Mga Batayang Estadistika
CIK | 1347452 |
SEC Filings
SEC Filings (Chronological Order)
October 11, 2017 |
EXHIBIT 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of October 2, 2017 (this “Agreement”), is among Andalay Solar, Inc., a Delaware corporation (the “Company”), each Subsidiary of the Company which shall become a party to this Agreement by execution and delivery of the form annexed hereto as Annex A and the Guaranty annexed thereto (each such Subsidiary, a “Guarantor” and together wi |
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October 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 4, 2017 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission Fil |
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October 11, 2017 |
EX-10.3 6 westex103.htm SECURITIES PURCHASE AGREEMENT EXHIBIT 10.3 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 2, 2017, between R Squared Technologies Inc., a Delaware corporation (the “Company”), and the investor(s) signatory or who become signatory hereto (each, a “Purchaser” and collectively, the “Purchasers”). If there is only one |
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October 11, 2017 |
Securities Purchase Agreement, dated October 2, 2017, by and among the Company and the investors. EX-10.1 4 westex101.htm SECURITIES PURCHASE AGREEMENT EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 2, 2017, between Andalay Solar, Inc., a Delaware corporation (the “Company”), and the investor parties hereto (including their successors and permitted assigns, each, a “Purchaser”, and collectively, the “Purchaser” or “Purcha |
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October 11, 2017 |
EX-10.5 8 westex105.htm SECURITY AGREEMENT EXHIBIT 10.5 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of October 2, 2017 (this “Agreement”), is among R Squared Technologies Inc., a Delaware corporation (the “Company”), each Subsidiary of the Company which shall become a party to this Agreement by execution and delivery of the form annexed hereto as Annex A and the Guaranty annexed thereto ( |
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October 11, 2017 |
Secured Convertible Note, dated October 2, 2017, issued by R Squared Technologies, Inc. EXHIBIT 10.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE, IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGI |
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October 11, 2017 |
Secured Convertible Notes, dated October 2, 2017, issued by the Company. EX-4.1 2 westex41.htm SECURED CONVERTIBLE NOTES EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED |
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October 11, 2017 |
Warrants, dated October 2, 2017, issued by the Company. EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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October 21, 2016 |
SETTLEMENT AGREEMENT AND STIPULATION exhibit10-1.htm EXHIBIT 10.1 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and Stipulation, dated as of August 3, 2016 (the "Agreement"), by and between plaintiff Tarpon Bay Partners LLC (?TARPON?), and defendant Andalay Solar, Inc. (the ?Company ?). BACKGROUND: WHEREAS, the Company has bona fide outstanding liabilities in a principal amount of not less than $630,393.03; and, WHER |
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October 21, 2016 |
form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 19, 2016 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (C |
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October 21, 2016 |
IN THE CIRCUIT COURT OF THE SECOND JUDICIAL CIRCUIT IN AND FOR LEON COUNTY, FLORIDA exhibit10-2.htm EXHIBIT 10.2 IN THE CIRCUIT COURT OF THE SECOND JUDICIAL CIRCUIT IN AND FOR LEON COUNTY, FLORIDA TARPON BAY PARTNERS, LLC, a Florida limited liability company, Plaintiff, v. ANDALAY SOLAR, INC., a Delaware corporation, Defendant. / CASE NO. 2016-CA-001609 ORDER GRANTING APPROVAL OF SETTLEMENT AGREEMENT AND STIPULATION This matter came before the Court on October 10, 2016, for a hea |
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June 2, 2016 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 25, 2016 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdic |
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June 2, 2016 |
CONVERTIBLE NOTE DUE MAY 25, 2018 exhibit4-1.htm EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EF |
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May 16, 2016 |
Andalay Solar ANDALAY SOLAR FORM 10-Q NT NT 10-Q 1 formnt10-q.htm ANDALAY SOLAR FORM 10-Q NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-33695 CUSIP NUMBER 033355108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ]Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2016 [ ] Transition Report on Form 10-K [ ] T |
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April 18, 2016 |
CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ANDALAY SOLAR, INC. exhibit3-1.htm Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF ANDALAY SOLAR, INC. Andalay Solar, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”) DOES HEREBY CERTIFY as follows: 1. ARTICLE FOURTH of the Corporation’s Certificate of Incorporation shall be amended by replacing the f |
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April 18, 2016 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 18, 2016 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisd |
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April 4, 2016 |
EX-16.1 2 exhibit16-1.htm EXHIBIT 16.1 Exhibit 16.1 April 1, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Andalay Solar, Inc. File No. 001-33695 Commissioners: We have read Item 4.01 of Form 8-K of Andalay Solar, Inc. for the event that occurred on March 29, 2016 and agree with the statements concerning our Firm contained in the first, second, fourth, sixth, |
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April 4, 2016 |
Financial Statements and Exhibits form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 29, 2016 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Com |
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March 30, 2016 |
Andalay Solar ANDALAY SOLAR FORM 10-KNT NT 10-K 1 form10-knt.htm ANDALAY SOLAR FORM 10-KNT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-33695 CUSIP NUMBER 033355108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ]Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2015 [ ] Transition Report on Form 10-K [ ] |
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March 28, 2016 |
Andalay Solar ANDALAY SOLAR DEFINITIVE PROXY def14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement ANDALAY SOLAR, INC. (Name of Registra |
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March 16, 2016 |
Andalay Solar ANDALAY SOLAR PROXY STATEMENT PRE 14C 1 pre14c.htm ANDALAY SOLAR PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) Definitive Information Stateme |
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March 11, 2016 |
EX-10.1 5 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 Exhibit 10.1 EXCHANGE AGREEMENT THIS AGREEMENT, dated as of March , 2016, is entered into by and between ANDALAY SOLAR, INC., a Delaware corporation (the “Company”) and . WITNESSETH: WHEREAS, serves as a of Company since ; and WHEREAS, Company wishes to provide, and wishes to accept, in lieu of , a total of shares of Series E Preferred Stock of |
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March 11, 2016 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 7, 2016 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdi |
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March 11, 2016 |
STATE OF DELAWARE CERTIFICATE OF CORRECTION exhibit3-3.htm Exhibit 3.3 STATE OF DELAWARE CERTIFICATE OF CORRECTION Andalay Solar, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware. DOES HEREBY CERTIFY: 1. The name of the corporation is Andalay Solar, Inc. 2. That a Certificate of Designations, Rights and Preferences of the Series E Convertible Preferred Stock was filed by |
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March 11, 2016 |
EX-3.1 2 exhibit3-1.htm ANDALAY SOLAR EXHIBIT 3.1 Exhibit 3.1 ANDALAY SOLAR, INC. - CERTIFICATE OF DESIGNATIONS, RIGHTS AND PREFERENCES OF THE SERIES E CONVERTIBLE PREFERRED STOCK - I, Edward Bernstein, President of Andalay Solar, Inc., a Delaware corporation (hereinafter called the "Corporation"), pursuant to the provisions of Section 151 of the General Corporation Law of the State of Delaware, h |
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March 11, 2016 |
STATE OF DELAWARE CERTIFICATE OF CORRECTION exhibit3-2.htm Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF CORRECTION Andalay Solar, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware. DOES HEREBY CERTIFY: 1. The name of the corporation is Andalay Solar, Inc. 2. That a Certificate of Designations, Rights and Preferences of the Series E Convertible Preferred Stock was filed by |
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February 12, 2016 |
Exhibit 24.1 POWER OF ATTORNEY We, the undersigned hereby severally constitute and appoint Edward Bernstein our true and lawful attorney and agent, with full power to sign for us, and in our names in the capacities indicated below, any and all amendments to this registration statement, any subsequent registration statements pursuant to Rule 462 of the Securities Act of 1933, as amended, and to fil |
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February 12, 2016 |
S-1 1 forms-1.htm ANDALAY SOLAR FORM S-1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 336 Bon Air Ctr. #352 |
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February 5, 2016 |
February 5, 2016 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Mail Stop 4631 Washington, D. |
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February 5, 2016 |
Annual Report - ANDALAY SOLAR FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the transition period from to Commission |
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February 5, 2016 |
List of Subsidiaries Subsidiary Percentage Owned by Andalay Solar, Inc. State of Incorporation Akeena Corp. 100 % Delaware Andalay, Inc. 100 % California |
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January 7, 2016 |
AMENDMENT AND CONSENT AGREEMENT exhibit10-1.htm Exhibit 10.1 AMENDMENT AND CONSENT AGREEMENT This Amendment and Consent Agreement (?Agreement?), is entered into as of December 31, 2015, between Alpha Capital Anstalt (?Lender?) and Andalay Solar, Inc. (?Borrower?). RECITALS A. WHEREAS, pursuant to a Second Amendment to Loan and Security Agreement dated February 27, 2015 (the ?Second Amendment?) Borrower issued to Lender a note in |
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January 7, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 31, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) ( |
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December 11, 2015 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 6, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other juri |
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December 11, 2015 |
ANDALAY SOLAR, INC. EMPLOYMENT AGREEMENT EX-10.1 2 exhbit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 Exhibit 10.1 ANDALAY SOLAR, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of December 6, 2015 (the “Effective Date”) by and between Andalay Solar, Inc. (the “Company”), and Edward Bernstein (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. As of November 21, 2015 (the “Start Dat |
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November 20, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 19, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission F |
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November 20, 2015 |
EX-99.1 2 exhibit99-1.htm ANDALAY SOLAR EXHIBIT 99.1 Exhibit 99.1 Corporate Headquarters: 2721 Shattuck Ave., #305, Berkeley, CA 94705 Andalay Solar Announces Third Quarter 2015 Results Berkeley, CA, November 19, 2015 – Andalay Solar, Inc. (OTCMKS:WEST), a supplier of integrated solar power systems, today announced its third quarter 2015 financial results. The Company will continue to focus on kee |
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November 20, 2015 |
Quarterly Report - ANDALAY SOLAR FORM 10-Q 10-Q 1 form10-q.htm ANDALAY SOLAR FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition perio |
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November 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 12, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission F |
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November 17, 2015 |
ANDALAY SOLAR BOARD ANNOUNCES CEO CHANGE exhibit99-1.htm EXHIBIT 99.1 ANDALAY SOLAR BOARD ANNOUNCES CEO CHANGE Berkeley, CA, November 17, 2015 – Andalay Solar, Inc. announces that Mr. Steven Chan is stepping down as CEO, President and interim Chief Financial Officer as of November 20, 2015 and the Company’s former director, Mr. Ed Bernstein, is assuming those roles effective November 21, 2015. Mr. Chan will also resign as a member of the |
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November 16, 2015 |
Andalay Solar ANDALAY SOLAR 10-Q NT 10-Q 1 formnt-10q.htm ANDALAY SOLAR 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-33695 CUSIP NUMBER 033355108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ]Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2015 [ ] Transition Report on Form 10-K [ ] Trans |
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November 6, 2015 |
EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT Exhibit 10.1 SECOND CONSENT AGREEMENT This SECOND Consent Agreement (“Agreement”), is entered into as of October 20, 2015, among Alpha Capital Anstalt (“Lender”) and Andalay Solar, Inc. (“Borrower”). RECITALS A. WHEREAS, pursuant to a Second Amendment to Loan and Security Agreement dated February 27, 2015 (the “Second Amendment”) Borrower issued to L |
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November 6, 2015 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits 8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 6, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other juri |
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October 9, 2015 |
EX-99.1 2 exhibit99-1.htm ANDALAY SOLAR EXHIBIT 99.1 EXHIBIT 99.1 Corporate Headquarters: 2721 Shattuck Ave., #305, Berkeley, CA 94705 Andalay Solar Announces Second Quarter 2015 Results Berkeley, CA, October 9, 2015 – Andalay Solar, Inc. (OTCMKS:WEST), a supplier of integrated solar power systems, today announced its second quarter 2015 financial results. Over the past few months it has became cl |
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October 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 9, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Co |
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October 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 form10-q.htm ANDALAY SOLAR FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period fro |
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September 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 26, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission Fil |
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September 14, 2015 |
Andalay Solar Provides a Recent Business Update exhibit99-1.htm Exhibit 99.1 Andalay Solar Provides a Recent Business Update Berkeley, Calif., September 14, 2015 ? Andalay Solar, Inc. (the ?Company? or ?Andalay?) (OTCQB: WEST), a supplier of integrated solar power systems, takes this opportunity to provide an update on recent changes and its go-to-market approach. In an effort to substantially cut its operating losses and focus on its core goal |
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August 28, 2015 |
ANDALAY SOLAR, INC. 150,000,000 Shares of Common Stock 424B3 1 andalay424b3.htm ANDALAY SOLAR 424(B)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-205779 PROSPECTUS ANDALAY SOLAR, INC. 150,000,000 Shares of Common Stock This prospectus relates to the offer and resale of up to 150,000,000 shares of our common stock, par value $0.001 per share, by the selling stockholder, Southridge Partners II LP, a Delaware limited partnership (“Southridge” |
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August 14, 2015 |
Andalay Solar ANDALAY SOLAR 10-Q NT 10-Q 1 formnt-10q.htm ANDALAY SOLAR 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-33695 CUSIP NUMBER 033355108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ]Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2015 [ ] Transition Report on Form 10-K [ ] Transitio |
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August 11, 2015 |
andalay-corresp.htm Andalay Solar, Inc. 48900 Milmont Drive Fremont, California 94538 Phone: (408) 402-9400 August 11, 2015 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington, D.C. 20549 Attention: Pamela Long Assistant Director Re: Andalay Solar, Inc. Registration Statement on Form S-1 July 21, 2015, as amended File No. 333-205779 To whom it may |
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July 31, 2015 |
CORRESP 1 filename1.htm The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 July 31, 2015 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington, D.C. 20549 Attention: Frank Pigottf Re: Andalay Solar, Inc. Registration Statement on Form S-1 Filed July 21, 2015 File No. 333-205779 Dear Mr. Pigottf: Thank you f |
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July 31, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1/A Amendment No. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 48900 Milmont Dr. Fremont, California 94538 ( |
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July 21, 2015 |
S-1 1 forms-1.htm ANDALAY SOLAR FORM S-1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 48900 Milmont Dr. Frem |
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July 10, 2015 |
Andalay Solar REQUEST TO WITHDRAW REGISTRATION STATEMENT RW 1 withdrawrequest.htm REQUEST TO WITHDRAW REGISTRATION STATEMENT Andalay Solar, Inc. 48900 Milmont Dr. Fremont, California 94538 Phone: (408) 402-9400 July 9, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Request to Withdraw Registration Statement on Form S-1 (File No. 333-205425) Ladies and Gentlemen: Pursuant to |
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July 1, 2015 |
S-1 1 forms-1.htm ANDALAY SOLAR FORM S-1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 48900 Milmont Dr. Frem |
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June 12, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 12, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission File |
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June 12, 2015 |
exhibit_3-1.htm Exhibit 3.1 |
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June 10, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 9, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdic |
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May 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 form10-q.htm ANDALAY SOLAR FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period fr |
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May 15, 2015 |
Andalay Solar ANDALAY SOLAR 10-Q NT 10-Q 1 formnt-10q.htm ANDALAY SOLAR 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-33695 CUSIP NUMBER 033355108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X ]Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2015 [ ] Transition Report on Form 10-K [ ] Transitio |
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May 4, 2015 |
Andalay Solar ANDALAY SOLAR REVISED PROXY DEFR14A 1 defr14-a.htm ANDALAY SOLAR REVISED PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant: x Filed by a Party other than the Registrant: o Check the appropriate box: Preliminary Proxy Statement Confidential, For Use |
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April 30, 2015 |
Andalay Solar ANDALAY SOLAR DEFINITIVE PROXY Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: o Check the appropriate box: Preliminary Proxy Statement Confidential, For Use of the Commission Only (as permit |
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April 30, 2015 |
Andalay Solar ANDALAY SOLAR ADDITIONAL PROXY MATERIAL DEFA14A 1 defa14a.htm ANDALAY SOLAR ADDITIONAL PROXY MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: o Check the appropriate box: Preliminary Proxy Statement Confidentia |
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April 21, 2015 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 21, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisd |
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April 20, 2015 |
Andalay Solar ANDALAY SOLAR PRELIMINARY PROXY PRE 14A 1 pre14a.htm ANDALAY SOLAR PRELIMINARY PROXY Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: o Check the appropriate box: x Preliminary Proxy Statement |
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April 17, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 16, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission File |
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April 17, 2015 |
EX-99.1 2 exhibit99-1.htm ANDALAY SOLAR EXHIBIT 99.1 Exhibit 99.1 Corporate Headquarters: 2071 Ringwood Avenue, Unit C, San Jose, CA 95131 Andalay Solar Announces Fourth Quarter and Year-End 2014 Results San Jose, CA, April 16, 2015 – Andalay Solar, Inc. (OTCQB:WEST), a leading supplier of integrated solar power systems, today announced its fourth quarter and full year 2014 financial results. “Our |
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April 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 form10-k.htm ANDALAY SOLAR FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the transition pe |
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April 15, 2015 |
FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT Exhibit 10.2 FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT This First Amendment to the Employment Agreement (this “Agreement”), effective as of April14, 2015 (the “Effective Date”), by and between Andalay Solar, Inc., a Delaware corporation, (the “Company”), and Wei-Tai Kwok (“Executive”) and is amending the Employment Agreement dated as of November 7, 2014 (the “Employment Agreement”), by and betwe |
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April 15, 2015 |
FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT This First Amendment to the Employment Agreement (this “Agreement”), effective as of April 14, 2015 (the “Effective Date”), by and between Andalay Solar, Inc., a Delaware corporation, (the “Company”), and Steven Chan (“Executive”) and is amending the Employment Agreement dated as of April 14, 2014 (the “Employment Agreement”), by and between |
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March 31, 2015 |
Andalay Solar ANDALAY SOLAR FORM NT 10-K NT 10-K 1 formnt-10k.htm ANDALAY SOLAR FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-33695 CUSIP NUMBER 033355108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ x ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2014 [ ] Transition Report on Form 10-K [ |
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March 4, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 27, 2015 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jur |
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March 4, 2015 |
SECOND AMENDMENT TO THE LOAN AND SECURITY AGREEMENT EX-10.2 3 exhibit10-2.htm ANDALAY SOLAR EXHIBIT 10.2 Exhibit 10.2 SECOND AMENDMENT TO THE LOAN AND SECURITY AGREEMENT This Second Amendment to the Loan and Security Agreement (“Agreement”), is entered into as of February 27, 2015, among Alpha Capital Anstalt (“Lender”), Andalay Solar, Inc. (“Borrower”), a Delaware corporation, and Collateral Services, LLC (the “Collateral Agent”) and is amending t |
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March 4, 2015 |
CONVERTIBLE NOTE DUE FEBRUARY 29, 2016 EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 Exhibit 10.1 Exhibit A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MA |
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January 20, 2015 |
PROSPECTUS ANDALAY SOLAR, INC. 85,000,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-200855 PROSPECTUS ANDALAY SOLAR, INC. 85,000,000 Shares of Common Stock This prospectus relates to the offer and resale of up to 85,000,000 shares of our common stock, par value $0.001 per share, by the selling stockholder, Southridge Partners II LP, a Delaware limited partnership (“Southridge”). All of such shares represent s |
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January 14, 2015 |
SC 13G/A 1 sc13g0115a2briocapwesting.htm AMENDMENT TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) ANDALAY SOLAR, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 96040V101 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which |
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January 13, 2015 |
WEST / Andalay Solar, Inc. S-1/A - - ANDALAY SOLAR FORM S-1/A S-1/A 1 forms-1a.htm ANDALAY SOLAR FORM S-1/A Table of Contents Registration No. 333-200855 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. |
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December 16, 2014 |
EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement ("Agreement"), dated December 10, 2014, is made by and between ANDALAY SOLAR, INC. a Delaware corporation ("Company"), and SOUTHRIDGE PARTNERS II LP, a Delaware limited partnership (the "Investor"). RECITALS WHEREAS, upon the terms and subject to the conditions of the |
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December 16, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 10, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission F |
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December 15, 2014 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 10, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jur |
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December 15, 2014 |
EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 EQUITY PURCHASE AGREEMENT BY AND BETWEEN ANDALAY SOLAR, INC. AND SOUTHRIDGE PARTNERS II, LP Dated December 10, 2014 1 THIS EQUITY PURCHASE AGREEMENT entered into as of the 10th day of December, 2014 (this "AGREEMENT"), by and between SOUTHRIDGE PARTNERS II, LP, a Delaware limited partnership ("INVESTOR"), and ANDALAY SOLAR, INC., a |
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December 11, 2014 |
WEST / Andalay Solar, Inc. S-1 - Registration Statement - ANDALAY SOLAR FORM S-1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 2071 Ringwood Ave. Unit C San Jose, CA 95131 (408) 402-9400 (Ad |
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November 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 form10-q.htm ANDALAY SOLAR FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition perio |
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November 13, 2014 |
Exhibit 99.1 Corporate Headquarters: 2071 Ringwood Avenue, Unit C, San Jose, CA 95131 Andalay Solar Announces Third Quarter 2014 Results Quarterly Revenue Growth Up 287% Versus Prior Year; almost Doubles Sequentially San Jose, CA, November 11, 2014 – Andalay Solar, Inc. (OTCQB:WEST), a designer and supplier of integrated solar power systems, today announced its third quarter 2014 financial results |
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November 13, 2014 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 7, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other juri |
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November 13, 2014 |
ANDALAY SOLAR, INC. EMPLOYMENT AGREEMENT EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHBIT 10.1 Exhibit 10.1 ANDALAY SOLAR, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of [] (the “Effective Date”) by and between Andalay Solar, Inc. (the “Company”), and Wei-Tai Kwok (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. As of November 7, 2014 (the “Start Date”), Executive will |
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August 12, 2014 |
EX-99.1 2 exhibit99-1.htm ANDALAY SOLAR EXHIBIT 99.1 EXHIBIT 99.1 Corporate Headquarters: 2071 Ringwood Avenue, Unit C, San Jose, CA 95131 Andalay Solar Announce Second Quarter 2014 Results Quarterly Revenue Growth Up 136% Versus Prior Year; More than Doubles Sequentially San Jose, CA, August 12, 2014 – Andalay Solar, Inc. (OTCQB:WEST), a designer and supplier of integrated solar power systems, to |
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August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 6, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission File |
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August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33695 Andalay Solar, Inc. |
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May 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33695 Andalay Solar, Inc. |
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May 12, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 fomr8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 12, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdic |
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May 12, 2014 |
EX-99.1 2 exhibit99-1.htm ANDALAY SOLAR EXHBIT 99.1 Corporate Headquarters: 2071 Ringwood Avenue, Unit C, San Jose, CA 95131 Andalay Solar Announces First Quarter 2014 Results Revenue Increase of 76% and Operating Expenses Decrease of 34% As Compared to Prior Year San Jose, CA, May 12, 2014 – Andalay Solar, Inc. (OTCQB:WEST), a designer and manufacturer of integrated solar power systems, today ann |
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April 16, 2014 |
ANDALAY SOLAR, INC. EMPLOYMENT AGREEMENT EX-10.1 2 exhbit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 ANDALAY SOLAR, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of April 14, 2014 (the “Effective Date”) by and between Andalay Solar, Inc. (the “Company”), and Steven Chan (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. As of April 22, 2014 (the “Start Date”), Execu |
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April 16, 2014 |
Corporate Headquarters: 2071 Ringwood Avenue, Unit C, San Jose, CA 95131 EX-99.1 4 exhbit99-1.htm ANDALAY SOLAR EXHIBIT 99.1 EXHIBIT 99.1 Corporate Headquarters: 2071 Ringwood Avenue, Unit C, San Jose, CA 95131 ANDALAY SOLAR BOARD APPOINTS STEVEN CHAN CEO San Jose, CA, April 16, 2014 – Andalay Solar, Inc. is very pleased to announce that its Board of Directors has appointed Steven Chan as CEO and President, effective April 22, 2014. Mr. Chan will be tasked with the ful |
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April 16, 2014 |
EX-10.2 3 exhbit10-2.htm ANDALAY SOLAR EXHIBIT 10.2 EXHIBIT 10.2 INDEMNITY AGREEMENT This Indemnity Agreement, dated as of April 14, 2014 is made by and between Andalay Solar, Inc., a Delaware corporation (the “Company”), and Steven Chan, a director, officer or key employee of the Company or one of the Company’s subsidiaries or other service provider who satisfies the definition of Indemnifiable P |
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April 16, 2014 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 14, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisd |
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March 24, 2014 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-193550 PROSPECTUS ANDALAY SOLAR, INC. 35,000,000 Shares of Common Stock This prospectus relates to the offer and resale of up to 35,000,000 shares of our common stock, par value $0.001 per share, by the selling stockholder, Southridge Partners II LP, a Delaware limited partnership (“Southridge”). All of such shares represent shares that Southri |
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March 19, 2014 |
CORRESP 1 filename1.htm 2071 Ringwood Ave. Unit C San Jose, CA 95131 408-402-9400 March 19, 2014 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington, D.C. 20549 Attention: Pamela Long Assistant Director Re: Andalay Solar, Inc. Registration Statement on Form S-1 March 11, 2014 File No. 333-193550 To whom it may concern: Andalay Solar, Inc. (the “Com |
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March 19, 2014 |
CONVERTIBLE NOTE DUE MARCH 18, 2016 EXHIBIT 4.1 Exhibit A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI |
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March 19, 2014 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 18, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission File |
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March 19, 2014 |
COMMON STOCK PURCHASE WARRANT ANDALAY SOLAR, INC. EX-4.2 3 exhibit4-2.htm ANDALAY SOLAR EXHIBIT 4.2 EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFER |
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March 11, 2014 |
CORRESP 1 filename1.htm The Chrysler Building 405 Lexington Avenue, 26th Floor New York, New York 10174 (212) 907-6457 March 11, 2014 VIA EDGAR United States Securities and Exchange Commission 100 F Street, NE Mail Stop 4720 Washington, D.C. 20549 Attention: Pamela Long Chief Director Re: Andalay Solar, Inc. Registration Statement on Form S-1 Filed January 24, 2014 File No. 333-193550 Dear Ms. Lon |
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March 11, 2014 |
S-1/A 1 forms-1a.htm ANDALAY SOLAR FORM S-1/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1/A Amendment No. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 2071 Ringwood Ave |
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March 10, 2014 |
SETTLEMENT AGREEMENT AND STIPULATION EX-10.45 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.45 EXHIBIT 10.1 SETTLEMENT AGREEMENT AND STIPULATION THIS SETTLEMENT AGREEMENT and Stipulation dated as of February 26, 2014 by and between plaintiff ASC Recap LLC (“ASC”), and defendant Andalay Solar, Inc. (“COMPANY”). BACKGROUND: WHEREAS, there are bona fide outstanding Claims against the Company in the principal amount of not less than $1,027, |
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March 10, 2014 |
EX-21.1 3 exhibit21-1.htm LIST OF SUBSIDIARIES Exhibit 21.1 List of Subsidiaries Subsidiary Percentage Owned by Andalay Solar, Inc. State of Incorporation Akeena Corp. 100 % Delaware Andalay, Inc. 100 % California |
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March 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 form10-k.htm ANDALAY SOLAR FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the transition pe |
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February 28, 2014 |
CONVERTIBLE NOTE DUE FEBRUARY 25, 2016 EXHIBIT 4.1 Exhibit A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI |
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February 28, 2014 |
EX-4.2 3 exhibit4-2.htm ANDALAY SOLAR EXHIBIT 4.2 EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFER |
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February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 25, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission F |
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February 28, 2014 |
EX-10.1 4 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 25, 2014, between Andalay Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, |
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February 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 10, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jur |
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February 10, 2014 |
EX-99.1 2 exhibit99-1.htm ANDALAY SOLAR EXHIBIT 99.1 EXHIBIT 99.1 Corporate Headquarters: 2071 Ringwood Avenue, Unit C, San Jose, CA 95131 Andalay Solar Announces Five-Fold Sequential Revenue Growth in Fourth Quarter San Jose, CA, February 10, 2014 – Andalay Solar, Inc. (OTCQB:WEST) today announced its revenue results for the fourth quarter of 2013 as compared to the third quarter of 2013. Net rev |
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January 31, 2014 |
AMENDMENT TO SECURITIES PURCHASE AGREEMENT BY AND BETWEEN EX-10.1 3 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 AMENDMENT TO SECURITIES PURCHASE AGREEMENT BY AND BETWEEN ANDALAY SOLAR, INC. AND ALPHA CAPITAL ANSTALT This Amendment is made as of January 27, 2014 to the Securities Purchase Agreement (the “Agreement”) dated as of December 19, 2013 by and between Andalay Solar, Inc. (the “Company”) and Alpha Capital Anstalt (“Alpha”). WHEREAS, th |
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January 31, 2014 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 27, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other juri |
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January 31, 2014 |
CONVERTIBLE NOTE DUE JANUARY 27, 2016 EX-4.1 2 exhibit4-1.htm ANDALAY SOLAR EXHIBIT 4.1 EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFER |
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January 28, 2014 |
Entry into a Material Definitive Agreement 8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 22, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other juri |
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January 24, 2014 |
Registration Statement - ANDALAY SOLAR FORM S-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 2071 Ringwood Ave. Unit C San Jose, CA 95131 (408) 402-9400 (Address and telephon |
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January 24, 2014 |
- ANDALAY SOLAR REGISTRATION WITHDRAWAL LETTER Andalay Solar, Inc. 2071 Ringwood Avenue, Unit C San Jose, CA 95131 Phone: (408) 402-9400 January 24, 2014 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Request to Withdraw Registration Statement on Form S-1 (File No. 333-192539) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended (the |
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January 24, 2014 |
EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 EQUITY PURCHASE AGREEMENT BY AND BETWEEN ANDALAY SOLAR, INC. AND SOUTHRIDGE PARTNERS II, LP Dated January 23, 2014 1 THIS EQUITY PURCHASE AGREEMENT entered into as of the 23rd day of January, 2014 (this "AGREEMENT"), by and between SOUTHRIDGE PARTNERS II, LP, a Delaware limited partnership ("INVESTOR"), and ANDALAY SOLAR, INC., a De |
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January 24, 2014 |
EX-10.37 3 exhibit10-37.htm ANDALAY SOLAR EXHIBIT 10.37 EXHIBIT 10.37 CONSULTING AGREEMENT This Consulting Agreement ("Agreement") is made on this 20th day of February, 2013 (“Effective Date”) between SC Advisors Inc. (the “Project Manager”), a Delaware corporation, with principal offices at 90 Grove Street, Ridgefield CT 06877, and Westinghouse Solar, Inc. (the “Company”), a Delaware Corporation, |
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January 24, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 23, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission Fi |
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January 24, 2014 |
EX-24.1 5 exhibit24-1.htm ANDALAY SOLAR EXHIBIT 23.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Andalay Solar, Inc., a Delaware corporation (the “Company”), does hereby constitute and appoint MARGARET R. RANDAZZO with full power to each of them to act alone, as the true and lawful attorney and agent of the u |
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January 24, 2014 |
EX-10.2 3 exhibit10-2.htm ANDALAY SOLAR EXHIBIT 10.2 EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement ("Agreement"), dated January 23, 2014, is made by and between ANDALAY SOLAR, INC. a Delaware corporation ("Company"), and SOUTHRIDGE PARTNERS II LP, a Delaware limited partnership (the "Investor"). RECITALS WHEREAS, upon the terms and subject to the conditions of the E |
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January 23, 2014 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 23, 2014 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other juri |
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December 20, 2013 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 19, 2013, between Andalay Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and |
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December 20, 2013 |
CONVERTIBLE NOTE DUE DECEMBER 19, 2015 EX-4.1 2 exhibit4-1.htm ANDALAY SOLAR FORM OF CONVERTIBLE NOTE EXHIBIT 4.1 Exhibit A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORD |
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December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 19, 2013 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission F |
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December 20, 2013 |
COMMON STOCK PURCHASE WARRANT ANDALAY SOLAR, INC. EX-4.2 3 exhibit4-2.htm ANDALAY SOLAR FORM OF WARRANT EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE O |
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November 26, 2013 |
Registration Statement - ANDALAY SOLAR FORM S-1 S-1 1 forms-1.htm ANDALAY SOLAR FORM S-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware (State or Other Jurisdiction of Incorporation or Organization) 4931 (Primary Standard Industrial Classification Code Number) 90-0181035 (I.R.S. Employer Identification No.) 1475 South Bascom Avenue, Suite 101 Camp |
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November 26, 2013 |
EX-24.1 5 exhibit24-1.htm ANDALAY SOLAR EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Andalay Solar, Inc., a Delaware corporation (the “Company”), does hereby constitute and appoint MARGARET R. RANDAZZO with full power to each of them to act alone, as the true and lawful attorney and agent of the u |
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November 26, 2013 |
EX-10.37 3 exhibit10-37.htm ANDALAY SOLAR EXHIBIT 10.37 EXHIBIT 10.37 CONSULTING AGREEMENT This Consulting Agreement ("Agreement") is made on this 20th day of February, 2013 (“Effective Date”) between SC Advisors Inc. (the “Project Manager”), a Delaware corporation, with principal offices at 90 Grove Street, Ridgefield CT 06877, and Westinghouse Solar, Inc. (the “Company”), a Delaware Corporation, |
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November 25, 2013 |
EX-10.3 5 exhibit10-3.htm ANDALAY SOLAR EXHIBIT 10.3 EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement ("Agreement"), dated November 25, 2013, is made by and between ANDALAY SOLAR, INC. a Delaware corporation ("Company"), and SOUTHRIDGE PARTNERS II LP, a Delaware limited partnership (the "Investor"). RECITALS WHEREAS, upon the terms and subject to the conditions of the |
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November 25, 2013 |
EX-10.2 4 exhibit10-2.htm ANDALAY SOLAR EXHIBIT 10.2 EXHIBIT 10.2 EQUITY PURCHASE AGREEMENT BY AND BETWEEN ANDALAY SOLAR, INC. AND SOUTHRIDGE PARTNERS II, LP Dated November 25, 2013 1 THIS EQUITY PURCHASE AGREEMENT entered into as of the 25th day of November, 2013 (this "AGREEMENT"), by and between SOUTHRIDGE PARTNERS II, LP, a Delaware limited partnership ("INVESTOR"), and ANDALAY SOLAR, INC., a |
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November 25, 2013 |
CONVERTIBLE NOTE DUE NOVEMBER 25, 2015 EX-4.1 2 exhibit4-1.htm ANDALAY SOLAR EXHIBIT 4.1 EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFER |
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November 25, 2013 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 25, 2013 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jur |
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November 25, 2013 |
EX-10.1 3 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 25, 2013, between Andalay Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, |
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November 14, 2013 |
EX-24 4 exhibit24.htm POWER OF ATTORNEY OF DIRECTORS AND CERTAIN OFFICERS OF THE COMPANY EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Andalay Solar, Inc., a Delaware corporation (the “Company”), does hereby constitute and appoint MARGARET R. RANDAZZO with full power to each of them to act alone, as the true and |
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November 14, 2013 |
S-8 1 forms-8.htm ANDALAY SOLAR FORM S-8 As filed with the United States Securities and Exchange Commission on November 14, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 90-0181035 (State or other j |
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November 13, 2013 |
FOURTH MODIFICATION OF THE 2006 INCENTIVE STOCK PLAN EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 - FOURTH MODIFICATION OF THE 2006 INCENTIVE STOCK PLAN Exhibit 10.1 FOURTH MODIFICATION OF THE 2006 INCENTIVE STOCK PLAN This Fourth Modification of the 2006 Incentive Stock Plan (the “Plan”) is effective March 4, 2010. INTRODUCTION The Board of Directors administers the Plan, which was adopted on August 8, 2006. The Board of Directors now desir |
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November 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 form10-q.htm ANDALAY SOLAR FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition perio |
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November 13, 2013 |
FIFTH MODIFICATION OF THE 2006 INCENTIVE STOCK PLAN EX-10.2 3 exhibit10-2.htm ANDALAY SOLAR EXHIBIT 10.2 - FIFTH MODIFICATION OF THE 2006 INCENTIVE STOCK PLAN Exhibit 10.2 FIFTH MODIFICATION OF THE 2006 INCENTIVE STOCK PLAN This Fifth Modification of the 2006 Incentive Stock Plan (the “Plan”) is effective July 25, 2013. INTRODUCTION The Board of Directors administers the Plan, which was adopted on August 8, 2006. The Board of Directors now desires |
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October 2, 2013 |
EX-10.1 2 exhibit10-1.htm ANDALAY SOLAR EXHIBIT 10.1 EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT This Loan and Security Agreement, is entered into as of September 30, 2013, by and among Alpha Capital Anstalt (“Lender”), Andalay Solar, Inc. (“Borrower”), a Delaware corporation, and Collateral Services, LLC (the “Collateral Agent”). RECITALS A. Borrower has requested that Lender make loans to Borrower |
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October 2, 2013 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 30, 2013 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other ju |
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September 23, 2013 |
EX-3.2 3 exhibit3-2.htm EXHIBIT 3.2 Exhibit 3.1 |
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September 23, 2013 |
EX-3.1 2 exhibit3-1.htm EXHIBIT 3.1 Exhibit 3.1 |
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September 23, 2013 |
8-K 1 form8-k.htm ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 19, 2013 ANDALAY SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other ju |
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September 20, 2013 |
Submission of Matters to a Vote of Security Holders - ANDALAY SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 19, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commis |
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September 10, 2013 |
- WESTINGHOUSE SOLAR DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 defa14a.htm WESTINGHOUSE SOLAR DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o C |
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September 5, 2013 |
CONVERTIBLE NOTE DUE AUGUST 29, 2015 EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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September 5, 2013 |
EX-10.1 3 exhibit10-1.htm WESTINGHOUSE SOLAR EXHIBIT 10.1 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August , 2013, between Westinghouse Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collecti |
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September 5, 2013 |
8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 30, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or o |
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August 29, 2013 |
8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 23, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or o |
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August 9, 2013 |
- WESTINGHOUSE SOLAR DEFINITIVE PROXY DEF 14A 1 def14a.htm WESTINGHOUSE SOLAR DEFINITIVE PROXY Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: o Check the appropriate box: o Preliminary Proxy Statemen |
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August 2, 2013 |
- WESTINGHOUSE SOLAR PRELIMINARY PROXY Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: o Check the appropriate box: S Preliminary Proxy Statement Confidential, For Use of the Commission Only (as perm |
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July 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2013 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33695 Westinghouse Solar, Inc. |
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July 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 15, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission |
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June 3, 2013 |
Exhibit 99.1 Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Westinghouse Solar Announces Supply Agreement with Environmental Engineering Group Pty Ltd EEG to assemble new 250 watt AC and DC Integrated Rooftop Solar Modules using Westinghouse Solar’s Proprietary Technology Campbell, CA, and Stapylton, Australia, May 30, 2013 - Westinghouse Solar, Inc. (OTCQB:WEST), |
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June 3, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 30, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or othe |
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May 15, 2013 |
WEST / Andalay Solar, Inc. / SOUTHRIDGE PARTNERS II LP - SC 13G Passive Investment SC 13G 1 v345313sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 WESTINGHOUSE SOLAR, INC. Common Stock, par value $0.001 CUSIP # 96040V101 May 15, 2013 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule 13d-1(b) x Rule 13d-1(c) ¨ Rule 13d-1(d) The remainder o |
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May 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 form10-q.htm WESTINGHOUSE SOLAR FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commiss |
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April 26, 2013 |
10-K/A 1 form10-ka.htm WESTINGHOUSE SOLAR FORM 10-K/A - AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT |
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March 29, 2013 |
Exhibit 21.1 List of Subsidiaries Subsidiary Percentage Owned by Westinghouse Solar, Inc. State of Incorporation Akeena Corp. 100 % Delaware Andalay Solar, Inc. 100 % California |
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March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the transition period from to Commission fi |
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March 28, 2013 |
EX-21.1 2 exhibit21-1.htm WESTINGHOUSE SOLAR LIST OF SUBSIDIARIES Exhibit 21.1 List of Subsidiaries Subsidiary Percentage Owned by Westinghouse Solar, Inc. State of Incorporation Akeena Corp. 100 % Delaware Andalay Solar, Inc. 100 % California |
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March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 form10-k.htm WESTINGHOUSE SOLAR FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the transiti |
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March 4, 2013 |
EX-99.1 2 exhibit99-1.htm WESTINGHOUSE SOLAR EXHIBIT 99.1 Exhibit 99.1 |
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March 4, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 1, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission |
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March 4, 2013 |
EX-99.2 3 exhibit99-2.htm WESTINGHOUSE SOLAR EXHIBIT 99.2 Exhibit 99.2 |
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February 28, 2013 |
WEST / Andalay Solar, Inc. / ALPHA CAPITAL ANSTALT - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) WESTINGHOUSE SOLAR, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 96040V101 (CUSIP Number) February 27, 2013 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursu |
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February 15, 2013 |
8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 13, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or |
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February 15, 2013 |
EXHIBIT 4.1 WESTINGHOUSE SOLAR, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D 8% CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Margaret Randazzo, does hereby certify that: 1. She is the President and Secretary of Westinghouse Solar, Inc., a Delaware corporation (the “Corporation”). 2. The Corporatio |
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February 15, 2013 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 15, 2013, between Westinghouse Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condit |
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February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 15, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commissi |
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February 13, 2013 |
WEST / Andalay Solar, Inc. / Brio Capital Master Fund Ltd. - AMENDED SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) WESTINGHOUSE SOLAR, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 96040V101 (CUSIP Number) January 31, 2013 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursua |
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January 30, 2013 |
8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 24, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or |
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January 18, 2013 |
8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 14, 2013 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or |
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November 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 2, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commissi |
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October 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 form10-q.htm WESTINGHOUSE SOLAR FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2012 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Com |
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October 23, 2012 |
WEST / Andalay Solar, Inc. / Brio Capital Master Fund Ltd. - SCHEDULE 13G Passive Investment SC 13G 1 sc13g1012briowestinghouse.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) WESTINGHOUSE SOLAR, INC. - (Name of Issuer) COMMON STOCK, $.001 PAR VALUE - (Title of Class of Securities) 96040V101 - - (CUSIP Number) October 1 |
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October 22, 2012 |
424B5 1 westprosup.htm WESTINGHOUSE SOLAR PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) Registration No. 333-180239 PROSPECTUS SUPPLEMENT (To Prospectus Dated March 20, 2012) 1,175 Shares of Series C Preferred Stock 7,580,645 Shares of Common Stock Underlying the Series C Preferred Stock We are offering 1,175 shares of Series C 8% Convertible Preferred Stock (the “Series C Preferred”) at |
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October 19, 2012 |
EX-4.1 2 exhibit4-1.htm WESTINGHOUSE SOLAR EXHIBIT 4.1 Exhibit 4.1 EXHIBIT A WESTINGHOUSE SOLAR, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C 8% CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Margaret Randazzo, does hereby certify that: 1. She is the President and Secretary of Westinghouse Solar, In |
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October 19, 2012 |
8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 18, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or |
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October 19, 2012 |
EX-10.1 4 exhibit10-1.htm WESTINGHOUSE SOLAR EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 18, 2012, between Westinghouse Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively th |
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October 19, 2012 |
EX-4.2 3 exhibit4-2.htm WESTINGHOUSE SOLAR EXHIBIT 4.2 Exhibit 4.2 EXHIBIT B CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF THE SERIES B 4% CONVERTIBLE PREFERRED STOCK OF WESTINGHOUSE SOLAR, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) Westinghouse Solar, Inc., a corporation organized and existing under |
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September 27, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 21, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commis |
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September 27, 2012 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER EX-2.2 3 exhibit2-2.htm WESTINGHOUSE SOLAR EXHIBIT 2.2 Exhibit 2.2 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 (this “Amendment”) to the Agreement and Plan of Merger dated as of May 7, 2012 (the “Merger Agreement”) is made as of September 21, 2012, by and among CBD Energy Limited, an Australian corporation (“CBD” or the “Parent”), CBD-WS Merger Sub, Inc., a Delaware corpor |
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September 27, 2012 |
AMENDMENT NO. 1 WAIVER AND AGREEMENT EX-2.1 2 exhibit2-1.htm WESTINGHOUSE SOLAR EXHIBIT 2.1 Exhibit 2.1 AMENDMENT NO. 1 TO WAIVER AND AGREEMENT THIS AMENDMENT NO. 1 (the “Amendment”) is executed on September 21, 2012, with effectiveness as of August 14, 2012, by and among Alpha Capital Anstalt, an “anstalt” organized under the laws of Liechtenstein (the “Stockholder”), Westinghouse Solar, Inc., a Delaware corporation (the “Company”), |
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September 7, 2012 |
Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. |
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September 6, 2012 |
Merger Prospectus - FORM 425 - MERGER & NASDAQ UPDATE RELEASE Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. |
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September 6, 2012 |
Exhibit 99.1 CBD Energy Launches Renewable Energy Business in the U.S. Company Introduces Solar, Energy Efficiency and Storage Technologies, as well as EPC Project Development and Energy Services Debuting with Westinghouse Solar at Solar Power International Campbell, CA and Sydney, Australia – September 6, 2012 – CBD Energy Ltd. (ASX:CBD), a global and diversified renewable energy company, today a |
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September 6, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 6, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or |
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September 5, 2012 |
Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. |
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September 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 4, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commiss |
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September 5, 2012 |
425 1 f4250912bcbd.htm FORM 425 Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. Commission File No. of Subject Company: 001-33695 This filing relates to the proposed merger of CBD-WS Merger Sub, Inc., a wholly owned subsidiary of CBD Energy |
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September 5, 2012 |
Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Westinghouse Solar Stock to Begin Trading on OTCQB Market Westinghouse Solar and CBD Energy Provide Merger Status Update Merger Completion Targeted for Q1 2013 Campbell, CA, September 5th, 2012 – Westinghouse Solar, Inc. |
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September 4, 2012 |
EX-99.2 3 exhibit99-2.htm WESTINGHOUSE SOLAR EXHIBIT 99.2 Exhibit 99.2 CBD Energy Limited ABN 88 010 966 793 Registered Office Suite 2 – Level 2 53 Cross Street Double Bay Sydney NSW 2028 Ph +612 9363 9920 Fax +612 9363 9955 [email protected] www.cbdenergy.com.au September 4, 2012 ASX & MEDIA RELEASE SANTANDER TO JOIN CBD ENERGY IN DEVELOPING THE TARALGA WIND PROJECT. Diversified renewable |
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September 4, 2012 |
- WESTINGHOUSE SOLAR DEFINITIVE PROXY DEF 14A 1 def14a.htm WESTINGHOUSE SOLAR DEFINITIVE PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: Check the appropriate box: Preliminary Proxy Statement Confidential, |
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September 4, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 4, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commiss |
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September 4, 2012 |
Exhibit 99.1 CBD Energy Limited ABN 88 010 966 793 Registered Office Suite 2 – Level 2 53 Cross Street Double Bay Sydney NSW 2028 Ph +612 9363 9920 Fax +612 9363 9955 [email protected] www.cbdenergy.com.au September 3, 2012 CBD Energy Signs Power Purchase Agreement for Taralga Wind Farm with Major Australian Energy Business TRUenergy to Buy 100% Renewable Energy Generated Diversified renew |
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August 29, 2012 |
Filed by CBD Energy Limited pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. |
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August 28, 2012 |
Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Exhibit 99.1 Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Westinghouse Solar Enters Italian Commercial Solar Market through a Joint Venture with CBD Energy Agreement for up to 50% Interest in Projects Companies to Share Profits Campbell, CA, August 28, 2012 – Westinghouse Solar, Inc. (NASDAQ:WEST), a designer and manufacturer of integrated rooftop solar power sys |
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August 28, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 28, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commissio |
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August 24, 2012 |
- WESTINGHOUSE SOLAR PRELIMINARY PROXY PRE 14A 1 pre14a.htm WESTINGHOUSE SOLAR PRELIMINARY PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: Check the appropriate box: x Preliminary Proxy Statement Confidential, |
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August 23, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 17, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commissio |
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August 16, 2012 |
WEST / Andalay Solar, Inc. / ALPHA CAPITAL ANSTALT - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) WESTINGHOUSE SOLAR, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 96040V101 (CUSIP Number) August 15, 2012 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant |
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August 15, 2012 |
2,000,000 Shares of Common Stock 424B5 1 prospectussup.htm WESTINGHOUSE SOLAR PROSPECTUS Filed Pursuant to Rule 424(b)(5) Registration No. 333-180239 PROSPECTUS SUPPLEMENT (To Prospectus Dated March 20, 2012) 2,000,000 Shares of Common Stock We are offering 2,000,000 shares of our common stock (the “Shares”), at a price of $0.25 per share. Our common stock is listed on the NASDAQ Capital Market under the ticker symbol “WEST.” On |
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August 14, 2012 |
Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Exhibit 99.1 Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Investor Relations Contact: Company Contact: Matt Selinger Margaret Randazzo, Interim Chief Executive Officer Genesis Select Westinghouse Solar (303) 415-0200 (408) 402-9400 [email protected] [email protected] Westinghouse Solar Announces Second Quarter 2012 Results Focus on Complet |
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August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33695 Westinghouse Solar, Inc. |
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August 14, 2012 |
EX-10.1 2 exhibit10-1.htm EXHIBIT 10.1 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 14, 2012, between Westinghouse Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHE |
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August 14, 2012 |
EX-10.1 2 exhibit10-1.htm EXHIBIT 10.1 Exhibit 10.1 Employment Agreement This Employment Agreement is entered into between: Westinghouse Solar, Inc. 1475 Bascom Ave., Suite 101 Campbell, CA 95008 (“the Company”) and Margaret Randazzo 1230 McKendrie St. San Jose, CA 95126 (the “EXECUTIVE") 1 Date of employment 1.1 Effective May 7, 2012 (“Effective Date”), EXECUTIVE is employed as Interim Chief Exec |
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August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 14, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commissio |
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August 14, 2012 |
425 1 f4250812cbdenergy.htm FORM 425 Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. Commission File No. of Subject Company: 001-33695 This filing relates to the proposed merger of CBD-WS Merger Sub, Inc., a wholly owned subsidiary of CBD En |
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August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 14, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commissio |
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August 7, 2012 |
As filed with the United States Securities and Exchange Commission on August 7, 2012 Registration No. |
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August 7, 2012 |
EX-24 4 exhibit24.htm WESTINGHOUSE SOLAR EXHIBIT 24 EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director or officer, or both, of Westinghouse Solar, Inc., a Delaware corporation (the “Company”), does hereby constitute and appoint MARGARET R. RANDAZZO AND DONALD C. BLANDING with full power to each of them to act alone, as the true and lawful at |
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July 10, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 10, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission |
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July 10, 2012 |
425 1 f4250712cbdenergy.htm FORM 425 Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. Commission File No. of Subject Company: 001-33695 This filing relates to the proposed merger of CBD-WS Merger Sub, Inc., a wholly owned subsidiary of CBD En |
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July 10, 2012 |
Corporate Office: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 EX-99.1 2 exhbit99-1.htm WESTINGHOUSE SOLAR PRESS RELEASE Exhibit 99.1 Corporate Office: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 ABN 88 010 966 793 Registered Office: Suite 2 - Level 2 53 Cross Street Double Bay Sydney NSW 2028 July 10, 2012 ASX & MEDIA RELEASE CBD Energy Awarded First US Commercial Solar Project Partnering with Westinghouse Solar to Deliver Project CBD Energy Limi |
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June 21, 2012 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 19, 2012 Westinghouse Solar, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or oth |
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June 18, 2012 |
425 1 f425061812cbdwesting.htm FORM 425 Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. Commission File No. of Subject Company: 001-33695 This filing relates to the proposed merger of CBD-WS Merger Sub, Inc., a wholly owned subsidiary of CBD |
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June 18, 2012 |
Exhibit 99.1 Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 CBD Energy and Westinghouse Solar receive 5MW order from Australia’s Largest Whitegoods, Electrical Retailer, Harvey Norman, Commercial Division Order for Five Megawatts Exceeds 2011 Total Shipments Campbell, CA, June 18, 2012 – Westinghouse Solar, Inc. (NASDAQ:WEST), a designer and manufacturer of integra |
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June 18, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 14, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission |
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June 6, 2012 |
425 1 f425cbdenergy.htm FORM 425 Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. Commission File No. of Subject Company: 001-33695 This filing relates to the proposed merger of CBD-WS Merger Sub, Inc., a wholly owned subsidiary of CBD Energy |
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June 5, 2012 |
Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 EX-99.1 2 exhibit99-1.htm EXHIBIT 99.1 Exhibit 99.1 Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Westinghouse Solar and CBD Energy to Distribute Systems in Australia Campbell, CA, June 5, 2012 – Westinghouse Solar, Inc. (NASDAQ:WEST), a designer and manufacturer of integrated rooftop solar power systems, and CBD Energy Ltd. (ASX:CBD), a diversified renewable ener |
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June 5, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 5, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or othe |
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May 31, 2012 |
Exhibit 99.1 Corporate Headquarters: Corporate Headquarters: 1475 South Bascom Avenue, Suite 101 161 Mitchell Blvd. Suite 104 Campbell, CA 95008 San Rafael, CA 94903 Westinghouse Solar and Zep Solar Settle Dispute over Patents CAMPBELL and SAN RAFAEL, CA, USA - May 31, 2012 - Westinghouse Solar, Inc. (NASDAQ:WEST) and Zep Solar, Inc. (Zep Solar) today announced a final and comprehensive settlement |
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May 31, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 25, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or othe |
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May 15, 2012 |
As filed with the Securities and Exchange Commission on May 15, 2012 Registration No. |
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May 15, 2012 |
EX-4.1 2 exhibit4-1.htm WESTINGHOUSE SOLAR STOCK CERTIFICATE Exhibit 4.1 |
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May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 001-33695 Westinghouse Solar, Inc. |
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May 10, 2012 |
Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 EX-99.1 2 exhibit99-1.htm WESTINGHOUSE SOLAR EXHIBIT 99.1 Exhibit 99.1 Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Investor Relations Contact: Company Contact: Matt Selinger Margaret Randazzo, Interim Chief Executive Officer Genesis Select Westinghouse Solar (303) 415-0200 (408) 402-9400 [email protected] [email protected] Westinghouse So |
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May 10, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 10, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission F |
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May 10, 2012 |
Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. |
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May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 7, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission Fi |
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May 9, 2012 |
Filed by CBD Energy Limited Pursuant to Rule 425 Under the Securities Act of 1933 And Deemed Filed Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Westinghouse Solar, Inc. |
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May 9, 2012 |
EXHIBIT 99.1 Corporate Headquarters: 1475 South Bascom Avenue, Suite 101, Campbell, CA 95008 Westinghouse Solar and CBD Energy Sign Definitive Merger Agreement · Westinghouse Solar Shareholders to Receive CBD Energy Shares · CBD closes $25M credit facility to fund European projects · Significant cost savings anticipated Campbell, CA, May 9, 2012 – Westinghouse Solar, Inc. (NASDAQ:WEST), a designer |
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May 9, 2012 |
WEST / Andalay Solar, Inc. / CBD Energy Ltd - SCHEDULE 13D AMENDMENT Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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May 9, 2012 |
EX-2.1 2 exhibit2-1.htm WESTINGHOUSE SOLAR EXHIBIT 2.1 EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER between WESTINGHOUSE SOLAR, INC., CBD ENERGY LIMITED, and CBD-WS MERGER SUB, INC. May 7, 2012 TABLE OF CONTENTS Page Article 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time 1 Section 1.3 Closing 1 Section 1.4 Certificate of Incorporation; Bylaws 1 Section 1.5 Directors and Officers of |
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April 10, 2012 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 4, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commission |
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April 5, 2012 |
Unregistered Sales of Equity Securities 8-K 1 form8-k.htm WESTINGHOUSE SOLAR FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 30, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or ot |
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March 26, 2012 |
10-K/A 1 form10-ka.htm WESTINGHOUSE SOLAR FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (AMENDMENT NO. 1) (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the t |
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March 20, 2012 |
Exhibit 4.1 |
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March 20, 2012 |
EX-4.3 4 ex4-3.htm EXHIBIT 4.3 EXHIBIT 4.3 FORM OF SUBORDINATED INDENTURE WESTINGHOUSE SOLAR, INC. and [] TRUSTEE INDENTURE DATED AS OF [], [ ] SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 101. Definitions 2 Act 2 Affiliate 2 Authenticating Agent 2 Beneficial Owner 2 Board of Directors 2 Board Resolution 2 Business |
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March 20, 2012 |
As filed with the Securities and Exchange Commission on March , 2012 Registration No. |
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March 20, 2012 |
EX-4.2 3 ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 FORM OF SENIOR INDENTURE WESTINGHOUSE SOLAR, INC. and [ ] TRUSTEE INDENTURE DATED AS OF [ ], [ ] SENIOR DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 101. Definitions 2 Act 2 Affiliate 2 Authenticating Agent 2 Beneficial Owner 2 Board of Directors 2 Board Resolution 2 Business Day 2 Comm |
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March 16, 2012 |
EX-21.1 2 exhibit21-1.htm WESTINGHOUSE SOLAR EXHIBIT 21.1 Exhibit 21.1 List of Subsidiaries Subsidiary Percentage Owned by Westinghouse Solar, Inc. State of Incorporation Akeena Corp. 100 % Delaware Andalay Solar, Inc. 100 % California |
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March 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 form10-k.htm WESTINGHOUSE SOLAR FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGEACT OF 1934 For the transition period from to |
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February 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 22, 2012 WESTINGHOUSE SOLAR, INC. (Exact name of registrant as specified in its charter) Delaware 001-33695 90-0181035 (State or other jurisdiction of incorporation) (Commiss |
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February 24, 2012 |
STATEMENT REGARDING ADDITIONAL INFORMATION THAT MAY BECOME AVAILABLE EXHIBIT 99.1 . STATEMENT REGARDING ADDITIONAL INFORMATION THAT MAY BECOME AVAILABLE If a transaction is to be proposed to the stockholders of Westinghouse Solar and CBD, Westinghouse Solar and CBD would file with the Securities and Exchange Commission and distribute a Registration Statement on Form F-4 covering securities to be issued in the transaction. Westinghouse Solar shareholders would recei |