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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Veritone, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 3, 2025 |
FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT EX-10.1 Exhibit 10.1 Execution Version FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this “Amendment”) is entered into as of August 29, 2025, by and among Veritone, Inc., a Delaware corporation (the “Borrower”), each of the Guarantors, the Lenders party hereto constituting Requisite Lenders under the Existing Credit Agreement (as defined |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 07, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 7, 2025 |
Exhibit 99.1 Veritone Reports Second Quarter 2025 Results – Q2 Total Revenue of $24.0 Million, achieving the top end of updated guidance – – Software Products & Services revenue grew 12% year over year. Excluding Veritone Hire1, Software Products & Services grew over 45% – – Veritone Data Refinery exited the quarter with a qualified and near-term pipeline of over $20.0 Million, up 33% from June 20 |
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| June 30, 2025 |
EX-4.1 Exhibit 4.1 PRE-FUNDED WARRANT Original Issue Date: [•], 2025 FOR VALUE RECEIVED, Veritone, Inc., a Delaware corporation (the “Company”), hereby certifies that [•], or its registered assigns (the “Holder”) is entitled to purchase from the Company [•] duly authorized, validly issued, fully paid, and nonassessable shares of Common Stock at a purchase price per share of $0.01 (the “Exercise Pr |
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| June 30, 2025 |
EX-99.1 Exhibit 99.1 Veritone Announces Equity Offering of $10 Million Backed by CEO CEO Ryan Steelberg invests $1 million in common stock The aggregate proceeds of $10 million will be used to fuel strategic growth DENVER — (BUSINESS WIRE) — June 30, 2025 — Veritone, Inc. (NASDAQ: VERI) (“Veritone” or the “Company”), a leader in building human-centered enterprise AI solutions, today announced that |
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| June 30, 2025 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280148 PROSPECTUS SUPPLEMENT (To Prospectus Dated June 21, 2024) 6,452,293 Shares of Common Stock Pre-Funded Warrants to Purchase up to 1,804,587 Shares of Common Stock Up to 1,804,587 Shares of Common Stock Issuable Upon Exercise of the Pre- Funded Warrants Pursuant to this prospectus supplement and the accompanying prospectu |
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| June 30, 2025 |
EX-10.3 Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 30, 2025, is by and between Veritone, Inc., a Delaware corporation (the “Company”), and The RSS Living Trust dated April 6, 2012 (including its successors and assigns, the “Purchaser”). RECITALS WHEREAS, subject to the terms and conditions set forth in this Agreement, the Compa |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 30, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 30, 2025 (the “Effective Date”), is by and among Veritone, Inc., a Delaware corporation (the “Company”) and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). RECITALS WHEREAS, subject t |
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| June 30, 2025 |
EX-10.2 Exhibit 10.2 THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this “Amendment”) is entered into as of June 30, 2025, by and among Veritone, Inc., a Delaware corporation (the “Borrower”), each of the Guarantors, the Lenders party hereto constituting Requisite Lenders under the Existing Credit Agreement (as defined below) (each, a “Conse |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 16, 2025 |
Veritone, Inc. Amended and Restated 2023 Equity Incentive Plan Exhibit 10.2 VERITONE, INC. AMENDED AND RESTATED 2023 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: MARCH 17, 2025 APPROVED BY THE STOCKHOLDERS: JUNE 13, 2025 1. GENERAL. (a) Defined Terms. Except as otherwise provided, any capitalized term shall have the meaning provided in Section 14 of this Plan. (b) Successor to and Continuation of Prior Plans. The Plan is the successor to and conti |
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| June 16, 2025 |
Exhibit 10.1 SECOND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This SECOND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this “Amendment”) is entered into as of June 13, 2025, by and among Veritone, Inc., a Delaware corporation (the “Borrower”), each of the Guarantors, the Lenders party hereto constituting Requisite Lenders under the Existing Credit Agreement (as defined below) (each, a “Consenting |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 16, 2025 |
Fourth Amended and Restated Certificate of Incorporation of the Company. Exhibit 3.1 FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VERITONE, INC. Veritone, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: A. The name of the Corporation is Veritone, Inc. B. The original Certificate of Incorporation was filed with the Secretary of State of the State of Delaware on June 13, 2 |
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| June 16, 2025 |
253,744 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280148 PROSPECTUS SUPPLEMENT (To Prospectus Dated June 21, 2024) 253,744 Shares of Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering 253,744 shares of our common stock, par value $0.001 per share, to certain of our lenders under the Credit and Guaranty Agreement, dated as of D |
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| May 12, 2025 |
Veritone, Inc. Non-Employee Director Compensation Policy, effective as of January 1, 2025 Exhibit 10.4 VERITONE, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY Effective Date: As of January 1, 2025 (the “Effective Date”) Each member of the Board of Directors (the “Board”) of Veritone, Inc. (the “Company”) who is not employed by the Company or one of its subsidiaries (each, a “Non-Employee Director”) will receive the compensation described in this Non-Employee Director Compensation Poli |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 08, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 8, 2025 |
Exhibit 99.1 Veritone Reports First Quarter 2025 Results – Q1 Total Revenue of $22.5 Million, in line with outlook from preliminary results– – Total ARR (SaaS and Consumption) of $58.7 Million from 3,156 Total Software Products & Services Customers, including ARR (SaaS) of $47.5 Million or 81% from Subscription-based Customers – – Q1 Total New Bookings of $15.8 Million, up 22% Year over Year – – V |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 24, 2025 |
Exhibit 10.1 Execution Version FIRST AMENDMENT TO CREDIT AND GUARANTY AGREEMENT This FIRST AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this “Amendment”) is entered into as of April 24, 2025, by and among Veritone, Inc., a Delaware corporation (the “Borrower”), each of the Guarantors, the Lenders party hereto constituting Requisite Lenders under the Existing Credit Agreement (as defined below) (eac |
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| April 24, 2025 |
VDR Update Exhibit 99.2 Forward-Looking Statements & Disclaimers This presentation of Veritone, Inc. (the “Company”) contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 that involve substantial risks and uncertainties. Without limiting the generality of the foregoing, words such as “anticipates,” “believes,” “could,” “estimates,” “expects, |
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| April 24, 2025 |
228,311 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-280148 PROSPECTUS SUPPLEMENT (To Prospectus Dated June 21, 2024) 228,311 Shares of Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering 228,311 shares of our common stock, par value $0.001 per share, to certain of our lenders under the Credit and Guaranty Agreement, dated as of D |
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| April 24, 2025 |
Preliminary Unaudited Financial Information for the Three Months Ended March 31, 2025 Exhibit 99.1 Preliminary Unaudited Financial Information for the Three Months Ended March 31, 2025 Veritone, Inc. (the “Company”) is providing preliminary, unaudited financial information for the three months ended March 31, 2025. The preliminary, unaudited financial information for the first quarter of 2025 presented herein is based on management’s initial analysis of operations for the quarter e |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 23, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 1, 2025 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Veritone, Inc. (“Veritone,” “Company,” “we,” “our,” and “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended, which is our common stock, par value $0.001 per share. Our common stock is traded on the NASDAQ Global Marke |
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| April 1, 2025 |
Exhibit 21.1 LIST OF SUBSIDIARIES Company Name Jurisdiction Machine Box, Inc. Delaware PandoLogic, Inc. Delaware PandoLogic Ltd. Israel Veritone Alpha, Inc. Delaware Veritone Digital, Inc. Delaware Veritone Enterprise, LLC Delaware Veritone Politics, LLC Delaware Veritone UK Ltd. United Kingdom VocaliD, Inc. Delaware Table Rock Management, LLC California Broadbean, Inc. Delaware Broadbean Technolo |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K o UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38093 Veritone, Inc |
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| April 1, 2025 |
Exhibit 19.1 VERITONE, INC. POLICY ON INSIDER TRADING AND UNAUTHORIZED DISCLOSURES Approved by Board on December 12, 2023 To: All Employees, Officers and Directors of Veritone, Inc. and its Subsidiaries The following information regarding our Policy on Insider Trading and Unauthorized Disclosures may be summarized simply as follows: DO NOT trade on or pass to others any Insider Information about t |
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| April 1, 2025 |
As filed with the U.S. Securities and Exchange Commission on April 1, 2025 As filed with the U.S. Securities and Exchange Commission on April 1, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 47-1161641 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo |
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| April 1, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Veritone, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.001 par value p |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ For the Transition Period Ended: Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. |
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| March 17, 2025 |
Exhibit 10.1 LIMITED CONSENT This LIMITED CONSENT (this “Limited Consent”) is entered into as of March 13, 2025 by and among Veritone, Inc., a Delaware corporation (the “Borrower”), each of the Guarantors, the Lenders party hereto constituting Requisite Lenders under the Credit Agreement (each, a “Consenting Lender” and together, the “Consenting Lenders”), and Wilmington Savings Fund Society, FSB, |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| March 14, 2025 |
Exhibit 99.1 Veritone Announces Appointment of Francisco Morales to Board of Directors Executive Chairman of 5.11 Tactical brings Public Sector and global business operations expertise to Veritone March 13, 2025 DENVER—(BUSINESS WIRE) — Veritone, Inc. (NASDAQ: VERI), a leader in building human-centered enterprise AI solutions, today announced the appointment of Francisco J. Morales to its Board of |
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| March 13, 2025 |
Exhibit 99.1 Veritone Reports Fourth Quarter and Fiscal Year 2024 Results Fiscal Year 2024 Revenue of $92.6 million, in line with outlook Q4 Software and Managed Services Revenue of $15.5 million and $6.9 million, respectively ARR of $58.8 million from 3,237 Total Software Products & Services Customers, including $47.5 million or 81% from subscription-based customers Completed divestiture of media |
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| March 13, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 24, 2025 |
John-Paul Motley +1 213 561 3204 [email protected] February 24, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Becky Chow and Stephen Krikorian Re: Veritone, Inc. Form 10-K filed on April 1, 2024 Comment Letter dated December 6, 2024 Response Letter dated January 3, 2025 Comment Letter dated J |
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| February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| February 11, 2025 |
John-Paul Motley +1 213 561 3204 [email protected] February 11, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Becky Chow and Stephen Krikorian Re: Veritone, Inc. Form 10-K filed on April 1, 2024 Comment Letter dated December 6, 2024 Response Letter dated January 3, 2025 Comment Letter dated J |
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| January 6, 2025 |
AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G EXHIBIT A AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13D OR 13G The undersigned agree to file jointly with the Securities and Exchange Commission (the “SEC”) any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases and sales by the undersigned of the securities of Veritone, Inc. |
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| January 3, 2025 |
John-Paul Motley +1 213 561 3204 [email protected] January 3, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Becky Chow and Stephen Krikorian Re: Veritone, Inc. Form 10-K filed on April 1, 2024 Comment Letter dated December 6, 2024 File No. 001-38093 Ladies and Gentlemen: On behalf of Veritone |
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| January 2, 2025 |
424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-280148 PROSPECTUS SUPPLEMENT (To Prospectus dated June 21, 2024) 4,414,878 Shares of Common Stock Pre-Funded Warrants to Purchase up to 3,608,838 Shares of Common Stock Up to 3,608,838 Shares of Common Stock Issuable Upon Exercise of the Pre-Funded Warrants Pursuant to this prospectus supplement and the accompanying pros |
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| January 2, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 2, 2025 (the “Effective Date”), is by and between Veritone, Inc., a Delaware corporation (the “Company”), and Esousa Group Holdings, LLC, a New York limited liability company (including its successors and assigns, the “Purchaser”). RECITALS WHEREAS, subject to the terms and conditio |
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| January 2, 2025 |
Veritone Announces Pricing of $20.3 Million Registered Direct Offering Exhibit 99.1 Veritone Announces Pricing of $20.3 Million Registered Direct Offering DENVER — (BUSINESS WIRE) — January 2, 2025 — Veritone, Inc. (NASDAQ: VERI) (“Veritone” or the “Company”), a leader in building human-centered enterprise AI solutions, today announced that it has entered into a definitive agreement providing for the purchase and sale of an aggregate of 8,023,716 shares of common sto |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2025 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 2, 2025 |
Exhibit 4.1 PRE-FUNDED WARRANT Original Issue Date: [•], 2025 FOR VALUE RECEIVED, Veritone, Inc., a Delaware corporation (the “Company”), hereby certifies that Esousa Group Holdings, LLC, or its registered assigns (the “Holder”) is entitled to purchase from the Company 3,608,838 duly authorized, validly issued, fully paid, and nonassessable shares of Common Stock at a purchase price per share of $ |
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| November 20, 2024 |
Up to $35,000,000 Common Stock Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-280148 PROSPECTUS SUPPLEMENT (To Prospectus dated June 21, 2024) Up to $35,000,000 Common Stock We entered into a sales agreement dated November 19, 2024 (the “Sales Agreement”) with Needham & Company, LLC and H.C. Wainwright & Co., LLC (each, a “Sales Agent” and together, the “Sales Agents”), relating to the issuance and sale |
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| November 20, 2024 |
Exhibit 1.1 Veritone, Inc. Shares of Common Stock SALES AGREEMENT November 19, 2024 NEEDHAM & COMPANY, LLC 250 Park Avenue New York, New York 10177 H.C. WAINWRIGHT & CO., LLC 430 Park Avenue New York, New York 10022 Ladies and Gentlemen: Veritone, Inc., a Delaware corporation (the “Company”), confirms as follows its agreements with Needham & Company, LLC (“Needham”) and H.C. Wainwright & Co., |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 12, 2024 |
Exhibit 99.1 Veritone Reports Third Quarter 2024 Results – Q3 Revenue of $22.0 million, in line with our previous preliminary estimates – – Q3 Software and Managed Services Revenue of $14.7 and $7.3 million – – ARR of $63.3 million from 3,291 Total Software Products & Services Customers, including $48.3 million or 76% from subscription-based customers demonstrating diversified & stable revenue str |
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| November 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Verit |
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| November 12, 2024 |
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC Exhibit 10.3 HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC CONTEXT PARTNERS MASTER FUND, L.P. RIVERVIEW GROUP LLC TENOR OPPORTUNITY MASTER FUND LTD. Whitebox Advisors LLC, on behalf of certain managed funds SILVERBACK ASSET MANAGEMENT, LLC, on behalf of certain managed f |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| October 23, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information for the years ended December 31, 2022 and 2023 and the six months ended June 30, 2024 and as of June 30, 2024 is presented to assist readers in understanding the nature and effects of the Divestiture (as defined below). All amounts in the unaudited pr |
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| October 23, 2024 |
Investor Update October 2024 Copyright © 2024 Veritone, Inc. All rights reserved. Trademarks are the property of their respective owners. Veritone Announces Divestiture of Veritone One Exhibit 99.2 Forward-Looking Statements & Disclaimers This presentation of Veritone, Inc. (the “Company” or "Veritone") contains forward-looking statements within the meaning of the Private Securities Litigation Ref |
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| October 23, 2024 |
Exhibit 2.1 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION MARKED BY [***] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE OF INFORMATION THAT THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. EQUITY PURCHASE AGREEMENT among: OXFORD BUYER, LLC, a Delaware limited liability company; VERITONE, INC., a Delaware corporation; and VERITONE |
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| October 23, 2024 |
Preliminary and Unaudited Operating Results for the Three and Nine Months Ended September 30, 2024 The Company’s estimates of financial information for the three and nine months ended September 30, 2024 included herein are preliminary and unaudited. |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| October 22, 2024 |
EX-99.1 Exhibit 99.1 Veritone Announces the Divestiture of its Media Agency for up to $104 Million Divestiture Focuses and Accelerates Strategy as a Leading Enterprise AI Software, Applications, and Services Provider Advances Strategic Priorities to Deleverage and Optimize Balance Sheet, with a More Efficient Operating Cost Structure Veritone Exits from the Divestiture with Over 3,000 Enterprise A |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| August 14, 2024 |
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC Exhibit 10.3 HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC CONTEXT PARTNERS MASTER FUND, L.P. RIVERVIEW GROUP LLC TENOR OPPORTUNITY MASTER FUND LTD. Whitebox Advisors LLC, on behalf of certain managed funds SILVERBACK ASSET MANAGEMENT, LLC, on behalf of certain managed f |
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| August 9, 2024 |
SEC File Number 001-38093 CUSIP Number 92347M10 0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 08, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 8, 2024 |
Exhibit 99.1 Veritone Reports Second Quarter 2024 Results - Q2 Total Revenue of $31.0 Million, In Line with Guidance - - Public Sector Record Sales Pipeline Exceeds $100 Million, Highlighted by iDEMs Solutions across the US Federal Government - - Total ARR (SaaS and Consumption) of $67.9 Million from 3,437 Total Software Products & Services Customers, Including ARR (SaaS) of $49.2 Million, Represe |
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| July 3, 2024 |
VERI / Veritone, Inc. / Steelberg Chad - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Veritone, Inc. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 92347M100 (CUSIP Number) Chad Steelberg c/o Veritone, Inc. 1615 Platte Street, 2nd Floor Denver, CO 80202 (888) 507-1737 (Name, Address and T |
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| July 3, 2024 |
VERI / Veritone, Inc. / Steelberg Ryan - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Veritone, Inc. (Name of Issuer) Common stock, $0.001 par value per share (Title of Class of Securities) 92347M100 (CUSIP Number) Ryan Steelberg c/o Veritone, Inc. 1615 Platte Street, 2nd Floor Denver, CO 80202 (888) 507-1737 (Name, Address and T |
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| June 18, 2024 |
VERITONE, INC. 1615 Platte Street, 2nd Floor Denver, Colorado 80202 VERITONE, INC. 1615 Platte Street, 2nd Floor Denver, Colorado 80202 June 18, 2024 Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Veritone, Inc. Registration Statement on Form S-3 File No. 333-280148 Ladies and Gentlemen: Veritone, Inc. (the “Registrant”) hereby requests that the U.S. Securities and Exchange Commission |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 12, 2024 |
Exhibit 4.5 VERITONE, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of , 20 Debt Securities TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Securities and Trustee’s Certificate 8 Section 2.03 |
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| June 12, 2024 |
As filed with the Securities and Exchange Commission on June 12, 2024 S-3 Table of Contents As filed with the Securities and Exchange Commission on June 12, 2024 Registration No. |
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| June 12, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Veritone, Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward |
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| May 10, 2024 |
HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC Exhibit 10.3 HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC CONTEXT PARTNERS MASTER FUND, L.P. RIVERVIEW GROUP LLC TENOR OPPORTUNITY MASTER FUND LTD. Whitebox Advisors LLC, on behalf of certain managed funds SILVERBACK ASSET MANAGEMENT, LLC, on behalf of certain managed f |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| May 7, 2024 |
Exhibit 99.1 Veritone Reports First Quarter 2024 Results - Q1 Total Revenue of $31.6 Million, Outperforming the High End of Guidance - - Total ARR (SaaS and Consumption) of $72.1 Million from 3,384 Total Software Products & Services Customers, Including ARR (SaaS) of $48.6 Million or 67% from Subscription-based Customers – - Q1 Total New Bookings of $13.0 Million – - Q1 Restructuring Resulted in O |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 07, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 25, 2024 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K o UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38093 Veritone, Inc |
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| April 1, 2024 |
Incentive Compensation Recoupment Policy. Adopted as of November 6, 2023 VERITONE, INC. Incentive Compensation Recoupment Policy 1. Introduction The Compensation Committee (the “Compensation Committee”) of the Board of Directors (the “Board”) of Veritone, Inc., a Delaware corporation (the “Company”), has determined that it is in the best interests of the Company and its stockholders to adopt this Incentive Compensation Recoupment Policy ( |
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| April 1, 2024 |
Exhibit 21.1 LIST OF SUBSIDIARIES Company Name Jurisdiction Machine Box, Inc. Delaware Performance Bridge Media, Inc. (indirect) New York PandoLogic, Inc. Delaware PandoLogic Ltd. Israel Veritone Alpha, Inc. Delaware Veritone Digital, Inc. Delaware Veritone Enterprise, LLC Delaware Veritone One, Inc. Delaware Veritone Politics, LLC Delaware Veritone UK Ltd. United Kingdom VocaliD, Inc. Delaware Ta |
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| March 18, 2024 |
NT 10-K SEC File Number 001-38093 CUSIP Number 92347M 10 0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ For the Transition Period Ended: Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. |
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| March 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| March 12, 2024 |
Exhibit 99.1 Veritone Reports Fourth Quarter and Fiscal Year 2023 Results – Fiscal Year 2023 Revenue of $127.6 Million, in line with previously stated guidance – – Q4 Total Revenue and Software Revenue of $34.2 and $19.8 million – – ARR(1) of $82.1 million from 3,460 Total Software Products & Services Customers(1), including $48 million or 58% from subscription-based customers(1)demonstrating dive |
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| February 13, 2024 |
VERI / Veritone, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Veritone Inc Title of Class of Securities: Common Stock CUSIP Number: 92347M100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
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| January 23, 2024 |
EX-10.1 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION MARKED BY [*] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE OF INFORMATION THAT THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. VERITONE, INC. AMENDED AND RESTATED INDEPENDENT CONTRACTOR SERVICES AGREEMENT THIS AMENDED AND RESTATED INDEPENDENT CONTRACTOR SERVICES AGREEMENT (this “A |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 17, 2024 |
Veritone, Inc. 3,008,540 Shares of Common Stock offered by Selling Stockholders 424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-276363 PROSPECTUS Veritone, Inc. 3,008,540 Shares of Common Stock offered by Selling Stockholders From time to time, the selling stockholders identified in this prospectus may offer and sell up to 3,008,540 shares of our common stock issuable upon the exercise of warrants held by such selling stockholders to purchase up |
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| January 11, 2024 |
VERI / Veritone, Inc. / BANTA ASSET MANAGEMENT LP - STEPHEN M.BANTA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Veritone Inc. (Name of Issuer) COMMON (Title of Class of Securities) 92347M100 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| January 11, 2024 |
VERITONE, INC. 1615 Platte Street, 2nd Floor Denver, Colorado 80202 VERITONE, INC. 1615 Platte Street, 2nd Floor Denver, Colorado 80202 January 11, 2024 Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Veritone, Inc. Registration Statement on Form S-3 File No. 333-276363 Ladies and Gentlemen: Veritone, Inc. (the “Registrant”) hereby requests that the U.S. Securities and Exchange Commissi |
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| January 3, 2024 |
As filed with the Securities and Exchange Commission on January 3, 2024 S-3 Table of Contents As filed with the Securities and Exchange Commission on January 3, 2024 Registration No. |
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| January 3, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Veritone, Inc. |
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| December 14, 2023 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| December 14, 2023 |
Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of December 13, 2023, by and among Veritone, Inc., a Delaware corporation (the “Company”), and each investor identified in the signature pages hereto (individually, an “Investor” and collectively, the “Investors”). This Agreement is being entered into concurrently and in conn |
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| December 14, 2023 |
Exhibit 10.2 Execution Version PLEDGE AND SECURITY AGREEMENT dated as of December 13, 2023 between EACH OF THE GRANTORS PARTY HERETO and WILMINGTON SAVINGS FUND SOCIETY, FSB, as Collateral Agent TABLE OF CONTENTS PAGE SECTION 1. DEFINITIONS 1 1.1 General Definitions 1 1.2 Definitions; Interpretation 8 SECTION 2. GRANT OF SECURITY 9 2.1 Grant of Security 9 2.2 Certain Limited Exclusions 10 SECTION |
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| December 14, 2023 |
Exhibit 10.1 CREDIT AND GUARANTY AGREEMENT dated as of December 13, 2023 among VERITONE, INC. as Borrower, and CERTAIN SUBSIDIARIES OF BORROWER, as Guarantors, VARIOUS LENDERS, WILMINGTON SAVINGS FUND SOCIETY, FSB, as Administrative Agent and Collateral Agent $77,500,000 Senior Secured Credit Facilities TABLE OF CONTENTS Page SECTION 1 DEFINITIONS AND INTERPRETATION 1 1.1 Definitions 1 1.2 Account |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Verit |
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| November 14, 2023 |
Exhibit 10.3 HIGHBRIDGE TACTICAL CREDIT MASTER FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC HIGHBRIDGE TACTICAL CREDIT INSTITUTIONAL FUND, L.P. C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC CONTEXT PARTNERS MASTER FUND, L.P. RIVERVIEW GROUP LLC TENOR OPPORTUNITY MASTER FUND LTD. Whitebox Advisors LLC, on behalf of certain managed funds SILVERBACK ASSET MANAGEMENT, LLC, on behalf of certain managed f |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 06, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 9, 2023 |
SEC File Number 001-38093 CUSIP Number 92347M10 0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 07, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 8, 2023 |
Exhibit 99.1 Veritone Reports Third Quarter 2023 Results - Q3 Total Revenue and Software Revenue of $35.1 and $20.4 million, respectively - - ARR(1) of $99 million from 3,536 Total Software Products & Services Customers(1), including $48 million from subscription-based customers(1) - - Over $24 million of annualized cost savings year to date - - Entered into commitment letter to raise $77.5 millio |
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| August 28, 2023 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information is presented to aid you in your analysis of the financial aspects of the completed acquisition of Broadbean (as defined below) by Veritone, Inc. (the “Company”) and Veritone UK, Ltd. (collectively, “Veritone”) from CareerBuilder, LLC, CareerBuilder In |
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| August 28, 2023 |
Exhibit 99.2 Broadbean Business Unaudited Combined Condensed Financial Statements As of and for the three months ended March 31, 2023 Broadbean Business Unaudited Combined Financial Statements As of and for the three months ended March 31, 2023 Index to the Unaudited Combined Condensed Financial Statements Page Combined Balance Sheet (Unaudited)…………………………........................................... |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (C |
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| August 28, 2023 |
Exhibit 99.1 Broadbean Business Combined Financial Statements As of and for the year ended December 31, 2022 With Report of Independent Auditors Broadbean Business Combined Financial Statements As of and for the year ended December 31, 2022 Index to the Combined Financial Statements Page Report of Independent Auditors…………………….…...………………………........................................................... |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 08, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 14, 2023 |
Exhibit 10.2 COMMERCIAL GUARANTY (CORPORATE GUARANTOR) IN CONSIDERATION of the sum of One Dollar ($1.00), cash in hand paid, and other good and valuable consideration, as well as for the purpose of seeking to induce ALTERNA CAPITAL SOLUTIONS LLC having a principal office at 2420 Lakemont Ave, Suite 350, Orlando, FL 32814 (hereinafter termed the "ACS"), to extend or continue to extend financial acc |
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| August 14, 2023 |
Exhibit 10.1 LEDGERED ABL AGREEMENT THIS LEDGERED ABL AGREEMENT (“Agreement”) is made on this 8th day of August 2023, between and among VERITONE, INC., a Delaware Corporation, VERITONE ONE, INC., a Delaware Corporation, TABLE ROCK MANAGEMENT, LLC, a California Limited Liability Company, PANDOLOGIC, INC., a Delaware Corporation, VERITONE ENTERPRISES, LLC, a Delaware Limited Liability Company, and V |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 08, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 8, 2023 |
Exhibit 99.1 Veritone Reports Second Quarter 2023 Results - Q2 Total Revenue and Software Revenue of $28.0 and $14.1 million, respectively - - ARR(1) of $108 million from 3,705 Total Software Products & Services Customers(1), including $47 million from subscription-based customers(1) - - Cost reduction initiatives achieved to date resulting in over $17 million of annualized savings, including succ |
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| June 21, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. |
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| June 21, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. |
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| June 21, 2023 |
Veritone, Inc. 2018 Performance-Based Stock Incentive Plan. Exhibit 99.5 Veritone, Inc. 2018 PERFORMANCE-BASED STOCK INCENTIVE PLAN Article 1 General Provisions 1.1 Purpose of the Plan This 2018 Performance-Based Stock Incentive Plan (the “Plan”) is intended to promote the interests of Veritone, Inc., a Delaware corporation, by providing eligible persons in the Corporation’s service with the opportunity to receive performance-based stock options as an ince |
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| June 21, 2023 |
Veritone, Inc. 2018 Performance-Based Stock Incentive Plan. Exhibit 99.5 Veritone, Inc. 2018 PERFORMANCE-BASED STOCK INCENTIVE PLAN Article 1 General Provisions 1.1 Purpose of the Plan This 2018 Performance-Based Stock Incentive Plan (the “Plan”) is intended to promote the interests of Veritone, Inc., a Delaware corporation, by providing eligible persons in the Corporation’s service with the opportunity to receive performance-based stock options as an ince |
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| June 21, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 S-8 1 s-8june2023.htm S-8 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VERITONE, INC. (Exact name of registrant as specified in its charter) Delaware 47-1161641 (State or other jurisdiction of incorporation or organi |
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| June 21, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. |
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| June 21, 2023 |
Veritone, Inc. 2018 Performance-Based Stock Incentive Plan. Exhibit 99.5 Veritone, Inc. 2018 PERFORMANCE-BASED STOCK INCENTIVE PLAN Article 1 General Provisions 1.1 Purpose of the Plan This 2018 Performance-Based Stock Incentive Plan (the “Plan”) is intended to promote the interests of Veritone, Inc., a Delaware corporation, by providing eligible persons in the Corporation’s service with the opportunity to receive performance-based stock options as an ince |
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| June 21, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. |
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| June 21, 2023 |
Veritone, Inc. 2018 Performance-Based Stock Incentive Plan. Exhibit 99.5 Veritone, Inc. 2018 PERFORMANCE-BASED STOCK INCENTIVE PLAN Article 1 General Provisions 1.1 Purpose of the Plan This 2018 Performance-Based Stock Incentive Plan (the “Plan”) is intended to promote the interests of Veritone, Inc., a Delaware corporation, by providing eligible persons in the Corporation’s service with the opportunity to receive performance-based stock options as an ince |
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| June 21, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. |
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| June 21, 2023 |
As filed with the Securities and Exchange Commission on June 20, 2023 As filed with the Securities and Exchange Commission on June 20, 2023 Registration No. |
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| June 21, 2023 |
Veritone, Inc. 2018 Performance-Based Stock Incentive Plan. Exhibit 99.5 Veritone, Inc. 2018 PERFORMANCE-BASED STOCK INCENTIVE PLAN Article 1 General Provisions 1.1 Purpose of the Plan This 2018 Performance-Based Stock Incentive Plan (the “Plan”) is intended to promote the interests of Veritone, Inc., a Delaware corporation, by providing eligible persons in the Corporation’s service with the opportunity to receive performance-based stock options as an ince |
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| June 21, 2023 |
Veritone, Inc. 2018 Performance-Based Stock Incentive Plan. Exhibit 99.5 Veritone, Inc. 2018 PERFORMANCE-BASED STOCK INCENTIVE PLAN Article 1 General Provisions 1.1 Purpose of the Plan This 2018 Performance-Based Stock Incentive Plan (the “Plan”) is intended to promote the interests of Veritone, Inc., a Delaware corporation, by providing eligible persons in the Corporation’s service with the opportunity to receive performance-based stock options as an ince |
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| June 21, 2023 |
EX-FILING FEES 4 veri-exfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Veritone, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 14, 2023 |
Veritone Inc. 2023 Equity Incentive Plan. Exhibit 10.1 Veritone, Inc. 2023 Equity Incentive Plan Adopted by the Board of Directors: March 30, 2023 Approved by the Stockholders: June 8, 2023 1. General. a. Defined Terms. Except as otherwise provided, any capitalized term shall have the meaning provided in Section 14 of this Plan. b. Successor to and Continuation of Prior Plans. The Plan is the successor to and continuation of the Prior Pla |
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| June 14, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Veritone Closes Acquisition of Broadbean Accelerates AI Leadership in Global Talent Acquisition and Recruiting Veritone HR Solutions delivers powerful suite of AI-enabled recruitment solutions to enhance operational efficiency, automation and data-driven hiring decisions for employers DENVER –– June 14, 2023 –– Veritone, Inc. (NASDAQ: VERI) (“Veritone” or the “Co |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 08, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 08, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 31, 2023 |
EX-99.1 Exhibit 99.1 Veritone to Acquire Broadbean, Signifying Deeper, Global Commitment for Veritone’s AI-powered Human Resources Solutions • Acquisition expected to be immediately accretive, generating annualized SaaS revenues of over $35 million, of which over $30 million is subscription-based with attractive margins • Acquisition of Broadbean will advance current human resource offerings and a |
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| May 31, 2023 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION SECURITIES AND ASSET PURCHASE AGREEMENT BY AND AMONG VERITONE, INC., VERITONE UK LTD., CAREERBUILDER, LLC AND THE OTHER SELLERS SET FORTH ON THE SIGNATURE PAGES HERETO MAY 27, 2023 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE Section 1.01 Purchase and Sale of Capital Stock 2 Section 1.02 Purchase and Sale of Assets 2 Section 1.03 Closing 8 Section 1.04 Th |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 02, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 2, 2023 |
Exhibit 99.1 Veritone Reports First Quarter 2023 Results - Q1 Total Revenue and Software Revenue of $30.3 and $14.1 million, Respectively - - Grew Ending Software Customers to 667, Up 19% Year over Year - - Q1 Total New Bookings of $15.0 Million, Up 57% Year over Year - - Executing Against Strategic Plan to Improve Operating Structure - DENVER, CO – May 2, 2023 – Veritone, Inc. (NASDAQ:VERI), a le |
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| April 27, 2023 |
DEF 14A 1 ny20007012x1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 DEFA14A 1 ny20007012x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 31, 2023 |
As filed with the Securities and Exchange Commission on March 31, 2023 As filed with the Securities and Exchange Commission on March 31, 2023 Registration No. |
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| March 31, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Veritone, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.001 par value p |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| March 30, 2023 |
Amended and Restated Inducement Grant Plan. Exhibit 10.1 VERITONE, INC. AMENDED AND RESTATED INDUCEMENT GRANT Plan Article 1 GENERAL PROVISIONS 1.1 PURPOSE OF THE PLAN This Amended and Restated Inducement Grant Plan (the “Plan”) is intended to promote the interests of Veritone, Inc., a Delaware corporation, by providing an inducement material for eligible persons to enter into employment with the Corporation in accordance with the Inducemen |
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| March 16, 2023 |
EX-21 3 veri-ex211.htm EX-21.1 Exhibit 21.1 LIST OF SUBSIDIARIES Company Name Jurisdiction Machine Box, Inc. Delaware Performance Bridge Media, Inc. (indirect) New York PandoLogic, Inc. Delaware PandoLogic Ltd. Israel Veritone Alpha, Inc. Delaware Veritone Digital, Inc. Delaware Veritone Enterprise, LLC Delaware Veritone One, Inc. Delaware Veritone Politics, LLC Delaware Veritone UK Ltd. United Ki |
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| March 16, 2023 |
Exhibit 4.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Veritone, Inc. (“Veritone,” “Company,” “we,” “our,” and “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, which is our common stock, par value $0.001 per share. Our common stock is traded on the NASDAQ Global Market under the |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K o UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38093 Veritone, Inc |
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| March 2, 2023 |
Exhibit 99.1 Veritone Reports Fourth Quarter and Fiscal Year 2022 Results - Fiscal Year 2022 Revenue of $149.7 Million, Up 30% Year Over Year - - Grew Ending Software Customers to 642, Up 21% Year over Year - - Record New Bookings in Q4 2022 of $20.0 Million, Up 141% Year over Year - - Retired $60 Million of Debt in Q4 2022 in exchange for $39 Million of Cash - - Ended 2022 with $184 Million in Ca |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 02, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 9, 2023 |
VERI / Veritone Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv02177-veritoneinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Veritone Inc. Title of Class of Securities: Common Stock CUSIP Number: 92347M100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this |
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| February 6, 2023 |
VERI / Veritone Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Veritone, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92347M100 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| January 20, 2023 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”), entered into as of January 19, 2023 and effective January 1, 2023, (the “Effective Date”), by and between Veritone, Inc., a Delaware corporation (the “Company”), and Michael L. Zemetra (“Executive”). Certain capitalized terms used in this Agreement are defined in Section 24 below. WHEREAS, the Company desires to continu |
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| January 20, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into on January 19, 2023 and is effective as of January 1, 2023 (the “Effective Date”), by and between Veritone, Inc., a Delaware corporation (the “Company”), and Ryan Steelberg (“Executive”). Certain capitalized terms used in this Agreement are defined in Section 24 below. WHEREAS, the Company desires to cont |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| January 13, 2023 |
VERI / Veritone Inc / BANTA ASSET MANAGEMENT LP - STEPHEN M.BANTA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Veritone Inc. (Name of Issuer) COMMON (Title of Class of Securities) 92347M100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 6, 2023 |
Consulting Agreement, dated January 3, 2023, between Veritone, Inc. and Steel Holdings, LLC EX-10.1 2 veri-ex101.htm EX-10.1 CERTAIN IDENTIFIED INFORMATION MARKED BY [*] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE OF INFORMATION THAT THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. VERITONE, INC. INDEPENDENT CONTRACTOR SERVICES AGREEMENT THIS INDEPENDENT CONTRACTOR SERVICES AGREEMENT (this “Agreement”) is made and entered |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 04, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 30, 2022 |
Veritone Announces Repurchase of $60.0 Million of 1.75% Convertible Senior Notes Due 2026 Exhibit 99.1 Veritone Announces Repurchase of $60.0 Million of 1.75% Convertible Senior Notes Due 2026 DENVER, CO – November 30, 2022 – Veritone, Inc. (NASDAQ: VERI), creator of aiWARE, a hyper-expansive Enterprise AI platform, today announced that it has entered into separate, privately negotiated transactions (the “Agreements”) with certain holders of its outstanding 1.75% Convertible Senior Not |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Verit |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 04, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| November 8, 2022 |
Exhibit 99.1 Veritone Reports Third Quarter 2022 Results - Q3 Revenue Up 64% Year Over Year Driven By 131% Increase in Software Products & Services and 20% Increase in Managed Services - - Q3 Ending Software Customers Up 43% on a Pro Forma Basis Year over Year - - Record Q3 New Bookings of $16.5 Million, Up 393% Year over Year - - Ryan Steelberg to be Elevated to Chief Executive Officer, Effective |
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| September 12, 2022 |
Exhibit 2.2 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?) is entered into as of September 6, 2022 (the ?Effective Date?), by and between Veritone, Inc., a Delaware corporation (?Buyer?), and Shareholder Representative Services LLC, a Colorado limited liability company, solely in its capacity as the representatives of the Sec |
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| September 12, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| August 15, 2022 |
EXHIBIT 99.1 On August 9, 2022, the management and the audit committee (the ?Audit Committee?) of the Board of Directors of Veritone, Inc. (the ?Company?), after consideration of the relevant facts and circumstances, determined that the Company?s previously issued financial statements as of and for the three months ended March 31, 2022 should no longer be relied upon due to an error related to the |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 9, 2022 |
Exhibit 99.1 Veritone Reports Second Quarter 2022 Results - Q2 Revenue Up 78% Year Over Year - - Q2 Software and Managed Services Revenue Increased 229% and 16%, Respectively - - Q2 Software Customers Increased to 594, Up 42% on a Pro Forma Basis Year over Year - - Record Q2 Total New Bookings of $14.6 Million, Up 197% Year over Year - - Q2 Gross Revenue Retention Remained Above 90% - - Exited Q2 |
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| June 22, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 3, 2022 |
Exhibit 99.1 Veritone Reports First Quarter 2022 Results - Q1 Revenue of $34.4 Million Increased 88% for GAAP and 45% for Pro Forma Year over Year - - Q1 Software Revenue of $18.2 Million Grew 288% for GAAP and 78% for Pro Forma Year over Year - - Q1 SaaS Customers Increased to 559, Up 45% on a Pro Forma Basis Year over Year - - Q1 New Bookings of $9.6 Million, Up 292% Year over Year - - Held $237 |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 DEFA14A 1 ny20003631x3defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Under §240. |
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| March 17, 2022 |
Description of Registrant’s securities registered under Section 12 of the Exchange Act. Exhibit 4.4 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Veritone, Inc. (?Veritone,? ?Company,? ?we,? ?our,? and ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, which is our common stock, par value $0.001 per share. Our common stock is traded on the NASDAQ Global Market under the |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K P to UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38093 Veritone, |
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| March 17, 2022 |
Exhibit 21.1 LIST OF SUBSIDIARIES Company Name Jurisdiction Machine Box, Inc. Delaware Performance Bridge Media, Inc. (indirect) New York PandoLogic, Inc. (indirect) Delaware PandoLogic Ltd. Israel Veritone Alpha, Inc. Delaware Veritone Digital, Inc. Delaware Veritone Enterprise, LLC Delaware Veritone One, Inc. Delaware Veritone Politics, LLC Delaware Veritone UK Ltd. United Kingdom |
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| March 3, 2022 |
Veritone Announces Record Q4 and Full Year 2021 Results Increased Revenue 230% for Q4 and 100% for 2021 Year over Year Grew Software Customers to 529 in Q4, Up 47% Year over Year on a Pro Forma Basis Reported Positive non-GAAP Net Income, First Time for the Quarter and Full Year Held $255 Million Cash and Cash Equivalents at Dec. |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 10, 2022 |
VERI / Veritone Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Veritone Inc. Title of Class of Securities: Common Stock CUSIP Number: 92347M100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule |
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| February 4, 2022 |
VERI / Veritone Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Veritone, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92347M100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 3, 2022 |
As filed with the Securities and Exchange Commission on February 3, 2022. As filed with the Securities and Exchange Commission on February 3, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 47-1161641 (State or other jurisdiction of incorporation or organization) (I.R.S. Employ |
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| February 3, 2022 |
Calculation of Filing Fee Tables Form S-8 (Form Type) Veritone, Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial eff |
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| February 2, 2022 |
Veritone, Inc. 2420 17th St., Office 3002 Denver, Colorado 80202 CORRESP 1 filename1.htm Veritone, Inc. 2420 17th St., Office 3002 Denver, Colorado 80202 February 2, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Alexandra Barone, Staff Attorney Jan Woo, Legal Branch Chief Re: Veritone, Inc. Registration Statement on Form S-3 File No. 333-262429 Request for Acceleration Acce |
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| January 31, 2022 |
As filed with the Securities and Exchange Commission on January 31, 2022 Table of Contents As filed with the Securities and Exchange Commission on January 31, 2022 Registration No. |
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| January 31, 2022 |
Calculation of Filing Fee Tables Form S-3 (Form Type) Veritone, Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial eff |
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| January 10, 2022 |
VERI / Veritone Inc / BANTA ASSET MANAGEMENT LP - STEPHEN M.BANTA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Veritone Inc. (Name of Issuer) COMMON (Title of Class of Securities) 92347M100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| November 22, 2021 |
Form of Capped Call Transactions Confirmation. Exhibit 10.1 [Bank of America, N.A. One Bryant Park, 8th Floor New York, NY 10036]1 [UBS AG London Branch c/o UBS Securities LLC 1285 Avenue of the Americas New York, NY 10019]2 [Mizuho Markets Americas LLC c/o Mizuho Securities USA LLC, as agent 1271 Avenue of the Americas New York, NY 10020]3 November [], 2021 To: Veritone, Inc. 2420 17th Street, Office 3002 Denver, Colorado 80202 Attention: Chi |
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| November 22, 2021 |
VERITONE ANNOUNCES PROPOSED $150 MILLION OFFERING OF CONVERTIBLE SENIOR NOTES Exhibit 99.1 VERITONE ANNOUNCES PROPOSED $150 MILLION OFFERING OF CONVERTIBLE SENIOR NOTES DENVER, Colorado, November 16, 2021 - Veritone, Inc. (NASDAQ: VERI) creator of aiWARE, a hyper-expansive enterprise AI platform, today announced that it intends to offer, subject to market conditions and other factors, $150 million aggregate principal amount of convertible senior notes due 2026 (the ?notes?) |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation) (Commission File N |
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| November 22, 2021 |
VERITONE ANNOUNCES UPSIZE AND PRICING OF $175 MILLION OFFERING OF CONVERTIBLE SENIOR NOTES Exhibit 99.2 VERITONE ANNOUNCES UPSIZE AND PRICING OF $175 MILLION OFFERING OF CONVERTIBLE SENIOR NOTES DENVER, Colorado, November 16, 2021 - Veritone, Inc. (NASDAQ: VERI) creator of aiWARE, a hyper-expansive enterprise AI platform, today announced the upsize and pricing of $175 million aggregate principal amount of 1.75% convertible senior notes due 2026 (the ?notes?) in a private placement (the |
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| November 22, 2021 |
Exhibit 4.1 Execution Version VERITONE, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 19, 2021 1.75% Convertible Senior Notes due 2026 259737103 v5 TABLE OF CONTENTS Article 1 Definitions Page Section 1.01 . Definitions 1 Section 1.02 . References to Interest 14 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01 . Designati |
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| November 17, 2021 |
PandoLogic Ltd. Consolidated Financial Statements As of December 31, 2020 Exhibit 99.1 PandoLogic Ltd. Consolidated Financial Statements As of December 31, 2020 PandoLogic Ltd. and its subsidiaries Consolidated Financial Statements as of December 31, 2020 Contents Page Report of Independent Auditors 2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 5 Consolidated Statement of Changes in Convertible Preferred Shares and Shareholders' Deficit 6 Consoli |
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| November 17, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.2) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation |
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| November 15, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Verit |
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| November 15, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information is presented to aid you in your analysis of the financial aspects of the completed acquisition of PandoLogic, Ltd. (?PandoLogic?) by Veritone, Inc. (?Veritone?). The following unaudited pro forma condensed combined financial information presents the co |
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| November 15, 2021 |
Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this "Agreement") is made and entered into as of September 14, 2021, by and among Veritone, Inc., a Delaware corporation ("Buyer"), and each of the undersigned (each, a "Holder", and collectively, the "Holders") of Pandologic Ltd. (the "Company"). WHEREAS, this Agreement is made in connection with the closing of the tra |
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| November 15, 2021 |
PandoLogic Ltd. Consolidated Financial Statements As of December 31, 2019 Exhibit 99.1 PandoLogic Ltd. Consolidated Financial Statements As of December 31, 2019 PandoLogic Ltd. and its subsidiaries Consolidated Financial Statements as of December 31, 2019 Contents Page Report of Independent Auditors 2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 5 Consolidated Statement of Changes in Convertible Preferred Shares and Shareholders' Deficit 6 Consoli |
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| November 15, 2021 |
PandoLogic Ltd. Interim Condensed Consolidated Financial Statements As of June 30, 2021 (Unaudited) Exhibit 99.2 PandoLogic Ltd. Interim Condensed Consolidated Financial Statements As of June 30, 2021 (Unaudited) 1 PandoLogic Ltd. and its subsidiaries Interim Condensed Consolidated Financial Statements as of June 30, 2021 Contents Page Interim Condensed Consolidated Balance Sheets 2 Interim Condensed Consolidated Statements of Operations 4 Interim Condensed Consolidated Statement of Changes in C |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| November 10, 2021 |
Veritone Beats Top and Bottom Line Guidance with Record Q3 Results, Raises Guidance for Fiscal 2021 Exhibit 99.1 Veritone Beats Top and Bottom Line Guidance with Record Q3 Results, Raises Guidance for Fiscal 2021 - Q3 Software Product & Services Revenue Up 169% Year over Year - Generated Record Revenue of $22.7 Million, Up 44% Year over Year Grew Software Products & Services Revenue to $9.0 Million, Up 169% Year over Year Increased Gross Profit to $16.8 Million, Up 50% Year over Year Reported GA |
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| September 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation) (Commission File |
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| September 17, 2021 |
Exhibit 99.1 Veritone Closes Acquisition of PandoLogic Creates Leading AI + Human Capital Management SaaS Solutions for Intelligent Recruitment at Scale DENVER (September 14, 2021) ? Veritone, Inc. (NASDAQ: VERI), creator of aiWARE, a hyper-expansive enterprise AI operating system, announced today it has closed the acquisition of PandoLogic, Inc., a leading provider of intelligent hiring solutions |
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| August 5, 2021 |
EXHIBIT 2.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among VERITONE, INC., MELISANDRA LTD., PANDOLOGIC LTD., and SHAREHOLDER REPRESENTATIVE SERVICES LLC, as the Securityholder Representat |
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| August 5, 2021 |
EXHIBIT 10.1 Voting and Support Agreement This Voting and Support Agreement (this ?Agreement?), dated as of July 21, 2021, by and among Veritone, Inc. (?Buyer?), and the undersigned securityholders (each, a ?Securityholder?, and collectively, the ?Securityholders?) of Pandologic Ltd. (the ?Company?). Capitalized terms used but not otherwise defined herein shall have the meaning assigned to them in |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 3, 2021 |
EXHIBIT 99.1 Veritone Reports Record Q2 Results, Raises Guidance for Fiscal 2021 Q2 aiWARE SaaS Solutions up 86% year over year ? Posted Record Revenue in Q2 of $19.2 Million, Up 45% Year over Year ? Increased Q2 Gross Profit 47% Year over Year to $14.0 Million ? Reported Q2 GAAP Net Loss of $12.7 Million ? Improved Q2 Non-GAAP Net Loss 32% Year over Year to $3.9 Million ? Raised Full Year 2021 Gu |
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| July 26, 2021 |
Veritone to Acquire PandoLogic, Expanding AI Platform for Intelligent Recruitment Exhibit 99.1 Veritone to Acquire PandoLogic, Expanding AI Platform for Intelligent Recruitment 07.22.2021 Conference call today at 8:30 am Eastern Time | 5:30 am Pacific Time ? Accretive acquisition expected to generate pro forma 2021 SaaS and related GAAP revenues over $50 million and EBITDA over $25 million ? Transaction value of $150 million in cash and stock, expected to close in late Q3 2021 |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 28, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 23, 2021 |
Veritone, Inc. 1515 Arapahoe St., Tower 3, Suite 400 Denver, Colorado 80202 CORRESP 1 filename1.htm Veritone, Inc. 1515 Arapahoe St., Tower 3, Suite 400 Denver, Colorado 80202 June 23, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attn: Ms. Alexandra Barone Ms. Jan Woo Re: Veritone, Inc. Registration Statement on Form S-3 File No. 333-257179 Acceleration Request Request Date: June 25, 2021 Requ |
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| June 17, 2021 |
Exhibit 4.4 VERITONE, INC. Issuer AND as Trustee INDENTURE Dated as of , 20 Debt Securities CROSS-REFERENCE TABLE(1) SECTION OF TRUST INDENTURE ACT OF 1939, AS AMENDED SECTION(S) OF INDENTURE 310(a) 7.9 310(b) 7.8 311(a) 7.13 311(b) 7.13 312(a) 5.1, 5.2(a) 312(b) 5.2(b) 312(c) 5.2(c) 313(a) 5.4 313(b) 5.4 313(c) 5.4 313(d) 5.4 314(a) 5.3, 14.12 314(c) 14.7(a) 314(e) 14.7(b) 315(a) 7.1 315(b) 7.14 |
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| June 17, 2021 |
As filed with the Securities and Exchange Commission on June 17, 2021 Table of Contents As filed with the Securities and Exchange Commission on June 17, 2021 Registration No. |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under ?240. |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under ?240. |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38093 Veritone, |
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| May 4, 2021 |
EXHIBIT 99.1 Veritone Exceeds Top- and Bottom-Line Guidance for Q1 2021 Reporting Record Revenue up 54% Year over Year Q1 aiWARE SaaS Solutions and Advertising Revenue up 51% and 72% year over year, respectively ? Posted Record Revenue in Q1 of $18.3 Million, Up 54% Year over Year ? Grew Q1 aiWARE SaaS Solutions and Advertising Revenues to $4.7 Million and $10.3 Million, Respectively ? Increased Q |
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| May 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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| April 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 5, 2021 |
Exhibit 21.1 LIST OF SUBSIDIARIES Company Name Jurisdiction Machine Box, Inc. Delaware Performance Bridge Media, Inc. (indirect) New York T3Media Europe Limited (indirect) United Kingdom Veritone Alpha, Inc. Delaware Veritone Digital, Inc. Delaware Veritone Enterprise, LLC Delaware Veritone One, Inc. Delaware Veritone Politics, LLC Delaware Veritone UK Ltd. United Kingdom |
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| March 5, 2021 |
As filed with the Securities and Exchange Commission on March 5, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 47-1161641 (I.R.S. Employer |
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| March 5, 2021 |
Description of Registrant’s securities registered under Section 12 of the Exchange Act. Exhibit 4.4 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Veritone, Inc. (?Veritone,? ?Company,? ?we,? ?our,? and ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, which is our common stock, par value $0.001 per share. Our common stock is traded on the NASDAQ Global Market under the |
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| March 5, 2021 |
to UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38093 Veritone, In |
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| March 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 Veritone, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38093 47-1161641 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| March 4, 2021 |
EXHIBIT 99.1 Veritone Beats Top- and Bottom-Line Guidance with Record Q4 and Full Year 2020 Financial Results Q4 aiWARE SaaS Solutions and Advertising Revenue each up over 50% Year over Year ● Record Q4 Revenue of $16.8 Million, Up 35% Year over Year ● Grew Q4 aiWARE SaaS Solutions and Advertising Revenues to $4.4 Million and $9.7 Million, Up 31% and 11% Sequentially and 53% and 50% Year over Year |
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| March 3, 2021 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2021 |
Exhibit 10.1 OFFICE SUBLEASE (575 Anton Boulevard, Ground Floor and 2nd Floor) OFFICE SUBLEASE ("Sublease") made as of effective as of February 23, 2021 (the "Execution Date"), by and between Veritone, INC., a Delaware corporation ("Veritone"), and CALIFORNIA PIZZA KITCHEN, INC., a Delaware corporation ("Subtenant"). RECITALS: A.Veritone, as tenant, and PR II/MCC SOUTH COAST PROPERTY OWNER, LLC, a |
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| March 1, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation) (Commission File N |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Veritone Inc. Title of Class of Securities: Common Stock CUSIP Number: 92347M100 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d- |
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| January 15, 2021 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2021 Veritone, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38093 47-1161641 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 6, 2021 |
SC 13G/A 1 veria610621.htm STEPHEN M.BANTA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Veritone Inc. (Name of Issuer) COMMON (Title of Class of Securities) 92347M100 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| December 7, 2020 |
Veritone, Inc. Prices Public Offering of Common Stock Exhibit 99.2 Veritone, Inc. Prices Public Offering of Common Stock COSTA MESA, CA – December 3, 2020 – Veritone, Inc. (Nasdaq: VERI), a leading provider of artificial intelligence (AI) technology and solutions, today announced that it has priced its previously announced underwritten public offering consisting of 3,000,000 shares of its common stock, at a public offering price of $18.50 per share. |
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| December 7, 2020 |
Veritone, Inc. Announces Closing of $63.8 Million Upsized Public Offering of Common Stock Exhibit 99.3 Veritone, Inc. Announces Closing of $63.8 Million Upsized Public Offering of Common Stock COSTA MESA, CA – December 7, 2020 – Veritone, Inc. (Nasdaq: VERI), a leading provider of artificial intelligence (AI) technology and solutions, today announced the closing of its upsized underwritten public offering of 3,450,000 shares of its common stock at a public offering price of $18.50 per |
