UFAB / Unique Fabricating Inc - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange (the 'NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the Common Stock of Unique Fabricating, Inc.

Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 31, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Unique Fabricating, Inc. Announces Notice of Non-Compliance with NYSE Continued Listing Standards; Receives Listing Extension

Investor Inquiries: Rob Fink, FNK IR +1(646) 809-0408 [email protected] Unique Fabricating, Inc. Announces Notice of Non-Compliance with NYSE Continued Listing Standards; Receives Listing Extension Auburn Hills, MI – October 10, 2023 — Unique Fabricating, Inc. (NYSE American: UFAB) (the “Company” or “Unique Fabricating”), announced today that the NYSE Regulation Department of NYSE American LLC (the “N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 3, 2023 UNIQUE FABRICATIN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 3, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 UN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporat

Amendment No. 1 to Forbearance Agreement dated May 22, 2023

EX 10.3 Amendment No. 1 to Forbearance Agreement dated May 22, 2023 This Amendment No. 1 to Forbearance Agreement (“Agreement”) dated May 22, 2023 is made this 31st day of May, 2023 by and between by and between UNIQUE FABRICATING NA, INC., a Delaware corporation (“US Borrower”), and UNIQUE-INTASCO CANADA, INC., a corporation organized under the laws of the province of British Columbia (“CA Borrow

ACCOMMODATION AGREEMENT

EX 10.1 Certain information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the Registrant if publicly disclosed. ACCOMMODATION AGREEMENT General Motors LLC, for itself and on behalf of its subsidiaries and affiliates (“GM”), FCA US LLC, on behalf of itself and the final vehicle assembly entities FCA Mexico, S.A. de CV and FCA Canada I

FORBEARANCE AGREEMENT

EX 10.2 Certain information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the Registrant if publicly disclosed. FORBEARANCE AGREEMENT This Forbearance Agreement (“Agreement” or “Forbearance Agreement”) is made this 22nd day of May, 2023 by and between UNIQUE FABRICATING NA, INC., a Delaware corporation (“US Borrower”), and UNIQUE-INT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 UNIQUE FABRICATING,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission F

Unique Fabricating, Inc. Announces Accommodation Agreement and New Forbearance Agreement to Support Restructuring or Sale

Investor Inquiries: Rob Fink, FNK IR +1(646) 809-0408 [email protected] Unique Fabricating, Inc. Announces Accommodation Agreement and New Forbearance Agreement to Support Restructuring or Sale Auburn Hills, MI – May 23, 2023 — Unique Fabricating, Inc. (NYSE American: UFAB), reported that it has entered into an Accommodation Agreement with three of its principal customers (“Customers’) and its lenders

UFAB / Unique Fabricating Inc / Alvin Fund, LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 2) Unique Fabricating (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 90915J103 (CUSIP Number) May 10, 2023 (Date of Event Which

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Tran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio

Unique Fabricating, Inc. Receives NYSE American Low Selling Price Compliance Notice

Investor Inquiries: Rob Fink, FNK IR +1(646) 809-0408 [email protected] Unique Fabricating, Inc. Receives NYSE American Low Selling Price Compliance Notice Auburn Hills, MI – April 27, 2023 — Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water s

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2023 UNIQUE FABRICATING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25/A NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25/A NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2023 UNIQUE FABRICATING,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Unique Fabricating, Inc. Receives Notice of Late Filing from the NYSE

Investor Inquiries: Rob Fink, FNK IR +1(646) 809-0408 [email protected] Unique Fabricating, Inc. Receives Notice of Late Filing from the NYSE Auburn Hills, MI – April 12, 2022 — Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water sealing applica

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 29, 2023 UNIQUE FABRICATING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 29, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Via Next Day Air and E-Mail

March 23, 2023 Via Next Day Air and E-Mail Unique Fabricating NA, Inc. Unique-Intasco Canada, Inc. Unique Fabricating, Inc. Unique-Chardan, Inc. Unique Molded Foam Technologies, Inc. Unique-Prescotech, Inc. Unique Fabricating Realty, LLC Unique Fabricating South, Inc. Unique-Intasco USA, Inc. Unique Fabricating de Mexico, S.A. de C.V. 800 Standard Parkway Auburn Hills, MI 48326 Attention: Byrd Dou

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2023 UNIQUE FABRICATING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2023 UNIQUE FABRICAT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commiss

Second Forbearance Agreement, dated as of February 22, 2023, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

SECOND FORBEARANCE AGREEMENT This Second Forbearance Agreement (“Agreement” or “Forbearance Agreement”) is made this 22nd day of February, 2023 by and between UNIQUE FABRICATING NA, INC.

Tenth Amendment to Credit Agreement, dated as of February 3, 2023, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

Tenth Amendment to Credit Agreement This Tenth Amendment to Credit Agreement (“Agreement” or “Tenth Amendment”) is made this 3rd day of February, 2023 by and between UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 3, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorp

Tenth Amendment to Credit Agreement, dated as of February 3, 2023, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

Tenth Amendment to Credit Agreement This Tenth Amendment to Credit Agreement (“Agreement” or “Tenth Amendment”) is made this 3rd day of February, 2023 by and between UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 3, 2023 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Letter Agreement, dated as of December 9, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, and Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

December 9, 2022 Unique Fabricating NA, Inc., Unique-Intasco Canada, Inc., 800 Standard Parkway Auburn Hills, MI 48326 Attention: Byrd Douglas Cain Re: Amended and Restated Credit Agreement dated November 8, 2018, as amended, including, most recently by Waiver and Ninth Amendment to Credit Agreement dated November 7, 2022 (collectively, the ?Credit Agreement?) Dear Mr. Cain, We write to you on beh

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Form of Secured Promissory Note - Entrotech

THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

Form of Security Agreement - Entrotech

Entrotech Note SECURITY AGREEMENT THIS SECURITY AGREEMENT (this "Agreement"), dated as of October 3, 2022, is entered into by and between UNIQUE FABRICATING NA, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 or ☐ Transition R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNI

Form of Security Agreement - ERC

ERC Note SECURITY AGREEMENT THIS SECURITY AGREEMENT (this "Agreement"), dated as of October , 2022, is entered into by and between UNIQUE FABRICATING NA, INC.

Unique Fabricating, Inc. Reports Third Quarter 2022 Financial Results

Investor Inquiries: Rob Fink, FNK IR +1 (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Third Quarter 2022 Financial Results Auburn Hills, MI ? November 8, 2022 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water sealing appl

Form of Common Stock Purchase Warrant

NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

Intercreditor Agreement

INTERCREDITOR AGREEMENT This Intercreditor Agreement (?Agreement?) is made this day of October, 2022 by and between Alvin Fund, LLC, a Delaware limited liability company, whose address is 215 West 98th Street, New York, NY 10025 (?Alvin?), and ROBERT TAGLICH, an individual, whose address is 37 Main Street, Cold Spring Harbor, NY 11724 (?Robert?), and MICHAEL and CLAUDIA TAGLICH, individuals in the

Form of Secured Promissory Note - ERC

THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

Unique Fabricating, Inc. Announces Waiver and Amendment of its Credit Agreement Company Exits Forbearance

Investor Inquiries: Rob Fink, FNK IR +1(646) 809-0408 [email protected] Unique Fabricating, Inc. Announces Waiver and Amendment of its Credit Agreement Company Exits Forbearance Auburn Hills, MI ? November 7, 2022 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness ma

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Ninth Amendment to Credit Agreement, dated as of November 7, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

Waiver and Ninth Amendment To Credit Agreement This Waiver and Ninth Amendment to Credit Agreement is made this 7th day of November, 2022 by and between UNIQUE FABRICATING NA, INC.

UFAB / Unique Fabricating Inc / Pacific Ridge Capital Partners, LLC - SCH 13GA UFAB Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Unique Fabricating Inc (Name of Issuer) Common Stock (Title of Class of Securities) 90915J103 (CUSIP Number) September 30, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

Eleventh Amendment to Forbearance Agreement, dated as of October 4, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

ELEVENTH AMENDMENT TO FORBEARANCE AGREEMENT This Eleventh Amendment to Forbearance Agreement is made this 4th day of October, 2022, by and between UNIQUE FABRICATING NA, INC.

Unique Fabricating, Inc. Announces Agreement For Financing with Lenders and Investors Company Secures Amended Lending Agreement; Investors Provide Debt Financing; B. Riley & Co. Retained as Investment Banker to Facilitate Comprehensive Refinancing

Investor Inquiries: Rob Fink, FNK IR +1(646) 809-0408 [email protected] Unique Fabricating, Inc. Announces Agreement For Financing with Lenders and Investors Company Secures Amended Lending Agreement; Investors Provide Debt Financing; B. Riley & Co. Retained as Investment Banker to Facilitate Comprehensive Refinancing Auburn Hills, MI ? October 4, 2022 ? Unique Fabricating, Inc. (NYSE American: UFAB),

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 4, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissio

Unique Fabricating, Inc. Completes $4 Million Financing with Investors Receives Final $1 Million Debt Financing from Current Investors

Investor Inquiries: Rob Fink, FNK IR +1(646) 809-0408 [email protected] Unique Fabricating, Inc. Completes $4 Million Financing with Investors Receives Final $1 Million Debt Financing from Current Investors Auburn Hills, MI ? October 10, 2022 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commiss

Tenth Amendment to Forbearance Agreement, dated as of September 9, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

EX-10.1 2 ex101tenthamendmenttoforbe.htm EX-10.1 TENTH AMENDMENT TO FORBEARANCE AGREEMENT This Tenth Amendment to Forbearance Agreement is made this 9th day of September, 2022, by and between UNIQUE FABRICATING NA, INC., a Delaware corporation (“US Borrower”) and UNIQUE-INTASCO CANADA, INC., a corporation organized under the laws of the province of British Columbia (“CA Borrower”, called together

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 or ☐ Transition Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE F

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 11, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissio

Unique Fabricating, Inc. Reports Second Quarter 2022 Financial Results

Investor Inquiries: Rob Fink, FNK IR +1 (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Second Quarter 2022 Financial Results Auburn Hills, MI ? August 11, 2022 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water sealing appl

Certificate of Amendment of Certificate of Incorporation of the Company, effective July 29, 2022

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF UNIQUE FABRICATING, INC.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 14, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Ninth Amendment to Forbearance Agreement, dated as of July 14, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

NINTH AMENDMENT TO FORBEARANCE AGREEMENT This Ninth Amendment to Forbearance Agreement is made this 14th day of July, 2022, effective as of July 14, 2022 by and between UNIQUE FABRICATING NA, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 definitiveproxystatementuf.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit

Eighth Amendment to Forbearance Agreement, dated as of June 13, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

EIGHTH AMENDMENT TO FORBEARANCE AGREEMENT This Eighth Amendment to Forbearance Agreement is made this 13th day of June, 2022, effective as of June 13, 2022 by and between UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Seventh Amendment to Forbearance Agreement, dated as of May 26, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

EX-10.1 2 ex101seventhamendmenttofor.htm EX-10.1 SEVENTH AMENDMENT TO FORBEARANCE AGREEMENT This Seventh Amendment to Forbearance Agreement (“Agreement or “Seventh Amendment”) is made this 26th Day of May, 2022, effective as of May 30, 2022, by and between UNIQUE FABRICATING NA, INC., a Delaware corporation (“US Borrower”), and UNIQUE- INTASCO CANADA, INC., a corporation organized under the laws o

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission F

Letter from Deloitte & Touche LLP

May 23, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Unique Fabricating, Inc.'s Form 8-K dated May 19, 2022, and have the following comments: 1.We agree with the statements made in the first, second, and fourth through seventh paragraphs. 2.We have no basis on which to agree or disagree with the statements made i

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission F

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission F

Unique Fabricating, Inc. Reports First Quarter 2022 Financial Results

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports First Quarter 2022 Financial Results Auburn Hills, MI ? May 12, 2022 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water sealing application

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 or ☐ Transition Repor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission Fi

innovative, optimized, sustainable solutions Taglich Brothers Investment Conference May 2, 2022 Doug Cain, President and Chief Executive Officer Brian Loftus, Chief Financial Officer Safe Harbor FORWARD-LOOKING STATEMENTS This presentation includes “

innovative, optimized, sustainable solutions Taglich Brothers Investment Conference May 2, 2022 Doug Cain, President and Chief Executive Officer Brian Loftus, Chief Financial Officer Safe Harbor FORWARD-LOOKING STATEMENTS This presentation includes ?forward-looking statements? within the meaning of U.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ☐ Transi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-37480

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ☐ Transition Report Pursua

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-37480 UNIQUE FABRICATIN

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 24, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Real Estate Lease Extension, dated as of December 21, 2018, between Joslyn-Collier I LLC and Unique Fabricating Inc.

THIRD EXTENSION OF LEASE THIS THIRD EXTENSION OF LEASE (this "Third Extension") is entered into this 21ST of December 2018 by and between JOSLYN-COLLIER I LLC, a Michigan limited liability company (the "Landlord") and UNIQUE FABRICATING INC, a Delaware Corporation (the "Tenant").

Unique Fabricating, Inc. Reports Fourth Quarter and Full-Year 2021 Financial Results

Investor Inquiries: Rob Fink, FNK IR +1 (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Fourth Quarter and Full-Year 2021 Financial Results Auburn Hills, MI ? March 24, 2022 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water

List of subsidiaries of the Company

Exhibit 21.1 UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intasco Canada, Inc. Unique Fabricating Realty, LLC

Sixth Amendment to Forbearance Agreement, dated as of March 11, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

SIXTH AMENDMENT TO FORBEARANCE AGREEMENT This Sixth Amendment to Forbearance Agreement (?Agreement or ?Sixth Amendment?) is made this 11th day of March, 2022, effective as of March 11, 2022, by and between UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 25, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commiss

Fifth Amendment to Forbearance Agreement, dated as of February 25, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

FIFTH AMENDMENT TO FORBEARANCE AGREEMENT This Fifth Amendment to Forbearance Agreement (?Agreement or ?Fifth Amendment?) is made this 25th day of February, 2022, effective as of February 28, 2022, by and between UNIQUE FABRICATING NA, INC.

UFAB / Unique Fabricating Inc / Pacific Ridge Capital Partners, LLC - UFAB SC13GA 2021 PRCP Passive Investment

SC 13G/A 1 UFAB13Ga2021v4.htm UFAB SC13GA 2021 PRCP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Unique Fabricating Inc (Name of Issuer) Common Stock (Title of Class of Securities) 90915J103 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropri

UFAB / Unique Fabricating Inc / Peninsula Fund V Limited Partnership - SC 13G/A Passive Investment

Schedule 13G Page 1 of 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 4, 2022 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Fourth Amendment to Forbearance Agreement, dated as of February 4, 2022, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

FOURTH AMENDMENT TO FORBEARANCE AGREEMENT This Fourth Amendment to Forbearance Agreement (?Agreement or ?Fourth Amendment?) is made this 4th day of February, 2022, by and between UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissi

Third Amendment to Forbearance Agreement, dated as of December 9, 2021, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

THIRD AMENDMENT TO FORBEARANCE AGREEMENT This Third Amendment to Forbearance Agreement is made this 9th day of December, 2021, by and between UNIQUE FABRICATING NA, INC.

Unique Fabricating, Inc. Announces Amendment of Forbearance Agreement Company and Lending Syndicate Agree to Suspend Certain Covenants For Remainder of the Forbearance Period

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Announces Amendment of Forbearance Agreement Company and Lending Syndicate Agree to Suspend Certain Covenants For Remainder of the Forbearance Period Auburn Hills, MI ? December 9, 2021 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, an

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commiss

Unique Fabricating, Inc. Reports Third Quarter 2021 Financial Results

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Third Quarter 2021 Financial Results Auburn Hills, MI ? November 15, 2021 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water sealing applic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 or ☐ Transition R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNI

PROSPECTUS Filed Pursuant to Rule 424(b)(3)

Table of Contents PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-260280 2,110,320 Shares Common Stock This prospectus covers the offer and resale of up to an aggregate of 2,110,320 shares of our common stock by the selling stockholders identified in the ?Selling Stockholders? section of this prospectus as follows: (1) 1,954,000 shares of our common stock registered hereunder were

As filed with the Securities and Exchange Commission on October 29, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

As filed with the Securities and Exchange Commission on October 29, 2021 Registration No.

UNIQUE FABRICATING 800 Standard Parkway Auburn Hills, Michigan 48326 October 28, 2021

UNIQUE FABRICATING 800 Standard Parkway Auburn Hills, Michigan 48326 October 28, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.

Power of Attorney

Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Byrd Douglas Cain, III, President and Chief Executive Officer and Brian P. Loftus, Vice President and Chief Financial Officer, and each of them individually, as the undersigned?s true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for the unde

As filed with the Securities and Exchange Commission on October 15, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNIQUE FABRICATING

As filed with the Securities and Exchange Commission on October 15, 2021 Registration No.

UFAB / Unique Fabricating Inc / Alvin Fund, LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No.1) Unique Fabricating (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 90915J103 (CUSIP Number) September 21, 2021 (Date of Event

Form of Common Stock Purchase Warrant

EX-4.1 2 ex41commonstockpurchasewar.htm EX-4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCE

Form of Registration Rights Agreement

REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of September 21, 2021, between Unique Fabricating, Inc.

Form of Securities Purchase Agreement

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 21, 2021, between Unique Fabricating, Inc.

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 21, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commis

Second Amendment to Forbearance Agreement, dated as of September 21, 2021, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

SECOND AMENDMENT TO FORBEARANCE AGREEMENT This Second Amendment to Forbearance Agreement is made this 21st day of September, 2021, by and between UNIQUE FABRICATING NA, INC.

Unique Fabricating, Inc. Raises $4.4 Million, Amends Forbearance Agreement

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Raises $4.4 Million, Amends Forbearance Agreement Auburn Hills, MI ? September 21, 2021 ? Unique Fabricating, Inc. (NYSE American: UFAB) (the ?Company?), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and ai

innovative, optimized, sustainable solutions Taglich Brothers Investment Conference September 13, 2021 Doug Cain, President and Chief Executive Officer Brian Loftus, Chief Financial Officer Safe Harbor FORWARD-LOOKING STATEMENTS This presentation inc

innovative, optimized, sustainable solutions Taglich Brothers Investment Conference September 13, 2021 Doug Cain, President and Chief Executive Officer Brian Loftus, Chief Financial Officer Safe Harbor FORWARD-LOOKING STATEMENTS This presentation includes ?forward-looking statements? within the meaning of U.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commis

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 or ☐ Transition Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE F

Unique Fabricating, Inc. Reports Second Quarter 2021 Financial Results

EX-99.1 2 ex991q22021earningsrelease.htm EX-99.1 Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Second Quarter 2021 Financial Results Auburn Hills, MI – August 12, 2021 — Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and h

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissio

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 9, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Unique Fabricating, Inc. Announces Forgiveness of SBA PPP Loan

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Announces Forgiveness of SBA PPP Loan Auburn Hills, MI ? August 9, 2021 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water sealing applications for

UFAB / Unique Fabricating Inc / Alvin Fund, LLC - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Unique Fabricating (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 90915J103 (CUSIP Number) July 26, 2021 (Date of Event Which Requires Filing

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 2, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission F

nd between the financial institutions signatory thereto, Citizen

FIRST AMENDMENT TO FORBEARANCE AGREEMENT This Forbearance Amendment to Agreement is made this 14th day of June, 2021, by and between UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Unique Fabricating, Inc. Announces Extension of Forbearance Agreement through February 28, 2022

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Announces Extension of Forbearance Agreement through February 28, 2022 Auburn Hills, MI ? June 14, 2021 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and ai

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 proxystatementufab2021.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission F

Unique Fabricating, Inc. Reports First Quarter 2021 Financial Results

EX-99.1 2 ex991q12021earningsrelease.htm EX-99.1 Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports First Quarter 2021 Financial Results Auburn Hills, MI – May 13, 2021 — Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harsh

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 or ☐ Transition Repor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-37480

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 20, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Unique Fabricating, Inc. Reports Fourth Quarter 2020 Financial Results; Announces Going Concern Opinion Conference call scheduled for 4:15 p.m. ET

Investor Inquiries: Rob Fink, FNK IR +1 (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Fourth Quarter 2020 Financial Results; Announces Going Concern Opinion Conference call scheduled for 4:15 p.m. ET Auburn Hills, MI ? April 20, 2021 ? Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utiliz

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number:

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file n

Forbearance Agreement, made the 9th day of April 2021, by and between, Unique Fabricating. NA, Inc. and Unique-Intasco Canada, Inc., borrowers, Unique Fabricating Inc., Unique-Chardan, Inc., Unique Molded Foam Technologies, Inc., Unique Prescotech, Inc., Unique Fabricating Realty, LLC, Unique Fabricating South, Inc., and Unique-Intasco USA, Inc., the financial institutions signatory thereto, and Citizens Bank, a National Association, as Administrative Agent for the lenders. (filed as Exhibit 10.42 to the Company's Annual Report on Form 10-K, filed with the SEC on April 15, 2021 and incorporated herein by reference).

EX-10.42 2 ufab123120exhibit1042.htm EX-10.42 Exhibit 10.42 FORBEARANCE AGREEMENT This Forbearance Agreement is made this 9th day of April, 2021, by and between UNIQUE FABRICATING NA, INC., a Delaware corporation (“US Borrower”), and UNIQUE-INTASCO CANADA, INC., a corporation organized under the laws of the province of British Columbia (“CA Borrower”, called together with US Borrower, the “Borrowe

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 2 (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number:

List of subsidiaries of the Company

Exhibit 21.1 UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intasco Canada, Inc. Unique Fabricating Realty, LLC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ☐ Transition Report Pursua

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-37480 UNIQUE FABRICATIN

Unique Fabricating Files Extension for 2020 Form 10-K; Company to Restate Previously Issued 2020 Quarterly Financial Statements

EX-99.1 2 ex991pressrelease20210401.htm EX-99.1 Unique Fabricating Files Extension for 2020 Form 10-K; Company to Restate Previously Issued 2020 Quarterly Financial Statements Auburn Hills, MI – April 1, 2021 — Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness man

- NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Pe

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2021 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

UFAB 13GA FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Unique Fabricating Inc (Name of Issuer) Common Stock (Title of Class of Securities) 90915J103 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) Unique Fabricating, Inc. 800 Standard Parkway Auburn Hills

Exhibit 1.01 Conflict Minerals Report of Unique Fabricating, Inc. for the period

Exhibit 1.01 Unique Fabricating, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (“CMR”) of Unique Fabricating, Inc. (herein referred to as “Unique,” the “Company,” “we,” “us,” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period from December 31, 2018 to December 29, 2019 (the “Report

Unique Fabricating, Inc. Reports Third Quarter 2020 Financial Results Net income of $1.0 million from $35.6 million third quarter net sales, a $20.8 million increase from second quarter net sales

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Third Quarter 2020 Financial Results Net income of $1.0 million from $35.6 million third quarter net sales, a $20.8 million increase from second quarter net sales Auburn Hills, MI – November 12, 2020 — Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-mat

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commiss

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 ☐ Transition Repo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNI

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Sills Cummis & Gross A Professional Corporation 101 Park Avenue 28th Floor New York, New York 10178 Tel: (212) 643-7000 Fax (212) 643-6500 The Legal Center One Riverfront Plaza New Jersey, NJ 07102 Tel: (973) 643-7000 Fax: (973) 643-6500 Steven L.

Description of Securities

DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Unique Fabricating, Inc.

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 3) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 29, 2019 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-37480 UNIQUE F

Unique Fabricating, Inc. Amendment No. 2 to 2014 Omnibus Performance Award Plan

Exhibit 4.5 Amendment No. 2 Unique Fabricating, Inc. 2014 Omnibus Performance Award Plan Section III(a) of the Unique Fabricating, Inc. 2014 Omnibus Performance Award Plan (the “Plan”) shall be amended to read in its entirety as follows: “(a) Number of Shares of Common Stock. Subject to the adjustments provided in Article X of the Plan, the aggregate number of shares of the Common Stock which may

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file numbe

- S-8

As filed with the Securities and Exchange Commission on August 18, 2020 Registration No.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Eighth Amendment to Credit Agreement and Loan Documents, dated as of August 7, 2020, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

EIGHTH AMENDMENT TO CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO CREDIT AGREEMENT ("Amendment") is executed as of August 7, 2020, by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE F

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 13, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commissio

Unique Fabricating, Inc. Reports Second Quarter 2020 Financial Results and Successfully Amends Credit Agreement June net sales of $10.0 million support improving revenue outlook while $1.1 million quarterly SG&A reduction reflects the impact of the c

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports Second Quarter 2020 Financial Results and Successfully Amends Credit Agreement June net sales of $10.0 million support improving revenue outlook while $1.1 million quarterly SG&A reduction reflects the impact of the continuing operational improvements July net sales of $10.8 million continue strong r

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 2, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission F

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE

Unique Fabricating, Inc. Reports First Quarter 2020 Financial Results $1.1 million net loss resulting from 11% lower COVID-19 impacted sales; $0.6 million higher swap related interest, and $0.9 million restructuring costs 10% Adjusted EBITDA(1) Impro

Investor Inquiries: Rob Fink, FNK IR (646) 809-0408 [email protected] Unique Fabricating, Inc. Reports First Quarter 2020 Financial Results $1.1 million net loss resulting from 11% lower COVID-19 impacted sales; $0.6 million higher swap related interest, and $0.9 million restructuring costs 10% Adjusted EBITDA(1) Improvement on Lower Revenue with $1.4 Million Reduction in SG&A Auburn Hills, MI – June

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 25, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission Fi

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Seventh Amendment to Credit Agreement and Loan Documents, dated as of April 23, 2020, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

SEVENTH AMENDMENT TO CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT (“Amendment”) is executed as of April 23, 2020, by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

Promissory Note of Unique Fabricating NA, Inc. dated April 23, 2020, made under the Paycheck Protection Program sponsored by the U.S. Small Business Administration through, Citizens Bank, National Association

ex101uniquenote PAYCHECK PROTECTION NOTE VIRGINIA BORROWERS: THIS INSTRUMENT CONTAINS A CONFESSION OF JUDGMENT PROVISION WHICH CONSTITUTES A WAIVER OF IMPORTANT RIGHTS YOU MAY HAVE AS A DEBTOR AND ALLOWS THE CREDITOR TO OBTAIN A JUDGMENT AGAINST YOU WITHOUT FURTHER NOTICE.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 3, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Sixth Amendment to Credit Agreement and Loan Documents, dated as of April 3, 2020, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

SIXTH AMENDMENT TO CREDIT AGREEMENT THIS SIXTH AMENDMENT TO CREDIT AGREEMENT ("Amendment") is executed as of April 3, 2020, by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of Incorporation) (Commission

Unique Fabricating Appoints Brian P. Loftus as Chief Financial Officer 15-Year Accounting Veteran with Significant Public Company Experience

Unique Fabricating Appoints Brian P. Loftus as Chief Financial Officer 15-Year Accounting Veteran with Significant Public Company Experience Auburn Hills, MI - April 2, 2020 - Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water sealing applic

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 2) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE

List of subsidiaries of the Company

Exhibit 21.1 UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intasco Canada, Inc. Unique Fabricating Realty, LLC

UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intas

Exhibit 21.1 UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intasco Canada, Inc. Unique Fabricating Realty, LLC

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATING, INC. (

List of subsidiaries of the Company

Exhibit 21.1 UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intasco Canada, Inc. Unique Fabricating Realty, LLC

Unique Fabricating, Inc. Reports Fourth Quarter and Full Year 2019 Financial Results

Exhibit 99.1 Unique Fabricating, Inc. Reports Fourth Quarter and Full Year 2019 Financial Results Auburn Hills, MI - March 26, 2020 - Unique Fabricating, Inc. ("Unique Fabricating” or the "Company”) (NYSE American: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration, and harshness management and air/water sealing applications for

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 26, 2020 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizat

UFAB / Unique Fabricating, Inc. / Pacific Ridge Capital Partners, LLC - UFAB 13G AMENDMENT NO 1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Unique Fabricating Inc (Name of Issuer) Common Stock (Title of Class of Securities) 90915J103 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

Unique Fabricating Appoints Susan C. Benedict to Board of Directors

Exhibit 99.1 Unique Fabricating Appoints Susan C. Benedict to Board of Directors Auburn Hills, MI - November 12, 2019 - Unique Fabricating, Inc. (the "Company”) (NYSE American: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water sealing applications for the automotive and industrial market,

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 7, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organiz

Unique Fabricating, Inc. Reports Third Quarter 2019 Financial Results

Exhibit 99.1 Unique Fabricating, Inc. Reports Third Quarter 2019 Financial Results Auburn Hills, MI - November 7, 2019 - Unique Fabricating, Inc. ("Unique Fabricating” or the "Company”) (NYSE American: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water sealing applications for the automotiv

Stock Option Agreement 2014 Plan NQO Award

Unique Fabricating, Inc. 2014 Omnibus Performance Award Plan NQO AWARD AGREEMENT Unique Fabricating, Inc., a Delaware corporation (the “Corporation”), pursuant to the terms of its 2014 Omnibus Performance Award Plan (the “Plan”) and the Non-Qualified Stock Option Award attached to this NQO Award Agreement, hereby grants to the individual named below the option to purchase the number of shares of t

Stock Option Agreement 2013 Plan Award

UNIQUE FABRICATING, INC. Notice of Stock Option Grant Under 2013 Stock Incentive Plan Notice is hereby given of the following option grant (the “Option”) to purchase shares of Common Stock of Unique Fabricating, Inc. (the “Company”): Optionee: Byrd Douglas Cain, III Grant Date: September 30, 2019 Vesting Commencement Date: September 30, 2019 Exercise Price: $2.89 per share Number of Option Shares:

Stock Option Agreement 2014 Plan ISO Award

Unique Fabricating, Inc. 2014 Omnibus Performance Award Plan ISO AWARD AGREEMENT Unique Fabricating, Inc., a Delaware corporation (the “Corporation”), pursuant to the terms of its 2014 Omnibus Performance Award Plan (the “Plan”) and the Incentive Stock Option Award attached to this ISO Award Agreement, hereby grants to the individual named below the option to purchase the number of shares of the C

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATIN

UFAB / Unique Fabricating, Inc. CORRESP - -

Sills Cummis & Gross A Professional Corporation Sills Cummis & Gross A Professional Corporation 101 Park Avenue 28th Floor New York, New York 10178 Tel: (212) 643-7000 Fax (212) 643-6500 The Legal Center One Riverfront Plaza New Jersey, NJ 07102 Tel: (973) 643-7000 Fax: (973) 643-6500 Steven L.

Annual Report - 10-K AMENDMENT NO.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 24, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organ

Unique Fabricating Announces Resignation of Chief Financial Officer New CEO Will Serve as Interim CFO During Search for Replacement

Exhibit 99.1 Unique Fabricating Announces Resignation of Chief Financial Officer New CEO Will Serve as Interim CFO During Search for Replacement Auburn Hills, MI - September 30, 2019 - Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water seali

Unique Fabricating Appoints Doug Cain as Chief Executive Officer Brings Extensive and Relevant Profit-Focused Expertise in Multinational Settings

Exhibit 99.1 Unique Fabricating Appoints Doug Cain as Chief Executive Officer Brings Extensive and Relevant Profit-Focused Expertise in Multinational Settings Auburn Hills, MI - September 17, 2019 - Unique Fabricating, Inc. (NYSE American: UFAB), a leader in engineering and manufacturing multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and a

Employment agreement made as of September 4, 2019, by and between Unique Fabricating Incorporated, a Delaware corporation and Byrd Douglas Cain, III (filed as Exhibit 10.1 to the Company's Current Report on Form 8-K, filed on September 17, 2019 and incorporated herein by reference)

EMPLOYMENT AGREEMENT Of Byrd Douglas Cain, III THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made as of September 4, 2019, by and between UNIQUE FABRICATING, INCORPORATED, a Delaware corporation (the “Company”), and Byrd Douglas Cain, III (“Executive”).

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 17, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organ

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 7, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizat

Fifth Amendment to Credit Agreement and Loan Documents, dated as of August 7, 2019, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

EX-10.1 2 exhibit101fifthamendmentto.htm EXHIBIT 10.1 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT ("Amendment") is executed as of August 7, 2019, by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Le

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 7, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizat

Unique Fabricating, Inc. Reports Second Quarter 2019 Financial Results

Exhibit 99.1 Unique Fabricating, Inc. Reports Second Quarter 2019 Financial Results Auburn Hills, MI - August 7, 2019 - Unique Fabricating, Inc. ("Unique” or the "Company”)(NYSE American: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water sealing applications for the automotive and industri

Non-qualified Option Award Agreement, dated between Unique Fabricating NA, Inc. and Kim Korth

Unique Fabricating, Inc. 2014 Omnibus Performance Award Plan NQO AWARD AGREEMENT Unique Fabricating, Inc., a Delaware corporation (the “Corporation”), pursuant to the terms of its 2014 Omnibus Performance Award Plan (the “Plan”) and the Non-Qualified Stock Option Award attached to this NQO Award Agreement, hereby grants to the individual named below the option to purchase the number of shares of t

Consulting Agreement, dated May 15, 2019, between Unique Fabricating NA, Inc. and Kim Korth

5 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (this “Agreement”) is made as of the 15th day of May, 2019 (the “Effective Date”), by and between Unique Fabricating NA, Inc.

Separation Agreement and General Release, dated May 10, 2019, between John Weinhardt and Unique Fabricating NA, Inc.

EX-10.1 2 exhibit101separationag.htm EXHIBIT 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (the “Separation Agreement”) is made and entered into by and between John Weinhardt (“Executive”), on the one hand, and Unique Fabricating Incorporated, subsequently renamed Unique Fabricating, NA, Inc. (the “Company”), on the other hand. Executive and the Compan

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATING, IN

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizati

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 16, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizati

Waiver and Fourth Amendment to Credit Agreement and Loan Documents, dated as of July 16, 2019, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

WAIVER AND FOURTH AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS THIS WAIVER AND FOURTH AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS ("Amendment") is executed as of July 16, 2019, by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

Waiver and Third Amendment to Credit Agreement and Loan Documents, dated as of June 28, 2019, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

THIRD AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS THIS THIRD AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS ("Amendment") is executed as of June 28, 2019 (the "Effective Date"), by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 28, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizati

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 14, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizati

Waiver and Second Amendment to Credit Agreement and Loan Documents, dated as of June 14, 2019, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

EX-10.1 2 exhibit101secondamendmentt.htm EXHIBIT 10.1 1 SECOND AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS THIS SECOND AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS ("Amendment") is executed as of June 14, 2019 (the "Effective Date"), by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 6, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizatio

UFAB / Unique Fabricating, Inc. SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) Unique Fabricating, Inc. 800 Standard Parkway Auburn Hills

Exhibit 1.01 Conflict Minerals Report of Unique Fabricating, Inc. for the period January 1, 2018 to December 30, 2018.

Exhibit 1.01 Unique Fabricating, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (“CMR”) of Unique Fabricating, Inc. (herein referred to as “Unique,” the “Company,” “we,” “us,” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period from January 1, 2018 to December 30, 2018 (the “Reportin

UFAB / Unique Fabricating, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 9, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organization

Unique Fabricating, Inc. Reports First Quarter 2019 Financial Results

Exhibit 99.1 Unique Fabricating, Inc. Reports First Quarter 2019 Financial Results Auburn Hills, MI - May 9, 2019 - Unique Fabricating, Inc. ("Unique” or the "Company”)(NYSE MKT: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water sealing applications for the automotive and industrial market

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATING, I

Waiver and First Amendment to Amendment to Credit Agreement and Loan Documents, dated as of May 7, 2019, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc.

WAIVER AND FIRST AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS THIS WAIVER AND FIRST AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS ("Amendment") is executed as of May 7, 2019 (the " Effective Date"), by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

Unique Fabricating, Inc. Investor Presentation April 30, 2019 UniqueFAB.com | NYSE: UFAB 1 NYSE: UFAB Safe Harbor FORWARD-LOOKING STATEMENTS This presentation includes “forward-looking statements” within the meaning of U.S. federal securities laws, a

investorpresentationdate Unique Fabricating, Inc. Investor Presentation April 30, 2019 UniqueFAB.com | NYSE: UFAB 1 NYSE: UFAB Safe Harbor FORWARD-LOOKING STATEMENTS This presentation includes “forward-looking statements” within the meaning of U.S. federal securities laws, and we intend that such forward-looking statements be subject to the safe harbor created hereby. We make forward-looking state

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizat

UFAB / Unique Fabricating, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

“Management”, “Security Ownership of Certain Beneficial Owners and Management,” “Certain Relationships and Related Party Transactions,” and “Executive Compensation.”

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 7, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizati

Unique Fabricating, Inc. Reports Fourth Quarter and Full Year 2018 Financial Results

EX-99.1 2 exhibit991ufabq42018earnin.htm EXHIBIT 99.1 Exhibit 99.1 Unique Fabricating, Inc. Reports Fourth Quarter and Full Year 2018 Financial Results Auburn Hills, MI - March 7, 2019 - Unique Fabricating, Inc. ("Unique” or the "Company”)(NYSE MKT: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and

List of subsidiaries of the Company

Exhibit 21.1 UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intasco Canada, Inc. Unique Fabricating Realty, LLC

UFAB / Unique Fabricating, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATING, INC. (

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 12, 2019 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organi

Unique Fabricating Declares Quarterly Dividend of $0.05 Per Share Company to Prioritize Debt Reduction and Financial Flexibility Schedules Fourth Quarter and Year-End Earnings Call for March 7, 2019

Exhibit 99.1 Unique Fabricating Declares Quarterly Dividend of $0.05 Per Share Company to Prioritize Debt Reduction and Financial Flexibility Schedules Fourth Quarter and Year-End Earnings Call for March 7, 2019 Auburn Hills, MI - February 12, 2019 - Unique Fabricating, Inc. ("Unique” or the "Company”) (NYSE MKT: UFAB) which engineers and manufactures multi-material foam, rubber, and plastic compo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 9, 2018 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organiz

Unique Fabricating, Inc. Reports Third Quarter 2018 Financial Results Company Revises Full-Year Revenue and Profitability Guidance to Account for Current Market Outlook

Exhibit 99.1 Unique Fabricating, Inc. Reports Third Quarter 2018 Financial Results Company Revises Full-Year Revenue and Profitability Guidance to Account for Current Market Outlook Auburn Hills, MI - November 9, 2018 - Unique Fabricating, Inc. ("Unique” or the "Company”)(NYSE MKT: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibrat

Amended and Restated Credit Agreement and Loan Documents, dated as of November 8, 2018, by and between the financial institutions signatory thereto, Citizens Bank, National Association, as Administrative Agent for the Lenders, Unique Fabricating NA. Inc. and Unique-Intasco Canada, Inc. (filed as Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018, filed on November 9, 2018 and incorporated herein by reference)

UNIQUE FABRICATING NA, INC. AND UNIQUE-INTASCO CANADA, INC. AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 8, 2018 with CITIZENS BANK, NATIONAL ASSOCIATION, as Sole Lead Arranger, Bookrunner and Administrative Agent, FLAGSTAR BANK, FSB, as Syndication Agent And The "Lenders" AMENDED AND RESTATED CREDIT AGREEMENT This Amended and Restated Credit Agreement ("Agreement") is made as of the

UFAB / Unique Fabricating, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATIN

Fifth Amendment to Credit Agreement and Loan Documents, dated as of September 20, 2018, by and between the financial institutions signatory thereto (the “Lenders”), Citizens Bank, National Association (formerly known as RBS Citizens, N.A.) as Administrative Agent for the Lenders, and Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc. (filed as Exhibit 10.1 to the Company's Current Report on Form 8-K, filed on September 21, 2018 and incorporated herein by reference

FIFTH AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS THIS FIFTH AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS ("Amendment") is executed as of September 20, 2018 (the "Fifth Amendment Effective Date"), by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 20, 2018 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organ

UFAB / Unique Fabricating, Inc. 10-Q/A (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UN

UFAB / Unique Fabricating, Inc. 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE

UFAB / Unique Fabricating, Inc. CORRESP

Sills Cummis & Gross A Professional Corporation 101 Park Avenue 28th Floor New York, New York 10178 Tel: (212) 643-7000 Fax (212) 643-6500 The Legal Center One Riverfront Plaza New Jersey, NJ 07102 Tel: (973) 643-7000 Fax: (973) 643-6500 Steven L.

Unique Fabricating, Inc. Reports Second Quarter 2018 Financial Results Company Reaffirms Full-Year Revenue and Profitability Guidance

Exhibit 99.1 Unique Fabricating, Inc. Reports Second Quarter 2018 Financial Results Company Reaffirms Full-Year Revenue and Profitability Guidance Auburn Hills, MI - August 9, 2018 - Unique Fabricating, Inc. ("Unique” or the "Company”)(NYSE MKT: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 9, 2018 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizat

Fourth Amendment to Credit Agreement and Loan Documents, dated as of August 6, 2018, by and between the financial institutions signatory thereto (the “Lenders”), Citizens Bank, National Association (formerly known as RBS Citizens, N.A.) as Administrative Agent for the Lenders, and Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc. (filed as Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarterly period ended July 1, 2018, filed on August 9, 2018 and incorporated herein by reference)

Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS THIS FOURTH AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS ("Amendment") is executed as of August 8, 2018, by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Len

UFAB / Unique Fabricating, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATING, INC

UFAB / Unique Fabricating, Inc. CORRESP

Sills Cummis & Gross A Professional Corporation 101 Park Avenue 28th Floor New York, New York 10178 Tel: (212) 643-7000 Fax (212) 643-6500 The Legal Center One Riverfront Plaza New Jersey, NJ 07102 Tel: (973) 643-7000 Fax: (973) 643-6500 Steven L.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 7, 2018 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizatio

UFAB / Unique Fabricating, Inc. SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) Unique Fabricating, Inc. 800 Standard Parkway Auburn Hills

Unique Fabricating, Inc. Conflict Minerals Report

EX-1.01 2 exhibit101conflictminerals.htm EXHIBIT 1.01 Exhibit 1.01 Unique Fabricating, Inc. Conflict Minerals Report INTRODUCTION This Conflict Minerals Report (“CMR”) of Unique Fabricating, Inc. (herein referred to as “Unique,” the “Company,” “we,” “us,” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period fr

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 10, 2018 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizatio

Unique Fabricating, Inc. Reports First Quarter 2018 Financial Results

Exhibit 99.1 Unique Fabricating, Inc. Reports First Quarter 2018 Financial Results Auburn Hills, MI - May 10, 2018 - Unique Fabricating, Inc. ("Unique” or the "Company”)(NYSE MKT: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water sealing applications for the automotive and industrial appli

UFAB / Unique Fabricating, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATING, IN

UFAB / Unique Fabricating, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

UFAB / Unique Fabricating, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

Third Amendment to Credit Agreement and Loan Documents, dated as of March 26, 2018, by and between the financial institutions signatory thereto (the “Lenders”), Citizens Bank, National Association (formerly known as RBS Citizens, N.A.) as Administrative Agent for the Lenders, and Unique Fabricating NA, Inc. and Unique-Intasco Canada, Inc. (filed as Exhibit 10.1 to the Company's Current Report on Form 8-K filed on March 27, 2018 and incorporated herein by reference)

THIRD AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS THIS THIRD AMENDMENT TO CREDIT AGREEMENT AND LOAN DOCUMENTS ("Amendment") is executed as of March 26, 2018 by and between the financial institutions signatory hereto (individually a “Lender,” and collectively the “Lenders”), CITIZENS BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the “Agent”), UNIQUE FABRICATING NA, INC.

UFAB / Unique Fabricating, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 26, 2018 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizat

Unique Fabricating, Inc. Reports Fourth Quarter and Full Year 2017 Financial Results

Exhibit 99.1 Unique Fabricating, Inc. Reports Fourth Quarter and Full Year 2017 Financial Results Auburn Hills, MI - March 8, 2018 - Unique Fabricating, Inc. ("Unique” or the "Company”)(NYSE MKT: UFAB), which engineers and manufactures multi-material foam, rubber, and plastic components utilized in noise, vibration and harshness management and air/water sealing applications for the automotive and

UFAB / Unique Fabricating, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 8, 2018 UNIQUE FABRICATING, INC. (Exact name of registrant as specified in its Charter) Delaware 001-37480 46-1846791 (State or other jurisdiction of incorporation or organizati

UFAB / Unique Fabricating, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-37480 UNIQUE FABRICATING, INC. (

List of subsidiaries of the Company

Exhibit 21.1 UNIQUE FABRICATING, INC. ALL SUBSIDIARIES Entity Name Unique Fabricating NA, Inc. Unique Fabricating South, Inc. Unique Fabricating de Mexico S.A. de C.V. Unique-Prescotech, Inc. Unique-Chardan, Inc. Unique-Molded Foam Technologies, Inc. Unique-Intasco USA, Inc. Unique-Intasco Canada, Inc.

UFAB / Unique Fabricating, Inc. / TAGLICH MICHAEL N - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 SCHEDULE 13G Amendment No.