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| LEI | 549300YM7091ZVQS2B12 |
| CIK | 7039 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Trecora Resources
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33926 Trecora Resources (Exact name of registrant as specified in its ch |
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| June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 27, 2022 TRECORA RESOURCES (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227095 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-188451 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-154708 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-39543 Under |
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| June 27, 2022 |
Second Amended and Restated Bylaws of Trecora Resources. Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF TRECORA RESOURCES These Second Amended and Restated Bylaws (the ?Bylaws?) are adopted by this Corporation and are supplemental to the General Corporation Law of the State of Delaware, as the same shall from time to time be in effect. ARTICLE I. NAME AND SEAL. Section 101. Name. The name of the Corporation is Trecora Resources. Section 102. State of |
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| June 27, 2022 |
TREC / Trecora Resources / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Trecora Resources (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 894648104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pe |
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| June 27, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 08, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 27, 2022 |
Second Amended and Restated Certificate of Incorporation of Trecora Resources. Exhibit 3.1 STATE OF DELAWARE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF TRECORA RESOURCES ARTICLE I The name of the corporation is Trecora Resources (hereinafter, the ?Corporation?). ARTICLE II The registered office of the Corporation in the State of Delaware is 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808. The name of its registered agent at such address |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 27, 2022 (June 24, 2022) TRECORA RESOURCES (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Comm |
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| June 27, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Trecora Resources and Balmoral Swan Merger Sub, Inc. Announce Completion of the Tender Offer for All Outstanding Shares of Trecora Resources SUGAR LAND, TX and LOS ANGELES, CA ? June 24, 2022 ? Trecora Resources (NYSE: TREC) (?Trecora? or the ?Company?) and Balmoral Swan MergerSub, Inc. (the ?Purchaser?), an affiliate of Balmoral Funds, LLC (together with its con |
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| June 27, 2022 |
Balmoral Funds, LLC Completes Acquisition of Trecora Resources Exhibit 99.2 FOR IMMEDIATE RELEASE Balmoral Funds, LLC Completes Acquisition of Trecora Resources LOS ANGELES, CA ? June 27, 2022 ? Balmoral Funds, LLC (?Balmoral?) announced today that it has successfully completed its previously announced acquisition of Trecora Resources (?Trecora?) at a price of $9.81 per share, net to each seller, in cash, without interest and subject to any required tax withh |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227095 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-188451 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-154708 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-39543 Under |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227095 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-188451 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-154708 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-39543 Under |
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| June 27, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 08, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-227095 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-188451 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-154708 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-39543 Under |
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| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Amendment No. 3) (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Trecora Resources (Name of Subject Company) Trecora Resources (Name of Person Filing Statement) Common Stock, $0.10 par value per share (Title of Class of Securities) 894648104 (CU |
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| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) Trecora Resources (Name of Subject Company (Issuer)) Balmoral Swan MergerSub, Inc. (Name of Filing Person (Offeror)) a direct wholly owned subsidiary of Balmoral Swan Parent, Inc. (Name of Filing Perso |
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| June 15, 2022 |
SC TO-T/A 1 d253349dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) Trecora Resources (Name of Subject Company (Issuer)) Balmoral Swan MergerSub, Inc. (Name of Filing Person (Offeror)) a direct wholly owned subsidiary of Balmora |
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| June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Amendment No. 2) (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Trecora Resources (Name of Subject Company) Trecora Resources (Name of Person Filing Statement) Common Stock, $0.10 par value per share (Title of Class of Securities) 894648104 (CU |
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| June 7, 2022 |
SC TO-T/A 1 d274864dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Trecora Resources (Name of Subject Company (Issuer)) Balmoral Swan MergerSub, Inc. (Name of Filing Person (Offeror)) a direct wholly owned subsidiary of Balmora |
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| June 7, 2022 |
Exhibit (a)(1)(B) LETTER OF TRANSMITTAL to Tender Shares of Common Stock of TRECORA RESOURCES at $9. |
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| June 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Amendment No. 1) (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Trecora Resources (Name of Subject Company) Trecora Resources (Name of Person Filing Statement) Common Stock, $0.10 par value per share (Title of Class of Securities) 894648104 (CU |
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| June 7, 2022 |
Letter to Stockholders, dated June 7, 2022. Exhibit (a)(1)(H) June 7, 2022 Balmoral Swan MergerSub, Inc. Dear Trecora Resources Stockholder: Enclosed please find a replacement Letter of Transmittal in connection with the offer by Balmoral Swan Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Balmoral Swan Parent, Inc. to purchase any and all of the issued and outstanding shares (the ?Shares?) of common stock, par va |
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| June 6, 2022 |
TREC / Trecora Resources / Beryl Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) May 27, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| June 6, 2022 |
TREC / Trecora Resources / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Trecora Resources (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 894648104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 6)1 Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Pe |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 4)1 Trecora Resources (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 894648104 (CUSIP Number) BRADLEY L. RADOFF 27 |
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| May 26, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Trecora Resources (Name of Subject Company) Trecora Resources (Names of Persons Filing Statement) Common Stock, $0.10 par value per share (Title of Class of Securities) 894648104 ( |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Trecora Resources (Name of Subject Company (Issuer)) Balmoral Swan MergerSub, Inc. (Name of Filing Person (Offeror)) a direct wholly owned subsidiary of Balmoral Swan Parent, Inc. (Name of Filing Person (Offeror)) Balmo |
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| May 25, 2022 |
Exhibit (d)(6) CONFIDENTIALITY AGREEMENT This Confidentiality Agreement (?Agreement?), dated as of December 16, 2021, is entered into by and between Trecora Resources, on behalf of itself and its subsidiaries (collectively, ?Company?), with an office located at 1650 Hwy 6 S, Suite 190, Sugar Land, Texas 77478, U. |
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| May 25, 2022 |
Form of Notice of Guaranteed Delivery. Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY for Tender of Shares of Common Stock of TRECORA RESOURCES at $9. |
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| May 25, 2022 |
Exhibit d(2) Final AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?) is made this 25 day of May 2022, by and among BALMORAL SWAN PARENT, INC. |
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| May 25, 2022 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. Exhibit (a)(1)(D) OFFER TO PURCHASE FOR CASH Any and All Outstanding Shares of Common Stock of TRECORA RESOURCES at $9. |
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| May 25, 2022 |
Exhibit (d)(3) STRICTLY CONFIDENTIAL BALMORAL SPECIAL SITUATIONS FUND III, L.P. 11150 Santa Monica Blvd., Suite 825 Los Angeles, California 90025 May 11, 2022 Balmoral Swan Parent, Inc. c/o Balmoral Funds LLC 11150 Santa Monica Blvd., Suite 825 Los Angeles, California 90025 Attention: David Shainberg Telephone: (310) 496-6772 Email: [email protected] Ladies and Gentlemen: 1. Reference i |
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| May 25, 2022 |
Exhibit (b)(2 ) Execution Version WHITE OAK GLOBAL ADVISORS, LLC SPP CREDIT ADVISORS, LLC 3 Embarcadero Center, 5th Floor 550 Fifth Avenue, 12th Floor San Francisco, CA 94111 New York, NY 10036 May 11, 2022 Balmoral Swan Parent, Inc. |
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| May 25, 2022 |
Offer to Purchase, dated May 25, 2022. Table of Contents Exhibit (a)(1)(A) OFFER TO PURCHASE FOR CASH Any and All Outstanding Shares of Common Stock Of TRECORA RESOURCES at $9. |
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| May 25, 2022 |
Form of Letter to Participants in the Texas Oil & Chemical Co. II, Inc. 401(k) Plan Exhibit (a)(1)(F) LETTER OF INSTRUCTION Mail or deliver this Letter of Instruction, or a facsimile, to: If delivering by mail: By overnight delivery: Computershare Trust Company, N. |
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| May 25, 2022 |
Text of Summary Advertisement, as published in The New York Times on May 25, 2022. Exhibit a(1)(G) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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| May 25, 2022 |
Exhibit (d)(5) STRICTLY CONFIDENTIAL LIMITED GUARANTEE This LIMITED GUARANTEE, dated as of May 11, 2022 (as may be amended, restated, supplemented or otherwise modified, this ?Limited Guarantee?), by Balmoral Special Situations Fund III, L. |
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| May 25, 2022 |
Exhibit 107 FILING FEE TABLE SCHEDULE TO TRECORA RESOURCES (Name of Subject Company (Issuer)) BALMORAL SWAN MERGER SUB, INC. |
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| May 25, 2022 |
Revolving Credit Commitment Letter, dated as of May 11, 2022, by Bank of America, N.A. to Parent. Exhibit (b)(1) Execution Version May 11, 2022 Balmoral Swan Parent, Inc. c/o Balmoral Funds, LLC 11150 Santa Monica Boulevard, #825 Los Angeles, California 90025 Attention: Richard Levernier Re: Commitment Letter ? Project Swan Ladies and Gentlemen: You have advised Bank of America, N.A. (?Bank of America?) that you and certain affiliates and co-investors (collectively, the ?Equity Investors?) hav |
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| May 25, 2022 |
Exhibit (a)(1)(E) OFFER TO PURCHASE FOR CASH Any and All Outstanding Shares of Common Stock of TRECORA RESOURCES at $9. |
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| May 25, 2022 |
AMENDMENT TO AGREEMENT AND PLAN OF MERGER Exhibit 99.1 AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?) is made this 25th day of May 2022, by and among BALMORAL SWAN PARENT, INC., a Delaware corporation (?Parent?); BALMORAL SWAN MERGERSUB, INC., a Delaware corporation and a wholly owned, direct subsidiary of Parent (?Merger Sub?); and TRECORA RESOURCES, a Delaware corporation (the |
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| May 25, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2022 TRECORA RESOURCES (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 25, 2022 |
Exhibit (a)(1)(B) LETTER OF TRANSMITTAL to Tender Shares of Common Stock of TRECORA RESOURCES at $9. |
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| May 25, 2022 |
Exhibit (d)(4) ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement (the ?Agreement?) is made and entered into as of May 16, 2022, by and among Balmoral Special Situations Fund III, L. |
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| May 20, 2022 |
Exhibit 99.1 Employee Communication This morning we announced that we have signed a definitive agreement to be acquired by Balmoral Funds. Following the completion of the transaction, we will become a privately held company. A copy of the press release we issued a few minutes ago is below. This transaction will create opportunities for our company, our employees and our customers. Balmoral is a pr |
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| May 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Trecora Resources (Name of Subject Company) Trecora Resources (Name of Person Filing Statement) COMMON STOCK, PAR VALUE $0.10 PER SHARE (Title of Class of Securities) 894648104 (CUSIP Number of Clas |
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| May 12, 2022 |
Exhibit 99.1 Trecora Resources Enters Into a Definitive Agreement to Be Acquired by an Affiliate of Balmoral Funds Purchase price of $9.81 per share in cash, with a total transaction value of $247 million Transaction follows a comprehensive strategic review process by the Trecora Board of Directors Trecora to adopt limited-duration shareholder rights plan as a condition to the transaction SUGAR LA |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 TRECORA RESOURCES (Exact name of registrant as specified in its charter) Delaware 75-1256622 (State or other jurisdiction of incorporation) (IRS Employer Identification No.) 1650 Hwy 6 South, Sui |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Trecora Resources (Name of Subject Company) Trecora Resources (Name of Person Filing Statement) COMMON STOCK, PAR VALUE $0.10 PER SHARE (Title of Class of Securities) 894648104 (CUSIP Number of Clas |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2022 TRECORA RESOURCES (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 12, 2022 |
Exhibit 99.2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this ?Agreement?), dated as of May 11, 2022, is by and among Balmoral Swan Parent, Inc., a Delaware corporation (?Parent?), Balmoral Swan MergerSub, Inc., a Delaware corporation (?Merger Sub?) and a wholly owned subsidiary of Parent, and each of the Persons set forth on Schedule A hereto (each, a ?Stockholder?). WHEREAS, |
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| May 12, 2022 |
Exhibit 4.1 RIGHTS AGREEMENT dated as of May 11, 2022 by and between TRECORA RESOURCES, as the Company, and COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent Table of Contents Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 9 Section 3. Issuance of Rights Certificates 10 Section 4. Form of Rights Certificates 12 Section 5. Countersignature and Registration 13 Section |
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| May 12, 2022 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among BALMORAL SWAN PARENT, INC., a Delaware corporation, BALMORAL SWAN MERGERSUB, INC., a Delaware corporation, and TRECORA RESOURCES, a Delaware corporation Dated as of May 11, 2022 TABLE OF CONTENTS ARTICLE 1 THE OFFER 3 1.1 The Offer 3 1.2 Company Actions 7 ARTICLE 2 THE MERGER 9 2.1 The Merger 9 2.2 Closing and Effective Time o |
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| May 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| May 5, 2022 |
EX-99.2 3 trecq12022earningspresen.htm EX-99.2 - - - 1 A leading provider of specialty hydrocarbons, specialty waxes, and custom processing services for a broad array of end markets T R E C O R A R E S O U R C E S ( N Y S E : T R E C ) MANAGEMENT PRESENTATION M AY 2 0 2 2 - - - 2 Forward Looking Statements Some of the statements and information contained in this presentation may constitute forward |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 5, 2022 |
trecoraq122earningsrelea Trecora Resources Announces First Quarter 2022 Results • First quarter revenue of $83. |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESO |
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| April 29, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Numbe |
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| April 12, 2022 |
PRRN14A 1 prrn14a1112600504122022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: |
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| April 4, 2022 |
DFAN14A 1 dfan14a1112600504042022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| April 1, 2022 |
PREC14A 1 prec14a1112600504012022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ |
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| March 23, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2022 TRECORA RESOURCES (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2022 TRECORA RESOURCES (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 23, 2022 |
Press Release, dated March 23, 2022 Exhibit 99.1 Trecora Resources Comments on Letter from Ortelius Advisors SUGAR LAND, Texas, March 23, 2022 ? Trecora Resources (?Trecora? or the ?Company?) (NYSE: TREC), a leading provider of specialty hydrocarbons and waxes, today issued the following statement regarding Ortelius Advisors? (?Ortelius?) letter to Trecora stockholders yesterday: ?Trecora?s Board of Directors and management team are |
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| March 23, 2022 |
Trecora Resources Comments on Letter from Ortelius Advisors Exhibit 99.1 Trecora Resources Comments on Letter from Ortelius Advisors SUGAR LAND, Texas, March 23, 2022 ? Trecora Resources (?Trecora? or the ?Company?) (NYSE: TREC), a leading provider of specialty hydrocarbons and waxes, today issued the following statement regarding Ortelius Advisors? (?Ortelius?) letter to Trecora stockholders yesterday: ?Trecora?s Board of Directors and management team are |
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| March 22, 2022 |
DFAN14A 1 dfan14a1112600503222022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| March 14, 2022 |
TREC / Trecora Resources / Radoff Bradley Louis Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 3)1 Trecora Resources (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 894648104 (CUSIP Number) BRADLEY L. RADOFF 27 |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 10, 2022 |
Letter Agreement, dated as of May 8, 2020, between Trecora Resources and Michael Silberman May 8, 2020 Michael W. Silberman [* * *] [* * *] [* * *] RE: Offer of Employment Dear Michael, We are pleased to extend this offer of employment for the position of General Counsel and Secretary with Trecora Resources, a Delaware corporation ("Trecora"). Please review this summary of terms and conditions for your anticipated employment with us. If you accept this offer, your start date will be Mon |
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| March 10, 2022 |
Letter Agreement, dated as of April 19, 2021, between Trecora Resources and Rafael Pons April 19, 2021 via email Rafael Pons [* * *] [* * *] RE: Offer of Promotion (Chief Manufacturing Officer) Dear Ralph: We are pleased to extend to you an offer of promotion to the position of Chief Manufacturing Officer with Trecora Resources, a Delaware corporation (the ?Company?). |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period from to Commission File Number 1-33926 |
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| March 10, 2022 |
Subsidiaries of Trecora Resources EX-21 5 exhibit21.htm EX-21 SUBSIDIARIES EXHIBIT 21 SUBSIDIARIES 1. Texas Oil & Chemical Co. II, Inc. is a Texas corporation doing business under its corporate name. Trecora Resources owns 100% of the capital stock of Texas Oil & Chemical Co. II. Inc. 2. Trecora Chemical, Inc. is a Texas corporation doing business under its corporate name. Texas Oil & Chemical Co. II, Inc. owns 100% of the capital |
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| March 10, 2022 |
Form of Indemnification Agreement entered into by each director and Trecora Resources D&O Indemnification Agreement This D&O Indemnification Agreement (this ?Agreement?), dated as of [March , 2022], is entered into by and between Trecora Resources, a Delaware corporation (the ?Company?), and [] (?Indemnitee?). |
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| March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 9, 2022 |
Trecora Resources Announces Fourth Quarter and Full Year 2021 Results Trecora Resources Announces Fourth Quarter and Full Year 2021 Results ?Full year revenue of $272. |
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| March 9, 2022 |
- - - 1 A leading provider of specialty hydrocarbons, specialty waxes, and custom processing services for a broad array of end markets TRECORA RESOURCES ( N YSE : TREC ) MANAGEMENT PRESENTATION M A R C H 2 0 2 2 - - - 2 Forward Looking Statements Some of the statements and information contained in this press release may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| February 14, 2022 |
TREC / Trecora Resources / YACKTMAN ASSET MANAGEMENT LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Trecora Resources. (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 7, 2022 |
Exhibit 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Peter DeSorcy 450 Park Avenue, Suite 2700 New York, NY 10022 (917) 595-5010 (Name, Address an |
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| February 7, 2022 |
TREC / Trecora Resources / Pangaea Ventures, L.P. - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Peter DeSorcy 450 Park Avenue, Suite 2700 New York, NY 10022 (917) 595-5010 (Name, Address and Telephon |
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| February 7, 2022 |
Form of Engagement and Indemnification Agreement. Exhibit 3 FORM OF ENGAGEMENT AND INDEMNIFICATION AGREEMENT ENGAGEMENT AND INDEMNIFICATION AGREEMENT, dated as of February 2022 (this ?Agreement?), by and between Pangaea Ventures, L. |
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| February 7, 2022 |
DFAN14A 1 tm225590d2dfan14a.htm DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Prelimin |
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| February 7, 2022 |
EX-2 3 tm225590d1ex2.htm EXHIBIT 2 Exhibit 2 Ortelius Nominates Six Highly Qualified and Independent Candidates for Election to the Board of Directors of Trecora Resources Issues Letter to Stockholders to Outline the Case for Meaningful Change Atop Trecora Following Years of Stagnation and Underperformance NEW YORK-(BUSINESS WIRE)-Ortelius Advisors, L.P., which collectively with its affiliates is |
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| February 7, 2022 |
Joint Filing Agreement, by and among the Reporting Persons, dated as of February 7, 2022. EX-1 2 tm225590d1ex1.htm EXHIBIT 1 Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| December 10, 2021 |
TREC / Trecora Resources / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| November 17, 2021 |
TREC / Trecora Resources / Radoff Bradley Louis Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Trecora Resources (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 894648104 (CUSIP Number) BRADLEY L. RADOFF 27 |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File |
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| November 12, 2021 |
Termination of a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File |
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| November 10, 2021 |
TREC / Trecora Resources / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) October 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File N |
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| November 4, 2021 |
EX-99.2 3 trecq321earningspresenta.htm EX-99.2 - - - 1 A leading provider of specialty hydrocarbons, specialty waxes, and custom processing services for a broad array of end markets Tre co ra Re s ou rce s I n c . (N YS E :TREC ) THI RD Q UA RTER EA RN I N G S N O V E M B E R 2 0 2 1 - - - 2 Forward Looking Statements Forward-looking statements involve known and unknown risks, uncertainties, assum |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA |
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| November 4, 2021 |
Trecora Resources Announces Third Quarter 2021 Results EX-99.1 2 trec3q21earningsrelease.htm EX-99.1 Trecora Resources Announces Third Quarter 2021 Results •Third quarter revenue of $74.6 million, an increase of 56.3% from the third quarter of 2020, driven by price and volume increases in both the Specialty Petrochemicals and Specialty Wax segments. •Third quarter net income from continuing operations increased 69.9% to $1.9 million from $1.1 million |
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| November 2, 2021 |
TREC / Trecora Resources / Pangaea Ventures, L.P. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Peter DeSorcy 450 Park Avenue, Suite 2700 New York, NY 10022 (917) 595-5010 (Name, Address and Telephon |
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| October 1, 2021 |
Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 24, 2021 |
TREC / Trecora Resources / Radoff Bradley Louis Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Trecora Resources (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 894648104 (CUSIP Number) BRADLEY L. RADOFF 27 |
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| September 9, 2021 |
TREC / Trecora Resources / Radoff Bradley Louis - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 Trecora Resources (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 894648104 (CUSIP Number) BRADLEY L. RADOFF 272 |
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| September 9, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.10 par value, of Trecora Resources, a Delaware corporation. This Joint F |
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| August 10, 2021 |
TREC / Trecora Resources / AL ATHEL FAHAD MOHAMMED SALEH - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Final Amendment) TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 8946481046 (CUSIP Number) Fahad M.S. Al Athel, P.O. Box 4900 Riyadh 11412, Saudi Arabia (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communic |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 5, 2021 |
EX-99.2 3 trec2q21earningsdeck.htm EX-99.2 Second Quarter 2021 Earnings NYSE: TREC www.trecora.com August 5, 2021 Forward Looking Statements 2 Forward-looking statements involve known and unknown risks, uncertainties, assumptions, and other important factors that could cause the actual results, performance or our achievements, or industry results, to differ materially from historical results, any |
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| August 5, 2021 |
Trecora Resources Announces Second Quarter 2021 Results ? Second quarter net income and Adjusted EBITDA increased year-over-year due to economic recovery and strong demand from end-use markets ? Second quarter net income from continuing operations of $2. |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESOU |
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| June 11, 2021 |
TREC / Trecora Resources / Pangaea Ventures, L.P. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Peter DeSorcy 450 Park Avenue, Suite 2700 New York, NY 10022 (917) 595-5010 (Name, Address and Telephon |
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| June 11, 2021 |
Joint Filing Agreement, by and among the Reporting Persons, dated as of June 11, 2021. Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of common stock, par value $0. |
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| June 9, 2021 |
TREC / Trecora Resources / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) May 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| May 14, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) April 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Peter DeSorcy 450 Park Avenue, Suite 2700 New York, NY 10022 (917) 595-5010 (Name, Address and Telephon |
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| May 6, 2021 |
Exhibit 10.4 EIGHTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?), is entered into as of May 3, 2021, by and among TEXAS OIL & CHEMICAL CO. II, INC., a Texas corporation (?Borrower?), certain subsidiaries of the Borrower party hereto, as guarantors (the ?Guarantors?), the lenders from time to time party hereto ( |
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| May 6, 2021 |
TRECORA RESOURCES Restricted Stock Unit Agreement (Performance-Based) This Restricted Stock Unit Agreement (this ?Agreement?), dated as of the [] [], 20[] (the ?Grant Date?) is entered into by and between TRECORA RESOURCES, a Delaware corporation (the ?Company?) and (the ?Participant?). |
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| May 6, 2021 |
EX-10.3 4 townsendretirementagreement.htm EX-10.3 April 19, 2021 via email John (Dick) R. Townsend [] [] RE: Retirement Agreement Dear Dick: This letter agreement (this “Agreement”) confirms the arrangements relating to your retirement from Trecora Resources, a Delaware corporation (“Trecora” and, together with its subsidiaries, divisions, affiliates, predecessors and successors, the “Company”). T |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESO |
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| May 6, 2021 |
TRECORA RESOURCES Restricted Stock Unit Agreement (Time-Based) This Restricted Stock Unit Agreement (this ?Agreement?), dated as of the [] [], 20[] (the ?Grant Date?) is entered into by and between TRECORA RESOURCES, a Delaware corporation (the ?Company?) and (the ?Participant?). |
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| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 5, 2021 |
Trecora Resources Announces First Quarter 2021 Results ? First quarter net loss and Adjusted EBITDA negatively impacted by the Texas freeze event in February 2021 ? First quarter net loss from continuing operations of $4. |
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| May 5, 2021 |
EX-99.2 3 q121earningsdeck.htm EX-99.2 First Quarter 2021 Earnings NYSE: TREC www.trecora.com May 5, 2021 Forward Looking Statements 2 Forward-looking statements involve known and unknown risks, uncertainties, assumptions, and other important factors that could cause the actual results, performance or our achievements, or industry results, to differ materially from historical results, any future r |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Peter DeSorcy 450 Park Avenue, Suite 2700 New York, NY 10022 (917) 595-5010 (Name, Address and Telephon |
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| April 21, 2021 |
EX-99.1 2 trecorapressreleaseapril.htm EX-99.1 Trecora Announces Rafael (Ralph) Pons as New Chief Manufacturing Officer • John R. (Dick) Townsend to Retire as Executive Vice President and Chief Manufacturing Officer effective May 14, 2021 SUGAR LAND, Texas, April 21, 2021 – Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes |
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| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 16, 2021 |
Trecora Resources Provides Update on First Quarter 2021 Financial Impact from Gulf Coast Winter Freeze Event SUGAR LAND, Texas, April 16, 2021 ? Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, today provided an update on the financial impact for first quarter 2021, reflecting the effects from the unprecedented winter freeze in Texas and the Gulf Coast region. |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 18, 2021 |
Joint Filing Agreement, by and among the Reporting Persons, dated as of March 18, 2021. EX-1 2 tm2110137d1ex-1.htm EXHIBIT 1 Exhibit 1 Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments there |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Trecora Resources (Name of Issuer) Common Stock, par value $0.10 (Title of Class of Securities) 894648104 (CUSIP Number) Ortelius Advisors, L.P. c/o Peter DeSorcy 450 Park Avenue, Suite 2700 New York, NY 10022 (917) 595-5010 (Name, Address and Telephone N |
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| March 9, 2021 |
Trecora Resources Announces Fourth Quarter and Full Year 2020 Results ? Full year net income of $31. |
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| March 9, 2021 |
EX-10.14 2 annualbonusprogram.htm EX-10.14 ANNUAL BONUS PROGRAM Exhibit 10.14 Summary of Trecora Resources Annual Bonus Program Trecora Resources (the “Company”) maintains a performance-based annual cash bonus program (the “Bonus Program”) for its executive employees. Eligibility. The Company’s Compensation Committee determines which Company employees are eligible to participate in the Bonus Progr |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 9, 2021 |
Fourth Quarter and Full Year 2020 Earnings March 9, 2021 NYSE: TREC www.trecora.com Forward Looking Statements 2 Forward-looking statements involve known and unknown risks, uncertainties, assumptions, and other important factors that could cause the actual results, performance or our achievements, or industry results, to differ materially from historical results, any future results, or performance |
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| March 9, 2021 |
Exhibit 10.15 Page 1 of 8 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (?Agreement?), dated as of March 5, 2021, is entered into by and between Trecora Resources, a Delaware corporation (?Company?), with a mailing address of 1650 Hwy. 6 S, Suite 190, Sugar Land, TX 77478, U.S.A., and Joseph Tanner (?Consultant?), with a mailing address of [***]. Company and Consultant may also |
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| March 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period from to Commission File Number 1-33926 |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 1, 2021 |
EX-99.1 2 trecorasharerepurchasepr.htm EX-99.1 March 1, 2021 Trecora Resources Announces New $20 Million Share Repurchase Program SUGAR LAND, Texas, March 1, 2021 /PRNewswire/ - Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, announced today that its Board of Directors (the "Board") has authorized the repurchase of up t |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Trecora Resources Title of Class of Securities: Common Stock CUSIP Number: 894648104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| November 20, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File |
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| November 20, 2020 |
pressreleasereceiptofirs November 17, 2020 Trecora Announces Receipt of $14.6 Million U.S. Income Tax Refund Under CARES Act SUGAR LAND, Texas, Nov. 17, 2020 /PRNewswire/ - Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, today announced that on November 16, 2020, it had received approximately $14.6 million, including in |
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| November 4, 2020 |
EX-99.1 2 trec3q20earningsrelease.htm EX-99.1 Trecora Resources Reports Third Quarter 2020 Results • Successful completion of AMAK sale resulting in net cash proceeds of $61 million • Paydown of $31.1 million of debt; Bank debt of $47.1 million vs. $78.2 million at the end of June; Total cash balance of $51.9 million at end of September • Third quarter net income of $22.4 million (which includes t |
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| November 4, 2020 |
trecearningsdeckq320 Third Quarter 2020 Earnings November 4, 2020 NYSE: TREC www.trecora.com 2 Forward Looking Statements Forward-looking statements involve known and unknown risks, uncertainties, assumptions, and other important factors that could cause the actual results, performance or our achievements, or industry results, to differ materially from historical results, any future results, or pe |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File N |
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| September 29, 2020 |
See accompanying notes to unaudited pro forma condensed consolidated financial information. Exhibit 99.2 Unaudited Pro Forma Condensed Consolidated Financial Information On September 22, 2019, Trecora Resources (the “Company”) entered into a Share Sale and Purchase Agreement (as amended, the “Purchase Agreement”) with Al Masane Al Kobra Mining Company, a Saudi Arabian closed joint stock company (“AMAK”), and certain other existing shareholders of AMAK (collectively, the “Purchasers”) pur |
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| September 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File |
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| September 29, 2020 |
amakclosepressrelease09- Trecora Resources Completes Sale of AMAK Shares Sale completion allows for singular focus on execution and growth SUGAR LAND, Texas, September 29, 2020 – Trecora Resources (“Trecora” or the “Company”) (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, today announced that on September 28, 2020, the Company completed its share sale transaction in Al Masane Al Kobra Mining Co. |
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| September 8, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File |
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| September 8, 2020 |
EX-99.1 2 trecoradebtreductionpres.htm EX-99.1 Trecora Resources Announces $30 Million Debt Paydown - Leverage ratio reduced to 1.5x-2.0x Adjusted EBITDA from continuing operations - Current outstanding term loan debt of $48.2 million vs. $78.2 million at the end of June SUGAR LAND, Texas, September 8, 2020 – Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specia |
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| August 18, 2020 |
Trecora Resources Receives Additional Proceeds For Partial AMAK Share Sale Trecora Resources Receives Additional Proceeds For Partial AMAK Share Sale SUGAR LAND, Texas, August 17, 2020 – Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, today provided an update on the previously announced sale of its shares in Al Masane Al Kobra Mining Co. |
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| August 18, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware 1-33926 75-1256622 (State or other jurisdiction of incorporation) (Commission File N |
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| August 6, 2020 |
EX-10.4 5 supplyhandlingagreement.htm EXHIBIT 10.4 Exhibit 10.5 Text omitted has been redacted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. [**SOURCE A**] indicates the redacted portions of this exhibit that refer to a third party supplier of natural gas to Martin Operating Partnership L.P. [***] indicates other redacted portions of this exhibi |
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| August 6, 2020 |
Promissory Note Date Loan Amount Interest Rate after Deferment Period Deferment Period April 30, 2020 $2,188,087. |
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| August 6, 2020 |
EX-10.1 2 seventhamendmentcredit.htm EXHIBIT 10.1 Exhibit 10.4 SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), is entered into as of May 8, 2020, by and among TEXAS OIL & CHEMICAL CO. II, INC., a Texas corporation (“Borrower”), certain subsidiaries of the Borrower party hereto, as guarantors (the “Guaran |
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| August 6, 2020 |
EX-10.2 3 shrpromissorynote.htm EXHIBIT 10.2 Promissory Note Date Loan Amount Interest Rate after Deferment Period Deferment Period April 30, 2020 $3,934,750.00 1.00% fixed per annum 6 months This Promissory Note (“Note”) sets forth and confirms the terms and conditions of a term loan to South Hampton Resources, Inc. (whether one or more than one, “Borrower”) from Bank of America, NA, a national b |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESOU |
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| August 6, 2020 |
EX-10.5 6 trecorapsuagreeement20.htm EXHIBIT 10.5 Trecora Resources Stock and Incentive Plan Restricted Stock Unit Agreement This Agreement is made and entered into as of the , 20 (the “Date of Grant”) by and between Trecora Resources, a Delaware corporation (the “Company”) and you; WHEREAS, the Company in order to induce you to enter into and to continue and dedicate service to the Company and to |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-125 |
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| August 5, 2020 |
trecearningsdeckq220 Second Quarter 2020 Earnings Overview August 5, 2020 2 Forward Looking Statements Forward-looking statements involve known and unknown risks, uncertainties, assumptions, and other important factors that could cause the actual results, performance or our achievements, or industry results, to differ materially from historical results, any future results, or performance or achievements expressed or implied by such forward– looking statements. |
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| August 5, 2020 |
Trecora Resources Reports Second Quarter and First Half 2020 Results Trecora Resources Reports Second Quarter and First Half 2020 Results • Total outstanding debt reduced to $78. |
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| August 3, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1256 |
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| August 3, 2020 |
Trecora Resources Receives Proceeds For Partial AMAK Share Sale EX-99.1 2 pressreleaseofthecompanyda.htm EXHIBIT 99.1 Trecora Resources Receives Proceeds For Partial AMAK Share Sale SUGAR LAND, Texas, July 30, 2020 – Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, today provided an update on its previously announced Al Masane Al Kobra Mining Co. (“AMAK”) share sale. On July 28, 2020 |
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| May 19, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-12566 |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA |
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| May 8, 2020 |
EX-2.2 2 spathirdamendment.htm EXHIBIT 2.2 Exhibit 2.2 1650 Hwy 6 S, Suite 190 Sugar Land, TX 77478 March 23, 2020 Via E-Mail Mohammad Aballala Purchasers’ Representative 4896 Abdulrahma Ibn Ali Al Ash Shaikh - As Sulimaniyah, Riyadh Kingdom of Saudi Arabia, 12243 - 7504 On behalf of all Purchasers: Al Masane Al Kobra Mining Co. Mohammad Aballala Ibrahim A. Musallam Majed A. Musallam Ayman A. Alsh |
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| May 8, 2020 |
Exhibit 10.2 Trecora Resources Stock and Incentive Plan Restricted Stock Unit Agreement This Agreement is made and entered into as of the , 20 (the “Date of Grant”) by and between Trecora Resources, a Delaware corporation (the “Company”) and you; WHEREAS, the Company in order to induce you to enter into and to continue and dedicate service to the Company and to materially contribute to the success |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-125662 |
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| May 6, 2020 |
Trecora Resources Reports First Quarter 2020 Results EX-99.1 2 trecq12020earningsrelease.htm EXHIBIT 99.1 Trecora Resources Reports First Quarter 2020 Results • First quarter net income from continuing operations of $5.9 million (includes $5.7 million tax benefit from enactment of the CARES Act) • First quarter Adjusted EBITDA from continuing operations of $5.5 million • Operating cash flow from continuing operations of $4.4 million, a $3.5 million |
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| May 6, 2020 |
trecearningsdeckq120 First Quarter 2020 Earnings Overview May 6, 2020 2 Forward Looking Statements Forward-looking statements involve known and unknown risks, uncertainties, assumptions, and other important factors that could cause the actual results, performance or our achievements, or industry results, to differ materially from historical results, any future results, or performance or achievements expressed or implied by such forward– looking statements. |
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| April 13, 2020 |
Trecora Resources Enters Into Multi-Year Contract Extension for the Supply of Natural Gasoline Trecora Resources Enters Into Multi-Year Contract Extension for the Supply of Natural Gasoline Agreement contributes to the Company’s new value growth initiative SUGAR LAND, Texas, April 13, 2020 – Trecora Resources (“Trecora” or the “Company”) (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, today announced it has signed a multi-year extension with Martin Operating Partnership L. |
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| April 13, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1256 |
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| April 6, 2020 |
TREC / Trecora Resources DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted b |
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| April 6, 2020 |
TREC / Trecora Resources DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted b |
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| March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-125 |
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| March 27, 2020 |
Trecora Resources Provides Corporate Update Trecora Resources Provides Corporate Update SUGAR LAND, Texas, March 27, 2020 – Trecora Resources (“Trecora” or the “Company”) (NYSE: TREC), a leading provider of specialty hydrocarbons and specialty waxes, today provided updates on its previously announced AMAK share sale and purchase agreement, the Company’s balance sheet and liquidity position, business and market outlook, and finally, COVID-19 operational impact and protective actions. |
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| March 13, 2020 |
Mohammad Aballala Purchasers' Representative 4896 Abdulrahma Ibn Ali Al Ash Shaikh - As Sulimaniyah, Riyadh Kingdom of Saudi Arabia, 12243 - 7504 Al Masane Al Kobra Mining Co. |
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| March 13, 2020 |
TRECORA RESOURCES DESCRIPTION OF SECURITIES As of December 31, 2019, our common stock is the only class of securities we have registered under Section 12 of the Securities Exchange Act of 1934, as amended. |
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| March 13, 2020 |
TREC / Trecora Resources 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period from to Commission File Number 1-33926 |
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| March 13, 2020 |
TRECORA RESOURCES CHANGE OF CONTROL SEVERANCE PLAN 1.0 PURPOSE The purpose of the Trecora Resources Change of Control Severance Plan (the “Plan”) is to provide its Participants with specified severance compensation and benefits in the event of qualifying termination of employment with the Company following a Corporate Change (as defined below) under the terms and conditions specified herein. The C |
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| March 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1256 |
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| March 10, 2020 |
Trecora Resources Reports Fourth Quarter and Full Year 2019 Results Trecora Resources Reports Fourth Quarter and Full Year 2019 Results • Full year 2019 net loss from continuing operations of $12. |
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| March 10, 2020 |
trecearningsdeckq419 Fourth Quarter and Full Year 2019 Overview March 10, 2020 2 Forward Looking Statements Forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results to differ materially from those expressed or implied by such statements. |
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| February 11, 2020 |
TREC / Trecora Resources / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Trecora Resources Title of Class of Securities: Common Stock CUSIP Number: 894648104 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule |
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| January 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 29, 2020 |
TREC / Trecora Resources / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| January 22, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2020 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1 |
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| January 22, 2020 |
January 16, 2020 Via E-Mail Mohammad Aballala Purchasers’ Representative 4896 Abdulrahma Ibn Ali Al Ash Shaikh - As Sulimaniyah, Riyadh Kingdom of Saudi Arabia, 12243 - 7504 Al Masane Al Kobra Mining Co. |
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| January 22, 2020 |
Trecora Resources Provides Update on Sale of AMAK Equity Stake EX-99.1 3 trecamakamendmentpressrele.htm EXHIBIT 99.1 Trecora Resources Provides Update on Sale of AMAK Equity Stake SUGAR LAND, Texas, January 21, 2020 – Trecora Resources (“Trecora” or the “Company”) (NYSE: TREC), a leading provider of specialty hydrocarbons and waxes, today announced that it has entered into an amendment to the previously announced share sale and purchase agreement (“Agreement” |
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| January 8, 2020 |
TREC / Trecora Resources / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| December 11, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-kinvestorpresentation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| December 11, 2019 |
trecldmicroconference121 12th Annual LD Micro Main Event Luxe Sunset | Bel-Air, CA December 11, 2019 NYSE: TREC Safe Harbor Statement Some of the statements and information contained in this press release may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| November 8, 2019 |
EXHIBIT 2.1 EXECUTION VERSION DATED September 22, 2019 AL MASANE AL KOBRA MINING CO. and the other purchasers identified on the signature page hereto, as Purchasers, and TRECORA RESOURCES, A DELAWARE (USA) CORPORATION, as Seller SHARE SALE AND PURCHASE AGREEMENT CONTENTS Clause Page 1. Definitions and Interpretation 1 2. Authority of Signatories 3 3. Sale and Purchase 4 4. Payment of Purchase Pric |
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| November 8, 2019 |
TREC / Trecora Resources 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESOURC |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1 |
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| November 7, 2019 |
EX-99.2 3 trec3qearningsslides.htm EXHIBIT 99.2 Third Quarter 2019 Overview November 7, 2019 Safe Harbor Statement Some of the statements and information contained in this press release may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Statements regarding the Company's financial position, business strategy and plans and objective |
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| November 7, 2019 |
Trecora Resources Reports Third Quarter 2019 Results Trecora Resources Reports Third Quarter 2019 Results • Recently announced a definitive agreement to sell entire stake in AMAK for $70 million; targeted close in fourth quarter 2019 • Third quarter net income from continuing operations of $1. |
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| October 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-12 |
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| October 2, 2019 |
Trecora Resources Announces Definitive Agreement to Sell Entire Stake in AMAK for $70 million EX-99.1 2 trecamaksharesalepr1.htm AMAK SHARE SALE PRESS RELEASE Trecora Resources Announces Definitive Agreement to Sell Entire Stake in AMAK for $70 million SUGAR LAND, Texas, October 2, 2019 – Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and waxes, today announced that it has entered into a definitive share sale and purchase agreement |
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| August 8, 2019 |
TREC / Trecora Resources 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESOURCES (E |
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| August 8, 2019 |
May 15, 2019 Via Mail and Electronic Mail Mr. Sami Ahmad 5104 Caroline St. #601 Houston, TX 77004 Re: Corporate Change Benefits Dear Sami, In light of your exemplary service to Trecora Resources and its affiliates (the “Company”), the Company is pleased to extend certain severance benefits to you upon a termination in connection with a Corporate Change, as that term is currently defined in the Tre |
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| August 6, 2019 |
trec2q19earningsslides Second Quarter 2019 Overview August 6, 2019 Safe Harbor Statement Some of the statements and information contained in this press release may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| August 6, 2019 |
8-K 1 a8-kq2earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-3 |
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| August 6, 2019 |
Trecora Resources Reports Second Quarter 2019 Results EX-99.1 2 trec2q19er-final.htm EXHIBIT 99.1 Trecora Resources Reports Second Quarter 2019 Results • Second quarter net income of $2.4 million compared to net income of $1.8 million in first quarter 2019 and net income of $2.2 million in second quarter 2018 • Reliability and cost control drove second quarter Adjusted EBITDA of $9.2 million compared to $8.4 million in first quarter 2019 and $6.2 mil |
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| June 21, 2019 |
TREC / Trecora Resources 11-K - - 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 11-K þ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 1-33926 TEXAS OIL AND CHEMICAL CO. II, INC. 4 |
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| May 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-12566 |
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| May 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) April 30, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| May 9, 2019 |
TREC / Trecora Resources 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESOURCES ( |
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| May 9, 2019 |
Trecora Resources Stock and Incentive Plan Restricted Stock Unit Agreement This Agreement is made and entered into as of the , 20 (the “Date of Grant”) by and between Trecora Resources, a Delaware corporation (the “Company”) and you; WHEREAS, the Company in order to induce you to enter into and to continue and dedicate service to the Company and to materially contribute to the success of the Compa |
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| May 9, 2019 |
EXECUTION VERSION AMENDED AND RESTATED CONSULTING AGREEMENT This Amended and Restated Consulting Agreement (this “Agreement”) is entered into this 12th day of March 2019 by and between Trecora Resources (“Trecora”), a Delaware corporation, and Nicholas N. |
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| May 9, 2019 |
February 21, 2019 Mr. Peter M. Loggenberg, Ph.D. 902 Sprucewood Lane Houston, Texas 77024 RE: 2019 Salary and One-Time Stock Award Dear Peter, Thank you for your continued service to Trecora Resources (the “Company”). This letter agreement is to confirm that your base salary for calendar year 2019 will be $323,420, paid in installments according to the Company’s regular payroll schedule. You will |
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| May 7, 2019 |
trec1q19earningsslides83 First Quarter 2019 Overview May 7, 2019 1 Safe Harbor Statement Some of the statements and information contained in this presentation may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| May 7, 2019 |
Trecora Resources Reports First Quarter 2019 Results Trecora Resources Reports First Quarter 2019 Results • First quarter Net Income of $1. |
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| May 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-125662 |
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| April 10, 2019 |
TREC / Trecora Resources DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1256 |
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| April 8, 2019 |
Adam Peakes and Janet Roemer Appointed to Trecora Resources Board of Directors Adam Peakes and Janet Roemer Appointed to Trecora Resources Board of Directors SUGAR LAND, Texas, April 8, 2019 – Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of specialty hydrocarbons and waxes, today announced that Adam Peakes and Janet Roemer have been appointed as independent directors to the Board of Directors of the Company, effective today. |
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| April 2, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-125 |
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| April 2, 2019 |
SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), is entered into as of March 29, 2019, by and among TEXAS OIL & CHEMICAL CO. |
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| March 15, 2019 |
EX-10.G 3 simonupfillbrownseparation.htm EXHIBIT 10(G) EXECUTION VERSION SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement (this “Agreement”) is made and entered into by and between Simon Upfill-Brown, an individual, on behalf of himself, his spouse, agents, representatives, attorneys, assigns, heirs, executors, administrators, beneficiaries and trustees (“Employee”), and Trec |
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| March 15, 2019 |
EXECUTION VERSION AMENDED AND RESTATED CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”) is entered into this 14th day of December 2018 by and between Trecora Resources (“Trecora”), a Delaware corporation, and Nicholas N. |
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| March 15, 2019 |
EXECUTION VERSION EMPLOYMENT CONTRACT This EMPLOYMENT CONTRACT (this “Agreement”), effective as of December 3, 2018, is made and entered into by and between Trecora Resources, a Delaware corporation (the “Company”), and Patrick D. |
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| March 15, 2019 |
TREC / Trecora Resources 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period from to Commission File Number 1-33926 |
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| March 13, 2019 |
trecinvestordeckgresearc March 2019 G.research 10th Annual Specialty Chemical Conference 1 Safe Harbor Statement Some of the statements and information contained in this presentation may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Statements regarding Trecora Resources' financial position, business strategy and plans and objecti |
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| March 13, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-125 |
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| March 11, 2019 |
TREC / Trecora Resources / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) February 28, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| March 7, 2019 |
EX-99.1 2 trec4q18prfinal.htm EXHIBIT 99.1 EARNINGS RELEASE Trecora Resources Reports Fourth Quarter and Full Year 2018 Results Conference Call at 10:00 am ET Tomorrow, March 7, 2019 SUGAR LAND, Texas, March 6, 2019 – Trecora Resources ("Trecora" or the "Company") (NYSE: TREC), a leading provider of high purity specialty hydrocarbons and waxes, today announced financial results for the fourth quar |
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| March 7, 2019 |
trecslides4q18final Click to edit Master title style Fourth Quarter and Full Year 2018 Overview March 7, 2019 Disclaimers: Safe Harbor Some of the statements and information contained in this presentation may constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| March 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1256 |
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| February 26, 2019 |
Financial Statements and Exhibits, Other Events 8-K 1 a8kjoetanner.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 ( |
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| February 26, 2019 |
Trecora Resources Names Joseph Michael Tanner SVP, Commercial Trecora Resources Names Joseph Michael Tanner SVP, Commercial SUGAR LAND, Texas, February 25, 2019 /PRNewswire/ - Trecora Resources (“Trecora” or the “Company”) (NYSE: TREC), a leading provider of high purity specialty hydrocarbons and waxes, today announced that Joseph Michael Tanner has been named SVP, Commercial, effective March 11, 2019. |
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| February 15, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2019 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75- |
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| February 15, 2019 |
Trecora Resources Appoints Karen A. Twitchell as Chair of the Board of Directors Trecora Resources Appoints Karen A. Twitchell as Chair of the Board of Directors SUGAR LAND, Texas, February 14, 2019 /PRNewswire/ - Trecora Resources (“Trecora”) (NYSE: TREC), a leading provider of high purity specialty hydrocarbons and waxes, today announced that Karen A. Twitchell has been appointed Chair of the Company’s Board of Directors (the “Board”), effective February 13, 2019. Ms. Twitch |
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| February 12, 2019 |
TREC / Trecora Resources / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 12, 2019 |
TREC / Trecora Resources / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* TRECORA RESOURCES (Name of Issuer) Common Stock (Title of Class of Securities) 894648104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| January 2, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2018 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75- |
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| January 2, 2019 |
Trecora Resources Announces Proceeds of $5.3 million from AMAK Mining Co. Share Repurchase EX-99.1 2 trecpressreleaseamak.htm EXHIBIT 99.1 Trecora Resources Announces Proceeds of $5.3 million from AMAK Mining Co. Share Repurchase SUGAR LAND, Texas, January 2, 2019 /PRNewswire/ - Trecora Resources (the ”Company”) (NYSE: TREC), a leading provider of high purity specialty hydrocarbons and waxes, today announced that on December 26, 2018, Al Masane Al Kobra Mining Company (“AMAK”), a Saudi |
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| December 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2018 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75- |
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| December 19, 2018 |
Trecora Resources Announces Amendment to Credit Facility Trecora Resources Announces Amendment to Credit Facility SUGAR LAND, Texas, December 19, 2018 /PRNewswire/ - Trecora Resources (the “Company”) (NYSE: TREC), a leading provider of high purity specialty hydrocarbons and waxes, today announced that on December 19, 2018 it entered into a Fifth Amendment (“the Amendment”) to its Amended and Restated Credit Agreement. |
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| December 19, 2018 |
FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), is entered into as of December 19, 2018, by and among TEXAS OIL & CHEMICAL CO. |
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| December 13, 2018 |
Trecora Resources Announces Reorganization with Focus on Execution & Annual Cost Savings of Approximately $2. |
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| December 13, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2018 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75- |
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| November 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2018 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75- |
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| November 30, 2018 |
Trecora Resources Appoints Patrick D. Quarles as President and Chief Executive Officer Trecora Resources Appoints Patrick D. Quarles as President and Chief Executive Officer SUGAR LAND, Texas, November 30, 2018 /PRNewswire/ - The Board of Directors (the “Board”) of Trecora Resources (NYSE: TREC), a leading provider of high purity specialty hydrocarbons and waxes, today announced that Patrick “Pat” D. Quarles has been appointed President and Chief Executive Officer. Mr. Quarles will |
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| November 19, 2018 |
8-K 1 trec-humbydepartureform8xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2018 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat |
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| November 6, 2018 |
TREC / Trecora Resources FORM 10-Q 093018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 1-33926 TRECORA RESOURC |
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| November 1, 2018 |
EX-99.2 3 trecearningspresentation.htm EXHIBIT 99.2 EARNINGS PRESENTATION YourClick Specialty to edit Master Chemical title Partner style Third Quarter 2018 Financial Results November 1, 2018 TREC Safe Harbor Statements in this presentation that are not historical facts are forward looking statements as defined in the Private Securities Litigation Reform Act of 1995. Forward looking statements are |
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| November 1, 2018 |
Trecora Resources Reports Third Quarter 2018 Results Conference Call at 10:00 am ET Tomorrow, November 1, 2018 SUGAR LAND, Texas, October 31, 2018 – Trecora Resources (NYSE: TREC) a leading provider of high purity specialty hydrocarbons and waxes, today announced financial results for the third quarter ended September 30, 2018. |
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| November 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 Trecora Resources (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-33926 (Commission File Number) 75-1 |
