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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Vmware Inc. - Class A
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33622 VMware LLC (Exact name of registrant as specified in its charter) |
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| November 27, 2023 |
VMW / Vmware Inc. - Class A / SL SPV-2, L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* VMware, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 928563402 (CUSIP Number) Andrew J. Schader, Esq. Silver Lake 55 Hudson Yards 550 West 34th Street, 40th Floor New York, NY 10001 (212) 9 |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 04, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2023 VMWARE LLC† (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF CONVERSION FROM A CORPORATION TO A LIMITED LIABILITY COMPANY PURSUANT TO SECTION 18-214 OF THE LIMITED LIABILITY COMPANY ACT 1. The jurisdiction where the Corporation first formed is Delaware. 2. The jurisdiction immediately prior to filing this Certificate of Conversion is Delaware. 3. The date the Corporation first formed is February 10, 1998. 4. The |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
Exhibit 3.2 LIMITED LIABILITY COMPANY AGREEMENT VMWARE LLC (A Delaware Limited Liability Company) Effective as of November 22, 2023 THE MEMBERSHIP INTERESTS REPRESENTED BY THIS LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE STATE SECURITIES LAWS OF ANY STATE. WITHOUT SUCH REGISTRATION, SUCH MEMBERSHIP INTERESTS MAY NOT BE SOLD, PLE |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 As filed with the Securities and Exchange Commission on November 22, 2023 Registration No. |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
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| October 30, 2023 |
EX-99.1 Exhibit 99.1 Broadcom and VMware Provide Update on Pending Transaction Companies Will Close Transaction Promptly Following Satisfaction of Remaining Condition SAN JOSE, Calif. and PALO ALTO, Calif., Oct. 30, 2023 /PRNewswire/ — Broadcom Inc. (NASDAQ: AVGO) and VMware, Inc. (NYSE: VMW) today announced their expectation that Broadcom’s acquisition of VMware (the “Transaction”) will close soo |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 30, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 18, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 18, 2023 |
Broadcom and VMware Announce Election Deadline for VMware Stockholders to Elect Merger Consideration EX-99.1 Exhibit 99.1 Broadcom and VMware Announce Election Deadline for VMware Stockholders to Elect Merger Consideration SAN JOSE AND PALO ALTO, Calif., October 18, 2023 – Broadcom Inc. (NASDAQ: AVGO) and VMware, Inc. (NYSE: VMW) today announced that the deadline for VMware stockholders of record to elect the form of merger consideration they wish to receive in connection with Broadcom’s acquisit |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2023 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 18, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 7, 2023 |
Exhibit 10.1 Execution Version FIRST AMENDMENT FIRST AMENDMENT, dated as of May 19, 2023 (this “Amendment”), to the Credit Agreement (as defined below) among VMWARE, INC. (the “Borrower”), the Lenders party hereto and JPMorgan Chase Bank, N.A., as Administrative Agent (the “Administrative Agent”). RECITALS A. The Borrower, the Lenders party thereto from time to time and the Administrative Agent ar |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 4, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| August 31, 2023 |
Exhibit 99.1 VMware Reports Fiscal Year 2024 Second Quarter Results Total Revenue of $3.41 billion Subscription and SaaS Revenue of $1.26 billion, an increase of 34% year-over-year PALO ALTO, Calif., August 31, 2023 — VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the second quarter of fiscal year 2024: Quarterly Review •Revenue for the |
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| August 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 31, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 28, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 28, 2023 On August 28, 2023, Broadcom Inc. published the following post on LinkedIn: On August 28, 2023, Broadcom Inc. published the following post on Twitter: On Au |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 21, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 21, 2023 [The following is a press release issued by Broadcom Inc. on August 21, 2023] Broadcom Inc. Provides Regulatory Update on VMware Transaction Continues to Ex |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 13, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 12, 2023 |
European Commission Approves Broadcom’s Acquisition of VMware Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: July 12, 2023 [The following is a press release issued by Broadcom Inc. on July 12, 2023.] European Commission Approves Broadcom’s Acquisition of VMware SAN JOSE, Calif., J |
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| June 30, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 29, 2023 [The following is an employee newsletter posted on VMware's employee website on June 29, 2023] June 29th, 2023 Employee Newsletter VMWARE EMPLOYEES: May 26th |
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| June 27, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 26, 2023 [The following is an excerpt of remarks by Hock Tan, President and Chief Executive Officer of Broadcom Inc., at the Six Five Summit 2023 that is available on |
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| June 26, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 26, 2023 On June 26, 2023, Broadcom Inc. published the following post on LinkedIn: On June 26, 2023, Broadcom Inc. published the following post on Twitter: On June 26, |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| June 8, 2023 |
Executive Bonus Program, as amended April 26, 2023 Exhibit 10.1 Amended April 26, 2023 VMware, Inc. Executive Bonus Program Executive Bonus Program Objectives Among the objectives of the VMware Bonus Program are to: •motivate our executives to achieve our strategic, operational and financial goals; •reward superior performance; •attract and retain exceptional executives; and •reward behaviors that result in long term increased stockholder value. O |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 5, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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| June 7, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: June 7, 2023 [The following is an excerpt from an interview that was conducted at the Bank of America 2023 Global Technology Conference, held on June 6, 2023] Transcript Vi |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| June 1, 2023 |
Exhibit 99.1 VMware Reports Fiscal Year 2024 First Quarter Results Total Revenue of $3.28 billion Subscription and SaaS Revenue of $1.22 billion, an increase of 35% year-over-year PALO ALTO, Calif., June 1, 2023 — VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the first quarter of fiscal year 2024: Quarterly Review •Revenue for the first |
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| June 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 1, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 23, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 25, 2023 |
VMware Names Karen Dykstra as CFO; Zane Rowe to Depart Company Exhibit 99.1 VMware Names Karen Dykstra as CFO; Zane Rowe to Depart Company PALO ALTO, CA., May 25, 2023 – VMware (NYSE: VMW), a leading innovator in enterprise software, today announced that Karen Dykstra will take on the role as chief financial officer and executive vice president in addition to her current role as a member of the VMware Board of Directors. Current VMware CFO and EVP Zane Rowe w |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 19, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 4, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: May 4, 2023 On May 4, 2023, Broadcom Inc. published the following post on LinkedIn: On May 4, 2023, Broadcom Inc. published the following post on Twitter: On May 4, 2023, B |
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| May 4, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: May 3, 2023 On May 3, 2023, Broadcom Inc. published the following post on LinkedIn: On May 3, 2023, Broadcom Inc. published the following post on Twitter: On May 3, 2023, B |
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| April 25, 2023 |
425 1 brhc20051941425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: April 25, 2023 On April 25, 2023, Broadcom Inc. published the following post on LinkedIn: On April 25, 2023, Broadcom Inc. published the follo |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 4, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 6, 2023 |
Amended and Restated as of April 4, 2023 AMENDED AND RESTATED BYLAWS OF VMWARE, INC. |
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| March 30, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 30, 2023 [The following is an employee newsletter posted on VMware's employee website on March 30, 2023] March 30, 2023 Employee Newsletter VMWARE EMPLOYEES: At Broad |
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| March 28, 2023 |
Exhibit 21 SUBSIDIARIES OF VMWARE, INC. SUBSIDIARIES STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION 3401 Hillview LLC Delaware A.W.S. Holding, LLC Delaware AirWatch LLC Delwarare Avi Networks Germany GmbH Germany Avi Networks India Private Limited India Avi Networks International, Inc. Delaware Avi Networks, LLC Delaware BitRock, LLC California Carbon Black, LLC Delaware CloudHealth |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 3, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3362 |
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| March 16, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 16, 2023 On March 16, 2023, Broadcom Inc. published the following post on LinkedIn: On March 16, 2023, Broadcom Inc. published the following post on Twitter: On March |
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| March 15, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 15, 2023 On March 15, 2023, Broadcom Inc. published the following post on LinkedIn: On March 15, 2023, Broadcom Inc. published the following post on Twitter: On March |
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| March 9, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: March 9, 2023 On March 9, 2023, Hock Tan published the following post on LinkedIn: Cautionary Statement Regarding Forward-Looking Statements This communication relates to a |
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| March 3, 2023 |
FY23 at VMware: A Year of Momentum Exhibit 99.1 On March 3, 2023, VMware's CEO, Raghu Raghuram, published the following post to the VMware News & Stories website located at news.vmware.com. FY23 at VMware: A Year of Momentum This week we reported on our Q4 and full-year results for Fiscal Year 2023. Wow, what a year; we delivered new breakthrough innovations, engaged with customers globally at our VMware Explore events, further exp |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 3, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 2, 2023 |
Exhibit 99.1 VMware Reports Fourth Quarter and Fiscal Year 2023 Results FY23 Total Revenue of $13.35 billion FY23 Subscription and SaaS Revenue of $4.01 billion, an increase of 25% year-over-year PALO ALTO, Calif., March 2, 2023 — VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the fourth quarter and full fiscal year 2023. The company’s f |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 2, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 17, 2023 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 15, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: February 15, 2023 On February 15, 2023, Broadcom Inc. published the following post on LinkedIn: On February 15, 2023, Broadcom Inc. published the following post on Twitter: |
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| February 14, 2023 |
VMW / VMware, Inc. / DODGE & COX - SC 13G/A Passive Investment SC 13G/A 1 d432511dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* VMWARE, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 928563402 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 9, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: February 9, 2023 On February 9, 2023, Broadcom Inc. published the following post on LinkedIn: On February 9, 2023, Broadcom Inc. published the following post on Twitter: On |
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| January 31, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 31, 2023 On January 31, 2023, Broadcom Inc. published the following post on LinkedIn: On January 31, 2023, Broadcom Inc. published the following post on Twitter: On |
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| January 31, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 31, 2023 On January 31, 2023, Broadcom Inc. published the following post on LinkedIn: On January 31, 2023, Broadcom Inc. published the following post on Twitter: On |
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| January 31, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 31, 2023 [The following is an employee newsletter posted on VMware's employee website on January 31, 2023] Since announcing Broadcom’s intent to acquire VMware more |
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| January 23, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 23, 2023 On January 23, 2023, Broadcom Inc. published the following post on LinkedIn: On January 23, 2023, Broadcom Inc. published the following post on Twitter: On |
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| January 12, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 12, 2023 On January 12, 2023, Broadcom Inc. published the following post on LinkedIn: On January 12, 2023, Broadcom Inc. published the following post on Twitter: On |
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| January 9, 2023 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: January 9, 2023 [The following is a blog post posted on January 9, 2023 on both Broadcom Inc.’s “Broadcom Blogs” and Broadcom Software Group’s “Broadcom Software Blog”] Hel |
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| December 14, 2022 |
425 1 brhc10045446425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 14, 2022 On December 14, 2022, Hock Tan published the following post on LinkedIn: Cautionary Statement Regarding Forward-Looking Stat |
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| December 6, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 6, 2022 [The following is a letter from Hock Tan, Broadcom Inc., President and Chief Executive Officer, distributed to the VMware User Group on December 6, 2022] B |
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| December 5, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 5, 2022 On December 5, 2022, Broadcom Inc. published the following post on LinkedIn: On December 5, 2022, Broadcom Inc. published the following post on Twitter: On |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 28, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| December 1, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: December 1, 2022 On December 1, 2022, Broadcom Inc. published the following post on LinkedIn: On December 1, 2022, Broadcom Inc. published the following post on Twitter: On |
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| November 30, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 30, 2022 On November 30, 2022, Broadcom Inc. published the following post on LinkedIn: On November 30, 2022, Broadcom Inc. published the following post on Twitter: |
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| November 23, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 22, 2022 On November 21, 2022, Broadcom Inc. published the following post on LinkedIn: On November 21, 2022, Broadcom Inc. published the following post on Twitter: |
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| November 22, 2022 |
Exhibit 99.1 VMware Reports Fiscal Year 2023 Third Quarter Results Total Revenue of $3.21 billion Subscription and SaaS Revenue of $988 million, an increase of 20% year-over-year PALO ALTO, Calif., November 22, 2022 ? VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the third quarter of fiscal year 2023: Quarterly Review ?Revenue for the t |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 22, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 16, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 16, 2022 On November 16, 2022, Broadcom Inc. published the following post on LinkedIn: On November 16, 2022, Broadcom Inc. published the following post on Twitter: |
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| November 15, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 14, 2022 [The following is an employee newsletter posted on VMware's employee website on November 14, 2022] |
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| November 7, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 7, 2022 On November 7, 2022, Broadcom Inc. published the following post on LinkedIn: On November 7, 2022, Broadcom Inc. published the following post on Twitter: On |
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| November 4, 2022 |
Amended and Restated Certificate of Incorporation Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VMWARE, INC. VMWARE, INC., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is VMware, Inc. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State of Delaware on Febr |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 3, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: November 3, 2022 On November 3, 2022, Broadcom Inc. published the following post on LinkedIn: On November 3, 2022, Broadcom Inc. published the following post on Twitter: On |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: October 26, 2022 On October 26, 2022, Broadcom Inc. published the following post on LinkedIn: On October 26, 2022, Broadcom Inc. published the following post on Twitter: On |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| October 3, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 19341 (Amendment No. ?) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitt |
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| September 16, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 16, 2022 [The following is an employee newsletter posted on VMware's employee website on September 16, 2022] |
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| September 14, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 14, 2022 On September 14, 2022, Broadcom Inc. published the following post on LinkedIn: On September 14, 2022, Broadcom Inc. published the following post on Twitt |
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| September 13, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 13, 2022 [The following is an excerpt of an interview that was conducted at Digital X 2022 on September 13, 2022] Transcript ? Hock Tan, Broadcom Inc., President |
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| September 12, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: September 9, 2022 Broadcom Software published the following two posts on LinkedIn: The text of the CRN interview with Hock Tan, Broadcom Inc., President and Chief Executive |
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| September 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 29, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| August 31, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 30, 2022 On August 30, 2022, Broadcom Inc. published the following post on LinkedIn: On August 30, 2022, Hock E. Tan, President and Chief Executive Officer of Broadc |
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| August 29, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 333-266181 Date: August 26, 2022 On August 25, 2022, Hock E. Tan, President and Chief Executive Officer of Broadcom Inc., published the following post on LinkedIn: The text of the Informati |
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| August 25, 2022 |
Exhibit 99.1 VMware Reports Fiscal Year 2023 Second Quarter Results Total Revenue growth of 6% year-over-year Subscription and SaaS Revenue of $943 million, an increase of 22% year-over-year PALO ALTO, Calif., August 25, 2022 ? VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the second quarter of fiscal year 2023: Quarterly Review ?Revenu |
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| August 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 25, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| July 28, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: July 28, 2022 As you know, July 5th marked the last day of the 40-day ?go-shop? period. While there are still customary closing conditions, including receipt of regulatory a |
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| July 14, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 12, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 11, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: July 11, 2022 Broadcom 1320 Ridder Park Drive San Jose, CA 95131 broadcom.com Subject: Important Leadership Updates at Broadcom July 11, 2022 To All VMware Employees: While |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| June 22, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 22, 2022 [The following is a blog post posted on June 22, 2022 on both Broadcom Inc.?s ?Broadcom Blogs? and Broadcom Software Group?s ?Broadcom Software Blog?] Broadcom |
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| June 22, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 22, 2022 Broadcom Inc. LinkedIn Post Broadcom Inc. Twitter Post Broadcom Software LinkedIn Post Broadcom Software Twitter Post Tom Krause, President of the Broadcom Sof |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| June 9, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 8, 2022 Broadcom Inc. LinkedIn Post Broadcom Software LinkedIn Post Broadcom Inc. Twitter Post Cautionary Note Regarding Forward-Looking Statements This communication r |
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| June 9, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 8, 2022 [The following in an excerpt of an interview that was conducted on CNBC on June 7, 2022] Transcript ? Hock Tan, Broadcom Inc., President and Chief Executive Off |
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| June 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| June 8, 2022 |
425 1 ny20004409x3425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 7, 2022 [The following is an excerpt of an interview that was conducted at the BofA Securities 2022 Global Technology Conference, held Jun |
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| June 3, 2022 |
Change in Control Retention Plan, as amended and restated Exhibit 10.2 Amended and Restated on April 21, 2022 VMware, Inc. Change in Control Retention Plan The Company considers it essential to the best interests of its stockholders to attract senior-level executives and to foster the continuous employment of key management personnel. In this connection, the Board of Directors of the Company (the ?Board?), recognizes that from time to time the possibilit |
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| June 3, 2022 |
Form of Indemnification Agreement for VMware, Inc. Directors and Executive Officers, as Exhibit 10.3 Amended and Restated on April 29, 2022 INDEMNIFICATION AGREEMENT This Indemnification Agreement (?Agreement?) is entered into effective as of [DATE], between VMware, Inc., a Delaware corporation (the ?Company?), and [NAME] (the ?Indemnitee?). [This Agreement amends, restates and supersedes that certain Indemnification Agreement, dated as of [DATE], by and between the Indemnitee and th |
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| June 3, 2022 |
Executive Bonus Program, as amended Exhibit 10.1 Amended April 21, 2022 VMware, Inc. Executive Bonus Program Executive Bonus Program Objectives Among the objectives of the VMware Bonus Program are to: ?motivate our executives to achieve our strategic, operational and financial goals ?reward superior performance ?attract and retain exceptional executives; and ?reward behaviors that result in long term increased stockholder value Over |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 29, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| June 2, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 2, 2022 Broadcom Inc. LinkedIn Post Broadcom Software LinkedIn Post Broadcom Inc. Twitter Post Broadcom Software Twitter Post Cautionary Note Regarding Forward-Looking |
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| June 2, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: June 2, 2022 Broadcom 1320 Ridder Park Drive San Jose, CA 95131 broadcom.com Subject: A Follow Up From Broadcom June 2, 2022 To All VMware Employees: It?s been an exciting w |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 27, 2022 |
Exhibit 99.1 VMware Reports Fiscal Year 2023 First Quarter Results Total Revenue growth of 3% year-over-year Subscription and SaaS Revenue of $899 million, an increase of 21% year-over-year VMware Enters into Definitive Agreement to be Acquired by Broadcom PALO ALTO, Calif., May 26, 2022 ? VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for t |
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| May 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 26, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 27, 2022 |
VMW / VMware, Inc. / DELL MICHAEL S - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 22)* VMware, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 928563402 (CUSIP Number) Michael S. Dell c/o Dell Technologies Inc. One Dell Way Round Rock, Texas 78682 (512) 728-7800 (Name, Address |
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| May 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 BROADCOM TO ACQUIRE VMWARE FOR $61 BILLION IN CASH AND STOCK Advances strategy to build the world?s leading infrastructure technology company, with a track reco |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 26, 2022 |
Exhibit 99.1 Broadcom to Acquire VMware for Approximately $61 Billion in Cash and Stock Advances Broadcom?s strategy to build the world?s leading infrastructure technology company, with track record of acquiring established, mission-critical platforms Brings together two engineering-first, innovation-centric cultures Broadcom Software Group to rebrand and operate as VMware The new VMware, as part |
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| May 26, 2022 |
VMW / VMware, Inc. / SL SPV-2, L.P. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* VMware, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 928563402 (CUSIP Number) Andrew J. Schader, Esq. Silver Lake 55 Hudson Yards 550 West 34th Street, 40th Floor New York, NY 10001 (212) 981-5600 ( |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Broadcom Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-38449 35-2617337 (State or other jurisdiction of incorporation) (Commission File Number) (I. |
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| May 26, 2022 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among BROADCOM INC., VMWARE, INC., VERONA HOLDCO, INC., VERONA MERGER SUB, INC., BARCELONA MERGER SUB 2, INC. and BARCELONA MERGER SUB 3, LLC dated as of May 26, 2022 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 Section 1.1. Definitions 2 Section 1.2. Terms Defined Elsewhere 16 ARTICLE II THE TRANSACTIONS 19 Section 2.1. T |
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| May 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 Broadcom 1320 Ridder Park Drive San Jose, CA 95131 broadcom.com Subject: A Note From Broadcom May 26, 2022 To All VMware Employees: On behalf of all of us at Br |
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| May 26, 2022 |
425 1 d356079d425.htm 425 Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 Broadcom Software LinkedIn Post Cautionary Note Regarding Forward-Looking Statements This communication relates to a proposed business |
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| May 26, 2022 |
Filed by Broadcom Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: VMware, Inc. Commission File No.: 001-33622 Date: May 26, 2022 The following is an excerpt of Broadcom Inc.?s second fiscal quarter 2022 earnings call on May 26, 2022. BROADCOM INC. PARTICIPANTS Hock E. Tan?Broadcom, Inc., |
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| May 2, 2022 |
Veteran Technology Industry Executive Nicole Anasenes Joins VMware Board of Directors Exhibit 99.1 Veteran Technology Industry Executive Nicole Anasenes Joins VMware Board of Directors PALO ALTO, Calif., May 2, 2022 ? VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced that Nicole Anasenes has been elected to the VMware board of directors. Anasenes brings extensive business, operational and financial acumen to VMware?s board of directors, having se |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 26, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 18, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 24, 2022 |
Amended and Restated 2007 Equity and Incentive Plan, as amended November 1, 2021 Exhibit 10.1 Amended and Restated November 1, 2021 VMWARE, INC. AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN 1.PURPOSE; TYPES OF AWARDS; CONSTRUCTION. The purpose of the VMware, Inc. Amended and Restated 2007 Equity and Incentive Plan is to attract, motivate and retain employees and independent contractors of the Company and any Subsidiary and Affiliate and non-employee directors of the Com |
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| March 24, 2022 |
Exhibit 21 SUBSIDIARIES OF VMWARE, INC. SUBSIDIARIES STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION 3401 Hillview LLC Delaware A.W.S. Holding, LLC Delaware AetherPal LLC Delaware AirWatch LLC Delaware Avi Networks Germany GmbH Germany Avi Networks India Private Limited India Avi Networks International, Inc. Delaware Avi Networks, LLC Delaware BitRock, LLC California Carbon Black, LLC |
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| March 24, 2022 |
Executive Severance Plan, amended November 1, 2021 Exhibit 10.6 Amended November 1, 2021 VMware, Inc. Executive Severance Plan The Company considers it essential to the best interests of its stockholders to retain senior-level executives and to foster the continuous employment of key management personnel. In this connection, the Compensation Committee (the ?Committee?) of the Board of Directors of the Company (the ?Board?), recognizes that from ti |
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| March 24, 2022 |
Description of VMware, Inc.’s securities Exhibit 4.12 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of Class A common stock, par value $0.01 per share (the ?Common Stock?) of VMware, Inc. (the ?Company?), which is the only security of the Company registered pursuant to Section 12 of the Securities Exchange Act of 1934. Description o |
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| March 24, 2022 |
Form of Restricted Stock Unit Agreement, as amended November 1, 2021 Exhibit 10.9 VMWARE, INC. AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT I. NOTICE OF GRANT Unless otherwise defined in this notice of grant (?Notice of Grant?) and Restricted Stock Unit agreement (?Agreement?), capitalized terms used herein will have the meanings set forth in the VMware, Inc. Amended and Restated 2007 Equity and Incentive Plan (the ?Plan?) in |
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| March 24, 2022 |
Amended and Restated 2007 Employee Stock Purchase Plan, as amended November 1, 2021 Exhibit 10.2 November 1, 2021 VMWARE, INC. AMENDED AND RESTATED 2007 EMPLOYEE STOCK PURCHASE PLAN Section 1. Purpose of Plan The VMware, Inc. Amended and Restated 2007 Employee Stock Purchase Plan (the ?Plan?) is intended to provide a method by which eligible employees of VMware, Inc. (?VMware?) and its subsidiaries (collectively, the ?Company?) may use voluntary, systematic payroll deductions or |
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| March 24, 2022 |
Change in Control Retention Plan, as amended and restated November 1, 2021 Exhibit 10.7 Amended and Restated on November 1, 2021 VMware, Inc. Change in Control Retention Plan The Company considers it essential to the best interests of its stockholders to attract senior-level executives and to foster the continuous employment of key management personnel. In this connection, the Board of Directors of the Company (the ?Board?), recognizes that from time to time the possibil |
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| March 24, 2022 |
Form of Performance Stock Unit Agreement, as amended November 1, 2021 Exhibit 10.10 VMWARE, INC. 2007 EQUITY AND INCENTIVE PLAN PERFORMANCE STOCK UNIT AGREEMENT I. NOTICE OF GRANT Unless otherwise defined in this notice of grant (?Notice of Grant?) and Performance Stock Unit Agreement (?Agreement?), the capitalized terms used herein have the meanings set forth in the VMware, Inc. 2007 Amended and Restated Equity and Incentive Plan (the ?Plan?) in effect on the date |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 28, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3362 |
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| February 24, 2022 |
Exhibit 99.1 VMware Reports Fourth Quarter and Fiscal Year 2022 Results FY22 total revenue of $12.85 billion; growth of 9% year-over-year FY22 Subscription and SaaS revenue of $3.20 billion, an increase of 24% year-over-year PALO ALTO, Calif., February 24, 2022 ? VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the fourth quarter and full |
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| February 24, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRERT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 24, 2022 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 14, 2022 |
VMW / VMware, Inc. / DODGE & COX - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* VMWARE, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 928563402 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| December 3, 2021 |
Form of TSR Performance Stock Unit Agreement dated October 2021 Exhibit 10.3 VMWARE, INC. 2007 EQUITY AND INCENTIVE PLAN PERFORMANCE STOCK UNIT AGREEMENT I. NOTICE OF GRANT Unless otherwise defined in this notice of grant (?Notice of Grant?) and Performance Stock Unit Agreement (?Agreement?), the capitalized terms used herein have the meanings set forth in the VMware, Inc. 2007 Amended and Restated Equity and Incentive Plan in effect on the Date of Grant Appro |
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| December 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 29, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| November 23, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRERT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 23, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 23, 2021 |
Exhibit 99.1 VMware Reports Fiscal Year 2022 Third Quarter Results Total Revenue growth of 11% year-over-year Subscription and SaaS ARR for the third quarter was $3.31 billion, an increase of 25% year-over-year PALO ALTO, Calif., November 23, 2021 ? VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the third quarter of fiscal year 2022: ?Re |
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| November 3, 2021 |
VMW / VMware, Inc. / SL SPV-2, L.P. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* VMware, Inc. (Name of Issuer) Class A Common Stock, $0.01 par value per share (Title of Class of Securities) 928563402 (CUSIP Number) Andrew J. Schader, Esq. Silver Lake 55 Hudson Yards 550 West 34th Street, 40th Floor New York, NY 10001 (212) 981-5600 (N |
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| November 3, 2021 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) Exhibit A JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned acknowledge and agree that the Statement on Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Class A Common Stock, $0. |
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| November 2, 2021 |
VMW / VMware, Inc. / Dell Technologies Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 21)* VMware, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 928563402 (CUSIP Number) Robert L. Potts Senior Vice President, Corporate Securities & Finance Counsel and Assistant Secretary Dell Technologies |
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| November 2, 2021 |
VMW / VMware, Inc. / DELL MICHAEL S - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 21)* VMware, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 928563402 (CUSIP Number) Michael S. Dell c/o Dell Technologies Inc. One Dell Way Round Rock, Texas 78682 (512) 728-7800 (Name, Address |
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| November 1, 2021 |
Exhibit 10.6 Execution Version DELL TECHNOLOGIES INC. One Dell Way, RR1?33 Round Rock, Texas 78682 November 1, 2021 VMware, Inc. 3401 Hillview Avenue Palo Alto, CA 94304 RE: Separation and Distribution Agreement Ladies and Gentlemen: Reference is made to that certain Separation and Distribution Agreement, dated as of April 14, 2021 (as amended, restated, supplemented or modified from time to time, |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 1, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 1, 2021 |
EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF VMWARE, INC. Incorporated under the Laws of the State of Delaware ARTICLE I OFFICES AND RECORDS Section 1.1 Offices. VMware, Inc. (the ?Corporation?) may have such offices, either within or without the State of Delaware, as the Board of Directors may designate or as the business of the Corporation may from time to time require. Section 1.2 Books and Recor |
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| November 1, 2021 |
Amended and Restated Certificate of Incorporation EX-3.1 2 d251333dex31.htm EX-3.1 EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VMWARE, INC. VMWARE, INC., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is VMware, Inc. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 1, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 1, 2021 |
EXHIBIT 10.1 Execution Version COMMERCIAL FRAMEWORK AGREEMENT between DELL TECHNOLOGIES INC. and VMWARE, INC. Dated as of November 1, 2021 TABLE OF CONTENTS Page 1. Definitions; Construction 1 1.1. Definitions 1 1.2. Construction 4 2. Purpose and Effect of the Agreement 6 2.1. Purpose 6 2.2. Conflicts; Order of Precedence 6 3. Product, Service, and Strategic Collaborations 6 3.1. Covered Solutions |
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| November 1, 2021 |
EXHIBIT 10.2 Execution Version VMWARE INC. STOCKHOLDERS AGREEMENT Dated as of November 1, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.1. Definitions 1 SECTION 1.2. General Interpretive Principles 7 ARTICLE II REPRESENTATIONS AND WARRANTIES SECTION 2.1. Representations and Warranties of the Parties 7 ARTICLE III GOVERNANCE SECTION 3.1. Board of Directors of the Company 8 SECTION 3.2 |
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| November 1, 2021 |
EXHIBIT 10.5 Execution Version AMENDMENT TO LETTER AGREEMENT November 1, 2021 Reference is hereby made to that certain Letter Agreement (the ?Letter Agreement?), dated as of July 1, 2018, by and between Dell Technologies Inc. (?Dell?) and VMware, Inc. ( ?VMware?). This Amendment to Letter Agreement (the ?Amendment?) is being entered into in connection with the consummation of the transactions cont |
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| November 1, 2021 |
EX-10.4 7 d251333dex104.htm EX-10.4 EXHIBIT 10.4 Execution Version COVENANT NOT TO SUE AND RELEASE This COVENANT NOT TO SUE AND RELEASE (“Agreement”), effective as of November 1, 2021 (“Effective Date”), is by and between Dell Technologies Inc., a Delaware corporation having an office at 176 South Street, Hopkinton, MA 01748-9103 (“Dell”) and VMware, Inc., a Delaware corporation having an office a |
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| November 1, 2021 |
Exhibit 99.1 A New Chapter for VMware: Spin-Off from Dell Technologies Completed VMware Gains Operational and Financial Flexibility while Maintaining Strategic Partnership with Dell Technologies Company Poised to Lead in Multi-Cloud Services for All Apps, Enabling Digital Innovation with Enterprise Control PALO ALTO, Calif. ? Nov. 1, 2021 ? VMware (NYSE: VMW) and Dell Technologies today announced |
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| November 1, 2021 |
EXHIBIT 10.3 Execution Version VMWARE, INC. REGISTRATION RIGHTS AGREEMENT Dated as of November 1, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 1 Section 1.2 General Interpretive Principles 9 ARTICLE II REGISTRATION RIGHTS Section 2.1 Holder Initiated Shelf Registration 9 Section 2.2 Shelf Take-Downs 11 Section 2.3 Demand Registration 15 Section 2.4 Piggyback Registrati |
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| October 19, 2021 |
Exhibit 99.1 VMware Announces Record Date for Conditional Special Dividend Record Date for $11.5B conditional special dividend is October 29, 2021 PALO ALTO, Calif. ? Oct. 19, 2021 ?VMware Inc. (NYSE:VMW) (?VMware?), a leading innovator in enterprise software, today announced that October 29, 2021 has been set as the record date (the ?Record Date?) for VMware?s $11.5 billion, conditional special d |
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| October 19, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 19, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 7, 2021 |
EX-2.1 2 a8-k10x07x21xexhibit21.htm EX-2.1 Dell Technologies Inc. One Dell Way, RR1–33 Round Rock, Texas 78682 October 7, 2021 VMware, Inc. 3401 Hillview Avenue Palo Alto, CA 94304 RE: Separation and Distribution Agreement Ladies and Gentlemen: Reference is made to that certain Separation and Distribution Agreement, dated as of April 14, 2021 (as amended, restated, supplemented or modified from ti |
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| October 7, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 7, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| September 14, 2021 |
Second Amended and Restated Bylaws of VMware, Inc. EX-3.2 3 exhibit32-secondarbylaws.htm EX-3.2 Exhibit 3.2 Amended and Restated as of September 13, 2021 SECOND AMENDED AND RESTATED BYLAWS OF VMWARE, INC. Incorporated under the Laws of the State of Delaware ARTICLE I OFFICES AND RECORDS Section 1.1Offices. VMware, Inc. (the “Corporation”) may have such offices, either within or without the State of Delaware, as the Board of Directors may designate |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 13, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| September 14, 2021 |
Certificate of Amendment of the Amended and Restated Certificate of Incorporation of VMware, Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VMWARE, INC. VMware, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify that: FIRST: The Amended and Restated Certificate of Incorporation (the ?Charter?) was file |
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| September 3, 2021 |
Amended and Restated 2007 Employee Stock Purchase Plan, as amended July 23, 2021 Exhibit 10.11 VMWARE, INC. AMENDED AND RESTATED 2007 EMPLOYEE STOCK PURCHASE PLAN Section 1. Purpose of Plan The VMware, Inc. Amended and Restated 2007 Employee Stock Purchase Plan (the ?Plan?) is intended to provide a method by which eligible employees of VMware, Inc. (?VMware?) and its subsidiaries (collectively, the ?Company?) may use voluntary, systematic payroll deductions or other contributi |
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| September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| September 3, 2021 |
Amended and Restated 2007 Equity and Incentive Plan, as amended July 23, 2021 EX-10.6 3 vmw-7302021x10qex106.htm AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN Exhibit 10.6 VMWARE, INC. AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN 1.PURPOSE; TYPES OF AWARDS; CONSTRUCTION. The purpose of the VMware, Inc. Amended and Restated 2007 Equity and Incentive Plan is to attract, motivate and retain employees and independent contractors of the Company and any Subsidiary an |
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| September 3, 2021 |
As filed with the Securities and Exchange Commission on September 3, 2021 As filed with the Securities and Exchange Commission on September 3, 2021 Registration No. |
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| September 3, 2021 |
EX-10.3 2 vmw-7302021x10qex103.htm TERM LOAN CREDIT AGREEMENT, DATED AS OF SEPTEMBER 2, 2021 Exhibit 10.3 TERM LOAN CREDIT AGREEMENT dated as of September 2, 2021 among VMWARE, INC. The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent J.P. MORGAN SECURITIES LLC, BOFA SECURITIES, INC., BARCLAYS BANK PLC and CITIBANK, N.A., as Joint Lead Arrangers and Joint Bookrunners BAN |
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| August 26, 2021 |
Exhibit 99.1 VMware Reports Fiscal Year 2022 Second Quarter Results Total Revenue growth of 9% year-over-year Subscription and SaaS revenue growth of 23% year-over-year PALO ALTO, Calif., August 26, 2021 ? VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the second quarter of fiscal year 2022: ?Revenue for the second quarter was $3.14 bill |
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| August 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRERT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 26, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 23, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement VMWARE, INC. (Name |
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| August 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement VMWARE, INC. (Name |
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| August 2, 2021 |
EX-4.5 5 d211693dex45.htm EX-4.5 Exhibit 4.5 Execution Version VMWARE, INC., as the Company, and The Bank of New York Mellon Trust Company, N.A., as the Trustee TENTH SUPPLEMENTAL INDENTURE DATED AS OF AUGUST 2, 2021 to INDENTURE DATED AS OF AUGUST 21, 2017 Relating to $750,000,000 of 1.800% Notes due 2028 TENTH SUPPLEMENTAL INDENTURE TENTH SUPPLEMENTAL INDENTURE, dated as of August 2, 2021 (this |
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| August 2, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 2, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| August 2, 2021 |
EX-4.2 2 d211693dex42.htm EX-4.2 Exhibit 4.2 Execution Version VMWARE, INC., as the Company, and The Bank of New York Mellon Trust Company, N.A., as the Trustee SEVENTH SUPPLEMENTAL INDENTURE DATED AS OF AUGUST 2, 2021 to INDENTURE DATED AS OF AUGUST 21, 2017 Relating to $1,000,000,000 of 0.600% Notes due 2023 SEVENTH SUPPLEMENTAL INDENTURE SEVENTH SUPPLEMENTAL INDENTURE, dated as of August 2, 202 |
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| August 2, 2021 |
Exhibit 4.4 Execution Version VMWARE, INC., as the Company, and The Bank of New York Mellon Trust Company, N.A., as the Trustee NINTH SUPPLEMENTAL INDENTURE DATED AS OF AUGUST 2, 2021 to INDENTURE DATED AS OF AUGUST 21, 2017 Relating to $1,500,000,000 of 1.400% Notes due 2026 NINTH SUPPLEMENTAL INDENTURE NINTH SUPPLEMENTAL INDENTURE, dated as of August 2, 2021 (this ?Ninth Supplemental Indenture?) |
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| August 2, 2021 |
EX-4.6 6 d211693dex46.htm EX-4.6 Exhibit 4.6 Execution Version VMWARE, INC., as the Company, and The Bank of New York Mellon Trust Company, N.A., as the Trustee ELEVENTH SUPPLEMENTAL INDENTURE DATED AS OF AUGUST 2, 2021 to INDENTURE DATED AS OF AUGUST 21, 2017 Relating to $1,500,000,000 of 2.200% Notes due 2031 ELEVENTH SUPPLEMENTAL INDENTURE ELEVENTH SUPPLEMENTAL INDENTURE, dated as of August 2, |
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| August 2, 2021 |
EX-4.3 3 d211693dex43.htm EX-4.3 Exhibit 4.3 Execution Version VMWARE, INC., as the Company, and The Bank of New York Mellon Trust Company, N.A., as the Trustee EIGHTH SUPPLEMENTAL INDENTURE DATED AS OF AUGUST 2, 2021 to INDENTURE DATED AS OF AUGUST 21, 2017 Relating to $1,250,000,000 of 1.000% Notes due 2024 EIGHTH SUPPLEMENTAL INDENTURE EIGHTH SUPPLEMENTAL INDENTURE, dated as of August 2, 2021 ( |
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| July 28, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 23, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 22, 2021 |
Table of Contents Filed Pursuant to rule 424(b)(5) Registration File No. 333-237417 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities Offered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1)(2) 0.600% Senior Notes due 2023 $1,000,000,000 $109,100 1.000% Senior Notes due 2024 $1,250,000,000 $136,375 1.400% Senior Notes due 2026 $1,500,000,000 $163,650 1.800% S |
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| July 21, 2021 |
EX-1.1 2 d167658dex11.htm EX-1.1 Exhibit 1.1 Execution Version $6,000,000,000 VMware, Inc. $1,000,000,000 0.600% Senior Notes due 2023 $1,250,000,000 1.000% Senior Notes due 2024 $1,500,000,000 1.400% Senior Notes due 2026 $750,000,000 1.800% Senior Notes due 2028 $1,500,000,000 2.200% Senior Notes due 2031 Underwriting Agreement July 20, 2021 Barclays Capital Inc. BofA Securities, Inc. Citigroup |
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| July 21, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 20, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 20, 2021 |
Filed Pursuant to Rule 433 Registration No. 333-237417 July 20, 2021 VMWARE, INC. PRICING TERM SHEET July 20, 2021 $1,000,000,000 0.600% Senior Notes due 2023 $1,250,000,000 1.000% Senior Notes due 2024 $1,500,000,000 1.400% Senior Notes due 2026 $750,000,000 1.800% Senior Notes due 2028 $1,500,000,000 2.200% Senior Notes due 2031 This Pricing Term Sheet is qualified in its entirety by reference t |
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| July 20, 2021 |
Subject to Completion, dated July 20, 2021 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration File No. 333-237417 The information in this preliminary prospectus supplement is not complete and may be changed. This prospectus supplement is not an offer to sell these securities and is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion, dated July 20, |
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| June 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRERT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 27, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 27, 2021 |
EX-99.1 2 pressreleasefinancials430.htm EX-99.1 Exhibit 99.1 VMware Reports Fiscal Year 2022 First Quarter Results Total Revenue growth of 9% year-over-year Subscription and SaaS revenue growth of 29% year-over-year PALO ALTO, Calif., May 27, 2021 — VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the first quarter of fiscal year 2022: •Re |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 9, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 12, 2021 |
EX-99.1 4 d513266dex991.htm EX-99.1 Exhibit 99.1 VMware Board Names Raghu Raghuram as CEO Sumit Dhawan Appointed President, Zane Rowe to Continue as CFO Announces Preliminary Q1 FY22 Results PALO ALTO, Calif.—May 12, 2021— VMware (NYSE: VMW) today announced that its Board of Directors has appointed Rangarajan (Raghu) Raghuram as Chief Executive Officer and member of the Board of Directors, effecti |
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| May 12, 2021 |
Letter Agreement between VMware, Inc. and Sumit Dhawan dated May 11, 2021 EX-10.2 3 d513266dex102.htm EX-10.2 Exhibit 10.2 VMware, Inc 3401 Hillview Avenue Palo Alto, CA 94304 May 11, 2021 Sumit Dhawan Dear Sumit, We are pleased to offer you a position with VMware, Inc. (the “Company”) as President, commencing on June 1, 2021 (the “Effective Date”). You will report to Raghu Raghuram, Chief Executive Officer. The Company, in its sole discretion, may modify job titles and |
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| May 12, 2021 |
Letter Agreement between VMware, Inc. and Rangarajan (Raghu) Raghuram dated May 11, 2021 EX-10.1 2 d513266dex101.htm EX-10.1 Exhibit 10.1 VMware, Inc 3401 Hillview Avenue Palo Alto, CA 94304 May 11, 2021 Raghu Raghuram Dear Raghu, We are pleased to offer you a position with VMware, Inc. (the “Company”) as Chief Executive Officer, commencing on June 1, 2021 (the “Effective Date”). You will report directly to the VMware Board of Directors (the “Board”), and in connection with your new p |
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| May 3, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 29, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 21, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 13, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 14, 2021 |
EX-10.1 7 d129301dex101.htm EX-10.1 Exhibit 10.1 Execution Version TAX MATTERS AGREEMENT by and among DELL TECHNOLOGIES INC. AND ITS AFFILIATES and VMWARE, INC. AND ITS AFFILIATES, Dated April 14, 2021 TAX MATTERS AGREEMENT THIS TAX MATTERS AGREEMENT (this “Agreement”), dated as of April 14, 2021 (the “Effective Date”), is entered into by and among Dell Technologies Inc., a Delaware corporation (“ |
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| April 14, 2021 |
Exhibit 2.1 EXECUTION VERSION SEPARATION AND DISTRIBUTION AGREEMENT between DELL TECHNOLOGIES INC. and VMWARE, INC. Dated as of April 14, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; CONSTRUCTION SECTION 1.1 Definitions 3 SECTION 1.2 Construction 13 ARTICLE II THE SEPARATION SECTION 2.1 Separation Date 14 SECTION 2.2 Release of Guarantees 14 SECTION 2.3 Treatment of Shared Contracts 14 SECTI |
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| April 14, 2021 |
Form of Second Amended and Restated Certificate of Incorporation of VMware, Inc. Exhibit 3.3 FINAL FORM SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VMWARE, INC. VMWARE, INC., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is VMware, Inc. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State o |
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| April 14, 2021 |
EX-99.1 Exhibit 99.1 VMware and Dell Technologies Reach Agreement Regarding Spin-Off Dell Technologies to Spin-off 81% Equity Ownership of VMware, Positioning VMware for Further Growth Provides VMware with Strategic and Operational Flexibility while Preserving Dell Technologies Strategic Partnership VMware to Pay $11.5B-$12.0B Special Cash Dividend to All Stockholders; Committed to Investment Grad |
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| April 14, 2021 |
EX-3.1 3 d129301dex31.htm EX-3.1 Exhibit 3.1 FINAL FORM CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VMWARE, INC. VMware, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify that: FIRST: The Amended and Restated Certifica |
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| April 14, 2021 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 20)* VMware, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 928563402 (CUSIP Number) Robert L. Potts Senior Vice President, Corporate Securities & Finance Counsel and Assistant Secretary Dell Tec |
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| April 14, 2021 |
Form of Second Amended and Restated Bylaws of VMware, Inc. EX-3.2 4 d129301dex32.htm EX-3.2 Exhibit 3.2 FINAL FORM SECOND AMENDED AND RESTATED BYLAWS OF VMWARE, INC. Incorporated under the Laws of the State of Delaware ARTICLE I OFFICES AND RECORDS Section 1.1 Offices. VMware, Inc. (the “Corporation”) may have such offices, either within or without the State of Delaware, as the Board of Directors may designate or as the business of the Corporation may fro |
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| April 14, 2021 |
Form of Third Amended and Restated Bylaws of VMware, Inc. EX-3.4 6 d129301dex34.htm EX-3.4 Exhibit 3.4 FINAL FORM THIRD AMENDED AND RESTATED BYLAWS OF VMWARE, INC. Incorporated under the Laws of the State of Delaware ARTICLE I OFFICES AND RECORDS Section 1.1 Offices. VMware, Inc. (the “Corporation”) may have such offices, either within or without the State of Delaware, as the Board of Directors may designate or as the business of the Corporation may from |
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| March 26, 2021 |
Description of VMware, Inc.’s securities EX-4.9 2 vmw-1292021x10kex49.htm DESCRIPTION OF VMWARE INC.'S SECURITIES Exhibit 4.9 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of Class A common stock, par value $0.01 per share (the “Class A Common Stock”) of VMware, Inc. (the “Company”), which is the only security of the Company registe |
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| March 26, 2021 |
Amended and Restated 2007 Equity and Incentive Plan, as amended December 10, 2020 Exhibit 10.6 Amended and Restated December 10, 2020 VMWARE, INC. AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN 1.PURPOSE; TYPES OF AWARDS; CONSTRUCTION. The purpose of the VMware, Inc. Amended and Restated 2007 Equity and Incentive Plan is to attract, motivate and retain employees and independent contractors of the Company and any Subsidiary and Affiliate and non-employee directors of the Co |
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| March 26, 2021 |
Amended and Restated 2007 Employee Stock Purchase Plan, as amended December 10, 2020 Exhibit 10.11 December 10, 2020 VMWARE, INC. AMENDED AND RESTATED 2007 EMPLOYEE STOCK PURCHASE PLAN Section 1. Purpose of Plan The VMware, Inc. Amended and Restated 2007 Employee Stock Purchase Plan (the ?Plan?) is intended to provide a method by which eligible employees of VMware, Inc. (?VMware?) and its subsidiaries (collectively, the ?Company?) may use voluntary, systematic payroll deductions o |
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| March 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 29, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33622 VMWARE, INC. (Ex |
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| March 26, 2021 |
Exhibit 21 SUBSIDIARIES OF VMWARE, INC. SUBSIDIARIES STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION 3401 Hillview LLC Delaware A.W.S. Holding, LLC Delaware AetherPal LLC Delaware AirWatch LLC Delaware Avi Networks B.V. Netherlands Avi Networks India Private Limited India Avi Networks International, Inc. Delaware Avi Networks, LLC Delaware BitRock, Inc. Delaware BitRock, S.L. Spain Ca |
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| March 26, 2021 |
Form of Performance Stock Unit Agreement, as amended December 10, 2020 Exhibit 10.15 Form of PSU Agreement VMWARE, INC. 2007 EQUITY AND INCENTIVE PLAN Performance Stock Unit AGREEMENT I. NOTICE OF GRANT Unless otherwise defined in this notice of grant (?Notice of Grant?) and Performance Stock Unit Agreement (?Agreement?), the capitalized terms used herein have the meanings set forth in the VMware, Inc. 2007 Amended and Restated Equity and Incentive Plan (the ?Plan?). |
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| March 1, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 23, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 25, 2021 |
EX-99.1 2 pressreleasefinancials129.htm EX-99.1 Exhibit 99.1 VMware Reports Fourth Quarter and Fiscal Year 2021 Results FY21 revenue of $11.8 billion; growth of 9% year-over-year Subscription and SaaS revenue of $2.6 billion; 22% of total revenue for FY21 PALO ALTO, Calif., February 25, 2021 — VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results f |
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| February 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRERT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 25, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 11, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 0)* VMWARE, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 928563402 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| January 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 15, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 19, 2021 |
Ken Denman, Technology Executive, Joins VMware Board of Directors EX-99.1 2 a0119218-kex991.htm EX-99.1 Ken Denman, Technology Executive, Joins VMware Board of Directors PALO ALTO, Calif., Jan. 19, 2020 – VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced that Ken Denman has been elected to the VMware board of directors. Denman brings extensive expertise to VMware’s board of directors and is widely recognized as a pioneer and l |
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| January 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 12, 2021 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 13, 2021 |
VMware Board of Directors Initiates Search for Chief Executive Officer Pat Gelsinger to Depart to Become CEO of Intel; Zane Rowe to Serve as Interim CEO PALO ALTO, Calif. |
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| December 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 7, 2020 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| December 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33622 VMWARE, |
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| November 24, 2020 |
Exhibit 99.1 VMware Reports Fiscal Year 2021 Third Quarter Results Total revenue growth of 8% year-over-year Subscription and SaaS revenue growth of 44% year-over-year; 24% of total revenue PALO ALTO, Calif., November 24, 2020—VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the third quarter of fiscal 2021: • Revenue for the third quarter |
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| November 24, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRERT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 24, 2020 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 4, 2020 |
As filed with the Securities and Exchange Commission on September 4, 2020 Registration No. |
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| September 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33622 VMWARE, INC |
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| September 4, 2020 |
Form of Performance Stock Unit Agreement, as amended May 29, 2020 EX-10.16 2 vmw-7312020x10qex1016.htm FORM OF PERFORMANCE STOCK UNIT AGREEMENT, AS AMENDED MAY 29, 2020 EXHIBIT 10.16 VMWARE, INC. 2007 EQUITY AND INCENTIVE PLAN PERFORMANCE STOCK UNIT AGREEMENT I. NOTICE OF GRANT Unless otherwise defined in this notice of grant (“Notice of Grant”) and Performance Stock Unit Agreement (“Agreement”), the capitalized terms used herein have the meanings set forth in t |
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| August 27, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRERT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 27, 2020 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 27, 2020 |
EX-99.1 2 pressreleasefinancials.htm EXHIBIT 99.1 Exhibit 99.1 VMware Reports Fiscal Year 2021 Second Quarter Results Total revenue growth of 9% year-over-year Subscription and SaaS revenue growth of 44% year-over-year; 22% of total revenue PALO ALTO, Calif., August 27, 2020—VMware, Inc. (NYSE: VMW), a leading innovator in enterprise software, today announced financial results for the second quart |
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| July 20, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 15, 2020 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 15, 2020 VMWARE, INC. (Exact name of registrant as specified in its charter) Delaware 001-33622 94-3292913 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 15, 2020 |
VMW / VMWare, Inc. / Dell Technologies Inc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 19)* VMware, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 928563402 (CUSIP Number) Robert L. Potts Senior Vice President, Corporate Securities & Finance Counsel and Assistant Secretary Dell Tec |
