Mga Batayang Estadistika
| LEI | 5493005KY5ANOTGMLS28 |
| CIK | 106455 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to WESTMORELAND COAL CO
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 1, 2019 |
WLB / Westmoreland Coal Co. NT 10-K NT 10-K SEC FILE Number 001-11155 CUSIP Number 960878106 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 15, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2019 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 15, 2019 |
Westmoreland Emerges from Chapter 11 EX-99.1 Exhibit 99.1 News Release Westmoreland Emerges from Chapter 11 Englewood, CO – March 15, 2019 – Westmoreland Coal Company (“Westmoreland” or “the Company”) (OTCMKTS: WLBAQ) announced today that its Chapter 11 plan (“the Plan”) became effective today and that it has emerged from Chapter 11 as a privately held company owned and operated by a group of its former creditors. The United States B |
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| March 14, 2019 |
WLB / Westmoreland Coal Co. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Westmoreland Resource Partners, LP (Name of Subject Company (Issuer)) Westmoreland Coal Company Asset Corporation (Offeror) a wholly owned subsidiary of Westmoreland Coal Comp |
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| March 14, 2019 |
EX-99.1 Exhibit 99.1 News Release Westmoreland Coal Company and Westmoreland Resource Partners, LP Announce Expiration of Tender Offer to Purchase Common Units of Westmoreland Resource Partners, LP Englewood, CO – March 14, 2019 – Westmoreland Coal Company (“Westmoreland”) (OTCMKTS: WLBAQ) and Westmoreland Resource Partners, LP (“WMLP” and, together with Westmoreland, the “Company”) (OTCMKTS: WMLP |
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| March 14, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2019 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 14, 2019 |
WMLP / Westmoreland Resource Partners, LP / WESTMORELAND COAL Co - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Westmoreland Resource Partners, LP (Name of Issuer) Common Units Representing Limited Partner Interests (Title of Class of Securities) 691807101 (CUSIP Number) Jennifer S. Grafton c/o Westmoreland Coal Company 9540 South Maroon Circle Suite 200 |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS 1 d710080ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: FORM S-8 REGISTRATION STATEMENT NO. 333-32479 FORM S-8 REGISTRATION STATEMENT NO. 333-56904 FORM S-8 REGISTRATION STATEMENT NO. 333-106852 FORM S-8 REGISTRATION STATEMENT NO. 333-150512 F |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 5, 2019 |
WLB / Westmoreland Coal Co. POS AM POS AM As filed with the Securities and Exchange Commission on March 5, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 4, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2019 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 4, 2019 |
Confirmation Order, dated March 2, 2019. EX-2.1 Exhibit 2.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 ) WESTMORELAND COAL COMPANY, et al.,1 ) Case No. 18-35672 (DRJ) ) Debtors. ) (Jointly Administered) ) ORDER CONFIRMING THE AMENDED JOINT CHAPTER 11 PLAN OF WESTMORELAND COAL COMPANY AND CERTAIN OF ITS DEBTOR AFFILIATES Upon the filing of the Amended Joint Chapter 11 Plan of Westmorel |
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| March 4, 2019 |
Westmoreland Announces Court Confirmation of Chapter 11 Plan EX-99.1 Exhibit 99.1 News Release Westmoreland Announces Court Confirmation of Chapter 11 Plan Englewood, CO – March 4, 2019 – Westmoreland Coal Company (“Westmoreland” or “the Company”) (OTCMKTS: WLBAQ) announced today that the United States Bankruptcy Court for the Southern District of Texas, Houston Division (“the Court”) approved the going-concern sale of its assets pursuant to its Chapter 11 |
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| March 4, 2019 |
Amended Joint Chapter 11 Plan of Westmoreland Coal Company and Certain of Its Debtor Affiliates. EX-2.2 Exhibit 2.2 THIS PLAN IS BEING SUBMITTED FOR APPROVAL BUT HAS NOT BEEN APPROVED BY THE BANKRUPTCY COURT. THIS IS NOT A SOLICITATION OF ACCEPTANCE OR REJECTION OF THE PLAN. THE INFORMATION IN THE PLAN IS SUBJECT TO CHANGE. THIS PLAN IS NOT AN OFFER TO SELL ANY SECURITIES AND IS NOT SOLICITING AN OFFER TO BUY ANY SECURITIES. UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DI |
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| March 1, 2019 |
WLB / Westmoreland Coal Co. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Westmoreland Resource Partners, LP (Name of Subject Company (Issuer)) Westmoreland Coal Company Asset Corporation (Offeror) a wholly owned subsidiary of Westmoreland Coal Comp |
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| March 1, 2019 |
EX-99.(a)(1)(i)(a) Exhibit (a)(1)(i)(a) Amendment No. 1 to Offer to Purchase for Cash All Outstanding Common Units Representing Limited Partner Interests in Westmoreland Resource Partners, LP by Westmoreland Coal Company Asset Corporation a wholly owned subsidiary of Westmoreland Coal Company at $0.01 per Common Unit THE OFFER (AS DEFINED HEREIN) AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFT |
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| February 28, 2019 |
CORRESP Via EDGAR February 28, 2019 United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers and Acquisitions 100 F Street, N. |
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| February 14, 2019 |
WMLP / Westmoreland Resource Partners, LP / WESTMORELAND COAL Co - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Westmoreland Resource Partners, LP (Name of Issuer) Common Units Representing Limited Partner Interests (Title of Class of Securities) 691807101 (CUSIP Number) Jennifer S. Grafton c/o Westmoreland Coal Company 9540 South Maroon Circle Suite 200 |
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| February 13, 2019 |
EX-99.(a)(2)(i) Exhibit (a)(2)(i) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 Westmoreland Resource Partners, LP (Name of Subject Company) Westmoreland Resource Partners, LP (Names of Persons Filing Statement) Common Units Representing Limite |
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| February 13, 2019 |
EX-99.(a)(1)(i) Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Common Units Representing Limited Partner Interests in Westmoreland Resource Partners, LP by Westmoreland Coal Company Asset Corporation a wholly owned subsidiary of Westmoreland Coal Company at $0.01 per Common Unit THE OFFER (AS DEFINED HEREIN) AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON MARC |
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| February 13, 2019 |
EX-99.(a)(1)(iv) Exhibit (a)(1)(iv) Offer to Purchase for Cash All Outstanding Common Units Representing Limited Partner Interests in Westmoreland Resource Partners, LP at $0.01 Net Per Common Unit by Westmoreland Coal Company Asset Corporation a wholly owned subsidiary of Westmoreland Coal Company The Offer and withdrawal rights will expire at 11:59 p.m., New York City time, on March 13, 2019, un |
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| February 13, 2019 |
WLB / Westmoreland Coal Co. SC TO-T SC TO-T 1 d658776dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) or 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Westmoreland Resource Partners, LP (Name of Subject Company (Issuer)) Westmoreland Coal Company Asset Corporation (Offeror) a wholly owned subsidiary of Westmoreland Co |
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| February 13, 2019 |
EX-99.(a)(1)(ii) Exhibit (a)(1)(ii) Letter of Transmittal to Tender Common Units Representing Limited Partner Interests in Westmoreland Resource Partners, LP at $0.01 Net Per Common Unit Pursuant to the Offer to Purchase dated February 13, 2019 by Westmoreland Coal Company Asset Corporation a wholly owned subsidiary of Westmoreland Coal Company The undersigned represents that I (we) have full auth |
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| February 13, 2019 |
EX-99.(a)(1)(iii) Exhibit (a)(1)(iii) Offer to Purchase for Cash All Outstanding Common Units Representing Limited Partner Interests in Westmoreland Resource Partners, LP at $0.01 Net Per Common Unit by Westmoreland Coal Company Asset Corporation a wholly owned subsidiary of Westmoreland Coal Company THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON MARCH 13, 2019, |
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| February 13, 2019 |
EX-99.(a)(1)(vi) Exhibit (a)(1)(vi) News Release Westmoreland Coal Company and Westmoreland Resource Partners, LP Announce Tender Offer to Purchase Common Units of Westmoreland Resource Partners, LP for $0.01 per Common Unit in Cash Englewood, CO—February 13, 2019—Westmoreland Coal Company (“Westmoreland”) (OTCMKTS: WLBAQ) and Westmoreland Resource Partners, LP (“WMLP” and, together with Westmorel |
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| February 13, 2019 |
EX-99.(a)(1)(v) Exhibit (a)(1)(v) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Common Units (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase, dated February 13, 2019, the related letter of transmittal and any amendments or supplements thereto. WCC (as defined below) is not aware of any state where the making of the |
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| January 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2019 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission F |
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| January 2, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2019 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission F |
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| January 2, 2019 |
EXHIBIT 99.1 |
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| December 19, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commis |
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| December 19, 2018 |
EX-99.1 December 2018 Discussion Materials Exhibit 99.1 Disclaimer This presentation contains statements about future events and expectations, which are "forward-looking statements." Any statement in this presentation that is not a statement of historical fact, including, but not limited to earnings guidance, estimates, forecasts, projections of financial results, expected future financial positio |
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| December 12, 2018 |
Westmoreland Announces Resignation of Chief Financial Officer EXHIBIT 99.1 News Release Westmoreland Announces Resignation of Chief Financial Officer Englewood, CO – December 12, 2018 - Westmoreland Coal Company (“Westmoreland”) (OTCMKTS: WLBAQ) announced today that Gary Kohn has informed Westmoreland that, for personal reasons, he is resigning from his position as chief financial officer effective January 4, 2019. “On behalf of the Westmoreland team, I want |
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| December 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 1, 2018 |
WLB / Westmoreland Coal Co. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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| November 1, 2018 |
FIRST AMENDMENT TO BRIDGE LOAN CREDIT AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO BRIDGE LOAN CREDIT AGREEMENT FIRST AMENDMENT TO BRIDGE LOAN CREDIT AGREEMENT (this “Amendment”) dated as of July 18, 2018 among Westmoreland Coal Company, a Delaware corporation (the “Administrative Borrower”), Prairie Mines & Royalty ULC, an Alberta corporation (the “Canadian Borrower”), Westmoreland San Juan, LLC, a Delaware limited liability company (the “San Jua |
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| November 1, 2018 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| October 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission F |
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| October 10, 2018 |
UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION EXHIBIT 4.1 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 ) WESTMORELAND COAL COMPANY, et al., ) Case No. 18-35672 (MI) ) Debtors. ) (Joint Administration Requested) ) ) Re: Docket No. 13 INTERIM ORDER APPROVING NOTIFICATION AND HEARING PROCEDURES FOR CERTAIN TRANSFERS OF AND DECLARATIONS OF WORTHLESSNESS WITH RESPECT TO COMMON STOCK Upon the moti |
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| October 9, 2018 |
EX-99.1 Exhibit 99.1 News Release Westmoreland Enters into Restructuring Support Agreement with Members of Ad Hoc Lending Group; WMLP Simultaneously Files Chapter 11 to Sell Assets Westmoreland Files Pre-Arranged Chapter 11 to Right-Size Capital Structure Englewood, CO – October 09, 2018 – Westmoreland Coal Company (“Westmoreland” or “the Company”) (OTCMKTS: WLBA) announced today it has entered in |
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| October 9, 2018 |
EX-99.2 October 2018 Discussion Materials Exhibit 99.2 Disclaimer This presentation contains statements about future events and expectations, which are "forward-looking statements." Any statement in this presentation that is not a statement of historical fact, including, but not limited to earnings guidance, estimates, forecasts, projections of financial results, expected future financial position |
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| October 9, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commissi |
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| October 9, 2018 |
Restructuring Support Agreement EX-10.1 Exhibit 10.1 Execution Version THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER OR ACCEPTANCE WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF ACCEPTANCES OF A CHAPTER 11 PLAN WITHIN THE MEANING OF SECTION 1125 OF THE BANKRUPTCY CODE. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND/OR PROVISIONS OF THE BANKRUPTCY CODE. NOTHING CONTAINED IN THIS RES |
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| October 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission F |
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| September 28, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) ( |
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| September 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commissio |
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| September 11, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k091118i101.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction o |
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| September 11, 2018 |
SECOND AMENDMENT TO BRIDGE LOAN CREDIT AGREEMENT EXHIBIT 10.1 SECOND AMENDMENT TO BRIDGE LOAN CREDIT AGREEMENT SECOND AMENDMENT TO BRIDGE LOAN CREDIT AGREEMENT (this “Amendment”) dated as of September 7, 2018 among Westmoreland Coal Company, a Delaware corporation (the “Administrative Borrower”), Prairie Mines & Royalty ULC, an Alberta corporation (the “Canadian Borrower”), Westmoreland San Juan, LLC, a Delaware limited liability company (the “S |
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| August 16, 2018 |
WLB / Westmoreland Coal Co. 8-A12B/A 8-A12B/A 1 a8-aa.htm 8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Westmoreland Coal Company (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) 23-1128670 (I.R. |
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| August 16, 2018 |
AMENDMENT NO. 1 TO THE 382 RIGHTS AGREEMENT THIS AMENDMENT NO. 1 (this “Amendment”), dated as of August 10, 2018, amends the 382 Rights Agreement, dated as of September 5, 2017 (the “Agreement”), by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Delaware corporation (the “Rights Agent”). All capitalized terms used b |
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| August 16, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 16, 2018 |
AMENDMENT NO. 1 TO THE 382 RIGHTS AGREEMENT AMENDMENT NO. 1 TO THE 382 RIGHTS AGREEMENT THIS AMENDMENT NO. 1 (this “Amendment”), dated as of August 10, 2018, amends the 382 Rights Agreement, dated as of September 5, 2017 (the “Agreement”), by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., a Delaware corporation (the “Rights Agent”). All capitalized terms used b |
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| August 6, 2018 |
WLB / Westmoreland Coal Co. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-11 |
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| August 6, 2018 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| August 1, 2018 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 3, 2018 |
WLB / Westmoreland Coal Co. CORRESP July 3, 2018 Mr. Craig Arakawa Branch Chief Office of Beverages, Apparel, and Mining Division of Corporate Finance United State Securities and Exchange Commission 100 F Street, NE, Mail Stop 3561 Washington, DC 20549 RE: Westmoreland Coal Company Form 10-K for the Fiscal Year Ended December 31, 2017 Filed April 2, 2018 File No. 001-11155 Dear Mr. Arakawa: We are responding to your comment letter, |
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| June 28, 2018 |
8-K 1 f8k062818i502801.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of |
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| June 11, 2018 |
SEVENTH SUPPLEMENTAL INDENTURE EX-10.1 2 exh10-1f8k6x11x18.htm EXHIBIT 10.1 Exhibit 10.1 SEVENTH SUPPLEMENTAL INDENTURE THIS SEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of June 5, 2018, among Westmoreland Coal Company, a Delaware corporation (the “Issuer”), the other Subsidiary Guarantors (as defined in the Indenture referred to herein) and U.S. Bank National Association, as trustee under the Indent |
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| June 11, 2018 |
EX-10.2 3 exh10-2f8k6x11x18.htm EXHIBIT 10.2 Exhibit 10.2 INTERCREDITOR AGREEMENT dated as of June 5, 2018 by and among WESTMORELAND COAL COMPANY, the Grantors party hereto, WILMINGTON SAVINGS FUND SOCIETY, FSB, as Bridge Loan Agent, U.S. BANK NATIONAL ASSOCIATION, as the Notes Collateral Agent, and WILMINGTON SAVINGS FUND SOCIETY, FSB, as Term Loan Collateral Agent, TABLE OF CONTENTS Page ARTICLE |
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| June 11, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 25, 2018 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 23, 2018 |
EX-10.2 Exhibit 10.2 SUPPLEMENT NO. 5 (this “Supplement”) dated as of May 21, 2018, to the Guaranty and Collateral Agreement, dated as of December 16, 2014 (as amended, amended and restated, waived, supplemented or otherwise modified from time to time, the “Guaranty and Collateral Agreement”), among WESTMORELAND COAL COMPANY, a Delaware corporation (the “Borrower”), each other subsidiary of the Bo |
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| May 23, 2018 |
EX-10.3 4 d584273dex103.htm EX-10.3 Exhibit 10.3 FORBEARANCE AGREEMENT This FORBEARANCE AGREEMENT, dated as of May 21, 2018 (this “Agreement”), is by and among Westmoreland Coal Company, a corporation organized under the laws of Delaware (the “Company”), the subsidiary guarantors party hereto (the “Subsidiary Guarantors” and, together with the Company, the “Obligors”) and the undersigned beneficia |
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| May 23, 2018 |
EX-99.2 8 d584273dex992.htm EX-99.2 Exhibit 99.2 Westmoreland company coal company Corporate & Organizational Structure Senior Secured Notes Amount Outstanding: $350 million Rate: 8.75%, paid semi-annually on January 1 and July 1 Maturity: January 1, 2022 Issuer: Westmoreland Coal Company Guarantors: Westmoreland Energy, LLC; Westmoreland North Carolina Power LLC; WEI-Roanoke Valley, Inc.; Westmor |
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| May 23, 2018 |
EX-10.4 Exhibit 10.4 SIXTH SUPPLEMENTAL INDENTURE THIS SIXTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of May 21, 2018, among Westmoreland Coal Company, a Delaware corporation (the “Issuer”), Westmoreland San Juan Holdings, Inc., a Delaware corporation, Westmoreland San Juan, LLC, a Delaware limited liability company, San Juan Coal Company, a Delaware corporation, San Juan T |
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| May 23, 2018 |
EX-10.1 2 d584273dex101.htm EX-10.1 Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) dated as of May 21, 2018 among San Juan Coal Company, a Delaware corporation, San Juan Transportation Company, a Delaware corporation, Westmoreland San Juan Holdings, Inc., a Delaware corporation, Westmoreland San Juan, LLC, a Delaware limited liability comp |
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| May 23, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 23, 2018 |
EX-99.5 11 d584273dex995.htm EX-99.5 Exhibit 99.5 Westmoreland Secures $110 Million in New Financing New Financing Will Simplify Capital Structure, Provide Working Capital, And Allow Additional Time to Develop Right-Sized Capital Structure Englewood, CO – May 22, 2018 – Westmoreland Coal Company (“Westmoreland” or the “Company”) announced today that it has secured a new financing commitment for $1 |
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| May 23, 2018 |
EX-10.5 Exhibit 10.5 Supplement No. 5 to Notes Collateral Agreement SUPPLEMENT NO. 5 (this “Supplement”) dated as of May 21, 2018, to the Collateral Agreement, dated as of December 16, 2014 (as amended, amended and restated, waived, supplemented or otherwise modified from time to time, the “Collateral Agreement”), among WESTMORELAND COAL COMPANY, a Delaware corporation (the “Company”), each other |
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| May 23, 2018 |
EX-99.1 May 2018 Discussion Materials Exhibit 99.1 Disclaimer This presentation contains statements about future events and expectations, which are "forward-looking statements." Any statement in this presentation that is not a statement of historical fact, including, but not limited to earnings guidance, estimates, forecasts, projections of financial results, expected future financial position, an |
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| May 23, 2018 |
EX-99.3 Exhibit 99.3 GUARANTY AND COLLATERAL AGREEMENT dated as of December 16, 2014 among WESTMORELAND COAL COMPANY CERTAIN SUBSIDIARIES OF WESTMORELAND COAL COMPANY. and BANK OF MONTREAL, as COLLATERAL AGENT TABLE OF CONTENTS Page Article I Definitions 1 Section 1.01. Credit Agreement; UCC 1 Section 1.02. Other Defined Terms 2 Article II Guaranty 6 Section 2.01. Guaranty 6 Section 2.02. Amendmen |
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| May 23, 2018 |
EX-99.4 Exhibit 99.4 COLLATERAL AGREEMENT dated as of December 16, 2014 among WESTMORELAND COAL COMPANY CERTAIN SUBSIDIARIES OF WESTMORELAND COAL COMPANY. and U.S. BANK NATIONAL ASSOCIATION, as NOTES COLLATERAL AGENT TABLE OF CONTENTS Page Article I Definitions 1 Section 1.01. Indenture; UCC 1 Section 1.02. Other Defined Terms 2 Article II [Reserved] 5 Article III Pledge of Securities 5 Section 3. |
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| May 4, 2018 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| May 4, 2018 |
WLB / Westmoreland Coal Co. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-1 |
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| May 4, 2018 |
WESTMORELAND COAL COMPANY 2018 KEY EMPLOYEE INCENTIVE PLAN WESTMORELAND COAL COMPANY 2018 KEY EMPLOYEE INCENTIVE PLAN Purpose. This Westmoreland Coal Company (the “Company”) 2018 Key Employee Incentive Plan (the “Plan”) is designed to align the interests of the Company and eligible key employees of the Company and its subsidiaries. Adoption of the Plan. The Company, intending to be legally bound, hereby adopts the Plan effective as of January 1, 2018 (the |
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| April 30, 2018 |
WLB / Westmoreland Coal Co. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-11155 (Exact name of registrant as spe |
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| April 20, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| April 13, 2018 |
8-K 1 f8k040918i502.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of In |
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| April 6, 2018 |
WLB / Westmoreland Coal Co. / GENDELL JEFFREY L ET AL - SC 13D/A Activist Investment SC 13D/A 1 a18-96851sc13da.htm SC 13D/A UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.C. 20549 Expires: February 28, 2009 SCHEDULE 13D Estimated average burden hours per response: 14.5 Under the Securities Exchange Act of 1934 (Amendment No. 28)* Westmoreland Coal Company (Name of Issuer) Common Stock (Title of Class of Securities) 960878106 (CUS |
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| April 2, 2018 |
CONSENT, JOINDER AND THIRTEENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT CONSENT, JOINDER AND THIRTEENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This CONSENT, JOINDER AND THIRTEENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of March 30, 2018 (this “Joinder”), is entered into by and among CIBC BANK USA (f/k/a The PrivateBank and Trust Company) (in its individual capacity, “CIBC”), as administrative agent |
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| April 2, 2018 |
October 19, 2017 DELIVERED BY HAND WITHOUT PREJUDICE PRIVATE & CONFIDENTIAL John Schadan 824 Hollands Landing Edmonton, AB T6R 3S9 Dear John: Re: Termination Employment As discussed today, your employment with Prairie Mines & Royalty ULC and its related corporations (the “Company”) will be terminated effective immediately (“Date of Termination”). |
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| April 2, 2018 |
WLB / Westmoreland Coal Co. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-11155 |
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| April 2, 2018 |
TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EXECUTION COPY TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of October 30, 2017 (this “Amendment”), is entered into by and among CIBC BANK USA (in its individual capacity, “CIBC”), as administrative agent for the lenders (the “Lenders”) party to the Loan Agreement (as defined below) (in such capacity, together with its successors and assigns, the “Administrative Agent”), the Lenders, and each of WESTMORELAND COAL COMPANY, a Delaware corporation (“Westmoreland Parent”), WESTMORELAND ENERGY LLC, a Delaware limited liability company (“Westmoreland Energy”), WESTMORELAND – NORTH CAROLINA POWER, L. |
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| April 2, 2018 |
Exhibit 21.1 Subsidiaries of the Registrant as of December 31, 2017: Subsidiary Name State or Province of Incorporation WEI - Roanoke Valley, Inc. Delaware Westmoreland Coal Sales Co. Delaware Westmoreland Energy, LLC Delaware Westmoreland Resources Inc. Delaware Westmoreland Savage Corp. Delaware Westmoreland Mining LLC Delaware Dakota Westmoreland Corp. Delaware Western Energy Company Montana Te |
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| April 2, 2018 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| April 2, 2018 |
ELIGIBILITY Employees of Westmoreland Coal Company (“WCC”), or any of its subsidiaries, pay grade 9 or higher scheduled to work at least 40 hours per week are eligible for AIP. |
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| April 2, 2018 |
SEVERANCE AND RELEASE AGREEMENT SEVERANCE AND RELEASE AGREEMENT This Severance and Release Agreement (“Agreement”) is made between (i) Kevin A. |
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| April 2, 2018 |
CONSENT AND FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT CONSENT AND FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This CONSENT AND FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of January 29, 2016 (this “Amendment”), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, “PrivateBank”), as administrative agent for the lenders (the “Lenders”) party |
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| April 2, 2018 |
ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of July 31, 2017 (this “Amendment”), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, “PrivateBank”), as administrative agent for the lenders (the “Lenders”) party to the Loan Agreement (as defined below) (in such capacity, together with its successors and assigns, the “Administrative Agent”), the Lenders, and each of WESTMORELAND COAL COMPANY, a Delaware corporation (“Westmoreland Parent”), WESTMORELAND ENERGY LLC, a Delaware limited liability company (“Westmoreland Energy”), WESTMORELAND – NORTH CAROLINA POWER, L. |
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| April 2, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| April 2, 2018 |
EXHIBIT 99.2 |
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| April 2, 2018 |
EXHIBIT 99.1 |
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| March 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 23, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 19, 2018 |
WLB / Westmoreland Coal Co. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-11155 CUSIP NUMBER 960878106 (Check One): [ X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Rep |
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| March 12, 2018 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2018 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 7, 2018 |
EXHIBIT 10.1 Personal and Confidential March 7, 2018 [Named Executive Officer] Re: Retention Bonus Agreement Dear [Named Executive Officer]: On behalf of Westmoreland Coal Company (the “Company”), I am pleased to offer you the opportunity to receive a retention bonus, if you agree to the terms and conditions contained in this Retention Bonus Agreement (this “Agreement”), which shall be effective a |
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| March 7, 2018 |
EX-99.1 3 exh99-1wcc8k030718.htm EXHIBIT 99.1 EXHIBIT 99.1 Westmoreland Tightens 2017 Adjusted EBITDA and Free Cash Flow Guidance; Commits to Running Coal Valley with Favorable Economics Secured; Engages Restructuring Advisers to Develop Options for Consolidated Capital Structure Improvement Englewood, CO – March 7, 2018 - Westmoreland Coal Company (Nasdaq:WLB) today stated that it expects 2017 ad |
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| March 6, 2018 |
WLB / Westmoreland Coal Co. / Clarke Ana M Passive Investment SC 13G 1 e617763sc13g-wcc.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Westmoreland Coal Company (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 960878106 (CUSIP Number) February 20, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| February 26, 2018 |
WLB / Westmoreland Coal Co. 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-206828 WESTMORELAND COAL COMPANY (Exact name of registrant as specified |
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| February 26, 2018 |
WLB / Westmoreland Coal Co. 15-15D Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-166393 WESTMORELAND COAL COMPANY (Exact name of registrant as |
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| February 26, 2018 |
WLB / Westmoreland Coal Co. 15-15D Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-142132 WESTMORELAND COAL COMPANY (Exact name of registrant as |
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| February 26, 2018 |
WLB / Westmoreland Coal Co. 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-66698 WESTMORELAND COAL COMPANY (Exact name of registrant as specified |
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| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Westmoreland Coal Company (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 960878106 (CUSIP Number) December 31, 2017 and February 7, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to |
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| December 28, 2017 |
WLB / Westmoreland Coal Co. S-8 POS Document As filed with the Securities and Exchange Commission on December 28, 2017 Registration No. |
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| December 28, 2017 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS 1 s-8posxrs1663934x29x10.htm S-8 POS As filed with the Securities and Exchange Commission on December 28, 2017 Registration No. 333-166393 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Its Charter) D |
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| December 28, 2017 |
WLB / Westmoreland Coal Co. S-8 POS S-8 POS 1 s-8posxrs1421324x16x07.htm S-8 POS As filed with the Securities and Exchange Commission on December 28, 2017 Registration No. 333-142132 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Its Charter) D |
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| December 28, 2017 |
WLB / Westmoreland Coal Co. S-8 POS Document As filed with the Securities and Exchange Commission on December 28, 2017 Registration No. |
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| December 18, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| December 1, 2017 |
WESTMORELAND COAL COMPANY 2017 Executive Severance Plan EX-10.1 2 a2017executiveseveranceagr.htm EXHIBIT 10.1 EXHIBIT 10.1 WESTMORELAND COAL COMPANY 2017 Executive Severance Plan 1. Purpose. The purpose of the Plan is to assist certain Company officers and executives in making a successful transition upon termination of employment by the Company without Cause, or by the officer or executive for Good Reason (as such terms are defined in the Plan). 2. De |
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| December 1, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (C |
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| October 31, 2017 |
Westmoreland Reports Third Quarter and Year-to-Date 2017 Results; Reaffirms 2017 Guidance Exhibit EXHIBIT 99.1 News Release Westmoreland Reports Third Quarter and Year-to-Date 2017 Results; Reaffirms 2017 Guidance Englewood, CO ? October 31, 2017 - Westmoreland Coal Company (Nasdaq:WLB) today reported financial results for the third quarter and first nine months of 2017 . Third Quarter Highlights ? Revenues of $358.0 million from 13.6 million tons sold ? Net loss applicable to common s |
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| October 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| October 31, 2017 |
EX-99.2 3 exh99-2investorpresentati.htm EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 |
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| October 31, 2017 |
EXHIBIT 2.1 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (hereinafter referred to as the “Agreement”) is made and entered into as of the 2nd day of August, 2017 (the "Effective Date"), by and between ROVA VENTURE, LLC, a Delaware limited liability company (“Purchaser”), and WESTMORELAND PARTNERS (f/k/a Westmoreland-Hudson Partners and Westmoreland – LG&E Partners), a Virginia Gener |
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| October 31, 2017 |
WLB / Westmoreland Coal Co. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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| October 31, 2017 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION WESTMORELAND COAL COMPANY EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WESTMORELAND COAL COMPANY WESTMORELAND COAL COMPANY, a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The present name of the corporation is Westmoreland Coal Company, and the name under which the corporation was originally incorporated is Stonega Coke and Coal Company. The |
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| October 31, 2017 |
EXHIBIT 10.1 EXECUTION COPY AMENDED AND RESTATED SUBSTITUTE ENERGY PURCHASE AGREEMENT BY AND BETWEEN WESTMORELAND PARTNERS AND VIRGINIA ELECTRIC AND POWER COMPANY Dated as of September 25, 2017 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND INTERPRETATION 1 1.1 Definitions 1 1.2 Interpretations 4 ARTICLE 2 SALE AND PURCHASE OF SUBSTITUTE ENERGY 4 2.1 Purchase and Sale 4 2.2 Forward Contract 4 ARTICLE |
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| October 31, 2017 |
ASSIGNMENT AND ASSUMPTION AGREEMENT EXHIBIT 10.1 EXECUTION ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement (this “Assignment”) is dated as of September 29, 2017 but effective as of October 1, 2017 (the “Effective Date”) and is entered into by and among BP Energy Company, a Delaware corporation (“BPEC”), Westmoreland Energy, LLC, a Delaware limited liability company (“WE”), Westmoreland Partners, a Virgin |
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| October 31, 2017 |
Exhibit 3.2 CERTIFICATE OF DESIGNATIONS OF SERIES A PARTICIPATING PREFERRED STOCK OF WESTMORELAND COAL COMPANY Pursuant to Section 151 of the General Corporation Law of the State of Delaware Westmoreland Coal Company, a Delaware corporation (the “Corporation”), pursuant to the provisions of Sections 103 and 151 of the General Corporation Law of the State of Delaware, does hereby state and certify |
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| October 31, 2017 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| October 19, 2017 |
EX-99.1 2 westmorelandannouncesinter.htm EXHIBIT 99.1 EXHIBIT 99.1 News Release Westmoreland Promotes Joseph E. Micheletti to Chief Operating Officer; Appoints Jeffrey S. Stein as Chief Investment Officer; Forms Board-Level Operations Committee Englewood, CO – October 19, 2017 – Westmoreland Coal Company (Nasdaq:WLB) today announced that it has promoted Joseph E. Micheletti to Chief Operating Offi |
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| October 19, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| October 2, 2017 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) ( |
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| October 2, 2017 |
Exhibit EXHIBIT 99.1 News Release Westmoreland Successfully Exits ROVA Power Supply Agreements; Will Collect $12 Million in Net Cash Collateral Englewood, CO ? October 2, 2017 ? Westmoreland Coal Company (Nasdaq:WLB) today announced that it terminated its power purchase contracts with BP Energy Company and assigned its substitute energy agreement with Virginia Electric and Power Company, a subsidi |
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| September 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 WESTMORELAND COAL COMPANY (Exact name of registrant as specified in its charter) Delaware 23-1128670 (State of incorporation or organization) (I.R.S. Employer Identification No.) 9540 So |
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| September 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (C |
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| September 5, 2017 |
Exhibit Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A PARTICIPATING PREFERRED STOCK OF WESTMORELAND COAL COMPANY Pursuant to Section 151 of the General Corporation Law of the State of Delaware Westmoreland Coal Company, a Delaware corporation (the ? Corporation ?), pursuant to the provisions of Sections 103 and 151 of the General Corporation Law of the State of Delaware, does hereby state an |
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| September 5, 2017 |
Exhibit Exhibit 4.1 WESTMORELAND COAL COMPANY and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. as Rights Agent 382 RIGHTS AGREEMENT Dated as of September 5, 2017 TABLE OF CONTENTS Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Rights Certificates 7 Section 4. Form of Rights Certificates 10 Section 5. Countersignature and Registration 10 Section |
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| September 5, 2017 |
Westmoreland Adopts Tax Benefits Preservation Plan; Plan Protects Substantial, Valuable Tax Assets Exhibit Exhibit 99.1 News Release Westmoreland Adopts Tax Benefits Preservation Plan; Plan Protects Substantial, Valuable Tax Assets Englewood, CO ? Sep. 5, 2017 ? Westmoreland Coal Company (Nasdaq:WLB) announced today that its Board of Directors has adopted a stockholder rights plan (the ?Rights Plan?) designed to protect Westmoreland?s ability to use its valuable net operating loss (?NOL?) carry |
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| August 4, 2017 |
WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN PERFORMANCE VESTED AWARD AGREEMENT WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN PERFORMANCE VESTED AWARD AGREEMENT This Blended Restricted Stock Unit and Cash Unit Agreement (this “Agreement”) is made and entered into as of [INSERT DATE] (the “Grant Date”) by and between Westmoreland Coal Company, a Delaware corporation (the “Company”) and [INSERT NAME] (the “Grantee”). |
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| August 4, 2017 |
WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN TIME VESTED RESTRICTED STOCK UNIT AGREEMENT WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN TIME VESTED RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this “Agreement”) is made and entered into as of [INSERT DATE] (the “Grant Date”) by and between Westmoreland Coal Company, a Delaware corporation (the “Company”) and (the “Grantee”). |
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| August 4, 2017 |
FIRST AMENDMENT TO 2015 TIME VESTED RESTRICTED STOCK UNIT AGREEMENT FIRST AMENDMENT TO 2015 TIME VESTED RESTRICTED STOCK UNIT AGREEMENT This FIRST AMENDMENT TO 2015 TIME VESTED RESTRICTED STOCK UNIT AGREEMENT, dated as of [DATE], 2017 (this “Amendment”), is hereby entered into by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and [Employee Name] (the “Employee”). |
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| August 4, 2017 |
WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN TIME VESTED RESTRICTED STOCK UNIT AGREEMENT WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN TIME VESTED RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this “Agreement”) is made and entered into as of [INSERT DATE] (the “Grant Date”) by and between Westmoreland Coal Company, a Delaware corporation (the “Company”) and (the “Grantee”). |
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| August 4, 2017 |
FIRST AMENDMENT TO 2016 TIME VESTED RESTRICTED STOCK UNIT AGREEMENT FIRST AMENDMENT TO 2016 TIME VESTED RESTRICTED STOCK UNIT AGREEMENT This FIRST AMENDMENT TO 2016 TIME VESTED RESTRICTED STOCK UNIT AGREEMENT, dated as of [DATE], 2017 (this “Amendment”), is hereby entered into by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and [Employee Name] (the “Employee”). |
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| August 4, 2017 |
FIRST AMENDMENT TO 2016 PERFORMANCE VESTED RESTRICTED STOCK UNIT AGREEMENT FIRST AMENDMENT TO 2016 PERFORMANCE VESTED RESTRICTED STOCK UNIT AGREEMENT This FIRST AMENDMENT TO 2016 PERFORMANCE VESTED RESTRICTED STOCK UNIT AGREEMENT, dated as of [DATE], 2017 (this “Amendment”), is hereby entered into by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and [Employee Name] (the “Employee”). |
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| August 4, 2017 |
FIRST AMENDMENT TO 2015 PERFORMANCE VESTED RESTRICTED STOCK UNIT AGREEMENT FIRST AMENDMENT TO 2015 PERFORMANCE VESTED RESTRICTED STOCK UNIT AGREEMENT This FIRST AMENDMENT TO PERFORMANCE VESTED RESTRICTED STOCK UNIT AGREEMENT, dated as of [DATE], 2017 (this “Amendment”), is hereby entered into by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and [Employee Name] (the “Employee”). |
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| August 4, 2017 |
WLB / Westmoreland Coal Co. 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-11 |
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| August 4, 2017 |
WESTMORELAND COAL COMPANY TIME VESTED CASH UNIT AGREEMENT WESTMORELAND COAL COMPANY TIME VESTED CASH UNIT AGREEMENT This Cash Unit Agreement (this “Agreement”) is made and entered into as of [INSERT DATE] (the “Grant Date”) by and between Westmoreland Coal Company, a Delaware corporation (the “Company”) and [Insert Name] (the “Grantee”). |
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| August 4, 2017 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| August 3, 2017 |
Westmoreland Enters Agreement to Sell ROVA for $5 Million in Cash EX-99.3 4 exh99-3rovarelease8x3x17.htm EXHIBIT 99.3 EXHIBIT 99.3 News Release Westmoreland Enters Agreement to Sell ROVA for $5 Million in Cash Englewood, CO – August 3, 2017 – Westmoreland Coal Company (Nasdaq:WLB) today announced that it has entered into a definitive agreement to sell its Roanoke Valley Power Facility (“ROVA”) for $5 million in cash to ROVA Venture, LLC. “In December 2016, we am |
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| August 3, 2017 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 3, 2017 |
Westmoreland Reports Second Quarter and First Half 2017 Results Exhibit News Release Westmoreland Reports Second Quarter and First Half 2017 Results Englewood, CO ? August 3, 2017 - Westmoreland Coal Company (Nasdaq:WLB) today reported financial results for the second quarter 2017 and updated its guidance . |
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| August 3, 2017 |
EX-99.2 3 exh99-2q2earnings8x3x17.htm EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 |
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| June 29, 2017 |
Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| June 26, 2017 |
Exhibit EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 |
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| June 26, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commi |
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| May 22, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 18, 2017 |
Document As filed with the Securities and Exchange Commission on May 18, 2017 Registration No. |
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| May 18, 2017 |
WESTMORELAND COAL COMPANY AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLAN EXHIBIT 10.1 WESTMORELAND COAL COMPANY AMENDED AND RESTATED 2014 EQUITY INCENTIVE PLAN INTRODUCTION The name of this plan is the Westmoreland Coal Company Amended and Restated 2014 Equity Incentive Plan. The Plan is effective May 16, 2017, subject to approval of stockholders of the Company at the annual meeting of stockholders held on May 16, 2017. The Plan is an amendment and restatement of the p |
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| May 15, 2017 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 15, 2017 |
Westmoreland Reports First Quarter 2017 Results; Reiterates Full-Year Guidance Exhibit EXHIBIT 99.1 News Release Westmoreland Reports First Quarter 2017 Results; Reiterates Full-Year Guidance Englewood, CO ? May 15, 2017 - Westmoreland Coal Company (Nasdaq:WLB) today reported financial results for the first quarter 2017 and reiterated its 2017 guidance . First Quarter Highlights ? Revenues of $339.7 million from 12.4 million tons sold ? Net loss applicable to common sharehol |
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| May 15, 2017 |
TENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit EXHIBIT 10.1 TENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This TENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT , dated as of May 9, 2017 (this ? Amendment ?), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, ? PrivateBank ?), as administrative agent for the lenders (the ? Lenders ?) party to |
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| May 15, 2017 |
Exhibit |
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| May 15, 2017 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-1 |
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| May 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-11155 CUSIP NUMBER 960878106 (Check One) : [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transiti |
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| March 31, 2017 |
Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 29, 2017 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| March 29, 2017 |
CONSENT AND NINTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT CONSENT AND NINTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This CONSENT AND NINTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of March 13, 2017 (this ?Amendment?), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, ?PrivateBank?), as administrative agent for the lenders (the ?Lenders?) party to |
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| March 29, 2017 |
Exhibit 21.1 Subsidiaries of the Registrant for the year ended December 31, 2016: Subsidiary Name State or Province of Incorporation WEI - Roanoke Valley, Inc. Delaware Westmoreland Coal Sales Co. Delaware Westmoreland Energy, LLC Delaware Westmoreland Resources Inc. Delaware Westmoreland Savage Corp. Delaware Westmoreland Mining LLC Delaware Dakota Westmoreland Corp. Delaware Western Energy Compa |
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| March 29, 2017 |
SUBSTITUTE ENERGY PURCHASE AGREEMENT BY AND BETWEEN WESTMORELAND PARTNERS AND VIRGINIA ELECTRIC AND POWER COMPANY Dated as of December 21, 2016 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND INTERPRETATION 1 1. |
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| March 29, 2017 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-11155 |
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| March 29, 2017 |
CHANGE IN CONTROL SEVERANCE AGREEMENT CHANGE IN CONTROL SEVERANCE AGREEMENT This Agreement is entered into as of March 14, 2017 (the ?Effective Date?) by and between Westmoreland Coal Company, a Delaware corporation (the ?Company?), and Gary A. |
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| March 28, 2017 |
Exhibit EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 EXHIBIT 99.2 |
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| March 28, 2017 |
Westmoreland Appoints Gary Kohn as Chief Financial Officer Exhibit News Release Westmoreland Appoints Gary Kohn as Chief Financial Officer Englewood, CO ? March 28, 2017 ? Westmoreland Coal Company (Nasdaq:WLB) today announced that Gary Kohn has been promoted to Chief Financial Officer effective March 6, 2017. |
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| March 28, 2017 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 28, 2017 |
Westmoreland Receives $52 Million Early Repayment of Genesee Mine Receivable Exhibit News Release Westmoreland Receives $52 Million Early Repayment of Genesee Mine Receivable Englewood, CO ? March 28, 2017 ? Westmoreland Coal Company (Nasdaq:WLB) today announced that Capital Power (TSX:CPX) (?Capital Power?), Westmoreland?s joint-venture partner in the Genesee Mine, has paid Westmoreland $52 million, representing an accelerated repayment of all receivables that would otherwise have been due with respect to capital expenditures during the term of the joint venture arrangement. |
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| March 28, 2017 |
Exhibit News Release Westmoreland Reports Fourth Quarter and Full Year 2016 Results; Generates Record Adjusted EBITDA and Free Cash Flow Provides 2017 Guidance Englewood, CO ? March 28, 2017 - Westmoreland Coal Company (Nasdaq:WLB) today reported its fourth quarter and full year 2016 financial results and provided its 2017 guidance . |
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| March 17, 2017 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 16, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-11155 CUSIP NUMBER 960878106 (Check One) : [ x] Form 10-K [ ] Form 20-F [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR For Period Ended: December 31, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] |
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| February 24, 2017 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2017 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (C |
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| February 24, 2017 |
EX-99.1 2 exh99-1westmorelandpressr.htm EXHIBIT 99.1 News Release Westmoreland Announces Restatement of Previously Issued Financial Statements; Technical Accounting Restatement for Reclamation Receivables Has No Impact on: • Cash Flow Generation • Economic Value of the Reclamation Contracts • Ability to Collect Cash for Reclamation from Customers Englewood, CO – February 24, 2017 – Westmoreland Co |
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| February 14, 2017 |
WLB / Westmoreland Coal Co. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment SC 13G/A 1 wlba121417.htm ROBECO INVESTMENT MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* WESTMORELAND COAL CO (Name of Issuer) Common Stock (Title of Class of Securities) 960878106 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the app |
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| February 14, 2017 |
WLB / Westmoreland Coal Co. / Venor Capital Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* WESTMORELAND COAL COMPANY (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 960878106 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 10, 2017 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common stock, $. |
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| February 10, 2017 |
WLB / Westmoreland Coal Co. / DG Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Westmoreland Coal Company Common Stock (Title of Class of Securities) 960878106 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 1, 2017 |
SC 13G/A 1 d21174sc13ga2.htm AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Westmoreland Coal Company (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 960878106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of This Statement) Chec |
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| December 28, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (C |
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| December 1, 2016 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Exhibit LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby makes, constitutes, and appoints Jennifer S. |
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| November 21, 2016 |
Westmoreland Announces CFO Transition EX-99.1 2 exh99-1pressrelease.htm EXHIBIT 99.1 News Release Westmoreland Announces CFO Transition Englewood, CO – November 21, 2016 –Westmoreland Coal Company (Nasdaq:WLB), announced today that its Chief Financial Officer and Treasurer, Jason Veenstra, has decided to resign from Westmoreland effective December 15, 2016. Veenstra has elected not to relocate to the Company’s Denver headquarters as p |
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| November 21, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (C |
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| November 21, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. )* Westmoreland Coal Company (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 960878106 (CUSIP Number) Christopher P. Davis, Esq. Kleinberg, |
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| November 9, 2016 |
EX-99.1 2 exh991wlbinvestorpresenta.htm EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 |
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| November 9, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| November 2, 2016 |
WMLP / Westmoreland Resource Partners, LP / WESTMORELAND COAL Co - SC 13D/A Activist Investment SC 13D/A 1 sch13daunitexchange.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Westmoreland Resource Partners, LP (Name of Issuer) Common Units Representing Limited Partner Interests (Title of Class of Securities) 691807101 (CUSIP Number) Jennifer S. Grafton c/o Westmoreland Coal Company 9540 South Maro |
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| November 1, 2016 |
Westmoreland Reports Third Quarter 2016 Results; Updates Full-Year Guidance Exhibit News Release Westmoreland Reports Third Quarter 2016 Results; Updates Full-Year Guidance Englewood, CO ? November 1, 2016 - Westmoreland Coal Company (Nasdaq:WLB) today reported financial results for the third quarter and updated its 2016 guidance . |
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| November 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| November 1, 2016 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| November 1, 2016 |
EXHIBIT 10.3 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into to be effective for all purposes as of October 28, 2016 (the ?Exchange Closing Date?), by and between Westmoreland Resource Partners, LP, a Delaware limited partnership (the ?Partnership?), and Westmoreland Coal Company, a Delaware corporation (?WCC?). RECITALS WHEREAS, WCC is the 100% owner of West |
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| November 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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| October 13, 2016 |
EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit EXHIBIT 10.1 EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT , dated as of October 12, 2016 (this ? Amendment ?), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, ? PrivateBank ?), as administrative agent for the lenders (the ? Lenders ?) p |
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| October 13, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| October 6, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) ( |
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| October 6, 2016 |
SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit EXHIBIT 10.1 SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of September 30, 2016 (this “Amendment”), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, “PrivateBank”), as administrative agent for the lenders (the “Lenders”) part |
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| September 21, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) ( |
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| September 21, 2016 |
Exhibit EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT 99.1 |
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| August 30, 2016 |
Document WESTMORELAND COAL COMPANY August 30, 2016 VIA EDGAR Mr. Craig Arakawa Branch Chief Office of Beverages, Apparel, and Mining Division of Corporate Finance United State Securities and Exchange Commission 100 F Street, NE, Mail Stop 3561 Washington, DC 20549 RE: Westmoreland Coal Company Form 10-K for the Fiscal Year Ended December 31, 2015 Filed March 14, 2016 File No. 001-11155 Dear Mr. Ar |
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| August 11, 2016 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Exhibit LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby makes, constitutes, and appoints Jennifer S. |
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| August 10, 2016 |
Westmoreland Appoints Jeffrey S. Stein to its Board of Directors EX-99.1 2 exh99-1steinpressrelease.htm EXHIBIT 99.1 EXHIBIT 99.1 News Release Westmoreland Appoints Jeffrey S. Stein to its Board of Directors Englewood, CO – August 10, 2016 - Westmoreland Coal Company (NasdaqGM:WLB) announced today that Jeffrey S. Stein has been appointed as an independent director to the company's Board of Directors effective August 9, 2016, to serve until the next annual elect |
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| August 10, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 10, 2016 |
WLB / Westmoreland Coal Co. / Venor Capital Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* WESTMORELAND COAL COMPANY (Name of Issuer) Common Stock, par value $2.50 per share (Title of Class of Securities) 960878106 (CUSIP Number) August 10, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| August 10, 2016 |
WLB / Westmoreland Coal Co. / Venor Capital Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* WESTMORELAND COAL COMPANY (Name of Issuer) Common Stock, par value $2.50 per share (Title of Class of Securities) 960878106 (CUSIP Number) August 10, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| August 2, 2016 |
SAN JUAN COAL COMPANY SALARIED 401(K) PLAN EFFECTIVE AS OF THE EFFECTIVE DATE SAN JUAN COAL COMPANY SALARIED 401(K) PLAN EFFECTIVE AS OF THE EFFECTIVE DATE Any statements regarding tax matters made herein, including any attachments, cannot be relied upon by any person to avoid tax penalties and are not intended to be used or referred to in any marketing or promotional materials. |
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| August 2, 2016 |
S-8 POS 1 forms-8posaugust2016.htm S-8 POS As filed with the Securities and Exchange Commission on August 2, 2016 Registration No. 333-206828 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Its Charter) Delawa |
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| August 2, 2016 |
Westmoreland Reports Second Quarter 2016 Results; Reiterates Full-Year Guidance EX-99.1 2 exh99-12016q2xearningsrel.htm EXHIBIT 99.1 News Release Westmoreland Reports Second Quarter 2016 Results; Reiterates Full-Year Guidance Englewood, CO – August 2, 2016 - Westmoreland Coal Company (NasdaqGM:WLB) today reported financial results for the second quarter and reaffirmed its full-year 2016 guidance. Second Quarter Highlights • Revenues of $356.2 million from 12.0 million tons so |
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| August 2, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 2, 2016 |
WESTMORELAND COAL COMPANY TIME VESTED CASH UNIT AGREEMENT EXHIBIT 10.2 WESTMORELAND COAL COMPANY TIME VESTED CASH UNIT AGREEMENT This Cash Unit Agreement (this ?Agreement?) is made and entered into as of May 18, 2016 (the ?Grant Date?) by and between Westmoreland Coal Company, a Delaware corporation (the ?Company?) and (the ?Grantee?). WHEREAS, the Company has adopted the Westmoreland Coal Company Long-Term Incentive Plan Guideline (the ?Plan?) pursuant |
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| August 2, 2016 |
EXHIBIT 10.5 WESTMORELAND COAL COMPANY Restricted Stock Unit Agreement Granted under the Amended and Restated 2007 Equity Incentive Plan for Employees and Non-Employee Directors Name of Recipient: Number of restricted stock units awarded: Grant Date: Westmoreland Coal Company (the ?Company?) has selected you (the ?Recipient?) to receive the restricted stock unit award described above, which is sub |
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| August 2, 2016 |
EXHIBIT 10.3 WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN PERFORMANCE VESTED RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this ?Agreement?) is made and entered into as of May 18, 2016 (the ?Grant Date?) by and between Westmoreland Coal Company, a Delaware corporation (the ?Company?) and (the ?Grantee?). WHEREAS, the Company has adopted the 2014 Equity Incentive Pla |
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| August 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-11 |
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| August 2, 2016 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| August 2, 2016 |
WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN TIME VESTED RESTRICTED STOCK UNIT AGREEMENT WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN TIME VESTED RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (this ?Agreement?) is made and entered into as of May 18, 2016 (the ?Grant Date?) by and between Westmoreland Coal Company, a Delaware corporation (the ?Company?) and (the ?Grantee?). |
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| June 29, 2016 |
SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT EXHIBIT 10.1 SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT , dated as of June 29, 2016 (this “ Amendment ”), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, “ PrivateBank ”), as administrative agent for the lenders (the “ Lenders ”) party to the L |
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| June 29, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commi |
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| June 27, 2016 |
Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| May 18, 2016 |
SEC Document As filed with the Securities and Exchange Commission on May 18, 2016 Registration No. |
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| May 18, 2016 |
First Amendment to the Westmoreland Coal Company 2014 Equity Incentive Plan SEC Exhibit EXHIBIT 10.2 First Amendment to the Westmoreland Coal Company 2014 Equity Incentive Plan THIS FIRST AMENDMENT (the ?Amendment?), dated as of March 30, 2016, effective as of May 17, 2016, to the Westmoreland Coal Company 2014 Equity Incentive Plan, adopted effective February 20, 2014 (the ?Plan?), as approved by the Board of Directors (the ?Board?) of Westmoreland Coal Company (the ?Com |
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| May 18, 2016 |
WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN SEC Exhibit EXHIBIT 10.1 WESTMORELAND COAL COMPANY 2014 EQUITY INCENTIVE PLAN INTRODUCTION The name of this plan is the Westmoreland Coal Company 2014 Equity Incentive Plan. The purposes of the Plan are to (a) enable Westmoreland Coal Company and any Affiliate to attract and retain the types of Employees and Directors who will contribute to the Company?s long range success; (b) provide incentives |
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| May 18, 2016 |
SEC Exhibit EXHIBIT 3.1 Amendment Number One to the Amended and Restated Bylaws of Westmoreland Coal Company The Amended and Restated Bylaws of Westmoreland Coal Company are hereby amended by adding the following Section 14 to Article 2 thereof: Section 2.14 Proxy Access for Director Nominations. (a) Inclusion of Nominee in Proxy Statement. Subject to the terms and conditions of these Bylaws, the |
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| May 18, 2016 |
SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| May 18, 2016 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS SEC Exhibit LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby makes, constitutes, and appoints Jennifer S. |
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| May 18, 2016 |
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS SEC Exhibit LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby makes, constitutes, and appoints Jennifer S. |
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| May 10, 2016 |
Westmoreland Reports First Quarter 2016 Results and Affirms Full-year Guidance SEC Exhibit News Release Westmoreland Reports First Quarter 2016 Results and Affirms Full-year Guidance Englewood, CO ? May 10, 2016 - Westmoreland Coal Company (NasdaqGM:WLB) today reported financial results for the 2016 first quarter and affirmed its full-year 2016 outlook . |
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| May 10, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Co |
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| May 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-1 |
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| May 10, 2016 |
RECLAMATION BOND AGREEMENT This RECLAMATION BOND AGREEMENT (?Agreement?) is entered into this 31st day of January, 2016 by and between PNM RESOURCES, INC. |
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| May 10, 2016 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| May 9, 2016 |
FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Exhibit EXHIBIT 10.1 FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT , dated as of May 3, 2016 (this ? Amendment ?), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, ? PrivateBank ?), as administrative agent for the lenders (the ? Lenders ?) party to |
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| May 9, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission F |
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| April 4, 2016 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 24, 2016 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 24, 2016 |
WLB / Westmoreland Coal Co. / Venor Capital Management LP - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* Under the Securities Exchange Act of 1934 WESTMORELAND COAL COMPANY (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 960878106 (CUSIP Number) John Herbert Roth, Esq. Venor Capital Management LP Times Square Tower 7 Times Square, Suite 4303 New York |
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| March 24, 2016 |
EX-99.3 Exhibit 3 AGREEMENT This AGREEMENT (the “Agreement”) is made and entered into as of March 23, 2016, by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and Venor Capital Management LP, a Delaware limited partnership (“Venor”), acting on behalf of the Accounts (as defined below). RECITALS WHEREAS, Venor is the investment manager of a private investment fund and |
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| March 14, 2016 |
Transcript of Westmoreland Coal Company Fourth Quarter 2015 Investor Conference Call March 8, 2016 Exhibit EXHIBIT 99.2 Transcript of Westmoreland Coal Company Fourth Quarter 2015 Investor Conference Call March 8, 2016 Participants Kevin Paprzycki - Chief Executive Officer Jason Veenstra - Chief Financial Officer Analysts David Gagliano - BMO Mark Levin - BB&T Matt Farwell - Imperial Capital Derrick Hernandez - FDR Terran Miller - Cantor Fitzgerald Lexi Fell - Carl Marks Management Presentation |
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| March 14, 2016 |
Exhibit Exhibit 99.1 Exhibit 99.1 Exhibit 99.1 Exhibit 99.1 Exhibit 99.1 Exhibit 99.1 Exhibit 99.1 |
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| March 14, 2016 |
Westmoreland Coal 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2016 WESTMORELAND COAL COMPANY (Exact Name of Registrant as Specified in Charter) Delaware 001-11155 23-1128670 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 14, 2016 |
CHANGE IN CONTROL SEVERANCE AGREEMENT This Agreement is entered into as of December 10, 2015 (the “Effective Date”) by and between Westmoreland Coal Company, a Delaware corporation (the “Company”), and Jason W. |
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| March 14, 2016 |
JOINDER AND FIRST AMENDMENT TO SECOND amended and restated LOAN AND SECURITY AGREEMENT JOINDER AND FIRST AMENDMENT TO SECOND amended and restated LOAN AND SECURITY AGREEMENT This JOINDER AND FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of March 26, 2015 (this “Joinder”), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, “PrivateBank”), as administrative agent for the lenders (the “Lenders”) party to th |
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| March 14, 2016 |
EXHIBIT 95.1 Mine Safety Disclosure The following disclosures are provided pursuant to Securities and Exchange Commission (SEC) regulations, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate coal mines regulated under the Federal Mine Safety and Health Act of 1977 (the Mine Act). The disclosures refl |
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| March 14, 2016 |
Exhibit 21.1 Subsidiaries of the Registrant for the year ended December 31, 2015: Subsidiary Name State or Province of Incorporation WEI - Roanoke Valley, Inc. Delaware Westmoreland Coal Sales Company, Inc. Delaware Westmoreland Energy LLC Delaware Westmoreland Resources, Inc. Delaware Westmoreland Savage Corporation Delaware Westmoreland Mining LLC Delaware Dakota Westmoreland Corporation Delawar |
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| March 14, 2016 |
THIRD AMENDMENT TO SECOND amended and restated LOAN AND SECURITY AGREEMENT THIRD AMENDMENT TO SECOND amended and restated LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT, dated as of December , 2015 (this ?Amendment?), is entered into by and among THE PRIVATEBANK AND TRUST COMPANY (in its individual capacity, ?PrivateBank?), as administrative agent for the lenders (the ?Lenders?) party to the Loan Agreement (as defined below) (in such capacity, together with its successors and assigns, the ?Administrative Agent?), the Lenders, and each of WESTMORELAND COAL COMPANY, a Delaware corporation (?Westmoreland Parent?), WESTMORELAND ENERGY LLC, a Delaware limited liability company (?Westmoreland Energy?), WESTMORELAND - NORTH CAROLINA POWER, L. |
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| March 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-11155 |
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| March 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 27)* Westmoreland Coal Company (Name of Issuer) Common Stock (Title of Class of Securities) 960878106 (CUSIP Number) Jeffrey L. Gendell 1 Sound Shore Drive Greenwich, Connecticut 06830 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
