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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to UTG, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 4, 2025 UTG INC (Exact Name of Registrant as Specified in Its Charter) 000-16867 (Commission File Number) Delaware 20-2907892 (State or Other Jurisdiction of Incorporation) |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 2, 2025 UTG INC (Exact Name of Registrant as Specified in Its Charter) 000-16867 (Commission File Number) Delaware 20-2907892 (State or Other Jurisdiction of Incorporation) |
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| September 2, 2025 |
UTG, INC. STOCK OPTION GRANT NOTICE (2025 Stock Option Plan) Exhibit 10.1 UTG, INC. STOCK OPTION GRANT NOTICE (2025 Stock Option Plan) UTG, Inc. (the "Company"), pursuant to the Company's 2025 Stock Option Plan (the "Plan"), has granted to you ("Optionholder") an option to purchase the number of shares of the Common Stock set forth below (the "Option"). Your Option is subject to all of the terms and conditions set forth herein and, in the 2025 Stock Option |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Exa |
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| July 15, 2025 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 UTG INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, $. |
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| July 15, 2025 |
Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UTG, INC. (Exact name of Registrant as specified in its charter) Delaware 20-2907892 (State or other jurisdiction of incorporation or (I.R.S. Employer Identification No.) organization) 205 North Depot Street Stanford, Kentucky 40484 (Address of Principal |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2025 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⌧ Defin |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Ex |
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| March 26, 2025 |
P O L I C Y POLICY NAME: Whistleblower Policy BOARD APPROVED: March 27, 2024 LAST REVIEW: March 4, 2024 LAST REVISION: March 8, 2023 OWNER Julie Abel All UTG, Inc. |
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| March 26, 2025 |
POLICY NAME: Code of Ethics for the Chief Executive Officer and Senior Financial Officers BOARD APPROVED: June 28, 2024 LAST REVIEWED: June 13, 2024 LAST REVISION: March 14, 2022 OWNER: Julie Abel The Company has a Code of Ethics and Conduct applicable to all officers, directors, and employees of the Company. |
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| March 26, 2025 |
POLICY NAME: Code of Ethics and Conduct BOARD APPROVED: June 28, 2024 LAST REVIEWED: June 13, 2024 LAST REVISION: November 23, 2022 OWNER: Julie Abel Code of Ethics and Conduct UTG, Inc. |
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| March 26, 2025 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Bella Terra, LLC Alabama Bluebird, Ltd Co Kentucky Bluegrass Land & Minerals, LLC Kentucky Cerulean at the Bluebird, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Esther's Wellhouse, LLC Kentucky Imperial Plan, Inc. Texas Mama Deve |
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| March 26, 2025 |
CHARTER NAME: Charter of the Compensation Committee of the Board of Directors BOARD APPROVED: December 11, 2024 LAST REVIEWED: September 25, 2024 LAST REVISION: November 30, 2022 OWNER: Julie Abel I. |
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| March 26, 2025 |
Charter of the Audit Committee of the Board of Directors CHARTER NAME: Audit Charter BOARD APPROVED: December 11, 2024 LAST REVIEWED: September 23, 2024 LAST REVISION: March 11, 2019 OWNER: Julie Abel Charter of the Audit Committee of the Board of Directors I. |
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| March 26, 2025 |
POLICY NAME: Charter of the Investment Committee of the Board of Directors BOARD APPROVED: September 6, 2024 LAST REVIEWED: August 12, 2024 LAST REVISION: August 12, 2024 OWNER: Chief Investment Officer I. |
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| March 26, 2025 |
Amendment #7 Dated and Effective: January 1, 2024 To the SHARED SERVICES AGREEMENT By and between FIRST SOUTHERN NATIONAL BANK And UTG, INC. |
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| March 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-16867 UTG, INC. (Exac |
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| March 26, 2025 |
Exhibit 10.13 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2023 Maturity 11-20-2024 Loan No. 72957158-40000 Call / Coll C / 3 Account 72957158 Initials TWG References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borrower: UT |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 4, 2025 UTG INC (Exact Name of Registrant as Specified in Its Charter) 000-16867 (Commission File Number) Delaware 20-2907892 (State or Other Jurisdiction of Incorporation) ( |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 27, 2024 UTG INC (Exact Name of Registrant as Specified in Its Charter) 000-16867 (Commission File Number) Delaware 20-2907892 (State or Other Jurisdiction of Incorporation) |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Exa |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 1, 2024 UTG INC (Exact Name of Registrant as Specified in Its Charter) 000-16867 (Commission File Number) Delaware 20-2907892 (State or Other Jurisdiction of Incorporation) (I.R. |
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| June 28, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 28, 2024 UTG INC (Exact Name of Registrant as Specified in Its Charter) 000-16867 (Commission File Number) Delaware 20-2907892 (State or Other Jurisdiction of Incorporation) (I.R |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⌧ Defin |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Ex |
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| April 17, 2024 |
UTGN / UTG, Inc. / Correll Jesse T Activist Investment SC 13D/A 1 utg13daapril2024.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 31) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Address and Telephone Numb |
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| April 1, 2024 |
Exhibit 10.13 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2023 Maturity 11-20-2024 Loan No. 72957158-40000 Call / Coll C / 3 Account 72957158 Initials TWG References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borrower: UT |
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| April 1, 2024 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Bella Terra, LLC Alabama Bluebird, Ltd Co Kentucky Bluegrass Land & Minerals, LLC Kentucky Cerulean at the Bluebird, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Esther's Wellhouse, LLC Kentucky Imperial Plan, Inc. Texas Mama Deve |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-16867 UTG, INC. (Exac |
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| April 1, 2024 |
Amendment #6 Dated and Effective: March 1, 2023 To the SHARED SERVICES AGREEMENT By and between FIRST SOUTHERN NATIONAL BANK And UTG, INC. |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2024 UTG INC (Exact name of registrant as specified in its charter) Delaware 000-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. |
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| September 20, 2023 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2023 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) |
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| September 20, 2023 |
Armanino LLP 6 Cityplace DR Suite 900 St. Louis, MO 63141-7194 314-983-1200 main armanino.com September 20, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of the Current Report on Form 8-K of UTG, Inc. dated September 20, 2023, which we understand will be filed with the Securities and Exchange Commission, and we agree with the |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Exa |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2023 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Ex |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⌧ Defin |
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| March 24, 2023 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Bella Terra, LLC Alabama Bluebird, Ltd Co Kentucky Bluegrass Land & Minerals, LLC Kentucky Cerulean at the Bluebird, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Esther's Wellhouse, LLC Kentucky Imperial Plan, Inc. Texas Mama Deve |
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| March 24, 2023 |
CHARTER NAME: Charter of the Compensation Committee of the Board of Directors BOARD APPROVED: December 7, 2022 I. |
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| March 24, 2023 |
Charter of the Audit Committee of the Board of Directors CHARTER NAME: Audit Charter BOARD APPROVED: December 7, 2022 Charter of the Audit Committee of the Board of Directors I. |
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| March 24, 2023 |
Exhibit 10.13 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2022 Maturity 11-20-2023 Loan No. 72957158-40000 Call / Coll C / 3 Account 72957158 Officer TWG Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borr |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-16867 UTG, INC. (Exac |
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| March 24, 2023 |
POLICY NAME: Whistleblower Policy BOARD APPROVED: June 29, 2022 All UTG, Inc. employees are encouraged to report either orally or in writing to their immediate supervisor, or alternate line of authority as hereinafter described, all evidence of activity by a UTG department or employee that may constitute: • Instances of Corporate fraud; • Unethical business conduct; • A violation of State or Feder |
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| March 24, 2023 |
POLICY NAME: Code of Ethics and Conduct BOARD APPROVED: December 7, 2022 Code of Ethics and Conduct UTG, Inc. |
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| March 24, 2023 |
POLICY NAME: Charter of the Investment Committee of the Board of Directors BOARD APPROVED: December 7, 2021 I. |
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| March 24, 2023 |
POLICY NAME: Code of Ethics and Conduct BOARD APPROVED: December 7, 2022 Code of Ethics and Conduct UTG, Inc. |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2023 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2023 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Exa |
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| June 29, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 29, 2022 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| May 13, 2022 |
DEF 14A 1 2022utgproxy.htm 2022 UTG PROXY STATEMENT & PROXY CARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Ex |
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| March 25, 2022 |
Exhibit 10.13 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2021 Maturity 11-20-2022 Loan No. 72957158-40000 Call / Coll C / 3 Account 72957158 Officer TWG Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borr |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-16867 UTG, INC. (Exac |
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| March 25, 2022 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Bella Terra, LLC Alabama Bluegrass Land & Minerals, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Esther's Wellhouse, LLC Kentucky Imperial Plan, Inc. Texas Midland Superblock Partners, LLC Texas Red River Gorge Properties, LLC Ken |
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| February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2022 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2021 UTG, INC (Exact Name of Registrant as Specified in Its Charter) 0-16867 (Commission File Number) Delaware 20-2907892 (State or Other Jurisdiction of Incorporation) ( |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-16867 UTG, INC. (Exa |
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| July 14, 2021 |
EX-16.2 3 ex162.htm |
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| July 14, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2021 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| July 14, 2021 |
EX-16.1 2 ex161.htm |
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| June 23, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2021 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exac |
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| May 13, 2021 |
DEF 14A 1 2021utgproxy.htm 2021 UTG PROXY STATEMENT AND PROXY CARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Us |
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| March 25, 2021 |
EX-10.19 2 promissorynoteinb.htm PROMISSORY NOTE WITH INB Exhibit 10.13 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2020 Maturity 11-20-2021 Loan No. 72957158-40000 Call / Coll C / 3 Account 72957158 Officer TWG Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing " |
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| March 25, 2021 |
EX-21.1 3 listofsubsidiaries.htm LIST OF SUBSIDIARIES Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Bluegrass Land & Minerals, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Esther's Wellhouse, LLC Kentucky Imperial Plan, Inc. Texas Midland Superblock Partners, LLC Texas Red Ri |
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| March 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Ex |
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| February 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2021 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| December 16, 2020 |
205 North Depot Street Stanford, KY 40484 www.utgins.com December 16, 2020 Ms. Michelle Miller Mr. Mark Brunhofer Securities and Exchange Commission Division of Corporation Finance – Office of Finance 100 F Street, N.E. Washington, D.C. 20549 RE: UTG, Inc. Form 10-K for the Fiscal Year Ended December 31, 2019 Filed March 20, 2020 Form 10-Q for the Quarter Ended September 30, 2020 Filed November 13 |
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| December 2, 2020 |
8-K 1 utg8k1222020.htm CORPORATE GOVERNANCE AND MANAGEMENT - ELECTION OF DIRECTORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2020 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 2 |
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| December 1, 2020 |
205 North Depot Street Stanford, KY 40484 www.utgins.com December 1, 2020 Ms. Michelle Miller Mr. Mark Brunhofer Securities and Exchange Commission Division of Corporation Finance – Office of Finance 100 F Street, N.E. Washington, D.C. 20549 RE: UTG, Inc. Form 10-K for the Fiscal Year Ended December 31, 2019 Filed March 20, 2020 Form 10-Q for the Quarter Ended September 30, 2020 Filed November 13, |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| October 14, 2020 |
205 North Depot Street Stanford, KY 40484 www.utgins.com October 14, 2020 Ms. Michelle Miller Mr. Mark Brunhofer Securities and Exchange Commission Division of Corporation Finance – Office of Finance 100 F Street, N.E. Washington, D.C. 20549 RE: UTG, Inc. Form 10-K for the Fiscal Year Ended December 31, 2019 Filed March 20, 2020 Form 10-Q for the Quarter Ended June 30, 2020 Filed August 11, 2020 F |
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| September 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2020 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employ |
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| September 3, 2020 |
205 North Depot Street Stanford, KY 40484 www.utgins.com September 3, 2020 Ms. Michelle Miller Mr. Mark Brunhofer Securities and Exchange Commission Division of Corporation Finance – Office of Finance 100 F Street, N.E. Washington, D.C. 20549 RE: UTG, Inc. Form 10-K for the Fiscal Year Ended December 31, 2019 Filed March 20, 2020 Form 10-Q for the Quarter Ended June 30, 2020 Filed August 11, 2020 |
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| August 27, 2020 |
UTGN / UTG, Inc. / UTG INC - 13 D/A FOR AUGUST 2020 Activist Investment SC 13D/A 1 utg13daaugust2020.htm 13 D/A FOR AUGUST 2020 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 30) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Ad |
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| August 11, 2020 |
10-Q 1 utg20q2.htm UTG20Q2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N |
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| August 10, 2020 |
205 North Depot Street Stanford, KY 40484 www.utgins.com August 10, 2020 Ms. Michelle Miller Mr. Mark Brunhofer Securities and Exchange Commission Division of Corporation Finance – Office of Finance 100 F Street, N.E. Washington, D.C. 20549 RE: UTG, Inc. Form 10-K for the Fiscal Year Ended December 31, 2019 Filed March 20, 2020 Form 10-Q for the Quarter Ended March 31, 2020 Filed May 12, 2020 File |
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| June 24, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2020 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 12, 2020 |
- 2020 UTG, INC. PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⌧ Defin |
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| May 12, 2020 |
10-Q 1 utg20q1.htm UTG20Q1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer I |
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| March 20, 2020 |
UTGN / UTG, Inc. 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exact name of |
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| March 20, 2020 |
EX-21.1 3 listofsubsidiaries.htm LIST OF SUBSIDIARIES Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Bluegrass Land & Minerals, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Imperial Plan, Inc. Texas Midland Superblock Partners, LLC Texas Red River Gorge Properties, LLC Kentuck |
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| March 20, 2020 |
Exhibit 10.13 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2019 Maturity 11-20-2020 Loan No. 72957158-40000 Call / Coll C / 3 Account 72957158 Officer TWG Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borr |
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| February 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2020 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employe |
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| November 12, 2019 |
UTGN / UTG, Inc. 10-Q - Quarterly Report - UTG19Q3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| August 12, 2019 |
UTGN / UTG, Inc. 10-Q - Quarterly Report - UTG19Q2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exact |
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| June 12, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 14, 2019 |
UTGN / UTG, Inc. 10-Q Quarterly Report UTG19Q1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exac |
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| April 30, 2019 |
UTGN / UTG, Inc. DEF 14A 2019 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 8, 2019 |
UTGN / UTG, Inc. / UTG INC - 13 D/A FOR MARCH 2019 Activist Investment SC 13D/A 1 utg13damarch2019.htm 13 D/A FOR MARCH 2019 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 29) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Addr |
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| March 26, 2019 |
EX-10.17 11 exhibit1017.htm AMENDMENT #3 TO SHARED SERVICES AGREEMENT Amendment #3 Dated and Effective: January 1, 2019 To the SHARED SERVICES AGREEMENT By and between FIRST SOUTHERN NATIONAL BANK And UTG, INC. Dated January 1, 2017 Purpose: To amend and replace Item 1-Services of above said agreement in its entirety. 1. Services. During the term of this Agreement, the parties hereby agree to shar |
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| March 26, 2019 |
EX-21.1 3 listofsubsidiaries.htm LIST OF SUBSIDIARIES Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Bluegrass Land & Minerals, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Imperial Plan, Inc. Texas Midland Superblock Partners, LLC Texas Norris Lake Holdings, LLC Tennessee Red |
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| March 26, 2019 |
UTGN / UTG, Inc. (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exact name of |
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| March 26, 2019 |
Charter of the Audit Committee of the Board of Directors EX-99.1 8 utgauditcommitteecharter.htm Exhibit 99.1 Charter of the Audit Committee of the Board of Directors I. Purpose The Audit Committee (the “Committee”) is appointed by the Board of Directors (the “Board”) to assist the Board in fulfilling its responsibility to oversee the quality and integrity of the Company’s financial reporting and the audits of the financial statements of the Company. The |
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| March 26, 2019 |
Amendment #1 Dated and Effective: January 1, 2018 To the SHARED SERVICES AGREEMENT By and between FIRST SOUTHERN NATIONAL BANK And UTG, INC. |
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| March 26, 2019 |
EX-10.16 10 exhibit1016.htm AMENDMENT #2 TO SHARED SERVICES AGREEMENT Amendment #2 Dated and Effective: September 1, 2018 To the SHARED SERVICES AGREEMENT By and between FIRST SOUTHERN NATIONAL BANK And UTG, INC. Dated January 1, 2017 Purpose: To amend and replace Item 1-Services of above said agreement in its entirety. 1. Services. During the term of this Agreement, the parties hereby agree to sh |
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| March 26, 2019 |
EX-10.19 2 promissorynoteinb.htm PROMISSORY NOTE WITH INB Exhibit 10.13 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2018 Maturity 11-20-2019 Loan No. 40000 Call / Coll C / 3 Account 72957158 Officer TWG Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has |
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| February 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| December 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2018 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| December 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2018 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 21, 2018 |
UTGN / UTG, Inc. / UTG INC - UTG SCH 13DA NOV 2018 Activist Investment SC 13D/A 1 utgsch13danov2018.htm UTG SCH 13DA NOV 2018 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 28) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Add |
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| November 9, 2018 |
UTGN / UTG, Inc. UTG18Q3 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| August 13, 2018 |
UTGN / UTG, Inc. UTG18Q2 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exact |
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| June 13, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2018 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exac |
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| May 2, 2018 |
UTGN / UTG, Inc. 2018 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 26, 2018 |
UTGN / UTG, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exact name of |
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| March 26, 2018 |
EX-10.1 8 utgfsnbsharedsrvcs.htm SHARED SERVICES AGREEMENT This Agreement made and entered into this 1st day of January, 2017 by UTG, INC., a Delaware corporation ("UTG") and FIRST SOUTHERN NATIONAL BANK, a national banking association ("FSNB"). WHEREAS, UTG is an insurance holding company engaged in the general life insurance business; WHEREAS, FSNB is a national banking association. WHEREAS, UTG |
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| March 26, 2018 |
EX-10.19 2 promissorynoteinb.htm PROMISSORY NOTE WITH INB Exhibit 10.19 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2017 Maturity 11-20-2018 Loan No. 40000 Call / Coll C / 3 Account 72957158 Officer MRD Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has |
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| March 26, 2018 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Imperial Plan, Inc. Texas Midland Superblock Partners, LLC Texas Red River Gorge Properties, LLC Kentucky Sand Lake, LLC Florida Stanford Wilderness Road, LLC Kentucky UG Acquisitions, LLC Delaware |
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| January 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2018 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| December 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2017 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employe |
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| November 13, 2017 |
UTGN / UTG, Inc. / Correll Jesse T - 13DA NOVEMBER 2017 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 27) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Address and Telephone Number of Person Authorized to Recei |
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| November 9, 2017 |
UTGN / UTG, Inc. UTG117Q3 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| August 29, 2017 |
UTGN / UTG, Inc. 10K 2016 AMENDMENT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, I |
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| August 29, 2017 |
111 West Main Street Stanford, KY 40484 www,utgins.com August 29, 2017 Mr. Mark Brunhofer Senior Staff Accountant Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: UTG, Inc. Form 10-K for the Fiscal Year Ended December 31, 2016 Filed March 28, 2017 File No. 000-16867 Dear Mr. Brunhofer: We are in receipt of your letter dated August 23, 2017 on our Form 10-K filing fo |
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| August 10, 2017 |
UTGN / UTG, Inc. UTG117Q2 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exact |
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| June 14, 2017 |
UTG PROXY VOTES (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2017 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exac |
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| May 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 28, 2017 |
EX-10.19 2 promissorynoteinb.htm PROMISSORY NOTE WITH INB Exhibit 10.19 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2015 Maturity 11-20-2016 Loan No. 40000 Call / Coll C / 3 Account 72957158 Officer MRD Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has |
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| March 28, 2017 |
EX-21.1 3 listofsubsidiaries.htm LIST OF SUBSIDIARIES Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Collier Beach, LLC South Carolina Consolidated Timberland, LLC Georgia Cumberland Woodlands, LLC Kentucky Imperial Plan, Inc. Texas Midland Superblock Partners, LLC Texas Northwest Florida of Okaloosa Holding, LLC Florida NV Holding Group, LLC Nevada |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 utg10k2016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UT |
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| March 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2017 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer I |
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| December 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2016 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| August 17, 2016 |
UTGN / UTG, Inc. / UTG INC - UTG SCHEDULE 13D/A 8-2016 Activist Investment SC 13D/A 1 utgsch13da82016.htm UTG SCHEDULE 13D/A 8-2016 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 26) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, A |
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| August 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exact |
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| July 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2016 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer Id |
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| June 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer Id |
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| June 16, 2016 |
UTG CFO SALARY (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer Id |
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| June 16, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exac |
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| May 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 25, 2016 |
Exhibit 99.1 UTG, Inc. Charter of the Audit Committee of the Board of Directors I. Purpose The Audit Committee (the "Committee") is appointed by the Board of Directors (the "Board") to assist the Board in fulfilling its responsibility to oversee the quality and integrity of the Company's financial reporting and the audits of the financial statements of the Company. The Audit Committee's primary pu |
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| March 25, 2016 |
Exhibit 10.2 AMENDMENT TO REINSURANCE AGREEMENT DATED: December 1, 1993 between UNIVERSAL GUARANTY LIFE INSURANCE COMPANY 5250 South Sixth Street Springfield, Illinois 62705 (The Ceding Company) and OPTIMUM RE INSURANCE COMPANY 1345 River Bend Drive, Suite 100 Dallas, TX 75247 (The Reinsurer) Respecting the Net Amount at Risk 1. Effective December 1, 1993, the Net Amount at Risk (NAR) for the poli |
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| March 25, 2016 |
EX-21.1 6 listofsubsidiaries.htm LIST OF SUBSIDIARIES Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Collier Beach, LLC South Carolina Cumberland Woodlands, LLC Kentucky HPG Acquisitions, LLC Texas Imperial Plan, Inc. Texas LS Clarkston Investco, LLC Delaware Midland Superblock Partners, LLC Texas Northwest Florida of Okaloosa Holding, LLC Florida N |
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| March 25, 2016 |
Compensation Committee Charter. EX-99.3 12 compensationcommitteecharter.htm COMPENSATION COMMITTEE CHARTER Exhibit 99.3 UTG, Inc. Charter of the Compensation Committee of the Board of Directors I. Compensation Committee Purpose The Compensation Committee of the Board of Directors (the "Board") of UTG, Inc. (the "Company") is appointed by the Board to discharge the Board's responsibilities relating to compensation of the Company' |
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| March 25, 2016 |
EX-99.4 13 investmentcommitteecharter.htm INVESTMENT COMMITTEE CHARTER UTG, Inc. Charter of the Investment Committee of the Board of Directors I. Investment Committee Purpose The purpose of the Investment Committee (the "Committee") of the Board of Directors (the "Board") of UTG, Inc. (the "Company") shall be to oversee the Company's investment transactions, management, policies and guidelines, in |
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| March 25, 2016 |
EX-10.19 5 promissorynoteinb.htm PROMISSORY NOTE WITH INB Exhibit 10.19 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2015 Maturity 11-20-2016 Loan No. 40000 Call / Coll C / 3 Account 72957158 Officer MRD Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has |
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| March 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exact name of |
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| March 25, 2016 |
Exhibit 10.4 ASSUMPTION REINSURANCE AGREEMENT between UNIVERSAL GUARANTY LIFE INSURANCE COMPANY and FIRST INTERNATIONAL LIFE INSURANCE COMPANY TABLE OF CONTENTS Page ARTICLE I DEFINITIONS?????????????...???. 1 ARTICLE II BUSINESS ASSUMED??????????..??? 3 ARTICLE III ASSUMPTION CERTIFICATES????????..?. 5 ARTICLE IV GENERAL PROVISIONS?????????..??? 7 ARTICLE V CONSIDERATION FOR ASSUMPTION REINSURANC |
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| March 25, 2016 |
Exhibit 10.3 REINSURANCE AGREEMENT referred to as the "Agreement" BETWEEN UNIVERSAL GUARANTY LIFE INSURANCE COMPANY OF SPRINGFIELD, ILLINOIS #5882-1 referred to in this Agreement as the "Company" AND LIFE REASSURANCE CORPORATION OF AMERICA OF STAMFORD, CONNECTICUT referred to in this Agreement as "Life Re" Effective: December 1, 1993 TABLE OF CONTENTS ARTICLE I AUTOMATIC REINSURANCE??????????????? |
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| March 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2016 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer I |
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| March 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2016 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer Id |
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| February 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2016 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employe |
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| December 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2015 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| December 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2015 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| August 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-1686 |
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| August 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exact |
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| July 20, 2015 |
UTG STOCK REPURCHASE (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer Id |
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| June 4, 2015 |
UTG PROXY VOTES (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2015 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em |
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| May 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exac |
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| April 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exact name of |
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| March 25, 2015 |
BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. Exhibit 10.17 UTG Avalon, LLC PO Box 5147 Springfield IL 62703 BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. First National Bank of Tennessee Livingston ? West Main 1115 West Main Street Livingston, Tennessee 38570 LENDER'S NAME AND ADDRESS "You" means the lender, its successors and assigns. Loan Number 203201857-00001 Date 12/29/2014 Maturity Date 04/01/2018 |
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| March 25, 2015 |
Management Data, Inc. Software License Agreement Exhibit 10.16 AGREEMENT FOR SYSTEM LICENSE MANAGEMENT DATA, INC. and UTG, Inc. SOFTWARE LICENSE AGREEMENT This LICENSE AGREEMENT is made this 20th day of February, 2014, between MANAGEMENT DATA, INC., an Alabama Corporation ("CONSULTANT "), and UTG, INC. ("CUSTOMER") on the terms and conditions set forth herein. 1. SYSTEM DESCRIPTION: CONSULTANT hereby agrees to provide and CUSTOMER hereby agrees |
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| March 25, 2015 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation BCG Land, LLC Kentucky Collier Beach, LLC South Carolina Cumberland Woodlands, LLC Kentucky HPG Acquisitions, LLC Texas Imperial Plan, Inc. Texas LS Clarkston Investco, LLC Delaware Northwest Florida of Okaloosa Holding, LLC Florida Red River Gorge Properties, LLC Kentucky Sand Lake, LLC Florida Stanford Wilderness Road, LLC |
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| March 25, 2015 |
Exhibit 10.18 JOINT OWNERSHIP AGREEMENT Under Part 91.501(c)(3) Dated as of the 11th day of August, 2014 by and among BANDYCO, LLC, FIRST SOUTHERN NATIONAL BANK, and UTG, INC. concerning one (1) Cessna 560XL aircraft bearing U.S. registration number N476JC, and manufacturer's serial number 560-6095 This JOINT OWNERSHIP AGREEMENT (this "Agreement") is made and entered into as of the 11th day of Aug |
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| March 19, 2015 |
UTG OFFICER BONUSES (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2015 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer I |
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| December 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2014 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| December 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2014 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 17, 2014 |
UTGN / UTG, Inc. / UTG INC - UTG, INC. SCHEDULE 13D/A AMENDMENT 25 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 25) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Address and Telephone Number of Person Authorized to Recei |
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| November 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| August 12, 2014 |
BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. Exhibit 10.22 UTG Avalon, LLC PO Box 5147 Springfield IL 62703 BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. First Southern Funding 99 Lancaster Street Stanford, KY 40484 LENDER'S NAME AND ADDRESS "You" means the lender, its successors and assigns. Loan Number 6206-0001 Date 3/28/2014 Maturity Date 03/28/2015 Loan Amount $ 5,000,000.00 Renewal Of For value re |
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| August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exact |
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| June 18, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2014 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exac |
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| May 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 4, 2014 |
UTGN / UTG, Inc. / UTG INC - UTG, INC. SCHEDULE 13D/A MARCH 28, 2014 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 24) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Address and Telephone Number of Person Authorized to Recei |
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| March 25, 2014 |
Exhibit 10.12 AGREEMENT REGARDING MORTGAGE LOANS BY AND BETWEEN FIRST SOUTHERN NATIONAL BANK, a national bank and UNIVERSAL GUARANTY LIFE INSURANCE COMPANY, an Ohio corporation DATED AS OF JUNE 1, 2013 (the "Effective Date") INDEX Item Description Page 1 Parties …………………………………………………………………………............................................................................................................. |
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| March 25, 2014 |
Universal Guaranty Participation Agreement-Purchased Loan Exhibit 10.13 NON-RECOURSE LOAN PARTICIPATION AGREEMENT Originating Bank Participant First Southern National Bank Universal Guaranty Life Insurance Company BORROWER TERMS AND CONDITIONS 1. Sale of Loan Participation Interest: o (A) First Southern National Bank Owns Lead Interest: Originating Bank hereby sells, assigns, transfers and delivers to the Participant, a N/A% undivided participation inter |
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| March 25, 2014 |
Exhibit 99.2 Whistle Blower Policy All UTG, Inc employees are encouraged to report either orally or in writing to their immediate supervisor, or alternate line of authority as hereinafter described, all evidence of activity by a UTG department or employee that may constitute: · Instances of Corporate Fraud; · Unethical Business Conduct; · A violation of State or Federal law; or · Substantial and s |
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| March 25, 2014 |
Certificate of Incorporation of the Registrant and all amendments thereto Exhibit 3.1 CERTIFICATE OF INCORPORATION OF UTG, INC. 1. Name. The name of the corporation is UTG, Inc. (hereinafter the or this "Corporation"). 2. Registered Office; Registered Agent. The registered office of the Corporation in the State of Delaware is 2711 Centerville Road, Suite 400, New Castle County, Wilmington, Delaware 19808. The Registered Agent at the same address is Corporation Service C |
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| March 25, 2014 |
Exhibit 4.1 Agreement pursuant to Item 601(b)(4)(iii)(A) of Regulation S-K The registrant hereby undertakes and agrees to furnish to the Securities and Exchange Commission upon request a copy of any instrument relating to, or defining the rights of the holders, of, any long-term debt of the registrant and/or its subsidiaries, a copy of which has not been filed in reliance upon Item 601(b)(4)(iii)( |
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| March 25, 2014 |
BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. Exhibit 10.15 UTG Avalon, LLC PO Box 5147 Springfield IL 62703 BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. First Southern Funding 99 Lancaster Street Stanford, KY 40484 LENDER'S NAME AND ADDRESS "You" means the lender, its successors and assigns. Loan Number 6206-0001 Date 3/28/2013 Maturity Date 03/28/2014 Loan Amount $ 5,000,000.00 Renewal Of For value re |
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| March 25, 2014 |
Exhibit 10.11 ADMINISTRATIVE SERVICES AND COST SHARING AGREEMENT This Agreement made and entered into this 1st day of January, 2007 by UTG, INC., a Delaware corporation ("UTG") and UNIVERSAL GUARANTY LIFE INSURANCE COMPANY, an Ohio life insurance company ("UG"). WHEREAS, UG is engaged in the general life insurance business; WHEREAS, UG has as one of its primary objectives to operate in the most ef |
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| March 25, 2014 |
Universal Guaranty Participation Agreement-Originated Loan Exhibit 10.14 NON-RECOURSE LOAN PARTICIPATION AGREEMENT Originating Bank Participant First Southern National Bank Universal Guaranty Life Insurance Company BORROWER Interest Rate Principal Amount/Credit Limit Funding/ Agreement Date Maturity Date Customer Number Loan Number TERMS AND CONDITIONS 1. Sale of Loan Participation Interest: Originating Bank hereby sells, assigns, transfers and delivers t |
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| March 25, 2014 |
Code of Ethical Conduct for Senior Financial Officers Exhibit 14.2 Code of Ethical Conduct for Senior Financial Officers In the role as the senior finance officer of UTG, Inc, It is recognized that financial officers hold an important and elevated role in corporate governance. As part of the leadership team, senior financial officers are uniquely capable and empowered to ensure that stakeholders' interests are appropriately balanced, protected and pr |
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| March 25, 2014 |
By-Laws for the Registrant and all amendments thereto Exhibit 3.2 BYLAWS OF UTG, INC. ARTICLE I Offices The registered office of the corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. The principal office of the corporation shall be located in Springfield, Illinois, or at such other place or places from time to time as the board of directors determines. The corporation may have such other offices as the business |
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| March 25, 2014 |
EX-21.1 16 exhibit21.htm LIST OF SUBSIDIARIES Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation 6326 Security Blvd Baltimore, LLC Maryland BCG Land, LLC Kentucky Collier Beach, LLC South Carolina Cumberland Woodlands, LLC Kentucky HPG Acquisitions, LLC Texas Imperial Plan, Inc. Texas LS Clarkston Investco, LLC Delaware Northwest Florida of Okaloosa Holding, LLC Florida RLF L |
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| March 25, 2014 |
Code of Ethics and Business Conduct Exhibit 14.1 Code of Ethics and Business Conduct UTG and its Subsidiaries To All Employees: UTG is committed to operating its business with honesty, integrity and the highest level of ethical conduct. These values are absolute. We must treat every customer, fellow employee and member of the public accordingly. Independent thinking is critical to the performance of your job. To maintain that indepe |
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| March 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exact name of |
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| March 25, 2014 |
UTG, Inc. Charter of the Audit Committee of the Board of Directors EX-99.1 CHARTER 17 auditcharter.htm AUDIT CHARTER Exhibit 99.1 UTG, Inc. Charter of the Audit Committee of the Board of Directors I. Audit Committee Purpose The Audit Committee is appointed by the Board of Directors to assist the Board in fulfilling its oversight responsibilities. The Audit Committee's primary duties and responsibilities are to: § Monitor the integrity of the Company's financial r |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| October 11, 2013 |
UTGN / UTG, Inc. / UTG INC - UTG SCHEDULE 13D OCTOBER 2013 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 23) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Address and Telephone Number of Person Authorized to Recei |
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| September 18, 2013 |
Submission of Matters to a Vote of Security Holders - PROXY VOTES UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2013 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| September 18, 2013 |
Other Events - DIRECTOR COMPENSATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2013 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employ |
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| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2013 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer I |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (Exact |
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| August 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| May 10, 2013 |
BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. EX-10.22 2 exhibit1022.htm LINE OF CREDIT Exhibit 10.22 UTG Avalon, LLC PO Box 5147 Springfield IL 62703 BORROWER'S NAME AND ADDRESS "I" includes each borrower above, jointly and severally. First Southern Funding 99 Lancaster Street Stanford, KY 40484 LENDER'S NAME AND ADDRESS "You" means the lender, its successors and assigns. Loan Number 6206-0001 Date 3/28/2013 Maturity Date 03/28/2014 Loan Amo |
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| March 28, 2013 |
Exhibit 10.19 PROMISSORY NOTE Principal $8,000,000.00 Loan Date 11-20-2012 Maturity 11-20-2013 Loan No. 40000 Call / Coll C / X Account 72957158 Officer MRD Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Borrower: UTG |
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| March 28, 2013 |
Commercial pledge agreement dated November 20, 2012, between UTG, Inc. and Illinois National Bank Exhibit 10.20 COMMERCIAL PLEDGE AGREEMENT Principal $8,000,000.00 Loan Date Maturity Loan No. 72957158 Call/Coll Account 40000 Officer MRD Initials References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing "***" has been omitted due to text length limitations. Grantor: UTG, Inc. Lender: Illi |
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| March 28, 2013 |
EX-10.21 9 hpgacquisitionnote.htm HPG ACQUISITION NOTE Exhibit 10.21 HPG Acquisition LLC First National Bank of Tennessee TCTB Management Group, LLC Livingston – West Main Loan Number 203200774-00001 MDTC, LP 1115 West Main Street Date 03/04/2013 303 W Wall St Suite 2300 Livingston, Tennessee 38570 Maturity Date 03/04/2018 Midland TX 79701-5101 Loan Amount $ 12,000,000.00 Renewal Of BORROWER'S NAM |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exact name of |
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| March 28, 2013 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation Cumberland Woodlands, LLC Kentucky Stanford Wilderness Road, LLC Kentucky UTAG, Inc. Illinois Universal Guaranty Life Insurance Company Ohio HPG Acquisitions, LLC Texas RLF Lexington Properties, LLC Colorado Imperial Plan, Inc. Texas Sand Lake, LLC Florida Collier Beach, LLC South Carolina Northwest Florida of Okaloosa Holdin |
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| December 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2012 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employe |
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| November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, IN |
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| September 5, 2012 |
UTGN / UTG, Inc. / OLIVER ERIC L - 13 G 2012 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UTG, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 90342M109 (CUSIP Number) August 27, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| September 4, 2012 |
UTGN / UTG, Inc. / UTG INC - UTG SCHEDULE 13D/A 8-27-2012 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 22) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Address and Telephone Number of Person Authorized to Recei |
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| August 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. (E |
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| June 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2012 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer Id |
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| June 20, 2012 |
Submission of Matters to a Vote of Security Holders - SHAREHOLDER VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2012 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0- |
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| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. |
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| May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 26, 2012 |
Exhibit 10.15 JOINT OWNERSHIP AGREEMENT Under Part 91.501(c)(3) Dated as of the 28th day of September, 2011 by and among BANDYCO, LLC, FIRST SOUTHERN NATIONAL BANK, and UTG, INC. concerning one (1) Cessna 560 Encore aircraft bearing U.S. registration number N535CE, and manufacturer's serial number 560-0635 This JOINT OWNERSHIP AGREEMENT (this “Agreement”) is made and entered into as of the 28th da |
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| March 26, 2012 |
Exhibit 21.1 LIST OF SUBSIDIARIES Subsidiary Name State of Incorporation Cumberland Woodlands, LLC Kentucky Stanford Wilderness Road, LLC Kentucky UTAG, Inc. Illinois Universal Guaranty Life Insurance Company Ohio HPG Acquisitions, LLC Texas RLF Lexington Properties, LLC Colorado American Capitol Insurance Company Texas Imperial Plan, Inc. Texas Sun Valley Homes, LLC Arizona Sand Lake, LLC Texas C |
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| March 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16867 UTG, INC. (Exa |
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| March 26, 2012 |
BORROWER’S NAME AND ADDRESS “I” includes each borrower above, jointly and severally. Exhibit 10.8 UTG Avalon, LLC PO Box 5147 Springfield IL 62703 BORROWER’S NAME AND ADDRESS “I” includes each borrower above, jointly and severally. First National Bank of Tennessee Livingston – West Main 1115 West Main Street Livingston, Tennessee 38570 LENDER’S NAME AND ADDRESS “You” means the lender, its successors and assigns. Loan Number 203200342-00001 Date 12/28/2011 Maturity Date 01/03/2013 |
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| March 26, 2012 |
UTG, Inc. Charter of the Investment Committee of the Board of Directors Exhibit 99.4 UTG, Inc. Charter of the Investment Committee of the Board of Directors I. Investment Committee Purpose The purpose of the Investment Committee (the ?Committee?) of the Board of Directors (the ?Board?) of UTG, Inc. (the ?Company?) shall be to oversee the Company?s investment transactions, management, policies and guidelines, including review of investment manager selection, establishm |
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| March 26, 2012 |
Exhibit 10.4 CHANGE IN TERMS AGREEMENT Principal $5,000,000.00 Loan Date 07-14-2011 Maturity 06-30-2012 Loan No 80263749 Call / Coll 04A0 / STOC Account 202907892 Officer 75200 Initials References in the boxes above are for Lender’s use only and do not limit the applicability of this document to any particular loan or item. Any item above containing “***” has been omitted due to text length limita |
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| March 26, 2012 |
UTG, Inc. Charter of the Compensation Committee of the Board of Directors Exhibit 99.3 UTG, Inc. Charter of the Compensation Committee of the Board of Directors I. Compensation Committee Purpose The Compensation Committee of the Board of Directors (the “Board”) of UTG, Inc. (the “Company”) is appointed by the Board to discharge the Board’s responsibilities relating to compensation of the Company’s Chief Executive Officer (the “CEO”), the Company’s executive officers and |
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| March 26, 2012 |
Exhibit 10.18 MASTER AGREEMENT This Master Agreement (this “Master Agreement”) is dated as of May 28, 2011 (the “Effective Date”) between StoneRiver, Inc., a Delaware corporation with offices located at 2110 Wiley Boulevard, Cedar Rapids, IA 52404 (“StoneRiver”), and UTG, Inc, a Delaware corporation with offices located at Springfield, IL(“Client”) Upon signing this agreement, the parties agree th |
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| January 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2012 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2011 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, I |
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| October 20, 2011 |
ACAP CORPORATION 5250 South Sixth Street Springfield, Illinois 62703 Filed Pursuant to Rule 424(b)(3) Registration No. 333-176708 ACAP CORPORATION 5250 South Sixth Street Springfield, Illinois 62703 Dear Shareholders: We previously sent you notice of a special meeting of shareholders of Acap Corporation to be held on November 9, 2011 to consider and vote upon a proposal to adopt the Agreement of Merger, dated as of August 9, 2011 by and between UTG, Inc. and Acap, |
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| October 19, 2011 |
As filed with the Securities and Exchange Commission on October 19, 2011 As filed with the Securities and Exchange Commission on October 19, 2011 Registration No. |
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| October 18, 2011 |
Securities and Exchange Commission Securities and Exchange Commission Washington, D.C. Dear Madam or Sir: On October 17, 2011, UTG, Inc. filed a post effective amendment to its Registration Statement on Form S-4 (Registration No. 333-176708). The filing was accepted at 5:53:19 p.m. (SEC Accession No. 0000832480-11-000026). It has come to our attention that the filing was submitted with the wrong Edgar tag. The file type was shown a |
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| October 18, 2011 |
As filed with the Securities and Exchange Commission on October 18, 2011 As filed with the Securities and Exchange Commission on October 18, 2011 Registration No. |
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| October 17, 2011 |
As filed with the Securities and Exchange Commission on October 17, 2011 As filed with the Securities and Exchange Commission on October 17, 2011 Registration No. |
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| October 11, 2011 |
ACAP CORPORATION PROPOSED MERGER — YOUR VOTE IS VERY IMPORTANT Filed Pursuant to Rule 424(b)(3) Registration No. 333-176708 ACAP CORPORATION PROPOSED MERGER — YOUR VOTE IS VERY IMPORTANT Dear Shareholders: The board of directors of Acap Corporation, which we refer to as Acap, and the board of directors of UTG, Inc., which we refer to as UTG, have approved an agreement to merge dated as of August 9, 2011 which provides for the merger of Acap into UTG. UTG is t |
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| October 7, 2011 |
UTG, INC. 5250 South Sixth Street Springfield, Illinois 62703 October 7, 2011 via edgar and facsimile Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: UTG, Inc. Registration Statement on Form S-4 (Registration No. 333-176708) Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, UTG, Inc. requests acceleration of the effective date of its Reg |
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| September 22, 2011 |
As filed with the Securities and Exchange Commission on September 22, 2011 As filed with the Securities and Exchange Commission on September 22, 2011 Registration No. |
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| September 22, 2011 |
September 20, 2011 Mr. Jeffrey P. Riedler Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: UTG, Inc. Registration Statement on Form S-4 Filed September 6, 2011 File Number: 333-176708 Dear Mr. Riedler: We have the following responses to your letter dated September 13, 2011 on our Registration Statement on Form S-4 filed September 6, 2011. Registration Statement on F |
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| September 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment 1) (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-1 |
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| September 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2011 UTG, INC. (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of (Commission File Number) (I.R.S. Employe |
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| September 6, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 21) UTG, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 90342M 10 9 (CUSIP Number) Jill Martin First Southern Bancorp, Inc. P.O. Box 328, Stanford, KY 40484 (606-365-3555) (Name, Address and Telephone Number of Person Authorized to Recei |
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| September 6, 2011 |
CONSENT OF LEWIS & ELLIS, INC. ACTUARIES & CONNSULTANTS Exhibit 99.2 CONSENT OF LEWIS & ELLIS, INC. ACTUARIES & CONNSULTANTS We consent to the inclusion in the Registration Statements on Form S-4 related to the merger of UTG, Inc. and Acap Corporation (?ACAP?) of our report dated June 14, 2011, with respect to the actuarial fairness opinion regarding the merger of UTG, Inc. and ACAP Corporation. /s/ Gary L. Rose Gary L. Rose, FSA, MAAA, CLU LEWIS & ELL |
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| September 6, 2011 |
Form of Proxy for Acap Corporation Exhibit 99.1 Form of Proxy for Acap Corporation Dear Shareholders: The 2011 Special Meeting of Shareholders of Acap Corporation will be held at the corporate headquarters, 5250 South Sixth Street, Springfield, Illinois 62703, on , , 2011, at a.m. central time. At the meeting, shareholders will act to adopt the merger agreement and approve the merger and the other transactions contemplated by the m |
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| September 6, 2011 |
As filed with the Securities and Exchange Commission on September 6, 2011 As filed with the Securities and Exchange Commission on September 6, 2011 Registration No. |
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| August 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. ( |
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| August 11, 2011 |
AGREEMENT OF MERGER UTG, INC. ACAP CORPORATION Dated August 9, 2011 Table of Contents Exhibit 99.1 AGREEMENT OF MERGER between UTG, INC. and ACAP CORPORATION Dated August 9, 2011 Table of Contents Article I. THE MERGER……………………………………………………………...............................................................................................................................................…. 1 Section 1.01 The Merger…………………………………………………...……………............................................... |
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| June 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2011 UTG, INC (Exact name of registrant as specified in its charter) Delaware 0-16867 20-2907892 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-16867 UTG, INC. |
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| May 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 30, 2011 |
Exhibit 10.12 REINSURANCE AGREEMENT referred to as the “Agreement” BETWEEN UNIVERSAL GUARANTY LIFE INSURANCE COMPANY OF SPRINGFIELD, ILLINOIS #5882-1 referred to in this Agreement as the “Company” AND LIFE REASSURANCE CORPORATION OF AMERICA OF STAMFORD, CONNECTICUT referred to in this Agreement as “Life Re” Effective: December 1, 1993 TABLE OF CONTENTS ARTICLE I AUTOMATIC REINSURANCE…………………………………… |
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| March 30, 2011 |
Exhibit 10.13 ASSUMPTION REINSURANCE AGREEMENT between UNIVERSAL GUARANTY LIFE INSURANCE COMPANY and FIRST INTERNATIONAL LIFE INSURANCE COMPANY TABLE OF CONTENTS Page ARTICLE I DEFINITIONS?????????????...??...............................................................................................................?. 1 ARTICLE II BUSINESS ASSUMED??????????..?...................................... |
