Mga Batayang Estadistika
CIK | 1451512 |
SEC Filings
SEC Filings (Chronological Order)
January 16, 2024 |
EXHIBIT 99.1 Unrivaled Brands Announces Successful Completion of Reorganization and Reverse Stock Split SANTA ANA, Calif., Jan. 16, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“UNRV,” “Unrivaled Brands,” “Company,” “we” or “us”), a cannabis company with operations throughout California, is pleased to announce the successful completion of its strategic reorganization and reverse s |
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January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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January 16, 2024 |
EXHIBIT 99.2 Blum Holdings, Announces Future Trading as BLMH; Currently Trades as UNRVD Following Reorganization and Reverse Stock Split SANTA ANA, Calif., Jan. 16, 2023 (GLOBE NEWSWIRE) – Blum Holdings, Inc. (OTCQB: UNRVD) (“Company,” “we” or “us”), a cannabis company with operations throughout California, following the announcement of its strategic reorganization and reverse stock split also ann |
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January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-54258 Unrivaled Brands, Inc. (Exact name of registrant as specified in i |
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January 16, 2024 |
Articles of Merger, filed with the Nevada Secretary of State, effective January 12, 2024. EXHIBIT 3.1 |
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January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2024 UNRIVALED BRANDS, INC. |
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December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 UNRIVALED BRANDS, INC. |
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December 6, 2023 |
EXHIBIT 99.1 Unrivaled Brands Reports Average 96% Consolidated Stockholder Voting Support SANTA ANA, Calif., Dec. 6, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” “Company,” “we” or “us”), a cannabis company with operations throughout California, is pleased to announce the successful outcome of its 2023 annual meeting of Stockholders held on Decembe |
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November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 UNRIVALED BRANDS, INC. |
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November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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November 15, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 UNRIVALED BRANDS, INC. |
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November 15, 2023 |
Unrivaled Brands Announces Settlement of Litigation and Debt EXHIBIT 99.1 Unrivaled Brands Announces Settlement of Litigation and Debt SANTA ANA, Calif., Nov. [13], 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California is pleased to announce that it has entered into a binding settlement term sheet (the “Binding Settlement Term Sheet”) to sett |
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November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRI |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 UNRIVALED BRANDS, INC. |
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November 14, 2023 |
EXHIBIT 99.1 Unrivaled Brands Reports Third Quarter 2023 Financial Results Company Reports Retail Gross Profit Percentage of 52% SANTA ANA, Calif., Nov. 14, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today reported financial results for its fiscal third quarter ended September 30, 2023. Thir |
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October 24, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 UNRIVALED BRANDS, INC. |
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October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Def |
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October 24, 2023 |
Unrivaled Brands Ranked Among Most Improved “Credit Quality” of Cannabis Peers EXHIBIT 99.1 Unrivaled Brands Ranked Among Most Improved “Credit Quality” of Cannabis Peers SANTA ANA, Calif., Oct. 24, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, is pleased to announce that on October 13, 2023, Viridian Capital Advisors (“Viridian”) released their Capit |
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October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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October 16, 2023 |
Unrivaled Brands Files S-4; Announces Corporate Reorganization to become Blüm Filed by Blum Holdings, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Unrivaled Brands, Inc. Exchange Act File No.: 000-54258 Unrivaled Brands Files S-4; Announces Corporate Reorganization to become Blüm SANTA ANA, Calif., Oct. 10, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: |
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October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2023 UNRIVALED BRANDS, INC. |
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October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2023 UNRIVALED BRANDS, INC. |
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October 10, 2023 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and among UNRIVALED BRANDS, INC. a Nevada corporation, BLUM HOLDINGS, INC., a Delaware corporation, and BLUM MERGER SUB, INC., a Nevada corporation, Dated as of October 9, 2023 TABLE OF CONTENTS Page ARTICLE 1 The Merger 3 1.1 The Merger 3 1.2 Effective Time 3 1.3 Organizational Documents of the Surviving Company 2 1.4 Organizational Documents of Holdco |
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October 10, 2023 |
Unrivaled Brands Files S-4; Announces Corporate Reorganization to become EXHIBIT 99.1 Unrivaled Brands Files S-4; Announces Corporate Reorganization to become Blüm SANTA ANA, Calif., Oct. 10, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a Nevada cannabis company with operations throughout California, announced today that it intends to implement a reorganization in which a new Delaware holding company, |
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October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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October 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2023 (September 28, 2023) UNRIVALED BRANDS, INC. |
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October 5, 2023 |
Cannabis Landlord, Controlled by Toni Ko, Files for Writ of Attachment Against Unrivaled Brands EXHIBIT 99.2 Cannabis Landlord, Controlled by Toni Ko, Files for Writ of Attachment Against Unrivaled Brands SANTA ANA, Calif., Sept. 28, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, today announced their intention to oppose an Application for a Writ of Attachment (the “Ap |
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October 5, 2023 |
Unrivaled Brands Announces Executive Appointments in Preparation for Planned Company Growth EXHIBIT 99.1 Unrivaled Brands Announces Executive Appointments in Preparation for Planned Company Growth SANTA ANA, Calif., Sept. 28, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, announced today the appointment of Arturo Sanchez as Associate General Counsel - Compliance an |
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October 5, 2023 |
EXHIBIT 99.3 Unrivaled Brands Announces Executive Appointments to Bring Korova, its Legacy Cannabis Brand, Back to Glory SANTA ANA, Calif., Oct. 2, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, announced today key executive appointments to begin rebuilding its legacy Korova |
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September 26, 2023 |
EXHIBIT 99.1 Unrivaled Brands Settles Litigation Brought Against Insurer and Broker, Reaffirms Focus on Market Opportunities SANTA ANA, Calif., Sept. 21, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, is pleased to announce the resolution of litigation with National Fire & M |
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September 26, 2023 |
EXHIBIT 99.3 Unrivaled Brands’ Retail Dispensary, People’s OC, Places in Top 3 “Best of Cannabis Retailers” in Orange County SANTA ANA, Calif., Sept. 26, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, announced today that their megastore, People’s OC – soon to be renamed, Bl |
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September 26, 2023 |
EXHIBIT 99.2 Unrivaled Brands Continues Its Rise in the Cannabis Industry: Ranked #8 Most Profitable and #19 Most Credit Worthy Among U.S. and Canadian Peers SANTA ANA, Calif., Sept. 22, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, is pleased to announce that Viridian Capi |
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September 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2023 (September 21, 2023) UNRIVALED BRANDS, INC. |
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September 12, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 (September 7, 2023) UNRIVALED BRANDS, INC. |
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September 12, 2023 |
Unrivaled Brands and Mystic Holdings Reach Settlement; Agree to Explore Collaborative Opportunities EXHIBIT 99.1 Unrivaled Brands and Mystic Holdings Reach Settlement; Agree to Explore Collaborative Opportunities SANTA ANA, Calif., Sept. 12, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, is pleased to announce the resolution of outstanding litigation with Mystic Holdings, |
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September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 (September 6, 2023) UNRIVALED BRANDS, INC. |
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September 11, 2023 |
EXHIBIT 99.1 Unrivaled Brands, Inc. Details 10 Months of Turnaround Progress Company Issues Corporate Presentation as it Looks Ahead to Growth Opportunities and to Capitalize on Momentum SANTA ANA, Calif., Sept. 06, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today released its updated presen |
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September 11, 2023 |
EXHIBIT 99.2 |
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August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 UNRIVALED BRANDS, INC. |
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August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 UNRIVALED BRANDS, INC. |
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August 15, 2023 |
EXHIBIT 99.1 Unrivaled Brands Reports Second Quarter 2023 Financial Results Company Reports Improvements in Gross Margin SANTA ANA, Calif., August 15, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today reported financial results for its fiscal second quarter ended June 30, 2023. Second Quarter |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRIVALED |
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July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 UNRIVALED BRANDS, INC. |
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July 20, 2023 |
EXHIBIT 99.1 Unrivaled Brands Reports Second Quarter 2023 Preliminary Financial Results Reports Preliminary Revenue of $8.6 Million and Preliminary Gross Margin of 51% SANTA ANA, Calif., July 20, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today reported preliminary financial results for its |
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July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2023 UNRIVALED BRANDS, INC. |
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July 13, 2023 |
Unrivaled Brands Appoints CEO as Chairman of the Board and COO as Director EXHIBIT 99.1 Unrivaled Brands Appoints CEO as Chairman of the Board and COO as Director SANTA ANA, Calif., July 13, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, announced today the appointment of its Chief Executive Officer, Sabas Carrillo, who has served as a director on |
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July 7, 2023 |
Amended and Restated Engagement Letter between the Company and Adnant dated June 30, 2023.† EXHIBIT 10.1 June 30, 2023 Unrivaled Brands, Inc. 3242 S. Halladay St., Suite 202 Santa Ana, CA 92705 Re: Amended and Restated Engagement Letter Dear Unrivaled Brands, Inc., Thank you for choosing Adnant, LLC (“Adnant”) to provide executive level consulting and related Services for Unrivaled Brands, Inc. (“Unrivaled” together with certain of its affiliates, collectively, the “Company”, the “Client |
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July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2023 (June 30, 2023) UNRIVALED BRANDS, INC. |
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June 13, 2023 |
EXHIBIT 99.1 Unrivaled Brands Appoints Patty Chan as Permanent CFO, Announces Maternity Leave, and Interim CFO Appointment SANTA ANA, Calif., June 13, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, today announced that its Interim Chief Financial Officer (“CFO”’), Patty Chan |
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June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 (June 12, 2023) UNRIVALED BRANDS, INC. |
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June 5, 2023 |
EXHIBIT 99.1 Unrivaled Brands Announces Board Transitions Company looks to reconstitute Board of Directors with focus on future opportunities SANTA ANA, Calif., June 5, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, announced that two of its directors, Nicholas Kovacevich an |
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June 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 UNRIVALED BRANDS, INC. |
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May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 (May 18, 2023) UNRIVALED BRANDS, INC. |
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May 11, 2023 |
EXHIBIT 99.1 Unrivaled Brands Reports First Quarter 2023 Financial Results Company Reports Second Consecutive Quarter of Net Income and Positive EBITDA SANTA ANA, Calif., May 11, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today reported financial results for its fiscal first quarter ended Ma |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 UNRIVALED BRANDS, INC. |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRIVALE |
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May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2023 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission Fil |
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May 4, 2023 |
Settlement Agreement and Release, dated April 30, 2023. EXHIBIT 10.1 SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (this “Agreement”), dated as of April 30, 2023 (the “Effective Date”), is made and entered into by and among Matthew Guild and Sterling Harlan (each a “Noteholder” and, together, the “Noteholders”) and Unrivaled Brands, Inc. (f/k/a Terra Tech Corp.) (“Unrivaled”). The Noteholders and Unrivaled are each sometimes re |
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April 27, 2023 |
EXHIBIT 99.1 Unrivaled Brands Releases Presentation Titled “Unrivaled: About Us” Company Reveals New Ethos and Progress of its Strategic Restructuring Under New Management SANTA ANA, Calif., April 27, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today released a presentation entitled “Unrivale |
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April 27, 2023 |
Presentation, dated April 26, 2023 EXHIBIT 99.2 |
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April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 (April 26, 2023) UNRIVALED BRANDS, INC. |
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April 25, 2023 |
EXHIBIT 99.1 Unrivaled Brands Reports First Quarter 2023 Preliminary Financial Results Reports Preliminary Revenue of $8.7 Million and Preliminary Gross Margin of 48% SANTA ANA, Calif., April 25, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today reported preliminary financial results for its |
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April 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 UNRIVALED BRANDS, INC. |
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April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2023 UNRIVALED BRANDS, INC. |
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April 10, 2023 |
EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Unrivaled Brands, Inc. is a holding company with the following subsidiaries: •121 North Fourth Street, LLC, a Nevada limited liability company ("121 North Fourth"); •620 Dyer LLC, a California corporation (“Dyer”); •1815 Carnegie LLC, a California limited liability company (“Carnegie”); •Black Oak Gallery, a California corporation (“Black Oak”); •Blüm Sa |
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April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-54258 UNRIVALED BRANDS, INC. (Exact name of registrant as specifi |
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April 10, 2023 |
EX-10.541 3 ex10541unrvseriesvinvestors.htm EX-10.541 EXHIBIT 10.54.1 Investor Name* Purchase Price Shares Purchased Wayne Business Consultants (Alicia Cotta) $120,000 857,143 Christopher Rivera $5,000 35,714 David Kang $150,000 1,071,429 SME Maywood, LLC (Edwin Movagharian) $250,000 1,785,714 Jaime Nava $50,000 357,143 Jim Miller $50,000 357,143 Justin Jarin $100,000 714,286 Keith Adams $50,000 3 |
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April 10, 2023 |
EXHIBIT 10.53.1 Investor Name* Purchase Price Shares Purchased Wayne Business Consultants (Alicia Cotta) $120,000 857,143 Christopher Rivera $5,000 35,714 David Kang $150,000 1,071,429 SME Maywood, LLC (Edwin Movagharian) $250,000 1,785,714 Jaime Nava $50,000 357,143 Jim Miller $50,000 357,143 Justin Jarin $100,000 714,286 Keith Adams $50,000 357,143 Matt Barron $10,000 71,429 Miguel Rodriquez $15 |
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April 10, 2023 |
EXHIBIT 99.1 Unrivaled Brands Reports Fourth Quarter and Full Year 2022 Financial Results Company Reports Net Income and Positive EBITDA in Q4 2022 SANTA ANA, Calif., April 7, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, today reported financial results for the fourth quarter and year ended De |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission Fil |
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March 29, 2023 |
Unrivaled Brands Reports Preliminary Fourth Quarter 2022 Financial Results EXHIBIT 99.1 Unrivaled Brands Reports Preliminary Fourth Quarter 2022 Financial Results Company Reports Preliminary Net Profit From Operations of $8.8 Million in Q4 2022 Versus Net Loss of $13.3 Million in Q4 2021 SANTA ANA, Calif., March 29, 2023 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQB: UNRV) ("Unrivaled" or the "Company"), a cannabis company with operations throughout California, announ |
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March 28, 2023 |
Binding Term Sheet dated March 23, 2023, by and among the Company, as borrower, and Noteholders. EXHIBIT 4.1 Unrivaled Brands, Inc. – Matthew Guild/Sterling Harlan SILVERSTREAK BINDING TERM SHEET This binding Term Sheet (the “Silverstreak Term Sheet”) constitutes a commitment by the parties hereto to negotiate in good faith and to enter into one or more definitive agreements as set forth herein. This Silverstreak Term Sheet is intended as a description of the material terms in connection with |
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March 28, 2023 |
EXHIBIT 99.1 Unrivaled Brands Enters Into Binding Debt Settlement Term Sheet Reducing Debt by $3.25M SANTA ANA, Calif., March 28, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with operations throughout California, is pleased to announce it has entered into a binding settlement term sheet to settle an aggregate |
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March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2023 UNRIVALED BRANDS, INC. |
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March 9, 2023 |
Unrivaled Brands and People’s California Reach Settlement Terms to Terminate all Pending Litigation EXHIBIT 99.1 Unrivaled Brands and People’s California Reach Settlement Terms to Terminate all Pending Litigation SANTA ANA, Calif., March 9, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with retail and cultivation operations throughout California, entered into a binding term sheet to resolve outstanding litigat |
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March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 (March 6, 2023) UNRIVALED BRANDS, INC. |
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February 27, 2023 |
Certificate of Designation of Series N Preferred Stock. EXHIBIT 3.1 CERTIFICATE OF DESIGNATION OF RIGHTS, PRIVILEGES, PREFERENCES, AND RESTRICTIONS OF SERIES N PREFERRED STOCK OF UNRIVALED BRANDS, INC. The undersigned, Sabas Carrillo, hereby certifies that: 1. He is the CEO of Unrivaled Brands, Inc., a Nevada corporation (the “Corporation”). 2. The Corporation is authorized to issue 50,000,000 shares, $0.001 par value per share, of preferred stock, of |
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February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 (February 21, 2023) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorpo |
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February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission |
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February 21, 2023 |
EXHIBIT 99.1 Unrivaled Brands Announces Preliminary Year-End 2022 Results Reports 65% Year Over Year Revenue Increase in Retail Operations and 41% Decrease in Total Liabilities SANTA ANA, Calif., February 21, 2023 (GLOBE NEWSWIRE) – Unrivaled Brands, Inc. (OTCQB: UNRV) (“Unrivaled,” “Unrivaled Brands,” or the “Company”), a cannabis company with retail and cultivation operations in California, anno |
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February 14, 2023 |
UNRV / Unrivaled Brands, Inc. / Gerlach Joseph - SCHEDULE 13G AMENDMENT Passive Investment SC 13G/A 1 Gerlach.htm SCHEDULE 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Unrivaled Brands, Inc. - (Name of Issuer) Common Stock, $0.001 par value - (Title of Class of Securities) 91532E 105 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) |
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January 6, 2023 |
Unrivaled Brands Announces Executive Led Financing EXHIBIT 99.1 Unrivaled Brands Announces Executive Led Financing SANTA ANA, Calif., January 6, 2023 (GLOBE NEWSWIRE) ? Unrivaled Brands, Inc. (OTCQB: UNRV) (?Unrivaled,? ?Unrivaled Brands,? or the ?Company?), a cannabis company with operations in California, today announced that on or about December 30, 2022, the Company entered into Securities Purchase Agreements with certain investors (each a ?Pu |
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January 6, 2023 |
EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of December 30, 2022, between Unrivaled Brands, Inc., a Nevada corporation (the ?Company?), and the purchasers identified on the signature pages hereto (each a ?Purchaser?). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securi |
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January 6, 2023 |
Second Amended and Restated Certificate of Designation of Series V Preferred Stock. EXHIBIT 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF RIGHTS, PRIVILEGES, PREFERENCES, AND RESTRICTIONS OF SERIES V PREFERRED STOCK OF UNRIVALED BRANDS,INC. The undersigned, Sabas Carrillo, hereby certifies that: 1. He is the CEO of Unrivaled Brands, Inc., a Nevada corporation (the ?Corporation?). 2. The Corporation is authorized to issue 50,000,000 shares, $0.001 par value per sha |
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January 6, 2023 |
EXHIBIT 4.2 VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is made and entered into as of December , 2022, by and among Unrivaled Brands, Inc., a Nevada corporation (the ?Company?), each holder of shares of Series V Preferred Stock, $0.001 par value per share, of the Company (the ?Preferred Stock?) listed on Schedule A (together with any subsequent investors, or transferees, who become |
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January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2023 (December 30, 2022) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorpora |
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January 5, 2023 |
Certificate of Designation of Series V Preferred Stock. EX-3.1 2 unrvex31.htm CERTIFICATE OF DESIGNATION. EXHIBIT 3.1 CERTIFICATE OF DESIGNATION OF RIGHTS, PRIVILEGES, PREFERENCES, AND RESTRICTIONS OF SERIES V PREFERRED STOCK OF UNRIVALED BRANDS, INC. The undersigned, Sabas Carrillo, hereby certifies that: 1. He is the Interim CEO of Unrivaled Brands, Inc., a Nevada corporation (the “Corporation”). 2. The Corporation is authorized to issue 250,000,000 |
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January 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 (December 30, 2022) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorpora |
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January 5, 2023 |
Letter of Intent by and between Cookies Redding and the Company. EX-10.2 5 unrvex102.htm LETTER OF INTENT EXHIBIT 10.2 LETTER OF INTENT This Binding Letter of Intent (“LOI”) entered into as of this 30th day of December, 2022 (the “Effective Date”) sets forth the principal terms and conditions to be subsequently memorialized in definitive documentation (“Definitive Documents”) pursuant to which Green Door Redding, LLC (“Cookies Redding”) intends to enter into a |
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January 5, 2023 |
Amended and Restated Certificate of Designation of Series V Preferred Stock. EXHIBIT 3.2 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF RIGHTS, PRIVILEGES, PREFERENCES, AND RESTRICTIONS OF SERIES V PREFERRED STOCK OF UNRIVALED BRANDS,INC. The undersigned, Sabas Carrillo, hereby certifies that: 1. He is the CEO of Unrivaled Brands, Inc., a Nevada corporation (the ?Corporation?). 2. The Corporation is authorized to issue 50,000,000 shares, $0.001 par value per share, of |
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January 5, 2023 |
Letter of Intent by and between Cookies Oakland and the Company. EX-10.1 4 unrvex101.htm LETTER OF INTENT EXHIBIT 10.1 LETTER OF INTENT This Binding Letter of Intent (“LOI”) entered into as of this 30th day of December, 2022 (the “Effective Date”) sets forth the principal terms and conditions to be subsequently memorialized in definitive documentation (“Definitive Documents”) pursuant to which 510 Retail & Events, Inc. (“Cookies Oakland”) intends to enter into |
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January 5, 2023 |
EXHIBIT 99.1 Unrivaled Brands Announces Binding Letters of Intent with Two California Cookies Dispensaries SANTA ANA, Calif., January 5, 2023 (GLOBE NEWSWIRE) ? Unrivaled Brands, Inc. (OTCQB: UNRV) (?Unrivaled,? ?Unrivaled Brands,? or the ?Company?), a cannabis company with operations in California, enters into binding Letters of Intent with two Cookies branded retail stores: Cookies Redding in Re |
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January 4, 2023 |
EXHIBIT 99.1 Unrivaled Brands Announces Operational Updates and Executive Appointments SANTA ANA, Calif., January 4, 2023 (GLOBE NEWSWIRE) ? Unrivaled Brands, Inc. (OTCQB: UNRV) (?Unrivaled,? ?Unrivaled Brands,? or the ?Company?), a cannabis company with operations in California, reopens its Blum San Leandro dispensary, spins off two Oregon assets, and names Sabas Carrillo as Chief Executive Offic |
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January 4, 2023 |
EXHIBIT 10.5 MANAGEMENT SERVICES AGREEMENT THIS MANAGEMENT SERVICES AGREEMENT (this ?Agreement?) is made and entered into effective December 28, 2022 (the ?Effective Date?) by and between Brick City Productions, Inc., a California corporation (the ?Manager?), Unrivaled Brands, Inc., a Nevada corporation (?Unrivaled?), and Blum San Leandro, a California corporation (the ?Company?) a wholly owned su |
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January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 (December 28, 2022) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorpo |
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January 4, 2023 |
Secured Promissory Note dated December 28, 2022, by and among the Company and Buchanan Group, LLC. EX-10.2 3 unrvex102.htm LTRMN NOTE EXHIBIT 10.2 THIS SECURED PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED, OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE |
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January 4, 2023 |
EX-10.1 2 unrvex101.htm LTRMN SPA EXHIBIT 10.1 STOCK PURCHASE AND SALE AGREEMENT THIS STOCK PURCHASE AND SALE AGREEMENT (this “Agreement”) is made as of December 28, 2022, by and among LTRMN, Inc., an Oregon corporation (the “Company”), Buchanan Group, LLC, an Oregon limited liability company (“Buyer”) and UMBRLA, Inc., a Nevada corporation (“Seller”). The Company, Seller, and Buyer may each be re |
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January 4, 2023 |
Unsecured Promissory Note dated December 28, 2022, between the Company and Joseph Gerlach. EXHIBIT 10.4 THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED, OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMEN |
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January 4, 2023 |
EXHIBIT 10.3 MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT This Membership Interest Purchase and Sale Agreement (this ?Agreement?) is made as of December 28, 2022, by and among Joseph Gerlach(?Buyer?) and Unrivaled Brands, Inc., a Nevada corporation (?Seller?). The Seller and Buyer may each be referred to herein as a ?Party? and, collectively, as the ?Parties?. RECITALS WHEREAS,Seller is the rec |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRI |
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September 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission |
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September 12, 2022 |
Unrivaled Brands Appoints Patty Chan as Interim Chief Financial Officer EXHIBIT 99.1 Unrivaled Brands Appoints Patty Chan as Interim Chief Financial Officer SANTA ANA, Calif., September 12, 2022 (GLOBE NEWSWIRE) ? Unrivaled Brands, Inc. (OTCQX: UNRV) (?Unrivaled? or the ?Company?), a multi-state vertically integrated cannabis company with operations in California and Oregon, named Patty Chan as Interim Chief Financial Officer effective September 12, 2022. The appointm |
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September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported)September 12, 2022 UNRIVALED BRANDS, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada (State or Other Jurisdiction of Incorporation) 000-54258 26-3062661 (Commission F |
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August 19, 2022 |
EXHIBIT 99.1 Unrivaled Brands Reports Second Quarter 2022 Financial Results SANTA ANA, Calif., August 19, 2022 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQX: UNRV) ("Unrivaled" or the "Company"), a multi-state vertically integrated company focused on the cannabis sector with operations in California and Oregon, yesterday reported its second quarter 2022 financial results for the quarter ended J |
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August 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2022 UNRIVALED BRANDS, INC. |
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August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRIVALED |
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August 16, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission Fi |
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August 16, 2022 |
Engagement Letter between the Company and Adnant dated August 12, 2022. EXHIBIT 10.1 August 12, 2022 Unrivaled Brands, Inc. Email: [email protected] [email protected] Dear Unrivaled Brands, Inc., Thank you for choosing Adnant, LLC (?Adnant?) to provide executive level consulting and related Services for Unrivaled Brands, Inc. (?Unrivaled? together with certain of its affiliates, collectively, the ?Company? or ?you?). We look forward to being part |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Fo |
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August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 12, 2022 UNRIVALED BRANDS, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada (State or Other Jurisdiction of Incorporation) 000-54258 26-3062661 (Commission Fil |
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August 5, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2022 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission Fil |
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August 5, 2022 |
EXHIBIT 99.1 Unrivaled Brands Issues Corporate Update Company Announces Progress of its Initial 100-Day Turnaround Plan and Shifts Focus to Profitable Growth SANTA ANA, Calif., August 5, 2022 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQX: UNRV) ("Unrivaled" or the "Company"), a multi-state vertically integrated company focused on the cannabis sector with operations in California and Oregon, tod |
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July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 (July 21, 2022) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) |
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May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRIVALE |
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May 16, 2022 |
UNRIVALED BRANDS, INC. AND SUBSIDIARIES CONSOLIDATED BALANCE SHEETS (in thousands, except shares) EXHIBIT 99.1 Unrivaled Brands Reports First Quarter 2022 Financial Results SANTA ANA, Calif., May 16, 2022 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQX: UNRV) ("Unrivaled" or the "Company"), a multi-state vertically integrated company focused on the cannabis sector with operations in California and Oregon, today reported its first quarter 2022 financial results for the quarter ended March 31, |
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May 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 UNRIVALED BRANDS, INC. |
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April 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 UNRIVALED BRANDS, INC. |
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April 18, 2022 |
EXHIBIT 99.1 Unrivaled Brands Reports Fourth Quarter and Year End 2021 Financial Results Reports Year Over Year Fiscal Year Revenue Growth of 674% SANTA ANA, Calif., April 18, 2022 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQX: UNRV) (?Unrivaled? or the ?Company?), a multi-state vertically integrated company focused on the cannabis sector with operations in California and Oregon, today reported |
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April 15, 2022 |
Letter Agreement, dated April 11, 2022, by and among the Company and People's California, LLC. UNRIVALED BRANDS, INC. 3242 S. Halladay Street Santa Ana, CA 92705 April 11, 2022 (the ?Effective Date?) People?s California, LLC Attn: Bernard Steimann 22 Executive Park, Suite 250 Irvine, CA 92614 Re: (1) Membership Interest Purchase Agreement, dated August 15, 2021, between Unrivaled Brands, Inc. (?Purchaser?), People?s California, LLC (?Owner?), and People?s First Choice, LLC (the ?PFC?) (the |
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April 15, 2022 |
Consulting Agreement between the Company and Oren Schauble, dated March 17, 2022 CONSULTING AGREEMENT CONSULTING AGREEMENT (this "Agreement") effective as of March 17, 2022, by and between Unrivaled Brands, Inc. |
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April 15, 2022 |
Separation Agreement between the Company and Dallas Imbimbo, dated April 14, 2022 SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?) is entered as of April 14, 2022 (the ?Effective Date?) between Unrivaled Brands, Inc. |
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April 15, 2022 |
Sales Agreement - 6220 E. Dyer Santa Ana STANDARD OFFER, AGREEMENT AND ESCROW INSTRUCTIONS FOR PURCHASE OF REAL ESTATE (NonResiden al) Dated: December 7, 2021 1. |
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April 15, 2022 |
Separation Agreement between the Company and Oren Schauble, dated April 5, 2022 SEPARATION AGREEMENT This Separation Agreement is made effective the 5thday of April 2022, by and between Unrivaled Brands, Inc. |
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April 15, 2022 |
SUBSIDIARIES OF THE REGISTRANT Unrivaled Brands, Inc. is a holding company with the following subsidiaries: ?620 Dyer LLC, a California corporation ("Dyer"); ?1815 Carnegie LLC, a California limited liability company ("Carnegie"); ?Black Oak Gallery, a California corporation ("Black Oak"); ?Bl?m San Leandro, a California corporation ("Blum San Leandro"); ?MediFarm, LLC, a Nevada limited liability |
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April 15, 2022 |
Separation Agreement between the Company and Francis Knuettel II, dated April 12, 2022 SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?) is made effective the 12th day of April 2022, by and between Unrivaled Brands, Inc. |
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April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-54258 UNRIVALED BRANDS, INC. (Exact name of registrant |
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April 15, 2022 |
UNRIVALED BRANDS, INC. 3242 S. Halladay Street Santa Ana, CA 92705 April 8, 2022 (the ?Effective Date?) People?s California, LLC Attn: Bernard Steimann 22 Executive Park, Suite 250 Irvine, CA 92614 Re: Equipment Finance Agreement between SLC4, LLC and New Patriot Holdings, Inc. executed on or about September 5, 2020 (the ?SLC4, LLC Note?). Mr. Steimann: In recognition that Unrivaled Brands, Inc. ( |
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April 15, 2022 |
MEMBERSHIP INTEREST PURCHASE AGREEMENT This Membership Interest Purchase Agreement (this ?Agreement?) is entered into as of November 17, 2021 (the ?Effective Date?), by and between NuLeaf, Inc. |
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March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report o |
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March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2022 (March 10, 2022) UNRIVALED BRANDS, INC. |
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February 11, 2022 |
As filed with the Securities and Exchange Commission on February 10, 2022 As filed with the Securities and Exchange Commission on February 10, 2022 Registration No. |
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February 11, 2022 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Unrivaled Brands, Inc. |
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February 11, 2022 |
UNRIVALED BRANDS, INC. 3242 S. Halladay St., Suite 202 Santa Ana, California 92705 UNRIVALED BRANDS, INC. 3242 S. Halladay St., Suite 202 Santa Ana, California 92705 February 11, 2022 VIA EDGAR SUBMISSION Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Unrivaled Brands, Inc. (the ?Company?) Registration Statement on Form S-3 (File No. 333-259594) (the ?Registration Statement?) Dear Ladies and Gentlemen: Pursuant to Rul |
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February 10, 2022 |
UNRIVALED BRANDS, INC. 3242 S. Halladay St., Suite 202 Santa Ana, California 92705 UNRIVALED BRANDS, INC. 3242 S. Halladay St., Suite 202 Santa Ana, California 92705 February 10, 2022 Division of Corporation Finance Office of Technology U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C 20549-6010 Attn: Priscilla Dao, Staff Attorney Jan Woo, Legal Branch Chief Re: Unrivaled Brands, Inc. Registration Statement on Form S-3 Filed September 17, 2021 File No. |
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February 10, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 (February 4, 2022) UNRIVALED BRANDS, INC. |
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February 10, 2022 |
Unrivaled Brands Closes Sale of Dyer Property for $13.4 Million EXHIBIT 99.1 Unrivaled Brands Closes Sale of Dyer Property for $13.4 Million SANTA ANA, Calif., Feb. 10, 2022 ? Unrivaled Brands, Inc. (OTCQX: UNRV) (?Unrivaled? or the ?Company?) today announced the successful closing of the sale of the Company?s non-operating real property and building located on Dyer Road in Santa Ana, CA (the ?Dyer Property?) for $13.4 million. The sale results in the Company |
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January 31, 2022 |
EXHIBIT 99.1 |
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January 31, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2022 (November 22, 2021) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other juri |
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January 31, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EXHIBIT 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial statements and related notes present the historical consolidated financial statements of Unrivaled Brands, Inc., formerly Terra Tech Corp. (the ?Company?), and Peoples First Choice, LLC (?People?s First Choice?) as if completion of the acquisition had occurred on |
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December 14, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2021 (October 1, 2021) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other juris |
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December 14, 2021 |
EXHIBIT 99.1 |
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December 14, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EXHIBIT 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial statements and related notes present the historical consolidated financial statements of Unrivaled Brands, Inc. (the ?Company?), formerly Terra Tech Corp., and Silverstreak Solutions, Inc. (?Silverstreak?) as if completion of the acquisition had occurred on the d |
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December 13, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 (December 7, 2021) UNRIVALED BRANDS, INC. |
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December 13, 2021 |
EXHIBIT 99.1 Unrivaled Brands Announces Agreement to Sell Inoperative Dyer Property for $13.4 Million Unrivaled Retains Ownership of the Dispensary License SANTA ANA, Calif., DECEMBER 13, 2021: Unrivaled Brands, Inc. (OTCQX: UNRV) (?Unrivaled? or the ?Company?) announced today the execution of an agreement to sell the Company?s real property and building located on Dyer Road in Santa Ana, CA (the |
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November 29, 2021 |
EXHIBIT 99.1 Unrivaled Brands Announces Successful Closing of Acquisition of People?s First Choice Adds Premier Southern California Dispensary Operations SANTA ANA, CA ? November 29, 2021 ? (GlobeNewswire) ? Unrivaled Brands, Inc. (OTCQX:UNRV) ("Unrivaled" or the "Company") today announced that the Company has successfully completed its acquisition of People?s First Choice and entered into a defin |
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November 29, 2021 |
EXHIBIT 10.3 GUARANTY This Guaranty (this ?Guaranty?), dated as of November 22, 2021, by Unrivaled Brands, Inc., a Nevada corporation (together with its successors and, if permitted, assigns, the ?Company?) and each of the other operating subsidiaries listed on the signature pages hereof as guarantor (together with the Company, the ?Guarantors?), in favor of the purchasers (the ?Purchasers?) of th |
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November 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2021 (November 22, 2021) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorpo |
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November 29, 2021 |
Form of Securities Purchase Agreement EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of November 22, 2021, between Unrivaled Brands, Inc., a Nevada corporation (the ?Company?), the purchasers identified on the signature pages hereto (each, an ?Initial Purchaser? and, including their respective successors and permitted assigns, a ?Purchaser?), , a limited liability company ( |
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November 29, 2021 |
Secured Promissory Note, dated November 22, 2021. EX-4.2 4 unrvex42.htm SECURED PROMISSORY NOTE EXHIBIT 4.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THIS SECURITY MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTIVE REGISTRATION STAT |
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November 29, 2021 |
EXHIBIT 10.2 SECURITY AGREEMENT This Security Agreement (this ?Agreement?), dated as of November 22, 2021, is entered into by Unrivaled Brands, Inc., a Nevada corporation (the ?Company?) and each of the other operating subsidiaries listed on the signature pages hereof (together with the Company, the ?Grantors?) in favor of , a limited liability company, for itself and as collateral agent (in such |
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November 29, 2021 |
Membership Interest Purchase Agreement, dated November 22, 2021. EXHIBIT 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among UNRIVALED BRANDS, INC., PEOPLE?S RIVERSIDE, LLC, PEOPLE?S LOS ANGELES, LLC, PEOPLE?S COSTA MESA, LLC and PEOPLE?S CALIFORNIA, LLC dated as of November 22, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 1 Section 1.01 Definitions 1 Section 1.02 Interpretation 13 ARTICLE II CLOSINGS 15 Section 2.01 Purchase of Interests 15 |
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November 29, 2021 |
People’s Guaranty, dated November 22, 2021. EXHIBIT 10.5 GUARANTY AND SECURITY AGREEMENT THIS GUARANTY AND SECURITY AGREEMENT (as may be amended, supplemented or otherwise modified from time to time, this ?Agreement?) dated as of November 22, 2021, is made by: (a) People?s First Choice, LLC, a California limited liability company (?PFC?); (b) People?s Corona, LLC, a California limited liability company (?People?s Corona?); (c) People?s Rive |
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November 29, 2021 |
Form of Senior Secured Promissory Note. EXHIBIT 4.1 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, IT MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN A |
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November 29, 2021 |
People’s Security Agreement, dated November 22, 2021. EX-10.4 8 unrvex104.htm SECURITY AGREEMENT EXHIBIT 10.4 SECURITY AGREEMENT THIS SECURITY AGREEMENT (as may be amended, supplemented or otherwise modified from time to time, this “Agreement”) dated as of November 22, 2021, is made by Unrivaled Brands, Inc., a Nevada corporation (“Pledgor”), in favor of People’s California, LLC, a California limited liability company (“Lender”). RECITALS WHEREAS, Pl |
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November 22, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2021 (November 17, 2021) UNRIVALED BRANDS, INC. |
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November 22, 2021 |
Membership Interest Purchase Agreement, dated as of November 17, 2021. EX-2.1 2 unrvex21.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT EXHIBIT 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT This Membership Interest Purchase Agreement (this “Agreement”) is entered into as of November 17, 2021 (the “Effective Date”), by and between NuLeaf, Inc., a Nevada corporation (“Buyer”), and Medifarm III, LLC, a Nevada limited liability company (“Seller”). Buyer and Seller are each indi |
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November 15, 2021 |
EXHIBIT 10.14 RESTRICTED STOCK AWARD AGREEMENT THIS AGREEMENT, made as of September 15, 2021 (the ?Date of Grant?), between Unrivaled Brands, Inc., a Nevada corporation (the ?Company?), and Nicholas Kovacevich (the ?Grantee?). WHEREAS, the Company has adopted the Amended and Restated 2018 Equity Incentive Plan (the ?Plan?) in order to provide additional incentive to certain employees and directors |
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November 15, 2021 |
Consulting Agreement between the Company and Dallas Imbimbo, dated September 15, 2021*♦ EXHIBIT 10.12 CONSULTING AGREEMENT CONSULTING AGREEMENT (this "Agreement") effective as of September 15, 2021, by and between Unrivaled Brands, Inc., a Nevada corporation (the "Company"), and Dallas Imbimbo ("Consultant" and, together with the Company, the "Parties"). The Parties intending to be legally bound hereby agree as follows: BACKGROUND Consultant has knowledge and expertise in areas usefu |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRIVALED BRANDS, INC. |
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November 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 UNRIVALED BRANDS, INC. |
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November 15, 2021 |
Restricted Stock Award Agreement between the Company and Dallas Imbimbo, dated September 15, 2021*♦ EXHIBIT 10.13 RESTRICTED STOCK AWARD AGREEMENT THIS AGREEMENT, made as of September 15, 2021 (the ?Date of Grant?), between Unrivaled Brands, Inc., a Nevada corporation (the ?Company?), and Dallas Imbimbo (the ?Grantee?). WHEREAS, the Company has adopted the Amended and Restated 2018 Equity Incentive Plan (the ?Plan?) in order to provide additional incentive to certain employees and directors of t |
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November 15, 2021 |
UNRIVALED BRANDS, INC. AND SUBSIDIARIES EX-99.1 2 unrvex991.htm PRESS RELEASE EXHIBIT 99.1 Unrivaled Brands Reports Third Quarter 2021 Financial Results Reports Year Over Year Quarterly Revenue Growth of 668% SANTA ANA, Calif., Nov. 15, 2021 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQX: UNRV) (“Unrivaled” or the “Company”), a multi-state vertically integrated company focused on the cannabis sector with operations in California, Oreg |
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November 9, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 UNRIVALED BRANDS, INC. |
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November 9, 2021 |
Unrivaled Brands, Inc. To Report Third Quarter 2021 Financial Results EXHIBIT 99.1 Unrivaled Brands, Inc. To Report Third Quarter 2021 Financial Results SANTA ANA, Calif., Nov 9, 2021 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc., (OTCQX:UNRV) ("Unrivaled" or the "Company"), a multi-state vertically integrated company focused on the cannabis sector with operations in California, Oregon and Nevada, today announced that that the Company will report financial results for t |
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October 12, 2021 |
Unrivaled Brands, Inc. Issues Letter to Shareholders EXHIBIT 99.1 Unrivaled Brands, Inc. Issues Letter to Shareholders SANTA ANA, CA ? October 12, 2021 ? Unrivaled Brands, Inc. (OTCQX:UNRV) ("Unrivaled" or the "Company") today issued a letter to shareholders from its Chief Executive Officer, Frank Knuettel II. Dear Fellow Shareholders, As we close out our third quarter of the year and the third quarter under my tenure, I want to take this opportunit |
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October 12, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2021 UNRIVALED BRANDS, INC. |
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October 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2021 (October 1, 2021) UNRIVALED BRANDS, INC. |
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October 5, 2021 |
Slides from October 5, 2021 investor presentation EXHIBIT 99.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 |
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October 5, 2021 |
Six-Month Note (Matthew Guild) EXHIBIT 10.2 UNSECURED PROMISSORY NOTE FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Unrivaled Brands, Inc., a Nevada corporation (the ?Maker?), hereby unconditionally promises to pay to the order of Matthew Guild, or his assigns (the ?Noteholder?, and together with the Maker, the ?Parties?), the principal amount of $400,000 (the ?Loan?), together with all accrued i |
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October 5, 2021 |
EXHIBIT 99.2 Unrivaled Brands Announces Successful Closing of Acquisition of SilverStreak Solutions. Unrivaled Adds A Leading Sacramento Cannabis Delivery Service With 42,000 Customers and a 96% Repeat Customer Order Rate SANTA ANA, CA ? October 5, 2021 ? (GlobeNewswire) ? Unrivaled Brands, Inc. (OTCQX:UNRV) ("Unrivaled" or the "Company") today announced that the Company has successfully completed |
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October 5, 2021 |
Six-Month Note (Sterling Harlan) EXHIBIT 10.1 UNSECURED PROMISSORY NOTE FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Unrivaled Brands, Inc., a Nevada corporation (the ?Maker?), hereby unconditionally promises to pay to the order of Sterling Harlan, or its assigns (the ?Noteholder?, and together with the Maker, the ?Parties?), the principal amount of $1,600,000 (the ?Loan?), together with all accru |
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October 5, 2021 |
Twelve-Month Note (Sterling Harlan) EXHIBIT 10.3 UNSECURED PROMISSORY NOTE FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Unrivaled Brands, Inc., a Nevada corporation (the ?Maker?), hereby unconditionally promises to pay to the order of Sterling Harlan, or its assigns (the ?Noteholder?, and together with the Maker, the ?Parties?), the principal amount of $2,000,000 (the ?Loan?), together with all accru |
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October 5, 2021 |
Twelve-Month Note (Matthew Guild) EXHIBIT 10.4 UNSECURED PROMISSORY NOTE FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Unrivaled Brands, Inc., a Nevada corporation (the ?Maker?), hereby unconditionally promises to pay to the order of Matthew Guild, or its assigns (the ?Noteholder?, and together with the Maker, the ?Parties?), the principal amount of $500,000 (the ?Loan?), together with all accrued i |
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October 5, 2021 |
UNRV / Unrivaled Brands, Inc. / Gerlach Joseph - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Unrivaled Brands, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 91532E 105 (CUSIP Number) July 1, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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September 30, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2021 (September 29, 2021) UNRIVALED BRANDS, INC. |
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September 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 UNRIVALED BRANDS, INC. |
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September 17, 2021 |
EXHIBIT 4.2 Form of Indenture UNRIVALED BRANDS, INC. as ISSUER and As INDENTURE TRUSTEE INDENTURE Dated as of , TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions. 1 Section 1.02 Other Definitions. 4 Section 1.03 Incorporation by Reference of Trust Indenture Act. 4 Section 1.04 Rules of Construction. 4 ARTICLE II TILE SECURITIES 5 Section 2.01 Issuabl |
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September 17, 2021 |
As filed with the Securities and Exchange Commission on September 16, 2021 As filed with the Securities and Exchange Commission on September 16, 2021 Registration No. |
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September 2, 2021 |
As filed with the U.S. Securities and Exchange Commission on September 2, 2021 As filed with the U.S. Securities and Exchange Commission on September 2, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNRIVALED BRANDS, INC. (Exact Name of Registrant as Specified in Its Charter) Nevada 26-3062661 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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August 30, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.2 4 unrvex992.htm UNAUDITED PRO FORMA EXHIBIT 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial statements and related notes present the historical consolidated financial statements of Unrivaled Brands (the “Company”), formerly Terra Tech Corp., and UMBRLA, Inc. (“UMBRLA”) as if completion of the acquisition had o |
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August 30, 2021 |
EXHIBIT 99.1 |
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August 30, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2021 (July 1, 2021) UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdicti |
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August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of |
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August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of |
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August 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 UNRIVALED BRANDS, INC. |
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August 16, 2021 |
Amendment to 2019 Equity Incentive Plan of UMBRLA, Inc., dated March 1, 2020.† EXHIBIT 10.23 UMBRLA, INC. AMENDMENT TO 2019 EQUITY INCENTIVE PLAN This Amendment (this ?Amendment?) to the 2019 Equity Incentive Plan (the ?Plan?) of UMBRLA, Inc., a Nevada corporation (the ?Corporation?), is made and entered into effective as of March 1, 2020. Pursuant to the authorization granted by the Board of Directors of the Corporation as of March 9, 2020 and in accordance with Section 13 |
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August 16, 2021 |
Unrivaled Brands Reports Second Quarter 2021 Financial Results EXHIBIT 99.1 Unrivaled Brands Reports Second Quarter 2021 Financial Results Reports Top Line Year Over Year Quarterly Revenue Growth of 131% SANTA ANA, Calif., Aug. 16, 2021 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc. (OTCQX: UNRV) (?Unrivaled? or the ?Company?), a multi-state vertically integrated company focused on the cannabis sector with operations in California, Oregon, and Nevada, today report |
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August 16, 2021 |
EXHIBIT 99.1 Unrivaled Brands Executes Agreement to Acquire People?s First Choice and Significantly Expands its California Retail Footprint Transaction Brings Leading Dispensary as well as Two Retail Licenses and Two Additional Retail Sites Under Development in Southern California Company to Expand Delivery Service from New Southern California Operations SANTA ANA, CA ? August 16, 2021 ? (GlobeNew |
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August 16, 2021 |
Amendment to 2019 Equity Incentive Plan of UMBRLA, Inc., dated October 22, 2020 * EXHIBIT 10.24 UMBRLA, INC. SECOND AMENDMENT TO 2019 EQUITY INCENTIVE PLAN This Second Amendment (this ?Amendment?) to the 2019 Equity Incentive Plan (the ?Plan?) of UMBRLA, Inc., a Nevada corporation (the ?Corporation?), is made and entered into effective as of October 22, 2020. Pursuant to the authorization granted by the Board of Directors of the Corporation as of October 22, 2020 and in accorda |
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August 16, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2021 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission Fi |
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August 16, 2021 |
2019 Equity Incentive Plan of UMBRLA, Inc. * EXHIBIT 10.22 UMBRLA, INC. 2019 EQUITY INCENTIVE PLAN 1. Purpose; Eligibility. 1.1 General Purpose. The name of this plan is the UMBRLA, Inc. 2019 Equity Incentive Plan (the "Plan"). The purposes of the Plan are to (a) enable UMBRLA, Inc., a Nevada corporation (the "Company"), to attract and retain the types of Employees, Consultants and Directors who will contribute to the Company's long range su |
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August 16, 2021 |
Membership Interest Purchase Agreement, dated August 15, 2021. EXHIBIT 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among UNRIVALED BRANDS, INC., PEOPLE?S CALIFORNIA, LLC, and PEOPLE?S FIRST CHOICE, LLC dated as of August 15, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 1 Section 1.01 Definitions 1 Section 1.02 Interpretation. 16 ARTICLE II CLOSINGS 17 Section 2.01 Purchase of Interests 17 Section 2.02 Closings 18 Section 2.03 Deposit Note |
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August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 UNRIVALED BRANDS, INC. (Exa |
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August 11, 2021 |
UNRV / Unrivaled Brands, Inc. / Ravello Group, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Unrivaled Brands, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 91532E 105 (CUSIP Number) July 1, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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August 10, 2021 |
Unrivaled Brands, Inc. To Report Second Quarter 2021 Financial Results EXHIBIT 99.1 Unrivaled Brands, Inc. To Report Second Quarter 2021 Financial Results SANTA ANA, Calif., August 10, 2021 (GLOBE NEWSWIRE) - Unrivaled Brands, Inc., (OTCQX:UNRV) ("Unrivaled" or the "Company"), a multi-state vertically integrated company focused on the cannabis sector with operations in California, Oregon and Nevada, today announced that the Company will report financial results for t |
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August 10, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2021 (August 10, 2021) UNRIVALED BRANDS, INC. |
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August 2, 2021 |
Executive Employment Agreement between the Company and Oren Schauble, dated July 27, 2021 (7)♦ EXHIBIT 10.4 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT ("Agreement") is made and entered effective as of the 27th day of July, 2021, by and between Unrivaled Brands, Inc., a Nevada Corporation (the "Company") and Oren Schauble (the "Executive") and supersedes and replaces any prior employment agreement or employment letter between the Parties. W I T N E S S E T H: WHEREAS, |
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August 2, 2021 |
EXHIBIT 3.3 SECOND Amended and Restated BYLAWS OF Unrivaled Brands, Inc. A Nevada Corporation ARTICLE I SHAREHOLDERS 1. Annual Meeting A meeting of the shareholders shall be held annually for the elections of directors and the transaction of other business on such date in each year as may be determined by the Board of Directors. 2. Special Meetings Special meetings of the shareholders may be calle |
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August 2, 2021 |
Note Termination and Exchange Agreement between the Company and Arthur Chan, dated July 27, 2021 (7) EXHIBIT 10.1 NOTE TERMINATION AND EXCHANGE AGREEMENT This Note Termination and Exchange Agreement (this "Agreement") is made as of July 27, 2021 ("Effective Date"), by and between Unrivaled Brands, Inc., a Nevada corporation (f/k/a Terra Tech Corp.) (the "Company"), and Arthur Chan (the "Holder"). RECITALS WHEREAS, the Holder currently holds a Secured Promissory Note issued by the Company to the H |
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August 2, 2021 |
Indemnification Agreement between the Company and Oren Schauble, dated July 27, 2021 (7)♦ EXHIBIT 10.5 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the "Agreement") is made and entered into as of July 27, 2021 between Unrivaled Brands, Inc., a Nevada corporation (the "Company"), and Oren Schauble, an individual resident of the State of California ("Indemnitee"). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors |
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August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2021 (July 27, 2021) UNRIVALED BRANDS, INC. |
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August 2, 2021 |
EXHIBIT 10.3 AMENDMENT TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This Amendment to Amended and Restated Executive Employment Agreement (this ?Amendment?) is dated as of July 27, 2021 and is entered into by and between Unrivaled Brands, Inc., a Nevada corporation (the ?Company?), and Francis Knuettel II (the ?Executive?). WHEREAS, the Company and the Executive entered into an Executive |
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August 2, 2021 |
Promissory Note issued by Unrivaled Brands, Inc. in favor of Arthur Chan, dated July 27, 2021. EX-10.2 4 unrvex102.htm PROMISSORY NOTE EXHIBIT 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR UNDER THE SECURITIES LAWS OF ANY STATE. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THIS NOTE UNDER SUCH ACT UNLESS SUCH REGISTRATION IS NOT REQUIRED PURSUANT |
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July 28, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock of Unrivaled Brands, Inc. and further agree that this agreement be included as an exhibit to such filing. Each pa |
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July 28, 2021 |
EXHIBIT 4.1 THIS ND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER ANY SECURITIES LAW, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER ANY SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS COUNSEL, THAT SUCH REGISTRATION IS NOT REQUIRED. WARRANT TO PURCHASE COMMON STOCK Company: UMBRLA, Inc., |
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July 28, 2021 |
UNRV / Unrivaled Brands, Inc. / Imbimbo Dallas - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Unrivaled Brands, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 91532E 105 (CUSIP Number) Dallas Imbimbo C/O Unrivaled Brands, Inc. 3242 Halladay St., Suite 202 Santa Ana, CA 92705 (888) 909-5564 (Name, Address and Tel |
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July 27, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock of Unrivaled Brands, Inc. and further agree that this agreement be included as an exhibit to such filing. Each pa |
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July 27, 2021 |
EX-4.1 2 unrvex41.htm FORM OF WARRANT EXHIBIT 4.1 THIS ND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER ANY SECURITIES LAW, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER ANY SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS COUNSEL, THAT SUCH REGISTRATION IS NOT REQUIRED. WARRANT TO PURCHAS |
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July 27, 2021 |
UNRV / Unrivaled Brands, Inc. / Kovacevich Nicholas - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Unrivaled Brands, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 91532E 105 (CUSIP Number) Nicholas Kovacevich C/O Unrivaled Brands, Inc. 3242 Halladay St., Suite 202 Santa Ana, CA 92705 (888) 909-5564 (Name, Address an |
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July 19, 2021 |
EXHIBIT 10.1 FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT This FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT (this ?Amendment?) is effective as of July 13, 2021 (the ?First Amendment Effective Date?), by and between Unrivaled Brands, Inc., a Nevada corporation (f/k/a Terra Tech Corp.) (the ?Purchaser?), and Sterling Harlan (?Harlan?), an individual, and Matthew Guild (?Guild?), an individual (each, a |
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July 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2021 (July 13, 2021) UNRIVALED BRANDS, INC. |
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July 8, 2021 |
EXHIBIT 2.2 AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (the "Plan") is made as of this 30th day of June, 2021, by and between Terra Tech Corp., a Nevada corporation (the "Surviving Entity"), the sole shareholder of Unrivaled Brands, Inc., a Nevada corporation (the "Merging Entity") and the Merging Entity. BACKGROUND A. The constituent entities, their mailing addresses and their |
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July 8, 2021 |
Name Change Articles of Merger, filed with the Nevada Secretary of State on July 7, 2021 (5) EXHIBIT 3.2 |
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July 8, 2021 |
Articles of Merger, filed with the Nevada Secretary of State on July 1, 2021 (5) EX-3.1 4 trtcex31.htm ARTICLES OF MERGER EXHIBIT 3.1 |
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July 8, 2021 |
EXHIBIT 10.2 INDEPENDENT DIRECTOR AGREEMENT THIS INDEPENDENT DIRECTOR AGREEMENT (this ?Agreement?) is made effective as of July 1, 2021 by and between Terra Tech Corp. (the ?Company?), and Eric Baum (?Director?). WHEREAS, the Company seeks to attract and retain as directors, capable and qualified persons to serve on the Company?s board of directors (the ?Board?); and WHEREAS, the Company has reque |
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July 8, 2021 |
EXHIBIT 10.3 DIRECTOR INDEMNIFICATION AGREEMENT THIS DIRECTOR INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of July 1, 2021 between Terra Tech Corp., a Nevada corporation (the ?Company?), and Dallas Imbimbo, an individual (?Indemnitee?). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors and/or officers or in o |
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July 8, 2021 |
EXHIBIT 10.4 DIRECTOR INDEMNIFICATION AGREEMENT THIS DIRECTOR INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of July 1, 2021 between Terra Tech Corp., a Nevada corporation (the ?Company?), and Eric Baum, an individual (?Indemnitee?). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors and/or officers or in other |
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July 8, 2021 |
EXHIBIT 99.1 Terra Tech Corp. Announces Successful Closing of Merger with Unrivaled and Rebranding as Unrivaled Brands, Inc. Expected to Generate Combined Revenue in Excess of $70 Million in 2021 SANTA ANA, CA ? July 8, 2021 ? (GlobeNewswire) ? Terra Tech Corp. (OTCQX:TRTC) ("Terra Tech" or the "Company") today announced that the Company has successfully completed its merger with UMBRLA, Inc., doi |
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July 8, 2021 |
EXHIBIT 10.1 INDEPENDENT DIRECTOR AGREEMENT THIS INDEPENDENT DIRECTOR AGREEMENT (this ?Agreement?) is made effective as of July 1, 2021 by and between Terra Tech Corp. (the ?Company?), and Dallas Imbimbo (?Director?). WHEREAS, the Company seeks to attract and retain as directors, capable and qualified persons to serve on the Company?s board of directors (the ?Board?); and WHEREAS, the Company has |
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July 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2021 UNRIVALED BRANDS, INC. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction of incorporation) (Commission File |
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July 8, 2021 |
Membership Interest Purchase Agreement, dated as of July 1, 2021. EXHIBIT 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT This Membership Interest PURCHASE AGREEMENT (this ?Agreement?) is effective as of July 1, 2021, by and between Terra Tech Corp., a Nevada corporation (the ?Purchaser?) and Nicholas Kovacevich and Dallas Imbimbo, each an individual (individually, a ?Seller? and collectively the ?Sellers? and together with Purchaser, each a ?Party? and collectively, |
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June 21, 2021 |
72,254,769 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) PROSPECTUS Registration No. 333-256753 72,254,769 Shares of Common Stock This prospectus relates to the possible resale, from time to time, by the selling stockholders identified herein of up to an aggregate of 72,254,769 shares of our common stock, par value $0.001 per share (the ?Shares?), including (i) 20,174,000 shares issuable upon conversion in full of Senior |
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June 17, 2021 |
June 17, 2021 VIA EDGAR SUBMISSION U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Terra Tech Corp. (the ?Company?) Registration Statement on Form S-1 (File No. 333-256753) (as amended, the ?Registration Statement?) Dear Ladies and Gentlemen: The Company hereby withdraws its acceleration request made on June 16, 2021 due to June |
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June 16, 2021 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2021 (June 15, 2021) TERRA TECH CORP. |
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June 16, 2021 |
June 16, 2021 VIA EDGAR SUBMISSION U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Terra Tech Corp. (the ?Company?) Registration Statement on Form S-1 (File No. 333-256753) (as amended, the ?Registration Statement?) Dear Ladies and Gentlemen: Pursuant to Rule 461 of the Securities Act of 1933, as amended (the ?Securities Act?), |
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June 16, 2021 |
EXHIBIT 99.1 Terra Tech Corp. Entered into an Agreement to Monetize its Investment in Hydrofarm Holdings Group, Inc., Resulting in Gross Proceeds in Excess of $40 Million SANTA ANA, Calif., June 15, 2021 (GLOBE NEWSWIRE) - Terra Tech Corp. (OTCQX:TRTC) ("Terra Tech" or the "Company") today announced that the Company entered into an agreement to monetize its investment in Hydrofarm Holdings Group, |
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June 14, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 (June 8, 2021) TERRA TECH CORP. |
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June 14, 2021 |
Form of Securities Purchase Agreement (11) EXHIBIT 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (the ?Agreement?), dated as of June 8, 2021 (the ?Signing Date?), is by and among the seller identified on the signature pages annexed hereto (the ?Seller?) and the buyers identified on the signature pages annexed hereto (each a ?Buyer?, and collectively, the ?Buyers?). W I T N E S S E T H: WHEREAS, the |
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June 10, 2021 |
EXHIBIT 99.3 Terra Tech Corp. Executes an Agreement to Acquire SilverStreak Solutions Inc. Transaction Brings Established Cannabis Delivery Operation with Strong Market Position in the Greater Sacramento Area to Terra Tech?s Platform SANTA ANA, CA ? June 10, 2021 ? (GlobeNewswire) ? Terra Tech Corp. (OTCQX:TRTC) ("Terra Tech" or the "Company") today announced that the Company has executed an agree |
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June 10, 2021 |
8-K 1 trtc8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 (June 7, 2021) TERRA TECH CORP. (Exact name of registrant as specified in its charter) Nevada 000-54258 26-3062661 (State or other jurisdiction o |
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June 10, 2021 |
Terra Tech Corp. Strengthens Balance Sheet with Monetization of Legacy Real Estate EX-99.2 9 trtcex992.htm PRESS RELEASE EXHIBIT 99.2 Terra Tech Corp. Strengthens Balance Sheet with Monetization of Legacy Real Estate SANTA ANA, Calif., June 7, 2021 (GLOBE NEWSWIRE) - Terra Tech Corp. (OTCQX:TRTC) ("Terra Tech" or the "Company") today announced that the Company entered into an agreement for the sale of its non-operating N. 4th Street property in Las Vegas, NV. Based on local zoni |
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June 10, 2021 |
Employment Agreement between Terra Tech Corp. and Francis Knuettel II, dated June 7, 2021 EXHIBIT 10.4 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (?Agreement?) is made and entered effective as of the 7th day of June, 2021, by and between Terra Tech Corp., a Nevada Corporation (the ?Company?) and Francis Knuettel II (the ?Executive?) and supersedes and replaces any prior employment agreement or employment letter between t |
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June 10, 2021 |
Employment Agreement between Terra Tech Corp. and Jeffrey Batliner, dated June 7, 2021 EXHIBIT 10.6 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (?Agreement?) is made and entered effective as of the 7th day of June, 2021, by and between Terra Tech Corp., a Nevada Corporation (the ?Company?) and Jeffrey Batliner (the ?Executive?) and supersedes and replaces any prior employment agreement or employment letter between the |
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June 10, 2021 |
EXHIBIT 10.3 UNSECURED PROMISSORY NOTE FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Terra Tech Corp., a Nevada corporation (the ?Maker?), hereby unconditionally promises to pay to the order of [name], or its assigns (the ?Noteholder?, and together with the Maker, the ?Parties?), the principal amount of $2,500,000 (the ?Loan?), together with all accrued interest the |
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June 10, 2021 |
EXHIBIT 10.2 UNSECURED PROMISSORY NOTE FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Terra Tech Corp., a Nevada corporation (the ?Maker?), hereby unconditionally promises to pay to the order of [name], or its assigns (the ?Noteholder?, and together with the Maker, the ?Parties?), the principal amount of $2,500,000 (the ?Loan?), together with all accrued interest the |
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June 10, 2021 |
Slides from June 10, 2021 investor presentation EXHIBIT 99.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 |
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June 10, 2021 |
Employment Agreement between Terra Tech Corp. and Uri Kenig, dated June 7, 2021 EXHIBIT 10.5 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (?Agreement?) is made and entered effective as of the 7th day of June, 2021, by and between Terra Tech Corp., a Nevada Corporation (the ?Company?) and Uri Kenig (the ?Executive?) and supersedes and replaces any prior employment agreement or employment letter between the Parties |
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June 10, 2021 |
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT This stock PURCHASE AGREEMENT (this ?Agreement?) is effective as of June 9, 2021, by and between Terra Tech Corp., a Nevada corporation (the ?Purchaser?), and Sterling Harlan (?Harlan?), an individual, and Matthew Guild (?Guild?), an individual (each, a ?Seller? and collectively the ?Sellers?). The Purchaser and the Sellers are each referred to individually as |
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June 3, 2021 |
As filed with the Securities and Exchange Commission on June 3, 2021 As filed with the Securities and Exchange Commission on June 3, 2021 Registration No. |
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June 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 (June 1, 2021) TERRA TECH CORP. |
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June 1, 2021 |
Terra Tech Corp. to Present at LD Micro Invitational XI Management to Present Thursday June 10th EXHIBIT 99.1 Terra Tech Corp. to Present at LD Micro Invitational XI Management to Present Thursday June 10th SANTA ANA, Calif., June 1, 2021 (GLOBE NEWSWIRE) - Terra Tech Corp. (OTCQX: TRTC) ("Terra Tech" or the "Company") today announced that the Company will present at the LD Micro Invitational XI investor conference taking place virtually June 8-10, 2021. Frank Knuettel II, Chief Executive Off |
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May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-54258 TERRA TECH CORP. (Exact Na |
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May 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 TERRA TECH CORP. |
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May 17, 2021 |
Terra Tech Corp. Reports First Quarter 2021 Financial Results EXHIBIT 99.1 Terra Tech Corp. Reports First Quarter 2021 Financial Results SANTA ANA, Calif., May 17, 2021 (GLOBE NEWSWIRE) - Terra Tech Corp. (OTCQX:TRTC) ("Terra Tech" or the "Company") today reported its financial results for the quarter ended March 31, 2021. Frank Knuettel, Chief Executive Officer of Terra Tech, stated, ?On the operations side, we have continued to make improvements and see ga |