Mga Batayang Estadistika
| CIK | 1850902 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alpha Teknova, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| August 7, 2025 |
Exhibit 99.1 Teknova Reports Second Quarter 2025 Financial Results Second quarter 2025 total revenue was $10.3 million, up 7% from prior year Achieves four consecutive quarters of year-over-year revenue growth Company reaffirms 2025 revenue guidance of $39-42 million HOLLISTER, Calif., August 7, 2025 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO), a leading producer of critical |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 07, 2025 Alpha Teknova, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40538 94-3368109 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 14, 2025 |
Alpha Teknova, Inc. 2451 Bert Drive Hollister, CA 95023 CORRESP Alpha Teknova, Inc. 2451 Bert Drive Hollister, CA 95023 July 14, 2025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549-0406 Attention: Jason Drory Re: Alpha Teknova, Inc. Registration Statement on Form S-3 Filed July 10, 2025 Registration No. 333-288613 Ladies and Gentlemen: Pu |
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| July 10, 2025 |
EX-4.4 Exhibit 4.4 Alpha Teknova, Inc. INDENTURE Dated as of [ ] [ ] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 3 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 4 ARTICLE II. THE SECURITIES 4 Section 2.1 Issuable in Series 4 Section 2.2 Establishmen |
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| July 10, 2025 |
As filed with the Securities and Exchange Commission on July 10, 2025 Table of Contents As filed with the Securities and Exchange Commission on July 10, 2025 Registration No. |
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| July 10, 2025 |
Calculation of Filing Fee Tables S-3 Alpha Teknova, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date |
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| June 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2025 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| May 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 08, 2025 Alpha Teknova, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40538 94-3368109 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 8, 2025 |
Exhibit 99.1 Teknova Reports First Quarter 2025 Financial Results First quarter 2025 total revenue was $9.8 million, up 5% from prior year Company introduced proprietary PluriFreezeTM cryopreservation system, in collaboration with Pluristyx, Inc. Company reaffirms 2025 revenue guidance of $39-42 million HOLLISTER, Calif., May 8, 2025 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| March 10, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alpha Teknova, Inc. |
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| March 10, 2025 |
As filed with the Securities and Exchange Commission on March 7, 2025 As filed with the Securities and Exchange Commission on March 7, 2025 Registration No. |
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| March 7, 2025 |
Alpha Teknova, Inc. Clawback Policy. Exhibit 97 Alpha Teknova, Inc. Clawback Policy The Board of Directors (the “Board”) of Alpha Teknova, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy is designed |
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| March 7, 2025 |
Alpha Teknova, Inc. Insider Trading Policy. Exhibit 19 Alpha Teknova, Inc. Insider Trading Policy Section 1. All Employees, Officers, Directors, and their Family Members and Affiliates Are Subject to this Policy. This Insider Trading Policy (this “Policy”) applies to all employees, directors, officers, and consultants of Alpha Teknova, Inc., a Delaware corporation (“Teknova” or the “Company”), their family members, and entities over which s |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-40538 ALPHA TEKNOVA, |
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| March 4, 2025 |
Exhibit 99.1 Teknova Reports Fourth Quarter and Full Year 2024 Financial Results Full year 2024 total revenue was $37.7 million, up 3% year-over-year and in line with guidance Fourth quarter 2024 total revenue was $9.3 million, up 18% over the same quarter prior year Company provides 2025 revenue guidance of $39-42 million HOLLISTER, Calif., March 4, 2025 – Alpha Teknova, Inc. (“Teknova” or the “C |
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| March 4, 2025 |
EXHIBIT 10.1 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Second Amended and Restated Credit and Security Agreement (Term Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. SECOND AMENDED AND RESTATED CREDIT AND SECURITY |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 04, 2025 Alpha Teknova, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40538 94-3368109 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 4, 2025 |
EXHIBIT 10.2 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Second Amended and Restated Credit and Security Agreement (Revolving Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. SECOND AMENDED AND RESTATED CREDIT AND SECU |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 7, 2024 |
Exhibit 99.1 Teknova Reports Third Quarter 2024 Financial Results Third quarter 2024 total revenue was $9.6 million, up 17% over the same quarter prior year Company lowers 2024 total free cash outflow outlook to less than $16 million Company reaffirms 2024 revenue guidance of $35-38 million HOLLISTER, Calif., November 7, 2024 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO), a lea |
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| August 30, 2024 |
Alpha Teknova, Inc. 12,385,883 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-281765 Prospectus Alpha Teknova, Inc. 12,385,883 Shares of Common Stock Pursuant to this prospectus, the selling stockholders identified herein (the “Selling Stockholders”) are offering on a resale basis an aggregate of 12,385,883 shares of common stock of Alpha Teknova, Inc. (the “Company,” “Teknova”, “we,” “us” or “our”), pa |
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| August 27, 2024 |
Alpha Teknova, Inc. 2451 Bert Dr. Hollister, CA 95023 Alpha Teknova, Inc. 2451 Bert Dr. Hollister, CA 95023 August 27, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549-0406 Attention: Jimmy McNamara Re: Alpha Teknova, Inc. Registration Statement on Form S-1 Registration No. 333-281765 Ladies and Gentlemen: Pursuant to Rule 461 under the Se |
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| August 23, 2024 |
As filed with the Securities and Exchange Commission on August 23, 2024 S-1 Table of Contents As filed with the Securities and Exchange Commission on August 23, 2024 Registration No. |
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| August 23, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Alpha Teknova, Inc. |
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| August 13, 2024 |
Exhibit 99.1 Teknova Reports Second Quarter 2024 Financial Results Second quarter 2024 total revenue was $9.6 million, up 3% sequentially Raised $15.4 million of equity capital in July 2024 Launched two new offerings: Express-TekSM Production and RUO+ manufacturing grade Company reaffirms 2024 revenue guidance of $35-38 million HOLLISTER, Calif., August 13, 2024 – Alpha Teknova, Inc. (“Teknova” or |
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| August 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| July 19, 2024 |
EX-99.1 2 d844536dex991.htm EX-99.1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing of Statement on Schedule 13D (including subsequent amendments thereto) with respect to the common stock, par value $0.0001 per share, of Longboard Pharmaceuticals, Inc. and further agree tha |
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| July 19, 2024 |
TKNO / Alpha Teknova, Inc. / Telegraph Hill Partners IV, L.P. - SC 13D Activist Investment SC 13D 1 d844536dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ALPHA TEKNOVA, INC. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 02080L102 (CUSIP Number) Jeanette Welsh Chief Financial Officer Telegraph Hill Partners 300 Montgomery Street, Ste 1130 San Fran |
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| July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| July 12, 2024 |
Teknova Announces Closing of $15.4 Million Private Placement EX-99.2 5 tkno-ex992.htm EX-99.2 Exhibit 99.2 Teknova Announces Closing of $15.4 Million Private Placement HOLLISTER, Calif., July 12, 2024 - Alpha Teknova, Inc. (“Teknova”) (Nasdaq: TKNO), a leading producer of critical reagents for the discovery, development, and commercialization of novel therapies, vaccines, and molecular diagnostics, today announced the closing of its previously announced pri |
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| July 12, 2024 |
Teknova Announces $15.4 Million Private Placement Exhibit 99.1 Teknova Announces $15.4 Million Private Placement HOLLISTER, Calif., July 11, 2024 - Alpha Teknova, Inc. (“Teknova”) (Nasdaq: TKNO), a leading producer of critical reagents for the discovery, development, and commercialization of novel therapies, vaccines, and molecular diagnostics, today announced that it has entered into a definitive agreement for the issuance and sale of an aggrega |
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| July 12, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 11, 2024, between Alpha Teknova, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set |
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| July 12, 2024 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of July 11, 2024, by and between Alpha Teknova, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purch |
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| July 9, 2024 |
Exhibit 99.1 Teknova Provides Strategic Business Update and Announces Preliminary Second Quarter 2024 Results Second quarter 2024 total revenue is in the range of $9.4 to $9.6 million Company reaffirms 2024 revenue guidance of $35-38 million HOLLISTER, Calif., July 9,2024 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO), a leading producer of critical reagents for the discovery, d |
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| July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File N |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| June 27, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File N |
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| May 13, 2024 |
Exhibit 99.1 Teknova Reports First Quarter 2024 Financial Results First quarter 2024 total revenue was $9.3 million, up 2% from prior year Launch of Build-TekTM Custom Configurator Company reaffirms 2024 revenue guidance of $35-38 million HOLLISTER, Calif., May 13, 2024 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO), a leading producer of critical reagents for the discovery, dev |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| May 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File N |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 2, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| April 2, 2024 |
Letter from Ernst & Young LLP to the U.S. Securities and Exchange Commission, dated April 1, 2024 Exhibit 16.1 April 1, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K dated April 1, 2024, of Alpha Teknova, Inc. and are in agreement with the statements contained in the third, fourth, fifth, and sixth paragraphs therein. We have no basis to agree or disagree with other statements of the registrant contained therei |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-40538 ALPHA TEKNOVA, |
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| March 27, 2024 |
Alpha Teknova, Inc. Clawback Policy Alpha Teknova, Inc. Clawback Policy The Board of Directors (the “Board”) of Alpha Teknova, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy is designed to comply w |
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| March 27, 2024 |
Summary of Teknova's Non-Employee Director Compensation Policy. Exhibit 10.38 Revised Teknova Non-Employee Director Compensation Policy Under this Non-Employee Director Compensation Policy (this “Policy”), each of our non-employee, independent directors is eligible to receive cash and equity compensation for board and committee service as set forth below. This Policy and the compensation to be provided hereunder may be amended, modified, or terminated by the B |
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| March 27, 2024 |
Alpha Teknova, Inc. Annual Incentive Bonus Plan Exhibit 10.15 Alpha Teknova, Inc. Executive Bonus Plan (EBP) Effective January 1, 2023 1. PURPOSE This Executive Bonus Plan (the “Plan”) for Alpha Teknova, Inc., a Delaware corporation (the “Company”) is an annual incentive compensation plan intended to motivate and reward selected associates with performance-based compensation. 2. ELIGIBILITY 2.1. Eligibility to Participate. (a) General. An assoc |
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| March 27, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alpha Teknova, Inc. |
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| March 27, 2024 |
As filed with the Securities and Exchange Commission on March 27, 2024 As filed with the Securities and Exchange Commission on March 27, 2024 Registration No. |
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| March 11, 2024 |
Exhibit 99.1 Teknova Reports Fourth Quarter and Full Year 2023 Financial Results Full year 2023 total revenue was $36.7 million, down 11% year-over-year Achieved 36% annual growth in the number of Clinical Solutions customers in 2023 Company provides 2024 revenue guidance of $35-38 million HOLLISTER, Calif., March 11, 2024 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO), a leadin |
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| March 11, 2024 |
Exhibit 10.2 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to Limited Waiver and Amendment No. 5 to Amended and Restated Credit and Security Agreement (Revolving Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. LIMITED WAIVER A |
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| March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| March 11, 2024 |
Exhibit 4.1 THE SALE AND ISSUANCE OF THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 5 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND APPLICABLE S |
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| March 11, 2024 |
Exhibit 10.1 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to Limited Waiver and Amendment No. 5 to Amended and Restated Credit and Security Agreement (Term Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. LIMITED WAIVER AND am |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No.) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ALPHA TEKNOVA, INC. |
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| February 14, 2024 |
TKNO / Alpha Teknova, Inc. / Telegraph Hill Partners IV, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.2)* Alpha Teknova, Inc. (Name of Issuer) Common Stock, par value $0.00001 (Title of Class of Securities) 02080L102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2024 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| November 9, 2023 |
Exhibit 99.1 Teknova Reports Third Quarter 2023 Financial Results Raised $22.9 million of equity capital, paid down $10.0 million of long-term debt Third quarter 2023 total revenue was $8.2 million, down 24% from prior year Expect 2023 revenue at the low end of previously announced guidance range of $37-40 million HOLLISTER, Calif., November 9, 2023 – Alpha Teknova, Inc. (“Teknova” or the “Company |
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| November 9, 2023 |
Alpha Teknova, Inc. 11,299,993 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-275168 Prospectus Alpha Teknova, Inc. 11,299,993 Shares of Common Stock Pursuant to this prospectus, the selling stockholders identified herein (the “Selling Stockholders”) are offering on a resale basis an aggregate of 11,299,993 shares of common stock of Alpha Teknova, Inc. (the “Company,” “we,” “us” or “our”), par value $0. |
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| November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 3, 2023 |
Alpha Teknova, Inc. 2451 Bert Dr. Hollister, CA 95023 Alpha Teknova, Inc. 2451 Bert Dr. Hollister, CA 95023 November 3, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549-0406 Attention: Cindy Polynice Re: Alpha Teknova, Inc. Registration Statement on Form S-1 Registration No. 333-275168 Ladies and Gentlemen: Pursuant to Rule 461 under the S |
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| October 25, 2023 |
As filed with the Securities and Exchange Commission on October 25, 2023. Table of Contents As filed with the Securities and Exchange Commission on October 25, 2023. |
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| October 25, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Alpha Teknova, Inc. |
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| October 6, 2023 |
TKNO / Alpha Teknova Inc / Telegraph Hill Partners IV, L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Alpha Teknova, Inc. (Name of Issuer) Common Stock, par value $0.00001 (Title of Class of Securities) 02080L102 (CUSIP Number) September 19, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| September 19, 2023 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): (September 15, 2023) ALPHA TEKNOVA, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-40538 94-3368109 (State or Other Jurisdiction of Incorporation) (Commissio |
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| September 19, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 15, 2023, between Alpha Teknova, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
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| September 19, 2023 |
Exhibit 99.2 Teknova Announces Closing of $22.9 Million Concurrent Registered Direct Offering and Private Placement and Amends Credit Facility HOLLISTER, Calif., Sept. 19, 2023 — Alpha Teknova, Inc. (“Teknova”) (Nasdaq: TKNO), a leading producer of critical reagents for the research, development, and commercialization of novel therapies, vaccines, and molecular diagnostics, today announced the clo |
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| September 19, 2023 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of September 15, 2023, by and between Alpha Teknova, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities |
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| September 19, 2023 |
Teknova Announces Up to $22.9 Million Concurrent Registered Direct Offering and Private Placement Exhibit 99.1 Teknova Announces Up to $22.9 Million Concurrent Registered Direct Offering and Private Placement HOLLISTER, Calif., Sept. 18, 2023 — Alpha Teknova, Inc. (“Teknova”) (Nasdaq: TKNO), a leading producer of critical reagents for the research, development, and commercialization of novel therapies, vaccines, and molecular diagnostics, today announced that it has entered into definitive agr |
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| September 19, 2023 |
Exhibit 10.4 LIMITED WAIVER AND AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (TERM LOAN) This LIMITED WAIVER AND AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (TERM LOAN) (this “Agreement”) is made as of September 19, 2023, by and among ALPHA TEKNOVA, INC., a Delaware corporation (“Borrower”), MIDCAP FINANCIAL TRUST, a Delaware statutory trust, as A |
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| September 19, 2023 |
Alpha Teknova, Inc. 1,086,485 shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-265987 PROSPECTUS SUPPLEMENT (To Prospectus Dated July 12, 2022) Alpha Teknova, Inc. 1,086,485 shares of Common Stock We are offering 1,086,485 shares of our common stock, par value $0.00001 per share, directly to certain accredited investors and qualified institutional buyers pursuant to this prospectus supplement and the acc |
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| September 19, 2023 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 15, 2023, between Alpha Teknova, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
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| September 19, 2023 |
Exhibit 10.5 LIMITED WAIVER AND AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) This LIMITED WAIVER AND AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) (this “Agreement”) is made as of September 19, 2023, by and among ALPHA TEKNOVA, INC., a Delaware corporation (“Borrower”), MIDCAP FUNDING IV TRUST, a Delaware statutory |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| August 11, 2023 |
Exhibit 10.1 amendment No. 3 to AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (TERM LOAN) This AMENDMENT NO. 3 TO Amended and Restated CREDIT AND SECURITY AGREEMENT (term Loan) (this “Agreement”) is made as of July 13, 2023, by and among Alpha teknova, inc., a Delaware corporation (“Borrower”), MIDCAP FINANCIAL TRUST, a Delaware statutory trust, as Agent (in such capacity, together with its s |
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| August 11, 2023 |
Exhibit 10.2 amendment No. 3 to AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) This AMENDMENT NO. 3 TO Amended and Restated CREDIT AND SECURITY AGREEMENT (REVOLVING Loan) (this “Agreement”) is made as of July 13, 2023, by and among Alpha teknova, inc., a Delaware corporation (“Borrower”), MIDCAP FUNDING IV TRUST, a Delaware statutory trust, as Agent (in such capacity, together |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| August 10, 2023 |
Exhibit 99.1 Teknova Reports Second Quarter 2023 Financial Results Second quarter 2023 total revenue was $11.5 million, up 26% sequentially Received certification of new state-of-the-art facility for production of GMP-grade products Company revises 2023 revenue guidance to $37-40 million, continues to anticipate free cash outflows of $30 million for full year HOLLISTER, Calif., August 10, 2023 – A |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File N |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File N |
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| May 11, 2023 |
Exhibit 10.7 ALPHA TEKNOVA INC. 2021 EMPLOYEE STOCK PURCHASE PLAN OFFERING DOCUMENT 423 Component Approved January 25, 2023 This document (this “Offering Document”) is hereby adopted as of the date specified above by the Compensation Committee of the Board of Directors of Alpha Teknova, Inc. (the “Company”), in its capacity as administrator of the Alpha Teknova, Inc. 2021 Employee Stock Purchase P |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| May 10, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 10, 2023 |
Exhibit 99.1 Teknova Reports First Quarter 2023 Financial Results First quarter 2023 total revenue was $9.1 million, up 16% sequentially Launch of proprietary AAV-TekTM Solutions gene therapy product line Company reaffirms 2023 revenue guidance of $42-46 million HOLLISTER, Calif., May 10, 2023 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO), a leading producer of critical reagent |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| March 30, 2023 |
Summary of Teknova's Non-Employee Director Compensation Policy. Exhibit 10.30 Teknova Non-Employee Director Compensation Policy In June 2021, our board of directors, upon the recommendation of our Compensation Committee, adopted our Non-Employee Director Compensation Policy for the compensation of our non-employee, independent directors. In June 2022, our board of directors, upon the recommendation of our Compensation Committee, modified the equity portions of |
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| March 30, 2023 |
Exhibit 4.3 DESCRIPTION OF SECURITIES OF ALPHA TEKNOVA, INC. General The authorized capital stock of Alpha Teknova, Inc. (referred to herein as “Teknova,” “company,” “we,” “us” and “our”) consists of: • 490,000,000 shares of common stock, $0.00001 par value per share (“common stock”); and • 10,000,000 shares of undesignated preferred stock, $0.00001 par value per share (“preferred stock”). Common |
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| March 30, 2023 |
Exhibit 10.29 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to Amendment No. 2 to Amended and Restated Credit and Security Agreement (Revolving Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. amendment No. 2 to AMENDED AND RES |
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| March 30, 2023 |
Exhibit 1.1 Alpha Teknova, Inc. $50,000,000 COMMON STOCK SALES AGREEMENT March 30, 2023 Cowen and Company, LLC 599 Lexington Avenue New York, NY 10022 Ladies and Gentlemen: Alpha Teknova, Inc. (the “Company”), confirms its agreement (this “Agreement”) with Cowen and Company, LLC (“Cowen”), as follows: 1. Issuance and Sale of Shares. The Company agrees that, from time to time during the term of thi |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-40538 ALPHA TEKNOVA, |
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| March 30, 2023 |
Up to $14,500,000 Alpha Teknova, Inc. Common Stock 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-265987 PROSPECTUS SUPPLEMENT (To Prospectus Dated July 12, 2022) Up to $14,500,000 Alpha Teknova, Inc. Common Stock Alpha Teknova, Inc. entered into a Common Stock Sales Agreement, dated March 30, 2023 (the “Sales Agreement”), with Cowen and Company, LLC (“Cowen”) relating to shares of our common stock, par value $0.0000 |
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| March 30, 2023 |
Exhibit 10.26 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to Amendment No. 2 to Amended and Restated Credit and Security Agreement (Term Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. amendment No. 2 to AMENDED AND RESTATED |
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| March 30, 2023 |
Exhibit 10.22 FIRST AMENDMENT TO LEASE AGREEMENT This FIRST AMENDMENT TO LEASE AGREEMENT (“Amendment”), dated as of the 1st day of December, 2022 (for purposes of this Amendment, the “Effective Date”), is entered into between Ken & Jill Gimelli, LLC, a California limited liability company (“Lessor”) and Alpha Teknova, Inc., a Delaware corporation (“Lessee” and, together with Lessor, collectively r |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| March 15, 2023 |
Exhibit 99.1 Teknova Reports Fourth Quarter and Full Year 2022 Financial Results Full year 2022 total revenue was $41.4 million, up 12% year-over-year New, state-of-the-art manufacturing facility now operational Company provides 2023 revenue guidance of $42-46 million HOLLISTER, Calif., March 15, 2023 – Alpha Teknova, Inc. (“Teknova” or the “Company”) (Nasdaq: TKNO), a leading producer of critical |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| January 30, 2023 |
As filed with the Securities and Exchange Commission on January 30, 2023 As filed with the Securities and Exchange Commission on January 30, 2023 Registration No. |
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| January 30, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Alpha Teknova, Inc. |
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| November 14, 2022 |
Exhibit 10.4 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Amended and Restated Credit and Security Agreement (Revolving Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. amendment No. 1 to AMENDED AND RESTATED CREDIT AND |
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| November 14, 2022 |
Exhibit 10.2 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Amended and Restated Credit and Security Agreement (Term Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. amendment No. 1 to AMENDED AND RESTATED CREDIT AND SECU |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 9, 2022 |
Exhibit 99.1 Teknova Reports Third Quarter 2022 Financial Results Third quarter 2022 total revenue was $10.7 million, up 14% year-over-year Company updates 2022 revenue outlook to $40-42 million Cash position of $50 million supports path to profitability HOLLISTER, Calif., November 9, 2022 ? Alpha Teknova, Inc. (?Teknova? or the ?Company?) (Nasdaq: TKNO), a leading provider of critical reagents fo |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| August 10, 2022 |
Exhibit 99.1 Teknova Reports Second Quarter 2022 Financial Results Second quarter 2022 total revenue was $11.7 million, up 41% year-over-year Cash position of $64.7 million supports ongoing investment in growth strategy Company updates 2022 revenue outlook to $38-42 million HOLLISTER, Calif., August 10, 2022 ? Alpha Teknova, Inc. (?Teknova?) (Nasdaq: TKNO), a leading provider of critical reagents |
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| August 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2022 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| July 12, 2022 |
X0101 EFFECT 33 LIVE 2022-07-12 16:30:00 S-3 0001850902 Alpha Teknova, Inc. 333-265987 |
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| July 8, 2022 |
Alpha Teknova, Inc. 2451 Bert Drive Hollister, CA 95023 Alpha Teknova, Inc. 2451 Bert Drive Hollister, CA 95023 July 8, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549-0406 Attention: Jordan Nimitz Re: Alpha Teknova, Inc. Registration Statement on Form S-3 Registration No. 333-265987 Ladies and Gentlemen: Pursuant to Rule 461 under the Secu |
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| July 1, 2022 |
As filed with the Securities and Exchange Commission on July 1, 2022 Table of Contents As filed with the Securities and Exchange Commission on July 1, 2022 Registration No. |
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| July 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Alpha Teknova, Inc. |
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| July 1, 2022 |
Exhibit 4.4 Alpha Teknova, Inc. INDENTURE Dated as of [ ] [ ] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 3 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 4 ARTICLE II. THE SECURITIES 4 Section 2.1 Issuable in Series 4 Section 2.2 Establishment of Te |
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| June 3, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File N |
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| May 11, 2022 |
Exhibit 10.2 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Amended and Restated Credit and Security Agreement (Revolving Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT |
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| May 11, 2022 |
Exhibit 10.1 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Amended and Restated Credit and Security Agreement (Term Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (TER |
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| May 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 11, 2022 |
Exhibit 99.1 Teknova Reports First Quarter 2022 Financial Results First quarter 2022 total revenue was $11.1 million, up 23% year-over-year Excluding Sample Transport revenue, first quarter 2022 total revenue was $11.1 million, up 37% year-over-year Strong cash position of $76.5 million supports investment in growth strategy HOLLISTER, Calif., May 11, 2022 ? Alpha Teknova, Inc. (?Teknova?) (Nasdaq |
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| April 28, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? ? ? Filed by a Party other than the Registrant ? ? ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (a |
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| March 18, 2022 |
Exhibit 4.3 DESCRIPTION OF SECURITIES OF ALPHA TEKNOVA, INC. General The authorized capital stock of Alpha Teknova, Inc. (referred to herein as ?Teknova,? ?company,? ?we,? ?us? and ?our?) consists of: ? 490,000,000 shares of common stock, $0.00001 par value per share (?common stock?); and ? 10,000,000 shares of undesignated preferred stock, $0.00001 par value per share (?preferred stock?). Common |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-40538 ALPHA TEKNOVA, |
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| March 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| March 15, 2022 |
Exhibit 99.1 Teknova Reports Fourth Quarter and Full Year 2021 Financial Results Full year 2021 total revenue was $36.9 million, up 18% year-over-year Excluding Sample Transport revenue of $1.5 million, full year 2021 total revenue was $35.4 million, up 31% year-over-year Company provides 2022 revenue guidance of $44-$48 million HOLLISTER, Calif., March 15, 2022 ? Alpha Teknova, Inc. (?Teknova?) ( |
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| February 14, 2022 |
TKNO / Alpha Teknova, Inc. / Davis Ted - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ALPHA TEKNOVA, INC. (Name of Issuer) Common Stock, $0.00001 par value (Title of Class of Securities) 02080L 102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 14, 2022 |
TKNO / Alpha Teknova, Inc. / Telegraph Hill Partners IV, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.)* Alpha Teknova, Inc. (Name of Issuer) Common Stock, par value $0.00001 (Title of Class of Securities) 02080L102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 14, 2022 |
EXHIBIT 99.3 – JOINT FILING AGREEMENT Exhibit 99.3 EXHIBIT 99.3 ? JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of Alpha Teknova, Inc. and further agree that this Joint Filing Agreement shall be inc |
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| January 27, 2022 |
As filed with the Securities and Exchange Commission on January 27, 2022 Registration No. |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission F |
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| November 15, 2021 |
Exhibit 10.1 Ken Gelhaus [email protected] September 20, 2021 Re: Offer of Employment Dear Mr. Gelhaus: Alpha Teknova, Inc. (?Company?) is pleased to offer you the position of Chief Commercial Officer, initially reporting to Stephen Gunsteam. Your primary job duties and responsibilities shall include leading marketing, sales, product management, commercial operations and customer service. Your an |
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| November 15, 2021 |
Exhibit 99.1 Teknova Expands Leadership Team with the Appointments of Ken Gelhaus as Chief Commercial Officer and Jennifer Henry as Senior Vice President, Marketing HOLLISTER, Calif., Nov 10, 2021 ? Alpha Teknova, Inc. (?Teknova?) (Nasdaq: TKNO), a leading manufacturer of cell culture media and supplements, protein purification buffers, and molecular biology reagents, today announced the appointme |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| November 10, 2021 |
Exhibit 99.1 Teknova Reports Third Quarter 2021 Financial Results $9.4 million in total revenue, up 5% year-over-year Excluding Sample Transport, total revenue was $9.3 million, up 26% year-over-year Strong cash position of $98.0 million supports investment in long-term growth strategy HOLLISTER, Calif., November 10, 2021 ? Alpha Teknova, Inc. (?Teknova?) (Nasdaq: TKNO), a leading provider of crit |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission F |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40538 ALPHA TEKNOVA, INC. |
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| August 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 11, 2021 |
Exhibit 99.1 Teknova Reports Second Quarter 2021 Financial Results ?$8.3 million in total revenue, up 38% year-over-year? ?Strong cash position of $108.0 million supports investment in long-term growth strategy? HOLLISTER, Calif., August 11, 2021 ? Alpha Teknova, Inc. (?Teknova?) (Nasdaq: TKNO), a leading provider of critical reagents for the development and production of biopharmaceutical product |
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| June 29, 2021 |
Exhibit 10.8 ALPHA TEKNOVA, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JUNE 14, 2021 APPROVED BY THE STOCKHOLDERS: JUNE 17, 2021 IPO DATE: JUNE 24, 2021 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain Designated Companies may be given an opportunity to purchase shares of Common Stock. The Plan permits the Comp |
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| June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2021 ALPHA TEKNOVA, INC. (Exact name of registrant as specified in its charter) Delaware 001-40538 94-3368109 (State or other jurisdiction of incorporation) (Commission File |
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| June 29, 2021 |
Exhibit 10.5 ALPHA TEKNOVA, INC. 2021 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JUNE 14, 2021 APPROVED BY THE STOCKHOLDERS: JUNE 17, 2021 IPO DATE: JUNE 24, 2021 1. GENERAL. (a) Plan Purpose. The Company, by means of the Plan, seeks to secure and retain the services of Employees, Directors and Consultants, to provide incentives for such persons to exert maximum efforts for the succe |
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| June 29, 2021 |
As filed with the Securities and Exchange Commission on June 29, 2021 As filed with the Securities and Exchange Commission on June 29, 2021 Registration No. |
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| June 29, 2021 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ALPHA TEKNOVA, INC. (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I OFFICES 1 SECTION 1. Registered Office 1 SECTION 2. Other Offices 1 ARTICLE II STOCKHOLDERS 1 SECTION 1. Place of Meetings 1 SECTION 2. Annual Meetings 1 SECTION 3. Special Meetings 1 SECTION 4. Notice of Meetings 1 SECTION 5. Quorum; Adjournment; Postponement 2 SECTION 6. Organ |
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| June 29, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA TEKNOVA, INC. a Delaware corporation (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Alpha Teknova, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), DOES HEREBY CER |
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| June 25, 2021 |
6,000,000 Shares Alpha Teknova, Inc. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-256795 PROSPECTUS 6,000,000 Shares Alpha Teknova, Inc. Common Stock This is Alpha Teknova, Inc.?s initial public offering. We are selling 6,000,000 shares of our common stock. The initial public offering price of our common stock is $16.00 per share. Prior to this offering, no public market existed for our common stock. Our co |
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| June 24, 2021 |
As filed with the Securities and Exchange Commission on June 24, 2021. As filed with the Securities and Exchange Commission on June 24, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA TEKNOVA, INC. (Exact name of Registrant as specified in its charter) Delaware 8731 94-3368109 (State or other jurisdiction of incorporation or organization) (Primar |
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| June 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALPHA TEKNOVA, INC. |
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| June 23, 2021 |
June 23, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Alpha Teknova, Inc. Registration Statement on Form S-1 (File No. 333-256795) Attn: Ms. Julie Sherman Ms. Mary Mast Mr. Alan Campbell Ms. Laura Crotty Ladies and Gentlemen: Pursuant to Rule 460 under the Securities Act of 1933, as amended, (the ?Act?), we wis |
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| June 23, 2021 |
Alpha Teknova, Inc. 2290 Bert Dr. Hollister, CA 95023 June 23, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Attention: Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549-0406 Re: Alpha Teknova, Inc. Registration Statement on Form S-1, as amended Registration No. 333-256795 Ladies and Gentlemen: Pursuant to Rule 461 under the Securit |
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| June 21, 2021 |
Exhibit 10.7 ALPHA TEKNOVA, INC. RSU AWARD GRANT NOTICE (2021 EQUITY INCENTIVE PLAN) Alpha Teknova, Inc. (the ?Company?) has awarded to you (the ?Participant?) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the ?RSU Award?). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the Company?s 2021 |
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| June 21, 2021 |
Exhibit 10.6 ALPHA TEKNOVA, INC. STOCK OPTION GRANT NOTICE (2021 EQUITY INCENTIVE PLAN) Alpha Teknova, Inc. (the ?Company?), pursuant to its 2021 Equity Incentive Plan (the ?Plan?), has granted to you (?Optionholder?) an option to purchase the number of shares of the Common Stock set forth below (the ?Option?). Your Option is subject to all of the terms and conditions as set forth herein and in th |
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| June 21, 2021 |
Alpha Teknova, Inc. 2021 Equity Incentive Plan. Exhibit 10.5 ALPHA TEKNOVA, INC. 2021 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JUNE 14, 2021 APPROVED BY THE STOCKHOLDERS: JUNE 17, 2021 IPO DATE: [ ], 2021 1. GENERAL. (a) Plan Purpose. The Company, by means of the Plan, seeks to secure and retain the services of Employees, Directors and Consultants, to provide incentives for such persons to exert maximum efforts for the success o |
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| June 21, 2021 |
Exhibit 3.3 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA TEKNOVA, INC. a Delaware corporation (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Alpha Teknova, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), DOES HEREBY CER |
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| June 21, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA TEKNOVA, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Alpha Teknova, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?General Corporation Law?), DOES HEREBY CERTIFY: 1. That the name o |
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| June 21, 2021 |
As filed with the Securities and Exchange Commission on June 21, 2021. Table of Contents As filed with the Securities and Exchange Commission on June 21, 2021. |
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| June 21, 2021 |
CONFIDENTIAL TREATMENT REQUESTED BY ALPHA TEKNOVA, INC. June 21, 2021 Ms. Julie Sherman Ms. Mary Mast Mr. Alan Campbell Ms. Laura Crotty U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Alpha Teknova, Inc. Registration Statement on Form S-1 CIK No. 0001850902 Ladies and Gentlemen: This letter responds to the comments of the staff (the ?Staff?) of the Securities |
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| June 21, 2021 |
Exhibit 10.26 ALPHA TEKNOVA, INC. EXECUTIVE SEVERANCE AND CHANGE IN CONTROL PLAN 1. Purpose. The purpose of this Alpha Teknova, Inc. Executive Severance and Change in Control Plan (the ?Plan?) is to encourage employees of Alpha Teknova, Inc. (the ?Company?) to remain in the employ of the Company and its Affiliates by providing severance protections to such employees in the event that their employm |
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| June 21, 2021 |
Exhibit 10.17 Alpha Teknova, Inc. Annual Incentive Bonus Plan Effective January 1, 2021 1. PURPOSE This Annual Incentive Bonus Plan (the ?Plan?) for Alpha Teknova, Inc., a Delaware corporation (the ?Company?) is an annual incentive compensation plan intended to motivate and reward selected employees with performance-based compensation. 2. ELIGIBILITY 2.1. Eligibility to Participate. (a) General. A |
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| June 21, 2021 |
Exhibit 4.1 NUMBER SHARES AT SEE REVERSE FOR INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CERTAIN DEFINITIONS C o M M o n s T o C K CUSIP 02080L 10 2 This CerTifies ThaT: SPECIMEN?NOT NEGOTIABLE is The owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF $0.00001 PAR VALUE EACH OF AlphA TeknovA, Inc. transferable on the books of the Corporation in person or by duly authorized a |
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| June 21, 2021 |
Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF ALPHA TEKNOVA, INC. (a Delaware corporation) TABLE OF CONTENTS Page ARTICLE I OFFICES 1 SECTION 1. Registered Office 1 SECTION 2. Other Offices 1 ARTICLE II STOCKHOLDERS 1 SECTION 1. Place of Meetings 1 SECTION 2. Annual Meetings 1 SECTION 3. Special Meetings 1 SECTION 4. Notice of Meetings 1 SECTION 5. Quorum; Adjournment; Postponement 2 SECTION 6. Organ |
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| June 21, 2021 |
Alpha Teknova, Inc. 2021 Employee Stock Purchase Plan. Exhibit 10.8 ALPHA TEKNOVA, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JUNE 14, 2021 APPROVED BY THE STOCKHOLDERS: JUNE 17, 2021 IPO DATE: [ ], 2021 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain Designated Companies may be given an opportunity to purchase shares of Common Stock. The Plan permits the Company |
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| June 21, 2021 |
Form of Underwriting Agreement. Exhibit 1.1 [?] Shares ALPHA TEKNOVA, INC. Common Stock UNDERWRITING AGREEMENT , 2021 COWEN AND COMPANY, LLC WILLIAM BLAIR & COMPANY, L.L.C. As Representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o William Blair & Company, L.L.C. 150 North Riverside Plaza Chicago, Illinois 60606 Dear Sirs and Madams: 1. INTRODUCTORY. Alpha Teknova, |
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| June 21, 2021 |
Exhibit 10.16 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of between Alpha Teknova, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors, officers or in other capacities unless they are provided with adequate protec |
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| June 4, 2021 |
Exhibit 10.23 COMMERCIAL LEASE AGREEMENT THIS LEASE is entered into on October 7th, 2020 (the ?Effective Date?), by and between Ken & Jill Gimelli, LLC, a California limited liability company (?Lessor?) and Alpha Teknova, Inc., a Delaware corporation (?Lessee?). ARTICLE 1 PREMISES Section 1.01. Property to be Leased. Lessor hereby leases to Lessee on the terms and conditions set forth herein the r |
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| June 4, 2021 |
Bylaws of Alpha Teknova, Inc., as currently in effect. Exhibit 3.2 BYLAWS OF ALPHA TEKNOVA, INC. ARTICLE I CORPORATE OFFICES 1.1 Offices In addition to the corporation?s registered office set forth in the certificate of incorporation, the Board of Directors may at any time establish other offices at any place or places where the corporation is qualified to do business. ARTICLE II MEETINGS OF STOCKHOLDERS 2.1 Place Of Meetings Meetings of stockholders |
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| June 4, 2021 |
Exhibit 10.13 Matthew Lowell January 22, 2021 Re: Offer of Employment Dear Matthew: Alpha Teknova, Inc. (?Company?) is pleased to offer you the position of Chief Financial Officer, initially reporting to Stephen Gunstream. Your primary job duties and responsibilities shall include the planning, implementation, managing and running of all the finance activities of a company, including business plan |
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| June 4, 2021 |
Exhibit 10.19 LEASE AGREEMENT 2290 Bert Drive Hollister, CA 95023 Parcel Number 051-15-08-0 THIS LEASE is made and executed, in duplicate, at Hollister, California, on the date hereinafter set forth by and between MCMAR LLC. and TEKNOVA, a Corporation, hereinafter referred to respectively as ?Lessor,? and ?Lessee?, without regard to number or gender. IT IS AGREED between the parties hereto as foll |
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| June 4, 2021 |
Exhibit 10.20 LEASE THIS LEASE made as of the 1st day of September, 2019 between MEECHES LLC, a Massachusetts limited liability company, of 170 Forbes Blvd., Mansfield, MA 02048 (?Lessor?), and ALPHA TEKNOVA, INC., a Delaware corporation (d/b/a Teknova), of 2290 Bert Dr. Hollister, CA 95023 (?Lessee?). 1. PREMISES: Lessor leases to Lessee, and Lessee leases from Lessor, the following premises (?Pr |
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| June 4, 2021 |
Exhibit 10.21 LEASE AGREEMENT SUMMARY OF BASIC LEASE INFORMATION This Summary of Basic Lease Information (the ?Summary?) is hereby incorporated by reference into and made a part of the attached Lease Agreement. Each reference in the Lease Agreement to any term of this Summary shall have the meaning as set forth in this Summary for such term. In the event of a conflict between the terms of this Sum |
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| June 4, 2021 |
Amended and Restated Certificate of Incorporation of Alpha Teknova, Inc., as currently in effect. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA TEKNOVA, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Alpha Teknova, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?General Corporation Law?), DOES HEREBY CERTIFY: 1. That the name o |
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| June 4, 2021 |
Exhibit 4.2 INVESTORS? RIGHTS AGREEMENT THIS INVESTORS? RIGHTS AGREEMENT (this ?Agreement?), is made as of the 14th day of January, 2019, by and among Alpha Teknova, Inc., a Delaware corporation (the ?Company?), each of the investors listed on Schedule A hereto, each of which is referred to in this Agreement as an ?Investor?, and each of the holders of Common Stock listed on Schedule B, each of wh |
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| June 4, 2021 |
Exhibit 10.12 August 18, 2020 Damon A. Terrill Re: Offer of Employment Dear Damon: Alpha Teknova, Inc. (?Company?) is pleased to offer you the position of General Counsel & Chief Administrative Officer, initially reporting to Stephen Gunstream. Your primary job duties and responsibilities shall include overseeing the legal and administrative operations within our organization. Your anticipated sta |
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| June 4, 2021 |
Offer Letter, dated as of November 24, 2020, between Alpha Teknova, Inc. and Neal Goodwin. Exhibit 10.15 November 24, 2020 Neal Goodwin Re: Offer of Employment Dear Neal: Alpha Teknova, Inc. (?Company?) is pleased to offer you the position of Chief Science Officer, initially reporting to Stephen Gunstream. Your primary job duties and responsibilities shall include building, leading, coaching and growing a great team of highly skilled scientists able to support the business in its ambiti |
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| June 4, 2021 |
Offer Letter, dated as of January 14, 2019, between Alpha Teknova, Inc. and Ted Davis. Exhibit 10.10 ALPHA TEKNOVA, INC. January 14, 2019 Thomas E. Davis 2290 Bert Dr. Hollister, CA 95023 Dear Ted: Alpha Teknova, Inc., a Delaware corporation (the ?Company?), is pleased to confirm the new terms of your employment with the Company as described below, subject to and effective as of the closing of the Series A Preferred Stock investment and common stock repurchase (collectively, the ?Tr |
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| June 4, 2021 |
Offer Letter, dated as of January 14, 2019, between Alpha Teknova, Inc. and Irene Davis. Exhibit 10.11 ALPHA TEKNOVA, INC. January 14, 2019 Irene Davis 2290 Bert Dr. Hollister, CA 95023 Dear Irene: Alpha Teknova, Inc., a Delaware corporation (the ?Company?), is pleased to confirm the new terms of your employment with the Company as described below, subject to and effective as of the closing of the Series A Preferred Stock investment and common stock repurchase (collectively, the ?Tran |
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| June 4, 2021 |
Exhibit 10.1 ALPHA TEKNOVA, INC. 2016 STOCK PLAN 1. Purposes of Plan. The purposes of this 2016 Stock Plan (?Plan?) are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive to Employees and Consultants of Company, and to promote the success of the business of the Company. Options granted under the Plan may be Incentive Stoc |
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| June 4, 2021 |
June 4, 2021 Ms. Julie Sherman Ms. Mary Mast Mr. Alan Campbell Ms. Laura Crotty U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Alpha Teknova, Inc. Amendment No. 1 to Draft Registration Statement on Form S-1 Submitted May 14, 2021 CIK No. 0001850902 Ladies and Gentlemen: This letter responds to the commen |
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| June 4, 2021 |
Exhibit 10.14 November 4, 2020 Lisa Hood Re: Offer of Employment Dear Lisa: Alpha Teknova, Inc. (?Company?) is pleased to offer you the position of Chief People Officer, initially reporting to Stephen Gunstream. Your primary job duties and responsibilities shall include developing and implementing HR strategies and managing all aspects of Human Resources for the business. Your anticipated starting |
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| June 4, 2021 |
Exhibit 10.25 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Credit and Security Agreement (Term Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. CREDIT AND SECURITY AGREEMENT (TERM LOAN) dated as of March 26, 2021 by and |
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| June 4, 2021 |
Exhibit 10.3 ALPHA TEKNOVA, INC. 2020 EQUITY INCENTIVE PLAN Table of Contents Page 1. Establishment, Purpose and Term of Plan 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction 1 2.1 Definitions 1 2.2 Construction 6 3. Administration 6 3.1 Administration by the Board 6 3.2 Authority to Delegate 7 3.3 Powers of the Board 7 3.4 Administration with Respect to Insid |
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| June 4, 2021 |
Exhibit 10.9 ***Certain identified information has been omitted from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the Registrant if publicly disclosed. Such omitted information is indicated by brackets (?[...***...]?) in this exhibit. *** November 16, 2019 Stephen Gunstream Dear Stephen: Alpha Teknova, Inc., a Delaware corporation (the ?Company?) |
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| June 4, 2021 |
Exhibit 10.2 STOCK OPTION AGREEMENT ALPHA TEKNOVA, INC. 2016 STOCK PLAN This Stock Option Agreement (?Agreement?) is entered into effective , 20 , by and between Alpha Teknova, Inc., a California corporation (?Company?), and Optionee (see below). Unless otherwise defined herein, all terms used in this Option Agreement shall have the same defined meanings as set forth in the 2016 Stock Plan (?Plan? |
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| June 4, 2021 |
Exhibit 10.18 LEASE AGREEMENT 2250 Bert Drive Hollister, CA 95023 Parcel Number 051-15-04-009-0 THIS LEASE is made and executed, in duplicate, at Hollister, California, on the date hereinafter set forth by and between Michael & Paige McCullough and TEKNOVA, a Corporation, hereinafter referred to respectively as ?Lessor,? and ?Lessee?, without regard to number or gender. IT IS AGREED between the pa |
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| June 4, 2021 |
Page | 1 Exhibit 10.22 WAREHOUSE LEASE AGREEMENT This Warehouse Lease Agreement (?Lease Agreement?) shall be effective on January 1, 2021 (the ?Effective Date?), and have the following terms and conditions. 1. LANDLORD: Is the Mooney Family LP, referred to in this Lease Agreement as ?Landlord.? 2. TENANT: Is Alpha-Teknova, Inc. (dba Teknova), referred to in this Lease Agreement as ?Tenant.? 3. LEA |
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| June 4, 2021 |
Exhibit 10.24 Pursuant to Regulation S-K, Item 601(a)(5), the schedules and exhibits to the Credit and Security Agreement (Revolving Loan) as referred to herein have not been filed. The Registrant agrees to furnish supplementally a copy of any omitted schedules or exhibits to the Securities and Exchange Commission upon request. CREDIT AND SECURITY AGREEMENT (REVOLVING LOAN) dated as of March 26, 2 |
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| June 4, 2021 |
Power of Attorney (see page II-6 of the original filing of this Registration Statement on Form S-1). Table of Contents As filed with the Securities and Exchange Commission on June 4, 2021. |
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| June 4, 2021 |
Exhibit 10.4 THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAVE NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF SUCH SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO SUCH QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM QUALIFICATION BY SECTION 25100, 25102, OR 25105 OF TH |
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| May 14, 2021 |
Table of Contents Amendment No. 1 to Confidential Draft Submission As confidentially submitted to the Securities and Exchange Commission on May 14, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, |
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| May 14, 2021 |
DRSLTR 1 filename1.htm May 14, 2021 Ms. Julie Sherman Ms. Mary Mast Mr. Alan Campbell Ms. Laura Crotty U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Alpha Teknova, Inc. Draft Registration Statement on Form S-1 Submitted April 5, 2021 CIK No. 0001850902 Ladies and Gentlemen: This letter responds to the c |
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| April 5, 2021 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on April 2, 2021. |
