VGGL / Viggle Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

VGGL / Viggle Inc. / Iliad Research & Trading, L.P. - NONE Passive Investment

SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* FunctionX Inc (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 36077T207 (CUSIP Number) July 20, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

Other Events

8-K 1 form8-k2x6x18v2rfxsbk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2018 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 24, 2018 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2018 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

LICENSE AGREEMENT

Exhibit FX LICENSE AGREEMENT This License Agreement (the " Agreement" ) is entered into as of January 5, 2018 (the " Effective Date" ) by and between Function(x) Inc.

Form of Series G Guaranty

Exhibit PERSONAL GUARANTY 1. Identification . This Guaranty (the ?Guaranty?), dated as of October 24, 2017, is made by Robert F.X. Sillerman (?Guarantor?) for the benefit of those creditors (the ?Creditors?) of Function(x) Inc. (the ?Company?) identified on Exhibit A . 2. Recitals . 2.1 On or about the date hereof the Creditors are entering into an Settlement and Mutual Release Agreement, a copy o

Form of Rant Settlement Agreement

Exhibit EXECUTION VERSION NOTE AND SECURITIES PURCHASE AND MUTUAL RELEASE AGREEMENT This NOTE AND SECURITIES PURCHASE AND MUTUAL RELEASE AGREEMENT (this ?Agreement?), dated as of October 24, 2017, is by and between Function(x) Inc.

Form of Rant Guaranty

Exhibit PERSONAL GUARANTY 1. Identification . This Guaranty (the ?Guaranty?), dated as of October 24, 2017, is made by Robert F.X. Sillerman (?Guarantor?) for the benefit of Barry Honig, as Collateral Agent (?Creditor?) of that certain note issued by Function(x) Inc. (the ?Company?) identified on Exhibit A . 2. Recitals . 2.1 On or about the date hereof the Creditor is entering into a Note Purchas

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 10, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Form of Series G Settlement Agreement

Exhibit EXECUTION VERSION SETTLEMENT AND MUTUAL RELEASE AGREEMENT This SETTLEMENT AND MUTUAL RELEASE AGREEMENT (this ?Agreement?), dated as of October 24, 2017, is by and between Function(x) Inc.

Changes in Registrant's Certifying Accountant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 27, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commiss

License Agreement dated September 27, 2017 between Function(x) Inc. and Bump Digital LLC

Exhibit LICENSE AGREEMENT This License Agreement (the " Agreement" ) is entered into as of September 27, 2017 (the " Effective Date" ) by and between Function(x) Inc.

Other Events

8-K 1 form8-kfurloughv10.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 18, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

8-K 1 form8-kseriesgsettlementag.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 28, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Delisting of Securities of Function(x) Inc. from The Nasdaq Stock Market

EX-99.1 2 pressreleasefncxdelisting.htm EXHIBIT 99.1 Delisting of Securities of Function(x) Inc. from The Nasdaq Stock Market NEW YORK, August 30, 2017— The Nasdaq Stock Market announced today that it will delist the common stock of Function(x) Inc. Function(x) Inc.’s stock was suspended on June 22, 2017 and has not traded on Nasdaq since that time. Nasdaq will file a Form 25 with the Securities a

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 28, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

SUPPLEMENT TO THE SECURITY AGREEMENT

Exhibit SUPPLEMENT TO THE SECURITY AGREEMENT THIS SUPPLEMENT TO THE SECURITY AGREEMENT (? Supplement ?) is made and entered into as of August 21, 2017, by and among Function(x) Inc.

SECOND AMENDMENT TO LINE OF CREDIT GRID PROMISSORY NOTE

EX-10.4 5 august2017amendment2toline.htm EXHIBIT 10.4 SECOND AMENDMENT TO LINE OF CREDIT GRID PROMISSORY NOTE THIS SECOND AMENDMENT TO THE LINE OF CREDIT GRID PROMISSORY NOTE (“Amendment”) is made and entered into as of August 21, 2017, by and between Function(x) Inc., a Delaware corporation formerly known as Viggle Inc. (the “Borrower”), and Sillerman Investment Company IV, LLC (the “Lender”). RE

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 21, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

LINE OF CREDIT GRID PROMISSORY NOTE

Exhibit LINE OF CREDIT GRID PROMISSORY NOTE New York, New York As of August 21, 2017 $500,000.

NOTE ASSIGNMENT AND SUPPLEMENT TO THE INTERCREDITOR AGREEMENT

EX-10.2 3 august2017gridnoteassignme.htm EXHIBIT 10.2 NOTE ASSIGNMENT AND SUPPLEMENT TO THE INTERCREDITOR AGREEMENT This Note Assignment and Supplement to the Intercreditor Agreement (the "Agreement") is entered into and effective as of August 21, 2017 by and among Function(x) Inc. formerly known as Viggle Inc. (the “Company”), Sillerman Investment Company IV, LLC (the “Assignor”), and Reaz Islam

August 14, 2017

Exhibit August 14, 2017 More than Words, LLC 130 West 50 th Street New York, NY 10020 Gentlemen: Reference is made to the Purchase and Escrow Agreement entered into as of August 10, 2017 among you, Barry Honig, as Collateral Agent and Holder, and Grushko & Mittman, P.

PURCHASE AND ESCROW AGREEMENT

Exhibit PURCHASE AND ESCROW AGREEMENT THIS PURCHASE AND ESCROW AGREEMENT (the ?Agreement?) is dated as of August 10, 2017 among Barry Honig, as Collateral Agent and Holder maintaining an address at 555 South Federal Highway, Suite 450, Boca Raton, FL 33432 (?Seller?), More than Words, LLC maintaining an address at 130 West 50 th Street, New York, NY 10020 (the ?Purchaser?) and Grushko & Mittman, P.

PERSONAL GUARANTY

EX-10.2 3 rfxsguaranty8-10x17executi.htm EXHIBIT 10.2 PERSONAL GUARANTY 1. Identification. This Guaranty (the “Guaranty”), dated as of August 10, 2017, is made by Robert F.X. Sillerman (“Guarantor”) for the benefit of Barry Honig, as Collateral Agent and Holder (the “Creditor”). 2. Recitals. 2.1 On or about the date hereof the Creditor is entering into a Purchase and Escrow Agreement (the “Agreeme

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 11, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 21, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission Fi

AMENDMENT AND MUTUAL RELEASE AGREEMENT

Exhibit AMENDMENT AND MUTUAL RELEASE AGREEMENT This AMENDMENT AND MUTUAL RELEASE AGREEMENT (this ?Agreement?), dated as of July [?], 2017, is by and between Function(x) Inc.

CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

Exhibit CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

SECURED CONVERTIBLE PROMISSORY NOTE

Exhibit SECURED CONVERTIBLE PROMISSORY NOTE Effective Date: June 28, 2017 U.S. $4,410,000.00 FOR VALUE RECEIVED, FUNCTION(X) INC., a Delaware corporation (? Borrower ?), promises to pay to ILIAD RESEARCH AND TRADING, L.P., a Utah limited partnership, or its successors or assigns (? Lender ?), $4,410,000.00 and any interest, fees, charges, and late fees on the date that is twelve (12) months after

ESCROW AGREEMENT

Exhibit ESCROW AGREEMENT This Escrow Agreement (the ?Agreement?) is entered into this [?]th day of July, 2017, by and among Function(x) Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 form8-k7x6x17iliadnotexesc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 3, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o

SECURITIES PURCHASE AGREEMENT

Exhibit SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ? Agreement ?), dated as of June 28, 2017, is entered into by and between FUNCTION(X) INC.

Submission of Matters to a Vote of Security Holders

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 22, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Comm

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2017 Function(x) Inc. (Exact name of registrant as specified in its charter) Delaware 0-13803 33-0637631 (State or other jurisdiction (Commission (I.R.S. Em

EX-4.01

EX-4.01 2 ex4-01.htm

Function(x) to Begin Trading Over-the-Counter

Exhibit Function(x) to Begin Trading Over-the-Counter NEW YORK, NY- (Marketwire - June 21, 2017) - Function(x) Inc.

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 5, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 8, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File Number)

Function(x) Receives Nasdaq Notice; Hearing Requested

EX-99.1 2 ex99-1.htm Function(x) Receives Nasdaq Notice; Hearing Requested NEW YORK –June 1, 2017 – Function(x) Inc. (Nasdaq: FNCX) (the “Company”), today announced that on May 25, 2017, the Listing Qualifications Department of The NASDAQ Stock Market LLC (“NASDAQ”) notified the Company that, due to the late filing of its Form 10-Q for the period ending March 31, 2017 (the “Form 10-Q”) with the Se

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 25, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File Number)

FNCX / Function(x) Inc. / SILLERMAN ROBERT F X Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No. 16) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) FUNCTION(X), INC. (Name of Issuer) Common Stock (Title of Class of Securities) 36077T 108 (CUSIP Number) Mitc

SECOND AMENDMENT TO EXCHANGE AGREEMENT

EX-3.12 2 ex3-12.htm SECOND AMENDMENT TO EXCHANGE AGREEMENT THIS SECOND AMENDMENT TO SECURITIES EXCHANGE AGREEMENT (this “Second Amendment”) is effective as of January 14, 2017, by and between Function(x) Inc., a Delaware corporation, (the “Company”), Sillerman Investment Company III, LLC, a Delaware limited liability company (“SIC III”), Sillerman Investment Company IV, LLC, a Delaware limited li

FNCX / Function(x) Inc. / SILLERMAN ROBERT F X Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) (Amendment No. 17) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) FUNCTION(X), INC. (Name of Issuer) Common Stock (Title of Class of Securities) 36077T 108 (CUSIP Number) Mitc

Function(x) 0-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report

Function(x) 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Proxy Statement Function(x) Inc. (Name of Registrant

CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

Entry into a Material Definitive Agreement, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K/A 1 form8-ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (C

SUBSCRIPTION AGREEMENT

EX-10.1 3 ex10-1.htm SUBSCRIPTION AGREEMENT This Subscription Agreement (this “Agreement”) is being delivered to the purchaser identified on the signature page to this Agreement (the “Subscriber”) in connection with its investment in the securities of Function(x) Inc., a Delaware corporation (the “Company”). The Company is conducting a private placement (the “Offering”) of up to $20,000,000 (the “

SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT

SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT This Supplement No. 1 to Subscription Agreement (this “Amendment”) is made and entered into as of the 4th of May, 2017, by and between Function(x) Inc. (the “Company”) and the purchasers (the “Subscriber”) identified on the signature pages of the Subscription Agreements (the “Subscription Agreement”) in connection with the Subscribers’ purchase of shares

AMENDMENT TO BINDING TERM SHEET Proprietary and Confidential

Exhibit AMENDMENT TO BINDING TERM SHEET Proprietary and Confidential This amendment to binding term sheet (the ? Amendment ?) amends the terms and conditions of that certain Binding Term Sheet dated March 7, 2017 (the ? Binding Term Sheet ?) under which Function(x) Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 form8-k5x11x2017bumpclicka.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 7, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of

Function(x) and BumpClick Amend Terms of Binding Term Sheet To Eliminate Cash Payment at Closing

EX-99.1 3 bumpclicktermsheetamendmen.htm EXHIBIT 99.1 Function(x) and BumpClick Amend Terms of Binding Term Sheet To Eliminate Cash Payment at Closing Amendment Results in a More Efficient Post-Closing Capital Structure NEW YORK, NY- (Marketwired- May 11, 2017) – FUNCTION(X), INC. (NASDAQ: FNCX) (“Function(x) or the “Company”), a leading social publishing and interactive media platform, today anno

FUNCTION(X) INC. ANNOUNCES $10,000,000 PRIVATE PLACEMENT CEO Robert F.X. Sillerman Leads the Investment

Exhibit FUNCTION(X) INC. ANNOUNCES $10,000,000 PRIVATE PLACEMENT CEO Robert F.X. Sillerman Leads the Investment NEW YORK, NEW YORK., MAY 8, 2017 ? FUNCTION(X) INC. (NASDAQ: FNCX) (?Function(x)?, or the ?Company?) , a leading social publishing and interactive media platform, today announced that it has accepted subscriptions for the issuance of $10,000,000 in restricted Series G Preferred Equity, w

Financial Statements and Exhibits, Other Events

8-K 1 form8-k5x8x2017pressrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 8, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o

CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

Exhibit 35 i-90394235 Error! Unknown document property name. 2 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES G CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Robert F.X. Sillerman, hereby certify that I am the Chief Executive Officer of Function(x) Inc. (the ? Company ?), a corporation organized and existing under the General Corporation L

SUBSCRIPTION AGREEMENT

Exhibit SUBSCRIPTION AGREEMENT This Subscription Agreement (this ? Agreement ?) is being delivered to the purchaser identified on the signature page to this Agreement (the ? Subscriber ?) in connection with its investment in the securities of Function(x) Inc.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 seriesg8-k.htm SERIES G 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 1, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorp

SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT

EX-10.1 3 exhibit101subagmtamendment.htm EXHIBIT 10.1 AMENDMENT TO SUB AGMT SUPPLEMENT NO. 1 TO SUBSCRIPTION AGREEMENT This Supplement No. 1 to Subscription Agreement (this “Amendment”) is made and entered into as of the 4th of May, 2017, by and between Function(x) Inc. (the “Company”) and the purchasers (the “Subscriber”) identified on the signature pages of the Subscription Agreements (the “Subs

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Submission of Matters to a Vote of Security Holders

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 24, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F

Function(x) Inc. to Present at PIONEERS 2017, Presented by Joseph Gunnar & Co., LLC

Exhibit Function(x) Inc. to Present at PIONEERS 2017, Presented by Joseph Gunnar & Co., LLC NEW YORK ? April X, 2017, ? Function(x) Inc. (Nasdaq: FNCX) (the ?Company?) a leading social publishing and interactive media platform, today announced that it will be presenting at PIONEERS 2017, presented by Joseph Gunnar & Co., on Tuesday, May 2 nd at 8:30 AM EST (Lotus West) at the Mandarin Oriental Hot

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 28, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F

Function(x) DEFA14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c- 5(d)(2) ) o Definitive Information Statement þ Definitive Addi

Function(x) DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement FUNCTION(X) INC. (N

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 13, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F

CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES F CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

EX-4.1 2 fncxseriesfconvertiblerede.htm EXHIBIT 4.1 CERTIFICATE OF DESIGNATION OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF THE SERIES F CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Robert F.X. Sillerman, hereby certify that I am the Chief Executive Officer of Function(x) Inc. (the “Company”), a corporation organized and existing under the General Corporation Law of the Sta

EXCHANGE AGREEMENT

Exhibit EXECUTION VERSION EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the ?Agreement?), dated as of April 18, 2017, is made by and between Function (X), Inc.

AMENDED AND RESTATED 12% SECURED CONVERTIBLE PROMISSORY NOTE DUE JUNE 1, 2017

Exhibit NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATI

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8-knoteexchangev3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 18, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of i

An Apple A Day Keeps The Boredom Away, Wetpaint.com is now in Apple News!

Exhibit An Apple A Day Keeps The Boredom Away, Wetpaint.com is now in Apple News! Wetpaint.com, (owned by Function(x) ? NASDAQ: FNCX) a leading online destination for entertainment news for millennial women covering the latest in television, music, and pop culture, is now publishing on Apple News. Taking advantage of Apple's relaunched design, Wetpaint.com gains a significant new distribution chan

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 17, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 7, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission Fi

Confidential ©2017 Function(x), Inc. All Rights Reserved Forward-Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Fo

functionxupdateddeck3311 Confidential ?2017 Function(x), Inc. All Rights Reserved Forward-Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward-looking statements often, but not always, are identified by the use of words such as ?seek?, ?anticipate?, ?believe?, ?

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8-ka4x3x2017presentati.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K-A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 3, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 29, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F

Confidential ©2017 Function(x), Inc. All Rights Reserved Forward-Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Fo

EX-99.1 2 functionxupdateddeck3261.htm EXHIBIT 99.1 Confidential ©2017 Function(x), Inc. All Rights Reserved Forward-Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward-looking statements often, but not always, are identified by the use of words such as “seek”,

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

8-K 1 fncxform8-k3x21x17v6.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 17, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of in

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 form8-k3x7x2017bumpclickpr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 7, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction

Function(x) to Acquire BumpClick A network of websites and social assets with over 60 million+ followers

EX-99.1 3 bumpclicktermsheetannounce.htm EXHIBIT 99.1 Function(x) to Acquire BumpClick A network of websites and social assets with over 60 million+ followers NEW YORK, NEW YORK., MARCH 8, 2017 – FUNCTION(X), INC. (NASDAQ: FNCX), a leading social publishing and interactive media platform, today announced the signing of a binding term sheet to acquire all equity interests in BumpClick LLC (“BumpCli

BINDING TERM SHEET Proprietary and Confidential

Exhibit BINDING TERM SHEET Proprietary and Confidential This binding term sheet (the “ Binding Term Sheet ”) outlines the terms and conditions under which Function(x) Inc.

Financial Statements and Exhibits, Other Events

8-K 1 form8-k2x28x2017closingpre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 24, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdict

FUNCTION(X), INC. CLOSES A $4,800,000 COMMON STOCK OFFERING PRICED AT $1.05 A SHARE ROBERT F.X. SILLERMAN, EXECUTIVE CHAIRMAN AND CEO, CONVERTS $36,964,000 OF PREFERRED EQUITY INTO COMMON STOCK AT A PRICE OF $2.34 PER SHARE

EX-99.2 3 functionxconversionofferin.htm EXHIBIT 99.2 FUNCTION(X), INC. CLOSES A $4,800,000 COMMON STOCK OFFERING PRICED AT $1.05 A SHARE ROBERT F.X. SILLERMAN, EXECUTIVE CHAIRMAN AND CEO, CONVERTS $36,964,000 OF PREFERRED EQUITY INTO COMMON STOCK AT A PRICE OF $2.34 PER SHARE NEW YORK, NEW YORK., MARCH 1, 2017 – FUNCTION(X) INC. (NASDAQ: FNCX), a leading social publishing and interactive media pl

FUNCTION(X), INC. PRICES $4,800,000 COMMON STOCK OFFERING

EX-99.1 2 functionxpricingpressrelea.htm EXHIBIT 99.1 FUNCTION(X), INC. PRICES $4,800,000 COMMON STOCK OFFERING NEW YORK, NEW YORK., FEBRUARY 23, 2017 – FUNCTION(X) INC. (NASDAQ: FNCX), a leading social publishing and interactive media platform, today announced the pricing of an underwritten public offering of 4,571,428 shares of its common stock at a price to the public of $1.05 per share. The gr

TABLE OF CONTENTS About This Prospectus PROSPECTUS SUMMARY THE OFFERING RISK FACTORS CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS USE OF PROCEEDS MARKET PRICE OF AND DIVIDENDS ON COMMON STOCK AND RELATED MATTERS CAPITALIZATION DILUTION DESCRI

Filed Pursuant to Rule 424(b)(4) Registration No. 333-215188 PROSPECTUS February 23, 2017 4,571,428 Shares Common Stock This is a firm commitment public offering of 4,571,428 shares of our common stock at an offering price of $1.05 per share. We are also offering warrants to the underwriters to purchase up to an additional 114,286 shares of our common stock. We currently have an effective registra

STRICTLY CONFIDENTIAL ©2017 Function(x), Inc. All Rights Reserved Filed Pursuant to Rule 433 Registration No. 333 - 215188 February __, 2017 Free Writing Prospectus (to Preliminary Prospectus dated February __, 2017)

FWP 1 v460127fwp.htm FWP STRICTLY CONFIDENTIAL ©2017 Function(x), Inc. All Rights Reserved Filed Pursuant to Rule 433 Registration No. 333 - 215188 February , 2017 Free Writing Prospectus (to Preliminary Prospectus dated February , 2017) Forward - Looking Financial Information This presentation contains forward - looking statements of the Company that relate to the current expectations, business p

Function(x) ESP

CORRESP 1 filename1.htm AEGIS CAPITAL CORP. 810 Seventh Avenue New York, New York 10019 February 22, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Katherine Wray Re: Function(x) Inc. (the “Company”) File No. 333-215188 Registration Statement on Form S-1 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the U.

Function(x) ESP

CORRESP 1 filename1.htm Function(x) Inc. 902 Broadway, 11th Floor New York, New York 10010 (212) 231-0092 February 22, 2017 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Barbara Jacobs, Assistant Director Re: Function(x) Inc. – Request for Acceleration Registration Statement on Form S-1 File No. 333- 215188 Ladies and Gentlemen: Pursu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. 902 Broadway, 11th Floor New York, New York 10010 (212) 231-009

As filed with the Securities and Exchange Commission on February 17, 2017 Registration No.

Function(x) ESP

CORRESP 1 filename1.htm Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected] Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com February 17, 2017 Ms. Katherine Wray Attorney-Advisor Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 12, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

1 | P a g e Function(x) Inc. Reports Second Quarter Financial Results PUBLISHING SEGMENT TURNS IN SOLID PERFORMANCE WITH 125% REVENUE INCREASE QUARTER OVER QUARTER NEW YORK – February 15, 2017 – Function(x) Inc. (NASDAQ: FNCX) (the “Company”) yesterd

functionxannouncesdecqfi 1 | P a g e Function(x) Inc. Reports Second Quarter Financial Results PUBLISHING SEGMENT TURNS IN SOLID PERFORMANCE WITH 125% REVENUE INCREASE QUARTER OVER QUARTER NEW YORK ? February 15, 2017 ? Function(x) Inc. (NASDAQ: FNCX) (the ?Company?) yesterday reported financial results for the three and six months ended December 31, 2016. Revenue for the three months ended Decemb

Financial Statements and Exhibits, Other Events

8-K 1 form8-k2x14x2017earningspr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 15, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdict

Function(x) 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 00-13803 Function(x) I

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 2, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. 902 Broadway, 11th Floor New York, New York 10010 (212) 231-009

As filed with the Securities and Exchange Commission on February 3, 2017 Registration No.

Function(x) ESP

CORRESP 1 filename1.htm Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected] Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com February 3, 2017 Ms. Katherine Wray Attorney-Advisor Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 fncxform8-k1x26x17v2coo.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: January 26, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio

Signatures continued on following page

EX-10.1 2 brianrosinemploymentagreem.htm EXHIBIT 10.1 As of February 1, 2017 Mr. Brian J. Rosin Dear Brian: We are delighted to confirm to you that we are offering you the position of Chief Operating Officer at Function(x) Inc. (“Fn(x)” or the “Company”), subject to the terms and conditions set forth herein. This agreement hereby supersedes any and all previous employment agreements between you an

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: January 20, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

STRICTLY CONFIDENTIAL ©2017 Function(x), Inc. All Rights Reserved Filed Pursuant to Rule 433 Registration No. 333 - 215188 January 19, 2017 Free Writing Prospectus (to Preliminary Prospectus dated January 19, 2017)

STRICTLY CONFIDENTIAL ?2017 Function(x), Inc. All Rights Reserved Filed Pursuant to Rule 433 Registration No. 333 - 215188 January 19, 2017 Free Writing Prospectus (to Preliminary Prospectus dated January 19, 2017) Forward - Looking Financial Information This presentation contains forward - looking statements of the Company that relate to the current expectations, business plans and views of futur

Filed Pursuant to Rule 433

FWP 1 v457151fwp.htm FWP Filed Pursuant to Rule 433 Registration No. 333-215188 January 19, 2017 Free Writing Prospectus (to Preliminary Prospectus dated January 19, 2017) STRICTLY CONFIDENTIAL ©2017 Function(x), Inc. All Rights Reserved Forward - Looking Financial Information This presentation contains forward - looking statements of the Company that relate to the current expectations, business p

1 • Represents Publishing Segment • All figures shown are unaudited $20,000 $70,000 $120,000 $170,000 $220,000 $270,000 $320,000 $370,000 Jul Aug Sep Oct Nov Dec Revenue The table below shows our Digital Publishing revenue increase from approximately

exhibit991117178k 1 ? Represents Publishing Segment ? All figures shown are unaudited $20,000 $70,000 $120,000 $170,000 $220,000 $270,000 $320,000 $370,000 Jul Aug Sep Oct Nov Dec Revenue The table below shows our Digital Publishing revenue increase from approximately $70 in July 2016 to approximately $380 in December 2016.

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: January 16, 2017 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

UNDERWRITING AGREEMENT FUNCTION(X), INC. AEGIS CAPITAL CORP., as Representative of the Several Underwriters FUNCTION(X) Inc. UNDERWRITING AGREEMENT

EX-1.1 2 v456947ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 UNDERWRITING AGREEMENT between FUNCTION(X), INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters FUNCTION(X) Inc. UNDERWRITING AGREEMENT New York, New York December [•], 2016 Aegis Capital Corp. As Representative of the several Underwriters named on Schedule 1 attached hereto 810 Seventh Avenue, 18th Floor New York, New York

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. 902 Broadway, 11th Floor New York, New York 10010 (212) 231-009

As filed with the Securities and Exchange Commission on January 19, 2017 Registration No.

Function(x) ESP

Aron Izower Reed Smith LLP Direct Phone: +1 212 549 0393 599 Lexington Avenue Email: aizower@reedsmith.

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8-k1x4x17loan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of in

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 23, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

DraftDay Gaming Group collaborating with Draftstars to create Draftstars daily fantasy sports contests for Australian Big Bash League Cricket

Exhibit DraftDay Gaming Group collaborating with Draftstars to create Draftstars daily fantasy sports contests for Australian Big Bash League Cricket DraftDay Gaming Group (?DDGG?), a majority owned subsidiary of Function(x), Inc.

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 form8-k12x19x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 15, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. 902 Broadway, 11th Floor New York, New York 10010 (212) 231-0092 Robert F. X. Sillerman Chief Ex

As filed with the Securities and Exchange Commission on December 20, 2016 Registration No.

Function(x) Inc. Board of Directors Appoints Frank E. Barnes III as Independent Director of the Company Function(x) Inc. complies with Nasdaq requirement related to independent director representation on its Board of Directors

Exhibit Function(x) Inc. Board of Directors Appoints Frank E. Barnes III as Independent Director of the Company Function(x) Inc. complies with Nasdaq requirement related to independent director representation on its Board of Directors NEW YORK ? December 8, 2016 ? Function(x) Inc. (Nasdaq: FNCX) (the ?Company?) today announced that as a result of the appointment of Frank E. Barnes III as an indepe

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 form8-k12x7x2016loanandpre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 7, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti

74,444,471 Shares Common Stock

Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-213084 PROSPECTUS 74,444,471 Shares Common Stock This prospectus relates to the offering by the selling stockholders of Function(x) Inc. of up to 74,444,471 shares of common stock, par value $0.001 per share. These shares include 48,888,906 shares of common stock issuable upon conversion of convertible debentures and 25,555,565 shares

Financial Statements and Exhibits, Other Events

8-K 1 form8-k12x6x2016presentati.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 6, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti

Function(x) to Present at the 9

EX-99.2 3 fncxldmicroprx12516xv2.htm EXHIBIT 99.2 Function(x) to Present at the 9th Annual LD Micro Main Event LOS ANGELES, CA / ACCESSWIRE / December 5, 2016 / Function(x) Inc. (FNCX), announced today that it will be presenting at the 9th annual LD Micro Main Event on Wednesday, December 7 at 1:00 PM PST / 4:00 PM EST at the Luxe Sunset Boulevard Hotel in Los Angeles, CA. COO and President, Biram

Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and view

EX-99.1 2 functionxpresentation112.htm EXHIBIT 99.1 Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Bravo’s RHOA Star Sheree Whitfield Spills the Tea with Fans and Revisits “Who gon' check me, boo?” in Daily Video Call-In Gossip Show Premiere Technology innovator The Video Call Center partners with leading social publisher to create a daily live sh

EX-99.1 2 wetpaintversionvccannounce.htm EXHIBIT 99.1 Bravo’s RHOA Star Sheree Whitfield Spills the Tea with Fans and Revisits “Who gon' check me, boo?” in Daily Video Call-In Gossip Show Premiere Technology innovator The Video Call Center partners with leading social publisher to create a daily live show connecting fans and celebs via ground-breaking live video call-in technology NEW YORK – Decem

Financial Statements and Exhibits, Other Events

8-K 1 form8-k12x5x2016theteapres.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: December 5, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti

As filed with the Securities and Exchange Commission on December 2, 2016

S-1/A 1 fcnxs-1a209x30x2016.htm S-1/A As filed with the Securities and Exchange Commission on December 2, 2016 Registration No. 333-213084 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. (Exact name of registrant as specified in its charter) Delaware 7370 33-0637631 (State o

Function(x) ESP

Document December 2, 2016 Ms. Jan Woo Branch Chief ? Legal Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Function(x) Inc. Registration Statement on Form S-1 File No. 333-213084 Dear Ms. Woo: Function(x) Inc., a Delaware corporation (the ? Registrant ?), hereby requests the above-

Financial Statements and Exhibits, Other Events

8-K 1 form8-ka11x28x2016earnings.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdi

Function(x) Inc. Reports First Quarter Financial Results Significant increases in page views and monetization continues into second quarter fiscal 2017

Exhibit Function(x) Inc. Reports First Quarter Financial Results Significant increases in page views and monetization continues into second quarter fiscal 2017 NEW YORK ? November 22, 2016 ? Function(x) Inc. (NASDAQ: FNCX) (the ?Company?) today reported financial results for the three months ended September 30, 2016. Revenue for the three months ended September 30, 2016 was $659,000 down from $922

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 18, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Statement of Purpose

Exhibit ASSIGNMENT THIS ASSIGNMENT (this "Assignment") is entered into as of November 17, 2016 (the ?Effective Date?) by and between FUNCTION(X) INC.

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Function(x) Inc. Reports First Quarter Financial Results Significant increases in page views and monetization continues into second quarter fiscal 2017

EX-99.1 2 functionxannouncessepqv15.htm EXHIBIT 99.1 Function(x) Inc. Reports First Quarter Financial Results Significant increases in page views and monetization continues into second quarter fiscal 2017 NEW YORK – November 22, 2016 – Function(x) Inc. (NASDAQ: FNCX) (the “Company”) today reported financial results for the three months ended September 30, 2016. Revenue for the three months ended S

Function(x) 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 00-13803 Function(x)

Quarterly Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Exhibit 31.1 Quarterly Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Robert F.X. Sillerman, certify that: 1. I have reviewed this quarterly report on Form 10-Q for the quarterly period ended September 30, 2016 of Function(x) Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 14, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commissio

Financial Statements and Exhibits, Other Events

8-K 1 form8-k11x14x2016earningsp.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 17, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdict

Function(x) Schedules Conference Call to Discuss First Quarter Fiscal 2017 Results

Exhibit Function(x) Schedules Conference Call to Discuss First Quarter Fiscal 2017 Results NEW YORK ? November 17, 2016 ? Function(x)Inc.

Function(x) NT 10-Q

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: September 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

8-K/A 1 form8-ka11x11x2016rantwaiv.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 3, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other juri

[SIGNATURE PAGES FOLLOW]

Exhibit WAIVER THIS WAIVER (hereinafter, as it may be from time to time amended, modified, extended, renewed, substituted, and/or supplemented, referred to as this ? Waiver ?) is made this day of November 2016, by and between FUNCTION(X) INC.

Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

8-K 1 form8-k11x2x2016puritan.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 3, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction

[SIGNATURE PAGES FOLLOW]

Exhibit WAIVER THIS WAIVER (hereinafter, as it may be from time to time amended, modified, extended, renewed, substituted, and/or supplemented, referred to as this ? Waiver ?) is made this day of November 2016, by and between FUNCTION(X) INC.

Financial Statements and Exhibits, Other Events

8-K 1 form8-k11x2x2016pressrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 1, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti

Function(x) Inc. Compliant with Nasdaq Listing Criteria

Exhibit Function(x) Inc. Compliant with Nasdaq Listing Criteria NEW YORK ? November 7, 2016 ? Function(x) Inc. (FNCX) (the ?Company?) today announced that on November 1, 2016, the Company was formally notified by the Nasdaq Hearings Panel (the ?Panel?) that the Company has evidenced compliance with all requirements for continued listing on The Nasdaq Capital Market, including the minimum $1.00 bid

Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected]

Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.

As filed with the Securities and Exchange Commission on November 2, 2016

S-1/A 1 fcnxs-1a06x30x2016.htm S-1/A As filed with the Securities and Exchange Commission on November 2, 2016 Registration No. 333-213084 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Function(x) Inc. (Exact name of registrant as specified in its charter) Delaware 7370 33-0637631 (State or

Financial Statements and Exhibits, Other Events

8-K 1 form8-k11x1x2016presentati.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: November 1, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti

Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and view

functionxpresentationaeg Presentation STRICTLY CONFIDENTIAL ?2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of words such as ?seek?, ?ant

Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected]

CORRESP 8 filename8.htm Reed Smith LLP 599 Lexington Avenue New York, NY 10022-7650 Tel +1 212 521 5400 Fax +1 212 521 5450 reedsmith.com Aron Izower Direct Phone: +1 212 549 0393 Email: [email protected] November 1, 2016 Ms. Jan Woo Branch Chief – Legal Office of Information Technologies and Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Wa

Subsidiaries

Exhibit 21.1 Subsidiaries Function(x) Inc. Project Oda, Inc. Sports Hero Inc. Loyalize Inc. Viggle Media Inc. VX Acquisition Corp. Viggle Merger Sub II Inc. Wetpaint.com, Inc. Choose Digital Inc. DraftDay Gaming Group, Inc. (Viggle Inc. owns 49% of outstanding shares)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File No. 001-33902 Function(x) Inc. (Exact name of Re

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 28, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 18, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Other Events

8-K 1 form8-k10x21x16v7wxwaiver1.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 18, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdicti

Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and view

EX-99.1 2 functionxpresentationaeg.htm EXHIBIT 99.1 Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of

[SIGNATURE PAGES FOLLOW]

EX-99.2 3 waiveragreementform.htm EXHIBIT 99.2 WAIVER THIS WAIVER (hereinafter, as it may be from time to time amended, modified, extended, renewed, substituted, and/or supplemented, referred to as this “Waiver”) is made this day of October 2016, by and between FUNCTION(X) INC., a Delaware corporation (hereinafter referred to as “the Company”) and the Purchasers (as defined herein). W I T N E S S

Function(x) 10-K/A (Annual Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-33902 Function(x) Inc. (Exact na

Function(x) 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-33902 Function(x) Inc. (Exact name of Reg

Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and view

functionxpresentationaeg Presentation STRICTLY CONFIDENTIAL ?2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of words such as ?seek?, ?ant

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 17, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: October 11, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

Function(x) 10-K (Annual Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File No. 001-33902 Function(x) Inc. (Exact n

Subsidiaries

Exhibit 21.1 Subsidiaries Function(x) Inc. Project Oda, Inc. Sports Hero Inc. Loyalize Inc. Viggle Media Inc. VX Acquisition Corp. Viggle Merger Sub II Inc. Wetpaint.com, Inc. Choose Digital Inc. DraftDay Gaming Group, Inc. (Viggle Inc. owns 49% of outstanding shares)

SECURITIES PURCHASE AGREEMENT

EX-10.1 2 spaversion15.htm EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT THIS AGREEMENT is made the day of , 2016, BETWEEN: FUNCTION(X), INC., a corporation incorporated under the laws of the State of Delaware (the “Vendor”) - and - PERK INC., a corporation incorporated under the laws of the Province of Ontario (the “Purchaser”) WHEREAS: A. On February 8, 2016 (the “Viggle Closing Date”), pursuant to

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8-k10x5x16perkrepurcha.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdic

Presentation STRICTLY CONFIDENTIAL ©2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and view

functionxpresentationaeg Presentation STRICTLY CONFIDENTIAL ?2016.Function(x), Inc. All Rights Reserved Forward Looking Financial Information This presentation contains forward-looking statements of the Company that relate to the current expectations, business plans and views of future events. Forward looking statements often, but not always, are identified by the use of words such as ?seek?, ?ant

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 form8-k9x21x2016drawsxpres.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: September 16, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdic

CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION FUNCTION(X) INC. Under Section 242 of the Delaware General Corporation Law

Exhibit CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FUNCTION(X) INC.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

8-K 1 form8-k9x16x16reversesplit.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2016 Function(x) Inc. (Exact name of Registrant as specified in its charter) Delaware 01-13803 33-0637631 (State or other jurisd

Function(x) Inc. Announces Reverse Stock Split 1-for-20 Reverse Stock Split and Adjustment of Authorized Shares Effective September 16, 2016

Exhibit Function(x) Inc. Announces Reverse Stock Split 1-for-20 Reverse Stock Split and Adjustment of Authorized Shares Effective September 16, 2016 NEW YORK ? September 16, 2016 ? Function(x) Inc. (Nasdaq: FNCX) (the ?Company?) today announced a reverse stock split of its shares of common stock at a ratio of 1-for-20 shares effective when the market opens on September 16, 2016. At the market open

FNCX / Function(x) Inc. / WOLVERINE ASSET MANAGEMENT LLC - AMENDMENT NO.1 TO THE SCHEDULE 13D Activist Investment

SC 13D/A 1 sc13da11040700509132016.htm AMENDMENT NO.1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Function(x) Inc. (Name of Issuer) Common Stock, par value $0.001 per share (T

Function(x) Inc. Receives Nasdaq Compliance Determination; Extension to Satisfy Bid Price Requirement

EX-99.1 2 pressreleasexnasdaqx91109.htm EXHIBIT 99.1 Function(x) Inc. Receives Nasdaq Compliance Determination; Extension to Satisfy Bid Price Requirement NEW YORK – September 2, 2016, – Function(x) Inc. (Nasdaq: FNCX) (the “Company”) today announced that on August 26, 2016, the Company received formal notification from The NASDAQ Stock Market LLC (“Nasdaq”) indicating that, but for the $1.00 bid

Function(x) 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 30, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

NOTE EXCHANGE AGREEMENT

Exhibit NOTE EXCHANGE AGREEMENT THIS NOTE EXCHANGE AGREEMENT (this ? Agreement ?) is dated August [], 2016, by and between FUNCTION(X) INC.

NOTE EXCHANGE AGREEMENT

Exhibit NOTE EXCHANGE AGREEMENT THIS NOTE EXCHANGE AGREEMENT (this ? Agreement ?) is dated August [], 2016, by and between FUNCTION(X) INC.

AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

EX-3.1 2 amendmenttoseriesccertific.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C PREFERRED STOCK AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Mitchell J. Nelson, hereby certify that I am the Executive Vice President and Secretary of Function(x) Inc. (formerly known as Viggle Inc.) (the “Company”), a corp

AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC.

EX-3.1 2 amendmenttoseriesccertific.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C PREFERRED STOCK AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE SERIES C CONVERTIBLE PREFERRED STOCK OF FUNCTION(X) INC. I, Mitchell J. Nelson, hereby certify that I am the Executive Vice President and Secretary of Function(x) Inc. (formerly known as Viggle Inc.) (the “Company”), a corp

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 form8-kexchangeagreementxa.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio

Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 form8-kexchangeagreementxa.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 22, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdictio

Function(x) DEF 14C

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) X Definitive Proxy Statement Function(x) Inc. (Name of Registr

Function(x) DEF 14C

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) X Definitive Proxy Statement Function(x) Inc. (Name of Registr

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 10, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 10, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission

3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT

EX-10.78 2 exhibit1078v2.htm EXHIBIT 10.78 3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT This First Amendment to Forbearance Agreement (the “Amendment”) is made and entered into as of May 11, 2016 (the “Effective Date”) by and between DraftDay Fantasy Sports, Inc. (formerly known as Viggle Inc.) (“DDFSI”) and AmossyKlein Family Holdings, LLLP (“AmossyKlein”), in its capacity as agent and attorney in

As filed with the Securities and Exchange Commission on August 11, 2016

As filed with the Securities and Exchange Commission on August 11, 2016 Registration No.

August 1, 2016

Exhibit August 1, 2016 Ms. Birame N. Sock Dear Ms. Sock: We are delighted to confirm to you that we are offering you the position of President and Chief Operating Officer at Function(X) Inc. (?Fn(X)? or the ?Company?), subject to the terms and conditions set forth herein. The terms and conditions of your employment with Fn(X) are set forth in this letter and our employee handbook. This offer is su

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: August 1, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F

DraftDay Fantasy Sports PRE 14C

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Proxy Statement Function(X) Inc. (Name of Registr

AMENDMENT TO SUBORDINATION AGREEMENT

Exhibit AMENDMENT TO SUBORDINATION AGREEMENT THIS AMENDMENT TO SUBORDINATION AGREEMENT (? Amendment ?) is made and entered into as of July 20, 2016, among Function(X) Inc.

FIRST AMENDMENT TO EXCHANGE AGREEMENT

Exhibit FIRST AMENDMENT TO EXCHANGE AGREEMENT THIS FIRST AMENDMENT TO SECURITIES EXCHANGE AGREEMENT (this ? First Amendment ?) is dated July 18, 2016, by and between FUNCTION(X) INC.

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 a8-karevisedwarrantsspaam.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 20, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction o

AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES

EX-2.1 2 amendmenttosecuritiespurch.htm AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES THIS AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND CONSENT TO MODIFY DEBENTURES (“Amendment and Consent”) is made and entered into as of July 20, 2016, by and between Function(x) Inc., a Delaware corporation

ARTICLE I DEFINITIONS.

EX-10.8 11 draftdayrrav052.htm EXHIBIT 10.8 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July [ ], 2016, between Function(x) Inc. (formerly known as DraftDay Fantasy Sports, Inc.), a Delaware corporation (the “Company”), and the investors whose signature appear on the signature page hereto (each the “Investor”). This Agreement is made pursuant to that

INTERCREDITOR AGREEMENT

INTERCREDITOR AGREEMENT This INTERCREDITOR AGREEMENT (this ?Agreement") dated as of July 8, 2016 among Sillerman Investment Company III, LLC, a Delaware limited liability company ("Sillerman III"), Sillerman Investment Company IV, LLC, a Delaware limited liability company (?Sillerman IV?), Sillerman Investment Company VI LLC, a Delaware limited liability company ("Sillerman VI;" jointly with Sillerman III and Sillerman IV, the "Existing Lenders"), Rant, Inc.

NOTE PURCHASE AGREEMENT

NOTE PURCHASE AGREEMENT This Master Note Purchase Agreement, dated as of July 8, 2016 (this “Agreement”), is entered into by and between Function(x) Inc.

COMMON STOCK PURCHASE WARRANT

EX-10.10 13 draftdaywarrantv07clean.htm EXHIBIT 10.10 COMMON STOCK PURCHASE WARRANT NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND APPLICA

SUBORDINATION AGREEMENT

SUBORDINATION AGREEMENT FOR VALUE RECEIVED, and in order to induce the creditors set forth on the signature page hereof (collectively, the ?Senior Creditor?) now and from time to time hereafter to extend financial accommodations to, or otherwise extend or continue to extend credit to or for the benefit of Function(x) Inc.

ARTICLE I. DEFINITIONS

EX-10.6 9 draftdayspav16w-schedules.htm EXHIBIT 10.6 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 12, 2016, between Function(x) Inc. (formerly known as DraftDay Fantasy Sports, Inc.), a Delaware corporation (the “Company”) and the investors set forth in Schedule A attached hereto (each a “Purchaser” and collectively, the “Purchasers”). WHE

10% SENIOR SECURED CONVERTIBLE DEBENTURE DUE JULY 12, 2017

EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRA

SECURITY AGREEMENT

SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of July [ ], 2016 (as amended, restated or otherwise modified from time to time, this ?Agreement?) made by Function(x) Inc.

Rant, Inc. Financial Statements For The Years Ended December 31, 2015 and 2014 Rant, Inc. Contents Report of Independent Registered Public Accounting Firm 3 Financial Statements Balance Sheets 4-5 Statements of Operations 6 Statements of Stockholders

EX-10.13 16 a20142015rantfinancialst.htm EXHIBIT 10.13 Rant, Inc. Financial Statements For The Years Ended December 31, 2015 and 2014 Rant, Inc. Contents Report of Independent Registered Public Accounting Firm 3 Financial Statements Balance Sheets 4-5 Statements of Operations 6 Statements of Stockholders’ Deficit 7 Statements of Cash Flows 8 Notes to Financial Statements 9-28 Marcum LLP n 2049 Cen

1 Capital Structure – Pre Conversion Assumptions: Shown before any contemplated stock split Rant preffereds equal to the amount necessary to provide 22% ownership if only they convert Accrued Interest and Accrued Dividends are calculated as of 8/15/1

EX-10.14 17 exhibit1014to711168k.htm EXHIBIT 10.14 1 Capital Structure – Pre Conversion Assumptions: Shown before any contemplated stock split Rant preffereds equal to the amount necessary to provide 22% ownership if only they convert Accrued Interest and Accrued Dividends are calculated as of 8/15/16 Note: Post Debt/equity swap of $7MM of Preferreds on 5/9 Exclude warrants held by RFXS that are m

LOCK-UP AGREEMENT

EX-10.11 14 rantandnoteholderslockup77.htm EXHIBIT 10.11 LOCK-UP AGREEMENT July , 2016 Dominion Capital LLC and the several Investors named on Schedule A attached hereto Re: Function (x) Inc. Private Offering Ladies and Gentlemen: This Lock-Up Agreement (this “Agreement”) is being delivered to you in connection with the proposed private placement offering by Function (x) Inc., a Delaware corporati

FUNCTION(X), INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS SERIES E CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW

FUNCTION(X), INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Robert F.X. Sillerman and Mitchell J. Nelson, do hereby certify that: 1. They are the Executive Chairman and Secretary, respectively, of Function(x) Inc., a Delaware corporation (the “Corporation

SECURITY AGREEMENT

EX-10.3 6 securityagreementfinal.htm EXHIBIT 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of July 8, 2016 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by Function(x) Inc. (formerly known as DraftDay Fantasy Sports, Inc.), a Delaware corporation (the “Company”), wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 12, 2016 Function(x) Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 12, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission File Number

EXCHANGE AGREEMENT

EX-10.12 15 exchangeagreementseriescpr.htm EXHIBIT 10.12 EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (this “Agreement”) is dated July 8, 2016, by and between FUNCTION(X) INC., a Delaware corporation, (the “Company”), Sillerman Investment Company III, LLC, a Delaware limited liability company (“SIC III”), Sillerman Investment Company IV, LLC, a Delaware limited liability company (“SIC IV”

12% SECURED CONVERTIBLE PROMISSORY NOTE DUE JULY 8, 2017

EX-10.1 4 draftdaynotefinal.htm EXHIBIT 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEP

Function(X) Inc. Completes Acquisition of Rant Inc., Accelerates Growth in Social Publishing Renewed Commitment from Largest Shareholder and $4MM Round of Financing Shows Confidence in Future

EX-99.1 18 pressreleasexfncxx712645p.htm EXHIBIT 99.1 Function(X) Inc. Completes Acquisition of Rant Inc., Accelerates Growth in Social Publishing Renewed Commitment from Largest Shareholder and $4MM Round of Financing Shows Confidence in Future NEW YORK – July 13 2016, – Function(X) Inc. (Nasdaq: FNCX), formerly DraftDay Fantasy Sports Inc. (Nasdaq: DDAY) has completed an acquisition of assets of

Asset Purchase Agreement

Asset Purchase Agreement This Asset Purchase Agreement (the “Agreement”) is made this 8th day of July, 2016 (the “Effective Date”), by and between Function (x) Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8-ktext7x5x16cfo.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: July 5, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of inco

July 5, 2016

Exhibit July 5, 2016 Ms. Michelle Lanken Dear Ms. Lanken: We are delighted to confirm to you that we are offering you the position of Chief Financial Officer at Function(X) Inc. (?Fn(X)? or the ?Company?), subject to the terms and conditions set forth herein. You will become an at-will employee commencing with the start date stated in Section 1 of this letter. The terms and conditions of your empl

SECURITY AGREEMENT

Exhibit SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of June 27, 2016 (as amended, restated or otherwise modified from time to time, this ?Agreement?) made by Function(X) Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 form8-k6x29x16loansandshar.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 27, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction

REVOLVING SECURED PROMISSORY NOTE

EX-10.1 2 sicvipromissorynote6-2016v2.htm EXHIBIT 10.1 REVOLVING SECURED PROMISSORY NOTE New York, New York As of June 27, 2016 $1,200,000.00 1)FOR VALUE RECEIVED, on the Maturity Date (defined below), each of Function(X) Inc., a Delaware corporation (the “Parent”), wetpaint.com, Inc., a Delaware corporation, and Choose Digital, Inc., a Delaware corporation (each, including the Parent, a “Borrower

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8-k6x14x16mgtsecondexc.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 14, 2016 Function(X) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction

SECURITIES EXCHANGE AGREEMENT

Exhibit SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (this ? Agreement ?) is dated June 8, 2016, by and between DRAFTDAY FANTASY SPORTS, INC.

NOTICE TO STOCKHOLDERS OF STOCKHOLDERS’ MEETING

Exhibit NOTICE TO STOCKHOLDERS OF STOCKHOLDERS? MEETING Notice is hereby given that a Meeting of Stockholders of Function(x) Inc.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

8-K 1 form8-k692016serieseprefer.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: June 10, 2016 Function(x) Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction

CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION FUNCTION(X) INC. Under Section 242 of the Delaware General Corporation Law

EX-3.1 2 functionxcertificateofamen.htm FORM OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FUNCTION(X) INC. Under Section 242 of the Delaware General Corporation Law It is hereby certified that: 1. The name of the corporation is Function(x) Inc. (the “Corporation”). 2.The Certificate of Incorporation of the Cor

Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 27, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (C

DraftDay Fantasy Sports 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 19, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Co

REVOLVING SECURED PROMISSORY NOTE

SEC Exhibit REVOLVING SECURED PROMISSORY NOTE New York, New York As of May 16, 2016 $500,000.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8-kloanandsecurityagre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 16, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other ju

SECURITY AGREEMENT

EX-10.2 3 sicvisecurityagreement5-20.htm EXHIBIT 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of May 16, 2016 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc., a Delaware corporation, wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corporation (each a “Company” or a “Grantor” and coll

DraftDay Fantasy Sports 10-Q DFSI-2016-03-31-16 (Quarterly Report)

10-Q 1 dfsi-2016x03x31x16.htm 10-Q DFSI-2016-03-31-16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to

3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT

3 FIRST AMENDMENT TO FORBEARANCE AGREEMENT This First Amendment to Forbearance Agreement (the “Amendment”) is made and entered into as of May 11, 2016 (the “Effective Date”) by and between DraftDay Fantasy Sports, Inc.

SUBSCRIPTION AGREEMENT

EX-10.1 2 commonsharessubscriptionag.htm EXHIBIT 10.1 SUBSCRIPTION AGREEMENT Sillerman Investment Company III LLC 902 Broadway 14th Floor New York, NY 10010 Gentlemen: DraftDay Fantasy Sports, Inc., a Delaware corporation (the “Company”), is hereby privately offering (the “Offering”) shares of common stock, $0.001 par value per share, of the Company (a “Share”) at a purchase price of $0.31 per Sha

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8-k592016exchangev3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: May 9, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other juris

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8-kloanandsecurityagre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 29, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other

REVOLVING SECURED PROMISSORY NOTE

EX-10.1 2 sicvipromissorynote.htm EXHIBIT 10.1 REVOLVING SECURED PROMISSORY NOTE New York, New York As of April 29, 2016 $500,000.00 1)FOR VALUE RECEIVED, on the Maturity Date (defined below), each of DraftDay Fantasy Sports, Inc., a Delaware corporation (the “Parent”), wetpaint.com, Inc., a Delaware corporation, and Choose Digital, Inc., a Delaware corporation (each, including the Parent, a “Borr

SECURITY AGREEMENT

EX-10.2 3 sicvisecurityagreement.htm EXHIBIT 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of April 29, 2016 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc., a Delaware corporation, wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corporation (each a “Company” or a “Grantor” and collec

BINDING TERM SHEET Proprietary and Confidential

Exhibit BINDING TERM SHEET Proprietary and Confidential This binding term sheet (the ? Term Sheet ?) outlines the terms and conditions under which Rant, Inc.

BINDING TERM SHEET Proprietary and Confidential

Exhibit BINDING TERM SHEET Proprietary and Confidential This binding term sheet (the ? Term Sheet ?) outlines the terms and conditions under which DraftDay Fantasy Sports, Inc.

Wetpaint, a DraftDay Fantasy Sports Company, Agrees to Acquire Rant Inc to Become a Leading Social Publisher

Exhibit Wetpaint, a DraftDay Fantasy Sports Company, Agrees to Acquire Rant Inc to Become a Leading Social Publisher NEW YORK ? April 29 2016, ? DraftDay Fantasy Sports Inc.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 form8-k4x29x16ranttermshee.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as specified in its charter) Delaware 01-13803 33-0637631 (State or othe

Function(x) 8-K (DRA2) 4-18-16 (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 18 , 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Com

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: April 14, 2016 DraftDay Fantasy Sports Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commi

REVOLVING SECURED PROMISSORY NOTE New York, New York As of March 29, 2016 $500,000.00

ddayex102.htm Exhibit 10.2 REVOLVING SECURED PROMISSORY NOTE New York, New York As of March 29, 2016 $500,000.00 1) FOR VALUE RECEIVED, on the Maturity Date (defined below), each of DraftDay Fantasy Sports, Inc., a Delaware corporation (the ?Parent?), wetpaint.com, Inc., a Delaware corporation, and Choose Digital, Inc., a Delaware corporation (each, including the Parent, a ?Borrower? and collectiv

SECURITIES EXCHANGE AGREEMENT

EX-10.1 3 ddayex101.htm FORM OF MGT EXCHANGE AGREEMENT Exhibit 10.1 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the “Agreement”) is dated March 24, 2016, by and between DRAFTDAY FANTASY SPORTS, INC., a Delaware corporation formerly known as Viggle, Inc. (the “Company”), MGT Sports, Inc., a Delaware corporation partnership (“MGT Sports”) and MGT Capital Investments, Inc., a De

SECURITY AGREEMENT

ddayex103.htm Exhibit 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of March 29, 2016 (as amended, restated or otherwise modified from time to time, this ?Agreement?) made by DraftDay Fantasy Sports, Inc., a Delaware corporation, wetpaint.com, Inc., a Delaware corporation, and Choose Digital Inc., a Delaware corporation (each a ?Company? or a ?Grantor? and collectively, the ?Companies?

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 dday8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: March 24, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdic

DRAFTDAY FANTASY SPORTS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW

ddayex31.htm Exhibit 3.1 DRAFTDAY FANTASY SPORTS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Robert F.X. Sillerman and Mitchell J. Nelson, do hereby certify that: 1. They are the Executive Chairman and Secretary, respectively, of DraftDay Fantasy Spor

SECURITY AGREEMENT

Exhibit 10.68 EXECUTION VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, effective as of December 30, 2015 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc. (formerly known as Viggle Inc.), a Delaware corporation (the “Company” or the “Grantor”), in favor of Sillerman Investment Company III, LLC (the “Secured Party”). RECITALS

Function(x) 10-Q (Quarterly Report)

10-Q 1 vggl-2015x12x31x1510q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi

SECURITY AGREEMENT

EX-10.69 3 exhibit1069.htm EXHIBIT 10.69 Exhibit 10.69 EXECUTION VERSION SECURITY AGREEMENT This SECURITY AGREEMENT, effective as of December 30, 2015 (as amended, restated or otherwise modified from time to time, this “Agreement”) made by DraftDay Fantasy Sports, Inc. (formerly known as Viggle Inc.), a Delaware corporation (the “Company” or the “Grantor”), in favor of Sillerman Investment Company

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

vggl8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 23, 2016 Viggle Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporation) (Commission F

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

vggl8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 12, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporat

Function(x) NOTIFICATION OF LATE FILING

OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

ddfs8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 5, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporati

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

vggl8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 4, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisdiction of incorporati

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

8-K 1 vggl8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported: February 8, 2016 DraftDay Fantasy Sports, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 0-13803 33-0637631 (State or other jurisd