WK / Workiva Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Workiva Inc.
US ˙ NYSE ˙ US98139A1051

Mga Batayang Estadistika
LEI 529900RTOQ8GRWHY1O58
CIK 1445305
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Workiva Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
July 31, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (E

July 31, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 Date of Report (date of earliest event reported) WORKIVA INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Num

July 31, 2025 EX-99.1

Workiva Inc. Announces Second Quarter 2025 Financial Results

Workiva Inc. Announces Second Quarter 2025 Financial Results •Increased Q2 2025 subscription & support revenue by 23% over Q2 2024 •Total revenue of $215 million in Q2 2025, representing 21% year-over-year growth •GAAP operating margin was (10.2)%, non-GAAP operating margin was 3.8% •Repurchased $10 million of Class A common stock under the 2024 share repurchase plan •Customers with annual contrac

June 2, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 29, 2025 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numb

June 2, 2025 EX-3.1(A)

Amended and Restated Certificate of Incorporation of Workiva Inc. (clean)

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WORKIVA INC. Workiva Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: A.The name of the Corporation is Workiva Inc. The Corporation’s original Certificate of Incorporation was filed with the Secretary of State of the State of Delaware on December 10,

June 2, 2025 EX-3.1(B)

of Incorporation of Workiva Inc. (marked)

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WORKIVA INC. Workiva Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: A.The name of the Corporation is Workiva Inc. The Corporation’s original Certificate of Incorporation was filed with the Secretary of State of the State of Delaware on December 10,

June 2, 2025 EX-10.1

Form of Restricted Stock Unit Agreement (Non-Employee Directors)

Exhibit 10.1 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT (NON-EMPLOYEE DIRECTOR) Grant Number Pursuant to the Workiva Inc. 2014 Equity Incentive Plan, as amended from time to time (the “Plan”), you have been granted a restricted stock unit (“RSU”) award covering the number of shares of Class A Common Stock of Workiva Inc. (the “Company”) set forth below, subject t

May 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (

May 1, 2025 EX-99.1

Workiva Inc. Announces First Quarter 2025 Financial Results

Workiva Inc. Announces First Quarter 2025 Financial Results •Increased Q1 2025 subscription & support revenue by 20% over Q1 2024 •Total revenue of $206 million in Q1 2025, representing 17% year-over-year growth •Repurchased $40 million of Class A common stock under the 2024 share repurchase plan •Customers with annual contract value over $500,000 grew 32% year-over-year NEW YORK - May 1, 2025 – W

May 1, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 1, 2025 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numbe

April 17, 2025 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

April 17, 2025 DEF 14A

DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State

April 4, 2025 PRE 14A

PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ý Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

April 4, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 2, 2025 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Num

February 25, 2025 EX-31.01

Certification of the Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Julie Iskow, certify that: 1.

February 25, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 25, 2025 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 25, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ___________________________________ (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (Exact

February 25, 2025 EX-31.02

Certification of the Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jill Klindt, certify that: 1.

February 25, 2025 EX-32.01

Certification of the Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Julie Iskow, President and Chief Executive Officer of Workiva Inc.

February 25, 2025 EX-32.02

Certification of the Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Jill Klindt, Executive Vice President, Chief Financial Officer, and Treasurer of Workiva Inc.

February 25, 2025 EX-3.02

Bylaws of Workiva Inc.

WORKIVA INC. a Delaware corporation BYLAWS As Amended January 9, 2023 February 21, 2025 Table of Contents Page ARTICLE I: STOCKHOLDERS 1 SECTION 1.1 - Place of Meeting; Meetings by Remote Communication 1 SECTION 1.2 - Annual Meeting 1 SECTION 1.3 - Special Meeting 1 SECTION 1.4 - Notice of Stockholders’ Meetings 1 SECTION 1.5 - Manner of Giving Notice; Affidavit of Notice 2 SECTION 1.6 - Quorum 2

February 25, 2025 EX-23.01

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-3ASR No.

February 25, 2025 EX-21.01

List of Subsidiaries of the Company

SUBSIDIARIES OF WORKIVA INC. Name Jurisdiction Workiva Canada ULC Canada Workiva Netherlands B.V. Netherlands Workiva UK Limited United Kingdom Workiva Holdings Limited United Kingdom Workiva Singapore Pte. Ltd. Singapore Workiva Hong Kong Limited Hong Kong Workiva Australia Pty. Ltd. Australia Workiva Germany GmbH Germany Workiva Ireland Limited Ireland Workiva France SAS France Workiva Japan G.K

February 25, 2025 EX-99.1

Workiva Inc. Announces Fourth Quarter and Full Year 2024 Financial Results

Workiva Inc. Announces Fourth Quarter and Full Year 2024 Financial Results •Increased Q4 2024 subscription & support revenue by 22% over Q4 2023 •Total revenue of $200 million in Q4 2024, representing 20% year-over-year growth •Customers with annual contract value over $500,000 grew 32% year-over-year NEW YORK - February 25, 2025 – Workiva Inc. (NYSE:WK), the world’s leading cloud platform for ass

February 25, 2025 EX-19.1

Workiva Inc. Insider Trading Policy

Workiva Inc. Insider Trading Policy Overview The Insider Trading Policy (the “Policy”) sets forth the rules and procedures around transactions in securities of, and the handling of confidential information about, Workiva Inc. (herein referred to as “Workiva” the “Company”, “we”, or “our”), and the companies with which we do business. The Company’s Board of Directors has adopted this Policy to: •Pr

November 6, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2024 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 6, 2024 EX-99.1

Workiva Inc. Announces Third Quarter 2024 Financial Results

Workiva Inc. Announces Third Quarter 2024 Financial Results •Increased Q3 2024 Subscription & Support Revenue by 19% over Q3 2023 •Total revenue of $186 million in Q3 2024, representing 17% year-over-year growth •Achieved 28% YOY Growth of Customers with Annual Contract Value Over $500K NEW YORK - November 6, 2024 – Workiva Inc. (NYSE:WK), the world’s leading cloud platform for assured integrated

November 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA IN

August 1, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 1, 2024 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

August 1, 2024 EX-FILING FEES

Calculation of Filing Fee Table Form S-8

Calculation of Filing Fee Tables S-8 WORKIVA INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A Common Stock, $0.

August 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (E

August 1, 2024 EX-99.1

Workiva Inc. Announces Second Quarter 2024 Financial Results

Workiva Inc. Announces Second Quarter 2024 Financial Results •Increased Q2 2024 Subscription & Support Revenue by 18% over Q2 2023 •Total revenue of $178 million in Q2 2024, representing 15% year-over-year growth •Achieved 31% YOY Growth of Customers with Annual Contract Value Over $300K •Announced inaugural $100 million share repurchase program NEW YORK - August 1, 2024 – Workiva Inc. (NYSE:WK),

August 1, 2024 S-8

As filed with the Securities and Exchange Commission on August 1, 2024

As filed with the Securities and Exchange Commission on August 1, 2024 Registration No.

June 18, 2024 EX-2.1

Agreement and Plan of Merger, dated as of June 17, 2024, by and among the Company, Sustain, Merger Sub and Sellers Representative

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG WORKIVA INC., SAPIENCE MERGER SUB, INC., SUSTAIN.LIFE, INC. AND THE SELLERS REPRESENTATIVE NAMED HEREIN FOR THE MERGER OF SAPIENCE MERGER SUB, INC. WITH AND INTO SUSTAIN.LIFE, INC. ARTICLE 1 MERGER 2 1.1 The Merger 2 1.2 Effective Time of the Merger 2 1.3 Effects of the Merger 2 1.4 Certificate of Incorporation and Bylaws 2 1.5 Directors and Of

June 18, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 17, 2024 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Num

June 3, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 30, 2024 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numb

June 3, 2024 EX-10.1

Workiva Inc. 2014 Equity Incentive Plan (As Amended and Restated

Exhibit 10.1 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN (As Amended and Restated Effective May 30, 2024) WHEREAS, the Workiva Inc. 2014 Equity Incentive Plan (“Plan”) was established in order to grant equity incentive awards to certain employees, consultants and non-employee directors of Workiva, Inc., a Delaware corporation (the “Company”) and its related corporations; WHEREAS, the Company wishes to

May 2, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 2, 2024 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numbe

May 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (

May 2, 2024 EX-99.1

Workiva Inc. Announces First Quarter 2024 Financial Results

Workiva Inc. Announces First Quarter 2024 Financial Results •Increased Q1 2024 Subscription & Support Revenue by 20% over Q1 2023 •Total revenues of $176 million in Q1 2024, representing 17% year-over-year growth •Achieved 34% YOY Growth of Customers with Annual Contract Value Over $300K NEW YORK - May 2, 2024 – Workiva Inc. (NYSE:WK), the world’s leading cloud platform for assured integrated repo

April 17, 2024 DEF 14A

DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State

April 17, 2024 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

February 20, 2024 EX-97.1

Workiva Inc. Clawback Policy

WORKIVA INC. CLAWBACK POLICY Section 1. Purpose. The Board of Directors (the “Board”) of Workiva Inc. (the “Company”) has adopted this Workiva Inc. Clawback Policy (the “Policy”) pursuant to Rule 10D-1 of the Securities and Exchange Act of 1934, as amended (the “Act”), the Securities and Exchange Commission (the “SEC”) regulations promulgated thereunder and the applicable New York Stock Exchange (

February 20, 2024 EX-32.02

Certification of the Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Jill Klindt, Executive Vice President, Chief Financial Officer, and Treasurer of Workiva Inc.

February 20, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ___________________________________ (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (Exact

February 20, 2024 EX-10.06

ent Agreement, dated August 12, 2021, by and between the Company and Michael Hawkins

EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into as of August 12, 2021, by and between Michael Hawkins (the “Executive”) and WORKIVA INC.

February 20, 2024 EX-21.01

List of Subsidiaries of the Company.

SUBSIDIARIES OF WORKIVA INC. Name Jurisdiction Workiva Canada ULC Canada Workiva Netherlands B.V. Netherlands Workiva UK Limited United Kingdom Workiva Holdings Limited United Kingdom Workiva Singapore Pte. Ltd. Singapore Workiva Hong Kong Limited Hong Kong Workiva Australia Pty. Ltd. Australia Workiva Germany GmbH Germany Workiva Ireland Limited Ireland Workiva France SAS France Workiva Japan G.K

February 20, 2024 EX-23.01

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-3ASR No.

February 20, 2024 EX-99.1

Workiva Inc. Announces Fourth Quarter and Full Year 2023 Financial Results

Workiva Inc. Announces Fourth Quarter and Full Year 2023 Financial Results •Subscription revenues of $149 million in Q4 2023, representing 18% year-over-year growth •Total revenues of $167 million in Q4 2023, representing 16% year-over-year growth •Subscription revenues of $559 million for full year 2023, representing 20% year-over-year growth •Achieved 32% YOY Growth of Customers with Annual Cont

February 20, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 20, 2024 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 20, 2024 EX-32.01

Certification of the Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Julie Iskow, President and Chief Executive Officer of Workiva Inc.

February 20, 2024 EX-10.22

Form of Employment Agreement

Form of Employment Agreement Each of the following executive officers has entered into an Employment Agreement with the Registrant in the form attached, with the variations noted below.

February 20, 2024 EX-31.02

Certification of the Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jill Klindt, certify that: 1.

February 20, 2024 EX-31.01

Certification of the Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Julie Iskow, certify that: 1.

February 12, 2024 SC 13G/A

WK / Workiva Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Workiva Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 12, 2024 SC 13G/A

WK / Workiva Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0013-workivaincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Workiva Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: January 31, 2024 Check the appropriate box to designat

February 9, 2024 SC 13G/A

WK / Workiva Inc. / RIZAI MATTHEW M - SC 13G/A Passive Investment

SC 13G/A 1 sc13g-rizai2024.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de

October 30, 2023 EX-99.1

Workiva Inc. Announces Third Quarter 2023 Financial Results

Workiva Inc. Announces Third Quarter 2023 Financial Results •Increased Q3 2023 Subscription & Support Revenue by 21% over Q3 2022 •Generated Total Q3 2023 Revenue of $158.2 Million, up 19% over Q3 2022 •Achieved 38% YOY Growth of Customers with Annual Contract Value Over $300K NEW YORK - October 30, 2023 – Workiva Inc. (NYSE:WK), the world’s leading cloud platform for assured, integrated reporting

October 30, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA IN

October 30, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 30, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

October 2, 2023 EX-10.1

Employment Agreement, dated October 2, 2023, by and between the Company and Brandon E. Ziegler

EMPLOYMENT AGREEMENT This Employment Agreement is entered into by Brandon Ziegler (“Executive”) and Workiva Inc.

October 2, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 2, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File N

August 29, 2023 8-K

Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 29, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File N

August 17, 2023 EX-99.1

Workiva Announces Proposed Private Offering of $525 Million of Convertible Senior Notes

Exhibit 99.1 Workiva Announces Proposed Private Offering of $525 Million of Convertible Senior Notes NEW YORK – August 14, 2023 – Workiva Inc. (NYSE: WK), the world’s leading cloud platform for assured, integrated reporting, today announced that it plans to offer, subject to market and other conditions, $525 million principal amount of its Convertible Senior Notes due 2028 (the “2028 Notes”) throu

August 17, 2023 EX-4.1

Indenture, dated August 17, 2023, between Workiva Inc. and U.S. Bank Trust Company, National Association

Exhibit 4.1 WORKIVA INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of August 17, 2023 1.250% Convertible Senior Notes due 2028 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 12 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designation and Amount 12 Section 2.

August 17, 2023 EX-10.1

Purchase Agreement, dated August 14, 2023, by and between Workiva Inc. and Goldman Sachs & Co. LLC.

Exhibit 10.1 Workiva Inc. 1.250% Convertible Senior Notes due 2028 Purchase Agreement August 14, 2023 Goldman Sachs & Co. LLC as representative of the several Initial Purchasers named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 Ladies and Gentlemen: Workiva Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions

August 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File N

August 17, 2023 EX-99.2

Workiva Announces Upsize and Pricing of Private Offering of $625 Million of 1.250% Convertible Senior Notes

Exhibit 99.2 Workiva Announces Upsize and Pricing of Private Offering of $625 Million of 1.250% Convertible Senior Notes NEW YORK – August 14, 2023 – Workiva Inc. (NYSE: WK), the world’s leading cloud platform for assured, integrated reporting, today announced the pricing of its offering of $625 million principal amount of its 1.250% Convertible Senior Notes due 2028 (the “2028 Notes”) through a p

August 3, 2023 EX-99.1

Workiva Inc. Announces Second Quarter 2023 Financial Results

Workiva Inc. Announces Second Quarter 2023 Financial Results •Increased Q2 2023 Subscription & Support Revenue by 21% over Q2 2022 •Generated Total Q2 2023 Revenue of $155.0 Million, up 18% over Q2 2022 •Achieved 28% YOY Growth of Customers with Annual Contract Value Over $150K NEW YORK - August 3, 2023 – Workiva Inc. (NYSE:WK), the world’s leading cloud platform for assured, integrated reporting,

August 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (E

August 3, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 3, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

July 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 24, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 24, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Num

June 1, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 30, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numb

May 2, 2023 EX-99.1

Workiva Inc. Announces First Quarter 2023 Financial Results

Workiva Inc. Announces First Quarter 2023 Financial Results •Increased Q1 2023 Subscription & Support Revenue by 21% over Q1 2022 •Generated Total Q1 2023 Revenue of $150.2 Million, up 16% over Q1 2022 •Achieved 24% YOY Growth of Customers with Annual Contract Value Over $150K NEW YORK - May 2, 2023 – Workiva Inc. (NYSE:WK), the world’s leading cloud platform for assured integrated reporting, toda

May 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (

May 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 2, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 2, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numbe

April 17, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

April 17, 2023 DEF 14A

DEF 14A

April 17, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State

February 21, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ___________________________________ (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (Exact

February 21, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2023 Date of Report (Date of earliest event reported) WORKIVA INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2023 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 21, 2023 EX-10.2

Employment Agreement, dated February 21, 2023, between the Company and Julie Iskow

EMPLOYMENT AGREEMENT This Employment Agreement is entered into by Julie Iskow (“Executive”) and Workiva Inc.

February 21, 2023 EX-10.1

Transition Agreement, dated February 21, 2023, between the Company and Martin J. Vanderploeg

TRANSITION AGREEMENT This Transition Agreement is being entered into by Workiva Inc.

February 21, 2023 EX-21.1

List of Subsidiaries of the Company.

SUBSIDIARIES OF WORKIVA INC. Name Jurisdiction Workiva Canada ULC Canada Workiva Netherlands B.V. Netherlands Workiva UK Limited United Kingdom Workiva Holdings Limited United Kingdom Workiva Singapore Pte. Ltd. Singapore Workiva Hong Kong Limited Hong Kong Workiva Australia Pty. Ltd. Australia Workiva Germany GmbH Germany Workiva Ireland Limited Ireland Workiva France SAS France Workiva Japan G.K

February 21, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2023 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 21, 2023 EX-99.1

Workiva Inc. Announces Fourth Quarter and Full Year 2022 Financial Results

Workiva Inc. Announces Fourth Quarter and Full Year 2022 Financial Results •Increased Q4 2022 Subscription & Support Revenue by 20.7% over Q4 2021 •Generated Total Q4 2022 Revenue of $143.8 Million, up 19.1% over Q4 2021 •Achieved 24.2% YOY Growth of Customers with Annual Contract Value Over $150K AMES, Iowa - February 21, 2023 – Workiva Inc. (NYSE:WK), the company powering transparent reporting f

February 10, 2023 SC 13G/A

WK / Workiva Inc / RIZAI MATTHEW M - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 9, 2023 SC 13G/A

WK / Workiva Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Workiva Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

January 31, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 31, 2023 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

January 31, 2023 EX-99.1

WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE)

Exhibit 99.1 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE) Grant Number Pursuant to the Workiva Inc. 2014 Equity Incentive Plan, as amended from time to time (the “Plan”), you have been granted a restricted stock unit (“RSU”) award covering the number of shares of Class A Common Stock of Workiva Inc. (the “Company”) set forth below, subject to s

January 31, 2023 EX-99.2

WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF PERFORMANCE RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE)

Exhibit 99.2 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF PERFORMANCE RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE) Grant Number Pursuant to the Workiva Inc. 2014 Equity Incentive Plan, as amended from time to time (the “Plan”), you have been granted a performance restricted stock unit (“PSU”) award covering the number of shares of Class A Common Stock of Workiva Inc. (the “Company”) set f

January 10, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2023 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File N

January 10, 2023 EX-3.1(A)

Bylaws of Workiva Inc.

WORKIVA INC. a Delaware corporation BYLAWS As Amended January 9, 2023 Table of Contents Page ARTICLE I: STOCKHOLDERS 1 SECTION 1.1 - Place of Meeting; Meetings by Remote Communication 1 SECTION 1.2 - Annual Meeting 1 SECTION 1.3 - Special Meeting 1 SECTION 1.4 - Notice of Stockholders’ Meetings 1 SECTION 1.5 - Manner of Giving Notice; Affidavit of Notice 2 SECTION 1.6 - Quorum 2 SECTION 1.7 - Adjo

January 10, 2023 EX-3.1(B)

Bylaws of Workiva Inc., as amended January 9, 2023 (marked)

WORKIVA INC. a Delaware corporation BYLAWS As Amended October 28, 2022January 9, 2023 Table of Contents Page ARTICLE I: STOCKHOLDERS 1 SECTION 1.1 - Place of Meeting; Meetings by Remote Communication 1 SECTION 1.2 - Annual Meeting 1 SECTION 1.3 - Special Meeting 1 SECTION 1.4 - Notice of Stockholders’ Meetings 1 SECTION 1.5 - Manner of Giving Notice; Affidavit of Notice 2 SECTION 1.6 - Quorum 2 SE

January 9, 2023 EX-99.1

CONSULTING AGREEMENT

CONSULTING AGREEMENT This Consulting Agreement (“Agreement”) is made and entered into as of January 9, 2023, and effective February 1, 2023 (“Effective Date”), by and between Workiva Inc.

January 9, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2023 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File N

November 2, 2022 EX-99.1

Workiva Inc. Announces Third Quarter 2022 Financial Results

Workiva Inc. Announces Third Quarter 2022 Financial Results ?Increased Q3 2022 Subscription & Support Revenue by 19.9% over Q3 2021 ?Generated Total Q3 2022 Revenue of $132.8 Million, up 17.9% over Q3 2021 ?Achieved 25.0% YOY Growth of Customers with Annual Contract Value Over $150K AMES, Iowa - November 2, 2022 ? Workiva Inc. (NYSE:WK), the company powering transparent reporting for a better worl

November 2, 2022 EX-3.2

Bylaws of Workiva Inc., as amended October 28, 2022 (marked).

WORKIVA INC. BYLAWS As Adopted December 10, 2014Amended October 28, 2022 ARTICLE I: STOCKHOLDERS Section 1.1 Place of Meeting; Meetings by Remote Communication. Meetings of stockholders of Workiva Inc. (the ?Corporation?) shall be held at such place, if any, within or outside the State of Delaware, as may be designated by the Board of Directors of the Corporation (the ?Board of Directors?). The Bo

November 2, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2022 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 2, 2022 EX-3.1

Bylaws of Workiva Inc., as amended October 28, 2022.

WORKIVA INC. a Delaware corporation BYLAWS As Amended October 28, 2022 Table of Contents Page ARTICLE I: STOCKHOLDERS 1 SECTION 1.1 - Place of Meeting; Meetings by Remote Communication 1 SECTION 1.2 - Annual Meeting 1 SECTION 1.3 - Special Meeting 1 SECTION 1.4 - Notice of Stockholders? Meetings 1 SECTION 1.5 - Manner of Giving Notice; Affidavit of Notice 2 SECTION 1.6 - Quorum 2 SECTION 1.7 - Adj

November 2, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA IN

September 6, 2022 EX-10.1

Separation Agreement and Release

SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (?Agreement?) is being entered into by Workiva Inc.

September 6, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 1, 2022 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

August 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (E

August 9, 2022 S-8

As filed with the Securities and Exchange Commission on August 9, 2022

As filed with the Securities and Exchange Commission on August 9, 2022 Registration No.

August 9, 2022 EX-FILING FEES

Calculation of Filing Fee Table Form S-8

Calculation of Filing Fee Tables Form S-8 (Form Type) WORKIVA INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to Be Registered (1) Proposed Maximum Offering Price Per Share (2) Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, $0.0

August 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2022 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

August 9, 2022 EX-99.1

Workiva Inc. Announces Second Quarter 2022 Financial Results

Workiva Inc. Announces Second Quarter 2022 Financial Results ?Increased Q2 2022 Subscription & Support Revenue by 24.3% over Q2 2021 ?Generated Total Q2 2022 Revenue of $131.5 Million, up 24.6% over Q2 2021 ?Achieved 28.4% YOY Growth of Customers with Annual Contract Value Over $150K AMES, Iowa - August 9, 2022 ? Workiva Inc. (NYSE:WK), the company powering transparent reporting for a better world

June 3, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numb

June 3, 2022 EX-10.2

Form of Restricted Stock Unit Agreement (Non-Employee Directors)

Exhibit 10.2 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT (NON-EMPLOYEE DIRECTOR) Grant Number Pursuant to the Workiva Inc. 2014 Equity Incentive Plan, as amended from time to time (the ?Plan?), you have been granted a restricted stock unit (?RSU?) award covering the number of shares of Class A Common Stock of Workiva Inc. (the ?Company?) set forth below, subject t

June 3, 2022 EX-10.4

Form of Performance Restricted Stock Unit Agreement (Executive Employees)

Exhibit 10.4 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF PERFORMANCE RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE) Grant Number Pursuant to the Workiva Inc. 2014 Equity Incentive Plan, as amended from time to time (the ?Plan?), you have been granted a performance restricted stock unit (?PSU?) award covering the number of shares of Class A Common Stock of Workiva Inc. (the ?Company?) set f

June 3, 2022 EX-10.1

Workiva Inc. Amended and Restated 2014 Equity Incentive Plan

Exhibit 10.1 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN (As Amended and Restated Effective June 1, 2022) WHEREAS, the Workiva Inc. 2014 Equity Incentive Plan (?Plan?) was established in order to grant equity incentive awards to certain employees, consultants and non-employee directors of Workiva, Inc., a Delaware corporation (the ?Company?) and its related corporations; WHEREAS, the Company wishes to

June 3, 2022 EX-10.3

Form of Restricted Stock Unit Agreement (Executive Employees)

Exhibit 10.3 WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE) Grant Number Pursuant to the Workiva Inc. 2014 Equity Incentive Plan, as amended from time to time (the ?Plan?), you have been granted a restricted stock unit (?RSU?) award covering the number of shares of Class A Common Stock of Workiva Inc. (the ?Company?) set forth below, subject to s

May 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2022 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numbe

May 3, 2022 EX-99.1

Workiva Inc. Announces First Quarter 2022 Financial Results

Workiva Inc. Announces First Quarter 2022 Financial Results ?Increased Q1 2022 Subscription & Support Revenue by 26.1% over Q1 2021 ?Generated Total Q1 2022 Revenue of $129.7 Million, up 24.4% over Q1 2021 ?Achieved 31.9% YOY Growth of Customers with Annual Contract Value Over $150K AMES, Iowa - May 3, 2022 ? Workiva Inc. (NYSE:WK), the company powering transparent reporting for a better world, to

May 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (

April 18, 2022 DEF 14A

DEF 14A

April 18, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

April 18, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 workivaproxy2022.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul

April 14, 2022 SC 13G/A

WK / Workiva Inc / BROWN ADVISORY INC - BROWN ADVISORY INCORPORATED Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* WORKIVA INC. (Name of Issuer) (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X]

April 1, 2022 EX-2.1

, 2022 by and among Bimse ApS, Progressisio ApS and the Company

EXHIBIT 2.1 Copenhagen April 2022 Share Purchase Agreement 2/26 Contents 1. Definitions and interpretation 3 2. Background and purpose 7 3. Sale and purchase of the Shares 8 4. Purchase price 8 5. Operation pending Closing 10 6. Closing 12 7. Follow-up after Closing 13 8. Due diligence 14 9. Sellers? Warranties 14 10. Buyer's Warranties 15 11. W&I insurance 15 12. Sellers? obligation to indemnify

April 1, 2022 EX-99.1

Workiva Inc. Strengthens its Transparent Reporting Leadership Position with the Acquisition of ParsePort Acquisition Strengthens Workiva’s XBRL Financial Disclosure Solutions for ESEF and Statutory Reporting

Workiva Inc. Strengthens its Transparent Reporting Leadership Position with the Acquisition of ParsePort Acquisition Strengthens Workiva?s XBRL Financial Disclosure Solutions for ESEF and Statutory Reporting AMES, Iowa (April 1, 2022) - Workiva Inc. (NYSE:WK), the company powering transparent reporting for a better world, announced today that it has acquired Denmark-based ParsePort. The acquisitio

April 1, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2022 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Num

February 22, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ___________________________________ (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (Exact

February 22, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 19, 2022 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 22, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 22, 2022 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 22, 2022 EX-21.1

List of Subsidiaries of the Company.

SUBSIDIARIES OF WORKIVA INC. Name Jurisdiction Workiva International LLC Delaware Workiva Canada ULC Canada Workiva Netherlands B.V. Netherlands Workiva UK Limited United Kingdom Workiva Holdings Limited United Kingdom Workiva Singapore Pte. Ltd. Singapore Workiva Hong Kong Limited Hong Kong Workiva Australia Pty. Ltd. Australia Workiva Germany GmbH Germany Workiva Ireland Limited Ireland Workiva

February 22, 2022 EX-99.1

Workiva Inc. Announces Fourth Quarter and Full Year 2021 Financial Results

Workiva Inc. Announces Fourth Quarter and Full Year 2021 Financial Results ?Increased Q4 2021 Subscription & Support Revenue by 28.8% over Q4 2020 ?Generated Total Q4 2021 Revenue of $120.8 Million, up 28.7% over Q4 2020 ?Full Year 2021 Total Revenue of $443.3 million, up 26.1% over 2020 ?Achieved 37.9% YOY Growth of Customers with Annual Contract Value Over $150K AMES, Iowa - February 22, 2022 ?

February 22, 2022 EX-99.1

W I T N E S S E T H:

THIS AMENDMENT NO. 1 TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT (?Amendment?) is entered into between Workiva Inc. (the ?Company?) and Mithun Banarjee (?Executive?). W I T N E S S E T H: WHEREAS, Executive and the Company entered into that certain amended and restated employment agreement dated June 8, 2021 (the ?Agreement?); WHEREAS, Executive and the Company desire to amend the Agreement a

February 10, 2022 SC 13G/A

WK / Workiva Inc / RIZAI MATTHEW M - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 10, 2022 SC 13G/A

WK / Workiva Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Workiva Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

January 31, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 31, 2022 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

January 31, 2022 EX-99.1

WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF PERFORMANCE RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE)

` WORKIVA INC. 2014 EQUITY INCENTIVE PLAN NOTICE OF PERFORMANCE RESTRICTED STOCK UNIT GRANT (EXECUTIVE EMPLOYEE) Grant Number Pursuant to the Workiva Inc. 2014 Equity Incentive Plan, as amended from time to time (the ?Plan?), you have been granted a performance restricted stock unit (?PSU?) award covering the number of shares of Class A Common Stock of Workiva Inc. (the ?Company?) set forth below,

November 23, 2021 SC 13G/A

WK / Workiva Inc / VANDERPLOEG MARTIN J. - SC 13G/A Passive Investment

SC 13G/A 1 sc13g-vanderploeg2021exitf.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) November 18, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriat

November 17, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 16, 2021 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA IN

November 3, 2021 EX-99.1

Workiva Inc. Announces Third Quarter 2021 Financial Results

Workiva Inc. Announces Third Quarter 2021 Financial Results ?Increased Q3 2021 Subscription & Support Revenue by 30.4% over Q3 2020 ?Generated Total Q3 2021 Revenue of $112.7 Million, up 27.9% over Q3 2020 ?Achieved 41.3% YOY Growth of Customers with Annual Contract Value Over $150K ?Raises Full-Year 2021 Revenue Guidance AMES, Iowa - November 3, 2021 ? Workiva Inc. (NYSE:WK), the company that sim

November 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 3, 2021 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 3, 2021 EX-10.1

Form of Employment Agreement.

EXECUTION DATE June 8, 2021 EXECUTIVE Mithun Banarjee TERM The term of the Executive?s employment hereunder shall commence upon the date hereof (the ?Effective Date?).

August 18, 2021 SC 13G/A

WK / Workiva Inc / TROM JEFF D. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) August 17, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

August 11, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2021 Date of Report (Date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

August 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 3, 2021 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

August 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ___________________________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (E

August 3, 2021 EX-99.1

Workiva Inc. Announces Second Quarter 2021 Financial Results

Workiva Inc. Announces Second Quarter 2021 Financial Results ?Increased Q2 2021 Subscription & Support Revenue by 29.0% over Q2 2020 ?Generated Total Q2 2021 Revenue of $105.6 Million, up 25.9% over Q2 2020 ?Achieved 46% YOY Growth of Customers with Annual Contract Value Over $150K ?Raises Full-Year 2021 Revenue Guidance AMES, Iowa - August 3, 2021 ? Workiva Inc. (NYSE:WK), the company that simpli

August 3, 2021 EX-10.1

Form of Employment Agreement.

EXECUTION DATE June 8, 2021 EXECUTIVE Mithun Banarjee TERM The term of the Executive?s employment hereunder shall commence upon the date hereof (the ?Effective Date?).

July 12, 2021 SC 13G/A

WK / Workiva Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Workiva Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: June 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Ru

June 8, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 3, 2021 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numb

May 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 4, 2021 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numbe

May 4, 2021 EX-99.1

Workiva Inc. Announces First Quarter 2021 Financial Results

Workiva Inc. Announces First Quarter 2021 Financial Results ?Increased Q1 2021 Subscription & Support Revenue by 24.2% over Q1 2020 ?Generated Total Q1 2021 Revenue of $104.2 Million, up 21.5% over Q1 2020 ?Achieved 48% YOY Growth of Customers with Annual Contract Value Over $150K ?Expands Total Addressable Market with Launch of ESG Solution ?Raises Full-Year 2021 Revenue Guidance AMES, Iowa - May

May 4, 2021 EX-10.1

Form of Employment Agreement.

EXECUTION DATE February 19, 2018 EXECUTIVE Mithun Banarjee TERM The term of the Executive?s employment hereunder shall commence upon the date hereof (the ?Effective Date?).

May 4, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (

April 19, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

April 19, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 30, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Nu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) February 3, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

March 4, 2021 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2021 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36

February 17, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (Exact

February 17, 2021 EX-32.01

Certification of the Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Martin J. Vanderploeg, President and Chief Executive Officer of Workiva Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: 1.the Annual Report on Form 10-K of the Company for the period ended December

February 17, 2021 EX-32.02

Certification of the Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, J. Stuart Miller, Chief Financial Officer of Workiva Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: 1.the Annual Report on Form 10-K of the Company for the period ended December 31, 2020 (the “Repo

February 17, 2021 EX-31.01

Certification of the Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Martin J. Vanderploeg, Ph.D., certify that: 1. I have reviewed this Annual Report on Form 10-K of Workiva Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state

February 17, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 17, 2021 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 17, 2021 EX-23.01

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-3ASR No.

February 17, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2021 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 17, 2021 EX-99.1

Workiva Announces Fourth Quarter and Full Year 2020 Financial Results Q4 Subscription and Support Revenue of $81.0 Million, up 22.4% from Q4 2019 Q4 Total Revenue of $93.8 Million, up 16.9% from Q4 2019 Full Year 2020 Total Revenue of $351.6 Million,

Workiva Announces Fourth Quarter and Full Year 2020 Financial Results Q4 Subscription and Support Revenue of $81.

February 17, 2021 EX-31.02

Certification of the Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, J. Stuart Miller, certify that: 1. I have reviewed this Annual Report on Form 10-K of Workiva Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m

February 17, 2021 EX-21.01

List of Subsidiaries of the Company.

SUBSIDIARIES OF WORKIVA INC. Name Jurisdiction Workiva International LLC Delaware Workiva Canada ULC Canada Workiva Netherlands B.V. Netherlands Workiva UK Limited United Kingdom Workiva Holdings Limited United Kingdom Workiva Singapore Pte. Ltd. Singapore Workiva Hong Kong Limited Hong Kong Workiva Australia Pty. Ltd. Australia Workiva Germany GmbH Germany Workiva Ireland Limited Ireland Workiva

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Workiva Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 8, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* WORKIVA INC. (Name of Issuer) (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* WORKIVA INC. (Name of Issuer) (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X]

November 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 4, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 4, 2020 EX-99.1

Workiva Announces Third Quarter 2020 Financial Results Q3 Subscription and Support Revenue of $75.9 Million, up 20.4% from Q3 2019 Q3 Total Revenue of $88.1 Million, up 18.8% from Q3 2019

Workiva Announces Third Quarter 2020 Financial Results Q3 Subscription and Support Revenue of $75.

November 4, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA IN

November 2, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 28, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

August 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

August 4, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (E

August 4, 2020 EX-99.1

Workiva Announces Second Quarter 2020 Financial Results Q2 Subscription and Support Revenue of $70.7 Million, up 16.9% from Q2 2019 Q2 Total Revenue of $83.9 Million, up 14.1% from Q2 2019

EX-99.1 2 q22020exhibit991.htm EX-99.1 Workiva Announces Second Quarter 2020 Financial Results Q2 Subscription and Support Revenue of $70.7 Million, up 16.9% from Q2 2019 Q2 Total Revenue of $83.9 Million, up 14.1% from Q2 2019 AMES, Iowa - August 4, 2020 – Workiva Inc. (NYSE:WK), provider of the world’s leading connected reporting and compliance platform, today announced financial results for its

May 21, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Numb

April 30, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (

April 30, 2020 EX-99.1

Workiva Announces First Quarter 2020 Financial Results Q1 Subscription and Support Revenue of $68.4 Million, up 21.8% from Q1 2019 Q1 Total Revenue of $85.8 Million, up 22.6% from Q1 2019

FOR IMMEDIATE RELEASE Workiva Announces First Quarter 2020 Financial Results Q1 Subscription and Support Revenue of $68.

April 30, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

April 17, 2020 DEFA14A

WK / Workiva, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

April 13, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 7, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Num

April 13, 2020 EX-10.1

Separation Agreement and Release

SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (‘Agreement”) is being entered into by Workiva Inc.

March 31, 2020 DEF 14A

WK / Workiva, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State

March 31, 2020 DEFA14A

WK / Workiva, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

February 27, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 27, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 20, 2020 EX-32.01

Certification of the Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Martin J. Vanderploeg, President and Chief Executive Officer of Workiva Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: 1.the Annual Report on Form 10-K of the Company for the period ended December

February 20, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (Exact

February 20, 2020 EX-31.02

Certification of the Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, J. Stuart Miller, certify that: 1. I have reviewed this Annual Report on Form 10-K of Workiva Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m

February 20, 2020 EX-21.01

List of Subsidiaries of the Company.

SUBSIDIARIES OF WORKIVA INC. Name Jurisdiction Workiva International LLC Delaware Workiva Canada ULC Canada Workiva Netherlands B.V. Netherlands Workiva UK Limited United Kingdom Workiva Holdings Limited United Kingdom Workiva Singapore Pte. Ltd. Singapore Workiva Hong Kong Limited Hong Kong Workiva Australia Pty. Ltd. Australia Workiva Germany GmbH Germany Workiva Ireland Limited Ireland Workiva

February 20, 2020 EX-31.01

Certification of the Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Martin J. Vanderploeg, Ph.D., certify that: 1. I have reviewed this Annual Report on Form 10-K of Workiva Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state

February 20, 2020 EX-99.1

Workiva Announces Fourth Quarter and Full Year 2019 Financial Results Q4 Subscription and Support Revenue of $66.1 Million, up 23.0% from Q4 2018 Q4 Total Revenue of $80.3 Million, up 24.6% from Q4 2018 Full Year 2019 Total Revenue of $297.9 Million,

FOR IMMEDIATE RELEASE Workiva Announces Fourth Quarter and Full Year 2019 Financial Results Q4 Subscription and Support Revenue of $66.

February 20, 2020 EX-23.01

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the following Registration Statements: (1)Registration Statement (Form S-3ASR No.

February 20, 2020 EX-32.02

Certification of the Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, J. Stuart Miller, Chief Financial Officer of Workiva Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: 1.the Annual Report on Form 10-K of the Company for the period ended December 31, 2019 (the “Repo

February 20, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 20, 2020 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 20, 2020 EX-4.06

Description of Capital Stock

DESCRIPTION OF CAPITAL STOCK The following description of the Company’s capital stock is intended as a summary only.

February 13, 2020 SC 13G/A

WK / Workiva, Inc. / Behar Living Trust - SC 13G/A Passive Investment

SC 13G/A 1 sc13g-behartrust2020.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

February 13, 2020 SC 13G/A

WK / Workiva, Inc. / VANDERPLOEG MARTIN J - SC 13G/A Passive Investment

SC 13G/A 1 sc13g-vanderploeg2020.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

February 13, 2020 SC 13G/A

WK / Workiva, Inc. / RIZAI MATTHEW M - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 13, 2020 SC 13G/A

WK / Workiva, Inc. / TROM JEFF D - SC 13G/A Passive Investment

SC 13G/A 1 sc13g-trom2020.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

February 12, 2020 SC 13G/A

WK / Workiva, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0796-workivainc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Workiva Inc Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pur

January 10, 2020 SC 13G

WK / Workiva, Inc. / BROWN ADVISORY INC - BROWN ADVISORY INCORPORATED Passive Investment

SC 13G 1 wk11020.htm BROWN ADVISORY INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 WORKIVA INC. (Name of Issuer) (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

December 10, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 10, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 6, 2019 EX-99.1

Workiva Announces Third Quarter 2019 Financial Results Q3 Subscription and Support Revenue of $63.0 Million, up 22.8% from Q3 2018 Q3 Total Revenue of $74.2 Million, up 21.9% from Q3 2018

FOR IMMEDIATE RELEASE Workiva Announces Third Quarter 2019 Financial Results Q3 Subscription and Support Revenue of $63.

November 6, 2019 EX-10.1

Employment agreement, dated September 6, 2019, between the Company and Julie Iskow

EXECUTION COPY Employment Agreement This Employment Agreement (the “Agreement”) is made and entered into as of September 6, 2019, by and between Julie Iskow (the “Executive”) and WORKIVA INC.

November 6, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA IN

October 10, 2019 SC 13G/A

WK / Workiva, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Workiva Inc Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: September 30, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1

September 9, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 3, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

August 28, 2019 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 28, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File N

August 16, 2019 EX-10.1

Purchase Agreement, dated August 13, 2019, by and among Workiva Inc., Goldman Sachs & Co. LLC and SunTrust Robinson Humphrey, Inc., as representatives of the several initial purchasers named therein.

Execution Version Workiva Inc. 1.125% Convertible Senior Notes due 2026 Purchase Agreement August 13, 2019 Goldman Sachs & Co. LLC SunTrust Robinson Humphrey, Inc. as representatives of the several Initial Purchasers named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282-2198 c/o SunTrust Robinson Humphrey, Inc. 3333 Peachtree Road, 11th Floor Atlanta Georg

August 16, 2019 EX-99.1

Workiva Announces Proposed Private Offering of $300 Million of Convertible Senior Notes

FOR IMMEDIATE RELEASE Workiva Announces Proposed Private Offering of $300 Million of Convertible Senior Notes AMES, Iowa – August 12, 2019 – Workiva Inc.

August 16, 2019 EX-4.1

Indenture, dated August 16, 2019, between Workiva Inc. and U.S. Bank National Association

EX-4.1 3 exhibit41-indenture.htm EX-4.1 WORKIVA INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of August 16, 2019 1.125% Convertible Senior Notes due 2026 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designation and Am

August 16, 2019 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 13, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File N

August 16, 2019 EX-99.2

###

FOR IMMEDIATE RELEASE Workiva Announces Pricing of Private Offering of $300 Million of 1.

August 16, 2019 EX-1.1

Underwriting Agreement, dated August 13, 2019, by and among Workiva Inc., Goldman Sachs & Co. LLC

Execution Version 1,287,038 Shares WORKIVA INC. CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT August 13, 2019 August 13, 2019 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: The stockholders named in Schedule I hereto (collectively the “Selling Stockholders”) of Workiva Inc., a Delaware corporation (the “Company”), propose, subject t

August 14, 2019 424B7

CALCULATION OF REGISTRATION FEE

CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be registered Maximum offering price per share Maximum aggregate offering price(1) Amount of registration fee Class A common stock, $0.

August 13, 2019 FWP

WORKIVA INC. 1,287,038 Shares of Class A Common Stock

FWP 1 workivafwp.htm FWP Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated August 13, 2019 Relating to Preliminary Prospectus Supplement dated August 12, 2019 Registration Statement No. 333-233222 WORKIVA INC. 1,287,038 Shares of Class A Common Stock The following information relates only to the Class A common stock of the Issuer described below and should be read together with the p

August 12, 2019 424B7

Subject to Completion Preliminary Prospectus Supplement dated August 12, 2019

424B7 1 workiva424.htm 424B7 Filed Pursuant to Rule 424(b)(7) Registration No. 333-233222 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus is not an offer to sell these securities, and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale i

August 12, 2019 S-3ASR

WK / Workiva, Inc. S-3ASR - - S-3ASR

As filed with the Securities and Exchange Commission on August 12, 2019 Registration No.

August 6, 2019 EX-99.1

Workiva Announces Second Quarter 2019 Financial Results Q2 Subscription and Support Revenue of $60.5 Million, up 23.8% from Q2 2018 Q2 Total Revenue of $73.5 Million, up 24.3% from Q2 2018

FOR IMMEDIATE RELEASE Workiva Announces Second Quarter 2019 Financial Results Q2 Subscription and Support Revenue of $60.

August 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 6, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File Nu

August 6, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (E

June 13, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 form8-k06x13x19.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 11, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organizat

May 1, 2019 EX-99.1

Workiva Announces First Quarter 2019 Financial Results Q1 Subscription and Support Revenue of $56.1 Million, up 20.8% from Q1 2018 Q1 Total Revenue of $70.0 Million, up 16.8% from Q1 2018

FOR IMMEDIATE RELEASE Workiva Announces First Quarter 2019 Financial Results Q1 Subscription and Support Revenue of $56.

May 1, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 q12019workivaform8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 1, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organizatio

May 1, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (

April 25, 2019 DEFA14A

WK / Workiva, Inc. DEFA14A

DEFA14A 1 workivadefa14a2019.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by R

April 25, 2019 DEF 14A

WK / Workiva, Inc. DEF 14A

DEF 14A 1 workivaproxy2019.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul

February 20, 2019 EX-99.1

Workiva Announces Fourth Quarter and Full Year 2018 Financial Results Q4 Subscription and Support Revenue of $53.8 Million, up 18.1% from Q4 2017 Q4 Total Revenue of $64.4 Million, up 18.2% from Q4 2017 Full Year 2018 Total Revenue of $244.3 Million,

FOR IMMEDIATE RELEASE Workiva Announces Fourth Quarter and Full Year 2018 Financial Results Q4 Subscription and Support Revenue of $53.

February 20, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 20, 2019 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

February 20, 2019 EX-10.21

Amendment No. 1 to the Workiva Inc. Nonqualified Deferred Compensation Plan

AMENDMENT NO. 1 TO THE WORKIVA INC. NONQUALIFIED DEFERRED COMPENSATION PLAN WHEREAS, Workiva Inc. (the “Company”) maintains the Workiva Inc. Nonqualified Deferred Compensation Plan (the “Plan”); WHEREAS, the Company wishes to amend the Plan to reflect the procedures applicable to claims involving disability determinations filed after April 1, 2018; NOW, THEREFORE, the Plan is hereby amended as fol

February 20, 2019 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA INC. (Exact

February 20, 2019 EX-21.1

List of Subsidiaries of the Company.

SUBSIDIARIES OF WORKIVA INC. Name Jurisdiction Workiva International LLC Delaware Workiva Canada ULC Canada Workiva Netherlands B.V. Netherlands Workiva UK Limited United Kingdom Workiva Holdings Limited United Kingdom Workiva Singapore Pte. Ltd. Singapore Workiva Hong Kong Limited Hong Kong Workiva Australia Pty. Ltd. Australia

February 14, 2019 SC 13G/A

WK / Workiva, Inc. / OBERNDORF WILLIAM E - SCHEDULE 13G, AMENDMENT NO. 2 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 14, 2019 EX-99.A

February 14, 2019

Exhibit A Pursuant to Rule 13d-1(k) or Regulation 13D-G of the General Rule and Regulations of the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended, the undersigned agrees that the statement to which this Exhibit is attached is filed on behalf of each of them in capacities set forth below.

February 14, 2019 EX-99.B

POWER OF ATTORNEY

Exhibit B POWER OF ATTORNEY Know all by these presents, that William Oberndorf (the “Grantor”) has made, constituted and appointed, and by these presents does make, constitute and appoint each of William E.

February 13, 2019 SC 13G/A

WK / Workiva, Inc. / TROM JEFF D - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 13, 2019 SC 13G/A

WK / Workiva, Inc. / RIZAI MATTHEW M - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

February 13, 2019 SC 13G/A

WK / Workiva, Inc. / Behar Living Trust - SC 13G/A Passive Investment

SC 13G/A 1 sc13g-behartrust2019.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

February 13, 2019 SC 13G/A

WK / Workiva, Inc. / VANDERPLOEG MARTIN J - SC 13G/A Passive Investment

SC 13G/A 1 sc13g-vanderploeg2019.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Workiva Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98139A105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

February 11, 2019 SC 13G/A

WK / Workiva, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 workivainc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Workiva Inc Title of Class of Securities: Common Stock CUSIP Number: 98139A105 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate the rule pursuant to which this S

November 7, 2018 EX-99.1

Workiva Announces Third Quarter 2018 Financial Results Q3 Subscription and Support Revenue of $51.3 million, Up 18.7% from Q3 2017 Q3 Total Revenue of $60.9 million, Up 16.9% from Q3 2017

FOR IMMEDIATE RELEASE Workiva Announces Third Quarter 2018 Financial Results Q3 Subscription and Support Revenue of $51.

November 7, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2018 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-36773 (Commission File

November 7, 2018 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission File Number 001-36773 WORKIVA IN

November 1, 2018 EX-99.1

Workiva Appoints Brigid A. Bonner to its Board of Directors

EX-99.1 2 exhibit991-pressreleas.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE Workiva Appoints Brigid A. Bonner to its Board of Directors AMES, Iowa - November 1, 2018 - Workiva (NYSE:WK), a leader in data collaboration, reporting and compliance solutions, today announced that Brigid A. Bonner, Chief Experience Officer of CaringBridge, has been appointed to its Board of Directors. The appointment brings

November 1, 2018 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 workivaform8-k11012018.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 1, 2018 Date of Report (date of earliest event reported) WORKIVA INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or orga

August 7, 2018 S-8

WK / Workiva, Inc. WORKIVA S-8

S-8 1 workiva-incxformsx88x7x2018.htm WORKIVA S-8 As filed with the Securities and Exchange Commission on August 7, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WORKIVA INC. (Exact name of Registrant as specified in its charter) Delaware 47-2509828 (State or Other Jurisdiction of

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