banking & Capital Markets division (“IBCM”), the Strategic Resolution Unit (“SRU”),
February 14, 2018	SC 13G/A	SYMX / Synthesis Energy Systems, Inc. / PAULSON & CO. INC. - FEBRUARY 14, 2018 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Synthesis Energy Systems Inc (Name of Issuer) Common stock, $0.01 par value per share (Title of Class of Secu
February 14, 2018	SC 13G/A	SYMX / Synthesis Energy Systems, Inc. / CREDIT SUISSE - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Synthesis Energy Systems Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 871628202 (CUSIP Number) Calendar Year 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate b
February 12, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 12, 2018 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commi
February 12, 2018	EX-99.1	Synthesis Energy Systems Reports Fiscal 2018 Second Quarter Financial Results EdgarFiling EXHIBIT 99.1 Synthesis Energy Systems Reports Fiscal 2018 Second Quarter Financial Results HOUSTON, Feb. 12, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SES), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, today reported financial results for its fiscal 2018 second quarter ended Decem
February 12, 2018	10-Q	SES / Synthesis Energy Systems, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission file number: 001-33522 SYNTHESIS ENERGY SYSTEMS, INC.
January 24, 2018	S-3	Power of Attorney (contained in signature page to the Company’s Registration Statement on Form S-3 (File No. 333-222671) filed on January 24, 2018). S-3 1 s3012418.htm FORM S-3 As filed with the Securities and Exchange Commission on January 24, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 20-2110031 (State or other jurisdiction of in
January 10, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k010918.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 10, 2018 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdict
January 10, 2018	EX-99.1	Synthesis Energy Systems Announces Batchfire Resources Secures Extension of Callide’s Boundary Hill Mining Lease EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems Announces Batchfire Resources Secures Extension of Callide’s Boundary Hill Mining Lease HOUSTON, Jan. 10, 2018 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SES), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, welcomes the Queensla
January 8, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 8, 2018 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commiss
January 8, 2018	EX-99.1	Synthesis Energy Systems and Midrex Announce Milestone towards State-of-the-Art MXCOL®-SES Direct Reduced Iron Gasification Island for Indian Market Global partners are expanding the technical and commercial definition of the combined first-in-class EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems and Midrex Announce Milestone towards State-of-the-Art MXCOL®-SES Direct Reduced Iron Gasification Island for Indian Market Global partners are expanding the technical and commercial definition of the combined first-in-class technologies for specific opportunities – developing an implementation strategy that will be consisten
January 4, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 f8k010418.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): January 1, 2018 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3
December 20, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 20, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Numbe
December 20, 2017	EX-99.1	Synthesis Energy Systems, Inc. Corporate Presentation December 2017 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Disclaimers This presentation includes “forward - looking statements” within the meaning of Section 27 A of the Se EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 Synthesis Energy Systems, Inc. Corporate Presentation December 2017 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Disclaimers This presentation includes “forward - looking statements” within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities Exchange Act of 1934 , as amended
December 19, 2017	EX-99.1	Synthesis Energy Systems, Inc. Regains Nasdaq Compliance EdgarFiling EXHIBIT 99.1 Synthesis Energy Systems, Inc. Regains Nasdaq Compliance HOUSTON, Dec. 19, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SES), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, today announced that it has received notification from The Nasdaq Stock Market that it has regained
December 19, 2017	8-K	Financial Statements and Exhibits, Other Events 8-K 1 f8k121917.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 19, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdic
December 11, 2017	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Commission (I.R.S. Employer o
November 30, 2017	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 f8k113017.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 29, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdic
November 30, 2017	EX-99.1	Synthesis Energy Systems, Inc. Announces a 1 for 8 Reverse Stock Split Effective Monday December 4, 2017 Under the New Stock Symbol SES EX-99.1 3 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Synthesis Energy Systems, Inc. Announces a 1 for 8 Reverse Stock Split Effective Monday December 4, 2017 Under the New Stock Symbol SES HOUSTON, Nov. 30, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products
November 30, 2017	EX-3.1	Certificate of Amendment to the Company’s Certificate of Incorporation filed on November 30, 2017 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on November 30, 2017). EX-3.1 2 exh31.htm EXHIBIT 3.1 Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION Synthesis Energy Systems, Inc., organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the Board of Directors of Synthesis Energy Systems, Inc. adopted a proposed amendment of the Certificate of Incorpora
November 27, 2017	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33522 (Commission File Numbe
November 27, 2017	EX-16.1	Letter from BDO USA, LLP regarding change in independent registered public accounting firm. Exhibit 16.1 November 27, 2017 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on November 20, 2017, to be filed by our former client, Synthesis Energy Systems, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very tr
November 22, 2017	EX-99.1	Synthesis Energy Systems, Inc. Announces Yima Joint Venture Plant Achieves Formal Safety Production Permit EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems, Inc. Announces Yima Joint Venture Plant Achieves Formal Safety Production Permit HOUSTON, Nov. 21, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, announced that its Yima Jo
November 22, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 21, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commi
November 14, 2017	EX-99.1	Synthesis Energy Systems, Inc. Reports Fiscal 2018 First Quarter Financial Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems, Inc. Reports Fiscal 2018 First Quarter Financial Results HOUSTON, Nov. 14, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, today reported financial results for its fiscal 20
November 14, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 14, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commi
November 14, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 f10q111417p.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commissio
November 9, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 9, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commis
November 9, 2017	EX-99.1	Synthesis Energy Systems and Poland’s EnCoal Gasification Announce the Formation of SES EnCoal Energy, a Poland Clean Energy Platform Company SES’s Premier Gasification Technology Provides a New Clean Energy Alternative for Poland EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems and Poland’s EnCoal Gasification Announce the Formation of SES EnCoal Energy, a Poland Clean Energy Platform Company SES’s Premier Gasification Technology Provides a New Clean Energy Alternative for Poland HOUSTON, Nov. 09, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX) and Warsaw-based EnCoal Gasi
October 30, 2017	10-K/A	Synthesis Energy Systems FORM 10-K/A (Annual Report) 10-K/A 1 f10ka103017.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi
October 25, 2017	EX-99.1	Synthesis Energy Systems, Inc. Reports Fiscal 2017 Financial Results and Provides Business Update EdgarFiling EXHIBIT 99.1 Synthesis Energy Systems, Inc. Reports Fiscal 2017 Financial Results and Provides Business Update HOUSTON, Oct. 25, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in the clean and efficient production of low-cost synthesis gas for high value energy and chemical products, today reported financial results for its fiscal 2017 year
October 25, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 25, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commis
October 25, 2017	EX-4.2	Form of Debenture for 2017 Debenture Offering. Exhibit 4.2 Original Issue Date: October 24, 2017 $ 11% SENIOR SECURED DEBENTURE DUE October 24, 2022 THIS 11% SENIOR SECURED DEBENTURE is one of a series of duly authorized and validly issued 11% Senior Secured Debentures of Synthesis Energy Systems, Inc., a Delaware corporation, (the ?Company?), having its principal place of business at Three Riverway, Suite 300, Houston, TX 77056, designated as
October 25, 2017	EX-4.1	Form of Warrant for 2017 Debenture Offering (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on October 24, 2017). EX-4.1 2 exh41.htm EXHIBIT 4.1 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT P
October 25, 2017	EX-10.2	Form of Subsidiary Guarantee for 2017 Debenture Offering. Exhibit 10.2 SUBSIDIARY GUARANTEE SUBSIDIARY GUARANTEE, dated as of October 24, 2017 (this ?Guarantee?), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the ?Guarantors?), in favor of the purchasers signatory (together with their permitted assigns, the ?Purchasers?) to that certain Securities Purchase Agreement, dated as of
October 25, 2017	EX-99.1	Synthesis Energy Systems, Inc. Enters into Agreements to Issue $8 Million of Senior Secured Debentures EdgarFiling EXHIBIT 99.1 Synthesis Energy Systems, Inc. Enters into Agreements to Issue $8 Million of Senior Secured Debentures HOUSTON, Oct. 24, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX) today announced it has entered into securities purchase agreements with certain institutions and accredited investors for the purchase of $8 million in principal amount of 11% sen
October 25, 2017	EX-10.3	Form of Security Agreement for 2017 Debenture Offering. EX-10.3 6 exh103.htm EXHIBIT 10.3 Exhibit 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of October 24, 2017 (this “Agreement”), is among Synthesis Energy Systems, Inc., a Delaware corporation (the “Company”), all of the Domestic Subsidiaries (as defined below) of the Company from time to time party hereto (such subsidiaries, the “Guarantors” and together with the Company, the “Debtors”
October 25, 2017	EX-10.1	Form of Securities Purchase Agreement for 2017 Debenture Offering (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 24, 2017). EX-10.1 4 exh101.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 24, 2017, between Synthesis Energy Systems, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
October 25, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 f8k102517.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): October 24, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-
October 25, 2017	EX-21.1	Subsidiaries of the Company (incorporated by reference to Exhibit 21.1 to the Company’s Annual Report on Form 10-K for the year ended June 30, 2017 filed on October 25, 2017). EX-21.1 2 exh211.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of the Company - Synthesis Energy Holdings, Inc. (Florida corporation) o Owns 100% of: § Synthesis Energy Systems, Inc. (British Virgin Islands corporation) · Owns 90.24% of: o Synthesis Energy Systems Investments, Inc. (Mauritius corporation) · Owns 100% of: o Synthesis Energy Investment Holdings, Inc. (Mauritius corporation) o Synthesis
October 25, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 f10k102517p.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 01-33522
October 13, 2017	DEF 14A	Synthesis Energy Systems DEFINITIVE PROXY STATEMENT DEF 14A 1 def14a101117.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co
October 4, 2017	PRE 14A	Synthesis Energy Systems PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant ? Check the appropriate box: [x] Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D
October 3, 2017	NT 10-K/A	Synthesis Energy Systems NT 10-K/A NT 10-K/A 1 nt10ka100317.htm NT 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25/A (Amendment No. 1) NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-33522 CUSIP NUMBER: 871628 10 3 (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2017 [] Transition Report on Form 10-K [] Transition
September 29, 2017	NT 10-K	Synthesis Energy Systems FORM NT 10-K NT 10-K 1 nt10k092817.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 001-33522 CUSIP NUMBER: 871628 10 3 (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2017 [] Transition Report on Form 10-K [] Transition Report on Form 20-F
August 29, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k082917.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 29, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdicti
August 29, 2017	EX-99.1	Synthesis Energy Systems, Inc. Announces Closing of the Tianwo-SES Clean Energy Technologies Co. Restructuring Agreement, Receives $1.67 Million and Retains 25% Share Ownership Innovative Coal Chemical Design Institute Joins Chinese JV as Third Partn EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems, Inc. Announces Closing of the Tianwo-SES Clean Energy Technologies Co. Restructuring Agreement, Receives $1.67 Million and Retains 25% Share Ownership Innovative Coal Chemical Design Institute Joins Chinese JV as Third Partner HOUSTON, Aug. 29, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a glo
August 24, 2017	EX-10.2	Share Transfer Agreement dated August 18, 2017 between SES Asia Technologies Limited and Innovative Coal Chemical Design Institute – English translation from Chinese document (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on August 24, 2017). Exhibit 10.2 ?????????????????????? Share Transfer Agreement of Tianwo-SES Sino-US Clean Energy Technologies Co., Ltd. ???????????????????????2017?08?18???????????????????????????? This Share Purchase Agreement (?the Agreement?) is entered into on August 18, 2017 (?Execution Date?) by the following Parties in Shanghai, the People?s Republic of China (the ?PRC?): ????SES Asia Technologies Limited??
August 24, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k082417.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): August 18, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (C
August 24, 2017	EX-10.4	Technology Usage and Contribution Agreement among Jiangsu Tianwo-SES Clean Energy Technologies Co., Ltd., Suzhou THVOW Technology Co., Ltd., Innovative Coal Chemical Design Institute and SES Asia Technologies, Ltd., dated August 18, 2017 – English translation from Chinese document (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed on August 24, 2017). ** Exhibit 10.4 Technology Usage and Contribution Agreement Among SUZHOU THVOW TECHNOLOGY CO., LTD. And INNOVATIVE COAL CHEMICAL DESIGN INSTITUTE (SHANGHAI) CO., LTD. And SES ASIA TECHNOLOGIES LIMITED Related to the Joint Venture Contract as Appendix IV among Suzhou Thvow Technology Co., Ltd., Innovative Coal Chemical Design Institute (Shanghai) Co., Ltd. and SES Asia Technologies Limited. Amended on
August 24, 2017	EX-10.1	Restructuring Agreement dated August 18, 2017 among SES Asia Technologies Limited, Suzhou THVOW Technology Co., Ltd., and Innovative Coal Chemical Design Institute – English translation from Chinese document (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 24, 2017). Exhibit 10.1 Among ???????????? Suzhou THVOW Technology Co., Ltd. ? / And ??????????????? Innovative Coal Chemical Design Institute (Shanghai) Co., Ltd. ? / And SES ASIA TECHNOLOGIES LIMITED ??? ???????????????????? TSEC Restructuring Agreement 2017?8?18?TSEC???? TSEC Restructuring Agreement August 18, 2017 Page 1 of 9 ????????????2017?08?18??????????? This restructuring agreement (?Agreement?) is
August 24, 2017	EX-10.3	Joint Venture Contract among Suzhou THVOW Technology Co., Ltd., Innovative Coal Chemical Design Institute and SES Asia Technologies, Ltd., dated August 18, 2017 – English translation from Chinese document (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on August 24, 2017). ** EX-10.3 4 exh103.htm EXHIBIT10.3 Exhibit 10.3 JOINT VENTURE CONTRACT among SUZHOU THVOW TECHNOLOGY CO., LTD. and SES ASIA TECHNOLOGIES LIMITED and INNOVATIVE COAL CHEMICAL DESIGN INSTITUTE (SHANGHAI) CO., LTD. for the RESTRUCTURING of Jiangsu tianwo-ses Clean Energy tECHNOLOGIES CO., lTD. Amended on August 18, 2017 ZHANGJIAGANG, PEOPLE’S Republic of China TSEC JV Contract amended in August 18, 201
August 21, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k082117.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): August 21, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of
August 21, 2017	EX-99.1	Synthesis Energy Systems, Inc. Announces Successful Closing of 270 Million Metric Ton Pentland Coal Resource Acquisition by its Affiliate, Australian Future Energy EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Synthesis Energy Systems, Inc. Announces Successful Closing of 270 Million Metric Ton Pentland Coal Resource Acquisition by its Affiliate, Australian Future Energy HOUSTON, Aug. 21, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in the clean and efficient production of low-cost synthesis gas for high value
August 21, 2017	EX-99.2	Synthesis Energy Systems, Inc. Corporate Presentation August 2017 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Disclaimers This presentation includes “forward - looking statements” within the meaning of Section 27 A of the Secu EX-99.2 3 exh992.htm EXHIBIT 99.2 EXHIBIT 99.2 Synthesis Energy Systems, Inc. Corporate Presentation August 2017 Clean \| Economic \| Sustainable Global Energy Growth With Blue Skies Disclaimers This presentation includes “forward - looking statements” within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities Exchange Act of 1934 , as amended .
August 17, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 17, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commiss
August 17, 2017	EX-99.1	Synthesis Energy Systems, Inc. Builds Momentum for Global Projects Based on Superior Performance of Commercialized Technology SES’s Australian and Polish Partners Complete Site Evaluations of Multiple SES Gasification Technology (SGT) Facilities EdgarFiling EXHIBIT 99.1 Synthesis Energy Systems, Inc. Builds Momentum for Global Projects Based on Superior Performance of Commercialized Technology SES?s Australian and Polish Partners Complete Site Evaluations of Multiple SES Gasification Technology (SGT) Facilities HOUSTON, Aug. 17, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in the clean and ef
August 14, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 14, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commiss
August 14, 2017	EX-99.1	Synthesis Energy Systems, Inc. and Suzhou THVOW Technology Co. Announce Final Negotiations for a Restructuring Agreement for their Joint Venture, Tianwo-SES Clean Energy Technologies Co. EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems, Inc. and Suzhou THVOW Technology Co. Announce Final Negotiations for a Restructuring Agreement for their Joint Venture, Tianwo-SES Clean Energy Technologies Co. HOUSTON, Aug. 14, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in the clean and efficient production of low-cost synth
July 24, 2017	EX-99.1	Synthesis Energy Systems, Inc. Announces Successful Completion of 4-System Performance Testing at Largest Capacity Aluminum Corporation of China Industrial Syngas Facility EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Synthesis Energy Systems, Inc. Announces Successful Completion of 4-System Performance Testing at Largest Capacity Aluminum Corporation of China Industrial Syngas Facility HOUSTON, July 24, 2017 (GLOBE NEWSWIRE) - Synthesis Energy Systems, Inc. (SES) (NASDAQ:SYMX), a global leader in clean and efficient production of low-cost synthesis gas for high v
July 24, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 24, 2017 Synthesis Energy Systems, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33522 20-2110031 (State or Other Jurisdiction of Incorporation) (Commissio
July 6, 2017	EX-10.2	Amendment to Employment Letter between the Company and Chris Raczkowski dated June 30, 2017 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on July 6, 2017). EX-10.2 2 exh102.htm EXHIBIT 10.2 Exhibit 10.2 June 30, 2017 Chris Raczkowski Re: Amendment of Employment Letter Dear Chris: This letter constitutes an amendment, effective immediately, to the employment letter between you and Synthesis Energy Systems, Inc. (the “Company”) dated December 16, 2016 (the “Employment Letter”). The terms under the “Conditions to Payment” section, subsection (i) is chan
July 6, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k070617.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction (Com
June 28, 2017	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): June 27, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33522 20-2110031 (State or other jurisdiction of incorporation) (Commission) Fi
June 2, 2017	EX-99.1	Synthesis Energy Systems, Inc. Clean - Economic - Sustainable Global Energy AUSTRALIAN FUTURE ENERGY OVERVIEW – MAY 2017 SES Forward - looking Statements 2 This presentation includes “forward - looking statements” within the meaning of Section 27 A o Exhibit 99.1 Synthesis Energy Systems, Inc. Clean - Economic - Sustainable Global Energy AUSTRALIAN FUTURE ENERGY OVERVIEW ? MAY 2017 SES Forward - looking Statements 2 This presentation includes ?forward - looking statements? within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities Exchange Act of 1934 , as amended . All statements other th
June 2, 2017	EX-99.2	Synthesis Energy Systems, Inc. Clean - Economic - Sustainable Global Energy June 2017 Growth With Blue Skies SES Forward - looking Statements This presentation includes “forward - looking statements” within the meaning of Section 27 A of the Securiti Exhibit 99.2 Synthesis Energy Systems, Inc. Clean - Economic - Sustainable Global Energy June 2017 Growth With Blue Skies SES Forward - looking Statements This presentation includes ?forward - looking statements? within the meaning of Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities Exchange Act of 1934 , as amended . All statements other than statements
June 2, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k060217.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): June 2, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3352
May 23, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 f8k052317.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): May 17, 2017 Synthesis Energy Systems, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3352
May 23, 2017	EX-10.1	+10.1 Form of Non-statutory Stock Option Agreement (six month vesting) – filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 23, 2017. Exhibit 10.1 NONSTATUTORY STOCK OPTION AGREEMENT SYNTHESIS ENERGY SYSTEMS, INC. 2015 LONG TERM INCENTIVE PLAN This Stock Option Agreement (the ?Agreement?), is entered into effective as of between Synthesis Energy Systems, Inc., a Delaware corporation (the ?Company?), and (the ?Optionee?). WITNESSETH: WHEREAS, the Company has adopted the Synthesis Energy Systems, Inc. 2015 Long Term Incentive Plan
May 12, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 f10q051217p.htm FORM 10-Q ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to: Commission
May 11, 2017	EX-10.3	Services Agreement Exhibit 10.3 Services Agreement Dated: 10 May 2017 SEST Australia Pty Ltd (ACN 618 743 258) (?Supplier?) Australian Future Energy Pty Ltd (ACN 168 160 067) (?Customer?) Contents Details 1 General terms 2 1 Definitions and interpretation 2 1.1 Definitions 2 1.2 Interpretation 4 2 Term 5 2.1 Initial Term 5 2.2 Renewal 5 3 Scope 6 3.1 Services 6 3.2 Equipment and materials 6 3.3 Location for performa

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