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| CIK | 1327364 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Shengkai Innovations, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2014 |
VALV / Shengkai Innovations, Inc. / Yao Liangren Passive Investment CUSIP No. 82321P203 1 NAME OF REPORTING PERSONS Liangren Yao 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) o 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 1,001,482 6 SHARED VOTING POWER 7 SOLE DISPOSITIVE POWER 1,001,482 8 SHARED DISPOSITIVE POWER 9 AGGREGATE AMOUN |
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| September 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 28, 2013 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commissio |
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| August 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34587 SHENGKAI INNOVATIONS, INC. (Exact name of registrant as specified |
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| July 26, 2013 |
VALV / Shengkai Innovations, Inc. / NewQuest Asia Fund I, L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 82321P203 (CUSIP Number) NewQuest Asia Fund I (G.P.) Ltd. c/o Intertrust Corporate Services (Cayman) Limited 190 Elgin Avenue, Ge |
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| July 17, 2013 |
SHENGKAI INNOVATIONS, INC. No.106 Zhonghuan South Road, Airport Industrial Park Tianjin, People’s Republic of China 300308 July 17, 2013 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Dale Welcome Re: Shengkai Innovations, Inc. Form 10-K/A for the Fiscal Year Ended June 30, 2012 Filed June 27, 2013 File No. 1 |
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| July 16, 2013 |
As filed with the Securities and Exchange Commission on July 16, 2013 Registration No. |
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| July 16, 2013 |
As filed with the Securities and Exchange Commission on July 16, 2013 Registration No. |
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| July 8, 2013 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 2, 2013 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission F |
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| June 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 S |
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| June 27, 2013 |
SHENGKAI INNOVATIONS, INC. No.106 Zhonghuan South Road, Airport Industrial Park Tianjin, People’s Republic of China 300308 June 27, 2013 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Dale Welcome Re: Shengkai Innovations, Inc. Form 10-K for the Fiscal Year Ended June 30, 2012 Filed September 20, 2012 File No |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2013 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission F |
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| May 15, 2013 |
Shengkai Innovations, Inc. Reports FY2013 Third Quarter Results EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Shengkai Innovations, Inc. Reports FY2013 Third Quarter Results TIANJIN, China, May 15, 2013 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("the Company," "Shengkai," "we," or "our"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced results for its fiscal year 2013 ("FY2013") third q |
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| May 15, 2013 |
10-Q 1 f10q051513.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| March 18, 2013 |
SHENGKAI INNOVATIONS, INC. No.106 Zhonghuan South Road, Airport Industrial Park Tianjin, People’s Republic of China 300308 March 18, 2013 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Dale Welcome Re: Shengkai Innovations, Inc. Form 10-K for the Fiscal Year Ended June 30, 2012 Filed September 20, 2012 Form 1 |
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| February 12, 2013 |
VALV / Shengkai Innovations, Inc. / Iroquois Capital Management, LLC Passive Investment CUSIP No. 82321P104 Schedule 13G Page 1 of 10 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 82321P104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) |
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| February 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34587 SH |
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| February 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 7, 2013 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commissi |
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| February 7, 2013 |
Shengkai Innovations, Inc. Reports FY2013 Second Quarter Results Exhibit 99.1 Shengkai Innovations, Inc. Reports FY2013 Second Quarter Results TIANJIN, China, Feb. 7, 2013 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("the Company", "Shengkai", "we", or "our"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced results for its fiscal year 2013 ("FY2013") second quarter ended December 31, 2012. FY20 |
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| January 15, 2013 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 f8k011513.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 9, 2013 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction |
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| January 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 2, 2013 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commissio |
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| November 14, 2012 |
Shengkai Innovations, Inc. Reports FY2013 First Quarter Results EXHIBIT 99.1 Shengkai Innovations, Inc. Reports FY2013 First Quarter Results TIANJIN, China, Nov. 14, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("the Company", "Shengkai", "we", or "our"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced results for its fiscal year 2013 ("FY2013") first quarter ended September 30, 2012. FY20 |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 14, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commiss |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34587 S |
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| September 20, 2012 |
Property Lease Agreement [Unofficial Translation] Exhibit 10.31 Property Lease Agreement [Unofficial Translation] Lessor (Party A): Tianjin Development Zone Binhai Investment Services Ltd. Lessee (Party B): Tianjin Shengkai Industrial Technology Development Co., Ltd. In accordance with Contract Law of the People’s Republic of China and other relevant laws and regulations and through friendly consultation, Party A and Party B have reached the foll |
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| September 20, 2012 |
Shengkai Innovations, Inc. Reports Fourth Quarter and FY2012 Results EXHIBIT 99.1 Shengkai Innovations, Inc. Reports Fourth Quarter and FY2012 Results TIANJIN, China, Sept. 20, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company", "Shengkai", "we", or "our"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced results for its fourth quarter and fiscal year ended June 30, 2012 ("FY2012"). FY2 |
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| September 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATIONS, |
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| September 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 20, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commis |
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| September 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 7, 2012 SHENGKAI INNOVATIONS, INC. |
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| July 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 2, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission F |
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| May 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 30, 2012 SHENGKAI INNOVATIONS, INC. |
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| May 30, 2012 |
EXHIBIT 10.1 SHENGKAI INNOVATIONS, INC. To: Dear Ms. Jia Lin: This is to confirm the terms of your appointment as a Non-Executive Director of Shengkai Innovations, Inc. (the “Company”). Overall, in terms of time commitment, we expect your attendance at all the Board of Directors (the "Board") meetings, meetings of the audit committee of the Board and the General Meetings (if requested). In additio |
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| May 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 18, 2012 SHENGKAI INNOVATIONS, INC. |
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| May 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 82321P104 (CUSIP Number) May 16, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| May 14, 2012 |
Shengkai Innovations, Inc. Reports FY2012 Third Quarter Results EXHIBIT 99.1 Shengkai Innovations, Inc. Reports FY2012 Third Quarter Results TIANJIN, China, May 14, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("the Company", "we", or "our"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced results for its fiscal year of 2012 ("FY2012") third quarter and nine months ended March 31, 2012. FY |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34587 SHENG |
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| May 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other |
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| April 13, 2012 |
Shengkai Innovations, Inc. Comments on Unusual Market Activity EXHIBIT 99.1 Shengkai Innovations, Inc. Comments on Unusual Market Activity TIANJIN, China, April 13, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that while it ordinarily does not comment on market activity or market rumors, in view of the recent u |
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| April 13, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 13, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| April 6, 2012 |
EMPLOYMENT AGREEMENT THIS AGREEMENT is dated as of the 6th day of April, 2012 by and between Shengkai Innovations Inc. |
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| April 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2012 SHENGKAI INNOVATIONS, INC. |
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| March 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 26, 2012 SHENGKAI INNOVATIONS, INC. |
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| March 26, 2012 |
VALV / Shengkai Innovations, Inc. / LONG SUNNY LTD - SCHEDULE 13D/A Activist Investment SC 13D/A 1 sc13da032612.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.2)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 82321P203 (CUSIP Number) Wang Chen No.106 Zhonghuan South Road, Airport Industrial Park Tianjin, People's |
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| March 26, 2012 |
VALV / Shengkai Innovations, Inc. / CHEN WANG - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 82321P203 (CUSIP Number) Wang Chen No.106 Zhonghuan South Road, Airport Industrial Park Tianjin, People's Republic of China 300308 Tel: (86) 22-5883 |
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| March 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 20, 2012 SHENGKAI INNOVATIONS, INC. |
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| March 16, 2012 |
Shengkai Innovations, Inc. Announces Termination of Grayling EXHIBIT 99.1 Shengkai Innovations, Inc. Announces Termination of Grayling TIANJIN, China, March 16, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced it has terminated Grayling as its investor relations firm. Henceforth all communications to the Company |
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| March 16, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| March 12, 2012 |
VALV / Shengkai Innovations, Inc. / CHEN WANG - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 82321P203 (CUSIP Number) Wang Chen No.106 Zhonghuan South Road, Airport Industrial Park Tianjin, People's Republic of China 300308 Tel: (86) 22-5883 |
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| March 12, 2012 |
VALV / Shengkai Innovations, Inc. / LONG SUNNY LTD - SCHEDULE 13D/A Activist Investment SC 13D/A 1 sc13da031212.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.1)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 82321P203 (CUSIP Number) Wang Chen No.106 Zhonghuan South Road, Airport Industrial Park Tianjin, People's |
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| March 9, 2012 |
Exhibit 3.1 |
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| March 9, 2012 |
Shengkai Innovations, Inc. Announces 1 for 2 Reverse Stock Split Exhibit 99.1 Shengkai Innovations, Inc. Announces 1 for 2 Reverse Stock Split TIANJIN, China, March 8, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV - News) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the Company will implement a 1 for 2 reverse stock split of its issued and outstanding common |
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| March 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 9, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 82321P104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 9, 2012 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commissi |
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| February 9, 2012 |
EX-99.2 3 exh992.htm EXHIBIT 99.2 EXHIBIT 99.2 Shengkai Innovations, Inc. Schedules Conference Call to Discuss FY2012 Second Quarter Results on February 10th TIANJIN, China, Feb. 9, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the company will host |
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| February 9, 2012 |
Shengkai Innovations, Inc. Reports FY2012 Second Quarter Results EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 Shengkai Innovations, Inc. Reports FY2012 Second Quarter Results Teleconference to be Held at 8:00 a.m. ET/9:00 p.m. Beijing Time on February 10 TIANJIN, China, Feb. 9, 2012 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("the Company", " we", or "our"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), t |
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| February 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34587 SH |
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| December 23, 2011 |
Shengkai Innovations, Inc. Announces Results of 2012 Annual Meeting of Stockholders EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 Shengkai Innovations, Inc. Announces Results of 2012 Annual Meeting of Stockholders TIANJIN, China, Dec. 23, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq: VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the results of the Company’s 2012 Annual Meetin |
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| December 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 22, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commiss |
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| December 15, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 15, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 000-51972 11-3737500 (State or other jurisdiction of incorporation) (Commiss |
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| December 15, 2011 |
Shengkai Innovations, Inc. to Hold 2012 Annual Meeting of Stockholders in Tianjin EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Shengkai Innovations, Inc. to Hold 2012 Annual Meeting of Stockholders in Tianjin TIANJIN, China, Dec. 15, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that the Company will hold its 2012 annual mee |
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| November 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, For |
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| November 10, 2011 |
Shengkai Innovations, Inc. Reports FY2012 First Quarter Results EX-99.3 4 exh993.htm EXHIBIT 99.3 EXHIBIT 99.3 Shengkai Innovations, Inc. Reports FY2012 First Quarter Results Teleconference to be held at 8:00 a.m. ET Today TIANJIN, China, Nov. 10, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced results for its FY2012 first quart |
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| November 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commissi |
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| November 10, 2011 |
EXHIBIT 99.2 Shengkai Innovations, Inc. Schedules Conference Call to Discuss First Quarter Results on November 10th TIANJIN, China, Nov. 7, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the Company will host a conference call to discuss its FY2012 fi |
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| November 10, 2011 |
EXHIBIT 99.1 Shengkai Innovations, Inc. Receives Notice From NASDAQ Regarding Minimum Market Value of Listed Securities TIANJIN, China, Nov. 10, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the company received a notice from NASDAQ's Listing Qualifi |
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| November 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 S |
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| November 4, 2011 |
PRE 14A 1 pre14a110511.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box |
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| September 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM 10-K/A (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2011 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34 |
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| September 27, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 26, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commis |
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| September 27, 2011 |
EXHIBIT 99.2 Shengkai Innovations, Inc. Schedules Conference Call to Discuss Fourth Quarter and FY2011 Results on September 27th TIANJIN, China, Sept. 26, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the company will host a conference discussing its |
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| September 27, 2011 |
Shengkai Innovations, Inc. Reports Fourth Quarter and FY2011 Results EXHIBIT 99.1 Shengkai Innovations, Inc. Reports Fourth Quarter and FY2011 Results FY2011 Revenue up 73% yoy, Gross Profit up 65% yoy, Gross Margin of 57% FY2011 Adjusted Net Income of $33.5 million or Diluted EPS $0.95 TIANJIN, China, Sept. 26, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (t |
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| September 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2011 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATI |
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| September 26, 2011 |
EX-10.32 3 exh1032.htm EXHIBIT 10.32 Exhibit 10.32 Plant and Office Building Lease Agreement [Unofficial Translation] Lessor (hereinafter referred to as Party A) : Tianjin Shengkai Industrial Technology Development Co., Ltd. Address: Wanggang Road 27, South Development Zone, Tianjin City Lessee (hereinafter referred to as Party B) : Tianjin Longhan Jingmi Industrial Co., Ltd. Address: Road 4, #28, |
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| September 26, 2011 |
Property Lease Agreement [Unofficial Translation] Exhibit 10.31 Property Lease Agreement [Unofficial Translation] Lessor (hereinafter referred to as Party A) [ ] Tianjin Binhai TEDA Investment Services Ltd. Lessee (hereinafter referred to as Party B) [ ] Tianjin Shengkai Industrial Technology Development Co., Ltd. In accordance with relevant Chinese contracts laws, decrees and pertinent rules and regulations, Party A and Party B have reached an a |
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| September 16, 2011 |
Shengkai Innovations Provides Operational Updates EXHIBIT 99.1 Shengkai Innovations Provides Operational Updates TIANJIN, China, Sept. 16, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that it will be implementing a strategic transition away from the low-end markets including the electric power mark |
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| September 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commis |
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| August 22, 2011 |
Exhibit 16.1 August 22, 2011 U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: Shengkai Innovations, Inc. Commission file no: 001-34587 We have read and agree with the statements under Item 4.01 of Amendment No. 1 to the Current Report on Form 8-K to be filed by Shengkai Innovations, Inc. on August 22, 2011 regarding our firm. We have no basis to agree or disa |
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| August 22, 2011 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. |
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| August 10, 2011 |
Exhibit 16.1 August 10, 2011 U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: Shengkai Innovations, Inc. Commission file no: 001-34587 We have read and agree with the statements under Item 4.01 of the Current Report on Form 8-K to be filed by Shengkai Innovations, Inc. on August 10, 2011 regarding our firm. We have no basis to agree or disagree with any other |
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| August 10, 2011 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2011 SHENGKAI INNOVATIONS, INC. |
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| August 10, 2011 |
Shengkai Innovations Appoints Albert Wong & Co. as New Auditor Exhibit 99.1 Shengkai Innovations Appoints Albert Wong & Co. as New Auditor TIANJIN, China, August 10, 2011 - Shengkai Innovations, Inc. (Nasdaq GM:VALV) (the ?Company?), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that its auditor BDO China Li Xin Da Hua CPA Co., Ltd. (?BDO?) resigned on August 4, 2011 because parties were unable to agree to |
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| June 29, 2011 |
Shengkai Innovations Received Certificate of Material Supplier from CNPC EXHIBIT 99.1 Shengkai Innovations Received Certificate of Material Supplier from CNPC TIANJIN, China, June 29, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the Company received a Certificate of Material Supplier from China National Petroleum Corpora |
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| June 29, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| May 20, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 19, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission F |
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| May 20, 2011 | ||
| May 13, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 000-51972 11-3737500 (State or other jurisdiction of incorporation) (Commission F |
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| May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENG |
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| May 13, 2011 |
EXHIBIT 99.1 Shengkai Innovations Reports Record Quarterly Net Revenue and Gross Profit for the Third Quarter of FY 2011 - Revenue up 83% yoy, Gross Profit up 76% yoy, Gross Margin of 57% - - GAAP Net Income of $27.2 million or Diluted EPS $0.73 - - Raise FY11 Non-GAAP Net Income Guidance to between $31.0 million and $34.0 million - - Teleconference to be held today at 8 a.m. ET - TIANJIN, China, |
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| May 10, 2011 |
Shengkai Innovations to Report FY2011 Third Quarter Results on May 13th EXHIBIT 99.1 Shengkai Innovations to Report FY2011 Third Quarter Results on May 13th TIANJIN, China, May 9, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the Company will report fiscal year 2011 third quarter and nine months financial results before the market ope |
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| May 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 000-51972 11-3737500 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 27, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| April 27, 2011 |
Shengkai Innovations, Inc. to Present at the Oppenheimer 5th Annual China Dragon Conference EXHIBIT 99.1 Shengkai Innovations, Inc. to Present at the Oppenheimer 5th Annual China Dragon Conference TIANJIN, China, April 26, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that its management will present at the Oppenheimer 5th Annual China Dragon Conference. |
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| April 25, 2011 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| April 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 82321P104 (CUSIP Number) NewQuest Asia Fund I (G.P.) Ltd. c/o Walkers Corporate Services Limited Walker House 87 Mary Street, George Town G |
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| April 19, 2011 |
Schedule 13D Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 82321P10 |
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| March 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SHENGKAI INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Florida 11-3737500 (State of other jurisdiction of incorporation or organization (I.R.S. Employer Identification No.) No. 106 Zhonghuan South Road, Airport Industrial Park 300308 Ti |
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| March 8, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 7, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| March 8, 2011 |
Exhibit 99.1 |
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| March 4, 2011 |
Shengkai Innovations, Inc. Receives Manufacturing License of Special Equipment EXHIBIT 99.1 Shengkai Innovations, Inc. Receives Manufacturing License of Special Equipment TIANJIN, China, March 3, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that the Company received a Manufacturing License of Special Equipment from the General Administratio |
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| March 4, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2011 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 4, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2011 |
SHENGKAI INNOVATIONS, INC. 2011 INCENTIVE STOCK PLAN Exhibit 4.1 SHENGKAI INNOVATIONS, INC. 2011 INCENTIVE STOCK PLAN This Shengkai Innovations, inc. 2011 Incentive Stock Plan (the "Plan") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby providing |
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| February 22, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 18, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 000-51972 11-3737500 (State or other jurisdiction of incorporation) (Commiss |
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| February 22, 2011 |
Shengkai Innovations, Inc. Announces Conference Presentations EXHIBIT 99.1 Shengkai Innovations, Inc. Announces Conference Presentations TIANJIN, China, Feb. 18, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that its management will present at the Rodman & Renshaw Annual China Investment Conference. The Company presentation |
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| February 15, 2011 |
Shengkai Innovations Reports Second Quarter FY 2011 Results EXHIBIT 99.1 Shengkai Innovations Reports Second Quarter FY 2011 Results - Revenue up 78% Y-O-Y, Gross Profit up 80% Y-O-Y, Gross Margin of 59% - Net Income of $14.9 million or Diluted EPS $0.42 - Teleconference to be held today at 8 a.m. ET TIANJIN, China, Feb. 11, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People' |
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| February 15, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 11, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 000-51972 11-3737500 (State or other jurisdiction of incorporation) (Commiss |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 82321P104 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 14, 2011 |
Exhibit 2 JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party. |
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| February 14, 2011 |
Exhibit 1 EXECUTION VERSION AGREEMENT OF DIRECT PURCHASE AND SALE BY AND BETWEEN NEWQUEST ASIA FUND I, L. |
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| February 14, 2011 |
Schedule 13D Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 82321P10 |
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| February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2010 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI |
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| February 4, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 4, 2011 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 000-51972 11-3737500 (State or other jurisdiction of incorporation) (Commissi |
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| February 4, 2011 |
Shengkai Innovations to Report FY 2011 Second Quarter Results on February 11th EXHIBIT 99.1 Shengkai Innovations to Report FY 2011 Second Quarter Results on February 11th TIANJIN, China, Feb. 4, 2011 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) (the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced the Company will report fiscal year 2011 second quarter and six months financial results before the ma |
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| January 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of |
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| January 25, 2011 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-171728 PROSPECTUS Shengkai Innovations, Inc. 9,036,761 Shares (including shares of common stock underlying Series A Convertible Preferred Stock and warrants) Common Stock This prospectus relates to the resale by the selling stockholders identified in this prospectus of up to 9,036,761 shares of our common stock (the “Shares”), including shares |
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| January 20, 2011 |
As Filed with the Securities and Exchange Commission on January 14, 2011 Registration No. |
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| January 14, 2011 |
As Filed with the Securities and Exchange Commission on January 14, 2011 Registration No. |
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| December 22, 2010 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 22, 2010 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commiss |
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| December 22, 2010 |
Shengkai Innovations Announces Closing of Common Stock Offering EXHIBIT 99.1 Shengkai Innovations Announces Closing of Common Stock Offering TIANJIN, China, Dec. 22, 2010 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that the Company has closed its public offering of 1,058,646 shares of common stock at $5. |
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| December 17, 2010 |
Shengkai Innovations Announces Pricing of Common Stock Offering Exhibit 99.1 Shengkai Innovations Announces Pricing of Common Stock Offering TIANJIN, China, Dec. 17, 2010 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that the Company has priced a public offering of 1,058,646 shares of common stock at $5.50 |
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| December 17, 2010 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2010 SHENGKAI INNOVATIONS, INC. |
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| December 17, 2010 |
1,058,646 SHARES OF COMMON STOCK SHENGKAI INNOVATIONS, INC. UNDERWRITING AGREEMENT December 17, 2010 Exhibit 10.1 1,058,646 SHARES OF COMMON STOCK SHENGKAI INNOVATIONS, INC. UNDERWRITING AGREEMENT December 17, 2010 MAXIM GROUP LLC 405 Lexington Avenue New York, NY 10174 Global Hunter Securities, LLC 777 Third Avenue New York, NY 10017 As Representatives of the Underwriters named on Schedule A hereto Ladies and Gentlemen: Shengkai Innovations, Inc., a Florida corporation (the “Company”), confirms |
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| December 17, 2010 |
SHENGKAI INNOVATIONS, INC. 1,058,646 SHARES COMMON STOCK Filed Pursuant to Rule 424(b)(5) Registration No. 333-167276 PROSPECTUS SUPPLEMENT (to Prospectus dated October 25, 2010) SHENGKAI INNOVATIONS, INC. 1,058,646 SHARES COMMON STOCK We are offering 1,058,646 shares of our common stock. Shares of our common stock are currently traded on the NASDAQ Global Market under the symbol “VALV”. On December 16, 2010, the closing sale price of our common stock w |
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| December 16, 2010 |
This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this prospectus supplement is not complete and may be changed. |
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| December 16, 2010 |
Shengkai Innovations Announces Commencement of Common Stock Offering EXHIBIT 99.1 Shengkai Innovations Announces Commencement of Common Stock Offering TIANJIN, China, Dec. 16, 2010 (GLOBE NEWSWIRE) - Shengkai Innovations, Inc. (Nasdaq:VALV) ("Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that the Company is commencing an offering of shares of its common stock in a public |
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| December 16, 2010 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 16, 2010 Shengkai Innovations, Inc. (Exact name of registrant as specified in its charter) Florida 001-34587 11-3737500 (State or other jurisdiction of incorporation) (Commiss |
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| December 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 1, 2010 SHENGKAI INNOVATIONS, INC. |
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| December 6, 2010 |
Shengkai Innovations, Inc. Retains Grayling as Strategic Investor Relations Consultants Exhibit 99.1 Shengkai Innovations, Inc. Retains Grayling as Strategic Investor Relations Consultants TIANJIN, China, December 1, 2010 - Shengkai Innovations, Inc. (NASDAQ: VALV), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that it has retained Grayling, the second largest independent global public relations, investor relations, public affairs |
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| November 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 24, 2010 SHENGKAI INNOVATIONS, INC. |
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| November 24, 2010 |
SHENGKAI INNOVATIONS, INC. No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Technology Development Area Tianjin, People?s Republic of China 300350 Ms. Guo Chuanye November 24, 2010 Re: Shengkai Innovations, Inc. Trade Secrets Dear Ms. Guo Chuanye: As you may be aware, Shengkai Innovations, Inc. (the ?Company?) is conducting a stock offering. In connection with that stock offering, the Co |
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| November 24, 2010 |
Shengkai Innovations Announces Closing of Common Stock Offering Shengkai Innovations Announces Closing of Common Stock Offering TIANJIN, China, November 24 - Shengkai Innovations, Inc. |
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| November 24, 2010 |
Intellectual Property Development Protection Agreement Intellectual Property Development Protection Agreement Deposit Account Number: 1. Introduction. This Intellectual Property Development Protection Service Agreement (the “Agreement”) is entered into by and between Shengkai Innovations, Inc., a Florida corporation, located at No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Technology Development Area, Tianjin, People’s Republic of China 3 |
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| November 24, 2010 |
TRADE SECRETS IDENTIFICATION AND CONFIRMATORY ASSIGNMENT TRADE SECRETS IDENTIFICATION AND CONFIRMATORY ASSIGNMENT This Trade Secrets Identification and Confirmatory Assignment (“Agreement”) is entered into effective as of November 24, 2010 (the “Effective Date”), by and between Wang Chen, an individual with an address at Room 204-209, Flat 8, Zhonghuan House, No. |
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| November 24, 2010 |
GUO WEICONFIDENTIALITY AND RIGHTS AGREEMENT GUO WEICONFIDENTIALITY AND RIGHTS AGREEMENT THIS AGREEMENT (?Agreement?) is made by and between Shengkai Innovations, Inc. |
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| November 24, 2010 |
WANG CHEN CONFIDENTIALITY AND RIGHTS AGREEMENT WANG CHEN CONFIDENTIALITY AND RIGHTS AGREEMENT THIS AGREEMENT (?Agreement?) is made by and between Shengkai Innovations, Inc. |
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| November 19, 2010 |
2,456,800 SHARES OF COMMON STOCK SHENGKAI INNOVATIONS, INC. UNDERWRITING AGREEMENT November 19, 2010 2,456,800 SHARES OF COMMON STOCK SHENGKAI INNOVATIONS, INC. UNDERWRITING AGREEMENT November 19, 2010 MAXIM GROUP LLC 405 Lexington Avenue New York, NY 10174 Global Hunter Securities, LLC 777 Third Avenue New York, NY 10017 As Representatives of the Underwriters named on Schedule A hereto Ladies and Gentlemen: Shengkai Innovations, Inc., a Florida corporation (the ?Company?), confirms its agreement |
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| November 19, 2010 |
Shengkai Innovations Announces Pricing of Common Stock Offering Shengkai Innovations Announces Pricing of Common Stock Offering TIANJIN, China, November 19 - Shengkai Innovations, Inc. |
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| November 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 19, 2010 SHENGKAI INNOVATIONS, INC. |
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| November 19, 2010 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-167276 PROSPECTUS SUPPLEMENT (to Prospectus dated October 25, 2010) SHENGKAI INNOVATIONS, INC. 2,456,800 SHARES COMMON STOCK We are offering 2,456,800 shares of our common stock. Shares of our common stock are currently traded on the NASDAQ Global Market under the symbol “VALV”. On November 18, 2010, the closing sale price of our common stock w |
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| November 18, 2010 |
Shengkai Innovations Announces Commencement of Public Offering of Common Stock Shengkai Innovations Announces Commencement of Public Offering of Common Stock TIANJIN, China, November 18 - Shengkai Innovations, Inc. |
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| November 18, 2010 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 18, 2010 SHENGKAI INNOVATIONS, INC. |
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| November 18, 2010 |
This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this prospectus supplement is not complete and may be changed. |
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| November 17, 2010 |
Shengkai Innovations Reports First Quarter FY 2011 Results Exhibit 99.1 Shengkai Innovations Reports First Quarter FY 2011 Results TIANJIN, China, Nov. 15, 2010 /PRNewswire-Asia-FirstCall/ - Shengkai Innovations, Inc. (Nasdaq:VALV - News), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced its financial results for fiscal year 2011 first quarter ended on September 30, 2010. Highlights for the First Quarter |
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| November 17, 2010 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2010 SHENGKAI INNOVATIONS, INC. |
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| November 15, 2010 | ||
| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATIONS |
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| October 21, 2010 |
SHENGKAI INNOVATIONS, INC. No. 27, Wang Gang Road, Jin Nan Economic and Technology Development Area Tianjin, People’s Republic of China 300350 October 21, 2010 EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Pamela Long, Assistant Director Craig Slivka, Special Counsel Errol Sanderson, Financial Analyst Re: Shengkai Inno |
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| October 21, 2010 |
As Filed with the Securities and Exchange Commission on October 21, 2010 Registration No. |
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| October 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 2 (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGK |
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| October 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 2 (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHE |
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| October 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C (RULE 14C-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement x Definitive Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) SHENGKAI INNOVATIONS, INC. |
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| September 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C (RULE 14C-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Definitive Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) SHENGKAI INNOVATIONS, INC. |
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| September 30, 2010 |
Shengkai Innovations Reports FY 2010 Results Exhibit 99.1 Shengkai Innovations Reports FY 2010 Results TIANJIN, China, Sept. 29 /PRNewswire-Asia-FirstCall/ ? Shengkai Innovations, Inc. (Nasdaq: VALV; "Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced its fiscal year financial results for the year ended on June 30, 2010. Highlights for FY2010 and Key Ev |
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| September 30, 2010 |
Shengkai Innovations to Report Fourth Quarter and FY 2010 Results on September 29th Exhibit 99.2 Shengkai Innovations to Report Fourth Quarter and FY 2010 Results on September 29th TIANJIN, China, Sep. 27 /PRNewswire-Asia-FirstCall/ — Shengkai Innovations, Inc. (Nasdaq: VALV; "Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that the Company will report fourth quarter and fiscal year 2010 |
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| September 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 27, 2010 SHENGKAI INNOVATIONS, INC. |
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| September 28, 2010 |
Summary of Line of Credit Loan Agreement [Unofficial Translation] EX-10.24 10 v197555ex10-24.htm Exhibit 10.24 Summary of Line of Credit Loan Agreement [Unofficial Translation] Parties: Industrial Bank Co., Ltd., Tianjin Branch (“Industrial Bank”) Tianjin Shengkai Industrial Technology Development Co., Ltd.(“Shengkai”) Date: December 10, 2009 Material Terms: Shengkai and Industrial Bank entered into a line of credit loan agreement (“LOC Agreement”) with a valid |
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| September 28, 2010 |
EX-21.1 15 v197555ex21-1.htm EXHIBIT 21.1 LIST OF SUBSIDIARIES Shengkai Innovations, Inc. (formerly “Southern Sauce Company, Inc.”) has the following subsidiaries and affiliates: Subsidiaries’ or Affiliate’s Name Jurisdiction of Incorporation or Organization Percentage of Ownership Shen Kun International Limited (“Shen Kun”) British Virgin Islands 100% by Shengkai Innovations, Inc. Shengkai (Tianj |
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| September 28, 2010 |
Declaration of Personal Guarantee [Unofficial Translation] EX-10.26 12 v197555ex10-26.htm Exhibit 10.26 Declaration of Personal Guarantee [Unofficial Translation] No. Xingjin (Declaration) 20091890-2 To: Industrial Bank Co., Ltd., Tianjin Branch In view of the fact that Industrial Bank Co., Ltd., Tianjin Branch (the “Bank”) and Tianjin Shengkai Industrial Technology Development Co., Ltd. (the “Guarantee”) entered into a loan agreement (No. XingjinShouxin |
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| September 28, 2010 |
Declaration of Personal Guarantee [Unofficial Translation] EX-10.27 13 v197555ex10-27.htm Exhibit 10.27 Declaration of Personal Guarantee [Unofficial Translation] No. Xingjin (Declaration) 20091890-1 To: Industrial Bank Co., Ltd., Tianjin Branch In view of the fact that Industrial Bank Co., Ltd., Tianjin Branch (the “Bank”) and Tianjin Shengkai Industrial Technology Development Co., Ltd. (the “Guarantee”) entered into a loan agreement (No. XingjinShouxin |
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| September 28, 2010 |
Property Lease Agreement [Unofficial Translation] Exhibit 10.28 Property Lease Agreement [Unofficial Translation] Lessor (hereinafter referred to as Party A) ：Tianjin Binhai TEDA Investment Services Ltd. Lessee (hereinafter referred to as Party B) ：Tianjin Shengkai Industrial Technology Development Co., Ltd. In accordance with relevant Chinese contracts laws, decrees and pertinent rules and regulations, Party A and Party B have reached an agreeme |
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| September 28, 2010 |
Summary of Mortgage Agreement [Unofficial Translation] EX-10.25 11 v197555ex10-25.htm Exhibit 10.25 Summary of Mortgage Agreement [Unofficial Translation] Parties: Industrial Bank Co., Ltd., Tianjin Branch (“Industrial Bank”) Tianjin Shengkai Industrial Technology Development Co., Ltd.(“Shengkai”) Date: December 10, 2009 Material Terms: In conjunction with the LOC Agreement, Shengkai entered into a mortgage agreement for a maximum of RMB 8,682,000 wit |
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| September 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) S ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2010 £ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATIONS, INC. (Exact |
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| September 20, 2010 |
Shengkai Innovations, Inc. No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Technology Development Area Tianjin, People’s Republic of China 300350 September 20, 2010 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Attention: John Cash Accounting Branch Chief RE: Shengkai Innovations, Inc. Form 10-K for Fiscal Year Ended June 30, 2009 Filed |
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| September 17, 2010 |
Shengkai Innovations Inaugurates Its New Production Facility in Tianjin Exhibit 99.1 Shengkai Innovations Inaugurates Its New Production Facility in Tianjin TIANJIN, China, September 16 - Shengkai Innovations, Inc. (Nasdaq: VALV; "Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that it has celebrated the launch of its new production facility, in Tianjin. In July 2010, the Comp |
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| September 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2010 SHENGKAI INNOVATIONS, INC. |
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| September 15, 2010 | ||
| September 15, 2010 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2010 SHENGKAI INNOVATIONS, INC. |
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| September 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 2, 2010 SHENGKAI INNOVATIONS, INC. |
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| September 7, 2010 |
Shengkai Innovations Attended Key Coal-Chemical Exhibition Exhibit 99.2 Shengkai Innovations Attended Key Coal-Chemical Exhibition TIANJIN, China, September 3 - Shengkai Innovations, Inc. (Nasdaq: VALV; "Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC"), today announced that it recently attended a key coal-chemical exhibition in China. The "2010 China International Exhibition on Coa |
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| September 7, 2010 |
Shengkai Innovations to Present at Upcoming Conference Exhibit 99.1 Shengkai Innovations to Present at Upcoming Conference TIANJIN, China, September 2 - Shengkai Innovations, Inc. (Nasdaq: VALV; "Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer in the People's Republic of China (the "PRC”), today announced that the Company's management will present at the Rodman and Renshaw Global Investment Conference at the Palace Hotel |
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| August 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 26, 2010 SHENGKAI INNOVATIONS, INC. |
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| August 26, 2010 |
Shengkai Innovations Wins Contract from Hong Kong's Power Generation Industry Shengkai Innovations Wins Contract from Hong Kong's Power Generation Industry TIANJIN, China, August 26 - Shengkai Innovations, Inc. |
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| August 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51972 SHENGKAI INNOVATIO |
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| August 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATIONS, |
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| August 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATION |
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| August 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2010 SHENGKAI INNOVATIONS, INC. |
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| August 5, 2010 |
Shengkai Innovations, Inc. No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Technology Development Area Tianjin, People’s Republic of China 300350 August 5, 2010 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Attention: John Hartz Senior Assistant Chief Accountant RE: Shengkai Innovations, Inc. Form 10-K for Fiscal Year Ended June 30, 2009 |
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| July 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2010 SHENGKAI INNOVATIONS, INC. |
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| July 27, 2010 |
Shengkai Innovations Completes the Construction of New Manufacturing Facility Shengkai Innovations Completes the Construction of New Manufacturing Facility TIANJIN, China, July 27 - Shengkai Innovations, Inc. |
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| July 1, 2010 |
Shengkai Innovations, Inc. Engages BDO as Independent Auditor Shengkai Innovations, Inc. Engages BDO as Independent Auditor TIANJIN, CHINA, July 1, 2010 – Shengkai Innovations, Inc. (Nasdaq: VALV; "Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer with operations in the People's Republic of China (the "PRC"), today announced its Board of Directors has appointed BDO China Li Xin Da Hua CPA Co., Ltd., a BDO Member Firm ("BDO China L |
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| July 1, 2010 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2010 SHENGKAI INNOVATIONS, INC. |
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| June 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2010 SHENGKAI INNOVATIONS, INC. |
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| June 28, 2010 |
June 28, 2010 BY EDGAR AND BY FEDEX United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 28, 2010 |
Exhibit 16.1 ALBERT WONG & CO. A Certified Public Accounting Firm 7/F Nan Dao Commercial Building, 359-361 Queen’s Road Central, Hong Kong (852) 28517954 / 28517165 · FAX (852) 25454086 Securities and Exchange Commission 450 – Fifth Street N.W. Washington, D.C. 20549 Gentlemen: Albert Wong & Co. is the former registered independent accountant of Shengkai Innovations, Inc. (the “Company”). We have |
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| June 25, 2010 |
June 25, 2010 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 22, 2010 |
Re: Shengkai Innovations, Inc. June 22, 2010 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 8, 2010 |
Shengkai Innovations, Inc. No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Technology Development Area Tianjin, People?s Republic of China 300350 June 8, 2010 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Attention: John Hartz Senior Assistant Chief Accountant RE: Shengkai Innovations, Inc. Form 10-K for Fiscal Year Ended June 30, 2009 F |
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| June 3, 2010 |
v187127ex3-4 - Converted by SECPublisher 2.1.1.8, created by BCL Technologies Inc., for SEC Filing |
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| June 3, 2010 |
FORM OF SUBORDINATED INDENTURE by and between SHENGKAI INNOVATIONS, INC. as Issuer, and , as Trustee Dated as of TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01 Definitions 1 SECTION 1.02 Incorporation by Reference of Trust Indenture Act 5 SECTION 1.03 Rules of Construction 6 ARTICLE II THE SECURITIES SECTION 2.01 Unlimited in Amount, Issuable in Series 6 S |
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| June 3, 2010 |
FORM OF SENIOR INDENTURE by and between SHENGKAI INNOVATIONS, INC. as Issuer, and , as Trustee Dated as of TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01 Definitions 1 SECTION 1.02 Incorporation by Reference of Trust Indenture Act 3 SECTION 1.03 Rules of Construction 4 ARTICLE II THE SECURITIES SECTION 2.01 Unlimited in Amount, Issuable in Series 4 SECTION |
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| June 3, 2010 |
As Filed with the Securities and Exchange Commission on June 3, 2010 Registration No. |
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| June 3, 2010 | ||
| May 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHENGKAI INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Florida 11-3737500 (State of incorporation or organization) (I.R.S. Employer Identification No.) NO. 27, WANG GANG |
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| May 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34587 SHENGKAI INNOVATIONS, INC. NYSE Amex LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) No. 27, Wang |
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| May 17, 2010 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2010 SHENGKAI INNOVATIONS, INC. |
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| May 17, 2010 |
Shengkai Innovations, Inc. Reports Third Quarter FY 2010 Results EXHIBIT 99.1 Shengkai Innovations, Inc. Reports Third Quarter FY 2010 Results TIANJIN, CHINA, May 14, 2010 – Shengkai Innovations, Inc. (NYSE Amex: SHE) ("Shengkai Innovations" or the "Company"), a leading ceramic valve manufacturer with operations in the People's Republic of China (the "PRC"), today announced its financial results for the third quarter ended March 31, 2010. Highlights for the Thi |
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| May 17, 2010 | ||
| May 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 17, 2010 SHENGKAI INNOVATIONS, INC. |
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| May 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATIONS, IN |
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| May 14, 2010 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES Shengkai Innovations, Inc. (formerly “Southern Sauce Company, Inc.”) has the following subsidiaries and affiliates: Subsidiaries’ or Affiliate’s Name Jurisdiction of Incorporation or Organization Percentage of Ownership Shen Kun International Limited (“Shen Kun”) British Virgin Islands 100% by Shengkai Innovations, Inc. Shengkai (Tianjin) Limited, formerly Shengka |
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| May 13, 2010 |
Shengkai Innovations, Inc. to Begin Trading on NASDAQ Global Market on Tuesday, May 25, 2010 Shengkai Innovations, Inc. to Begin Trading on NASDAQ Global Market on Tuesday, May 25, 2010 Tianjin, China, May 13, 2010 /PRNewswire-FirstCall/ - Shengkai Innovations, Inc. (NYSE Amex: SHE), a leading ceramic valve manufacturer with operations in the People's Republic of China (the "PRC"), today announced that it has been approved for listing on the NASDAQ Global Market under the symbol "VALV." T |
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| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2010 SHENGKAI INNOVATIONS, INC. |
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| May 3, 2010 |
WARRANT AMENDMENT This WARRANT AMENDMENT (this ?Amendment?) is dated as of April 30, 2010 by and among Shengkai Innovations, Inc. |
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| May 3, 2010 |
Shengkai Innovations, Inc. No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Technology Development Area Tianjin, People?s Republic of China 300350 May 3, 2010 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Attention: John Hartz Senior Assistant Chief Accountant RE: Shengkai Innovations, Inc. Form 10-K for Fiscal Year Ended June 30, 2009 Fi |
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| May 3, 2010 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2010 SHENGKAI INNOVATIONS, INC. |
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| May 3, 2010 |
WARRANT AMENDMENT This WARRANT AMENDMENT (this ?Amendment?) is dated as of April 30, 2010 by and among Shengkai Innovations, Inc. |
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| March 31, 2010 |
SHENGKAI INNOVATIONS, INC. 2010 INCENTIVE STOCK PLAN SHENGKAI INNOVATIONS, INC. 2010 INCENTIVE STOCK PLAN This Shengkai Innovations, Inc. 2010 Incentive Stock Plan (the "Plan") is designed to retain directors, executives and selected employees and consultants and reward them for making major contributions to the success of the Company. These objectives are accomplished by making long-term incentive awards under the Plan thereby providing Participant |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SHENGKAI INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Florida 11-3737500 (State of other jurisdiction of incorporation or organization (I.R.S. Employer Identification No.) No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Tech |
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| March 8, 2010 | ||
| March 8, 2010 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 8, 2010 SHENGKAI INNOVATIONS, INC. |
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| March 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 1, 2010 SHENGKAI INNOVATIONS, INC. |
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| March 1, 2010 |
EMPLOYMENT AGREEMENT THIS AGREEMENT is dated as of the 25th day of February, 2010 by and between Shengkai Innovations Inc. |
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| February 19, 2010 |
SCHEDULE 14C (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement x Definitive Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) SHENGKAI INNOVATIONS, INC. |
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| February 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Shengkai Innovations, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 82321P104 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 11, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34587 SHENGKAI INNOVATIONS, |
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| February 9, 2010 |
Shengkai Innovations, Inc. No. 27, Wang Gang Road, Jin Nan (Shuang Gang) Economic and Technology Development Area Tianjin, People?s Republic of China 300350 February 9, 2010 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-4631 Attention: John Hartz Senior Assistant Chief Accountant RE: Shengkai Innovations, Inc. Form 10-K for Fiscal Year Ended June 30, 20 |
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| February 9, 2010 |
SCHEDULE 14C (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Definitive Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) SHENGKAI INNOVATIONS, INC. |
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| December 22, 2009 |
Shengkai Innovations, Inc. Approved to List on NYSE AMEX and to Begin Trading on Wednesday, December 23, 2009 Tianjin, China, December 22, 2009 /PRNewswire-FirstCall/ - Shengkai Innovations, Inc. (OTC Bulletin Board: SKII), a leading ceramic valve manufacturer with operations in the People's Republic of China (the "PRC"), today announced that it has received authorization to list its common stock |
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| December 22, 2009 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 22, 2009 SHENGKAI INNOVATIONS, INC. |
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| December 21, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SHENGKAI INNOVATIONS, INC. (Exact name of registrant as specified in its charter) Florida 11-3737500 (State of incorporation or organization) (I.R.S. Employer Identification No.) NO. 27, WANG GANG |
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| November 30, 2009 |
Filed Pursuant to Rule 424(b)(3) Under the Securities Act of 1033 Registration No. |
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| November 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51972 SHENGKAI INNOVATIONS |
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| November 6, 2009 |
CODE OF ETHICS AND BUSINESS CONDUCT FOR OFFICERS, DIRECTORS AND EMPLOYEES OF SHENGKAI INNOVATIONS, INC. |
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| November 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2009 SHENGKAI INNOVATIONS, INC. |
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| September 4, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2009 SHENGKAI INNOVATIONS, INC. |
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| September 4, 2009 |
Shengkai Innovations Announces Strong Fiscal Year 2009 Financial Results EXHIBIT 99.1 Shengkai Innovations Announces Strong Fiscal Year 2009 Financial Results TIANJIN, China, Sept. 4 /PRNewswire-Asia-FirstCall/ - - Fiscal Year 2009 Revenue Increased 21.5% to Approximately $39.3 Million - Fiscal Year 2009 Gross Profit Increased 25.5% to Approximately $24.0 Million - Fiscal Year 2009 Gross Margin Improved to 61.1% over Fiscal Year 2008 - Fiscal Year 2009 Net Income Incre |
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| September 4, 2009 |
As filed with the Securities and Exchange Commission on September [ ], 2009 As filed with the Securities and Exchange Commission on September [ ], 2009 Registration No. |
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| September 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) S ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2009 £ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51972 SHENGKAI INNOVATIONS, INC. (Exact |
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| June 12, 2009 | ||
| June 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2009 SHENGKAI INNOVATIONS, INC. |
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| June 4, 2009 |
Shengkai Innovations, Inc. to Present at the Noble Financial Fifth Annual Emerging Growth Equity Conference on June 9, 2009 TIANJIN, China, June 3 /PRNewswire-Asia-FirstCall/ - Shengkai Innovations, Inc. (OTC Bulletin Board: SKII), a leading ceramic valve manufacturer with operations in the People's Republic of China (the 'PRC'), announced that it will present at the Noble Financial Fifth Annual E |
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| June 4, 2009 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2009 SHENGKAI INNOVATIONS, INC. |
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| May 19, 2009 | ||
| May 19, 2009 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 18, 2009 SHENGKAI INNOVATIONS, INC. |
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| May 15, 2009 |
Shengkai Appoints Jeffrey T. Roney as Vice President, Investor Relations/Business Development EXHIBIT 99.1 Contact: Shengkai Innovations, Inc. Jeffrey T. Roney Email: [email protected] Phone : (434) 531 4146 Shengkai Appoints Jeffrey T. Roney as Vice President, Investor Relations/Business Development Tianjin, China – May 14, 2009 – Shengkai Innovations, Inc. (OTC BB: SKII) (“Shengkai” or the “Company”), a leading industrial ceramic valve supplier in the People’s Republic of China |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2009 SHENGKAI INNOVATIONS, INC. |
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| May 15, 2009 |
EXHIBIT 99.1 Shengkai Reports Third Quarter 2009 Financial Results TIANJIN, China, May 15 /PRNewswire-Asia-FirstCall/ - Shengkai Innovations, Inc. (OTC Bulletin Board: SKII - News; "Shengkai" or the "Company"), a leading industrial valve supplier in the People's Republic of China ("PRC"), today announced its financial results for the three and nine months ended March 31, 2009. Third Quarter Fiscal |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51972 SHENGKAI INNOVATIONS, IN |
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| May 15, 2009 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 14, 2009 SHENGKAI INNOVATIONS, INC. |
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| May 13, 2009 |
Shengkai Innovations, Inc. Announces Conference Call to Discuss Third Quarter 2009 Financial Results EXHIBIT 99.1 Shengkai Innovations, Inc. Announces Conference Call to Discuss Third Quarter 2009 Financial Results TIANJIN, China, May 12 /PRNewswire-Asia-FirstCall/ - Shengkai Innovations, Inc. (OTC Bulletin Board: SKII - News) today announced that the Company will report financial results for the three months ended March 31, 2009 after the close of trading on Friday, May 15, 2009. The Company wil |
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| May 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2009 SHENGKAI INNOVATIONS, INC. |
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| February 13, 2009 | ||
| February 13, 2009 |
Shengkai Reports Second Quarter 2009 Financial Results EXHIBIT 99.1 Contact: Shengkai Innovations, Inc. Gloria Guo Email: [email protected] CCG Investor Relations Crocker Coulson, President Phone: +1-646-213-1915 or Email: [email protected] Linda Salo, Financial Writer Phone: +1-646-922-0894 Email: [email protected] Website:www.ccgirasia.com Shengkai Reports Second Quarter 2009 Financial Results Tianjin, China ? February 13, 2009 ? Sheng |
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| February 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 13, 2009 SHENGKAI INNOVATIONS, INC. |
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| February 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51972 SHENGKAI INNOVATIONS, |
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| February 6, 2009 |
Shengkai Innovations to Present at Roth Capital Partners 21st Annual OC Growth Stock Conference Exhibit 99.1 Shengkai Innovations to Present at Roth Capital Partners 21st Annual OC Growth Stock Conference Thursday February 5, 11:14 am ET TIANJIN, China, Feb. 5 /PRNewswire-Asia-FirstCall/ - Shengkai Innovations, Inc. (OTC Bulletin Board: SKII - News; "Shengkai Innovations" or the "Company"), a leading industrial valve supplier in the People's Republic of China ("PRC"), announced today that th |
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| February 6, 2009 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 5, 2009 SHENGKAI INNOVATIONS, INC. |
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| January 28, 2009 |
Shengkai Innovations Retains CCG Investor Relations Contact: CCG Investor Relations Crocker Coulson, President Phone: +1-646-213-1915 (New York) or Linda Salo, Phone: +1-646-922-0894 Email: crocker. |
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| January 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2009 SHENGKAI INNOVATIONS, INC. |
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| November 17, 2008 |
Shengkai Innovations Announces Strong First Quarter 2009 Financial Results EXHIBIT 99.1 Shengkai Innovations Announces Strong First Quarter 2009 Financial Results Monday November 17, 11:24 am ET - Fiscal First Quarter 2009 Revenue Increased 39.2% to $9.2 Million - Fiscal First Quarter 2009 Net Income Increased 51.1% to $3.1 Million - Fiscal First Quarter 2009 Gross Margin Improved to 60.8% over First Quarter 2008 - $28.7 Million Cash and Cash Equivalents on September 30, |
