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| CIK | 1526329 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tortoise Pipeline & Energy Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 6, 2025 |
EXHIBIT 3 Schedule A This Schedule sets forth information with respect to each purchase and sale of Common Shares which were effectuated by Saba Capital within the past sixty days prior to 12/23/24, the date of the event which required filing of this Schedule 13D/A. |
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| December 23, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 03, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 (November 25, 2024) Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22585 45-2785066 (State or other jurisd |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 (November 25, 2024) Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22585 45-2785066 (State or other jurisd |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2024 Tortoise Energy Infrastructure Corporation Tortoise Power & Energy Infrastructure Fund, Inc. Tortoise Midstream Energy Fund, Inc. Tortoise Pipeline & Energy Fund, In |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) Tortoise Pipeline & Energy Fund, Inc. (TTP) (Name of Issuer) Common Stock (Title of Class of Securities) 89148H207 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 Tortoise Pipeline & Energy Fund, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 811-22585 45-2785066 (State or Other Jurisdiction of Incorporation) |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2024 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811-22585 45-278506 |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* TORTOISE PIPELINE & ENERGY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 89148H207 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo ( |
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| December 20, 2023 |
TORTOISE PIPELINE & ENERGY FUND, INC. THIRD AMENDED AND RESTATED BYLAWS ARTICLE I Exhibit 3.1 TORTOISE PIPELINE & ENERGY FUND, INC. THIRD AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places a |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811-22585 45-278 |
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| December 11, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TORTOISE PIPELINE & ENERGY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 89148H207 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York |
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| November 7, 2023 |
Exhibit (a)(5)(iv) Tortoise Announces Final Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp. |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 Tortoise Pipeline & Energy Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Pipeline & Energy Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Title of Class of Securities) 89 |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 Tortoise Pipeline & Energy Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Pipeline & Energy Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Title of Class of Securities) 89 |
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| November 2, 2023 |
Exhibit (a)(5)(iii) Tortoise Announces Preliminary Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp. |
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| October 26, 2023 |
October 26, 2023 United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| October 2, 2023 |
Exhibit (a)(1)(iv) Offer by TORTOISE PIPELINE & ENERGY FUND, INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVEMBER 1, 2023 UNLESS THE OFFER TO PURCHASE IS EXTENDED THIS OFFER TO PURCHASE IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CO |
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| October 2, 2023 |
Exhibit (a)(1)(iii) Offer by TORTOISE PIPELINE & ENERGY FUND, INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock THE OFFER TO PURCHASE WILL EXPIRE ON NOVEMBER 1, 2023 AT 5:00 P.M., NEW YORK CITY TIME UNLES THE OFFER TO PURCHASE IS EXTENDED. THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED I |
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| October 2, 2023 |
Exhibit 107 Calculation of Filing Fee Table Schedule TO (Form Type) Tortoise Pipeline & Energy Fund, Inc. |
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| October 2, 2023 |
Exhibit (a)(1)(v) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF TORTOISE PIPELINE & ENERGY FUND, INC. |
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| October 2, 2023 |
Revised: Tortoise Announces Tender Offers for its Exhibit (a)(5)(i) Revised: Tortoise Announces Tender Offers for its Closed-End Funds Revised from August 11, 2023 release to include Important Notice Tortoise Energy Infrastructure Corp. |
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| October 2, 2023 |
TORTOISE PIPELINE & ENERGY FUND, INC. 6363 COLLEGE BOULEVARD, SUITE 100A OVERLAND PARK, KANSAS 66211 Exhibit (a)(1)(i) TORTOISE PIPELINE & ENERGY FUND, INC. 6363 COLLEGE BOULEVARD, SUITE 100A OVERLAND PARK, KANSAS 66211 October 2, 2023 Dear Stockholder: The Fund is hereby commencing its purchase offer under which the Fund is offering to purchase up to 5% of the Fund’s outstanding shares. The offer to purchase is for cash at a price equal to 98% of the Fund’s net asset value as of the close of reg |
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| October 2, 2023 |
Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Accompany Certificate(s) for Shares of Common Stock or Order Tender of Uncertificated Shares of TORTOISE PIPELINE & ENERGY FUND, INC. |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Tortoise Pipeline & Energy Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Pipeline & Energy Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Title of Class of Securities) 89148H207 (CUSIP N |
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| October 2, 2023 |
Exhibit (d)(1) Depositary and Information Agent Agreement Between Tortoise Pipeline & Energy Fund, Inc. |
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| October 2, 2023 |
Exhibit (a)(5)(ii) Tortoise Announces Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp. |
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| October 2, 2023 |
AMENDMENT NO. 2 TO CREDIT AGREEMENT Exhibit (b)(1)(iii) Execution Version AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2, dated as of December 28, 2022 (this “Amendment”), to the Credit Agreement, dated as of June 15, 2015, among Tortoise Pipeline & Energy Fund, Inc., a Maryland corporation (the “Borrower”), each Lender from time to time party thereto and The Bank of Nova Scotia, as Administrative Agent to the Lenders (the “Adm |
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| August 16, 2023 |
As filed with the Securities and Exchange Commission on August 16, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 30, 2023 |
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EXHIBIT 2 COMPLAINT UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SABA CAPITAL MASTER FUND, LTD. |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* TORTOISE PIPELINE & ENERGY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 89148H207 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo ( |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 27, 2023 |
NPORT-EX 2 ttp.htm Tortoise Pipeline & Energy Fund SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2023 Shares Fair Value Common Stock - 97.7% (1) Canada Crude Oil Pipelines - 17.5% (1) Enbridge, Inc. 187,587 $ 7,038,264 Gibson Energy, Inc. 50,815 853,931 Pembina Pipeline Corp. 118,304 3,884,221 11,776,416 Canada Natural Gas/Natural Gas Liquids Pipelines - 9.1% (1) Keyera Corp. 73,152 1,614,222 T |
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| March 21, 2023 |
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Act. EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* TORTOISE PIPELINE & ENERGY FUND, INC (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 89148H207 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212 |
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| March 21, 2023 |
Declassification Proposal Letter. EXHIBIT 2 DECLASSIFICATION PROPOSAL LETTER March 17, 2023 Via Electronic Mail and Courier Ms. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* TORTOISE PIPELINE & ENERGY FUND, INC (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 89148H207 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 Tortoise Pipeline & Energy Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Pipeline & Energy Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Title of Class of Securities) 89 |
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| November 7, 2022 |
Press Release dated November 7, 2022* Exhibit (a)(5)(iv) Tortoise Announces Final Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp. |
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| November 2, 2022 |
? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 Tortoise Pipeline & Energy Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Pipeline & Energy Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Title of Class of Securiti |
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| November 2, 2022 |
Press Release dated November 2, 2022* Exhibit (a)(5)(iii) Tortoise Announces Preliminary Results of Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp. |
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| October 28, 2022 |
Tortoise Pipeline & Energy Fund SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Principal Amount/Shares Fair Value Common Stock - 95. |
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| October 3, 2022 |
Letter to Shareholders from the Chief Executive Officer of the Fund and Offer to Purchase. TABLE OF CONTENTS ?Exhibit (a)(1)(i)? TORTOISE PIPELINE & ENERGY FUND, INC. 6363 COLLEGE BOULEVARD, SUITE 100A OVERLAND PARK, KANSAS 66211 October 3, 2022? Dear Stockholder: The Fund is hereby commencing its purchase offer under which the Fund is offering to purchase up to 5% of the Fund?s outstanding shares. The offer to purchase is for cash at a price equal to 98% of the Fund?s net asset value a |
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| October 3, 2022 |
Letter to Clients and Client Instruction Form. ? ?Exhibit (a)(1)(iv)? Offer by TORTOISE PIPELINE & ENERGY FUND, INC. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON NOVEMBER 1, 2022 UNLESS THE OFFER TO PURCHASE IS EXTENDED THIS OFFER TO PURCHASE IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHE |
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| October 3, 2022 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. ? ?Exhibit (a)(1)(iii)? Offer by TORTOISE PIPELINE & ENERGY FUND, INC. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock THE OFFER TO PURCHASE WILL EXPIRE ON NOVEMBER 1, 2022 AT 5:00 P.M., NEW YORK CITY TIME UNLES THE OFFER TO PURCHASE IS EXTENDED. THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLIN |
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| October 3, 2022 |
? ?Exhibit (a)(1)(ii)? LETTER OF TRANSMITTAL To Accompany Certificate(s) for Shares of Common Stock or Order Tender of Uncertificated Shares of TORTOISE PIPELINE & ENERGY FUND, INC. |
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| October 3, 2022 |
Exhibit 12(d)(1) Depositary and Information Agent Agreement Between Tortoise Pipeline & Energy Fund, Inc. |
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| October 3, 2022 |
Notice of Guaranteed Delivery. ? ?Exhibit (a)(1)(v)? NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF TORTOISE PIPELINE & ENERGY FUND, INC. |
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| October 3, 2022 |
Amendment No. 1 to Credit Agreement dated December 29, 2021. Exhibit (b)(1)(ii) Execution Version AMENDMENT NO. 1 AND WAIVER NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1 AND WAIVER NO. 1, dated as of December 29, 2021 (this ?Amendment?), to the Credit Agreement, dated as of June 15, 2015, among Tortoise Pipeline & Energy Fund, Inc., a Maryland corporation (the ?Borrower?), each Lender from time to time party thereto and The Bank of Nova Scotia, as Administrati |
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| October 3, 2022 |
Press Release dated October 3, 2022. Exhibit 99.(a)(5)(ii) Tortoise Announces Tender Offers for its Closed-End Funds Tortoise Energy Infrastructure Corp. (NYSE: TYG) Tortoise Midstream Energy Fund, Inc. (NYSE: NTG) Tortoise Pipeline & Energy Fund, Inc. (NYSE: TTP) Tortoise Energy Independence Fund, Inc. (NYSE: NDP) Tortoise Power and Energy Infrastructure Fund, Inc. (NYSE: TPZ) FOR IMMEDIATE RELEASE OVERLAND PARK, KS ? October 3, 202 |
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| October 3, 2022 |
SC TO-I 1 tm2226910-1sctoi.htm SCTO-I UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Tortoise Pipeline & Energy Fund, Inc. (Name of Subject Company (Issuer)) Tortoise Pipeline & Energy Fund, Inc. (Name of Filing Person(s) (Issuer)) SHARES OF COMMON STOCK (Title of C |
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| October 3, 2022 |
EX-FILING FEES 10 tm2226910d2ex-filingfees.htm EX-FILING FEES EX 107 Calculation of Filing Fee Table Schedule TO (Form Type) Tortoise Pipeline & Energy Fund, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: CALCULATION OF FEE FILING TRANSACTION VALUATION AMOUNT OF FILING FEE $ 3,226,795.52 (a) $ 355.59 (b) (a) The Transaction Value is calculated by multiplying 5% of the 2,227,7 |
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| August 23, 2022 |
As filed with the Securities and Exchange Commission on August 23, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TORTOISE PIPELINE & ENERGY FUND, INC (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 89148H207 (CUSIP Number) June 1, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| April 28, 2022 |
Tortoise Pipeline & Energy Fund CONSOLIDATED SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Principal Amount/Shares Fair Value Common Stock - 94. |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common (Title of Class of Securities) 89148H207 (CUSIP Number) December 31, 2021 (Date of Event Wh |
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| February 2, 2022 |
TTP / Tortoise Pipeline & Energy Fund, Inc. / RIVERNORTH CAPITAL MANAGEMENT, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 89148H207 (CUSIP Number) Ma |
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| October 29, 2021 |
Tortoise Pipeline & Energy Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Common Stock - 95.6%(1) Shares Fair Value Crude Oil Pipelines - 27.9%(1) Canada - 20.4%(1) Enbridge Inc. 197,300 $ 7,755,863 Gibson Energy Inc 50,815 916,696 Pembina Pipeline Corporation 130,637 3,981,289 United States - 7.5%(1) Plains GP Holdings, L.P. 476,656 4,652,163 17,306,011 Renewable Infrastructure - |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 29, 2021 |
Tortoise Pipeline & Energy Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2021 Common Stock - 91.9%(1) Shares Fair Value Crude Oil Pipelines - 29.5%(1) Canada - 22.6%(1) Gibson Energy Inc 50,815 864,885 Enbridge Inc. 197,300 6,670,713 Inter Pipeline Ltd. 93,257 1,312,457 Pembina Pipeline Corporation 130,637 3,321,871 United States - 6.9%(1) Plains GP Holdings, L.P. 431,656 3,720,875 1 |
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| April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 10, 2021 |
DEFA14A 1 brhc10021606defa14a.htm DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| February 22, 2021 |
February 22, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington DC 20549 Attention: Mr. |
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| February 19, 2021 |
Exhibit 12 February 19, 2021 Tortoise Energy Independence Fund, Inc. Tortoise Pipeline & Energy Fund, Inc. 11550 Ash Street, Suite 300 Leawood, Kansas 66211 Re: Tax Opinion in connection with Merger of Tortoise Energy Independence Fund, Inc. into Tortoise Pipeline & Energy Fund, Inc. Ladies and Gentlemen: We have acted as counsel to Tortoise Energy Independence Fund, Inc., a Maryland corporation ( |
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| February 19, 2021 |
Exhibit 1.4 Execution Copy Tortoise Pipeline & Energy Fund, Inc. Articles Supplementary Series B Mandatory Redeemable Preferred Shares Tortoise Pipeline & Energy Fund, Inc. (the ?Company?), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: First: Under a power contained in Article VI of the Articles of Incorporation of the Company (which, as re |
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| February 19, 2021 |
TORTOISE PIPELINE & ENERGY FUND, INC. ARTICLES OF AMENDMENT Exhibit 1.3 TORTOISE PIPELINE & ENERGY FUND, INC. ARTICLES OF AMENDMENT Tortoise Pipeline & Energy Fund, Inc., a Maryland corporation (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation (the ?Charter?) is hereby amended to provide that: Upon Effective Time (as defined below), every four (4) shares of comm |
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| February 19, 2021 |
Exhibit 17 EVERY STOCKHOLDER?S VOTE IS IMPORTANT EASY VOTING OPTIONS: Please detach at perforation before mailing. |
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| February 19, 2021 |
[LETTERHEAD OF VENABLE LLP] February 19, 2021 Exhibit 11 [LETTERHEAD OF VENABLE LLP] February 19, 2021 Tortoise Pipeline & Energy Fund, Inc. |
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| February 19, 2021 |
February 19, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington DC 20549 Attention: Mr. |
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| February 19, 2021 |
As filed with the Securities and Exchange Commission on February 19, 2021 Securities Act File No. |
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| February 19, 2021 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 6 brhc10020489ex14.htm EXHIBIT 14 Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Other Service Providers”, “Financial Highlights” and “Independent Registered Public Accounting Firm” in the Joint Proxy Statement/Prospectus in this Registration Statement (Form N-14) of Tortoise Pipeline & Energy Fund, Inc., an |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common (Title of Class of Securities) 89148H207 (CUSIP Number) December 31, 2020 (Date of Event Whi |
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| December 28, 2020 |
As filed with the Securities and Exchange Commission on December 28, 2020 Securities Act File No. |
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| December 28, 2020 |
Exhibit 16 Power of Attorney The undersigned directors and officers, as indicated respectively below, of Tortoise Pipeline & Energy Fund, Inc. |
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| November 12, 2020 |
Filed by Tortoise Pipeline & Energy Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Company: Tortoise Energy Independence Fund, Inc. Commission File No. 811-22690 Proposed Merger of NDP and TTP Video Presentation Transcript November 11, 2020 Hi, I'm Rob Thummel, seni |
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| November 12, 2020 |
Filed by Tortoise Pipeline & Energy Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Company: Tortoise Energy Independence Fund, Inc. Commission File No. 811-22690 November 11, 2020 What is the proposed merger? Tortoise announced today that following a strategic revie |
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| November 12, 2020 |
5100 W. 115th Place, Leawood, KS 66211 | 913-981-1020 | www.ecofin.com Filed by Tortoise Pipeline & Energy Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Company: Tortoise Energy Independence Fund, Inc. Commission File No. 811-22690 Tortoise Announces Proposed Merger of NDP and TTP with Strategy Change to Focus on the Global Energy Evo |
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| October 30, 2020 |
Tortoise Pipeline & Energy Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2020 Common Stock - 88.9%(1) Shares Fair Value Crude Oil Pipelines - 28.6%(1) Canada - 23.1%(1) Gibson Energy Inc 50,815 925,255 Enbridge Inc. 175,500 5,619,510 Inter Pipeline Ltd. 93,257 984,513 Pembina Pipeline Corporation 130,637 3,235,002 United States - 5.5%(1) Plains GP Holdings, L.P. 352,356 2,575,722 13,34 |
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| October 30, 2020 |
Tortoise Pipeline & Energy Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2020 Common Stock - 88.9%(1) Shares Fair Value Crude Oil Pipelines - 28.6%(1) Canada - 23.1%(1) Gibson Energy Inc 50,815 925,255 Enbridge Inc. 175,500 5,619,510 Inter Pipeline Ltd. 93,257 984,513 Pembina Pipeline Corporation 130,637 3,235,002 United States - 5.5%(1) Plains GP Holdings, L.P. 352,356 2,575,722 13,34 |
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| October 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2020 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811-22585 45-2785 |
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| October 27, 2020 |
Exhibit 99.1 Tortoise Closed-End Funds Announce the Board’s Approval of Amended and Restated Bylaws Tortoise Energy Infrastructure Corporation (NYSE: TYG), Tortoise Midstream Energy Fund, Inc. (NYSE: NTG), Tortoise Pipeline & Energy Fund, Inc. (NYSE: TTP), Tortoise Energy Independence Fund, Inc. (NYSE: NDP), Tortoise Power and Energy Infrastructure Fund, Inc. (NYSE: TPZ), Tortoise Essential Assets |
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| October 27, 2020 |
TORTOISE PIPELINE & ENERGY FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I Exhibit 3.1 TORTOISE PIPELINE & ENERGY FUND, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places |
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| May 15, 2020 |
VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 29, 2020 |
Tortoise Pipeline & Energy Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 29, 2020 Common Stock - 106.9%(1) Shares Fair Value Marine Transportation - 0.3%(1) Monaco - 0.3%(1) GasLog Partners LP 64,973 $ 246,248 Crude Oil Pipelines - 39.4%(1) Canada - 27.9%(1) Gibson Energy Inc 188,122 3,590,751 Enbridge Inc. 396,122 14,826,846 Inter Pipeline Ltd. 384,808 5,693,639 Pembina Pipeline Corpora |
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| October 30, 2019 |
TTP / Tortoise Pipeline & Energy Fund, Inc. NPORT-EX - - TORTOISE PIPELINE & ENERGY FUND, INC. TORTOISE PIPELINE & ENERGY FUND, INC. Tortoise Pipeline & Energy Fund, Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2019 Common Stock - 102.4%(1) Shares Fair Value Marine Transportation - 1.4%(1) Monaco - 1.4%(1) GasLog Partners LP 111,052 $ 2,104,435 Crude Oil Pipelines - 36.6%(1) Canada - 22.6%(1) Gibson Energy Inc 188,122 3,252,643 Enbridge Inc. 488,750 16,353,576 Inter Pipeline Ltd. 324 |
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| April 26, 2019 |
CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| April 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) D |
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| April 3, 2019 |
NDP / Tortoise Energy Independence Fund, Inc. fp0040789 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| February 14, 2019 |
TTP / Tortoise Pipeline & Energy Fund, Inc. / GUGGENHEIM CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89148H108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 7, 2019 |
TTP / Tortoise Pipeline & Energy Fund, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 ttpp.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: TORTOISE PIPELINE & ENERGY FUND, INC. Title of Class of Securities: Preferred Stock CUSIP Number: 89148H3#3 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: |
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| October 29, 2018 |
CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| October 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) D |
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| October 1, 2018 |
TTP / Tortoise Pipeline & Energy Fund, Inc. CORRESP [TTP LETTERHEAD] October 1, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| September 18, 2018 |
TTP / Tortoise Pipeline & Energy Fund, Inc. CORRESP [Husch Blackwell LLP Letterhead] September 14, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington DC 20549 Attention: Mr. |
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| June 26, 2018 |
TTP / Tortoise Pipeline & Energy Fund, Inc. CORRESP [Husch Blackwell LLP Letterhead] June 26, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington DC 20549 Attention: Mr. |
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| April 30, 2018 |
Tortoise Pipeline & Energy Fund, Inc. - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) D |
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| April 30, 2018 |
CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| April 2, 2018 |
TYG / Tortoise Energy Infrastructure Corp. DEF 14A fp0032230 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| February 14, 2018 |
TTP / Tortoise Pipeline & Energy Fund, Inc. / GUGGENHEIM CAPITAL LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89148H108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 29, 2018 |
Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Pipeline and Energy Fund, Inc. |
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| November 30, 2017 |
TTP / Tortoise Pipeline & Energy Fund, Inc. 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 30, 2017 |
TTP / Tortoise Pipeline & Energy Fund, Inc. 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 9, 2017 |
TTP / Tortoise Pipeline & Energy Fund, Inc. 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 31, 2017 |
Tortoise Pipeline & Energy Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 30, 2017 |
CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| October 30, 2017 |
Tortoise Pipeline & Energy Fund, Inc. - TTP N-Q 2017 Q3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) T |
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| October 19, 2017 |
Tortoise Pipeline & Energy Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 18, 2017 |
Tortoise Pipeline & Energy Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 19, 2017 |
Tortoise Energy Infrastructure ESP [Husch Blackwell LLP Letterhead] May 19, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington DC 20549 Attention: Mr. |
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| April 28, 2017 |
EX-99.CERT 2 ttpnqcertifications.htm TTP CERTIFICATIONS CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 28, 2017 |
Tortoise Pipeline & Energy Fund, Inc. - TTP N-Q ttpnq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Z |
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| March 31, 2017 |
Tortoise Power and Infrastructure Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 14, 2017 |
TTP / Tortoise Pipeline & Energy Fund, Inc. / GUGGENHEIM CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common Stock, par value $0.0007 per share (Title of Class of Securities) 89148H108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 27, 2017 |
Ernst & Young LLP One Kansas City Place Suite 2500 1200 Main Street Kansas City, MO 64105-2143 Tel: +1 816 474 5200 Fax: +1 816 480 5369 ey. |
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| October 27, 2016 |
Tortoise Pipeline & Energy Fund TTP N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 ttpnq.htm TTP N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executi |
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| October 27, 2016 |
EX-99.CERT 2 ttpnqcertifications.htm TTP CERTIFICATIONS CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| April 21, 2016 |
ttpnqcertifications.htm CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| April 21, 2016 |
Tortoise Pipeline & Energy Fund TTP N-Q (Quarterly Schedule of Portfolio Holdings) ttpnq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Z |
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| March 30, 2016 |
Tortoise Energy Infrastructure 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common Stock, par value $0.0007 per share (Title of Class of Securities) 89148H108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 29, 2016 |
Ernst & Young LLP One Kansas City Place Suite 2500 1200 Main Street Kansas City, MO 64105-2143 Tel: +1 816 474 5200 Fax: +1 816 480 5369 ey. |
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| October 23, 2015 |
EX-99.CERT 2 ttpnqcertifications.htm TTP CERTIFICATIONS CERTIFICATIONS I, P. Bradley Adams, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| October 23, 2015 |
Tortoise Pipeline & Energy Fund TTP N-Q (Quarterly Schedule of Portfolio Holdings) ttpnq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Z |
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| July 8, 2015 |
thummelpoa-ttp.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a member of the investment committee of the adviser to Tortoise Pipelin |
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| July 7, 2015 |
behrenspoa-ttp.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Pipeline & Energy Fund, Inc. (the "Company"), Fo |
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| July 7, 2015 |
mickpoa-ttp.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a member of the investment committee of the adviser to Tortoise Pipeline & |
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| July 7, 2015 |
kessenspoa-ttp.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Pipeline & Energy Fund, Inc. (th |
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| July 7, 2015 |
bonopoa-ttp.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams and Brent Behrens signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Pipeline & Energy Fund, Inc. (the "Company"), For |
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| July 7, 2015 |
salleepoa-ttp.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a member of the investment committee of the adviser to Tortoise Pipeline |
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| July 6, 2015 |
gopalpoa-ttp.htm POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of P. Bradley Adams, Brent Behrens, and Diane Bono, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Tortoise Pipeline & Energy Fund, Inc. (the |
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| April 29, 2015 |
Tortoise Pipeline & Energy Fund TTP N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) T |
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| April 29, 2015 |
EX-99.CERT 2 ttpnqcertifications.htm TTP CERTIFICATIONS CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| April 2, 2015 |
Tortoise Energy Infrastructure 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89148H108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 29, 2015 |
Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Pipeline and Energy Fund, Inc. |
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| October 30, 2014 |
CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| October 30, 2014 |
Tortoise Pipeline & Energy Fund, Inc. - TTP N-Q N-Q 1 ttpnq.htm TTP N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executi |
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| May 29, 2014 |
May 29, 2014 Division of Investment Management United States Securities and Exchange Commission 100 F Street, N. |
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| April 22, 2014 |
CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| April 22, 2014 |
Quarterly Schedule of Portfolio Holdings - TTP N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) T |
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| March 19, 2014 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| March 19, 2014 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 19, 2014 |
CORRESP Eric J. Gervais 4801 Main Street, Suite 1000 Kansas City, MO 64112 Direct: 816.983.8362 Fax: 816.983.8080 [email protected] March 19, 2014 VIA EDGAR AND E-MAIL Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry L. Greene Re: Proxy Statement for Tortoise Power and Energy Infrastructure Fund, Inc. (“TPZ”), Tortoise MLP Fund, Inc. (“NTG |
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| February 28, 2014 |
Eric J. Gervais Partner 4801 Main Street, Suite 1000 Kansas City, MO 64112 Direct: 816.983.8362 Fax: 816.983.8080 [email protected] February 28, 2014 VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Larry L. Greene, Senior Counsel Re: Proxy Statement for Tortoise Power and Energy Infrastructure |
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| February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Tortoise Pipeline & Energy Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89148H108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| January 30, 2014 |
Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Pipeline and Energy Fund, Inc. |
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| January 29, 2014 |
Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Pipeline and Energy Fund, Inc. |
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| October 24, 2013 |
Quarterly Schedule of Portfolio Holdings - TTP N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) T |
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| October 24, 2013 |
CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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| April 23, 2013 |
Quarterly Schedule of Portfolio Holdings - TTP N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) T |
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| April 23, 2013 |
EX-99.CERT 2 ttpnqcertifications.htm TTP CERTIFICATIONS CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| March 20, 2013 |
DEF 14A 1 tortoisedef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use o |
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| February 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 29, 2013 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 acct-ltr.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Tortoise Pipeline and Energy Fund, Inc. In planning and performing our audit of the financial statements of Tortoise Pipeline and Energy Fund, Inc. (the Company) as of and for the year ended November 30, 201 |
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| October 30, 2012 |
EX-99.CERT 2 ttpnqcertifications.htm TTP CERTIFICATIONS CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - TTP N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) T |
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| April 25, 2012 |
CERTIFICATIONS I, Terry Matlack, certify that: 1. I have reviewed this report on Form N-Q of Tortoise Pipeline & Energy Fund, Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| April 25, 2012 |
Quarterly Schedule of Portfolio Holdings - TTP N-Q Q1 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22585 Tortoise Pipeline & Energy Fund, Inc. (Exact name of registrant as specified in charter) 11550 Ash Street, Suite 300, Leawood, KS 66211 (Address of principal executive offices) (Zip code) D |
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| March 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 27, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders Tortoise Pipeline and Energy Fund, Inc. |
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| October 28, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 28, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 28, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 27, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 27, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 27, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 27, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 27, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 27, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned director and/or officer of Tortoise Pipeline & Energy Fund, Inc. |
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| October 26, 2011 |
As filed with the Securities and Exchange Commission on October 27, 2011 As filed with the Securities and Exchange Commission on October 27, 2011 Securities Act Registration No. |
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| October 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TORTOISE PIPELINE & ENERGY FUND, INC. (Exact name of registrant as specified in its charter) Maryland 45-2785066 (State of incorporation or organization) (I.R.S. Employer Identification No.) 11550 |
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| October 24, 2011 |
[Tortoise Pipeline & Energy Fund, Inc. Letterhead] October 24, 2011 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Larry Greene Re: Tortoise Pipeline & Energy Fund, Inc.. – Registration Statement on Form N-2 (File Nos. 333-175687 & 811-22585) (the “Registration Statement”) To the Commission: Pursuant |
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| October 24, 2011 |
[Morgan Stanley Letterhead] October 24, 2011 United States Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| July 27, 2011 |
Eric J. Gervais Partner 4801 Main Street, Suite 1000 Kansas City, MO 64112 Direct: 816.983.8362 Fax: 816.983.8080 [email protected] July 27, 2011 Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Tortoise Pipeline & Energy Fund, Inc. (the “Company”) File Number 811-22585 Today the Company filed via EDGAR a R |
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| July 21, 2011 |
Eric J. Gervais Partner 4801 Main Street, Suite 1000 Kansas City, MO 64112 Direct: 816.983.8362 Fax: 816.983.8080 [email protected] July 21, 2011 Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Tortoise Pipeline & Energy Fund, Inc. (the “Company”) File Number 811-22585 Today the Company filed via EDGAR a R |
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| July 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940, and in connection wi |
