Mga Batayang Estadistika
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CIK | 1770141 |
SEC Filings
SEC Filings (Chronological Order)
August 14, 2025 |
NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: June 30, 2025 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition |
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May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: March 31, 2025 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: December 31, 2024 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transitio |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: September 30, 2024 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Re |
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September 27, 2024 |
Case 23-11476-LSS Doc 980 Filed 09/22/24 Page 1 of 11 Case 23-11476-LSS Doc 980 Filed 09/22/24 Page 1 of 11 Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: Chapter 11 UPHEALTH HOLDINGS, INC., et al.,1 Case No. 23-11476 (LSS) Debtors. (Jointly Administered) Related Docket Nos.: 810, 854 Obj. Deadline: Oct. 15, 2024, at 4:00 p.m. (ET) Hearing Date: Oct. 22, 2024, at 11:00 a.m. (ET) SUPPLEMENT TO MOTION OF DEBTO |
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September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 22, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (C |
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September 26, 2024 |
Case: 1:24-cv-03778 Document #: 84 Filed: 09/24/24 Page 1 of 2 PageID #:6270 Exhibit 99.2 Case: 1:24-cv-03778 Document #: 84 Filed: 09/24/24 Page 1 of 2 PageID #:6270 ILND 450 (Rev. 10/13) Judgment in a Civil Action IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS UpHealth Holdings, Inc. Petitioner(s), v. Glocal Healthcare Systems Private Limited et al, Respondent(s). Case No. 24 cv 3778 Judge Sharon Johnson Coleman JUDGMENT IN A CIVIL CASE Judgmen |
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September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 24, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (C |
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September 26, 2024 |
Exhibit 99.1 Case: 1:24-cv-03778 Document #: 83 Filed: 09/24/24 Page 1 of 24 PageID #:6246 UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION UPHEALTH HOLDINGS, INC., ) ) Petitioner, ) Case No. 24-cv-3778 ) v. ) Judge Sharon Johnson Coleman ) GLOCAL HEALTHCARE SYSTEMS ) PRIVATE LIMITED; DR. SYED SABAHAT ) AZIM; RICHA SANA AZIM; GAUTAM ) CHOWDHURY; MELEVEETIL ) DAMO |
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August 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 27, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: June 30, 2024 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on |
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July 16, 2024 |
UPHEALTH, Inc. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 11 (to Prospectus dated April 20, 2023) UPHEALTH, Inc. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 11”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named i |
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July 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 10, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File N |
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July 15, 2024 |
Exhibit 99.1 UpHealth Announces CEO Transition and Organizational Changes Jay Jennings Appointed Acting Chief Executive Officer of UpHealth; Replacing Martin Beck Announces the Promotion of Lisa Fluxman to President of TTC Healthcare Reaffirms Jeremy Livianu as Chief Legal Officer and Secretary of UpHealth DELRAY BEACH, Fla., July 15, 2024 (PR NEWSWIRE) – UpHealth, Inc. (“UpHealth,” the “Company”) |
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June 10, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange ("NYSE" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of common stock (the "Common Stock), of UpHealth, Inc. |
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June 10, 2024 |
UPHEALTH, Inc. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 10 (to Prospectus dated April 20, 2023) UPHEALTH, Inc. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 10”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named i |
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June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38924 UpH |
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June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 3, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File Nu |
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May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File Nu |
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May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: March 31, 2024 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report o |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File Num |
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April 16, 2024 |
UPHEALTH, Inc. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 9 (to Prospectus dated April 20, 2023) UPHEALTH, Inc. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 9”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in |
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April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 12, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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April 12, 2024 |
Exhibit 10.1 Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type of information that the registrant treats as private or confidential. Intercompany Administrative Services Agreement This INTERCOMPANY ADMINISTRATIVE SERVICES AGREEMENT (this “Agreement”) is entered into on April 11, 202 |
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April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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April 5, 2024 |
UpHealth, Inc. Clawback Policy uphealth-clawbackpolicy Active\1606292587.4 UPHEALTH, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE COMPENSATION (Adopted as of [], 2023) 1. INTRODUCTION The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of UpHealth, Inc. (the “Company”) is adopting this policy (this “Policy”) to provide for the Company’s recovery of certain Incentive Compensation (as |
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April 5, 2024 |
Employment Agreement, dated March 14, 2024, by and between UpHealth, Inc. and Jay W. Jennings Certain identified information in this Exhibit 10.2 (indicated by “[***]”) has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type of information that the Company treats as private or confidential. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of March 14, 2024 by and between Jay Jennings (the “Executive”) |
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April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-04321 UpHealth |
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April 5, 2024 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of UpHealth, Inc. Name Jurisdiction of Formation UpHealth Holdings, Inc. Delaware TTC Healthcare, Inc. Delaware Behavioral Health Services, LLC Delaware Thrasys, Inc. California Glocal Healthcare Systems Private Limited India |
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April 5, 2024 |
Certain identified information in this Exhibit 10.1 (indicated by “[***]”) has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type of information that the Company treats as private or confidential. SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Second Amended and Restated Employment Agreement (the “Agreement”) is entered into as of March |
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April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: December 31, 2023 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Repor |
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April 1, 2024 |
Exhibit 99.1 UpHealth Holdings Takes Steps to Enforce the International Court of Arbitration’s Final Award to UpHealth Holdings of more than $110 Million in Damages in Breach of Contract Lawsuit Involving the 2020 Purchase by UpHealth of Glocal Healthcare Systems DELRAY BEACH, Fla., April 1, 2024 (GLOBE NEWSWIRE) – UpHealth, Inc. (“UpHealth”) (OTC: UPHL), a leading provider of a full continuum of |
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April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File N |
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March 21, 2024 |
Exhibit 99.1 UPHEALTH PROVIDES CORPORATE UPDATE AND ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 FINANCIAL RESULTS ~ Glocal Ruling from Arbitral Tribunal in Favor of Company for up to $110.2 Million in Damages ~ Sale of Cloudbreak Health Business Closed on March 15, 2024 ~ ~ Gross Cash Proceeds of $180 Million from the Cloudbreak Sale Will Be Used to Pay Down Debt, Including All of the Company’s $1 |
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March 21, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 21, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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March 20, 2024 |
From: Chirinjeev Kathuria <[***]> Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S‑K because disclosure of such information would constitute a clearly unwarranted invasion of personal privacy. |
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March 20, 2024 |
UPHEALTH, Inc. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 8 (to Prospectus dated April 20, 2023) UPHEALTH, Inc. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 8”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in |
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March 20, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 18, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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March 20, 2024 |
Exhibit 99.2 The International Court of Arbitration awarded UpHealth Holdings more than $110 Million in Damages in Breach of Contract Lawsuit Involving the 2020 Purchase by UpHealth of Glocal Healthcare Systems DELRAY BEACH, Fla., March 20, 2024 (GLOBE NEWSWIRE) – UpHealth, Inc. (“UpHealth”) (OTC: UPHL), a global digital health company delivering a full continuum of behavioral health solutions thr |
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March 20, 2024 |
Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Item 601(a)(6) of Regulation S‑K because disclosure of such information would constitute a clearly unwarranted invasion of personal privacy. |
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March 20, 2024 |
In the Matter of an Arbitration in accordance with Article 23 of the 2021 International Chamber of Commerce Rules of Arbitration UpHealth Holdings, Inc. |
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March 19, 2024 |
SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT Certain identified information in this Exhibit 10.1 (indicated by “[***]”) has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type of information that the Company treats as private or confidential. SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Second Amended and Restated Employment Agreement (the “Agreement”) is entered into as of March |
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March 19, 2024 |
Certain identified information in this Exhibit 10.2 (indicated by “[***]”) has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type of information that the Company treats as private or confidential. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of March 14, 2024 by and between Jay Jennings (the “Executive”) |
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March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 14, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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March 19, 2024 |
UPHEALTH, Inc. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 UPHEALTH, Inc. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 7”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in the Prospectus or its permitted transferees (the “Selling Stockho |
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March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 15, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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March 18, 2024 |
UPHEALTH COMPLETES SALE OF CLOUDBREAK HEALTH AT $180 MILLION FULL CASH DEAL Exhibit 99.1 UPHEALTH COMPLETES SALE OF CLOUDBREAK HEALTH AT $180 MILLION FULL CASH DEAL DELRAY BEACH, Fla. – March 18, 2024 – UpHealth, Inc. (“we,” “our,” “UpHealth,” or the “Company”) (NYSE: UPHL) today announced that it completed its previously announced sale of Cloudbreak Health, LLC (“Cloudbreak”), best known for its MarttiTM translation offering, to a newly formed entity controlled by GTCR L |
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March 1, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 29, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fi |
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February 21, 2024 |
UPHEALTH, Inc. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 6 (to Prospectus dated April 20, 2023) UPHEALTH, Inc. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 6”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 13, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fi |
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February 16, 2024 |
UPHEALTH, INC. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 5 (to Prospectus dated April 20, 2023) UPHEALTH, INC. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 5”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in |
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February 15, 2024 |
Exhibit 4.5 Execution Version WAIVER AGREEMENT This WAIVER AGREEMENT (this “Agreement”), dated as of February 9, 2024, is made by and among UPHEALTH, INC., a Delaware corporation (the “Company”), and the beneficial holders of the Notes party hereto (collectively, the “Consenting Holders”). Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to such t |
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February 15, 2024 |
Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a–6(e)(2)) ☐ Definitive |
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February 15, 2024 |
Exhibit 4.1 Execution Version FIRST SUPPLEMENTAL INDENTURE AND AMENDMENT TO SECURITY AND PLEDGE AGREEMENT Dated as of February 9, 2024 to the INDENTURE among UPHEALTH, INC., THE SUBSIDIARY GUARANTORS and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee and Collateral Agent Dated as of August 18, 2022 and the SECURITY AND PLEDGE AGREEMENT Dated as of August 18, 2022 by and among each Grantor from |
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February 15, 2024 |
Exhibit 4.2 EXECUTION VERSION FIRST SUPPLEMENTAL INDENTURE Dated as of February 9, 2024 to the INDENTURE between UPHEALTH, INC. and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee Dated as of June 9, 2021 6.25% Convertible Senior Notes due 2026 FIRST SUPPLEMENTAL INDENTURE, dated as of February 9, 2024 (as amended, restated, amended and restated, supplemented or modified from time to time, this |
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February 15, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Com |
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February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Com |
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February 15, 2024 |
Exhibit 4.4 Execution Version WAIVER AND RESCISSION AGREEMENT This WAIVER AND RESCISSION AGREEMENT (this “Agreement”), dated as of February 9, 2024, is made by and among UPHEALTH, INC., a Delaware corporation (the “Company”), CLOUDBREAK HEALTH, LLC, a Delaware limited liability company (“Cloudbreak” and, together with the Company, the “Company Parties”), and the beneficial holders of the Notes par |
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February 15, 2024 |
Exhibit 4.3 Execution Version SECURITY AND PLEDGE AGREEMENT Dated as of February 9, 2024 among Each Grantor From Time to time Party Hereto and WILMINGTON TRUST, NATIONAL ASSOCIATION as the Collateral Agent for the Secured Parties 6.25% Convertible Senior Notes due 2026 TABLE OF CONTENTS Page 1. Defined Terms 1 2. Grant of Security 7 3. Security for Secured Obligations 8 4. Grantors Remain Liable 8 |
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February 5, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) UpHealth, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock |
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February 5, 2024 |
As filed with the Securities and Exchange Commission on February 2, 2024. As filed with the Securities and Exchange Commission on February 2, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 83-3838045 (State or other jurisdiction of incorporation or organization) (I.R.S. Employ |
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January 24, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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January 18, 2024 |
UPHEALTH, Inc. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 4 (to Prospectus dated April 20, 2023) UPHEALTH, Inc. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 4”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in |
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January 18, 2024 |
AGREEMENT OF RESIGNATION, APPOINTMENT AND ACCEPTANCE (this “Agreement”), dated as of January 11, 2024 (the “Effective Date”) by and among UPHEALTH, INC. |
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January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 11, 2024 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fil |
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January 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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January 10, 2024 |
EX-FILING FEES Exhibit 107 FEE TABLES FOR FORM PREM14A Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $180,000,000. |
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December 28, 2023 |
UPHEALTH, INC. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 3 (to Prospectus dated April 20, 2023) UPHEALTH, INC. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 3”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in |
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December 27, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 27, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Co |
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December 15, 2023 |
UPHEALTH, INC. 9,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 2 (to Prospectus dated April 20, 2023) UPHEALTH, INC. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 2”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling stockholder named in |
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December 13, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange ("NYSE" or the "Exchange") hereby notifies the Securities and Exchange Commission (the "Commission") of its intention to remove the entire class of Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $115. |
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December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 11, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fi |
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December 12, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as perm |
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November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 28, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fi |
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November 29, 2023 |
UPH / UpHealth Inc / Pylypiv Mariya - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address an |
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November 28, 2023 |
UPH / UpHealth Inc / KATHURIA CHIRINJEEV - SC 13D/A Activist Investment SC 13D/A 1 schedule13damno7-chirinjee.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San F |
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November 28, 2023 |
UPH / UpHealth Inc / GUINAN MARK - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address and |
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November 28, 2023 |
UPH / UpHealth Inc / Jennings Jay Walter - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address and |
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November 28, 2023 |
UPH / UpHealth Inc / REY-GIRAUD AGNES - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address and |
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November 28, 2023 |
UPH / UpHealth Inc / Katz Avi S - SC 13D Activist Investment SC 13D 1 schedule13d-cloudbreakvoti.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Franci |
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November 28, 2023 |
UPH / UpHealth Inc / Beck Martin S A - SC 13D Activist Investment SC 13D 1 schedule13d-cloudbreakvoti.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Franci |
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November 28, 2023 |
UPH / UpHealth Inc / Dinu Raluca - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address and |
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November 28, 2023 |
UPH / UpHealth Inc / UpHealth, Inc. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address an |
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November 28, 2023 |
UPH / UpHealth Inc / UpHealth, Inc. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address an |
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November 28, 2023 |
UPH / UpHealth Inc / Locke Nathan - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address and |
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November 28, 2023 |
UPH / UpHealth Inc / MACHUCA LUIS - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address and |
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November 27, 2023 |
UPH / UpHealth Inc / UpHealth, Inc. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Jeffrey C. Selman DLA Piper LLP (US) 555 Mission Street, Suite 2400 San Francisco, CA 94105 (415) 615-6095 (Name, Address and |
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November 22, 2023 |
UPHEALTH, INC. 9,000,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 Prospectus Supplement No. 1 (to Prospectus dated April 20, 2023) UPHEALTH, INC. 9,000,000 Shares of Common Stock This prospectus supplement (this “Supplement No. 1”) relates to the prospectus dated April 20, 2023 (as amended from time to time, the “Prospectus”), related to the resale from time to time by the selling sto |
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November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fi |
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November 21, 2023 |
Release Agreement, dated November 17, 2023, by and between UpHealth, Inc. and Samuel J. Meckey. Release This Release of Claims (the “Release”) is entered into by and between Samuel Meckey (the “Executive”) and UpHealth, Inc. |
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November 21, 2023 |
TRANSITION AGREEMENT This Transition Agreement (“Agreement”) is entered into as of November 15, 2023 (“Execution Date”), but effective as of the Effective Date (as defined in Section 2 (Condition Precedent to Parties’ Rights and Obligations)), by and between Thrasys, Inc. |
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November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38924 UpHea |
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November 21, 2023 |
Exhibit 99.1 UPHEALTH PROVIDES CORPORATE UPDATE AND ISSUES FINANCIAL RESULTS FOR THE THIRD QUARTER OF 2023 ~ Posts Strong Year Over Year Revenue Growth in Telehealth and Behavioral Health Businesses, Gross Margin Expanded to 54% and $5.4 million in Adjusted EBITDA ~ ~ Reviews in Detail the Voluntary Chapter 11 Protection Filings of One Division of UpHealth, Inc., UpHealth Holdings, Inc., and Certa |
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November 21, 2023 |
Transition Agreement, dated November 16, 2023, by and between Thrasys, Inc. and EmpiRx Health LLC. TRANSITION AGREEMENT This Transition Agreement (“Agreement”) is entered into as of November 16, 2023 (“Execution Date”), but effective as of the Effective Date (as defined in Section 2 (Condition Precedent to Parties’ Rights and Obligations)), by and between Thrasys, Inc. |
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November 21, 2023 |
Transition Agreement, dated November 17, 2023, by and between Thrasys, Inc. and County of Alameda. TRANSITION AGREEMENT This Transition Agreement (“Agreement”) is entered into as of November 17, 2023 (“Execution Date”), but effective as of the Effective Date (as defined in Section 2. |
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November 20, 2023 |
Exhibit 99.1 UPHEALTH PROVIDES CORPORATE UPDATE AND ISSUES FINANCIAL RESULTS FOR THE THIRD QUARTER OF 2023 ~ Posts Strong Year Over Year Revenue Growth in Telehealth and Behavioral Health Businesses, Gross Margin Expanded to 54% and $5.4 million in Adjusted EBITDA ~ ~ Reviews in Detail the Voluntary Chapter 11 Protection Filings of One Division of UpHealth, Inc., UpHealth Holdings, Inc., and Certa |
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November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fi |
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November 20, 2023 |
Exhibit 10.1 Execution Version VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”), dated as of November 16, 2023, is entered into by and among Forest Buyer, LLC, a Delaware limited liability company (“Buyer”), UpHealth, Inc., a Delaware corporation (“Seller”) and the undersigned stockholders of the Company (the “Stockholders”). Capitalized terms used but not defined |
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November 20, 2023 |
Exhibit 2.1 MEMBERSHIP INTERESTS PURCHASE AGREEMENT by and among FOREST BUYER, LLC CLOUDBREAK HEALTH, LLC, and UPHEALTH, INC., Dated as of November 16, 2023 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE OF INTERESTS 2 1.1 Purchase and Sale of Interests 2 1.2 Estimated Cash Consideration 2 1.3 Closing 3 1.4 Deliveries at Closing 3 1.5 Post-Closing Adjustment 5 1.6 Withholding Rights 7 1.7 Tax |
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November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 16, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Co |
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November 20, 2023 |
Exhibit 4.1 Execution Version TRANSACTION SUPPORT AGREEMENT This TRANSACTION SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of November 16, 2023 by and among (i) Cloudbreak Health, LLC, a Delaware limited liability company (the “Company”), (ii) Forest Buyer, LLC, a Delaware limited liability company (the “Buyer”), (iii) UpHealth, Inc., a Delaware corporation (the “Seller” and, to |
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November 20, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 16, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Co |
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November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 16, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission Fi |
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November 16, 2023 |
UpHealth Enters into Definitive Agreement for Sale of Cloudbreak Health Business to GTCR for $180 Million Proceeds Will be Utilized to Pay Down All Unsecured Debt and Approximately 45% of Secured Debt UpHealth Will Focus on TTC Healthcare, A Growing, Cash Flow Positive Behavioral Health Business DELRAY BEACH, Fla. |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: September 30, 2023 CUSIP NUMBER 91532B200 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Repo |
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October 20, 2023 |
EX-99.1 Exhibit 99.1 Thrasys, Inc., a Subsidiary of Debtor UpHealth Holdings, Inc., Files Voluntary Reorganization Under Chapter 11 of the U.S. Bankruptcy Code Parent UpHealth, Inc. and its Direct and Indirect Subsidiaries, Cloudbreak Health, LLC and TTC Healthcare, Inc., Have NOT Filed for Chapter 11 Protection and are Operating in the Normal Course of Business Thrasys’ Voluntary Reorganization W |
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October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 20, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Com |
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October 11, 2023 |
UpHealth Announces CEO Transition and Organizational Changes Martin Beck Appointed CEO; Replacing Samuel Meckey Announces the Elimination of 20 Corporate Roles DELRAY BEACH, Fla. |
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October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 5, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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September 27, 2023 |
UPH / UpHealth Inc / Riva Ridge Capital Management LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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September 26, 2023 |
UPH / UpHealth Inc / Lynrock Lake LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) Lynrock Lake LP Attn: Cynthia Paul 2 International Drive, Suite 130 Rye Brook, NY 10573 914-449-4660 (Name, Address and Telep |
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September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 19, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (C |
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September 19, 2023 |
Exhibit 99.1 UpHealth Subsidiary, UpHealth Holdings, Files Voluntary Reorganization Under Chapter 11 of the U.S. Bankruptcy Code Intends to use court-supervised process to mitigate financial impact and facilitate a fair resolution through an appeals process following the September 14, 2023 decision by a trial court UpHealth expects to continue operating in the normal course, enabling high quality, |
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September 18, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 18, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (C |
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September 18, 2023 |
EX-99.1 Exhibit 99.1 UpHealth Comments on Needham Action Ruling Believes Court Erred by Ignoring Settled New York Law and Decades of Precedent Company is Exploring All Options in Response to Ruling DELRAY BEACH, Fla., Sep. 18, 2023 (GLOBE NEWSWIRE) – UpHealth, Inc. (“UpHealth,” the “Company,” “we” or “us”) (NYSE: UPH), a global digital health company delivering technology platforms, infrastructure |
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August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38924 UpHealth, |
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August 10, 2023 |
Exhibit 99.1 UPHEALTH ANNOUNCES SECOND QUARTER 2023 FINANCIAL RESULTS Second Quarter Revenues Were $37.8 million and Gross Margin Expanded to 53% Year-to-Date Net Loss Attributable to UpHealth, Inc. Improved 9% to $27.2 million Year-to-Date Adjusted EBITDA Improved by $9.2 million to $11.8 million Closed Strategic Sale of Innovations Group, Inc. for $56.0 million Completed Repurchase of $10.3 Mill |
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August 10, 2023 |
martinbeckxamendedxempl Certain identified information in this Exhibit 10.5 [(indicated by “[***]”) has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type of information that the Company treats as private or confidential. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into |
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June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 15, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File N |
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May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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May 17, 2023 |
Certain identified information in this Exhibit 10.1 (indicated by “[***]”) has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type of information that the Company treats as private or confidential. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into as of the 11th day of May |
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May 17, 2023 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Introduction UpHealth, Inc. (“UpHealth,” “we,” “us,” “our,” “UpHealth,” or the “Company”) is the parent company of both UpHealth Holdings, Inc. and subsidiaries (“UpHealth Holdings”) and Cloudbreak Health, LLC and subsidiaries. On February 26, 2023, UpHealth Holdings, Inc., a Delaware corporation (“UpHealth Holdings”) an |
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May 11, 2023 |
UPHEALTH, INC. INDUCEMENT EQUITY INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS UpHealth, Inc., a Delaware corporation (the “Company”) has granted to the Participant an award (the “Award”) of restricted stock units pursuant to the UpHealth, Inc. Inducement Equity Incentive Plan (the “Plan”), each of which represents the right to receive on the applicable Settlement Date one (1) share of |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File Nu |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File Nu |
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May 11, 2023 |
Form of Restricted Stock Units Agreement. UPHEALTH, INC. INDUCEMENT EQUITY INCENTIVE PLAN RESTRICTED STOCK UNITS AGREEMENT UpHealth, Inc., a Delaware corporation (the “Company”), has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”) is attached an Award consisting of Restricted Stock Units (each a “Unit”) subject to the te |
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May 11, 2023 |
Exhibit 99.1 UpHealth Announces Closing of Sale of Innovations Group Incorporated to Belmar Pharma Solutions for $56.0 Million in Gross Proceeds ~ Closing Represents Substantial Completed Milestone and Execution of Strategic Vision ~ ~ Transaction Delivers $56.0 Million to Company’s Balance Sheet ~ DELRAY BEACH, Fla., May 11, 2023 (GLOBE NEWSWIRE) - UpHealth, Inc. (“UpHealth” or the “Company”) (NY |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38924 UpHealth, |
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May 11, 2023 |
Exhibit 99.1 UPHEALTH ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS First Quarter Revenues Increased 17% to $42.1 million First Quarter Gross Margin Expanded to 54% First Quarter Net Loss Attributable to UpHealth, Inc. Decreased 54% to $8.1 million First Quarter Adjusted EBITDA Improved by $7.9 million to $6.6 million Announced Strategic Sale of Innovations Group, Inc. for $56.0 million DELRAY BE |
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May 8, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) UpHealth, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock |
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May 8, 2023 |
As filed with the Securities and Exchange Commission on May 8, 2023. As filed with the Securities and Exchange Commission on May 8, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 83-3838045 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Id |
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May 8, 2023 |
UPHEALTH, INC. INDUCEMENT EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page 1. Establishment, Purpose and term of Plan 1 1.1. Establishment 1 1.2. Purpose 1 1.3. Term of Plan 1 2. Definitions and Construction 1 2.1. Definitions 1 2.2. Construction 8 3. Administration 8 3.1. Administration by the Committee 8 3.2. Grant Authority 8 3.3. Administration with Respect to Insiders 8 3.4. Powers of the Committ |
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April 20, 2023 |
UPHEALTH, INC. 9,000,000 Shares of Common Stock 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-271193 PROSPECTUS UPHEALTH, INC. 9,000,000 Shares of Common Stock This prospectus relates solely to the offer and sale from time to time of up to an aggregate of 9,000,000 shares of the common stock, par value $0.0001 per share (“Common Stock”), of UpHealth, Inc. (the “Company,” “we,” “our” or “us”) by the selling stockh |
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April 17, 2023 |
UpHealth, Inc. 14000 S. Military Trail, Suite 203 Delray Beach, Florida 33484 April 17, 2023 CORRESP UpHealth, Inc. 14000 S. Military Trail, Suite 203 Delray Beach, Florida 33484 April 17, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Benjamin Richie Re: UpHealth, Inc. Registration Statement on Form S-1 Filed April 7, 2023 File No. 333-271193 Ladies and Gentlemen: UpHealth, Inc. (the “Company”) hereby |
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April 13, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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April 7, 2023 |
As filed with the Securities and Exchange Commission on April 7, 2023 Registration No. |
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April 7, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-1 (Form Type) UpHealth, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry |
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April 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 7, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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April 7, 2023 |
UNAUDITED PRO FORMA FINANCIAL INFORMATION EX-99.1 EXHIBIT 99.1 UNAUDITED PRO FORMA FINANCIAL INFORMATION Introduction On February 26, 2023, UpHealth Holdings, Inc., a Delaware corporation (“UpHealth Holdings”) and a wholly-owned subsidiary of UpHealth, Inc. (“UpHealth” or the “Company”), agreed to sell 100% of the outstanding capital stock of UpHealth Holdings’ wholly-owned subsidiary, Innovations Group, Inc., a Utah corporation (“IGI” an |
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April 5, 2023 |
EX-FILING FEES EXHIBIT 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) UpHealth, Inc. |
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April 5, 2023 |
As filed with the Securities and Exchange Commission on April 5, 2023. S-8 As filed with the Securities and Exchange Commission on April 5, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 83-3838045 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo |
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March 31, 2023 |
Specimen Common Stock Certificate of UpHealth, Inc. uphealthinc-specimencomm 0000001 SEE REVERSE FOR IMPORTANT NOTICE REGARDING OWNERSHIP AND TRANSFER RESTRICTIONS AND CERTAIN OTHER INFORMATION FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, $0. |
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March 31, 2023 |
CERTIFICATE OF INCORPORATION OF UPHEALTH, INC. JUNE 9, 2021, AS AMENDED ON DECEMBER 8, 2022 UpHealth, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “UpHealth, Inc.” The Corporation was originally incorporated under the name of GigCapital2, Inc. pursuant to the original certif |
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March 31, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-04321 UpHealth |
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March 31, 2023 |
Exhibit 21.1 Subsidiaries of UpHealth, Inc. Name Jurisdiction of Formation Cloudbreak Health, LLC Delaware Glocal Healthcare Systems Private Limited India Innovations Group, Inc. Utah Thrasys, Inc. California TTC Healthcare, Inc. Delaware UpHealth Holdings, Inc. Delaware |
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March 22, 2023 |
UPH / UpHealth Inc / KAYNE ANDERSON CAPITAL ADVISORS LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 UpHealth, Inc. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE (Title of Class of Securities) 91532B200 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on |
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March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 13, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File |
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March 13, 2023 |
UpHealth, Inc. Announces Closing of $4.5 Million Private Placement EX-99.1 Exhibit 99.1 UpHealth, Inc. Announces Closing of $4.5 Million Private Placement DELRAY BEACH, Fla., March 13, 2023 (GLOBE NEWSWIRE) – UpHealth, Inc. (“UpHealth” or the “Company”) (NYSE: UPH), a global digital health company delivering technology platforms, infrastructure, and services to modernize care delivery and health management, today announced that it has closed its previously announ |
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March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 13, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commi |
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March 9, 2023 |
EX-4.1 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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March 9, 2023 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 9, 2023, between UpHealth, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions |
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March 9, 2023 |
EX-10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 9, 2023, between UpHealth, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase |
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March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 9, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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March 9, 2023 |
EX-4.3 4 d429196dex43.htm EX-4.3 Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT |
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March 9, 2023 |
UpHealth, Inc. Announces $4.5 Million Private Placement EX-99.1 Exhibit 99.1 UpHealth, Inc. Announces $4.5 Million Private Placement DELRAY BEACH, Fla., March 9, 2023 (GLOBE NEWSWIRE) — UpHealth, Inc. (“UpHealth” or the “Company”) (NYSE: UPH), a global digital health company delivering technology platforms, infrastructure, and services to modernize care delivery and health management, today announced that it has entered into a definitive agreement with |
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March 9, 2023 |
EX-4.2 Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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March 9, 2023 |
UPH / UpHealth Inc / Riva Ridge Capital Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 2, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File N |
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March 2, 2023 |
Exhibit 99.1 UPHEALTH ANNOUNCES FOURTH QUARTER 2022 FINANCIAL RESULTS Fourth Quarter Revenues Increased 20% to $40.5 million; Adjusting for Deconsolidation of Glocal, Revenue Increased 32% Achieved Fourth Quarter Gross Margin of 45% and Adjusted EBITDA of $1.9 million Fiscal 2022 Revenues Increased 28% to $158.8 million; Gross Margin of 44%; Adjusted EBITDA of $3.3 million Announced Strategic Sale |
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February 27, 2023 |
EX-10.1 Exhibit 10.1 RELEASE AGREEMENT THIS RELEASE AGREEMENT (this “Release Agreement”) is made as of February 26, 2023, by and among UpHealth Holdings, Inc., a Delaware corporation (“Holdings”), UpHealth, Inc., a Delaware corporation (“Parent” and together with Holdings, collectively the “Releasor Parties” and each a “Releasor Party”), in favor of Innovations Group, Inc., a Utah corporation (the |
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February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 26, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Co |
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February 27, 2023 |
EX-99.1 Exhibit 99.1 UpHealth Announces Strategic Sale of Innovations Group Incorporated to Belmar Pharma Solutions for Approximately $56 Million in Gross Proceeds ~ Represents a Substantial Milestone in UpHealth’s Focus on Further Integration of its Telehealth, Integrated Care and Behavioral Health Businesses ~ ~ Reflects Execution of UpHealth’s New Strategic Vision of Large Data Driven Digitally |
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February 27, 2023 |
EX-2.1 Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG BELMAR MIDCO, INC., INNOVATIONS GROUP, INC., UPHEALTH HOLDINGS, INC. AND UPHEALTH, INC. DATED FEBRUARY 26, 2023 Table of Contents Page SECTION 1. DEFINITIONS 1 1.1 Definitions 1 1.2 Other Definitions 14 SECTION 2. PURCHASE OF SHARES 15 2.1 Purchase 15 2.2 Closing 16 2.3 Payments at the Closing 16 2.4 Purchase Price Adjustment 16 2.5 Withhold |
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February 14, 2023 |
UPH / UpHealth, Inc. / Lynrock Lake LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UpHealth, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 91532B200 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2023 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Comm |
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January 13, 2023 |
Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This amendment (the “Amendment”) is intended to amend that certain Employment Agreement by and between Mr. Samuel J. Meckey (the “Executive”) and UpHealth, Inc. (the “Company”), dated May 10, 2022 (the “Agreement”). The Executive and the Company are collectively referred to herein as the “Parties”. Capitalized terms not otherwise defined herein shall |
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January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 27, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Co |
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December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 29, 2022 (December 29, 2022) Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001- |
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December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38924 UpHealth, Inc. |
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December 29, 2022 |
Exhibit 99.1 UPHEALTH ANNOUNCES THIRD QUARTER 2022 FINANCIAL RESULTS Third Quarter Revenues of $38.7 million; Gross Margin of 48%; Adjusted EBITDA of $(1.2) million Revenues for the Nine-Month Period of $118.3 million, Gross Margin of 48%; Adjusted EBITDA of $1.4 million Results reflect the deconsolidation of Glocal as of July 2022 due to ongoing control issues and legal proceedings Over 60% of Tr |
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December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 19, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Co |
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December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 8, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Com |
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December 8, 2022 |
UPH / UpHealth, Inc. / Azim Syed Sabahat - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Addre |
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December 8, 2022 |
UPH / UpHealth, Inc. / Bray Jeffery Rex - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Jeffery R. Bray 2083 Walker Lane Holladay, UT 84117 With copy to: Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbour |
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December 8, 2022 |
UpHealth Announces Reverse Stock Split Will Effect Changes to Warrant Terms EX-99.1 Exhibit 99.1 UpHealth Announces Reverse Stock Split Will Effect Changes to Warrant Terms DELRAY BEACH, Fla. – December 7, 2022 – UpHealth, Inc. (“UpHealth” or the “Company”) (NYSE: UPH), a global digital health company delivering technology platforms, infrastructure, and services to modernize care delivery and health management, today announced that the previously announced reverse stock s |
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December 8, 2022 |
Certificate of Amendment to the Company’s Second Amended and Restated Certificate of Incorporation. Exhibit 3.1 CERTIFICATE OF AMENDMENT to the SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of UPHEALTH, INC. UpHealth, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY: FIRST: The name of the Corporation is UpHealth, Inc. The Second Amended and Restated Certificate of Incorporat |
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December 7, 2022 |
UPH / UpHealth, Inc. / KATHURIA CHIRINJEEV - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Addre |
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December 7, 2022 |
UPH / UpHealth, Inc. / Pylypiv Mariya - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Addre |
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December 5, 2022 |
UpHealth to Effect 10:1 Reverse Stock Split Exhibit 99.1 UpHealth to Effect 10:1 Reverse Stock Split DELRAY BEACH, Fla. ? December 5, 2022 ? UpHealth, Inc. (?UpHealth? or the ?Company?) (NYSE: UPH), a global digital health company delivering technology platforms, infrastructure, and services to modernize care delivery and health management, today announced that the Company?s Board of Directors has approved a 10:1 reverse stock split of the |
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December 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 5, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Com |
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December 5, 2022 |
Exhibit 99.2 UpHealth Announces Results of First Annual Stockholder Meeting Proposed New Independent Board Members Elected Stockholders Approved Reverse Split of the Company?s Shares Stockholders Approve New Independent Auditor DELRAY BEACH, Fla., December 5, 2022?UpHealth, Inc. (NYSE: UPH) announces the results of its first annual stockholder meeting, held December 5, 2022, virtually. All resolut |
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November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 16, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Co |
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November 15, 2022 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 14, 2022 |
NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR SEC FILE NUMBER 001-38924 For Period Ended: September 30, 2022 CUSIP NUMBER 91532B101 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transit |
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November 14, 2022 |
Letter from Plante & Moran, PLLC, dated November 14, 2022. Exhibit 16.1 Plante & Moran, PLLC Suite 600 8181 E. Tufts Avenue Denver, CO 80237 Tel: 303.740.9400 Fax: 303.740.9009 plantemoran.com November 14, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners, We have read the Item 4.01 included in the Form 8-K of UpHealth, Inc., which we understand will be filed with the Securities and Exchange Commission on or soo |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Com |
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November 4, 2022 |
PRE 14A 1 d380818dpre14a.htm PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for U |
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October 14, 2022 |
UPH / UpHealth, Inc. / KATHURIA CHIRINJEEV - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Address and Te |
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October 14, 2022 |
UPH / UpHealth, Inc. / Bray Jeffery Rex - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Jeffery R. Bray 2083 Walker Lane Holladay, UT 84117 With copy to: Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., S |
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October 14, 2022 |
UPH / UpHealth, Inc. / Pylypiv Mariya - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Address and Te |
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October 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 28, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (C |
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August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 22, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Comm |
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August 24, 2022 |
EX-3.1 Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF UPHEALTH, INC. (THE “CORPORATION”) Effective as of August 22, 2022 ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individua |
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August 19, 2022 |
UPHEALTH ANNOUNCES CLOSING OF $67.5 MILLION CONVERTIBLE DEBT FINANCING Exhibit 99.1 UPHEALTH ANNOUNCES CLOSING OF $67.5 MILLION CONVERTIBLE DEBT FINANCING DELRAY BEACH, Fla. ? August 19, 2022 ? UpHealth, Inc. (?UpHealth? or the ?Company?) (NYSE: UPH), a global digital health company delivering technology platforms, infrastructure, and services to modernize care delivery and health management, announced today that it has closed its previously announced sale of $67.5 m |
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August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 18, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Comm |
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August 19, 2022 |
Exhibit 10.1 SECURITY AND PLEDGE AGREEMENT Dated as of August 18, 2022 among Each Grantor From Time to time Party Hereto and WILMINGTON TRUST, NATIONAL ASSOCIATION as the Collateral Agent for the Secured Parties Variable Rate Convertible Senior Secured Notes due 2025 TABLE OF CONTENTS Page 1. Defined Terms 1 2. Grant of Security 7 3. Security for Secured Obligations 8 4. Grantors Remain Liable 8 5 |
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August 19, 2022 |
Exhibit 4.1 UPHEALTH, INC., THE SUBSIDIARY GUARANTORS AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee and Collateral Agent INDENTURE Dated as of August 18, 2022 Variable Rate Convertible Senior Secured Notes due 2025 ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 30 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES 30 Section |
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August 15, 2022 |
Exhibit 99.1 UPHEALTH ANNOUNCES SECOND QUARTER 2022 FINANCIAL RESULTS Second Quarter Revenue of $43.7 million, a 21% increase on a Sequential Basis Gross Margin Expanded to 51%, compared to 43% on a Sequential Basis Nearly 50% of Transformation Initiatives Completed To-Date Subsequent to Quarter End, Company Under New Leadership of CEO Samuel J. Meckey Announced $67.5M Convertible Debt Financing, |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38924 UpHealth, Inc. |
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August 15, 2022 |
Exhibit 99.2 UPHEALTH ANNOUNCES $67.5 MILLION CONVERTIBLE DEBT FINANCING ~ Debt Financing Further Extends Maturity Profile ~ DELRAY BEACH, Fla. ? August 15, 2022 ? UpHealth, Inc. (?UpHealth? or the ?Company?) (NYSE: UPH), a global digital health company delivering technology platforms, infrastructure, and services to modernize care delivery and health management, today announced the sale of $67.5 |
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August 15, 2022 |
UpHealth EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into as of the 10th day of May, 2022 by and between Samuel Meckey (the ?Executive?) and UpHealth, Inc. |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 12, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Comm |
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August 15, 2022 |
Exhibit 10.1 FORM OF SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into on [ ], 2022, by and among UpHealth, Inc., a Delaware corporation (the ?Company?), [?] (?Subscriber?), and Oppenheimer & Co. Inc. (solely with respect to Section 2 hereof). WHEREAS, Subscriber desires to subscribe for and purchase from the Company, contingent on the consummation |
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August 15, 2022 |
AMENDED AND RESTATED BYLAWS OF UPHEALTH, INC. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation?s registered agent in Delaware |
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August 15, 2022 |
Exhibit 10.4 FORM OF NOTE PURCHASE AGREEMENT This NOTE PURCHASE AGREEMENT (this ?Notes Purchase Agreement?) is entered into on [ ], 2022, by and between Oppenheimer & Co. Inc. (?OpCo?) and [?] (?Seller?). WHEREAS, Seller holds 6.25% convertible senior notes due 2026 (the ?Notes?) of UpHealth, Inc. (f/k/a GigCapital2, Inc.), a Delaware corporation (the ?Company?); WHEREAS, Seller is concurrently en |
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August 8, 2022 |
UPH / UpHealth, Inc. / Azim Syed Sabahat - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Addre |
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August 8, 2022 |
Exhibit 99.8 GRANTED IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE JEFFERY R. BRAY and CHIRINJEEV ) KATHURIA, ) ) Plaintiffs, ) ) v. ) ) AVI KATZ, RALUCA DINU, AGNES ) REY-GIRAUD, NEIL MIOTTO, NATE ) LOCKE, and MOSHE BAR-SIMAN-TOV, ) C.A. No. 2022-0489-LWW ) Defendants, ) ) and ) ) UPHEALTH, INC., a Delaware corporation, ) ) Nominal Defendant. ) ) ) AVI KATZ, RALUCA DINU, AGNES ) REY-GIRAUD, N |
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August 5, 2022 |
GRANTED IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE Exhibit 99.6 GRANTED IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE JEFFERY R. BRAY and CHIRINJEEV KATHURIA, Plaintiffs, v. AVI KATZ, RALUCA DINU, AGNES REY-GIRAUD, NEIL MIOTTO, NATE LOCKE, and MOSHE BAR-SIMAN-TOV, Defendants, and UPHEALTH, INC., a Delaware corporation, Nominal Defendant. AVI KATZ, RALUCA DINU, AGNES REY-GIRAUD, NEIL MIOTTO, and NATE LOCKE, Counterclaim Plaintiffs, v. JEFFERY R |
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August 5, 2022 |
GRANTED IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE EX-99.6 Exhibit 99.6 GRANTED IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE JEFFERY R. BRAY and CHIRINJEEV KATHURIA, Plaintiffs, v. AVI KATZ, RALUCA DINU, AGNES REY-GIRAUD, NEIL MIOTTO, NATE LOCKE, and MOSHE BAR-SIMAN-TOV, Defendants, and UPHEALTH, INC., a Delaware corporation, Nominal Defendant. AVI KATZ, RALUCA DINU, AGNES REY-GIRAUD, NEIL MIOTTO, and NATE LOCKE, Counterclaim Plaintiffs, v. J |
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August 5, 2022 |
UPH / UpHealth, Inc. / KATHURIA CHIRINJEEV - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Address and Te |
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August 5, 2022 |
UPH / UpHealth, Inc. / Bray Jeffery Rex - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Jeffery R. Bray 2083 Walker Lane Holladay, UT 84117 With copy to: Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., S |
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August 5, 2022 |
Exhibit 99.5 GRANTED IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE JEFFERY R. BRAY and CHIRINJEEV ) KATHURIA, ) ) Plaintiffs, ) ) v. ) ) AVI KATZ, RALUCA DINU, AGNES ) REY-GIRAUD, NEIL MIOTTO, NATE ) LOCKE, and MOSHE BAR-SIMAN-TOV, ) C.A. No. 2022-0489-LWW ) Defendants, ) ) and ) ) UPHEALTH, INC., a Delaware corporation, ) ) Nominal Defendant. ) ) ) AVI KATZ, RALUCA DINU, AGNES ) REY-GIRAUD, N |
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August 5, 2022 |
UPH / UpHealth, Inc. / Pylypiv Mariya - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Addre |
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August 4, 2022 |
Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This amendment (the “Amendment”) is intended to amend that certain Employment Agreement by and between Dr. Ramesh Balakrishnan (the “Executive”) and UpHealth, Inc. (the “Company”), dated October 23, 2021 (the “Agreement”). The Executive and the Company are collectively referred to herein as the “Parties”. Capitalized terms not otherwise defined herein |
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August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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August 2, 2022 |
Exhibit 99.1 UpHealth’s Independent Directors Welcome the Termination of Litigation that Had Delayed the Annual Stockholder Meeting DELRAY BEACH, Fla., August 2, 2022 (GLOBE NEWSWIRE) — UpHealth, Inc. (NYSE: UPH) (“UpHealth” or the “Company”) today announced that the stockholder litigation that resulted in a delay of the Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) has been |
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August 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 2, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commi |
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August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 2, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commi |
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July 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 11, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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July 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 12, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 11, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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July 11, 2022 |
EX-99.1 2 d733865dex991.htm EX-99.1 Exhibit 99.1 Samuel J. Meckey Joins UpHealth, Inc. as Chief Executive Officer Meckey prioritizes strategic growth and profitability as the company marks one-year anniversary DELRAY BEACH, Fla., July 11, 2022—UpHealth, Inc. (NYSE: UPH), a digital-first healthcare solutions company, today welcomed Samuel J. Meckey as its new Chief Executive Officer. In his new rol |
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July 6, 2022 |
As filed with the Securities and Exchange Commission on July 6, 2022. As filed with the Securities and Exchange Commission on July 6, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware 83-3838045 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer I |
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July 6, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 5, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 |
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July 6, 2022 |
EXHIBIT 107.1 Calculation of Filing Fee Tables FORM S-8 (Form Type) UpHealth, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee |
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July 6, 2022 |
UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Introduction UpHealth, Inc. (?UpHealth,? ?we,? ?us,? ?our,? ?UpHealth,? or the ?Company?) is the parent company of both UpHealth Holdings, Inc. and subsidiaries (?UpHealth Holdings?) and Cloudbreak Health, LLC and subsidiaries (?Cloudbreak?, and together with UpHealth and UpHealth Holdings, the ?Combined Company?). On June 9, 2021, Up |
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July 5, 2022 |
UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Introduction UpHealth, Inc. (?UpHealth,? ?we,? ?us,? ?our,? ?UpHealth,? or the ?Company?) is the parent company of both UpHealth Holdings, Inc. and subsidiaries (?UpHealth Holdings?) and Cloudbreak Health, LLC and subsidiaries (?Cloudbreak?, and together with UpHealth and UpHealth Holdings, the ?Combined Company?). On June 9, 2021, Up |
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July 5, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 5, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-38924 (Commission File Nu |
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July 1, 2022 |
Exhibit 99.7 JOINT FILING AGREEMENT In accordance with the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on any Form 3, Form 4, Form 5, Schedule 13D or Schedule 13G, and any and all amendments thereto relating to shares of Common Stock, par value $0.0001 per share, of UpHealth, Inc., a company incorporated und |
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July 1, 2022 |
UPH / UpHealth, Inc. / Azim Syed Sabahat - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Address and Te |
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June 30, 2022 |
CORRESP 1 filename1.htm DLA Piper LLP (US) 500 Eighth Street, NW Washington, DC 20004 www.dlapiper.com Sanjay M. Shirodkar [email protected] T 202.799.4184 F 202.799.5020 June 30, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Mergers and Acquisitions 100 F Street, NE Washington, DC 20549 Attn: Christina Chalk, Senior Special Counsel Re: UpHealth |
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June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2022 Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organization) (Commis |
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June 28, 2022 |
Exhibit 99.4 FEDERAL EXPRESS AND EMAIL Jeffery R. Bray 2083 Walker Lane Holladay, Utah 84117 [email protected] June 21, 2022 UpHealth, Inc. Attention: Secretary 14000 S. Military Trail, Suite 203 Delray Beach, Florida 33484 Re: Notice of Intention to Nominate Persons for Election to the Board of Directors Dear Secretary: I, Jeffery Bray, am a stockholder of record of UpHealth, Inc. (the ?Company?) |
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June 28, 2022 |
UPH / UpHealth, Inc. / Bray Jeffery Rex - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Jeffery R. Bray 2083 Walker Lane Holladay, UT 84117 With copy to: Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., S |
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June 28, 2022 |
UPH / UpHealth, Inc. / Azim Syed Sabahat - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Addre |
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June 28, 2022 |
Jeffery R. Bray 2083 Walker Lane Holladay, Utah 84117 Exhibit 99.6 FEDERAL EXPRESS AND EMAIL Jeffery R. Bray 2083 Walker Lane Holladay, Utah 84117 [email protected] June 21, 2022 UpHealth, Inc. Attention: Secretary 14000 S. Military Trail, Suite 203 Delray Beach, Florida 33484 Re: Notice of Intention to Nominate Persons for Election to the Board of Directors Dear Secretary: I, Jeffery Bray, am a stockholder of record of UpHealth, Inc. (the ?Company?) |
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June 28, 2022 |
Jeffery R. Bray 2083 Walker Lane Holladay, Utah 84117 Exhibit 99.5 FEDERAL EXPRESS AND EMAIL Jeffery R. Bray 2083 Walker Lane Holladay, Utah 84117 [email protected] June 21, 2022 UpHealth, Inc. Attention: Secretary 14000 S. Military Trail, Suite 203 Delray Beach, Florida 33484 Re: Notice of Intention to Nominate Persons for Election to the Board of Directors Dear Secretary: I, Jeffery Bray, am a stockholder of record of UpHealth, Inc. (the ?Company?) |
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June 28, 2022 |
Jeffery R. Bray 2083 Walker Lane Holladay, Utah 84117 Exhibit 99.5 FEDERAL EXPRESS AND EMAIL Jeffery R. Bray 2083 Walker Lane Holladay, Utah 84117 [email protected] June 21, 2022 UpHealth, Inc. Attention: Secretary 14000 S. Military Trail, Suite 203 Delray Beach, Florida 33484 Re: Notice of Intention to Nominate Persons for Election to the Board of Directors Dear Secretary: I, Jeffery Bray, am a stockholder of record of UpHealth, Inc. (the ?Company?) |
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June 28, 2022 |
UPH / UpHealth, Inc. / Pylypiv Mariya - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Address and Te |
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June 28, 2022 |
UPH / UpHealth, Inc. / KATHURIA CHIRINJEEV - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) UpHealth, Inc. (Name of Company) Common Stock, Par Value $0.0001 per share (Title of Class of Securities) 91532B101 (CUSIP Number) Kate L. Bechen Dykema Gossett PLLC 111 E. Kilbourn Ave., Suite 1050 Milwaukee, WI 53202 (414) 488-7300 (Name, Addre |
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June 27, 2022 |
Exhibit 99.1 UpHealth Annual Meeting Delayed to Allow Delaware Court of Chancery to Hear Full Case Brought by Creditor and Dissident Director Court Will Hear the Full Case, Including Evidence About Plaintiffs? Scheme to Exert Improper Control over UpHealth All Current Directors to Remain in Office Shareholders Do Not Need to Take Any Action at This Time DELRAY BEACH, Fla., June 27, 2022 (GLOBE NEW |
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June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 27, 2022 (June 24, 2022) Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organ |
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June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 3) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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June 27, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 27, 2022 (June 24, 2022) Date of Report (date of earliest event reported) UpHealth, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38924 83-3838045 (State or other jurisdiction of incorporation or organ |
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June 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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June 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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June 21, 2022 |
California | Illinois | Michigan | Minnesota | Texas | Washington, D.C. | Wisconsin Dykema Gossett PLLC 400 Renaissance Center Detroit, MI 48243 WWW.DYKEMA.COM Tel: (313) 568-6800 Fax: (313) 568-6893 June 21, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences Mail Stop 4561 100 F Street, N.E. Washington, D.C. 20549 Attention: Christina Chalk Re: UpHealth, Inc. (the “Company”) PREC14A filed June 10, 2022 Filed by |