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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Western Asset Mortgage Capital Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35543 Western Asset Mortgage Capital Corporation (AGMIT Merger Sub, LLC |
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| December 6, 2023 |
As filed with the Securities and Exchange Commission on December 6, 2023 As filed with the Securities and Exchange Commission on December 6, 2023 Registration No. |
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| December 6, 2023 |
As filed with the Securities and Exchange Commission on December 6, 2023 As filed with the Securities and Exchange Commission on December 6, 2023 Registration No. |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| December 6, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 18, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 5, 2023 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| December 5, 2023 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES STOCKHOLDER APPROVAL OF MERGER WITH AG MORTGAGE INVESTMENT TRUST PASADENA, California, December 5, 2023 – Western Asset Mortgage Capital Corporation (the “Company,” “we,” or “WMC”) (NYSE: WMC) announced today that its stockholders have voted to approve the proposed merger transaction with AG Mortgage Investment Trust, Inc. (“MITT”) |
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| November 20, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION |
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| November 20, 2023 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND INTERIM FOURTH QUARTER COMMON DIVIDEND OF $0.10 PER SHARE PASADENA, California – November 20, 2023 – Western Asset Mortgage Capital Corporation (NYSE: WMC) (“WMC”) announced that its Board of Directors has declared a second interim fourth quarter dividend of $0.10 per common share in light of the adjournment of the special me |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION |
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| November 20, 2023 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND INTERIM FOURTH QUARTER COMMON DIVIDEND OF $0.10 PER SHARE PASADENA, California – November 20, 2023 – Western Asset Mortgage Capital Corporation (NYSE: WMC) (“WMC”) announced that its Board of Directors has declared a second interim fourth quarter dividend of $0.10 per common share in light of the adjournment of the special me |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35543 Western Asset |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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| November 6, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| November 6, 2023 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION EXPECTS TO ADJOURN SPECIAL MEETING OF STOCKHOLDERS UNTIL DECEMBER 5, 2023 PASADENA, California – November 6, 2023 – Western Asset Mortgage Capital Corporation (NYSE: WMC) (“WMC”) announced that it expects to adjourn its special meeting of stockholders (the “Special Meeting”) relating to the proposed merger with AG Mortgage Investment Trust, Inc. |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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| October 30, 2023 |
Exhibit 99.1 LEADING INDEPENDENT PROXY ADVISORY FIRM ISS RECOMMENDS AG MORTGAGE INVESTMENT TRUST STOCKHOLDERS VOTE “FOR” THE PROPOSED MERGER WITH WESTERN ASSET MORTGAGE CAPITAL CORPORATION AG Mortgage Investment Trust Encourages Stockholders to Vote “FOR” the Merger NEW YORK, NY – October 27, 2023 – AG Mortgage Investment Trust, Inc. (the “Company,” “we,” or “MITT”) (NYSE: MITT) announced today th |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2023 AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2023 AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| October 26, 2023 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES INTERIM FOURTH QUARTER COMMON DIVIDEND OF $0.14 PER SHARE PASADENA, California – October 26, 2023 – Western Asset Mortgage Capital Corporation (NYSE: WMC) (“WMC”) announced that its Board of Directors has declared an interim fourth quarter dividend of $0.14 per common share. The dividend is payable on November 8, 2023 to stockholder |
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| October 26, 2023 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES INTERIM FOURTH QUARTER COMMON DIVIDEND OF $0.14 PER SHARE PASADENA, California – October 26, 2023 – Western Asset Mortgage Capital Corporation (NYSE: WMC) (“WMC”) announced that its Board of Directors has declared an interim fourth quarter dividend of $0.14 per common share. The dividend is payable on November 8, 2023 to stockholder |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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| October 26, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| October 20, 2023 |
Exhibit 99.1 AG MORTGAGE INVESTMENT TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE FINAL EXCHANGE RATIO FOR PROPOSED MERGER NEW YORK, NY – October 19, 2023 – AG Mortgage Investment Trust, Inc. (NYSE: MITT) (“MITT”), a publicly traded residential mortgage REIT managed by AG REIT Management, LLC, an affiliate of Angelo, Gordon & Co., L.P. (“Angelo Gordon”), a leading $74 billion alter |
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| October 20, 2023 |
Exhibit 99.1 AG MORTGAGE INVESTMENT TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE FINAL EXCHANGE RATIO FOR PROPOSED MERGER NEW YORK, NY – October 19, 2023 – AG Mortgage Investment Trust, Inc. (NYSE: MITT) (“MITT”), a publicly traded residential mortgage REIT managed by AG REIT Management, LLC, an affiliate of Angelo, Gordon & Co., L.P. (“Angelo Gordon”), a leading $74 billion alter |
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| October 20, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| October 19, 2023 |
Exhibit 99.1 AG MORTGAGE INVESTMENT TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE FINAL EXCHANGE RATIO FOR PROPOSED MERGER NEW YORK, NY – October 19, 2023 – AG Mortgage Investment Trust, Inc. (NYSE: MITT) (“MITT”), a publicly traded residential mortgage REIT managed by AG REIT Management, LLC, an affiliate of Angelo, Gordon & Co., L.P. (“Angelo Gordon”), a leading $74 billion alter |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive Proxy State |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2023 AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) |
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| September 29, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Defi |
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| August 9, 2023 |
EX-99.2 3 agmortgageinvestmenttrus.htm EX-99.2 NYSE: MITT 1 AG Mortgage Investment Trust, Inc. to Acquire Western Asset Mortgage Capital Corp. August 8, 2023 NYSE: MITT 2 Forward Looking Statements Additional Information: This communication relates to the proposed merger transaction between AG Mortgage Investment Trust, Inc. (“MITT”) and Western Asset Mortgage Capital Corporation (“WMC”). In conne |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 (August 8, 2023) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-029809 |
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| August 9, 2023 |
425 1 longform8-k8923.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 (August 8, 2023) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCO |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35543 Western Asset Mortg |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) ( |
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| August 9, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among AG MORTGAGE INVESTMENT TRUST, INC., AGMIT MERGER SUB, LLC, WESTERN ASSET MORTGAGE CAPITAL CORPORATION and, solely for the limited purposes set forth herein, AG REIT MANAGEMENT, LLC Dated as of August 8, 2023 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 2 Article II THE MERGER 6 2.1 The Me |
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| August 9, 2023 |
Exhibit 10.1 AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT TO MANAGEMENT AGREEMENT (this “Agreement”) is made and entered into as of August 8, 2023, by and among Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), Western Asset Management Company, LLC, a California limited liability company (the “Manager”), and, solely for the purposes of Sections 1(b), 5 and 10 |
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| August 9, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among AG MORTGAGE INVESTMENT TRUST, INC., AGMIT MERGER SUB, LLC, WESTERN ASSET MORTGAGE CAPITAL CORPORATION and, solely for the limited purposes set forth herein, AG REIT MANAGEMENT, LLC Dated as of August 8, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 6 2.1 The Me |
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| August 9, 2023 |
FOURTH AMENDMENT TO MANAGEMENT AGREEMENT Exhibit 99.1 FOURTH AMENDMENT TO MANAGEMENT AGREEMENT THIS FOURTH AMENDMENT TO MANAGEMENT AGREEMENT (this “Amendment”) is made as of August 8, 2023, by and between AG Mortgage Investment Trust, Inc., a Maryland corporation (the “Company”), and AG REIT Management, LLC, a Delaware limited liability company (the “Manager” and together with the Company, the “Parties”). WHEREAS, the Parties entered int |
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| August 9, 2023 |
AG MORTGAGE INVESTMENT TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE DEFINITIVE MERGER AGREEMENT Combination Would Establish Leading Residential Mortgage REIT With Increased Scale and Operational Efficiencies Transaction Expected to Drive Earnings Accretion and Long-Term Growth WMC Stockholders to Receive Cash Consideration as Part of Merger NEW YORK, NY – August 8, 2023 – AG Mortgage Investment Trust, Inc. |
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| August 9, 2023 |
NYSE: MITT 1 AG Mortgage Investment Trust, Inc. to Acquire Western Asset Mortgage Capital Corp. August 8, 2023 NYSE: MITT 2 Forward Looking Statements Additional Information: This communication relates to the proposed merger transaction between AG Mortgage Investment Trust, Inc. (“MITT”) and Western Asset Mortgage Capital Corporation (“WMC”). In connection with the proposed transaction, MITT and W |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| August 9, 2023 |
AG MORTGAGE INVESTMENT TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE DEFINITIVE MERGER AGREEMENT Combination Would Establish Leading Residential Mortgage REIT With Increased Scale and Operational Efficiencies Transaction Expected to Drive Earnings Accretion and Long-Term Growth WMC Stockholders to Receive Cash Consideration as Part of Merger NEW YORK, NY – August 8, 2023 – AG Mortgage Investment Trust, Inc. |
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| August 9, 2023 |
AG MORTGAGE INVESTMENT TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE DEFINITIVE MERGER AGREEMENT Combination Would Establish Leading Residential Mortgage REIT With Increased Scale and Operational Efficiencies Transaction Expected to Drive Earnings Accretion and Long-Term Growth WMC Stockholders to Receive Cash Consideration as Part of Merger NEW YORK, NY – August 8, 2023 – AG Mortgage Investment Trust, Inc. |
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| August 9, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| August 9, 2023 |
Exhibit 10.1 AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT TO MANAGEMENT AGREEMENT (this “Agreement”) is made and entered into as of August 8, 2023, by and among Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), Western Asset Management Company, LLC, a California limited liability company (the “Manager”), and, solely for the purposes of Sections 1(b), 5 and 10 |
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| August 9, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among AG MORTGAGE INVESTMENT TRUST, INC., AGMIT MERGER SUB, LLC, WESTERN ASSET MORTGAGE CAPITAL CORPORATION and, solely for the limited purposes set forth herein, AG REIT MANAGEMENT, LLC Dated as of August 8, 2023 TABLE OF CONTENTS Page Article I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 2 Article II THE MERGER 6 2.1 The Me |
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| August 9, 2023 |
Exhibit 10.1 FOURTH AMENDMENT TO MANAGEMENT AGREEMENT THIS FOURTH AMENDMENT TO MANAGEMENT AGREEMENT (this “Amendment”) is made as of August 8, 2023, by and between AG Mortgage Investment Trust, Inc., a Maryland corporation (the “Company”), and AG REIT Management, LLC, a Delaware limited liability company (the “Manager” and together with the Company, the “Parties”). WHEREAS, the Parties entered int |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) ( |
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| August 9, 2023 |
FOURTH AMENDMENT TO MANAGEMENT AGREEMENT Exhibit 99.1 FOURTH AMENDMENT TO MANAGEMENT AGREEMENT THIS FOURTH AMENDMENT TO MANAGEMENT AGREEMENT (this “Amendment”) is made as of August 8, 2023, by and between AG Mortgage Investment Trust, Inc., a Maryland corporation (the “Company”), and AG REIT Management, LLC, a Delaware limited liability company (the “Manager” and together with the Company, the “Parties”). WHEREAS, the Parties entered int |
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| August 9, 2023 |
NYSE: MITT 1 AG Mortgage Investment Trust, Inc. to Acquire Western Asset Mortgage Capital Corp. August 8, 2023 NYSE: MITT 2 Forward Looking Statements Additional Information: This communication relates to the proposed merger transaction between AG Mortgage Investment Trust, Inc. (“MITT”) and Western Asset Mortgage Capital Corporation (“WMC”). In connection with the proposed transaction, MITT and W |
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| August 8, 2023 |
wmc2qfy23ex992final2 Second Quarter 2023 Investor Presentation August 8, 2023 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| August 8, 2023 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2023 RESULTS Conference Call and Webcast Scheduled for Tomorrow, August 9, 2023 at 12:00 p.m. Eastern Time/9:00 a.m. Pacific Time Pasadena, CA, August 8, 2023 – Western Asset Mortgage Capital Corporation (the “Company,” “we,” or “WMC”) (NYSE: WMC) today reported its results for the second quarter ended June 30, 2023. |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| July 28, 2023 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION BOARD DETERMINES AG MORTGAGE INVESTMENT TRUST, INC. |
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| July 28, 2023 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION BOARD DETERMINES AG MORTGAGE INVESTMENT TRUST, INC. |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2023 AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) (C |
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| July 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| July 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| July 18, 2023 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION TO ENGAGE IN DISCUSSIONS WITH AG MORTGAGE INVESTMENT TRUST, INC. |
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| July 18, 2023 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION TO ENGAGE IN DISCUSSIONS WITH AG MORTGAGE INVESTMENT TRUST, INC. |
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| July 13, 2023 |
investorpresentation NYSE: MITT 1 MITT and WMC Merger Rationale and Benefits July 13, 2023 NYSE: MITT 2 Forward Looking Statements Additional Information: This communication relates to a proposal which AG Mortgage Investment Trust, Inc. |
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| July 13, 2023 |
Exhibit 99.1 AG MORTGAGE INVESTMENT TRUST SUBMITS OFFER TO ACQUIRE WESTERN ASSET MORTGAGE CAPITAL CORPORATION FOR IMPLIED PRICE OF $9.88 PER SHARE Financially Superior Offer with Closing Certainty Represents 18.2% Premium to WMC’s Stock Book-for-Book Transaction Also Includes Cash Consideration to WMC Stockholders and Establishes a Company that is Meaningfully More Efficient Through Significant Co |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2023 AG Mortgage Investment Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 001-35151 27-5254382 (State or other jurisdiction of incorporation) (C |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 30, 2023 |
TERRA PROPERTY TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE MERGER TO FORM CREDIT-ORIENTED REAL ESTATE INVESTMENT TRUST New York, NY, June 28, 2023 /PRNewswire/ – Terra Property Trust, Inc. |
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| June 30, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among WESTERN ASSET MORTGAGE CAPITAL CORPORATION, MAVERICK MERGER SUB, LLC and TERRA PROPERTY TRUST, INC. Dated as of June 27, 2023 THIS DOCUMENT IS INTENDED SOLELY TO FACILITATE DISCUSSIONS AMONG THE PARTIES REFERENCED HEREIN. IT IS NOT INTENDED TO, AND DOES NOT, CREATE A LEGALLY BINDING AGREEMENT OR COMMITMENT OF ANY TYPE PRIOR TO THE DUE EXECUTION AND DE |
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| June 30, 2023 |
Exhibit 99.2 June 27, 2023 Western Asset Mortgage Capital Corporation 385 East Colorado Boulevard Pasadena, California 91101 Ladies and Gentlemen: Terra Capital Partners, LLC, a Delaware limited liability company (“TCP”) and an affiliate of Terra REIT Advisors, LLC, a Delaware limited liability company and the external manager of Terra Property Trust, Inc., a Maryland corporation (“TPT”), is pleas |
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| June 30, 2023 |
Exhibit 10.2 AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT TO MANAGEMENT AGREEMENT (this “Agreement”) is made and entered into as of June 27, 2023, by and among Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), Western Asset Management Company, LLC, a California limited liability company (the “Manager”), and solely for purposes of Sections 1(b), 5 and 10 hereof |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 30, 2023 |
Exhibit 99.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this “Agreement”) is made and entered into as of June 27, 2023 by and among Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Parent”), Terra Offshore Funds REIT, LLC, a Delaware limited liability company, and Terra JV, LLC, a Delaware limited liability company (together with Terra Offshore Funds REIT, LLC, the “Stockholde |
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| June 30, 2023 |
Exhibit 99.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this “Agreement”) is made and entered into as of June 27, 2023 by and among Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Parent”), Terra Offshore Funds REIT, LLC, a Delaware limited liability company, and Terra JV, LLC, a Delaware limited liability company (together with Terra Offshore Funds REIT, LLC, the “Stockholde |
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| June 30, 2023 |
tptwmcdefinitivemergerag Terra Property Trust (“TPT”) + Western Asset Mortgage Capital (“WMC”) Definitive Merger Agreement June 28, 2023 Terra Property Trust About this Presentation This presentation relates to a proposed merger (the “Merger”) between Western Asset Mortgage Capital Corporation (“WMC”) and Terra Property Trust, Inc. |
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| June 30, 2023 |
Exhibit 10.2 AMENDMENT TO MANAGEMENT AGREEMENT THIS AMENDMENT TO MANAGEMENT AGREEMENT (this “Agreement”) is made and entered into as of June 27, 2023, by and among Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), Western Asset Management Company, LLC, a California limited liability company (the “Manager”), and solely for purposes of Sections 1(b), 5 and 10 hereof |
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| June 30, 2023 |
Exhibit 10.1 AMENDED AND RESTATED MANAGEMENT AGREEMENT THIS AMENDED AND RESTATED MANAGEMENT AGREEMENT (this “Agreement”), dated as of June 27, 2023, is entered into by and between Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), Terra Property Trust, Inc., a Maryland corporation (“TPT”), and Terra REIT Advisors, LLC, a Delaware limited liability company (the “Man |
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| June 30, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among WESTERN ASSET MORTGAGE CAPITAL CORPORATION, MAVERICK MERGER SUB, LLC and TERRA PROPERTY TRUST, INC. Dated as of June 27, 2023 THIS DOCUMENT IS INTENDED SOLELY TO FACILITATE DISCUSSIONS AMONG THE PARTIES REFERENCED HEREIN. IT IS NOT INTENDED TO, AND DOES NOT, CREATE A LEGALLY BINDING AGREEMENT OR COMMITMENT OF ANY TYPE PRIOR TO THE DUE EXECUTION AND DE |
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| June 30, 2023 |
Exhibit 99.2 June 27, 2023 Western Asset Mortgage Capital Corporation 385 East Colorado Boulevard Pasadena, California 91101 Ladies and Gentlemen: Terra Capital Partners, LLC, a Delaware limited liability company (“TCP”) and an affiliate of Terra REIT Advisors, LLC, a Delaware limited liability company and the external manager of Terra Property Trust, Inc., a Maryland corporation (“TPT”), is pleas |
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| June 30, 2023 |
Exhibit 10.1 AMENDED AND RESTATED MANAGEMENT AGREEMENT THIS AMENDED AND RESTATED MANAGEMENT AGREEMENT (this “Agreement”), dated as of June 27, 2023, is entered into by and between Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), Terra Property Trust, Inc., a Maryland corporation (“TPT”), and Terra REIT Advisors, LLC, a Delaware limited liability company (the “Man |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 28, 2023 |
TERRA PROPERTY TRUST AND WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCE MERGER TO FORM CREDIT-ORIENTED REAL ESTATE INVESTMENT TRUST New York, NY, June 28, 2023 /PRNewswire/ – Terra Property Trust, Inc. |
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| June 28, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 28, 2023 |
maverick-investorpresent Terra Property Trust (“TPT”) + Western Asset Mortgage Capital (“WMC”) Definitive Merger Agreement June 28, 2023 Terra Property Trust About this Presentation This presentation relates to a proposed merger (the “Merger”) between Western Asset Mortgage Capital Corporation (“WMC”) and Terra Property Trust, Inc. |
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| June 27, 2023 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 (June 23, 2023) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35543 Western Asset Mort |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE N |
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| May 4, 2023 |
EX-99.1 2 q123ex991.htm EX-99.1 Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2023 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Friday, May 5, 2023 at 12:00 p.m. Eastern Time/9:00 a.m. Pacific Time Pasadena, CA, May 4, 2023 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the first quar |
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| May 4, 2023 |
First Quarter 2023 Investor Presentation May 4, 2023 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Definitive |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission File Number: 001-35543 WESTERN ASSET MORTGAGE CAPI |
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| March 2, 2023 |
wmc4qfy22ex99211 Fourth Quarter 2022 Investor Presentation March 2, 2023 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| March 2, 2023 |
EX-99.1 2 wmcq4fy22ex991.htm EX-99.1 Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Friday, March 3, 2023 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, March 2, 2023 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its re |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| February 14, 2023 |
SC 13G 1 d994050913g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Asset Mortgage Capital Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 95790D204 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| February 9, 2023 |
SC 13G 1 tv02244-westernassetmortgage.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Western Asset Mortgage Capital Corp. Title of Class of Securities: REIT CUSIP Number: 95790D204 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35543 Western |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| November 4, 2022 |
EX-99.1 2 q322ex991.htm EX-99.1 Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2022 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Friday, November 4, 2022 at 12:00 p.m. Eastern Time/9:00 a.m. Pacific Time Pasadena, CA, November 3, 2022 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the |
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| November 4, 2022 |
EX-99.2 3 wmc3qfy22ex9921.htm EX-99.2 Third Quarter 2022 Investor Presentation November 3, 2022 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. These forward-looking statements include information about possible or assumed future results of our business, finan |
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| September 27, 2022 |
September 27, 2022 Via EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Eric McPhee & Wilson Lee (Staff) Office of Real Estate & Construction Re: Western Asset Mortgage Capital Corporation Form 10-K for the year ended December 31, 2021 File No. 001-35543 Ladies and Gentlemen: Western Asset Mortgage Capital Corporation (? |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-35543 Western Asset |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| August 5, 2022 |
EX-99.2 3 wmc2q22ex992final.htm EX-99.2 Second Quarter 2022 Investor Presentation August 4, 2022 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. In particular, it is difficult to fully assess the impact of COVID-19 at this time due to, among other factors, unc |
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| August 5, 2022 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2022 RESULTS AND COMMENCES STRATEGIC ALTERNATIVES REVIEW PROCESS Conference Call and Webcast Scheduled for Tomorrow, Friday, August 5, 2022 at 12:00 p.m. Eastern Time/9:00 a.m. Pacific Time Pasadena, CA, August 4, 2022 ? Western Asset Mortgage Capital Corporation (the ?Company? or "WMC") (NYSE: WMC) today reported its |
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| July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| July 11, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF WESTERN ASSET MORTGAGE CAPITAL CORPORATION Pursuant to Section 242 of the General Corporation Law of the State of Delaware Western Asset Mortgage Capital Corporation, a Delaware corporation (hereinafter called the ?Corporation?), does hereby certify as follows: FIRST: Upon the filing and effectiveness |
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| June 30, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form type) Western Asset Mortgage Capital Corporation (Exact Name of Registrant as Specified in its Charter) Table I: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Western Asset Mortgage Capital Corporation 2022 Omnibus Incentive Plan (the ?Plan?) (Common Stock, $0. |
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| June 30, 2022 |
Western Asset Mortgage Capital Corporation Board Approved 1-for-10 Reverse Stock Split Ratio EX-99.1 2 wmc-pressreleasefinalsplit.htm EX-99.1 Western Asset Mortgage Capital Corporation Board Approved 1-for-10 Reverse Stock Split Ratio FOR IMMEDIATE RELEASE Pasadena, CA., June 30, 2022 - Western Asset Mortgage Capital Corporation (NYSE: WMC) (“WMC” or the “Company”) today announced that its Board of Directors has approved a reverse stock split of the Company’s common stock at a ratio of 1- |
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| June 30, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 30, 2022 |
As filed with the Securities and Exchange Commission on June 30, 2022 As filed with the Securities and Exchange Commission on June 30, 2022 Registration No. |
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| June 24, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 21, 2022 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION APPOINTS OF ROBERT LEHMAN, CPA AS NEW CFO Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION APPOINTS OF ROBERT LEHMAN, CPA AS NEW CFO Pasadena, CA, June 14, 2022 ? Western Asset Mortgage Capital Corporation (the ?Company?) (NYSE: WMC) announced today the appointment of Robert W. Lehman as Chief Financial Officer, effective tomorrow, June 15th. Lehman is a real estate and REIT specialist with more than 35 years of experience in accou |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) o Definitive |
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| May 13, 2022 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES DEPARTURE OF CFO AND SEARCH FOR SUCCESSOR Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES DEPARTURE OF CFO AND SEARCH FOR SUCCESSOR Pasadena, CA, May 13, 2022 ? Western Asset Mortgage Capital Corporation (the ?Company?) (NYSE: WMC) announced today that Lisa Meyer, President, Chief Financial Officer and Treasurer of the Company, will be leaving the Company to pursue another opportunity. The Company is in the process of id |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001- |
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| May 5, 2022 |
First Quarter 2022 Investor Presentation May 5, 2022 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| May 5, 2022 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2022 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Friday, May 6, 2022 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, May 5, 2022 ? Western Asset Mortgage Capital Corporation (the ?Company? or "WMC") (NYSE: WMC) today reported its results for the first quarter ended March 31, 2022. BUSINE |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE N |
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| May 2, 2022 |
DEF 14A 1 wmcdefinitiveproxystatement.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission On |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) o Definitive |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35543 WESTERN ASSET MORTGAGE CA |
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| March 3, 2022 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2021 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Thursday, March 3, 2022 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, March 2, 2022 ? Western Asset Mortgage Capital Corporation (the ?Company? or "WMC") (NYSE: WMC) today reported its results for the fourth quarter and th |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| March 3, 2022 |
Fourth Quarter 2021 Investor Presentation March 2, 2022 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| December 22, 2021 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION DECLARES FOURTH QUARTER DIVIDEND OF $0.06 PER SHARE; ANNOUNCES FOCUS ON RESIDENTIAL REAL ESTATE RELATED INVESTMENTS Pasadena, CA, December 21, 2021 ? Western Asset Mortgage Capital Corporation (the ?Company?) (NYSE: WMC) announced today that its Board of Directors has declared a cash dividend of $0.06 per share for the fourth quarter of 2021. |
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| December 22, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| November 4, 2021 |
Third Quarter 2021 Investor Presentation November 4, 2021 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| November 4, 2021 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2021 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Friday, November 5, 2021 at 12:00 a.m. Eastern Time/9:00 a.m. Pacific Time Pasadena, CA, November 4, 2021 ? Western Asset Mortgage Capital Corporation (the ?Company? or "WMC") (NYSE: WMC) today reported its results for the third quarter ended September 30 |
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| September 20, 2021 |
WMC / Western Asset Mortgage Capital Corp / BRIGADE CAPITAL MANAGEMENT, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 14, 2021 |
Corporation, Western Asset Management Company, LLC and JMP Securities LLC. Western Asset Mortgage Capital Corporation 6.75% Convertible Senior Notes due 2024 Underwriting Agreement September 10, 2021 JMP Securities LLC Montgomery Street, Suite 1100 San Francisco, California 94111 Ladies and Gentlemen: Western Asset Mortgage Capital Corporation, a Delaware corporation (the ?Company?), proposes to issue and sell to you (the ?Underwriter?) $75,000,000 principal amount of it |
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| September 14, 2021 |
EXECUTION VERSION WESTERN ASSET MORTGAGE CAPITAL CORPORATION as Issuer WELLS FARGO BANK, NATIONAL ASSOCIATION as Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of September 14, 2021 to the Indenture Dated as of October 2, 2017 6. |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 (September 10, 2021) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 2 |
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| September 13, 2021 |
$ 75,000,000 6.75 % Convertible Senior Notes due 2024 Filed pursuant to Rule 424(b)(5) Registration No. 333-238486 PROSPECTUS SUPPLEMENT (To Prospectus Dated May 26, 2020) $ 75,000,000 6.75 % Convertible Senior Notes due 2024 We are offering $75 million aggregate principal amount of our 6.75 % Convertible Senior Notes due 2024, or the ?notes.? The notes will bear interest at a rate of 6.75% per year, payable semiannually in arrears on March 15 and Se |
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| September 10, 2021 |
Filed Pursuant to Rule 433 under the Securities Act of 1933 Issuer Free Writing Prospectus dated September 10, 2021 Relating to Preliminary Prospectus Supplement dated September 9, 2021 To Prospectus dated May 26, 2020 Registration Statement No. |
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| September 9, 2021 |
SUBJECT TO COMPLETION, DATED SEPTEMBER 9, 2021 Filed pursuant to Rule 424(b)(5) Registration No. 333-238486 SUBJECT TO COMPLETION, DATED SEPTEMBER 9, 2021 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to the notes has become effective under the Securities Act of 1933, as amended. This preliminary prospectus supplement and the accompanying prospectus is not an off |
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| September 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION |
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| September 7, 2021 |
EX-99.1 2 ex991ngpressrelease9721lea.htm EX-99.1 Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES CHIEF EXECUTIVE OFFICER AND PRESIDENT APPOINTMENTS Pasadena, CA, September 7, 2021: Western Asset Mortgage Capital Corporation (NYSE: WMC) (the “Company”) announced today that Jennifer Murphy will resign from her positions as President, Chief Executive Officer (“CEO”) and as a member |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3 |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| August 3, 2021 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2021 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Wednesday, August 4, 2021 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, August 3, 2021 ? Western Asset Mortgage Capital Corporation (the ?Company? or "WMC") (NYSE: WMC) today reported its results for the second quarter ended June 30, 20 |
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| August 3, 2021 |
Second Quarter 2021 Investor Presentation August 3, 2021 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| June 30, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e |
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| May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| May 6, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001- |
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| May 5, 2021 |
First Quarter 2021 Investor Presentation May 5, 2021 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| May 5, 2021 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2021 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Thursday, May 6, 2021 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, May 5, 2021 ? Western Asset Mortgage Capital Corporation (the ?Company? or "WMC") (NYSE: WMC) today reported its results for the first quarter ended March 31, 2021. FIRS |
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| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE N |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) x Definitive Proxy State |
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| March 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35543 WESTERN ASSET MORTGAGE CA |
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| March 3, 2021 |
EX-99.1 2 wmcq4fy20ex991.htm EX-99.1 Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2020 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Thursday, March 4, 2021 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, March 3, 2021 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2021 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| March 3, 2021 |
Fourth Quarter 2020 Investor Presentation March 3, 2021 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| December 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2020 (December 21, 2020) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27- |
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| December 31, 2020 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES CO-CHIEF INVESTMENT OFFICER APPOINTMENTS AND PROVIDES A NOTE REPURCHASE UPDATE SEAN JOHNSON AND GREG HANDLER TO SERVE AS INTERIM CO-CHIEF INVESTMENT OFFICERS; ADDITIONAL CONVERTIBLE NOTES REPURCHASED BY THE COMPANY Pasadena, CA, December 31, 2020 – Western Asset Mortgage Capital Corporation (the “Company”) (NYSE: WMC) announced toda |
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| December 17, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION |
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| December 17, 2020 |
EX-99.1 2 investorupdatedec2020.htm EX-99.1 Investor Presentation December 17, 2020 We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. In particular, it is difficult to fully assess the impact of COVID-19 at this time due to, among other factors, uncertainty rega |
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| November 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: |
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| November 5, 2020 |
a3q20ex992ng Third Quarter 2020 Investor Presentation November 5, 2020 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| November 5, 2020 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2020 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Friday, November 6, 2020 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, November 5, 2020 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the third quarter ended September 30 |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| August 10, 2020 |
Table of Contents lUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| August 6, 2020 |
a2q20ex992ng Second Quarter 2020 Investor Presentation August 5, 2020 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| August 6, 2020 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2020 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Thursday, August 6, 2020 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, August 5, 2020 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the second quarter ended June 30, 202 |
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| July 2, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2020 (July 1, 2020) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (C |
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| June 23, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2020 (June 19, 2020) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 |
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| June 5, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 5, 2020 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-238486 Prospectus Supplement (To Prospectus Dated May 26, 2020) $96,936,049.90 Common Stock We have entered into an equity distribution agreement, dated March 6, 2017, as amended June 5, 2020, or the equity distribution agreement, with JMP Securities LLC, which we refer to as the placement agent, relating to shares of our common stock offered b |
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| June 5, 2020 |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION AMENDMENT NO. 1 TO EQUITY DISTRIBUTION AGREEMENT June 5, 2020 JMP Securities LLC 600 Montgomery Street, Suite 1100 San Francisco, California 94111 Ladies and Gentlemen: Reference is made to the Equity Distribution Agreement, dated March 6, 2017 (the “Equity Distribution Agreement”), among Western Asset Mortgage Capital Corporation, a Delaware corporation |
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| June 3, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| June 3, 2020 |
investorpresentationcon Investor Presentation Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| May 22, 2020 |
May 22, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 19, 2020 |
As filed with the Securities and Exchange Commission on May 18, 2020 Registration No. |
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| May 11, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001- |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE N |
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| May 7, 2020 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2020 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Thursday, May 7, 2020 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, May 6, 2020 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the first quarter ended March 31, 2020. FIRS |
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| May 7, 2020 |
a1q20ex992ng First Quarter 2020 Investor Presentation May 6, 2020 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties, many of which are difficult to predict and are generally beyond the Company's control. |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Defin |
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| April 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35543 WESTERN ASSET MORTGAGE CA |
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| March 6, 2020 |
Description of securities registered under Section 12 of the Exchange Act. EX-4.5 2 wmc12312019ex45.htm EXHIBIT 4.5 Exhibit 4.5 DESCRIPTION OF WESTERN ASSET MORTGAGE CAPITAL CORPORATION SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT Description of Common Stock The following is a summary of the rights and preferences of our common stock, and the related provisions of our amended and restated certificate of incorporation and amended and restate |
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| March 4, 2020 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2019 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Thursday, March 5, 2020 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, March 4, 2020 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the fourth quarter and th |
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| March 4, 2020 |
wmc4qfy19ex992 Fourth Quarter 2019 Investor Presentation March 4, 2020 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
|
| March 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| February 11, 2020 |
WMC / Western Asset Mortgage Capital Corp / UBS Group AG - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset Mortgage Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 95790D105 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| December 13, 2019 |
Exhibit 1.1 Execution Version Western Asset Mortgage Capital Corporation 6.75% Convertible Senior Notes due 2022 Underwriting Agreement December 9, 2019 JMP Securities LLC Montgomery Street, Suite 1100 San Francisco, California 94111 Ladies and Gentlemen: Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) $50,00 |
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| December 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): 13, 2019 (December 9, 2019) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (C |
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| December 10, 2019 |
Filed Pursuant to Rule 433 under the Securities Act of 1933 Issuer Free Writing Prospectus dated December 9, 2019 Relating to Preliminary Prospectus Supplement dated December 9, 2019 To Prospectus dated March 7, 2017 Registration Statement No. |
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| December 10, 2019 |
$50,000,000 6.75% Convertible Senior Notes due 2022 PROSPECTUS SUPPLEMENT (To Prospectus Dated March 7, 2017) $50,000,000 6.75% Convertible Senior Notes due 2022 We are offering $50,000,000 aggregate principal amount of our 6.75% Convertible Senior Notes due 2022, or the “reopened notes.” The reopened notes will bear interest at a rate of 6.75% per year, payable semiannually in arrears on April 1 and October 1 of each year, beginning on April 1, 20 |
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| December 9, 2019 |
SUBJECT TO COMPLETION, DATED DECEMBER 9, 2019 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 7, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: |
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| November 5, 2019 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2019 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Wednesday, November 6, 2019 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, November 5, 2019 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the third quarter ended September |
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| November 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| November 5, 2019 |
q3fy19ex992 Third Quarter 2019 Investor Presentation November 5, 2019 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
|
| August 22, 2019 |
Exhibit 1.1 Execution Version Western Asset Mortgage Capital Corporation 6.75% Convertible Senior Notes due 2022 Underwriting Agreement August 20, 2019 JMP Securities LLC Montgomery Street, Suite 1100 San Francisco, California 94111 Ladies and Gentlemen: Western Asset Mortgage Capital Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) $40,000 |
|
| August 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2019 (August 20, 2019) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298 |
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| August 22, 2019 |
Filed Pursuant to Rule 433 under the Securities Act of 1933 Issuer Free Writing Prospectus dated August 20, 2019 Relating to Preliminary Prospectus Supplement dated August 19, 2019 To Prospectus dated March 7, 2017 Registration Statement No. |
|
| August 21, 2019 |
$40,000,000 6.75% Convertible Senior Notes due 2022 Filed Pursuant to Rule 424(b)(5) Registration No. 333-216496 PROSPECTUS SUPPLEMENT (To Prospectus Dated March 7, 2017) $40,000,000 6.75% Convertible Senior Notes due 2022 We are offering $40,000,000 aggregate principal amount of our 6.75% Convertible Senior Notes due 2022, or the “reopened notes.” The reopened notes will bear interest at a rate of 6.75% per year, payable semiannually in arrears on |
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| August 19, 2019 |
SUBJECT TO COMPLETION, DATED AUGUST 19, 2019 The information in this preliminary prospectus supplement is not complete and may be changed. |
|
| August 7, 2019 |
WMC / Western Asset Mortgage Capital Corp 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3 |
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| August 6, 2019 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2019 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Wednesday, August 7, 2019 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, August 6, 2019 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the second quarter ended June 30, 20 |
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| August 6, 2019 |
wmcq2fy19ex992 Second Quarter 2019 Investor Presentation August 6, 2019 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| August 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2019 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| June 7, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2019 (June 6, 2019) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 ( |
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| May 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2019 (May 15, 2019) Date of Report (Date of earliest event reported): Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (C |
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| May 17, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2019 (May 14, 2019) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (C |
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| May 17, 2019 |
EX-1.1 2 exhibit11ua51719.htm EXHIBIT 1.1 Exhibit 1.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION (a Delaware corporation) 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: May 14, 2019 WESTERN ASSET MORTGAGE CAPITAL CORPORATION 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENT May 14, 2019 JMP Securities LLC As Representative of the several Underwriters named in Schedule I heret |
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| May 16, 2019 |
PROSPECTUS SUPPLEMENT (To Prospectus Dated March 7, 2017) 5,000,000 Shares Common Stock This is a public offering of common stock of Western Asset Mortgage Capital Corporation. |
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| May 14, 2019 |
Subject to Completion, dated MAY 14, 2019 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| May 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE N |
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| May 7, 2019 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2019 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Wednesday, May 8, 2019 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, May 7, 2019 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the first quarter ended March 31, 2019. FIR |
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| May 7, 2019 |
wmcq1fy19ex9927 First Quarter 2019 Investor Presentation May 7, 2019 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| May 7, 2019 |
our Quarterly Report on Form 10-Q for the quarter ended March 31, 2019, filed on May 7, 2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001- |
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| April 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Defin |
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| March 6, 2019 |
our Annual Report on Form 10-K for the year ended December 31, 2018, filed on March 6, 2019; 10-K 1 wmc10k12312018.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- |
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| March 5, 2019 |
wmc4qfy18ex992 Fourth Quarter 2018 Investor Presentation March 5, 2019 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| March 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2019 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE |
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| March 5, 2019 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER AND FULL YEAR 2018 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Wednesday, March 6, 2019 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, March 5, 2019 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the fourth quarter and t |
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| February 15, 2019 |
WMC / Western Asset Mortgage Capital Corp / UBS Group AG - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Asset Mortgage Capital Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 95790D105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| November 7, 2018 |
wmcq3fy18ex992 Third Quarter 2018 Investor Presentation November 7, 2018 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. |
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| November 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2018 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION F |
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| November 7, 2018 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES THIRD QUARTER 2018 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Thursday, November 8, 2018 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, November 7, 2018 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the third quarter ended September |
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| November 7, 2018 |
WMC / Western Asset Mortgage Capital Corp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: |
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| September 25, 2018 |
Exhibit 1.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION (a Delaware corporation) 6,500,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: September 20, 2018 WESTERN ASSET MORTGAGE CAPITAL CORPORATION (a Delaware corporation) 6,500,000 Shares of Common Stock (Par Value $0.01 Per Share) UNDERWRITING AGREEMENT September 20, 2018 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Mer |
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| September 25, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2018 (September 20, 2018) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 2 |
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| September 25, 2018 |
PROSPECTUS SUPPLEMENT (To Prospectus Dated March 7, 2017) 6,500,000 Shares Common Stock This is a public offering of common stock of Western Asset Mortgage Capital Corporation. |
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| September 20, 2018 |
SUBJECT TO COMPLETION, DATED SEPTEMBER 20, 2018 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| August 7, 2018 |
WMC / Western Asset Mortgage Capital Corp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-3 |
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| August 6, 2018 |
EX-99.2 3 wmcq2fy18ex992.htm EXHIBIT 99.2 Second Quarter 2018 Investor Presentation August 6, 2018 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. These forward-looking statements include information about possible or assumed future results of our business, financial condition, liquidity, results of operations, plans and ob |
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| August 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2018 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FIL |
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| August 6, 2018 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES SECOND QUARTER 2018 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Tuesday, August 7, 2018 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, August 6, 2018 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the second quarter ended June 30, 2018 |
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| June 11, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2018 (June 7, 2018) Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 ( |
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| May 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 18, 2018 (May 15, 2018) Date of Report (Date of earliest event reported): Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (C |
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| May 8, 2018 |
WMC / Western Asset Mortgage Capital Corp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001- |
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| May 7, 2018 |
Exhibit 99.1 WESTERN ASSET MORTGAGE CAPITAL CORPORATION ANNOUNCES FIRST QUARTER 2018 RESULTS Conference Call and Webcast Scheduled for Tomorrow, Tuesday, May 8, 2018 at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time Pasadena, CA, May 7, 2018 – Western Asset Mortgage Capital Corporation (the “Company” or "WMC") (NYSE: WMC) today reported its results for the first quarter ended March 31, 2018. FIRST |
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| May 7, 2018 |
EX-99.2 3 wmcq1fy18ex992.htm EXHIBIT 99.2 First Quarter 2018 Investor Presentation May 8, 2018 Safe Harbor Statement We make forward-looking statements in this presentation that are subject to risks and uncertainties. These forward-looking statements include information about possible or assumed future results of our business, financial condition, liquidity, results of operations, plans and object |
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| May 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2018 Western Asset Mortgage Capital Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE (STATE OF INCORPORATION) 001-35543 27-0298092 (COMMISSION FILE N |
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| April 24, 2018 |
WMC / Western Asset Mortgage Capital Corp DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Defin |
